Professional Documents
Culture Documents
L. ch.
93A" should
Page
Page
Page
Page
5, first full , l. 9
6, l.10
8, l.11
20, l.5, l.7, l.17
____________________
_____________________
*Chief Judge Stephen Breyer heard oral argument in this matter but
not participate in the drafting or the issuance of the pane
opinion.
The remaining two panelists therefore issue this opin
pursuant to 28 U.S.C.
46(d).
August 4, 1994
No. 93-2296
JIMMIE E. WOODS,
Plaintiff, Appellant,
v.
FRICTION MATERIALS, INC.,
Defendant, Appellee.
____________
ERRATA SHEET
The opinion of this court issued on July
follows:
Page 15, second line
of the page:
after "than."
Delete
"t
____________________
No. 93-2296
JIMMIE E. WOODS,
Plaintiff, Appellant,
v.
Defendant, Appellee.
____________________
____________________
Before
____________________
Vincent J.
Blackwood
_______________________
were
on
brief
for
Equal
Employm
whom
Smith, Currie
_____________
_____________________
*Chief Judge Stephen Breyer heard oral argument in this matter but
not
participate
opinion.
The
in
the drafting
or
the
pursuant to 28 U.S.C.
issuance
therefore issue
pane
this opin
46(d).
Plaintiff
Jimmie
of the
E.
Woods
Materials Inc.
We
affirm.
I.
I.
__
FACTUAL FINDINGS AND PRIOR PROCEEDINGS
FACTUAL FINDINGS AND PRIOR PROCEEDINGS
______________________________________
Woods, a 54 year-old, handicapped, African-American
male,
and 1986 by
PT/BT, a small
group
of
interrelated
brake
Lawrence, Massachusetts.
was promoted twice, to
to
the position
of supervisor
assets of PT/BT.
companies
in
manufacturing
in 1970.
In
1968, and
1986, FMI,
acquired
February of
financial
condition of
president
and
Echlin
newly formed
manufacturing
appointed
position at FMI,
Patrick
manager.
Healey
that of division
FMI, fired
Three
to
about the
the
manager.
days
top
Under
FMI's
later,
managerial
Healey's
processes.
-22
As
production
result,
foremen in
Woods
and
the
the block-making
other
three
FMI
department (Richard
Bond, a 45 year-old
old
African-American male,
African-American
male)
and Peter
experienced
duties and
responsibilities.
to
more
expect
position
from
PT/BT.
its employees
Deposition of
reorganization began,
initially
gave Woods
the
supervisor's
had been
J. Woods at 28.
when he
After the
in the block-
poor performance
a non-supervisory position.
in
which Superintendent
an overall rating of
In
1988,
opinion of his
minute
than it
their
Woods
written evaluation
five.
and
in
was demoted to
50 year-old
increase
an
According to
worked at
Lane, an
65 year-
work had
review,
manufacturing
however, Woods
Valentin
Valentin
three on a scale
learned
diminished.
told
Elvin
Woods
In a
that
that
of one to
Valentin's
ten to
both
fifteen
he
and
1988, Woods
accident.
The
was injured in
a non-work
-33
By
the end
of
medical and
return
February 1989,
vacation
to work.
employees who
their leave
Woods
leave time
and
had used
all of
still was
unable
his
to
are unable
to
work after
the expiration
of
nature of the
challenge his
termination.
By
work.
1989, Woods
In late 1989,
was physically
able to
return to
candidates for
of four
applicants,
available positions.
personnel
manager
Arthur
by
Kappeler
candidates
two
and
on their
of
FMI's
Garnet
the seventy-five
McKew
decided
to
Wilson1,
manufacturing and
Of
others, applied
who
superintendents,
evaluated
the
production knowledge
____________________
1.
by
and understanding
of production
that on
experience.
McKew stated
based
processes as weak
Both
that he
upon the
evaluations.
interviews and
skills
and felt
Woods' years of
Woods not be
not to
Woods' previous
hired.
hire Woods
performance
Woods could have filled one of the open positions, he was not
hired because there
qualified.
younger,
that he is
The
were others
positions
who he found
were thereafter
non-handicapped, caucasian
males.
to be
filled by
better
four
Woods concedes
possessed by those
ultimately hired.
