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REPUBLIC OF KENYA

MINISTRY OF MINING

INTERIM REPORT OF THE MINISTERIAL TASK FORCE ON REVIEW OF PROSPECTING, EXPLORATION AND MINING LICENCES AND AGREEMENTS
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Table of Contents
MEMBERS OF THE TASK FORCE ................................................................................................................................................... 9 ABBREVIATIONS ............................................................................................................................................................................. 10 EXECUTIVE SUMMARY ................................................................................................................................................................. 11 THE TASK FORCE ............................................................................................................................................................................ 12 INTRODUCTION ............................................................................................................................................................................... 15 THE TYPES OF LICENCES .............................................................................................................................................................. 17 THE PROCESS ................................................................................................................................................................................... 19 SUMMARY OF FINDINGS............................................................................................................................................................... 19 1. PENTAGON GEO EXPLORATION (FILE NUMBER M5688) ............................................................................................... 21 FINDINGS: .................................................................................................................................................................................. 21 2. KAMRANGE ENTERPRISES ................................................................................................................................................... 22 FINDINGS: ................................................................................................................................................................................. 22 3. RAGHAV INDUSTRY LIMITED .............................................................................................................................................. 23 FINDINGS: .................................................................................................................................................................................. 23 4. CATHERINE KIJILA MWAMUZI ............................................................................................................................................ 24 FINDINGS: ................................................................................................................................................................................. 24 5. ABYSINNIA IRON AND STEEL LIMITED ............................................................................................................................. 25 FINDINGS: ................................................................................................................................................................................. 25 6. BOSMANS INVESTMENT LIMITED ...................................................................................................................................... 26 FINDINGS .................................................................................................................................................................................. 26 7. WACHO INVESTMENT LIMITED .......................................................................................................................................... 27 FINDINGS: ................................................................................................................................................................................. 27 8. GERMANO NGUNJIRI .............................................................................................................................................................. 28 2|Page

FINDINGS: ................................................................................................................................................................................. 28 9. TURKANA MINERAL EXPLORATION COMPANY ............................................................................................................. 29 FINDINGS: ................................................................................................................................................................................. 29 10. ANGLO AFRICAN RESOURCES ............................................................................................................................................. 30 FINDINGS: ................................................................................................................................................................................. 30 11. AFRICAN LINE TRANSPORT (1259) ...................................................................................................................................... 31 FINDINGS: ................................................................................................................................................................................. 31 12. AFRICAN LINE TRANSPORT (1203) ...................................................................................................................................... 32 FINDINGS ................................................................................................................................................................................... 32 13. REGIONAL BARGAINS LIMITED .......................................................................................................................................... 33 FINDINGS: .................................................................................................................................................................................. 33 14. AQ LIMITED (1268)................................................................................................................................................................... 34 FINDINGS: .................................................................................................................................................................................. 34 15. GICHOYA MINES LIMITED .................................................................................................................................................... 35 FINDINGS: .................................................................................................................................................................................. 35 16. MADINI MINING COMPANY LIMITED ................................................................................................................................ 36 FINDINGS: .................................................................................................................................................................................. 36 17. M-BENISA ENTERPRISE COMPANY .................................................................................................................................... 37 FINDINGS: .................................................................................................................................................................................. 37 18. PROSPECTING COMPANY OF KENYA LIMITED ............................................................................................................... 38 FINDINGS: .................................................................................................................................................................................. 38 19. SUPER GROW LIMITED .......................................................................................................................................................... 39 FINDINGS: .................................................................................................................................................................................. 39 3|Page

20. R.K.SANGHANI ......................................................................................................................................................................... 40 FINDINGS: .................................................................................................................................................................................. 40 21. ALLISON HOLDINGS LIMITED ............................................................................................................................................. 41 FINDINGS: .................................................................................................................................................................................. 41 22. NOBIS COMPANY LIMITED ................................................................................................................................................... 42 FINDINGS ................................................................................................................................................................................... 42 23. DANGOTE QUARRIES KENYA LIMITED ............................................................................................................................. 43 FINDINGS ................................................................................................................................................................................... 43 24. WAHDAH INVESTMENTS LIMITED ..................................................................................................................................... 44 FINDINGS ................................................................................................................................................................................... 44 25. POTTERMARK ENTERPRISE LIMITED ................................................................................................................................ 45 FINDINGS: .................................................................................................................................................................................. 45 26. MINERAL VENTURES LIMITED ............................................................................................................................................ 46 FINDINGS: .................................................................................................................................................................................. 46 27. M-BENISA LIMITED ................................................................................................................................................................. 47 FINDINGS: .................................................................................................................................................................................. 47 28. BASE TITANIUM LIMITED ..................................................................................................................................................... 48 FINDINGS: .................................................................................................................................................................................. 48 29. NETSOL ENGINEERING LIMITED ......................................................................................................................................... 49 FINDINGS: .................................................................................................................................................................................. 49 30. NUBBON LIMITED ................................................................................................................................................................... 50 FINDINGS: .................................................................................................................................................................................. 50 31. BARAKA MINING AND MINERAL LIMITED ...................................................................................................................... 51 4|Page

FINDINGS: .................................................................................................................................................................................. 51 32. PERPETIUSINTERNATIONAL INVESTMENTS LIMTED ................................................................................................... 52 FINDINGS: .................................................................................................................................................................................. 52 33. MR.COLLIN KIPRONO BETT .................................................................................................................................................. 53 FINDINGS: .................................................................................................................................................................................. 53 34. JULIUS GATIMU WAITHAKA ................................................................................................................................................ 54 FINDINGS: .................................................................................................................................................................................. 54 35. LILLIAN M GEMS ..................................................................................................................................................................... 55 FINDINGS: .................................................................................................................................................................................. 55 36. ROBERT LEE STEERE E.A. LTD ............................................................................................................................................. 56 FINDINGS: .................................................................................................................................................................................. 56 37. CARBACID (CO2) LTD ............................................................................................................................................................. 57 FINDINGS: .................................................................................................................................................................................. 57 38. MARGARET WAGOCHI MACHUA ........................................................................................................................................ 58 FINDINGS: .................................................................................................................................................................................. 58 39. NAPASS GEMS LIMITED......................................................................................................................................................... 59 FINDINGS: .................................................................................................................................................................................. 59 40. PATHWAY MINING RESOURCES ......................................................................................................................................... 60 FINDINGS: .................................................................................................................................................................................. 60 41. AQ KENYA LIMITED (1033).................................................................................................................................................... 61 FINDINGS: .................................................................................................................................................................................. 61 42. WANJALA MINING LIMITED ................................................................................................................................................. 62 FINDINGS: .................................................................................................................................................................................. 62 5|Page

43. CORTEC MINING KENYA LIMITED** (legal case currently in court) ................................................................................. 63 FINDINGS: .................................................................................................................................................................................. 63 CONCLUSION: .................................................................................................................................................................................. 64 SIGNED BY MEMBERS OF THE TASK FORCE ........................................................................................................................... 64 APPENDIX 1: PENTAGON GEO EXPLORATION FILE NUMBER M5688 ................................................................................ 65 APPENDIX 2: KAMRANGE ENTERPRISES .................................................................................................................................. 66 APPENDIX 3: RAGHAV INDUSTRY LIMITED ............................................................................................................................ 67 APPENDIX 4: CATHERINE KIJILA MWAMUZI........................................................................................................................... 68 APPENDIX 5: ABYSSINIA IRON AND STEEL LIMITED ............................................................................................................ 69 APPENDIX 6: BOSMANS INVESTMENTS LIMITED................................................................................................................... 70 APPENDIX 7: WACHO INVESTMENTS LIMITED ....................................................................................................................... 71 APPENDIX 8: GERMANO NGUNJIRI ............................................................................................................................................ 72 APPENDIX 9: TURKANA MINERAL EXPLORATION COMPANY ........................................................................................... 73 APPENDIX 10: ANGLO AFRICAN RESOURCES ......................................................................................................................... 74 APPENDIX 11: AFRICAN LINE TRANSPORT 1259 ..................................................................................................................... 75 APPENDIX 12: AFRICAN LINE TRANSPORT 1203 ..................................................................................................................... 76 APPENDIX 13: REGIONAL BARGAINS LIMITED ....................................................................................................................... 77 APPENDIX 14: AQ KENYA LIMITED 1268 ................................................................................................................................... 78 APPENDIX 15: GICHOYA MINES LIMITED ................................................................................................................................ 79 APPENDIX 16: MADINI MINING COMPANY LIMITED ............................................................................................................. 80 APPENDIX 17: M-BENISA ENTERPRISES COMPANY ............................................................................................................... 81 APPENDIX 18: PROSPECTING COMPANY OF KENYA LIMITED ........................................................................................... 82 APPENDIX 19: SUPER GROW LIMITED ...................................................................................................................................... 83 6|Page

APPENDIX 20: R.K SANGHANI ..................................................................................................................................................... 84 APPENDIX 21: ALLISON HOLDINGS LIMITED ......................................................................................................................... 85 APPENDIX 22: NOBIS COMPANY LIMITED ................................................................................................................................ 86 APPENDIX 23: DANGOTE QUARRIES KENYA LIMITED ......................................................................................................... 87 APPENDIX 24: WAHDAH INVESTMENTS LIMITED ................................................................................................................. 88 APPENDIX 25: POTTERMARK ENTERPRISES LIMITED .......................................................................................................... 89 APPENDIX 26: MINERAL VENTURES LIMITED........................................................................................................................ 90 APPENDIX 27: M-BENISA LIMITED ............................................................................................................................................. 91 APPENDIX 28: BASE TITANIUM LIMITED .................................................................................................................................. 92 APPENDIX 29: NETSOL ENGINEERING LIMITED ..................................................................................................................... 93 APPENDIX 30: NUBBON LIMITED ................................................................................................................................................ 94 APPENDIX 31: BARAKA MINING AND MINERAL LIMITED ................................................................................................... 95 APPENDIX 32: PERPETUITUS INTERNATIONAL INVESTMENTS LIMITED ........................................................................ 96 APPENDIX 33: MR. COLLIN KIPRONO BETT ............................................................................................................................. 97 APPENDIX 34: JULIUS GATIMU WAITHAKA ............................................................................................................................. 98 APPENDIX 35: LILIAN M GEMS .................................................................................................................................................... 99 APPENDIX 36: ROBERT LEE STEERE E.A LTD ........................................................................................................................ 100 APPENDIX 37: CARBACID (CO2) LTD ....................................................................................................................................... 101 APPENDIX 38: MARGARET WAGOCHI MACHUA................................................................................................................... 102 APPENDIX 39: NAPASS GEMS LIMITED ................................................................................................................................... 103 APPENDIX 40: PATHWAY MINING RESOURCES .................................................................................................................... 104 APPENDIX 41: AQ KENYA LIMITED 1033 ................................................................................................................................. 105 APPENDIX 42: WANJALA MINING LIMITED ........................................................................................................................... 106 7|Page

APPENDIX 43: CORTEC MINING KENYA LIMITED ................................................................................................................ 107 APPENDIX 44: THE ADVERTISEMENT IN THE PAPER .......................................................................................................... 108 APPENDIX 45: LIST OF COMPANIES THAT SUBMITTED MEMORANDA .......................................................................... 109

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MEMBERS OF THE TASK FORCE


MOHAMED NYAOGA CAROLINE ARMSTRONG FERHAN CHAUDRY NAWAL SALIM ERASTUS LOKAALE HASSAN HUSSEIN ELIZABETH ROTICH MAHAT SOMANE CHAIRMAN VICE CHAIRLADY MEMBER MEMBER MEMBER MEMBER MEMBER SECRETARY

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ABBREVIATIONS
EPL Exclusive Prospecting Licence EIA Environmental Impact Assessment ML Mining Lease MLn Mining Location MEMARTS - Memorandum and Articles of Association NEMA - National Environmental Management Authority PR - Prospecting Right SL Special Licence SML Special Mining Lease

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EXECUTIVE SUMMARY Mining operations in Kenya are governed by the Mining Act Cap. 306 of the Laws of Kenya. In order for an investor to prospect for or mine minerals, the investor has to fulfill all the requirements stipulated in the Act. Upon application the investor is issued with a Prospecting Right (PR) at a fee. The PR is not limited to an area and thus enables the prospector to identify a potential area over which to apply for an exploration licence. After identifying the mineral potential area, the prospector is required to apply for an exploration licence to undertake detailed geological investigations to qualify and quantify the mineral deposits. The Ministry of Mining is vested with the power to licence and regulate prospecting and exploitation of minerals in Kenya. The Ministry reviews applications under the established criteria for vetting of applications before award of any Licenses.

Kenya is the worlds third-largest producer of soda ash, used in the manufacture of glass, and ranks seventh globally in output of fluorspar, used to make steel, according to the U.S. Geological Survey. In recognition of this huge potential of the mining industry to contribute to the countrys economic growth, and in a bid to streamline the mining sector, the Ministry strives to improve transparency and ensure certainty and equality in the Licensing process with a view to balancing national interests and attracting investment.

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THE TASK FORCE


The Government constituted a Task Force to review the prospecting, exploration and mining licence agreements (hereinafter referred to as the Task Force) under the chairmanship of Mohammed Nyaoga, Advocate, through Gazette Notice Number 11573 dated 16th August 2013.

The Terms of Reference of the Task Force gave it the following mandate: To review all the agreement and licences relating to prospecting, exploration and mining issued between January 2013 and May, 2013 with a view to ascertaining their legality and establishing whether due procedure was followed in their issuance and prepare a short report of the same. To review all the agreement and licences relating to prospecting, exploration and mining issued between January 2003 and December 2012 with a view to ascertaining their legality and establishing whether due procedure was followed in their issuance. To review the status of all licences issued between January 2013 and May 2013 with a view of determining whether they are dormant, operational or expired. To make recommendations on the basis of the findings on (a) and (b) above to the Cabinet Secretary for Mining on the way forward with regard to any licence (s) that is found to dormant, operational or expired. To recommend measures for developing processes and institutional capacity to effectively comply with licensing procedures. To recommend clear modalities and processes of licensing, which will ensure transparency and spell out clear timelines. For the period January to May 2013, a total of 43 licences/applications for licences were reviewed by the Task Force and comprise the following: Applications/ licences for Mining Locations (MLn) which were four (4) in number; 12 | P a g e

Applications/ licences for Exclusive Prospecting Licences which were two (2) in number; Applications/ licences for Special Licences, which were thirty-five (35) in number; and Applications/ licences for Mining Leases which were two (2) in number

In addition to reviewing the files for each of the 43 applications/ licences, the Task Force through an advertisement in a high circulation local daily invited all affected companies and/or individuals to make submissions and/or to submit a copy of the licence(s) issued, together with copies of any and all documents that had been used in support of application(s) and licensing. The documentation was to highlight any relevant information that the company/individual would wish the Task Force to be aware of vis--vis the application and licence. A total of twenty two (22) submissions were received by the Task Force in respect of the forty three (43) applications. Attached hereto to the appendix is a copy of the advertisement notice and list of names that submitted memoranda.

After reviewing the official records at the Ministry and considering submissions made by the affected companies and individuals, the Task Force arrived at a number of general observations: That some licences had been issued even where the mandatory conditions precedent that are clearly spelt out in the law (the Mining Act) were not met. These ranged from lack of a valid Prospecting Right, lack of County Council consent and lack of land owners consent to non-payment of statutory fees. That licences were issued in situations where there was no proof of the applicants sufficient financial ability to put to use and where the intention appeared speculative. In many cases, the applicants did not demonstrate adequate financial capacity.. That licences were in some situations issued in respect of large areas of land when the programme of work and expenditure proposal did not justify such awards.

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In submitting this interim report, the Task Force is mindful that it does not have the power or authority, in law, to order cancellation, revocation or other variation of existing licences or those that are under consideration. Therefore, the Task Force makes its recommendations to the extent that the same will have the effect of guiding the officers/ offices that are by law mandated to take such actions as are provided for in law.

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INTRODUCTION
The history of mining in Kenya dates back to the early 1930s when colonial companies made claims to precious and industrial minerals in the country. However, it was not until 1940 that the Mining Act Cap. 306 was enacted to fully regulate the minerals and mining sector. The Act has however been criticized for lacking mechanisms for regulating contemporary practices in the mining sector. As such, several efforts have been made to bring the Act in line with global best practices in the sector. These efforts have recently been given impetus with the enactment of the new Constitution of Kenya and the need to align all legislative and policy frameworks to it. Similarly, the process of developing a Minerals and Mining Policy for Kenya started in 2001 for the effective management of the minerals and mining sector. The proposed policy envisages the enactment of a transparent legislative framework that is consistent with the provisions of the 2010 Constitution. Its important to note the the current Bill in Parliament is not anchored on any policy framework.

