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becoming the first European to set foot on that part of the continent since the Vikings, and
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his claims there gave England the basis for her later territorial claims to the entire North
American continent. 4 Cabot made another voyage on behalf of the English Crown in
1498, during which Cabot is presumed to have met with misadventure, as he was never
seen alive again. 5
Internal divisions, political strife, and seemingly non-ending conflict with France
caused England to withdraw from the colonization race with Spain, however, for nearly a
century. During that time period, Spain became the unquestioned dominant power in the
western hemisphere, where they discovered massive silver and gold deposits.6
Additional Resources:
John L. Allen, “From Cabot to Cartier: The Early Exploration of Eastern North America, 1497 -1543,” Annals of the Association
of American Geographers, Vol. 82, No. 3, The Americas before and after 1492: Current Geographical Research
(September 1992): 500-521.
The motivations for the English colonization of North America defy a simple
explanation. Many factors lead to this movement, including: mercantilism (mûr'kən-tē-
lĭz'əm), religion, excess population, and political turmoil.
Mercantilism
In general, mercantilism is an economic system based upon the combination of
government and private efforts in order to foster economic development. The goal of this
system was to keep all portions of a nation’s trade – production, transportation, and retail
– within the jurisdiction of the mother country. Mercantilists
(advocates of mercantilism) believed that the world’s wealth was
finite, meaning that there was a definite amount of wealth in the
world and for one nation to become rich, another would necessarily
become poor. And since wealth in sixteenth and seventeenth-century
Gold Bullion Europe was determined by the size of one’s bullion reserves (gold and
silver, as well as other precious metals and gems), mercantilism held that for any nation
to become rich it must have a favorable “balance-of-trade” – i.e., more bullion flows into
2
the country than out of the country. 7 Moreover, to ensure a favorable balance-of-trade,
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European governments instituted protectionist economic policies (such as outlawing un-
favorable trade with other nations, requiring that all goods be transported aboard the
mother country’s ships, and mandating that those ships dock at the mother country’s ports
exclusively8) intended to ensure a favorable balance-of-trade.9
Mercantilism, therefore, made colonial ventures both profitable and patriotic.
Since colonies lacked industrial enterprises of their own (a limitation ensured by
discriminatory crown policies which either discouraged or outright forbade colonial
industrial pursuits), colonists afforded English merchants a ready and secure market for
their industrial goods. At the same time, colonies provided English industrialists with a
ready and secure source for raw materials.
Religion
divorce outright, but the pope, not eager to offend the English, delayed making any
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decision in the matter, hoping to somehow divine a plan to that pleased both sides. 12
Henry tired of waiting on the pope, however. In 1533, Henry pushed the Act in
Restraint of Appeals through parliament. This act declared England an empire which
owed no allegiance to any foreign power, including the pope in Rome. 13 Henry
immediately requested, and received, an annulment from the archbishop of Canterbury,
the highest religious official in England, and married Anne Boleyn soon thereafter, who
bore him another daughter, Elizabeth. In 1534, parliament passed the Act of Supremacy,
which proclaimed Henry VIII the “supreme head of the church of
England.” 14 For all practical reasons, the Church of England was
little more than the Catholic Church with the king of England for
pope.
Henry VIII died in 1547, and was succeeded by his son,
Edward VI, a youthful monarch who was prone to sickness.
Militant Calvinists and other Protestants took advantage of
Edward’s weaknesses in order to spread their religious persuasions
throughout England, including allowing priests to marry. When
"Bloody" Mary, I
(from: etc.usf.edu/clipart/200/
Edward died in 1553, he was succeeded by
264/mary1_1.htm) his half-sister, Mary I, known as “Bloody
Mary.” Mary was a devout Catholic and she set about restoring
England to Catholicism by persecuting Protestants, executing
many of them. On one occasion, Mary charged a group of 300
Protestants with heresy and had them burned at the stake. Many
Calvinists fled England during Mary’s reign. Termed “Marian
exiles,” these refugees fled to Calvinist strongholds, such as
Geneva and Frankfort, where their devotion to Calvinism grew
stronger. In 1558, Elizabeth I succeeded Mary. Elizabeth Elizabeth I.
http://etc.usf.edu/clipart/200/266/
reinstated the Church of England, with Protestant doctrines and a elizabeth1_3.htm
dissidents, return the isles to Catholicism. The armada formed off the coast of Lisbon,
with hundreds of ships and thousands of Spanish
infantrymen. Philip’s flotilla was so large that
one observer called it an “invincible fleet.” That
moniker proved to be a misnomer, however, as
the smaller, faster English fleet defeated the
armada in the English Channel, then chased and
harassed its remnants north, toward Scotland. 18
After Philip’s failed attempt to invade England,
Spain never again dominated the Atlantic Ocean.
