Professional Documents
Culture Documents
Surgical Procedures: 14
Discectomy and Herniectomy
Erik Van de Kelft
KEY- POINTS
radiologists to the degeneration of the disc itself as placed by three artificial joints (one disc prosthesis
a result of the growing awareness of the clinical en- and two facet joint prostheses).
tity “lumbar disc herniation”, its surgical treatment
and the impact this treatment has on national health
services. Lumbar discectomies are among the most
common elective surgical procedures performed in
North America (Taylor et al. 1994). In Belgium, the 14.3
incidence of lumbar discectomies was 1 in 1000 in Pathophysiology of Lumbar Disc Herniation
2004.
In the near future, however, pathology of the Although the incidence of low back pain is about
facet joints will become as important as that of the 60%, the incidence of low back pain with sciatica is
disc itself. Spine surgeons all over the world are be- only 1%. Sciatica is most commonly due to hernia-
coming increasingly interested in total disc replace- tion of parts of a lumbar disc. Since 90% of disc her-
ment strategies. The use of lumbar disc prosthesis niations occur at the level of the two lowest lumbar
is already common in Europe and will soon ex- discs, the referred pain is within the distribution of
plode in North America, as soon as clinical results the sciatic nerve, hence the name sciatica. Such a
can demonstrate its superiority over other surgical disc herniation, however, may not be a prerequisite
treatment options (Geisler et al. 2004). Total disc for radicular pain.
replacement by a disc prosthesis can only be of any Root entrapment syndrome may affect the lum-
use if the facet joints are intact and are as such not bar root in the spinal canal, in the foraminal canal
responsible for any clinically relevant pain. When or even outside this foraminal canal. In our own se-
both the intervertebral disc and the facet joints are ries, we reported such “extraforaminal” location in
degenerated and both are responsible for pain, they 13% of all lumbar disc herniations (Van de Kelft et
should both be replaced. Some facet joint implants al. 1994). The radiologist, when he has no clinical in-
have already been designed and patented. They are formation, often overlooks this pathology, especially
currently undergoing mechanical testing but have on poor resolution CT images. A clear L4 pathology
not been used in clinical trials. Thus the three de- with a normal spinal canal at L3–L4 should urge the
generated joints (one disc and two facets) will be re- radiologist to look for an extraforaminal location of
Surgical Procedures: Discectomy and Herniectomy 363
an extruded disc fragment at L4–L5. It is also im- lasting dull aching or burning limb pain, even when
portant to notice that a disc bulging or protrusion the nerve root is fully decompressed. The initial
seldom reaches the root at a foraminal and never at goal of conservative therapy is to diminish the pain
its extraforaminal location. This is only possible for caused by inflammation. Usual conservative treat-
an extruded disc fragment. ment consists of bed rest, non-steroidal anti-inflam-
In an extreme situation there may be a massive matory drugs, muscle relaxation and, if necessary,
nuclear protrusion in which a large volume of disc epidural steroids. There seems to be no significant
material is suddenly thrust into the spinal canal, pro- difference in outcome when conservative treatment
ducing a “profound neurological catastrophe”, such is compared to the natural history of sciatica. Af-
as a cauda equina syndrome. In this case progressive ter the acute onset of sciatica, more than 50% of pa-
sensory loss and motor weakness of the legs is associ- tients will improve significantly under conservative
ated with sphincter disturbances. The physician on treatment after 2 months (Saal 1996).
duty will urge the radiologist for an immediate diag-
nosis, since this condition has to be treated surgically
as soon as possible. The best option for the correct
diagnosis is MRI. If unavailable, a CT myelogram
should be carried out, even at night, since a poor res- 14.4
olution CT scan may give false negative results; the Surgical Treatment
herniation may be so large that it completely fills the
spinal canal making the differentiation from its nor- 14.4.1
mal content extremely difficult. Indications
The initial symptoms of sciatica often occur with-
out a precipitating event or following a seemingly There is some controversy about the usefulness of
trivial movement or maneuver and are typically surgery versus nonoperative treatment in managing
not particularly incapacitating. At this moment, a these patients. The majority of patients with lumbar
tear in the annular ring appears which can be well disc herniations and sciatica will improve over time
demonstrated on MRI. As the inflammation (as a re- with conservative treatment. There is a tendency,
sult of the annular tear) progresses, the symptoms however, to operate on these patients a few weeks
crescendo in a relentless fashion. Most patients ex- after the onset of their initial symptoms. The sur-
perience paraspinal muscle spasms directed at sta- gical technique becomes minimally invasive (nu-
bilizing the affected level. At that time the sciatica cleoplasty, micro-endoscopic discectomy) and can
appears with irradiating pain in the leg according be performed on an outpatient basis (Foley and
to the dermatomal distribution of the affected nerve Smith 1997; Smith and Foley 1998). It is our task to
root. Through the annular tear, the nucleus pulposus return a patient with sciatica in a prompt and effec-
has protruded as a herniated fragment compressing tive manner to his or her previous level of function
the nerve root. The irradiating pain is the result of as soon as possible.