The Ministry of Mining is the principal regulatory and administrative body charged with the responsibility for developing policy for Kenyas mining sector. In 2012 the Ministry of Environment and Mineral Resources published a draft Geology Minerals and Mining Bill which aims to revitalize the mining sector by ensuring transparent and efficient management, benefit sharing and dispute resolution.

The Constitution of Kenya 2010 under Article 62 defines all minerals, which are by their nature below the surface, as part of Public Land and vests them in the National Government. Furthermore, it provides for the sustainable exploitation, utilization, management and conservation of the environment and natural resources and equitable sharing of the accruing benefits. The development of a vibrant mineral and mining policy and law will form a strong foundation, which, it is hoped, will transform the mineral sector in the country thus enabling it to materially contribute to the national economy.

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Mining in Kenya has been dominated by the production of a variety of industrial minerals such as soda ash, limestone and fluorspar. The Government intends to carry out a survey to map potential mining deposits of various kinds across the country. This will enable the Government to efficiently manage the nations resource potential and determine the relevant revenue frameworks while attracting local and foreign investments.

Although the mineral sector currently contributes less than 2% of the GDP it nevertheless generates a reasonable amount of revenue and it plays a key role in economic development and can become one of the highest income earners and foreign currency generators for the Government as has been evidenced in countries such as Tanzania.

Kenya has, and is proving to have, enormous potential within the mining sector. The challenge for the Government is to ensure that the legal and regulatory framework strikes a balance between national interests whilst encouraging local and foreign investments.

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THE TYPES OF LICENCES


The Ministry is mandated by the Government of Kenya to licence and regulate exploration, extraction and exploitation of minerals in Kenya. Its is also charged with handling concession applications and carrying out inspections on activities of the various entities licenced to prospect, extract and exploit minerals in Kenya.

The different types of licences that can be issued as indicated in the Mining Act are divided into two categories; those for exploration and those for mining (extraction). The licences issued for exploration are as follows:a) Mining Location b) Exclusive Prospecting Licence c) Special Licence

A location that is a Mining Location is made up of claims. A claim is allowed over an area of less than 200m by 250m, and the annual fees are currently KES. 100/= (Kenya Shillings one hundred). A location can have a maximum of ten (10) claims and one is allowed a maximum of eight (8) locations in any one given administrative district. For an Exclusive Prospecting Licence (EPL) and a Special Licence (SL), the fee is currently KES. 250/= per square kilometre subject to a minimum of KES. 10,000 (Kenya Shillings ten thousand). The other additional costs include county council single business licences and consent fees, and landowner compensation expenses, which currently are not standardized.

In order to mine, the licencee will be required to acquire a mining lease. These mining lease fall into two categories:a) Mining Lease b) Special Mining Lease

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The prerequisite for obtaining these leases includes preparation of a mine feasibility report, undertaking an Environmental Impact Assessment (EIA) Study in accordance with the requirement of the Environmental Management and Co-ordination Act No. 8 of 1999, submission of a cadastral survey of the area applied for and a work and expenditure programme.

Due to the high number of applications for various exploration/mining licences, the Ministry has established criteria for vetting applications before they are forwarded to the Prospecting and Mining Licensing Committee (PMLC) for consideration. Depending on the documents accompanying the application; the application may be recommended for either:-

Approval of the whole area applied for; Approval of partial area applied for in case of partial overlap with a previously granted licence or lease Deferment in case the application lacks the required documents and the application being younger than six (6) months from the date of lodgement with the Commissioner of Mines and Geology as was the resolution of a PMLC meeting gazette or is overlapping wholly an extant title or an area applied for earlier. Rejected if the Application is not in accordance with the provisions of the Mining Act Cap 306 Laws of Kenya or is inside areas closed to prospecting and/or mining vide a publication in the Kenya Gazette or is overlapping wholly an extant title or an area applied for earlier.

Out of the 43 files reviewed by the Task Force:

a) Four (4) were applications/ licences for Mining Locations (MLn) b) Two (2) were applications/ licences for Exclusive Prospecting Licences c) Thirty Five (35) were applications/ licences for Special Licences; and d) Two (2) were applications/ licences for Mining Leases.

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THE PROCESS
In discharging our mandate above the Task Force adopted an approach that combined a desk review of all records relating to each of the applications/ licences as well as a review of written submissions that were made by the affected companies and individuals. The Task Force reviewed the below forty three (43) files and made the below findings in each individual file. The summary of each file is given below and the comprehensive review of each individual file is given in the appendix to this report.

SUMMARY OF FINDINGS
After reviewing the 43 files and 22 submissions, the Task Force arrived at the following findings: 1. That out of the 43 files, 28 were still at various stages of consideration for different types of licences and only 15 had been issued with licences. 2. That licences had been issued in some cases even where the requirements that are spelt out in the law (the Mining Act) were not met. In particular: a) Whereas possession of a valid Prospecting Right is a requirement for the issuance of Exclusive Prospecting Licences (EPLs) and Special Licences, some licences were issued where the applicants did not have valid PRs; b) In some instances, licences were issued to entities that at the time of application for the said licences were not incorporated and neither possessed a Certificate of Incorporation nor a business name registration. c) Even though the consent of the local County Council is a requirement many licences were issued in the absence of the said consent or on the strength of outdated consent that was given, in some cases, as much as 20 years before the date of the present application; d) Some licences were issued even though financial capability was not demonstrated by the applicant and in some instances no financial documents are supporting the documents as required by law.

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e) County Council consent given in respect of one location (district/county) were used in support of applications for licences in another location (district/county). f) Where land owners consent was a precondition to issuance of licences, some applicants submitted letters purportedly written by local Chiefs or sub-Chiefs but not verifiable. g) In some situations, licences were issued without proof that the statutory fees had been paid or on the strength of Mining Deposits for a different licence. 3. Where the law did not impose mandatory requirements, there were cases in which the rationale for the exercising of discretion by the issuing authority was not evidenced thus leaving no option but to conclude it was not exercised responsibly. For instance, some licences were issued in situations where there was no proof of the applicants ability to put them to use and where the intention appeared speculative. In many cases, the applicants did not demonstrate adequate financial capacity. 4. Some licences were in some situations issued in respect of large areas of land when the programme of work and expenditure proposal did not justify such awards. 5. Applicants submitted County Council Consent from areas that did not have jurisdiction as the land fell outside the same. That consent was used to award licences contrary to laid down guidelines. 6. Some applicants were informed of a PMLC meeting to be held in June of 2013 during which their applications would be considered even though their applications were considered, and in some instances granted, during the PMLC meeting of the 31st January, 2013. However the Task Force was informed that the PMLC meeting of the 31st January 2013 was not organized as was usual, but suffered from weak preparation due to the short time allowed before the meeting. The reason for such rapid organisation was not given and could be interpreted as being in order to favour certain applicants. 7. The PMLC of the 31st January 2013 that approved most of the licences refers to documents submitted which were not submitted and are not on record. 8. Certain applications were considered despite disputes existing with landowners and/or parties claiming ownership of an extant licence, and the same dispute being on record. 9. In some instances PMLC approved certain areas but from the license additional areas were granted sometimes not applied for. And considered in the PMLC meeting. 20 | P a g e

1. PENTAGON GEO EXPLORATION (FILE NUMBER M5688)


The Applicant, Pentagon Geo Exploration, applied for a mining location licence in two localities in Taita Taveta, Imani and Fadhila. The licence for Fadhila was applied for on 8th October 2012 whereas the licence for Imani was applied for on 30th October 2012. The Mining Deposit slip is dated 18th January 1981. On 1st April 2005, the landowner Eva Mkungusi of Mkuki Ranch Company Limited granted the Applicant consent. Imani and Fadhila sketch maps are on record and are both dated 8th September 2012. In addition the Business Name Registration is in the file. However, the tax compliance certificate was not on file. The PMLC meeting was held on 31st January 2013. At the meeting it was recommended to award the two locations as applied for. The licences were granted on 14th March 2013, Imani having licence number 2289/1-10 and Fadhila 2290/1-8. Gazettement has not been done yet and the certificate has not been issued.

FINDINGS:
Upon review it was noted that in the application process all documents were submitted as required save for a tax compliance certificate, which could not be established from the file.

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2. KAMRANGE ENTERPRISES
The Applicant applied for three mining location licences in the areas of; Kamrange on 12th September 2012, Mwarage on the 30th October 2012 and Sawe on the 3rd December 2012. The locations are within Taita Taveta and Kwale. The Mining Deposit receipt number is B2169325 and was issued for KES 2,000/-. Reuben Micho of Mkuki Ranch issued consent to Mr. David Mwaniki Njoka for Kamrange and Mwarage locations. On 28th October 2011, Kamrange Enterprises was issued with County Council Consent of Taita Taveta. However, no consent is held for Sawe area, which is in Kwale. In addition it is on Trust lands thus the Consent from County Council of Kwale is mandatory. The Prospecting Right number of Kamrange, Mwarage and Sawe is 12424, dated 20th January 2012. Kamrange, Mwarage and Sawe sketch maps are all in the file. A copy of the work program and expenditure proposal has not been submitted and neither were bank statements.

Memorandum and Articles of Association are in the file together with Certificate of Incorporation number CPR/2012/85040 dated 1st October 2012. PMLC meeting was held on 31st January 2013. It was recommended to award three locations in Kamrange Mwarage and Sawe. The licence was granted on 18th February 2013, with licence number 2282/1-4 for Kamrange, 2283/1-10 for Sawe and 2284/1-10 for Mwarage.

FINDINGS:
Upon review it was noted that in the application process all documents were submitted as required save for consent for Sawe location from the Kwale County Council, which could not be established from the record.

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3. RAGHAV INDUSTRY LIMITED


The Applicant applied for a Mining Location licence on 23rd August 2012 in Machakos. A Mining Deposit Receipt number A8470028 for KES 2,000/- and Prospecting Right number 13487 were issued to the applicant on the same date. On 29th August 2012, the County Council granted consent, while landowners consent was granted on 16th July 2012 by the Mwiso Family.

Sketch map and schedule descriptions of the area are in the file. Memorandum and Articles of Association have been submitted together with the Certificate of Incorporation CPR/2012/71522 dated 2nd May 2012. The PMLC meeting was held on 31st January 2013 and awarded the location as applied. Requisite fees of KES 400/- have been paid. The Licence number Kalama 851/1-8 was granted on 11th March 2013, though it has not yet been gazetted and the certificate has not yet been issued.

FINDINGS:
Upon review it was noted that in the application process all documents were submitted as required save for a tax compliance certificate, which could not be established from the file.

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4. CATHERINE KIJILA MWAMUZI


The Applicant applied for a Mining Location Licence on 19th September 2012 in Taita Taveta. Being Trust land consent was granted by the County Council of Taita Taveta on 5th December 2012, the land owners consent has however not been produced. A Mining Deposit receipt number A8856709 for KES 2,000/- for Coast Province was issued. On 3rd August 2012 a PR number 13804 was issued.

Sketch map and schedule description for the areas of Lukondo 1/1-10 and 2/1-10 are both in the file. The PMLC meeting was held on 31st January 2013, and awarded the two locations but the certificates are yet to be issued. The fees have been approved but are yet to be paid. The licence has not yet been issued nor has it been gazetted.

FINDINGS:
The decision of the PMLC awarded Lukondo 1/1-10 and 2/1-10 but approval was granted for an additional location Mvono 1/1-10. Upon review it was noted that the laid down process was not followed for Mvono location, further the tax compliance certificate could not be established from the file.

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5. ABYSINNIA IRON AND STEEL LIMITED


On 9th July 2012, the Applicant applied for an Exclusive Prospecting Licence in Mwingi. A Mining Deposit receipt number 9953581 and PR number 11983 were issued to the Applicant. No landowner consent has been granted, and even though the PMLC minutes indicate that the consent was given it cannot be found on record. On 18th November 2010 the County Council of Mwingi granted consent.

The sketch map and work program are in the file but the work and expenditure proposal is only for KES 200,000/- for 120SQKM. Bank statements have been issued by Diamond Trust Bank from 1st September 2010 to 30th September 2010 with an opening balance of KES 20,588,063.29 and closing balance of KES 11,115,626.28. Memorandum and Articles of Association are in the file and Certificate of Incorporation CR/147/866 dated 23rd November 2007 was changed from Everest Steel Limited on 2nd October 2009. The PMLC meeting was held on 31st January 2013 and approved a free area of 92 SQKM. No notification of gazettement was given to the Applicant. Despite gazettement date being recommended no licence was issued.

FINDINGS:
Upon review it was noted that in the application process all documents were submitted as required save for: a) Tax compliance certificate b) Landowner consent which could not be established from the file.

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6. BOSMANS INVESTMENT LIMITED


The Applicant applied for an Exclusive Prospecting Licence on 24th December 2012 in Mwingi and Kitui. On 20th February 2012, a PR number 13458 and a mining deposit receipt number A8469842 were issued. The County Council of Mwingi issued consent on 6th September 2012; similarly, landowners consents are in file.

The sketch and work in program are in the file and expenditure proposal is for KES100, 000/-. Chase Bank Limited has provided a supporting opinion letter, even though PMLC minutes indicate a bank statement held. Memorandum and Articles of Association are in the file together with a Certificate of Incorporation dated 20th March 2009. Tax compliance was produced and is dated 4th June 2013. PMLC meeting was held on 31st January 2013 and approved a free area of 152SQKM. Gazettement took place on 15th March 2013, through Gazettement number 3461. On 24th April 2013, Fees of 40,000/- were paid and receipt number C1583931 issued. On 30th April, a licence was granted through licence number EPA 276 and renewable for a maximum of five (5) years. The Expenditure was capped at one million Kenya Shillings per annum.

FINDINGS
Upon review it was noted that in the application process all documents were submitted as required save for a bank statement referred to in the PMLC minutes which could not be found in the file.

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7. WACHO INVESTMENT LIMITED


The Applicant applied for an Exclusive Prospecting Licence on 18th January 2013 in Migori. The PR number 2601 was issued on 4th February 2013, however it was not submitted with the application and neither was the mining deposit. There is no evidence of the County Council or the landowner granting consent. No work program was submitted, however the sketch map is in the file. On 13th May 2013, fees were paid and receipt numbers 152350 and C1583475 issued. A bank statement from Commercial Bank of Africa was produced. The Memorandum and Articles of Association are in the file, as well as the Certificate of Incorporation C/41702 dated 29th November 1989. There was no tax Compliance Certificate. The PMLC meeting was held on 31st January 2013 and approved a free area of 601 SQKM. Gazettement was done on 8 th March 2013 through Gazette number 3076. The Licence was prepared and signed and made effective the 14th of May 2013 however was not collected for the payment of stamp duty.

FINDINGS:
Upon review it was noted that in the application process the following documents were not submitted: a. Mining deposit receipt b. County Council consent c. Landowner consent d. Tax compliance certificate e. Work and expenditure programme. 27 | P a g e

8. GERMANO NGUNJIRI
The Applicant applied for an Exclusive Prospecting Licence on 14th November 2012 in Kwale District. The PR number is dated 5th November 2012. On 7th November 1995, County Council of Kwale issued consent to the old Applicant but strictly for mining locations, however landowner consent is missing.

The Sketch Map and work program are in file and expenditure proposal is for KES 500,000/- for 3SQKM. Requisite fees of KES 12,100/- have been paid. A bank statement form Equity Bank Limited for the period 19th October 2012 to 19th November 2012 with an opening balance of KES 2,194.70 and closing balance of KES 101, 334.70 is on record. The PMLC meeting was held on 31st January 2013, and approved a free are of 3SQKM. Gazettement was done on 17th May 2013, through Gazette number 6707. The Licence certificate has however not been issued.

FINDINGS:
Upon review of the record it was noted that in the application process the following documents were not submitted: a. Mining Deposit receipt b. Tax compliance certificate c. Landowner consent.

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9. TURKANA MINERAL EXPLORATION COMPANY


The Applicant of business registration number BN/2011/14/1716 applied for an Exclusive Prospecting Licence on 21st November 2011 in Turkana. A Mining Deposit receipt number B21696698 of KES 2,000/- and PR number 12304 was issued and paid for on 21st November 2012. On 31st October 2011, consent from Tokurungalup Community leaders in Loima District was granted. Furthermore, the County Council issued their consent on 2nd November 2011.

