Professional Documents
Culture Documents
OUTCOMES
NEEDS
EXOGENOUS FACTORS
IMPACTS
RESULTS
OBJECTIVES
INPUTS
PROCESSES
OUTPUTS
Efficiency
Economy
Effectiveness
Area Objective
Activity Process
Area Objective
Activity Process
Description of Risk
root-cause+problem + impact
Include in Risk
Analysis table Y-N
Comments
Likelih
ood
Low
Low
Medium
High
Low
Risk can be
ignored
Medium
High
Judgement based Risk must be
on characteristic
followed up by
of defined risk
audit
Medium
High
Description of Risk
root-cause+problem + impact
Likelihood
H-M-L
Impact H-M-L
Risk level
H-M-L
Expected controls
Risk response
Residual
Risk
H-M-L
Area
Objective
Activity
Process
Risk
Residual
Risk
level
Audit Question
Relevance &
Interest H-M-L
Feasibility
Normal
Difficult
Not Feasible
Include in
Scope
YesNo