The destruction of the Spanish armada Route of the Spanish Armada, 1588.
Elizabeth I’s Speech to her troops as they prepared to resist the Spanish invasion:
Excess Population
Click here to read more about the Enclosure Laws (this is required reading).
The English and the American colonists saw the world, and their place in the world, from
different (often opposite) perspectives. Much of the reason for that conflict stemmed from their
historical experience.
In large part, migration to the colonies was accelerated by the political disruptions within
England. Moreover, the political arguments concerning the nature of government and its
relationship to the people that were advanced to justify the American Revolution had their roots
in the English Civil War.
Relations between English monarchs and their nobles had been contentious for several
years prior to the eighteenth century. In 1603, when Elizabeth I died without an heir, James IV, of
Scotland (Stuart), became James I, of England (reigned 1603-25). James was a Divine Right
Kings adherent, meaning he believed that God had chosen him to rule and that his decisions were
equivalent to Holy writ. James’s views were not shared by a significant portion of his followers
and he saw colonization as a way to get rid of dissenters. 21
James I’s son, Charles I (1625-42), became king
in 1625. He accelerated the process of moving
dissenters to the colonies. But colonization did not
remove all dissent and Charles I’s policies antagonized
the already disgruntled nobility. First, he spent
enormous sums of money on his court, incurring heavy
debt. Second, his religious tastes were ornate and highly
formalized and closely resembled Catholic ceremonies
and he attempted to de-
Calvinize the Church of
England, both of which
angered Protestants.22
Charles II, of England. Third, his wife, Henrietta
Marie, was a French Catholic. When Charles married her, he
promised the nobility that he would continue to discriminate
against English Catholics who refused to attend Anglican services.
However, Charles secretly ignored that promise and allowed
English Catholics to enjoy those privileges afforded Anglicans.
Fourth, Charles I plunged England, unsuccessfully, into religious
6
Henrietta Marie.
heavily, and Charles should have called a parliament to raise funds
for the war effort because, by law, parliament controlled the purse. But calling a parliament
meant giving the opposition a platform from which to argue against the king and Charles was
reluctant to provide them that opportunity. Instead, Charles raised funds by taxing exports and
imports, and taking advantage of English Enclosure Laws, none of which increased his favor
among English merchants and landowners. 23 In 1628, parliament forced the Petition of Right
upon Charles. The Petition of Right had three main points: no funds could be borrowed or raised
without the explicit consent of parliament; no free person could be imprisoned without a reason;
and troops could not be quartered in the homes of private citizens without permission. These
three points would eventually become keystones to the concept of the “rights of Englishmen,”
and a basis for justifying the American Revolution.24
When Charles attempted to force the high Anglican church service upon the Scots in
1637, Scotland erupted in unrest. To subdue the Scots, Charles was forced to call a parliament in
April 1640. That parliament, however, refused to give Charles the funds he requested and,
consequently, Charles dissolved it. Scotland remained in disarray, though, and the king was
forced to call another parliament in November 1640. Ultimately, this parliament sat for thirteen
years and became known as the “Long Parliament.” The Long Parliament placed significant
restrictions on the king’s powers, including a declaration that parliament could not be dissolved
without its own consent and that no more than three years could elapse between parliaments, all
of which the king accepted.25
But when the Long Parliament turned to religious questions, matters soured, splitting the
Long Parliament into factions. The Royalists, or “Cavaliers,” supported Charles and his policies.
The Puritans, or “Roundheads,” opposed Charles and were further divided into two groups:
Independents, who wanted to dissolved the Church of England altogether, and the Presbyterians,
who wanted to keep the Church of England, but reform it along the lines of the Scottish church. 26
A sub-faction, called the “Levellers” also emerged. Levellers demanded an end to the privileges
of nobility. Click here to read more about the Levellers (required).
By 1641, issues concerning politics and religious had become
intertwined in English society. When the Irish rebelled that year, tensions
between parliament and Charles I reached a fever pitch, especially concerning
command of English armies. When parliament tried to restrict the king’s
powers over the military, Charles entered the parliament floor and attempted to
arrest five members of the House of Lords, including John Pym, leader of the
opposition. Pym escaped arrest and fled to London, where Puritans sheltered
John Pym. him. Charles demanded that the Puritans turn Pym over, but the Puritans
refused. Fearing that Charles would use the military to enforce his decrees,
Parliament effectively removing him from command of the English army with the “Grand
Remonstrance,” which denounced the evils of Charles’s kingship and forced him and his court to
flee to London.27
Charles declared the Grand Remonstrance null and, in August 1642, called upon his loyal
subjects to rally to his side to destroy parliament – the English Civil War as afoot.28 The
following websites explain the English Civil War in greater detail and are to be read (they were
assigned in a previous lesson).