The sketch map and work program are in file, with an expenditure proposal for KES 500,000/- for an area of 380SQKM. Bank statements from CFC Stanbic Bank were produced from 21st July 2011 to 31st December 2011. The PMLC meeting was held on 31st January 2013 and approved for 380SQKM. On 8th March 2013, it was gazetted under Gazette number 3083. The licence certificate has not yet been issued.

FINDINGS:
Upon review of the record it was noted that in the application process all documents required were submitted save for the tax compliance certificate, which was not on file.

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10. ANGLO AFRICAN RESOURCES


On 11th September the Applicant applied for an Exclusive Prospecting Licence in Kilifi and Kwale. The Applicant received a Mining Deposit receipt number A8024519 and PR number 13632 was issued to the Applicant. On 13th August 2012, the landowners granted their consent, And on 7th September 2012 the Kilifi County Council issued their consent.

The sketch map and work program are in the file with an expenditure proposal of KES 55 Million for 598SQKM. The Applicant used the accounts of Bilikisumer Kara and Daniel Crawford Miller at Citibank one of whom is a director. The Memorandum and Articles of Association are in the file as well as the Certificate of Incorporation CPR/2012/79800 dated 24th July 2012. The PMLC meeting was held on 31st January 2013 and they approved a free area of SQ KM 598. It was gazetted on 28th March 2013 through Gazette number 4170. On 15th May 2013, KES 151,100/- was paid and receipt number 1233007 issued. The licence documents have been prepared but were not signed or issued.

FINDINGS:
Upon review it was noted that in the application process the following documents are not on record: a. There was no consent granted by Kwale County Council only payment of Business permit for approval of mineral prospecting b. No tax compliance certificate c. Bank statements are from individuals not all of whom are directors

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11. AFRICAN LINE TRANSPORT (1259)


On 5th September the Applicant applied for an Exclusive Prospecting Licence in Kwale Mwena Ngomeni. On 7th March, Prospecting Right number 13480 was issued. The Mining Deposit receipt number BS304480 dated 4th June 2004 was issued in the name of Ali Zubedi. On May 22nd 1998 Ali Zubedi received consent from Kwale County Council.

The sketch map and work program are in the file together with the annual expenditure estimated at KES.14 Million The Bank of Africa and Dubai Bank statements are on file. The Memorandum and Articles of Association were submitted together with the Certificate of Incorporation C.68774 dated 17th January 1996. The PMLC meeting was held on 31st January 2013, and it approved the free area of 27SQKM. The licence was gazetted on 8th March 2013 through Gazette number 3080. On 26th April 2013, a fee of KES 12,100/- was paid and receipt number C.1583947 was issued. The licence certificate is yet to be signed and issued.

FINDINGS:
Upon review it was noted that in the application had the following issues: a) County Council consent not in the name of the company b) Landowner consent not in the name of the company c) Mining Deposit receipt not in the name of the Company but in the name of Ali Zubedi. d) No tax compliance certificate in the file.

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12.

AFRICAN LINE TRANSPORT (1203)

On 13th March 2012, the Applicant made an application for an Exclusive Prospecting Licence in Kwale. On 7th March a Prospecting Right Number 13480 was issued. The Mining Deposit Receipt number BS304480 dated 4th June 2004 was issued. On May 22nd 1998 consent from Kwale County Council was granted.

The Sketch map and work program are in the file with Annual Expenditure estimated at 14 Million. Bank of Africa statement was issued from13th January 2012 to 31st January 2012. The Memorandum and Articles of Association were submitted together with the Certificate of incorporation C.68774 dated 17th January 1996. The PMLC meeting was held on 31st January 2013, and approved a free area of 39.7SQKM. Gazettement was done on 8 th March 2013 under Gazette number 3078. On 14th May 2013, the Special Licence Number 360 was granted.

FINDINGS
Upon review it was noted that in the application had the following issues: a) County Council and Landowner consent not in the name of the company b) Mining deposit receipt not in the name of the Company but in the name of Ali Zubedi. c) No tax compliance certificate in the file.

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13. REGIONAL BARGAINS LIMITED


On 1st November 2012, the Applicant applied for an Exclusive Prospecting Licence in Kilifi. On 7th August 2012, the Applicant was issued with PR number 13808 and Mining Deposit receipt number A9856724. On 27th August 2012 consent from the County Council of Kilifi, was granted. Consent of various landowners was granted and are in file. The sketch map was submitted, however the work program was not. Diamond Trust Bank issued bank statements dated 19th June 2012 to 25th June 2012 and 1st July 2012 to 31st July 2012. The Memorandum and Articles of Association are in the file together with the Certificate of Incorporation C.92131, dated 7th September 2000. Tax compliance dated 24th July 2012 has been produced. The PMLC meeting was held on 31st January 2013, and approved free area of 117.1SQKM. On 8th March 2013, gazettement was done through Gazette number 3084. On 24th April 2012, a fee of KES 31,375/- was paid and receipt number C.1583924 was issued. It cannot be ascertained whether a licence was issued or not.

FINDINGS:
Upon review of the record it was noted that in the application process all documents required were submitted save for the work program expenditure document was not on record.

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14. AQ LIMITED (1268)


On 5th November 2012, the Applicant applied for an Exclusive Prospecting Licence in the areas of Ugunja and Butere. PR number 12660 and the Mining Deposit receipt were issued to the Applicant. On 12th February 2013 to 18th February 2013, various landowners issued 11 sets of consents. After the PMLC meeting held on 31st January 2013 the County Council of Butere Mumias granted their consent on 25th February 2013.

The sketch map and work program have both been submitted, though it has not been signed nor dated. The statement of the bank cannot be confirmed as it has no bank name, it is however dated 1st February 2013 to 28th February 2013, The Memorandum and Articles of Association are in file. Certificate of Incorporation number CPR/ 2010/29291 dated 16th August 2010 was submitted. PMLC meeting was held on 31st January 2013 and approved subject to submission of local ownership of 35% equity; the letter provided is dated 1st March 2013. No gazettement has taken place and the licence has not been issued.

FINDINGS:
Upon review it was noted that in the application process the following documents were not submitted: a. Bank statements b. Tax compliance certificate.

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15. GICHOYA MINES LIMITED


On 21st May 2012, the Applicant applied for a n Exclusive Prospecting Licence in Samburu. PR number 12401 and the Mining Deposit receipt number AE212004 was issued to the Applicant. On 5th February 1990 the County Council of Samburu issued consent. The Assistant Chief through a letter dated 25th September 2011 issued landowners consent.

The sketch map and work program have been submitted with expenditure amounting to KES 500,000/. The documents have been signed but are not dated. Bank statements from Co-operative Bank were submitted, as well as a letter dated 21st November 2012 from exporters stating that they are the financiers. The Memorandum and Articles of Association are in the file together with the Certificate of Incorporation C.159244 dated 4th August 2008. The tax compliance has not been submitted although a PIN certificate was. The PMLC meeting was held on 31st August 2012 and approved a free area of 39SQKM. On 8th March 2013, gazettement was done through Gazette number 3085. On 24th May 2013, Fees of KES 12,100/- was paid and receipt number 1233066 was issued. The licence has not yet been issued.

FINDINGS:
Upon review it was noted that in the application process the following documents were not submitted: a. Tax compliance certificate b. Land owners consent.

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16. MADINI MINING COMPANY LIMITED


On 7th November 2012, the Applicant applied for an Exclusive Prospecting Licence in Kwale. PR number 12675 was issued to the Applicant. The Applicant received a Mining Deposit receipt number C.0455847. On 14th October 2012 consent was granted by the County Council of Kwale.

The sketch map is in the file and work program has been submitted with the expenditure estimated at KES 1.5M, they are however not signed nor are they dated. Statements from Equity Bank were issued from 10th January 2013. The Memorandum and Articles and Certificate of Incorporation number CPR/2012/88606 dated 15th November 2012 have been submitted. The PMLC meeting was held on 31st January 2013, and approved a free area of 20SQKM. On 12th April 2013 Gazettement was done, through Gazette number 4948. The licence has not yet been issued.

FINDINGS:
Upon review it was noted that in the application process all documents as required were submitted save for the following: a. Tax compliance certificate b. Land owners consent

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17. M-BENISA ENTERPRISE COMPANY


On 7th December 2012, the Applicant of Business Registration Number BN 2012/ 197436 applied for an Exclusive Prospecting Licence in Kuraze, Kwale. The Applicant was issued with PR number 12775 and a Mining Deposit Receipt number C.1233530. On 15th January 2013, the Mwanakombo family (the land owners) issued their consent. On 20th December 2012 the County Council of Kwale granted their consent.

The sketch map for Kuraze Kwale and the work program have been submitted. The expenditure is for KES.1.5M. Equity Bank issued bank statements dated 10th December 2012 to 10th January 2013, the opening balance being KES 1,150,280 and closing balance KES 1,845,190. The Tax Compliance Certificate is available under KRA/17/042030/2012. The company is not a limited liability company. The business name is under partnership of Mbwawi Ali Warrakah and Matthew Antont. The PMLC meeting was held on 31st January 2013, and approved a free area of 7.6SQKKM. On 5th April 2013, Gazettement was done under Gazette number 4438. The fees have not yet been paid and licence not issued.

FINDINGS:
This Application and Gazettement was effected in accordance with laid down laws and procedures under the Mining Act save that no partnership deed was on record.

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18.

PROSPECTING COMPANY OF KENYA LIMITED

On 13th December 2012, the Applicant applied for an Exclusive Prospecting Licence in Migori. PR number 7139 and the Mining Deposit Receipt number C.104100 were issued to the Applicant. On 15th November 2012 Migori County Council issued consent and the landowners consent was submitted.

The Sketch map for 55SQKM and work program have been submitted for expenditure for KES 2,155,000M. Prime Bank Limited issued bank statements dated 1st August 2012 to 22nd September 2012 with an opening balance of KES 0 and closing balance of KES 98,500.

The Memorandum and Articles of Association have been submitted along with the Certificate of Incorporation CPR/2012/71973 dated 20th April 2012. There was no tax compliance but a PIN certificate was submitted. The PMLC meeting was held on 31st January 2013, and approved a free area of 71 SQKM. On 14th June 2013, it was gazetted through Gazette number 8245. The fees have not been paid and the licence has not been issued.

FINDINGS:
The Application and Gazettement was done in accordance with laid down laws and procedures save for the tax compliance certificate, which was not on record.

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19. SUPER GROW LIMITED


On 24th December 2012, the Applicant applied for an Exclusive Prospecting Licence in the areas of Kwale and Kilifi. The Applicant was issued with PR number 12769 and Mining Deposit Receipt number C.1233510. On 1st November 2012, consent was issued by ADC-Galana/Kulalu ranches. The Malindi County Council consent issued on 7th December 2012but it is yet to be confirmed. The Sketch map and the work program are in the file and the Annual Expenditure proposal is for KES 300,000. On 21st December 2012, a bank opinion was issued by Chase Bank Limited. The Memorandum and Articles have been submitted along with the certificate of incorporation CPR2012/91814. The Tax compliance Number KRA17/002229 is dated 16th January 2013. The PMLC meeting was held on 31st January 2013, and approved a free area of 705 SQKM Kilifi. On 15th March 2013, gazettement was done through Gazette number 3462. Fees of KES 178,350 were paid and receipt number C.1583920 dated 24th April 2013 was issued to the Applicant. On 30th April 2013, licence number SL361 was issued.

FINDINGS:
The following issues were identified: a. Certificate of Incorporation was issued from the Registrar of Companies on 27th December 2012 but was indicated as having been received by the Commissioner of Mines on 24th December. Therefore at the time of application the company did not possess a certificate of incorporation and therefore was not registered.

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20.

R.K.SANGHANI

On 6th July 2011, the Applicant applied for an Exclusive Prospecting Licence from the area of Kilifi. PR number 12017 and Mining Deposit Receipt number X068995 were issued to the Applicant. Consent by Kilifi County Council and the landowners ADC Galana/Kulalu ranches has been granted. On 9th August 2004, the Business name was registered under number 399235. The sketch map and work program have been submitted. Prime Bank Limited issued bank statements dated 25th May 2011 to 2nd June 2011 with an opening balance of KES 12,116,463.125 and closing balance of KES 9,767,931.65. The PMLC meeting was held on 31st January 2013, and approved a free area of 633.5SQKM. Gazettement was not done. The fees were not paid and licence not issued.

FINDINGS:
The Application was in accordance with laid down laws and procedures save for the tax compliance certificate, which was not submitted.

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21.

ALLISON HOLDINGS LIMITED

On 22nd January 2013, the Applicant applied for an Exclusive Prospecting Licence in the area of Migori. The Mining Deposit Receipt number and the PR copy were in the file. Consent of various landowners, dated 1st February 2013 was granted and is contained in the file. On 14th February 2013, consent was issued from the Municipal Council of Kehancha but no consent from Narok County is held.

Sketch map was submitted but the work program was not in the file. CFC Stanbic Limited issued bank statements under the name of Solomon Mwanga Luta dated 28th December 2011 to 6th June 2012, with an opening balance of KES 135,000 and closing balance of KES 1,012,569.31. The Memorandum and Articles of Association were submitted and the Certificate of Incorporation CPR/2011/39865 is dated 26th January 2011. No tax compliance in the file but a PIN certificate Number: P0513528404 was presented. The PMLC meeting was held on 31st January 2013, and approved a free area of 304.5SQKM instead of the 37SQKM applied for. On 8th March 2013, gazettement was done, through gazette number 3082. On 15th May 2013, the fees of KES 78,225 were paid and receipt number C.1583499 was issued. On 15th May 2013, licence number SL 363 was issued.

FINDINGS:
Upon review it was noted that in the application process the following documents are not on record: a. Tax compliance certificate b. Work and expenditure program c. Consent from Narok County Further, the following was noted: a. Approved for more than the free area applied for (304.5 SQKM versus 37 SQKM applied for) b. Only applied for Migori County but gazetted for both Migori and Narok. 41 | P a g e

22.

NOBIS COMPANY LIMITED

The Applicant applied for an Exclusive Prospecting Licence in the Kilifi/Galana Area for mining of manganese and other base metals. A Licence was issued for a free Area of 455SQKM. Sketch map was submitted with the work program. The Memorandum and Articles have been submitted and the Certificate of Incorporation is dated 6th June 2008. No tax compliance but a PIN certificate has been presented.

FINDINGS
Upon review it was noted the following documents were not on record: a. Tax Compliance certificate b. Consent from County Council of Kilifi but a Single Business Permit from County Council of Kilifi.

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23.

DANGOTE QUARRIES KENYA LIMITED

The Applicant applied for an Exclusive Prospecting Licence in Kilifi County. PR number 12618 and a Mining Deposit Receipt number C.1233716 were issued to the Applicant. On 21st December 2012, the Kilifi County Council issued its consent and consent from various landowners is attached in the file.

The Sketch map and the work program have been submitted and the expenditure is for KES 10M. Zenith Bank Lagos issued bank statements for Dangote Cement PLC from 4th September 2012 to 18th December 2012 opening balance is 42,927, 913.91 and closing balance 45,918,368.81 the currency of these bank statements is not clear. Memorandum and Articles of Association have been submitted as well as Certificate of Incorporation CPR/2012/90214 dated 4th December 2012. The PMLC meeting was held on 31st January 2013. Gazettement was done through Gazette number 3078. On 24th April 2013, the fees of KES 13,685 were paid and receipt number C.1583929 was issued. The licence has been signed but has not been collected and licence number has not been issued, as stamping has not been done.

FINDINGS
Upon review the following issues were noted from the record: a. No Tax Compliance on record b. Bank Statement is from a foreign company, Dangote Cement PLC and not the entity applying for the Licence c. The 35% equity condition had not been complied with d. PMLC approved 0.72 SQKM but the gazettement was for two (2) blocks Block A 6.75KM2 and Block B 39.59 SQKM 43 | P a g e

24.

WAHDAH INVESTMENTS LIMITED

On 21st January 2013 the Applicant applied for an Exclusive Prospecting Licence in the area of Tana River. PR number 12639 and Mining Deposit Receipt number C1233819 were issued to the Applicant. The consent from the County Council of Kilifi and that of the landowners are not in the file.

The sketch map has been submitted, however, the work program is not in the file. The bank statements are also not in the file.

