MBA F09 MANAGEMENT OF FINANCIAL SERVICES & INSTITUTIONS

Syllabus
S.No Topics No of hours

1 MERCHANT BANKING 8
An overview of Indian Financial System
Nature and Functions of Merchant Banking.
Regulation of Merchant Banking.
Present State of Merchant Banking in India.
ISSUE MANAGEMENT
Pre & Post issue activities

2 LEASING AND HIRE PURCHASING 8

Legal Aspects of Hiring and Leasing
Types of Leasing.
Rights of Hirer and Hire Purchase
Accounting Treatment of Leases
Lease Vs. Hire Purchasing
FACTORING
Introduction
Types of Factoring
Forfaiting- Process
Advantages – Evaluation
Bills Discounting Vs Factoring Vs Forfaiting

3 MUTUAL FUNDS 8
Types of Mutual Funds.
Mutual Funds in India- Developing, Launching and
Computation and Relevance of NAV
Offshore Mutual Funds and Money Market Mutual
Funds.
Regulation of Mutual Funds.
CREDIT RATING
Credit Rating system – Growth factors
Rating & Agencies
Credit rating process
 4 VENTURE CAPITAL 8
Definition- Characteristics-Evolution
Venture capital investment process
Advantages-Forms
SEBI and Venture capital funds
Venture capital in India
PROJECT MANAGEMENT
Definition-Characteristics
Objectives- Classification
Project Life Cycle
NON-BANKING FINANCIAL COMPANIES ‘
5 Meaning 8
Types
Prudential norms
FINANCIAL INSTITUTIONS
Role of financial Institution in financial markets.
Development Banking Institutions – National and State
Micro Finance Institutions- Concept, Models and
Services
Total 40

References
Clifford Gomez, Financial Markets, Institutions and Financial Services,
Prentice Hall of India 2008
Bhole, Financial Institutions and Markets,Tata McGraw Hill, 2010
Shanmugam, Financial Services, Wiley publications, 2009
M.Y.Khan, Financial Services, Tata McGraw Hill 2010
Bharati Pathak , Indian Financial System,Pearson,2010
Punivathy Pandian, Management of Financial Services, Vikas Publishing
House,2010
Gurusamy, Financial Services, Tata McGraw Hill 2010
Nanadagopal, Sri Vidya, Emerging Financial Markets, Excel Books, 2009
Tripathy, Financial Services, Prentice Hall of India 2009
Madura, Financial Markets and Institutions , Thomson, 2009
Meera Sharma, Management of Financial Institutions, PHI, 2008
Machiraju, Indian Financial System, Vikas Publishing House 2010
Gupta, Chopra, Financial Markets- Institutions & Services, Ane Books,2010
Preeti Singh, Dynamics of Indian Financial System, Ane Books, 2009