mechanical compression of the nerve root. The pre- Indications for surgery can be divided into abso-
cise distribution of leg pain varies according to the lute and relative indications (Table 14.1).
root involved. Compression of the S1 nerve root usu-
ally starts as a dull pain in the back or the thigh or 14.4.1.1
buttock, but can later involve the posterior or lateral Absolute Indications for Surgical Treatment
aspects of the calf, as well as the heel and the sole of
the foot. Compression of the L5 nerve root is charac- There are three absolute indications for surgical
terized by pain that runs more at the anterior side of treatment of acute sciatica due to a herniated lum-
the leg into the big toe. A typical L4 pain runs more bar disc which will be discussed in the following
in front of the leg and around the knee, to end half sections.
way the tibia. This typical pain is often caused by an
extraforaminal disc herniation at L4–L5. 14.4.1.1.1
Following mechanical compression, the root be- The Cauda Equina Syndrome
comes inflamed due to this mechanical trauma. This
inflammation can be dealt with during the conser- In cauda equina compression with bladder and/or
vative treatment, but is often responsible for a long- bowel incontinence, which is often not obvious at
364 E. Van de Kelft
Table 14.1. Indications for surgery in patients with a herni- the more this surgery can be done on an outpatient
ated lumbar disc basis, the more it becomes an attractive alternative
Absolute indications for relief of symptoms, even after the fi rst week of
symptoms. As will be discussed later, the benefit of
Cauda equina syndrome
surgery is the swift relief of symptoms. The long-
Weakness and sensory loss
term outcome is comparable to that of conservative
Persistent pain treatment and even with that of natural evolution.
Relative indications
Failure of symptom relief after 2–4 weeks of appropriate 14.4.1.2
conservative therapy Relative Indications for Surgical Treatment
Radicular pain in a dermatomal pattern
Sensory loss in the same dermatome The American Association of Neurological Surgeons
(AANS) and the American Academy of Orthopaedic
Weakness in the correct distribution
Surgeons have listed seven indications for surgical
Depressed tendon reflex appropriate to pain, weakness
and sensory loss treatment of a herniated lumbar disc disease:
Failure to relieve symptoms after 2–4 weeks of
Limited straight-leg raising with reproduction of radicu-
lar pain appropriate conservative therapy
Abnormal neuro-imaging (CT or MRI) consistent with
Radicular pain in a dermatomal pattern
the neurological deficit Sensory loss in the same dermatome
Weakness in the correct distribution
Depressed tendon reflex appropriate to pain,
the time of admission, urgent decompression of the weakness and sensory loss
cauda is mandatory. This is the only indication for ur- Limited straight-leg raising with reproduction of
gent lumbar disc surgery. Every attempt to treat this radicular pain
disorder conservatively will end in court. Often, even Abnormal neuro-imaging (CT scan or MRI) con-
after adequate surgical decompression with complete sistent with the neurological deficit (Long et al.
relief of pain, the bowel or bladder incontinence per- 1988)
sists for months or becomes permanent.
In these cases it is up to the patient whether he de-
14.4.1.1.2 cides to resolve the pain by surgery or whether he pre-
Weakness and Sensory Loss fers to wait for the results of conservative treatment.
Weber (1983) reported a prospective, randomized
The presence of significant neurological deficits such study in which surgery was compared to conservative
as weakness and/or sensory loss, which affects 5%– therapy. The study showed that, although surgery of
20% of patients with acute sciatica, is a good indica- lumbar disc herniations was superior to nonoperative
tion for surgery without delay. It seems obvious that treatment at 1 year, results at 4- and 10-year follow-
a neurological deficit due to mechanical compression up showed no statistical difference (Weber 1983).
of the nerve root will resolve better the earlier the root Although surgery may provide more rapid relief of
can be liberated. Some authors showed, however, that pain, the ultimate result is approximately the same
delays of up to 3 months had a minimal effect on the regardless of treatment, with long-term resolution of
ultimate recovery of strength (Hakelius 1970). sciatica approaching 87%. This study was undertaken
25 years ago; conservative treatment did not change
14.4.1.1.3 spectacularly in this period; surgery, however, did.