The Memorandum and Articles of Association have been submitted with names of directors and shareholders along with Certificate of Incorporation CPR/2012/90763 dated 10th December 2012. The Tax compliance certificate can be found under KRA/17/002959/2013 and is dated 22nd January 2013 and the PIN certificate P051401604Y has been submitted. The PMLC meeting was held on 31st January 2013, and stated that the work program, application forms in triplicate and written consent from Kilifi were submitted. In addition they approved a free area of 161.55SQKM and it is indicated as Kilifi even though it is in Tana River. Gazettement was not done. The fees have not been paid and the licence has not been issued.

FINDINGS
Upon review the following documents were not submitted: a. b. c. d. Work and expenditure programme Consent from County Council of Tana River Landowners consent Bank statements.

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25.

POTTERMARK ENTERPRISE LIMITED

On 19th December 2012, the Applicant of Business Registration Number 363783 applied for an Exclusive Prospecting Licence in Kwale County. The Mining Deposit Receipt Number C. 0455776 and PR number 12659 were issued to the Applicant. Several landowners issued their consents dated 25th January 2013. There is no consent shown by the County Council just a single business permit from the County Council of Kwale.

Sketch map and the work program have been submitted and the Annual Expenditure is estimated at KES3.2M. Barclays Bank issued bank statements on 1st April 2012 to 19th December 2012, with an opening balance of KES 41630.10 and closing balance of KES 7400.10. The Tax Compliance certificate number KRA/17/033167/2012 is dated 16th April 2013. The PMLC meeting was held on 31st January 2013, and approved a free area of 529SQKM. On 22nd March 2012, Gazettement was done through gazette number 3869. The fees have not been paid and the licence not issued.

FINDINGS:
Upon review the following issues were noted: a. Tax Compliance Certificate is dated after the PMLC b. No consent from the County Council but a single business permit from the County Council of Kwale.

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26.

MINERAL VENTURES LIMITED

On 11th January 2013, the Applicant applied for an Exclusive Prospecting Licence in Migori County. A Mining Deposit Receipt number C.1233726 and PR number 13076 was issued to Tito Otindi who is acting as an agent of the company. On 31st January consent was issued by Homa Bay County Council and although undated, several landowners consents are contained in the file.

The sketch map and the work program have been submitted with an expenditure of KES 15M. Imperial Bank Limited issued bank statements in the name of Paul Oganga Mikero who is not a director. The bank statements are dated 1st November 2012 to 10th January 2013 with an opening balance of KES -232.59 and a closing balance of KES 720,751.20. The Memorandum and Articles of Association and Certificate of Incorporation number CPR/2012/76601 dated 15th June 2012 are in file. The Tax Compliance certificate number is KRA1;67/012998/2012 dated 25th July 2012. The PMLC meeting was held on 31st January 2013, and approved a free area of 79.5QKM in Migori County. On 8th March 2013, the Gazettement was done through Gazette number 3081. On 24th April 2013, fees of KES 21,975 were paid. The licence number 357 was issued on 30th April 2013.

FINDINGS:
Upon review the following issues were noted: a. The bank statements are from third parties b. Consent from County Council dated after the PMLC meeting

c. Consent from the landowners were received after the PMLC meeting and are undated 46 | P a g e

27.

M-BENISA LIMITED

On 28th January 2013, the Applicant applied for an Exclusive Prospecting Licence in Kwale. On 18th January 2013, Wesley Mukono Masinde, agent of M-Benisa was issued with PR number 12635 and a Mining Deposit Receipt number C.1233777. The County Council did not issue their consent and neither did the landowners.

The Sketch map has been submitted however the work program is not in the file. The Bank statements were not submitted. The Memorandum and Articles of Association have been submitted and the Certificate of Incorporation CPR/2013/92117 dated 4th January 2013. The PMLC meeting was held on 31st January 2013, and approved a free area of 0.8SQKM. On 5th April 2013, Gazettement was done under Gazette number 4439. The fees have not yet been paid and licence not granted.

FINDINGS:
Upon review the following documents could not be found on the record: a. County Council consent b. Landowner consent c. Bank statements d. Work and expenditure program e. Tax compliance certificate.

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28.

BASE TITANIUM LIMITED

On 31st December 2012 the Applicant applied for an Exclusive Prospecting Licence in Kwale County. PR number 13745 was issued to Scott Stewart Corrithers, together with Mining Deposit Receipt number A7415506. The County Council has not given their approval and on 20th December 2012, several land owners issued their consent. Sketch map for 8.59Km2 and work program have been submitted, expenditure is not included. There is a consolidated financial statement from the holding company. The Memorandum and Articles of Association and the Certificate of Incorporation CPR/2010/21827 dated 23rd April 2010 have been submitted. The PMLC meeting was held on 31st January 2013, and approved a free area of 8.59SQKM subject to proof of 35% local equity. However the applicant was issued with a letter dated 25 June 2013 informing them that their application would be considered at the next PMLC meeting, but their application had been discussed and approved at the January 2013 PMLC. No Gazettement was done. The fees have not been paid and licence has not been issued.

FINDINGS:
Upon review the following documents were not on record: a. Expenditure program b. Tax compliance certificate. c. Also it was indicated that the application was to be considered in the PMLC of the 30 th June yet the application was considered on the 31st January 2013

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29.

NETSOL ENGINEERING LIMITED

On 21st December 2012, the Applicant applied for an Exclusive Prospecting Licence in Kwale County. PR number 10395 was issued to George Towey of Fly East Limited as well as the Mining Deposit Receipt A8024523. On 23rd April 2013, consent was granted after approval by Lunga Lunga Ranching D.A Company Limited through a lease agreement dated 23rd April 2013 (after PMLC approval). The consent was granted by County Council of Kwale on 6th November 2012 The sketch map and work program has been submitted and the expenditure of KES 2.5M was received on 24th May 2013 after approval. Consolidated Bank issued statements dated 1st May 2012 to 20th November 2012 with an opening balance of KES CR 30,332,863.37 and a closing balance of KES DR 40,481,385.08. Memorandum and Articles of Association have been submitted, together with Certificate of Incorporation CPR/2012/82202 dated 22nd August 2012. The PMLC meeting was held on 31st January 2013, and approved a free area of 29.0SQKM. Gazettement was not done. The fees were not paid and the licence not issued.

FINDINGS:
Upon review the following issues were noted: a. No Tax compliance certificate b. c. Land owners consent was obtained after approval of the application The expenditure program was received after PMLC approval.

d. The applicant was issued with a letter dated 12th July informing them that their application would be considered at the next PMLC meeting, but it had already been reviewed and approved in January 2013 49 | P a g e

30.

NUBBON LIMITED

On 10th January 2013, the Applicant applied for an Exclusive Prospecting Licence in the area of Transmara South Lolgorean. The Applicant was issued with Mining Deposit Receipt number C.1233724 and PR number 12619. No consent document was issued but a single business permit by the County Council of Transmara dated 16th January 2013. No landowners consent is held. The sketch for 544km2 was submitted, however the work and expenditure program was not. Diamond Trust Bank issued bank statements for and unrelated entity, Three Worlds Limited dated 1st October 2012 to 28th January 2013 with an opening balance of KES 995,819.79 and a closing balance of KES 38,988.17. Memorandum and Articles of Association have been submitted and Certificate of Incorporation CPR/2010/17366 dated 2nd February 2010. The PMLC meeting was held on 31st January 2013, and approved a free area of 456SQKM. Gazettement was done. The fees have however not been paid and the licence not issued.

FINDINGS:
Upon review the following issues were noted: a. No work and expenditure program in file b. The bank statements are for an unrelated party c. No landowner consent d. No County Council consent but a business permit e. No tax compliance certificate.

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31.

BARAKA MINING AND MINERAL LIMITED

On 18th April 2012, the Applicant applied for an Exclusive Prospecting Licence in Kwale County. PR number 13513 was issued to Elizabeth Wanjiru Kinyanjui. The Mining Deposit Receipt Number is not in the file, the same is being looked into. The landowners consent and that of the county council are not enclosed in the file. The sketch has been submitted, but the work and expenditure program was not. The Bank statements, Memorandum and Articles of Association, Certificate of Incorporation and Tax Compliance certificate are not in the file. The PMLC meeting was held on 31st January 2013, and approved a free area of 2SQKM. Gazettement was not done. The fees have not been paid and the licence not issued.

FINDINGS:
Upon review the following issues were noted: a. No work program and expenditure program held b. No County Council consent held c. No landowner consent held d. No bank statements held e. No Memarts and Certificate of Incorporation held f. No tax compliance certificate held g. No mining deposit receipt held h. A complaint dated 8th May 2013 from Joseph K. Mbiriti about Baraka Mining prospecting in his mining location is on file, including previous complaints from May and December 2012.

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32.

PERPETIUSINTERNATIONAL INVESTMENTS LIMTED

On 11th January 2013, the Applicant applied for an Exclusive Prospecting Licence, in Taita Taveta. A Mining Deposit Receipt number A.9856819 and PR number 13284 were issued to Margaret Mkanjala Ngugi. On 28th December 2012, the Chief issued consent via a letter, which is enclosed in the file but was received on 01 Feb 2013, after the PMLC meeting. Consent from Taita Taveta County Council was issued on 30th January 2013.

The sketch map and work and expenditure program have been submitted and expenditure is for KES 2.5M. Standard Chartered Bank issued bank statements for Margaret Mkanjala Ngugi, a director, dated 1st November 2012 to 31st January 2013, with an opening balance of KES 41,203.40 and closing balance of KES 34,190.50.

The Memorandum and Articles of Association have been submitted together with the Certificate of Incorporation CPR2012/89570 as well as PIN certificate no. P0514083256. The PMLC meeting was held on 31st January 2013, and approved a free area of 400SQKM and cadastral correction at 328.38KM2. Gazettement was not done. The fees have not been paid and the licence not issued.

FINDINGS:
The Application was in accordance with laid down laws and procedures save for the tax compliance certificate, which was not submitted.

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33.

MR.COLLIN KIPRONO BETT

On 28th January 2013, the Applicant applied for an Exclusive Prospecting Licence in Uasin Gishu. A Mining Deposit Receipt number C.1233769 and PR number 12633 were issued to the Applicant. No consent was issued by the County Council however a single business permit from the County Council of Wareng was issued. Several landowners consent dated 22nd January 2013 are enclosed in the file.

Sketch map for 38SQKM and work and expenditure program have been submitted, the expenditure is for KES 2.55M. Cooperative Bank of Kenya issued bank statements dated 1st October 2012 to 31st October 2012 with an opening balance of KES 196,908.50 and a closing balance of KES 140,249.75. The PMLC meeting was held on 31st January 2013, and approved a free area of 37SQKM. On 8th March 2013 gazettement was done through Gazette number 3086. The fees of KES 12,100/- have been paid and licence number 359 was granted on 14th May 2013.

FINDINGS:
The Application was done in accordance with laid down laws and procedures save for tax compliance certificate and consent County Council.

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34.

JULIUS GATIMU WAITHAKA

On 21st December 2012, the Applicant applied for an Exclusive Prospecting Licence in Kwale County. Mining Deposit Receipt number BB.002295 and PR number 12794 were issued to the Applicant. Landowner consent is not in his name but in the name of Lawrence Wanjohu Ngunjiri dated 18th December 1995. There is a single business permit in the name of the Applicant dated 21st May 2013. Sketch map for 3Km2 and work program have been submitted and the expenditure is estimated at KES 1.15M. Barclays Bank Limited issued bank statements in the name of Joseph Kinyua Waithaka dated 27th March 2002 to 6th August 2002 i.e. more than 10 years old.

The PMLC meeting was held on 31st January 2013, and approved a free area of 3SQKM. On 28th March 2013 gazettement was done through Gazette number 4169. A cheque is in the file for the fees payable, but the same is not receipted.

FINDINGS:
After review of this file the following issues were noted from the record: a. The bank statements are not in the applicants were more than 10 years old b. Landowner consent not in the name of applicant c. No Kwale County Consent only a Single Business Permit exhibited. However this business permit is dated after the PMLC approval d. No tax compliance certificate e. There is a dispute over the area between the applicant and a Patrick Machua 54 | P a g e

35.

LILLIAN M GEMS

On 3rd September 2012, the Applicant of Business Number 375288 applied for an Exclusive Prospecting Licence in Kwale County. Mining Deposit receipt number BB.304403 together with PR number 13487 was issued to the Applicant. The landowners consent has not been submitted, however on 5th September 2012, single business permits by the County Council of Kwale were issued.

The work program has been submitted and the expenditure is at KES 300.000. The sketch map is in the file though the application for review of area is made but still pending approval. The letter is dated 28th February 2013. The bank statements are not on record. The PMLC meeting was held on 31st January 2013 for review of the mining area, and approved a free area of 0.123SQKM. Gazettement was not done. The fees have not been paid and the licence not been granted.

FINDINGS:
After review of this file the following issues were issues were noted from the record a. No bank statements on file b. No County Council consent but a Single Business Permit is held c. No landowners consent d. No tax compliance certificate.

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36.

ROBERT LEE STEERE E.A. LTD

On 28th August 2012 the Applicant applied for an Exclusive Prospecting Licence in Turkana. PR number 13839 and Mining Deposit Receipt Number A.9856868 were issued to the Applicant. List of names for the landowners consent is dated 17th October 2012. The county council consent is enclosed in the file.

The sketch map and the work program have been submitted and the expenditure is for KES 1.2M. Commercial bank of Africa issued bank statements dated 16th July 2012.

The Memorandum and Articles of Association have been submitted along with the Certificate of Incorporation C.101086 dated 12th November 2002. The PMLC meeting was held on 31st January 2013, and approved a free area of 1000SQKM. On 15th March 2013, Gazettement was done through gazette number 3463. The receipt for fees is not in the file and the licence has not been granted.

FINDINGS:
The Application was done in accordance with laid down laws and procedures save for tax compliance certificate, which was not submitted.

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37.

CARBACID (CO2) LTD

On 13th September 2013, the Applicant applied for an Exclusive Prospecting Licence in Uasin Gishu. There was a lease from Goodison Limited, which owns the land and is a subsidiary of the company. The lease is dated 29th June 2011 and the EIA licence from NEMA is dated 15th August 2008.

The Sketch map and work program have been submitted and the expenditure is at KES 35M. Financial statements for 2011 and company profile have been issued.

The Memorandum and Articles of Association and Certificate of Incorporation are on file. The PMLC meeting was held on 31st January 2013, and approved a free area of 0.029SQKM; the Director of Surveys did not approve the plan, as the co-ordinates were wrong. On 28th March 2013, Gazettement was done through Gazette number 4168. The receipt for fees is not in the file and the licence has not been granted.

FINDINGS:
After review of this file the following issues were noted from the record: a. No County Council consent in file b. The survey map not signed by Director of Surveys c. No tax compliance certificate on file.

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38.

MARGARET WAGOCHI MACHUA

On 16th November 2001, the Applicant applied for an Exclusive Prospecting Licence in Kuraze, Kwale. A Mining Deposit Receipt number AX94563 and the PR number 6751 were issued to the Applicant. There has been no consent from the landowner. On record is consent from Taita Taveta Council dated 9th September 1994 yet the area is in Kwale. The consent is in the name of Benson M. Mwaganga.

The Sketch map and work program have been submitted and the expenditure is at KES 96,000. Bank statements were issued from Equity Building Society from 1st December 2003 and to 31st March 2004 with an opening balance of KES 0 and a closing balance of KES 799,656. The PMLC meeting was held on 12th October 2004, and approved a free area 2SQKM. Gazettement took place on 21st January 2005, through Gazette number 317 for 0.6Sqkm for non-precious metals. A fee of KES 2,100 was paid on 1st February 2013. Licence number SL 352 granted on 19th February 2013.

FINDINGS:
After review of this file the following issues were noted from the record: a. Application is dated November 2001 but was taken to PMLC in January 2013 b. No consent from landowner on record c. No consent from Kwale County Council d. Consent on file is from the wrong county, Taita Taveta, and is not in the applicants name e. No tax compliance f. Bank statements are 10 years old g. Gazettement was for non-precious metals although the application was for precious stones

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39.

NAPASS GEMS LIMITED

On 8th October 2009, the applicant applied for an Exclusive Prospecting Licence in Dumbule, Kinango Kwale. PR number 11016 is enclosed in another volume the original being 7677/04. The Mining Deposit Receipt number is not in the file. Landowners consent is dated 4th April 2010. On 3rd August 2009, Kwale County Council issued their consent Sketch map and work program have been submitted. The bank statements are not in the file. PMLC meeting was held on 10th August 2012, and approved free area of 32SQKM. Gazettement took place on 26th October 2012 through Gazette number 15444. The fees of KES 12,100 through receipt number C.1583585 dated 20th February 2013 have been paid and on 28th February 2013, licence number SL 355 was granted.