On March 19, 1990, Woods filed a complaint with the
Massachusetts Commission Against Discrimination ("MCAD").
May
7,
1990,
complaint
County
with
Woods
in the
Superior
of Middlesex.
age
seq.,
____
handicap
and
In
by
with
violation
age and/or
discrimination in
Massachusetts,
race
filing
Massachusetts for
of
U.S.C.
and/or
violation of
a
the
charged FMI
the Federal
After removing
in
action
court
this
Court of
discrimination in
Discrimination and
et
__
commenced
On
Age
621
color
and/or
Mass. Gen.
L. ch.
the action to
FMI
filed a
for
summary
-55
judgment
alternative, that
and, in the
made for
better
nondiscriminatory reasons,
qualified.
Woods filed
a motion in
were
opposition.
On
it awarded
that although
had
failed
summary judgment
allege
Mass. Gen.
favor, finding
a prima facie
sufficient
articulated nondiscriminatory
Woods'
in FMI's
facts
reasons
to
case, he
rebut
under both
FMI's
ADEA
and
Mass. Gen.
L. ch. 151B.
L. ch.
93 was
preempted by
now appeals.
II.
II.
___
STANDARD OF REVIEW
STANDARD OF REVIEW
__________________
We review grants of
most favorable
to the
non-moving party,
on file,
LeBlanc v. Great
_______
_____
drawing all
together with
-66
the affidavits,
if any,
show
and that
matter
the moving
of law."
party is
Fed.
entitled to a
R. Civ.
P.
judgment as
56(c).
"`[T]he
mere
defeat an
motion for
material
________
fact.'"
(emphasis in original)
(quoting Anderson
________
Inc., 477
____
U.S.
Moreover,
summary judgment
cases
issue,
Medina-Munoz,
____________
242, 247-248
(1986)
may
896
at
v. Liberty Lobby,
_______________
(citations
be appropriate
omitted)).
"`[e]ven in
conclusory
if the
non-moving
allegations,
unsupported speculation.'"
party rests
improbable
Goldman
_______
896 F.2d
at 8).
upon
and
Finally, Fed.
of summary
merely
inferences,
F.2d
(quoting Medina_______
R.
judgment . .
Civ. P.
56(c)
. upon
motion
against a party
establish
the
who fails
to make a
existence of
an
showing sufficient
element
essential to
to
that
party's case, and on which that party will bear the burden of
proof at trial."
322-23 (1986).
477 U.S.
317,
III.
III.
____
DISCUSSION
DISCUSSION
__________
On
district court
appeal,
Woods
misapplied
claims,
the
inter
_____
respective
alia,
____
burdens
that the
of
the
-77
More specifically,
Woods argues that the district court erred in ruling that the
burden
Corp.
_____
shifting framework
as
limned in
McDonnell Douglas
__________________
St. Mary's Honor Center v. Hicks, 113 S. Ct. 2742 (1993) (1)
________________________
_____
to
survive
requires
nondiscriminatory
a motion
for
summary
was a
pretext for
___
was a pretext,
illegal discrimination.
and state
claims
(2)
judgment,
but that it
Moreover, Woods
in analyzing both
together under
the same
the
federal
Gen. L. 93
102 and
We address
an ADEA
bears
the
by
his/her age.
(1st
failure to
ultimate
hire
burden
discrimination suit,
of
persuading
the
refusing to
hire
plaintiff on
the
basis of
Cir. 1992).
age discrimination,
Where
there is little
direct evidence of
-88
burden-shifting
See
___
id. at
___
68;
framework
set forth
Goldman,
_______
985 F.2d
framework, plaintiff
in
at
McDonnell Douglas.
_________________
1117.
Under
this
a prima facie
class, (2) s/he applied and was qualified for the position in
question, (3)
rejected,
and
(4)
that,
after
rejection,
remained open
from
of
persons
the
McDonnell Douglas,
__________________
complainant's
411
U.S.
at
qualifications.
802.
Once
that
engaged
employer
discrimination.
See
___
position
to seek applicants
successfully establishes
the
the
s/he was
in
See
___
plaintiff
it is presumed
impermissible
age
v.
presumption by articulating a
reason for its
legitimate, non-discriminatory
See Vega v.
___ ____
"The
employer's
the burden
at all times."