Severe Persistent Pain
techniques have the same clinical indications as the et al. 2001). Percutaneous disc decompression using
classical surgical one (i.e. microdiscectomy), but can coblation (nucleoplasty) is performed on an outpa-
only be carried out with a reasonable success rate if tient basis under monitored anesthesia care in the
the herniation is contained by an intact outer an- operating room.
nular ring. Even discography cannot help establish All procedures are performed under strict sterile
this diagnosis. conditions using fluoroscopic guidance with the pa-
Minimally invasive intradiscal techniques that tient in a prone or semi-oblique position. A 17-gauge
provide percutaneous access to the discs are chemo- 6-in. Crawford-type spinal access cannula is placed
nucleolysis, percutaneous nucleotomy, automated at the junction of the annulus and nucleus. A Perc-
percutaneous lumbar discectomy, intradiscal laser DLE wand (ArthroCare, Inc., Sunnyvale, CA) is ad-
discectomy, and intradiscal radiofrequency ablation. vanced into the disc via the spinal access cannula.
Nucleoplasty is a non-heat driven process that employs After confirming that proximal and distal channel
coblation technology using bipolar radiofrequency limits are within the disc, decompression is initi-
technology applied to a conductive medium (i.e. sa- ated. The decompression process involves advanc-
line) to achieve tissue removal with minimal thermal ing the wand, in ablation mode, to the distal chan-
damage to collateral tissues (Nazariaz 1985). nel limit at a speed of 0.5 cm/s and retraction of the
wand in coagulation mode, to the proximal channel
14.4.3.1 limit at the same speed (Fig. 14.2).
Percutaneous Disc Decompression Six channels are created at the twelve, two, four,
six, eight, and ten o’clock positions. Postoperatively,
The technique we use in our department is a nu- patients are allowed limited walking, standing and
cleoplasty based on coblation (Robertson et al. sitting as needed in daily-life activities; however,
1999; Nazariaz 1985; Singh et al. 2003; Mochida they are instructed to limit bending, stooping and
b c
Surgical Procedures: Discectomy and Herniectomy 367
14.4.3.2
Micro-endoscopic Discectomy
a b
c d
Fig. 14.4a–d. Micro-Endoscopic Discectomy. a K-wire inserted percutaneously at the L4–L5 junction. The correct position
of this needle is confi rmed by fluoroscopy. b After the correct position of the needle has been confi rmed with fluoroscopic
guidance, a series of soft-tissue dilators are used to create a small tunnel that measures 16 mm in diameter (less than ¾ of
an inch) through the muscles of the back so that a hollow tube can be inserted down to the level of the spinal column. c This
tube, which is called a tubular retractor, contains a highly specialized video camera with a magnifying lens and a fiberoptic
light source that illuminates the tissues and relays the images to a separate video screen so that the surgeon can operate
safely. Once the tubular retractor is in the correct place the surgeon is able to visualize the area where the herniated disk is
located. d After a small laminotomy and flavectomy, he or she is able to remove the fragments of the disk with special in-
struments that fit down the inside of the tubular retractor. (Reproduced with permission from Medtronic Sofamor Danek)
spinous process of the upper vertebra, i.e. slightly Ahlgren BD, Vasavada A, Brower RS et al. (1994) Anular
more upwards compared to the classical interlami- incision technique on the strength and multidirec-
tional flexibility of the healing intervertebral disc. Spine
nar approach. We prefer a paramuscular approach 19:948–994
and therefore retract the muscle by a self-retaining Dowd GC, Rusich GP, Connolly ES (1998) Herniated lumbar
retractor. We then aim for the junction between the disc evaluation and management. Neurosurg Quarterly
pedicle and the transverse process. The nerve root 8:140–160
Ethier DB, Cain JE, Yaszemski MJ et al. (1994) The influence
in these cases is always pushed cranially against the
of annulotomy selection on disc competence. A radio-
pedicle. Once the pedicle is identified, the nerve root graphic, biomechanical, and histologic analysis. Spine
can be easily tracked. Caudally we find the extruded 19:2071–2076
fragment. In fact, we only remove this fragment and Foley KT, Smith MM (1997) Microscopic discectomy. Tech
perform a non-classical discectomy. Once the nerve Neurosurg 3:301–307
Geisler FH, Blumenthal SL, Guyer RD et al (2004) Neurologi-
root is no longer compromised between the disc frag- cal complications of lumbar artificial disc replacement