FINDINGS:
Upon review of the record the following issues were noted: a. The bank statement on record is not in the name of the applicant b. No tax compliance certificate c. No mining deposit on record.

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40.

PATHWAY MINING RESOURCES

On 18th July 2012, the Applicant of Business Name Registration BN2012/161786 applied for an Exclusive Prospecting Licence in Koibatek Baringo. The Mining Deposit Receipt number A.8470019 and PR number 13486 was issued to the Applicant. Several landowners consent dated 25th February 2012 is enclosed in the file. Furthermore, on 4th July 2012, Koibatek County Council issued their consent.

The sketch map and work program have been submitted with an expenditure of KES 5.9M. Bank Statement from Wells Fargo is dated 30th April in the name of Mark Baldin and Rosemary Moki who is also a partner in the business name. The opening balance is USD 53,653.23 and the closing balance is USD 141,263.00 . PMLC meeting was held on 10th August 2012, and approved free area of 2SQKM; Gazettement took place on 16th November 2012, through gazette number 16687. The fees of KES 12,100 through receipt number C.1233742 dated 15th January2013 was paid. On 25th January 2013, licence number SL 350 was granted.

FINDINGS:
Upon reviews review of the following issues were noted: a. The bank statements are from a foreign bank b. No tax compliance certificate in file.

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41.

AQ KENYA LIMITED (1033)

On 7th October 2010, the Applicant applied for an Exclusive Prospecting Licence in Turkana. The Applicant was issued with PR number 11409 and Mining Deposit Receipt Number 9953571. Several landowner consent dated 4th December 2010 have been issued and are enclosed in the file. On 12th February 2011 the County Council of Turkana issued their consent.

The sketch map and work program have been submitted. It cannot be ascertained which bank issued the statements though they were issued in the name of AQ Kenya Limited and are dated 17th July 2010 6th October 2010 and show an opening balance of KES 0 and a closing balance of KES 7,946,600. The MemArts are in file and a Certificate of Incorporation CPR/2010/29291 dated 16th August 2010 have been submitted. The PMLC meeting was held on 13 October 2011, and approved free area of 804SQKM.gazettement took place on 31st May 2012, through gazette number 7534. A fee of 203,100 was paid on 25th September 2012, under receipt number C. 0455531. On 19th march 2013, the licence number SL353 was granted.

FINDINGS:
Upon review of the record the following documents were not submitted: a. Work and expenditure program b. Tax compliance certificate.

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42.

WANJALA MINING LIMITED

The Applicant applied for a Special Mining Lease over their Special Licence Number 251 on 2nd June 2010 in Taita Taveta. The Mining Deposit Receipt and PR number are enclosed in the older files. The Lease agreement dated 28th March 2007 with County Council of Taita Taveta,

Sketch map and feasibility of study is contained in the file. The Memorandum and Articles of Association and Certificate of Incorporation are in file. The PMLC meeting was held on 3rd August 2010 and approved free area of 64SQKM In Kishushe Taita Taveta approved on the basis of a proposed sponge iron plant. Gazettement has not been done. The fees have not been paid. On 27th March 2013, Special Licence Number 354 was granted.

FINDINGS:
Upon review of the record the following issues were noted: a. No landowner consent b. No bank statements c. Disputes on the land d. No tax compliance certificates e. Licence issued but no evidence condition on sponge iron plant was met.

f. Licence type issued not in line with licences available for issuance

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43.

CORTEC MINING KENYA LIMITED** (legal case currently in court)

The Applicant applied in Kwale for a Special Mining Lease over their special mining licence number 256. There was no application and there was no stamp. The Mining Deposit receipt and Prospecting Right number are not in the name of Cortec Mining Kenya Limited.

FINDINGS:
Upon review the Committee made the following observations: a. In the PMLC, the Committee found that the initial issuance of SL256 had been imporperly issued and recommended cancellation. b. The Prospecting Right was not in the name of Cortec Mining Kenya Limited but in the name Harrie Kinoste Ndungu. c. The County Council consent and the Mining Deposit Receipt were also in the name of Harrie Kinoste Ndungu and not in the name of the Company. d. Licence type issued not in line with those available for issuance under the Mining Act.

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CONCLUSION:
After reviewing the above and making our findings in each and every file, license or application, the Task Force recommends that relevant appropriate authority should exercise their powers within the Act to ensure compliance with laid down law and procedures.

SIGNED BY MEMBERS OF THE TASK FORCE 1. MOHAMED NYAOGA CHAIRMAN.. VICE CHAIRLADY.. MEMBER. MEMBER MEMBER.. MEMBER. MEMBER

2. CAROLINE ARMSTRONG

3. FERHAN CHAUDRY

4. NAWAL SALIM

5. ERASTUS LOKAALE

6. HASSAN HUSSEIN

7. ELIZABETH ROTICH

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APPENDIX 1: PENTAGON GEO EXPLORATION FILE NUMBER M5688


1. 2. 3. 4. 5. 6. 7. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL 8. SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA 9. APPLICATION FORM IN TRIPLICATE 10. COPY OF BANK STATEMENT 11. LAND OWNERS CONSENT 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS NON-PRECIOUS MINERALS Pentagon Geo Exploration file number M5688 Mining Location ( in two locations Imani/1-10 and Fadhila 1-8) Taita 30th October 2012 and Fadhila was Applied 8th October 2012 Taita Taveta 18th January 1981 PR Number 12095 of 9th October 2012 in file. Not Applicable Imani and Fadhila Sketch maps are on record both dated 8.10.2012 Application form present Not Applicable There is consent dated 1st April 2005 from Eva Mkungusi of Mkuki Ranch Company Limited N/A N/A Consent in File Yes in the File N/A N/A No tax Compliance YES 31st January 2013 Award two locations as applied Not Applicable Not Applicable Not Applicable Fees paid 1800 Yes Imani-2289/1-10 and Fadhila 2290/1-8 14th March 2013 Upon review it was noted that in the application process that all documents were submitted as required save for a tax compliance certificate, which could not be established from the file.

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APPENDIX 2: KAMRANGE ENTERPRISES


NON-PRECIOUS MINERALS 1. 2. 3. 4. 5. 6. 7. 8. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA 9. APPLICATION FORM IN TRIPLICATE 10. COPY OF BANK STATEMENT 11. LAND OWNERS CONSENT
Kamrange Enterprises Mining Location (in three Mining Locations in Kamrange 1-4, Mwarage /1-10 and Sawe/1-10) Kamrange-12 September 2012, Mwarage 30th October 2012 and Sawe 3rd December 2012 Taita Taveta and Kwale 2,000 for the Province number B2169325 PR Number Kamrange-12424 of 20th January 2012, PR Number same for the other two Not Applicable Kamrange Sketch in file in Mkuki Ranch, Mwarange Sketch Plan in File and Sawe Sketch map in file but in Kwale Yes in File Not Applicable Consent Issued by Reuben Micho of Mkuki Ranch to Mr. David Mwaniki Njoka for Kamrange and Mwarange. There is Council Consent of Taita Taveta to Kamrange Enterprises dated 28th October 2011. For Kwale which is trust land Consent from County Council is required especially for Sawe Location. No consent for Kwale for Sawe Location. Seems someone try to hide behind the other two applications as Sawe is in Kuraze Kwale County which is a trust land and as such no consent was obtained. Yes in File CPR/2012/85040 dated 1st October 2012. No for Sawe Location thus the Licence is Invalid for want of consent N/A N/A N/A Yes YES 31st January 2013 Award for three locations in Kamrange, Mwarage and Sawe, even though Sawe award is invalid. Not Applicable Not Applicable Not Applicable Fees paid 2400 Yes Kamrange-2282/1-4, Sawe 2283/1-10 and Mwarange 2284/1-10 18th February 2013 Upon review it was noted that in the application process that all documents were submitted as required save for consent for Sawe location, which could not be established from the file.

12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS

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APPENDIX 3: RAGHAV INDUSTRY LIMITED


NON-PRECIOUS METALS 1. 2. 3. 4. 5. 6. 7. 8. 9. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE Raghav Industry Limited Mining Location( In one location Kalama 1-4) 23rd August 2012 Machakos 2,000 for Eastern Province number A8470028 of 15 March 2012 PR Number 13487 dated 15th March 2012 Not Applicable Sketch in file Yes in File Not Applicable Land Owner Consent dated 16th July 2012 by the Mwiso Family but the consent is not consent at all as it does not refer to the Company. Yes in File. Directors are; Rajeev Kumar Gupta and Geetika Rajeev Kumar CPR/2012/71522 dated 2nd May 2012 County Council of Masaku 29th August, 2012. N/A N/A N/A Tax registration on file YES 31st January 2013 Awarded the Location as Applied. Not Applicable Not Applicable Not Applicable Fees Paid 400 Yes Kalama-851/1-4 11th March 2013 Upon review it was noted that in the application process that all documents were submitted as required save for a tax compliance certificate, which could not be established from the file.

10. COPY OF BANK STATEMENT 11. LAND OWNERS CONSENT 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS 67 | P a g e

APPENDIX 4: CATHERINE KIJILA MWAMUZI


NON PRECIOUS MINERALS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS

Catherine Kijila Mwamuzi Mining Location( In Lukundo 1/1-10 and 2-1-10) 19th September 2012 Taita Taveta 2,000 for Coast Province Receipt Number A8856709 PR Number 13804 dated 3rd August 2012 Not Applicable Sketch in file for both Yes in File Not Applicable Trust Land County Council Consent from Taita Taveta dated 5th December 2012 in file. Not Applicable Not Applicable Yes Consent in File dated 5th December 2012 from Taita but owners consent not in file Person/Individual N/A N/A No tax Compliance YES 31st January 2013 Awarded the two locations but certificate yet to be issued Not Applicable Not Applicable Not Applicable Not yet, only approval Not yet Not yet Not yet The decision of the PMLC was dated 15th May 2013 that awarded Lukondo 1and 2-(1-10) but approval was done for an additional location Mvono 1/1-10. Upon review it was noted that the laid down process for Mvono location was not followed, further the tax compliance certificate could not be established from the file.

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APPENDIX 5: ABYSSINIA IRON AND STEEL LIMITED


INDUSTRIAL MINERALS (IRON ORE) 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS 69 | P a g e
Abyssinia iron and Steel Limited Exclusive Prospecting Licence 9th July 2012 Mwingi 2000 Eastern Province Receipt Number 9953581 dated 24th September 2010 PR Number 11983 Dated 25th August 2011 Renewal Work Program in file but Expenditure Proposal is only for KES 200,000 for an of 120 SQKM Sketch in file Yes in File Change of name from Everest Steel Diamond Trust Bank Westgate Shopping Mall in the name of Abyssinia Iron And Steel Limited from 1st September 2010 to30tth September 2010. Opening balance is -20,588,063.29 Closing Balance -11,115,626.28. No landowner Consent even though the PMLC minutes indicate that the Land Owners consent was there we cannot find in the record. Yes in File subscribers: Jeetan Patel Urno ferno international C/147/866 dated 23rd November 2007 changed from Everest Steel Limited on the 2nd day October 2009 County Council of Mwingi Consent dated 18th November 2010 N/A N/A N/A No tax Compliance, ID or Pin of directors YES says there was landowners consent. Not in file though. 31st January 2013 Approved a free area of 92SQKM No notification to the Applicant No Gazettement Recommended but no Licence issued Not yet Not yet Not yet Not yet Upon review it was noted that in the application process all documents were submitted as required save for tax compliance certificate and landowner consent, which could not be established from the file.

APPENDIX 6: BOSMANS INVESTMENTS LIMITED


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS 70 | P a g e
Bosmans Investments Limited Exclusive Prospecting Licence for Industrial Minerals 24th December 2012 Mwingi/Kitui 2,000 for Eastern Province number A8469842 of 20 February 2012 PR Number 13458 of 20th February 2012 Work Program is in file. Expenditure Proposal is only KES 100,000 Sketch in file Yes in File Support Letter from Chase Bank Limited. This is an Opinion Letter. Even though PMLC minutes indicate a bank statement. Consent dated 6th September 2012 by Simon Mulatia to the Company and another by Samuel Maithya dated 6th September 2012, and David Mwasya, Charles Mwenzi, Muasya Makau, and Joseph Kimanzi. All of Mwingi Memorandum and Articles in file however they are not signed by the SH and Directors even though stamp duty appears. CPR 2009/344 dated 20th March 2009 County Council of Mwingi Consent dated 6th September 2012; David k. Matwai, David K. Langat, Pius Njuguna, Juliet Mkani N/A N/A N/A Valid until 4th June 2013 YES 31st January 2013 Approved Free Area of 152 SQKM YES 3461 15th March 2013 Yes-40, 000 Receipt number C1583931 of 24th April 2013 Yes -Expenditure capped at 1M KES P.A EPA 276 30th April 2013 for renewable up to a maximum of Five Years. Upon review it was noted that in the application process all documents were submitted as required save for bank statement and the letter referred to the PMLC minutes, which could not be found in the file.

APPENDIX 7: WACHO INVESTMENTS LIMITED


PRECIOUS AND BASE METALS 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE RECOMMENDATION 71 | P a g e
Wacho Investments Limited Special Licence 18th January 2013 Migori Not in the file. PR dated 4th January 2013 On file. No work program submitted Sketch in file Yes in File Commercial Bank of Africa statement in Wacho Investments from 1 August 2012-31 August 2012September+October. Opening Balance is -----4611668.99 and closing balance is -9708180.53. No land owner consent Yes in File MemArts- subscribers: Ruiru Muchohi Gikonyo and Wangui Gikonyo C/41702 of 29th November 1989 No consent N/A No Directors ID, tax compliance and Pin N/A No tax Compliance YES 31st January 2013 Approved a free area of 601 SQ KM YES 3076 8th March 2013 152350 on Receipt number C 1583475 of 13th May 2013 Licence document prepared but not picked for stamp duty. Licence prepared and signed from 14th May 2013. Not yet Not issued Upon review it was noted that in the application process the following documents are missing from the file: (a) Mining deposit receipt (b) County Council and landowner consent (c) tax compliance certificate.

APPENDIX 8: GERMANO NGUNJIRI


NON PRECIOUS MINERALS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS

Germano Ngunjiri Special Licence 14th November 2012 Kwale District Not in the file Renewal of PR Number Work Program in file but Expenditure Proposal is for 500,000 KES for 3SQKM Sketch in file Yes in File Equity Bank Limited statement from 19th October 2012-19th November 2012. Opening Balance is 2,194.70. Closing Balance 101,334.70 Not in file Not Applicable Not Applicable/ No ID No land owner consent, No ID or Tax compliance N/A ---N/A No tax Compliance just submitted his pin certificate. YES 31st January 2013 Approved a free area 3SQKM YES 6707 17th May 2013 12,100 KES Not issued caught up with suspension of Licensing Not yet Not issued Upon review it was noted that in the application process the following documents are missing from the file; a) Mining deposit receipt b) Tax compliance certificate c) landowner consent.

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APPENDIX 9: TURKANA MINERAL EXPLORATION COMPANY


PRECIOUS STONES

1. 2. 3. 4. 5. 6. 7. 8.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT

COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA 9. APPLICATION FORM IN TRIPLICATE 10. COPY OF BANK STATEMENT 11. LAND OWNERS CONSENT 12. MEMORANDUM AND ARTICLES 13. CERTIFICATE OF INCORPORATION 14. COUNTY COUNCIL CONSENT 15. BUSINESS NAME REGISTRATION 16. ALL DOCUMENTS SUBMITTED? 17. ANY OTHER CONSENTS NEEDED? 18. TAX COMPLIANCE 19. PMLC MEETING 20. MEETING DATE 21. MEETING RECOMMENDATIONS 22. GAZZETTEMENT 23. GAZETTE NUMBER 24. GAZETTE DATE 25. FEES PAID 26. LICENCE GRANTED 27. LICENCE NUMBER 28. LICENCE DATE 29. FINDINGS

Turkana Mineral Exploration Company Special Licence 21st November 2011 Turkana 2,000 KES receipt number B2169698 dated 21st November 2011 PR number 12304 dated 18th November 2012. But it was paid on the 21st November 2012. He paid after issuance or the PR was back dated. Either way they were within the time limit. Work Program in file but Expenditure Proposal is for 500,000 KES for 380SQKM Sketch in file Yes in File CFC Stanbic statement from 21st July 2011-31st December 2011. Opening balance -202,851.61, closing balance121014.36. Consent from Tokuronganlup Community leaders of Loima District in Turkana County 31st October 2011 N/A Business Name Consent from County Council of Turkana dated 2nd November 2011 BN/2011/141716 dated 7th October 2011 ---N/A No tax Compliance YES 31st January 2013 Approved for 380 SQ KM YES 3083 8th March 2013 87455 KES receipt number 1233003 dated 15th May 2013 Not yet Not prepared c Not issued Upon review it was noted that in the application process the tax compliance certificate is missing from the file.