Lawrence,
________
980
legitimate
the
presumption
F.2d
nondiscriminatory
created
at
reason
69.
is
Once
articulated,
Id.
___
At
-99
evidence,
direct
advanced
by
the
or
indirect,
employer
unlawful discrimination.
meet
this
employer's
burden, the
articulated
discrimination
action.
was
the
to show
that
the
constitute a
mere
pretext
See LeBlanc,
___ _______
claimant
reason
must prove
is
actual reason
S. Ct. at
6 F.3d at
both
____
reasons
842.
for
To
that the
false,
and
for
employment
its
2749 n.4.2
that
If plaintiff
`must stand.'"
Id. at 2752
n.6 (quoting
___
McDonnell Douglas, 411 U.S. at 807).
_________________
Of course, the framework described above applies to
a full bench trial, as was the case in Hicks.
_____
As we noted in
____________________
2. Woods misstates the law when he argues without citing any
authority that "[i]f the plaintiff shows that an employer's
reasons are not credible, he resurrects the presumption of
unlawful discrimination, since in the absence of any known
reasons for the employers decision, courts presume that the
employer was motivated by discriminatory reasons." In Hicks,
_____
the Court addressed this precise issue and held that once the
defendant
has succeeded
production,
agree
that
Woods
to establish a prima
has
provided
facie case.
As the district
sufficient
legitimate non-discriminatory
reason
for refusing
to
hire
Woods.
2. Stage Two - FMI's Articulated Nondiscriminatory
2. Stage Two - FMI's Articulated Nondiscriminatory
___________________________________________________
Reason
Reason
______
FMI offers
Woods.
to hold a supervisory
and that
in the
alternative,
even if
he was not
qualified
retooled FMI,
he was
found to
as qualified as
be
those
of Healey, McKew,
In
experience
was
not
indicative
of
his
ability
to
changes, he noted
foremen in
particular were
of their
support systems
and that
went
-1313
with
requirements."
production
Affidavit of
schedule
P. Healey at 8.
a limited technical
and
pre-planning
Healey stated
knowledge of how
brake
be innovative."
Id. at 5.
___
Healey further
opined that
to motivate employees to
that he "had
implementing the
and workforce
assignments necessary
to produce
the product
shift," id. at 9.
___
Attached
to
Healey's affidavit is a
copy of an
In
and decision-making.
prior to his
accident.
-1414
upon
their interviews,
unacceptable
candidate
because
his
of
weak
for
they
a
found
foreman
supervisory
Woods
position
skills
and
to be
an
with
FMI
lack
of
Both
men
rated
Woods
as
having the
poorest
Affidavit of W.
Kappeler
at
earlier,
McKew
qualified.
2;
Affidavit of
also
stated
G. Wilson
that
non-discriminatory
reasons
those
at
1.
hired
As noted
were
more
for
not
hiring
Woods,
and
we
must
determine
sufficient evidence
to
whether
raise a
Woods
genuine issue
has
of
deciding
not
to
hire
Woods
and
___
FMI
unlawfully
of his age.
Of course,
Woods could
introduce to contradict
best qualified for the
the
that
qualifications
of those
hired.
Woods, however,
has
was unable
to obtain
-1515
the
normal
discovery
produced
more
channels.
appears
in
alone, a
brake
reasonable
or
only
evidence
qualified
facie
no knowledge of
he had twenty
infer
years of
that Woods
than those
basis of this
the
that the
who
was
were
as
hired.
be reasonable for
FMI's
We do
not agree.
case
he
the
industry while
that it would
to infer, on the
where
juror might
more
deposition
manufacturing
Furthermore, he contends
prima
own
in the
qualified
his
that he had
his
the
qualified
juror
In fact,
to permit
his
experience,
promotions
McKew's
2)
the
reluctant
admission
evidence
either to
one of
to determine that
favorable
received prior
to hold
evidence
he was
Woods
qualified
reason
presented enough
a reasonable factfinder
actual
to
his
that
the four
rebut FMI's
evaluations
and
accident, and
Woods
was
3)
minimally
positions, there
assertion that
of
is no
those hired
Woods
was in
Because Woods
permit
any way
has failed
reasonable
driven
by illegal
age animus.
to present sufficient
evidence to
factfinder
to
infer
that
FMI's
-1616
articulated
reason
was
pretext
for
unlawful
age
151B4
employment
discrimination
according to the
claims
are
generally
analyzed
articulated
____________________
4.