ment and the pedicle, we retract the retractor and and comparison of clinical results with those related to
close the skin. This technique has the advantage of lumbar arthrodesis in the literature: results of a multi-
seeing the herniated fragment clearly, as well as the center, prospective, randomized investigational device
nerve root, while preserving all spinal structures. exemption study of Charité intervertebral disc. Invited
submission from the Joint Section Meeting on Disorders
If one aims for an extraforaminal disc fragment by of the Spine and Peripheral Nerves, March 2004. J Neu-
the classical intraspinal interlaminar approach, one rosurg Spine 1:143–154
ends up with a destroyed or even removed facet joint, Hakelius A (1970) Prognosis in sciatica: a clinical follow-
because the herniated fragment can otherwise not be up of surgical and non-surgical treatment. Acta Orthop
Scand 121:S1
seen or reached. Long DM, Filtzer DL, BenDebba M (1988) Clinical features of
More recently we carry out the same procedure in the failed back syndrome. J Neurosurg 69:61–71
an endoscopic way, with the tools as described ear- Mochida J, Tos E, Nomura T et al. (2001) The risks and ben-
lier. efits of percutaneous nucleotomy for lumbar disc hernia-
tion: a 10-year longitudinal study. J Bone Joint Surg Br
83:501–505
Mouw LJ, Hitchon PW (1996) Pathogenesis and natural his-
tory of degenerative disc and spinal disease. In: Tindall
GT, Cooper PR, Barrows DL (eds) The practice of neu-
14.5 rosurgery. Williams & Wilkins, Baltimore, pp 2357–2366
Natarajan RN, Andersson GB, Patwardhan AG et al. (2002)
Conclusions Effect of annular incision type on the change in biome-
chanical properties in a herniated lumbar intervertebral
Once a trial of conservative treatment has been at- disc. J Biomech Eng 124:229–236
tempted, it may be wise to proceed with a surgical Nazariaz S (1985) Anatomical basis of intervertebral disc
intervention on a patient suffering from sciatica due puncture with chemonucleolysis. Anat Clin 7:23–32
Robertson JT, Maier K, Anderson RW, Mule JL, Palatinsky
to a herniated lumbar disc. With the exception of the EA (1999) Prevention of epidural fibrosis with Adcon-L in
absolute indications, we see that the relative indica- presence of a durotomy during lumbar disc surgery: ex-
tions become more popular because of the advent of periences with a preclinical model. Neurol Res 21[Suppl
minimally invasive disc surgery that is performed 1]:S61–S66
Saal JA (1996) Natural history and nonoperative treatment of
on an ambulatory basis. Given this, the patient can
lumbar disc herniations. Spine 21[Suppl 24]:2S–9S
benefit maximally from surgery as a result of early Samy Abdou M, Hardy Jr RW (1999) Epidural fibrosis and
relief of symptoms and full resumption of previous the failed back surgery syndrome: history and physical
functions. Nevertheless, the patient should be in- fi ndings. Neurol Res 21:55–57
formed that the long-term outcome is comparable Smith MM, Foley KT (1998) Microendoscopic discectomy
(MED): the fi rst one hundred cases. Neurosurg 43:702
to the outcome of conservative therapy. Stathopoulos PC, Cramer GD (1995) Microscopic anatomy
of the zygapophyseal joints and intervertebral discs. In:
Cramer GD, Darby SA (eds) Basic and clinical anatomy
of the spine, spinal cord and ANS. Mosby Year Book, St.
Louis, pp 393–419
References Taylor VM, Dey RA, Cherkin DC et al (1994) Low back pain
hospitalization. Recent United States trends and regional
Ahlgren BD, Lui W, Herkowitz HN et al. (2000) Effect of anu- variations. Spine 19:1207–1213
lar repair on the healing strength of the intervertebral Van de Kelft E, De La Porte C (1994) Spinal cord stimulation
disc: a sheep model. Spine 25:165–170 in failed back surgery syndrome. Qual Life Res 3:21–27
370 E. Van de Kelft
Van de Kelft E, Segnarbieux A, Candon E, Bitoun J, Frèrebeau Verlooy J, De Schepper A (2000) The value of MRI in the
Ph (1994) Disco-computed tomography in extraforami- diagnosis of postoperative spondylodiscitis. Neuroradiol
nal and foraminal lumber disc herniations: influence on 42:580–585
surgical approaches. Neurosurgery 34:643–648 Singh V, Piryani C, Liao K (2003) Evaluation of percutaneous
Van de Kelft E, Van Goethem J, De La Porte Ch, Verlooy J disc decompression using coblation in chronic back pain
(1996) Early postoperative gadolinium-DTPA-enhanced with or without leg pain. Pain Physician 6:273–280293-
MR imaging after successful lumbar discectomy. Br J 302
Neurosurg 1:41–49 Weber H (1983) Lumbar disc herniation: a controlled, pro-
Van Goethem J, Parizel PM, van den Hauwe L, Van de Kelft E, spective study with ten years of observation. Spine 8:131