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APPENDIX 10: ANGLO AFRICAN RESOURCES


MANGANESE IRON ORE AND OTHER BASE MINERALS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT

11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS

Anglo African Resources for MANGANESE IRON ORE AND OTHER BASE MINERALS Special Licence 11th September 2012 Kilifi and Kwale 2,000 Receipt Number A8024519 of 7th August 2012 PR number 13632 of 7th July 2012 Work Program in file but Expenditure Proposal is for 55M KES for 598SQ KM Sketch in file Yes in File Habib AG Zurich Bank a letter did not own account but using Directors account Bilikisumer Kara and Daniel Crawford Miller. Account Joint with another person. Opening Balance for Kara 1,367,796.20 dated 24th February 2012-29th May 2012. Closing Balance 25,670,898.05. Crawford statement is Citibank online details.27th March opening balance USD 5,000 -25th July USD 4,000 Consent dated 31st August 2012 Yes in File CPR 2012/79800 24th July 2012 Consent from Kilifi County Council dated 7th September 2012 N/A Bulk Sumer- PP, bank statement and Pin Daniel Miltan- PP, bank statement Mumtaz Wason- Pin, ID, Certificate available No Directors tax Compliance YES Told all Directors are Kenyan, yet two are British, Kenyan shareholding 1share out of 1000 shares 31st January 2013 Approved a free area of 598 SQKM Yes 4170 28th March 2013 151100 KES receipt number 1233007 of 15th May 2013. Licence documents prepared but not signed caught up with suspension Not yet Not issued Upon review it was noted that in the application process the following documents are missing from the file: a. There was no consent granted by Kwale County Council only payment of Business permit for approval of Mineral Prospecting b. No tax compliance certificate and (c.) Bank statements are from individuals.

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APPENDIX 11: AFRICAN LINE TRANSPORT 1259


IRON ORE AND INDUSTRIAL MINERALS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS

African Line Transport 1259- Directors are Zain Abubakar/Mohamed Al-Zubedi and Mohamed Abdulla Zubeidi Special Licence 5th September 2012 Kwale /Mwena /Ngomeni Not properly issued in the Name of the Applicant. PR Number 13480 of 7th March 2012 Work Program in file. Annual Expenditure at 14M, unauthorized and undated Sketch in file Yes in File 05/09/12 Bank of Africa Statement. Period of 11th April 2012 -30th June 2012. Opening balance 190,516.15 closing balance is 320,046.15. Another statement purportedly from Dubai Bank dated 02 April 2012 03 July 2012. Opening balance 10,753,182.41 Closing balance is 2,143,234.26. Uncertain Bank Statements Consent Kwale County Council dated 22nd May 1998 to Ali Zubedi but not to the Company. Yes in File Director: Zein Abubakar Mohammed Ali Zubeidi of P.O. Box 80535 and Mohammed Abdulla Zubeid P.O. Box 80535 C.68774 dated 17th January 1996 Consent Kwale County Council dated 22nd May 1998 to Ali Zubedi but not to the Company. N/A ----N/A No tax Compliance YES 31st January 2013 Approved free area 27 SQ KM Yes No. 3080 8/03/2013 3080 8th March 2013 KES 12,100 Receipt Number C.1583947 dated 26 April 2013 Unsigned Licence draft in the file. Not yet Not issued Upon review it was noted that in the application had the following issues: a) County Council and Landowner consent not in the name of the company (b) b) Mining deposit receipt not in the name of the Company (c) No tax compliance certificate in the file.

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APPENDIX 12: AFRICAN LINE TRANSPORT 1203


IRON ORE AND INDUSTRIAL MINERALS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

NAME OF APPLICANT TYPE OF LICENSE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENSE GRANTED LICENSE NUMBER LICENSE DATE FINDINGS

African Line Transport 1259- Directors are Zain Abubakar/Mohamed Al-Zuebeidi and Mohamed Abdulla Zubeidi Special License 5th September 2012 Kwale BS 304480 dated 4th June 2004 in the name of Ali Zubeidi PR Number 13480 of 7th March 2012 Work Program in file. Annual Expenditure at 14M, unauthorized and udated Sketch in file Yes in File 05/09/12 Bank of Africa Statement. Period of 11th April 2012 -30th June 2012. Opening balance 190,516.15 closing balance is 320,046.15. Another statement purportedly from Dubai Bank dated 02 April 2012 03 July 2012. Opening balance 10,753,182.41 Closing balance is 2,143,234.26. Uncertain Bank Statements Consent Kwale County Council dated 22nd May 1998 to Ali Zubedi but not to the Company. Yes in File Director: Zein Abubakar Mohammed Ali Zubeidi of P.O. Box 80535 and Mohammed Abdulla Zubeidi P.O. Box 80535 C.68774 dated 17th January 1996 Consent Kwale County Council dated 22nd May 1998 to Ali Zubedi but not to the Company. N/A ----N/A No tax Compliance YES 31st January 2013 Approved free area 39.7 SQ KM Yes No. 3080 8/03/2013 3078 8th March 2013 KES 12,100 Receipt Number C.1583948 dated 26 April 2013 Yes. SPL 360 14th May 2013 Upon review it was noted that in the application had the following issues: a) County Council and Landowner consent not in the name of the company (b) b) Mining deposit receipt not in the name of the Company (c) No tax compliance certificate in the file.

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APPENDIX 13: REGIONAL BARGAINS LIMITED


INDUSTRIAL MINERALS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS

Regional Bargains Limited Special prospecting Licence 1st November 2012 Kilifi county Receipt Number A9856724 dated 7th August 2012 PR Number 13808 0f 7th August 2012 No work program submitted Sketch in file Yes in File Diamond Trust Bank Statement dated 19th June 2012-25th June 2012. Opening Balance 227,510.98 and Closing Balance 216,014.29. DTB further statement from 1st July 2012-31 July 2012. Opening Balance 3,282,846.96. Closing Balance 3,483,656.76. Bank statements not certain Consent of various land owners in file Yes MemArts in file- Directors: Mini Holdings Limited P.O.Box 17952 NBI and Atul Raichand Shah P.O.Box 44905 NBI C.92131 dated 7th December 2000 Consent from Kilifi County Council dated 27th August 2012 N/A N/A Yes dated 24th July 2012 Yes PLMC meeting 31st January 2013 Approved for an area of 117.1SQKM Yes Gazettement was done 3084 8th March 2013 KES 31,375 Receipt number C.1583924 dated 24th April 2012 No in file Not ascertainable Not ascertainable Upon review it was noted that in the application process the work program expenditure document is missing from the file.

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APPENDIX 14: AQ KENYA LIMITED 1268


COPPER, GOLD, NICKEL AND IRON ORE

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS 78 | P a g e

AQ Kenya Limited 1268 Special prospecting Licence 5th November 2012 Ugunja and Butere Receipt Number 9953540 of 17th September 2010 PR Number 12660 dated 30th October 2012 Work program undated. Unauthorized and unsigned Sketch in file Undated Yes in File -precious and base metals Cannot ascertain bank but statement dated 1 February 2013 to 28th February 2013. Opening balance 198,710.65 closing balance 320,689.45 Yes, various 11 sets of consents dated from 12 February 2013 to 18th February 2013 Not in file to check in other files placed in file 14 on 20/8/12 CPR/2010/29291 OF 16/08/2010 (SPL/1029) Consent dated 25th February 2013 from County Council of Butere-Mumias. Consent came after PLMC meeting N/A ---N/A No tax compliance Yes PLMC meeting 31st January 2013 Approved subject to submission of local ownership equity details-the 35% equity through letter dated 1/3/13 No No No No No To comply with Equity participation Not issued Upon review it was noted that in the application process the following documents are missing from the file a) Bank statements and b) Tax compliance certificate.

APPENDIX 15: GICHOYA MINES LIMITED


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS NON_PRECIOUS MINERALS Gichoya Mines Limited Special prospecting Licence 21st May 2012 Samburu Receipt Number AE212004 dated 4th July 1986 PR Number 12401 dated 5th January 2012 Work program in file -Expenditure KES 500,000 Signed not dated. Sketch in file Yes in File non-precious minerals 21/05/12 A letter From Kankam the Exporters saying they are the Financiers dated 21st November 2012. Statement from Cooperative Bank. Bank statement submitted by 3rd. Kankam expiry No Consent. A letter from Assistant Chief dated 25th September 2011 Yes MemArts in file: Directors: Njuguna Mwangi Gikhoya, David Njoroge Gicheru Shareholders: Mbao Reuben Muthee, George Kariuki P.O.Box 51805 NBI C.159244 dated 4th August 2008 Consent from Samburu County Council dated 5th February 1990

No tax compliance in file only Pin Number Yes PLMC meeting 31st January 2013 Approved a free area of 39SQKM Yes Gazettement was done 3085 8th March 2013 KES 12100 Receipt Number C.1233066 dated 24th May 2013 Not yet None Not issued Upon review it was noted that in the application process the following documents are missing from the file. a) Tax compliance certificate and b) land owners consent.

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APPENDIX 16: MADINI MINING COMPANY LIMITED


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS IRON ORE Madini Mining Company Limited Special Licence 7th November 2012 Kwale Receipt Number C.0455847 dated 7th November 2012 2,000/= PR Number 12675 dated 7th November 2012 Work Program in file Expenditure at KES 1.5M, not signed and not dated. Sketch in file - Kwale Yes in File- Iron Ore Equity Bank Limited from 10th January 2013-10th January 2013. Balance 2,650,000 Consent from County Council of Kwale Yes MemArts in file Directors : Bwana Ali Mwitarana Shareholders: Isabela Anyonya Masinde, Saida Rama Shikely, Anne Mwewi Ndemwa CPR/2012/88606 dated 15th November 2012 Consent from County Council of Kwale dated 14th October 2012 in file. N/A ----N/A No tax compliance certificate just a Pin number Yes PLMC meeting 31st January 2013 Approved a free area of 20SQKM Yes Gazettement was done 4948 12th April 2013 Not yet paid Not yet Not yet Not issued Upon review it was noted that in the application process the following documents are missing from the file; a) No tax compliance certificate and b) Landowner consent.

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APPENDIX 17: M-BENISA ENTERPRISES COMPANY


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS NON-PRECIOUS MINERALS M-Benisa Enterprises Company Business Name Special Licence 7th December 2012 Kwale Kuraze Receipt Number C.1233530 dated 7th December 2012 PR Number 12775 dated 7th December 2012 Work program in file. Expenditure for KES 1.5M Sketch in file Kwale Kuraze Yes in File 76 SQKM Non precious minerals Equity Bank Limited-10th December 2012-10th January 2013. Opening Balance 1,150,280 Closing Balance 1,845,190 Consent in file from Mwanakombo Family dated 15th January 2013 Not Applicable Not Applicable Consent from County Council of Kwale dated 20th December 2012 BN2012/197436 dated 20th November 2012, Not LLC Partnership: Mbwana Ali Warakah, Matthew Antont Kubebeya ---N/A Yes in file.KRA17/042030/2012 Yes PLMC meeting 31st January 2013 Approved free area of 7.6SQKM Yes Gazettement was done 4438 5th April 2013 Not yet paid Not yet Not yet Not issued This Application and Gazettement was done in accordance with laid down laws and procedures under the Mining Act.

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APPENDIX 18: PROSPECTING COMPANY OF KENYA LIMITED


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. GOLD AND BASE METALS Prospecting Company of Kenya Limited NAME OF APPLICANT Special Licence TYPE OF LICENCE APPLIED FOR 13th December 2012 DATE OF APPLICATION Migori LOCALITY Receipt Number C.1041001 dated 16th October 2012 MINING DEPOSIT RECEIPT PR Number 7139 dated 17th October 2012 COPY OF PROSPECTING RIGHT Work program in file. Expenditure for KES 2,155,000 M COPY OF WORK PROGRAM AND Not signed not dated EXPENDITURE PROPOSAL Sketch in file SKETCH MAP AND SCHEDULE 55SQKM DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE Yes in File gold and base metals Prime Bank Limited-1st August 2012-29th September 2012. Opening Balance-KES 0 COPY OF BANK STATEMENT Closing balance 98,500 Consent in file land certificate in file and Title Deed LAND OWNERS CONSENT Yes MemArts in file Directors: Mansur Mwathe Issa P.O.Box 79537-00200, Benjamin MEMORANDUM AND ARTICLES Mutha Savani P.O.Box 24210-00100 NBI, Samir Baloobhai Parz, P.O. Box 80016-00100 NBI CPR/2012/71973 dated 20th April 2012 CERTIFICATE OF INCORPORATION Consent from Migori County Council dated 15th November 2012 COUNTY COUNCIL CONSENT N/A BUSINESS NAME REGISTRATION ---ALL DOCUMENTS SUBMITTED? N/A ANY OTHER CONSENTS NEEDED? No tax compliance in file only Pin Number TAX COMPLIANCE Yes PLMC meeting PMLC MEETING 31st January 2013 MEETING DATE Approved Free Area of 55SQKM subject to submission of Downers consent MEETING RECOMMENDATIONS Yes Gazettement was done GAZZETTEMENT 8245 GAZETTE NUMBER 14th June 2013 GAZETTE DATE Not yet paid FEES PAID Not yet LICENCE GRANTED Not yet LICENCE NUMBER Not issued LICENCE DATE Subject to tax compliance clarification the Application and Gazettement was done in FINDINGS accordance with laid down laws and procedures. 82 | P a g e

13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

APPENDIX 19: SUPER GROW LIMITED


ALL MINERALS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS

Super Grow Limited Special Licence 24th December 2012 Kwale/Kilifi Receipt Number C.1233510 dated 4th December 2012 PR Number 12769 dated 4th December 2012 Work Program in file. Annual Expenditure at KES 300,000. Sketch in file Yes in File No statements Consent from ADC-Galana/Kulalu Ranches dated 1st November 2012 Yes MemArts in file- Directors: Joseph Mwendo Mutua P.O.Box 13631-00100, Helen Wambui Nakti CPR/2012/91814 Consent from Malindi County Council dated 7th December 2012. To be confirmed whether Malindi county council. N/A ----N/A Yes number KRA17/002229/2013 dated 16th January 2013 and Pin Yes PLMC meeting 31st January 2013 Approved Free Area of 705SQKM Kilifi Yes Gazettement was done 3462 15th March 2013 KES 178,350 Receipt Number C.1583920 dated 24t April 2013 Yes Licence granted SL 361 30th April 2013 The Certificate of incorporation came from the Registrar of companies on 27th December but was backdated to 24th December. At the time of Application the Company did not possess a certificate of incorporation.

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APPENDIX 20: R.K SANGHANI


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS ALL MINERALS R.K Sanghani (business name) Special Licence 6th July 2011 Kilifi Receipt number BX 068995 dated 25 the October 2006 PR Number 12017 dated 4th July 2011 Work Program in file. Not signed, Not dated Sketch in file Yes in File. All minerals Prime Bank Limited. 25th May 2011-2nd June 2011. Opening Balance 12,116,463.125. CR Closing 9,797,931.65 CR Consent from ADC-Galana/Kulalu Ranches dated 17th August 2012 Not Applicable Not Applicable Kilifi County Council Consent dated 23rd July 2010 Yes registered under No. 399235 Dated 9/8/2004 ---N/A No tax compliance certificate just a Pin number in the name of R.K Sanghani Yes PLMC meeting 31st January 2013 Approved Free Area of 633.5 SQKM Not yet No Gazettement Not yet Not yet paid Not yet Not yet Not issued Subject to tax compliance clarification the Application and Gazettement was done in accordance with laid down laws and procedures.