. . . .
1B. For an employer in the private sector, by
himself or his agent, because of the age of any individual,
to refuse to hire or employ or to bar or to discharge from
employment such individual, or to discriminate against such
individual in compensation or
in terms, conditions or
privileges of employment, unless based upon a bona fide
occupational qualification.
. . . .
16. For any employer, personally or through an
agent, to dismiss from employment or refuse to hire, rehire
or advance in employment or otherwise discriminate against,
because of his handicap, any person alleging to be a
qualified handicapped person, capable of performing the
essential functions of the position involved with reasonable
accommodation, unless the employer can demonstrate that the
accommodation required to be made to the physical or mental
limitations of the person would impose an undue hardship to
the employer's business.
Mass. Gen. Laws Ann. ch. 151B
1994).
in
McDonnell Douglas,
_________________
Court
the
interpreted
error
than the
the
Massachusetts
placed a more
burden
by this circuit.
claims together,
and that
Supreme
Judicial
imposed
by federal
law
as
It is well established
the ultimate
courts
absent extreme
Wilbur, 421
______
circumstances."
684, 691
Rundlett
________
v.
(1975)).
Moreover,
it
is
statutes,
the
SJC
"may
look
interpretations
of analogous federal
bound thereby."
statutes, but
to
the
are not
the SJC
Douglas
_______
analysis as a
Gen. L.
ch. 151B, it
treatment of
v.
has used
the
guide in deciding
has been somewhat
defendants.
In the
three-part McDonnell
_________
claims under Mass.
more severe in
its
-1818
this
facts
of the
went on
kind requires
evidence
the
employer
in support
of that
to produce
action but
reason."
in cases
not
only
also underlying
Id. at 313-14.
___
Other
even
followed
under the
more demanding
in Massachusetts,
articulate
which those
reason.
FMI
It has
a contemporaneous
more than
offered three
merely
affidavits in
ultimately hired;
evaluation of Woods
standard apparently
has done
critical of
be admissible as a business
number of
qualified for
years
the more
without being
especially
upgraded company.
Whether or
well
by the
not these
____________________
5.
See,
e.g., McKenzie
v. Brigham
and Women's
Hosp., 541
___
____ ________
___________________________
N.E.2d 325, 326 (Mass. 1989) (defendant must "advanc[e]
lawful grounds for the action taken and produce evidence of
___
underlying facts in support thereof") (emphasis added);
Trustees of Forbes Library v. Labor Relations Comm'n, 428
____________________________
_______________________
N.E.2d 124, 128 (Mass. 1981) (employer could not say merely
that employee was fired for breaking rules, but also "would
have to identify the rules and perhaps the occasions of their
violation, and offer some indication that it had considered
these
violations in
its
deliberations prior
to the
discharge").
-1919
materials
taken
company--the
said about the
together are
case would be a
substantial
stronger one if
case for
the
it does
not matter
reason
may
issue
of
fact
on
present case
than as we have
disbelieved
in the
the
construed it.
have
in
Whatever
supporting
an
of
whether
the
credence."
The jury
See p. 11,
___
n.3, supra.
_____
might conclude
better qualified--
is pretextual.
2. Mass. Gen. L. ch. 93
102 and 103.
2. Mass. Gen. L. ch. 93
102 and 103.
________________________________________
Lastly, Woods
in
finding that
claims
his Mass.
were preempted
argument, however,
Martin
______
by Mass.
is not
ch. 93
Gen. L.
supported
102
and 103
ch. 151B.
Woods'
in the
caselaw.
30121-MAP,
1994 WL 162354, at
See
___
CIV. A. 92-
-2020
Gen.
L.
ch.
151B
provides
the
exclusive
remedy
in
discrimination claims);
F. Supp. 98,
federal
cases
employment
Gen. L.
which
find
Mass.
Gen.
discrimination claims
ch. 151B
"applies with
to be
L.
ch.
102
preempted by
equal force to
93
Mass.
[employment
103").
the
court
defendant FMI is
foregoing
granting
reasons,
summary
Affirmed.
_________
the
judgment
order
in
of
the
favor
of
-2121