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APPENDIX 21: ALLISON HOLDINGS LIMITED


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS BASE METALS Allison Holdings Limited Special Licence 22nd January 2013 Migori Receipt Number in File PR copy in file. Work Program not in file Sketch in file Yes in File- Base precious metals ( Kijria Area) CFC Stanbic Limited under the name of Solomon Mwanga Luta. 28th December 20116th June 2012. Opening Balance 135,000. Closing 1,012,569.31. Consent of various land owners in file dated 1st February 2013 Yes MemArts in file- Directors: Solomon Mwanga Lutta, Bett Kariuki P.O.Box 7969700200 NBI CPR2011/39865 dated 26th January 2011 Consent from Municipal Council of Kehancha dated 14th February 2013 N/A --N/A No tax Compliance - Pin for company No P01513548400 Yes PLMC meeting 31st January 2013 Approved Free Area of 37KM2 industrial minerals but Gazetted for 304.5SQKM Yes Gazettement was done 3082 8th March 2013 Anomaly Gazetted for 304.5 SQKM KES 78,225 Receipt Number C.1583499 dated 15th May 2013 Yes Licence granted SL 363 15th May 2013 Upon review it was noted that in the application process the following documents are missing from the file; a) Tax compliance certificate) Work program b) Consent from Narok County c) Approved for more than the free area applied for and d) Only applied for Migori County but Gazetted for Migori and Narok.

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APPENDIX 22: NOBIS COMPANY LIMITED


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES MANGANESE AND OTHER BASE METALS Nobis Company Limited Special Licence 5th December 2012 Kilifi Galana Receipt Number C.0455989 of 3rd December 2012 PR Number 12764 of 3rd December 2012 Work Program in file Expenditure at KES 2.5M. Sketch in file Yes in File- Manganese and other base metals Equity Bank from 21st November 2008-22 September 2011. Opening is KES 100,000 Closing 107,500 Consent from Agricultural Development Corporation for Galana Ranch dated 6th December, 2012 Yes MemArts in file- though incomplete (Directors not there Subscribers: Redemptor Nyaboke Mwaura and Joseph Kamau Mwaura P.O.Box 828200100 C.155809 dated 6th June 2008 No consent, but payment of Single Business Permit to County Council of Kilifi ------No tax compliance in file only Pin Number Yes PMLC meeting 31st January 2013 Approved free area of 455 SQKM- Manganese and other base metals Yes Gazettement was done- 455.6 Km2 3077 8th March 2013 KES 115850 Receipt Number C.1583977 dated 3rd May 2013 Yes Licence was granted Licence Number SL number 358 9th May 2013 Consent for County Council of Kilifi and Tax Compliance certificate missing. Directors missing, P.O BOX incomplete and no financials.

13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS 86 | P a g e

APPENDIX 23: DANGOTE QUARRIES KENYA LIMITED


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. INDUSTRIAL MINERALS Dangote Quarries Kenya Limited NAME OF APPLICANT Special Licence TYPE OF LICENCE APPLIED FOR 21st December 2012 DATE OF APPLICATION Kilifi LOCALITY Receipt Number C.1233716 of 10th January 2013 MINING DEPOSIT RECEIPT PR Number 12618 of 10th January 2013. There was an earlier PR quoted as 13808. COPY OF PROSPECTING RIGHT Mutiso to confirm. Name of Dorothy Opundo as agent and Dangote quarries Work program in file expenditure at KES 10M. Dated and signed. COPY OF WORK PROGRAM Sketch in file SKETCH MAP AND SCHEDULE 29.5 KM2 Kilifi DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE Yes in file Zenith Bank Lagos for Dangote Cement PLC from 4th September 2012-18th December COPY OF BANK STATEMENT 2012. Opening Balance 42,927,913.91. Closing Balance 45,918,368.81. Consent from several land owner consents dated 21st December, 2012 LAND OWNERS CONSENT Yes MemArts in file- Directors and shareholders are Dangote Cement PLC and Aliko MEMORANDUM AND ARTICLES Dangote P.O Box Union 40032marvle house 1, avron ruwawe road, falcon ikoy lagos CPR/2012/90214 of 4th December, 2012 CERTIFICATE OF INCORPORATION Consent from County Council of Kilifi dated 21st December 2012 COUNTY COUNCIL CONSENT N/A BUSINESS NAME REGISTRATION ---ALL DOCUMENTS SUBMITTED? N/A ANY OTHER CONSENTS NEEDED? No tax compliance in file TAX COMPLIANCE Yes PMLC meeting PMLC MEETING 31st January 2013 MEETING DATE Approved free area of 0.072 SQ KM subject to 35% local equity MEETING RECOMMENDATIONS Yes Gazettement was done but approved for a free area of 46.3 SQKM GAZZETTEMENT 3078 GAZETTE NUMBER 8th March 2013 GAZETTE DATE KES 13,685 Receipt Number C.1583929 dated 24th April 2013 FEES PAID Signed in file but not picked. LICENCE GRANTED Not yet as stamping not done LICENCE NUMBER Not issued LICENCE DATE Upon review the following issues were noted (a) No tax Compliance in the file (b) Bank FINDINGS Statement is from a Foreign Company Dangote Cement PLC and not the entity applying for the Licence (c) The 35% equity condition had not been complied. 87 | P a g e

APPENDIX 24: WAHDAH INVESTMENTS LIMITED


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS GYPSUM Wahdah Investments Limited - Abdifatah Sheikh Mohamed, Noah Mohamed Roble, Abdirahman Yusuf Sheikh, Mahad Hassan Roble Exclusive Prospecting Licence 21st January 2013 Tana River Receipt Number C.1233819 of 21st January 2013 PR Number 12639 of 21st January 2013 Not in file Sketch in file No - only one application form for gypsum Not file Not in file Yes MemArts in file. CPR/2012/90763 of 10th December 2012 Not in file N/A ---N/A Tax compliance number KRA/17/002959/2013 dated 22nd January 2013 and PIN Certificate P0514076047 Yes PMLC meeting PMLC meeting notes state work programme submitted, application form in triplicate and written consent from Kilifi 31st January 2013 Approved free area of 161.5 SQKM. Indicated as Kilifi even though it is in Tana River. Not yet Not yet Not yet Not Yet Not yet Not yet Not yet Upon review the following documents could not be found in the file; a) Work and expenditure program (b) Consent from County Council of Tana River (c) Bank statements (d) Land owners consent

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APPENDIX 25: POTTERMARK ENTERPRISES LIMITED


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS INDUSTRIAL AND BASE MINERALS Pottermark Enterprises Limited Exclusive Prospecting Licence 19th December 2012 Kwale Receipt Number C.0455776 of 30th October 2012 PR Number 12659 of 30th October, 2012 Work and Expenditure program in File. Expenditure at KES 3.2M Sketch in file Yes in File Industrial Minerals and Base Metals Barclays Bank 1st April 2012- 19th December 2012. Opening Balance KES 41,630.10, Closing balance KES 7,400.10 Several land owners consents dated 25th January 2013 Not Applicable Not Applicable No consent shown just a single business permit from County Council of Kwale Business registration number 363783 of 18th November 2002 ---N/A Yes, Number KRA/17/033167/2012 of 16th October 2012. And the PIN Certificate Number P002728551F Yes PMLC meeting 31st January 2013 Approved free area of 529 SQKM Yes Gazettement was done 3869 22nd March 2013 Not yet paid Not yet Not yet Not issued Upon review the following documents could not be found in the file (a) Tax Compliance Certificate (b) No consent from the County Council but a single business permit from the County Council of Kwale.

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APPENDIX 26: MINERAL VENTURES LIMITED


PRECIOUS METALS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT

Mineral Ventures Limited Titi Odindo, Wilson Mwaura Mwenda, Christopher M.Nyamai Exclusive Prospecting Licence 11th January 2013 Migori Receipt Number C.1233726 dated 11th January 2013 PR number 13706 of 16th July 2012 (Tito Odindo as agent) Work program in file Expenditure of KES 15M but undated and unsigned Sketch in file Yes in File - Precious Metals Imperial Bank Limited from 1st November 2012 to 10th January 2013 account of Paul Oganga Nikira (not a Director). Opening Balance KES -232.59. Closing Balance KES 720,751.2 Several land owners consent in file All undated Yes MemArts in file CPR/2012/76601 dated 15 June 2012 Consent from Homa Bay County Council dated 31st January 2013. N/A --N/A Yes tax compliance number KRA17/021998/2012 25th July 2012 Yes PMLC meeting 31st January 2013 Approved free area of 79.5 SQKM in Migori County Yes Gazettement was done 3081 8th March 2013 KES 21,975 Receipt number C.1583928 of 24th April 2013 Yes Licence number 357 Issued on the 30th April 2013 Upon review the following issues were noted in this file; (a) The bank statements are from third parties and (b) Consent from County Council and landowners were issued after PMLC meeting.

11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS

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APPENDIX 27: M-BENISA LIMITED


SILICA SAND AND OTHER BASE METALS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS

M-Benisa Limited Mbwana Ali Warrakah, Matthew Antony Kubebea Exclusive Prospecting Licence 28th January 2013 Kwale Receipt number C.1233777 dated 18th January 2013. Wesley Mukuna Masinde (Agent of M-Benisa Ltd) PR Number 12635 of 18th January 2013 Not in file Sketch in file 0.8Km2 Yes in File only one form. Silca, sand and other base metals. Not in File Not in file Yes MemArts in file CPR2013/92117 dated 4th January 2013 Not in file N/A --N/A No tax compliance in file Yes PLMC meeting 31st January 2013 Approved Free Area 0.8SQKM In Kwale Yes Gazettement was done 4439 5th April 2013 Not yet paid Not yet Not yet Not issued Upon review the following documents could not be found in the file a) No County Council and landowner consent b) No bank statements c) No work and expenditure program and d) No tax compliance certificate.

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APPENDIX 28: BASE TITANIUM LIMITED


RUTILE ZIRION AND ILMENITE 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS
Base Titanium Limited Nigel Havergal Shaw, Samuel Ngugi Wainaina Exclusive Prospecting Licence 31st December 2012 Kwale A7415506 13th July 2011 (Ted Majaliwa Kombo as agent) PR Number 13745 dated 30th July 2012 Scott Stewart Corrithers and Agent: Ted Majaliwa Kombo as agent) Work program in file. Expenditure not included Sketch in file 8.59 KM2 Yes in File Actually Quadruplicate. Heavy minerals and sands.(Rutile Zircon and Ilmenite) Consolidated financial statement position by the Company (Holding company) Several land owners consent in file dated 20th December 2012 In file CPR/2010/21827 23rd April 2010 Not in file N/A --N/A Not in file Yes PLMC meeting. Summary says: Tax compliance from Kwale Council Consent 31st January 2013 Approved free area of 8.59 SQKM subject to proof of 35% local equity No None None None None None None Upon review the following documents were missing from the file a) No expenditure document b) No tax compliance certificate c) No county council consent Also was sent a letter dated 25th June 2013 that the application was to be considered in the PMLC of the 30 th June yet the application was considered on the 31st January 2013.

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APPENDIX 29: NETSOL ENGINEERING LIMITED


GEMSTONES, BASE METALS AND PRECIOUS METALS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT

Netsol Engineering Limited. George Towey, Fly East Ltd. Exclusive Prospecting Licence 21st December 2012 Kwale Receipt Number A.8024523 dated 30th August 2012 PR Number 10395 of 14th August 2012 (George Towey) Work Program in file Expenditure KES 2.5M. (Received 24th May 2013, after Approval) Sketch in file. 73.7 Km2 Yes in File Gemstones, Base metals, Precious metals, Niobium & Ree Consolidated Bank Statement. 1st May 2012-20th November 2012. Opening Balance30,332,863.37 CR. Closing Balance 40,481,385.08 DR. Bank statements for Netsol Kenya Ltd. Lease Agreement with Lunga Lunga Ranching D.A Company Ltd dated 23rd April 2013. (After approval) Yes MemArts in file CPR/2012/82202 of 22nd August 2012 Consent from County Council of Kwale dated 6th November 2012 in file in the form of Council meeting minutes. N/A --N/A No in file. PIN Certificate number: P051396979B Yes PLMC meeting. Summary: Tax Compliance Certificate held 31st January 2013 Approved free area of 29.0SQKM Not yet Not yet N/A N/A Not yet Not yet Not yet Upon review the following documents could not be found in the file: (a) Tax compliance certificate and (b) land owner consent was obtained after approval of the application.

11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS 93 | P a g e

APPENDIX 30: NUBBON LIMITED


BASE AND PRECIOUS METALS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS

Nubbon Limited Stephen Karunge, Mwenda Kilemi Exclusive Prospecting Licence 10th January 2013 South Lolgorean, Transmara Receipt Number C.1233724 of 10th January 2013 PR Number 12619 of 10th January 2013 (Titus Ntuciu) Not in file Sketch in file Applied for 544Km2 Yes in File Diamond Trust Bank for unrelated entity, Three Worlds Limited, dated 1st October 2012-28th January 2013. Opening balance KES-995,819.79 Closing balance KES-38,988.17. Not in file Yes MemArts in file CPR /2010/17366 of 2nd February 2010 No consent document but single business permit from County Council of Transmara dated 16th January 2013 N/A ---N/A No tax compliance certificate just a PIN number P051321973Z Yes PLMC meeting 31st January 2013 Approved free area of 456 SQKM No Not yet None None Not yet Not yet None Upon review the following documents could not be found in the file; (a) No work and expenditure program in file (b) The bank statements are unrelated (c) No landowner consent (d) No County consent but a business permit and (e) No tax compliance certificate.

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APPENDIX 31: BARAKA MINING AND MINERAL LIMITED


NON-PRECIOUS MINERALS (GEMSTONES 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS
Baraka Mining and Mineral Limited Exclusive Prospecting Licence 18th April 2012 Kuraze Kwale Receipt Number not in file. PR Number 13513 of 1st March 2012. (Elizabeth Wanjiru Kinyanjui) Not in file Sketch in file Applied for 2 KM2 Yes in File Gemstones Not file Not in file Not File Not in file Not in file. No consent N/A --N/A Not in file Yes PLMC meeting. Summary: work programme, expenditure and land and owners consent held. 31st January 2013 Approved free area 2SQKM Not yet Not yet None None Not yet Not yet None Upon review the following documents could not be found in the file: (a) No work and expenditure program (b) No County Council and landowner consent (c) No bank statements (d) No tax compliance certificate (e) No mining deposit receipt (f) No MemArts and Certificate of Incorporation. Complaint received on 8th May 2013 from Joseph K. Mbiriti about Baraka Mining & Mineral Limited prospecting in his mining location. Previous complaints received in May and December 2012.

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APPENDIX 32: PERPETUITUS INTERNATIONAL INVESTMENTS LIMITED


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT INDUSTRIAL MINERALS Perpetuitus International Investments Ltd (Margaret Mkanjala Ngugi, Catherine Kijala Mwamuzi) Exclusive Prospecting Licence 11th January 2013 Taita Taveta Receipt Number A.9856819 dated 22nd August 2012 PR Number 13824 of 22nd August 2012. (Margaret Mkanjala Ngugi) Work Program in file Expenditure KES 2.5M undated and unsigned. Sketch in file. Applied for 400 KM2 Yes in File -Industrial Minerals. Standard Chartered Bank for Margaret Mkanjala Ngugi she is a Director. 1st November 2012-31st January 2013. Opening Balance KES 41,203.40 Closing Balance KES 34,190.50 A letter from Chief in file dated 28th December 2012 - Received on 1st February 2013 Yes MemArts in file; Margaret Mkanjala Ngugi and Catherine Kijala Mwanuzi. CPR/2012/89570. Dated 28th November 2012 Yes consent from Taita Taveta County Council dated 30th January 2013 in file N/A --N/A Not in file- PIN Certificate Number: P051408325C Yes PLMC meeting 31st January 2013 Approved for 400 KM2then cadaster correction to 328.38 KM2 Not yet Not yet None None Not yet Not yet None Subject to tax compliance certificate the Application and Gazettement was done in accordance with laid down laws and procedures even though land owners consent was issued by the Chief and received after approval.

11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS

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APPENDIX 33: MR. COLLIN KIPRONO BETT


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS INDUSTRIAL MINERALS Collin Kiprono Bett Exclusive Prospecting Licence 28th January 2013 Uasin Gishu Receipt Number C.1233769 dated 17th January 2013 PR Number 12633 of 17th January 2013 Work program in file. Expenditure for KES 2.55M. Unsigned but received on 28th January 2013 Sketch in file -38Km2 Yes in File Industrial Minerals. Cooperative Bank of Kenya from 1st October 2012-31st October 2012. Opening Balance KES 196,908.50, Closing balance KES 140,249.75. Several land owners consent in file dated 22nd January 2013 Not Applicable Not Applicable No consent but single Business Permit from County Council of Wareng N/A ---N/A No tax Compliance PIN Certificate Number P002711729N and I.D No 11009169 Yes PLMC meeting 31st January 2013 Approved Free area of 37SQKM Yes 3086 8th March 2013 KES 12,100 Receipt Number C.1583965 dated 2nd May 2013 Yes Licence granted Special Licence Number 359 14th May 2013 Subject to tax compliance certificate and consent from County Council the Application was done in accordance with laid down laws and procedures.

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APPENDIX 34: JULIUS GATIMU WAITHAKA


PRECIOUS MINERALS 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE FINDINGS
Julius Gatimu Waithaka Exclusive Prospecting Licence 21st December 2012 Kwale Receipt Number BB.002295 Dated 4th January 1996 PR Number 12794 of 21st December 2012 Work Program in file. Expenditure KES 1.15M 21st December 2012 Sketch in file 3KM2 Yes in File Precious Metals Barclays Bank Limited. In the name of Joseph Kinyua Waithaka from 27th March 2002 to 6th August 2002. Opening balance KES 84,129.10 Closing balance KES87,973.55. Not valid - 10years old. Kwale County Council not in his name but the in the name of Lawrence Wanjohu Ngunjiri dated 18th December 1995. Later brought single business permit in his name dated 21st May 2013 Not Applicable Not Applicable Kwale County Council not in his name but the in the name of Lawrence Ngunjiri dated 18th December 1995. Later brought single business permit in his name dated 21st May 2013 N/A ---N/A No tax Compliance. Pin Certificate Number: P002600458P Yes PLMC meeting 31st January 2013 Approved Free Area of 3SQKM Yes 4169 28th March 2013 Cheque in file but not receipted as a result of dispute over the area and detection of falsified information on Bank Statement and County Council Consents Not yet Not yet Not yet After review of this file the following issues were noted :(a) The bank statements were more than 10 years old (b) Landowner consent not in the name of applicant (c) No Kwale County Consent only a Single Business Permit exhibited and (d) No tax compliance certificate. There is another application from a Patrick Machua for the same area

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APPENDIX 35: LILIAN M GEMS


MINERAL STONES AND GEMS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE RECOMMENDATION

Lilian M Gems Special Licence 3rd September 2012 Kwale Receipt Number BS.304403 dated 1st October 2004 PR Number 13847 dated 3rd September 2012 Work Program in file. Annual Expenditure at KES 300,000 Sketch in file. Application for review of area made but still pending approval letter dated 28/2/13 Yes in File Not file N/A Not Applicable Not Applicable No consent but single Business Permit from County Council of Kwale dated 5th September 2012 Business Name Number 375288 dated 18th November 2003 N/A ---No tax Compliance Yes PLMC meeting for review of the mining area 31st January 2013 Approved free area of 0.123SQKM Not yet Not yet None None Not yet Not yet Not yet After review of this file the following issues were noted: (a) No bank statements on file b) No County Council consent but a Single Business Permit is exhibited and (c) No tax compliance certificate.

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APPENDIX 36: ROBERT LEE STEERE E.A LTD


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE RECOMMENDATION GOLD AND ALL MINERALS Robert Lee Steere E.A Ltd Special Licence 28th August 2012 Turkana Receipt Number A.9856868 of 29th August 2012 PR Number 13839 dated 28th August 2012 Work Program in file. Expenditure 1.2M Sketch in file Yes in File 28/8/12. Gold and all minerals Commercial Bank of Africa -16th July 2012. Balance is 348,040 List of names dated 17th October 2012 Yes MemArts in file C.101086 dated 12 November 2002 Not in file. N/A --N/A No tax Compliance Yes PLMC meeting 31st January 2013 Approved free area of 1000 SQ KM Yes 3463 15th March 2013 Not receipt in file Not yet Not yet Not yet Subject to tax compliance certificate and consent issue the Application was done in accordance with laid down laws and procedures.

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APPENDIX 37: CARBACID (CO2) LTD


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT CARBON DIOXIDE Carbacid (CO2) Ltd Special Mining Lease 13th September 2012 Uasin Gishu 5963135 dated 11th July 2007/Environment bond paid to NEMA. 13944 dated 5th July 2012 Work Program in file. Expenditure KES 35M Sketch in file Yes in File/ CO2 Financial Statement for 2011 and Company Profile. Lease from Goodison 29 Limited, which owns the land and is a subsidiary of the Company. Lease dated 29th June 2011. EIA Licence from NEMA dated 15th August 2008 Not File Not in file Not in file. No consent N/A ---N/A No tax Compliance Yes PLMC meeting 31st January 2013 Approved area is 0.029 SQKM. The Plan was not approved by the Director of Surveys. The Coordinates are wrong no new coordinates issued. Yes 4168 28th March 2013 No receipt in file Not yet Not yet Not yet After review of this file the following issues were noted: (a) No County Council consent in file (b) The survey map not signed by Director of Surveys and (c) No tax compliance certificate on file.

12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE RECOMMENDATION

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APPENDIX 38: MARGARET WAGOCHI MACHUA


PRECIOUS STONES 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE RECOMMENDATION 102 | P a g e
Margaret Wagochi Machua Special Licence 16th November 2001 Kwale Kuraze Receipt Number AX894563 of 21st March 1994 PR Number 6751 of 9th June 2003. Another PR 5859 quoted but not exhibited. Work Program in file. Expenditure KES 96,000 Sketch in file Yes in File for Green corners (precious stone) Bank Statement from Equity Building Society. 1st December 2003-31st March 2004. Opening balance-KES 0. Closing Balance 799,656. No consent from Land Owner. On record is a consent from Taita Taveta County Council dated 9th September 1994. Yet the area is in Kwale. The Consent is under the name of Benson M. Mwaganga Not Applicable Not Applicable On record is a consent from Taita Taveta County Council dated 9th September 1994. Yet the area is in Kwale. N/A --N/A Not tax Compliance certificate Yes PLMC meeting 12th October 2004 Approved area of 2SQKM Yes for 0.6Sqkm for non-precious minerals 317 21st January 2005 Paid 2,100 on 1st February 2013 Yes Licence granted SL 352 19th February 2013 After review of this file the following issues were noted: (a) No consent from landowner in file (b) No consent from Taita Taveta County and (c) No tax compliance.

APPENDIX 39: NAPASS GEMS LIMITED


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE RECOMMENDATION NON-PRECIOUS MINERALS Napass Gems Limited Special Licence 8th October 2009 Dumbule, Kinango, Kwale Receipt Number not in file PR Number 11016 of 30th June 2009-Look at another volume (7677/04 original) Work Program in file- 3.3M Sketch in file Yes in File Non precious minerals Not in the name of Applicant Consent dated 04 April 2010 NO in SPL 914 No in SPL 914 CPR 2009/2097 Consent from Kwale County Council dated 3th August 2009 N/A --N/A No tax Compliance Yes PLMC meeting 10th August 2012 Approved Free Area of 32SQKM YES 15444 26th October 2012 Paid KES 12,100/- Receipt Number C.1583585 dated 20th February 2013 Yes Licence granted SL 355 28th February 2013 After review of this file the following issues were noted: a) The bank statement on record is not in the name of the applicant (b) No tax compliance certificate and (c) No mining deposit on record.

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APPENDIX 40: PATHWAY MINING RESOURCES


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT MANGANESE ORE, COPPER ORE AND IRON ORE Pathway Mining Resources Special Licence 18th July 2012 Koibatek Baringo Receipt Number A.8470019 of 14th March 2012 PR Number 13486 dated 14th March 2012 Work Program in File. Expenditure KES 5.9M Sketch in file Yes in File. For Manganese ore and copper and iron ore Statement from Wells Fargo Dated 30th April with Opening Balance of USD 53653.23 and a closing balance USD 141,263 in the name of Mark Baldin and Rosemary Moki. Rosemary Moki is also a partner in the business name. Several land owners consent in file dated 25th February 2012 Not Applicable Not Applicable Consent from County Council of Koibatek dated 4th July 2012 in file BN2012/161786 dated 26th March 2012 ---N/A No tax Compliance in File Yes PLMC meeting 10-Aug-12 Approved Free area of 2SQKM in Mogotio Yes 16687 16th November 2012 KES 12100 on 15th January 2013. Receipt Number C.1233742 Yes Licence granted SL 350 25th January 2013 After review of the file the following issues: (a) The Foreign Bank Statements and (b) No tax compliance certificate in file.

11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE RECOMMENDATION

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APPENDIX 41: AQ KENYA LIMITED 1033


1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE RECOMMENDATION GOLD, NICKEL AND IRON ORE AQ Kenya Limited 1033 Special Licence 7th October 2010 Turkana Receipt Number 9953571 dated 27th September 2010 PR Number 11409 dated 17th September 2010 Work Program not in file Sketch in file Yes in File for Gold, Nickel and Iron ore Statement cannot be ascertained from which Bank. In the name AQ Kenya Gold Limited. 17th July 2010-6th October 2010. Opening balance KES 0 Closing 7,946,600. Several land owners consents in file dated 4th December 2010 In file CPR/2010/29291 dated 16th August 2010 Consent from County Council of Turkana dated 12th February 2011 in file N/A ---N/A No tax Compliance in File Yes PLMC meeting 13th October 2011 Approved Free Area of 804SQKM Yes 7533 31st May 2012 KES 203,100 on 25th September 2012. Receipt Number C.0455531 Yes Licence granted SL 353 19th March 2013 Upon review the following documents could not be found in the file: (a) work program expenditure and (b) tax compliance certificate

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APPENDIX 42: WANJALA MINING LIMITED


IRON ORE 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM AND EXPENDITURE PROPOSAL SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED? ANY OTHER CONSENTS NEEDED? TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE RECOMMENDATION 106 | P a g e
Wanjala Mining Limited Special Licence (Applied for Special Mining Lease but given Special Licence) Applied for Mining Lease over their Special Licence on 2nd June 2010. Over special Licence Number 251 Taita Taveta BB.001982 of 3/4/11995 PR Number 13623 dated 24th July 2012 in the name Mahamud Kassam Miyanji agent of Wanjala Mining Company Limited. Feasibility Study On file Sketch in file Yes in File Not in File No Land Owner Consent. Dispute with Land Owners subsists. Lease Agreement dated 28th March 2007 with County Council of Taita Taveta. Memorandum in the submitted Memoranda C.73739 of 19 November 1196 Dispute with Land Owners subsists. Lease Agreement dated 28th March 2007 with County Council of Taita Taveta. N/A --N/A Check other Files Yes PLMC meeting 3rd August 2010 Approved Free Area of 64SQKM in Kishushe Taita Taveta Approved on the basis of a proposed Sponge Iron Plant. No Not yet None None Yes Licence granted Special Mining Licence 354 27th March 2013 Upon review the following documents could not be found in the file: (a) No landowner consent, dispute on the land (b) no tax compliance certificates (c) licence issued but no evidence condition was met.

APPENDIX 43: CORTEC MINING KENYA LIMITED


RARE EARTH AND BASE METALS

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.

NAME OF APPLICANT TYPE OF LICENCE APPLIED FOR DATE OF APPLICATION LOCALITY MINING DEPOSIT RECEIPT COPY OF PROSPECTING RIGHT COPY OF WORK PROGRAM SKETCH MAP AND SCHEDULE DESCRIPTION OF THE AREA APPLICATION FORM IN TRIPLICATE COPY OF BANK STATEMENT LAND OWNERS CONSENT MEMORANDUM AND ARTICLES CERTIFICATE OF INCORPORATION COUNTY COUNCIL CONSENT BUSINESS NAME REGISTRATION ALL DOCUMENTS SUBMITTED?
ANY OTHER CONSENTS NEEDED ?

Cortec Mining Kenya Limited Exclusive Prospecting License 256 and alter applied for a PSecial Minning Lease but were granted Special (Mining) License number 351. Special Mining Lease over their special Mining Licence number 256. No Application-Not stamped dated 22/05/2004. Mrima Hills DX06879 dated 15/05/2007 in the name Harrie Kinoste Ndungu 5969067 dated 24th May 2007 in the name of Mr. Harrie Kinoste Ndungu PR number 8258 dated 15/05/2007 in the name of Harrie Kinoste Ndungu. Yes for 6 Million received on the 22/05/2007. Yes in File Area Applied for 750SQKM. Application for extension dated 12/06/2007 for 1250SQKM Form 6 in triplicate Scanned copy of letter from Bank Consent issued to Harrie Kinoste and not Cortec dated 26/10/2007. Kenya Forest Service and National Museums consent was to be sought due to the nature of the area. Dated 18th May 2007 Shareholders-Kigen Kandie and Wilson Kirungie Gachanja Certificate of Incorporation C141313 dated 4th July 2007. Consent from Kwale County Council to Harrie Kinoste Ndungu dated 16/05/2007 N/A ---Yes but not on record. N/A Yes 17/10/2007 Deferred due to lack of consent. Yes for the SPL Licence 11830 30/11/2007 for 1180SQKM Receipt Number 8714814 dated 11/03/2008 for KES 616,300 Yes for an area of 1180 SQKM 256 1/04/2013 Cortec applied for SML over SL 256. But have been issued with a Special Mining Licence. In the PMLC the Committee found that the initial issuance of 256 had been improperly issued and recommended cancellation. The PR right, County Council Consent, Mining Receipt in the name of Harrie Kinoste Ndungu. At the time of application the Harrie Kinoste Ndungu applied on own account and not on account of Company.

TAX COMPLIANCE PMLC MEETING MEETING DATE MEETING RECOMMENDATIONS GAZZETTEMENT GAZETTE NUMBER GAZETTE DATE FEES PAID LICENCE GRANTED LICENCE NUMBER LICENCE DATE RECOMMENDATION

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APPENDIX 44: THE ADVERTISEMENT IN THE PAPER

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APPENDIX 45: LIST OF COMPANIES THAT SUBMITTED MEMORANDA


NO. 1. 2.

Company Name Turkana Minerals Exploration Company Napass Gems Ltd

ADDRESS P.O BOX 13927-00800 NAIROBI Krishna Mansion, 3rd Floor P.O. Box 47608-00100 NAIROBI

3.

Netsol Engineering Ltd

P.O. Box 1078-00606, NAIROBI

4.

Carbacid (Co2) Ltd

Commercial Street P.O. Box 30564 NAIROBI- 00100

Tel. 020-80683349 5.

M-Benisa Enterprises

Rongai Corner Building 2nd floor P.O. Box 21-8040 DIANI UKUNDA

6.

Madini Mining Co. Ltd

Rongai Corner Building 2nd floor P.O. Box 21-8040 DIANI UKUNDA, SOUTH COAST

7.

Oza Group Ranch

Taita Taveta County P.O. Box 170-80305 MWATATE

8.

Wanjala Mining Co.Ltd.

P.O. Box 82166- 80100

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MOMBASA 9.

Mwasui Ranch

Shako Family P.O. Box 74308-00200 NAIROBI

10.

Redrock Resources

Ivybridge House, 1 Adam Street, LONDON WC2N6LE

11.

Aq Kenya Gold Ltd.

P.O. Box 3766-40100 KISUMU

12.

Shabak Limited

P.O. Box 28457-00100 NAIROBI

13.

Catherine Kijala Mwamuzi

P.O. Box 79697-00200 NAIROBI

14.

Alison Holdings Ltd.

Venice Court, Menelik road P.O. Box 79697-00200 NAIROBI

15.

Wacho Investments Co. Ltd

P.O. Box 53983-00200 NAIROBI

16.

Aristariko Otsuku Kabole

P.O. Box 1780 NAIROBI

17.

Apex Africa Resource Ltd.

Longonot Road, Off Kilimanjaro Ave. Upper Hill P.O. Box 1374-00600

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NAIROBI 18

Strabiz Investments Ltd.

P.O. Box 395, VOI, KENYA

Tel. 020-80683349 19.

Perpetuitus International Investments Ltd.

P.O. Box 33717-000600 NAIROBI

20.

Base Titanium

P.O. Box 1214, Ukunda 80400 UKUNDA KENYA

Tel. 077317506 21.

African Line Transport Co. Ltd.

P.O. Box 43021 MOMBASA

22.

Robert Lee Steere

P.O. Box 38432,00623 NAIROBI

Tel. 0722410303

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