Royalist forces dominated the English Civil War until 1644, when
7
Moor. The next, the New Model Army defeated the Royalists twice more. Oliver Cromwell.
At the Battle of Naseby1 (June 14, 1645), the Royalist army was destroyed and its artillery and
baggage trains, including King Charles’s private papers, captured by Parliamentarian forces. The
discovery of Charles’s papers revealed that he had been in negotiation to bring Irish Catholics to
England to help crush the Parliamentarians, a mishap which would come to haunt the Royalists. 29
On March 21, 1646, at Stow-on-the-Wold, the last Royalist army
in the field laid down its arms; two months later, King Charles I
personally surrendered to the Scottish army. During the following
year, the rest of the Royalist garrisons capitulated as well.30
Parliament attempted to make peace with Charles, and
offered him a treaty, the Newcastle Propositions (read them), but
Charles refused their offer. By April 1647, Oliver Cromwell’s
New Model Army had custody of the king. But, rather than
negotiate with the Parliamentarian forces, Charles stonewalled
their efforts to negotiate a peaceful settlement to England’s
political chaos. In November 1647, Charles escaped his
imprisonment and conspired with Scottish lords to resume the war,
resulting in the Second Civil War (1647-8), which was terminated
Oliver Cromwell swiftly by Cromwell’s New Model Army. 31
Guarding Charles II.
Charles’s actions during the Second Civil War left him
without support, as even former Royalists considered him “bloodthirsty.” Parliament determined
to end Charles’s I burdensome rule permanently. On January 1, 1649, Parliament created a “High
Court of Justice” to try Charles as a “tyrant, traitor and murderer; and a public and implacable
enemy to the Commonwealth of England.”32
1
If you so choose, you may click on the links at the bottom of this webpage to follow the blow-by-blow
battles that ended the English Civil War.
the charging of him, the said Charles Stuart, with the crimes and treasons above mentioned, and for
receiving his personal answer thereunto, and for examination of witnesses upon oath (which the Court hath
hereby authority to administer) or otherwise, and taking any other evidence concerning the same; and
thereupon, or in default of such answer, to proceed to final sentence according to justice and the merit of
the cause; and such final sentence to execute, or cause be to executed, speedily and impartially.
“And the said Court is hereby authorised and required to appoint and direct all such officers,
attendants and other circumstances as they, or the major part of them, shall in any sort judge necessary or
useful for the orderly and good managing of the premises. And Thomas, Lord Fairfax, the General, and all
officers and soldiers under his command, and all officers of justice, and other well-affected persons, are
hereby authorised and required to be aiding and assisting unto the said Court in the due execution of the
trust hereby committed. Provided that this Act, and the authority hereby granted, do continue in force for
the space of one month from the date of the making hereof, and no longer.”33
Read about the trial and execution of Charles I here (you must read this).
John Locke.
expressed their contractual consent in two ways: expressly – when they voted and participated in
the political process; and tacitly – when they obeyed the laws and did not defy the government. 39
In this social contract, the monarch functioned as a “neutral judge.” The neutral judge protected
the property rights and civil liberties of the people and, in exchange, the people surrendered a
certain amount of their freedom, such submitting to adverse court decisions, paying portions of
their income in taxes, and providing military service to the state, to the neutral judge. On the
other hand, when the monarch violated his side of the contract, becoming a “partisan judge,” the
contract was broken and the people had the right to overthrow the government and re-establish
the neutral judge.40
B. Virginia and Maryland – These colonies were settled by Cavaliers, people loyal to the
crown, especially Charles II. The only members of the English
Peerage, those inline to be king, who migrated to the colonies were
Lord Fairfax and Lord Culpepper, whose daughter married Lord
Fairfax’s son.2 Hence the place names “Fairfax, Virginia” and
“Culpepper, Virginia.” These colonies were natural antagonists of
Massachusetts. [Other sites concerning Lord Fairfax: (1), (2), (3), &
(4).]
2
Charles II rode to his coronation on a Fairfax horse. Thomas Fairfax lived next door to Mount Vernon,
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home of George Washington. George Washington’s eldest brother, Lawrence, married Lord Fairfax’s
daughter.
Both of these colonies matured after the Glorious Revolution and were predisposed to view the
relationship with the Crown in terms of John Locke’s social contract and the concept of the
neutral judge.
12
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1
George Brown Tindall and David Emory Shi, America: A Narrative History, Brief Fifth Edition (New
York: W.W. Norton & Company, 2000), 29.
2
Robert A. Divine, et al., America: Past & Present, Brief 7th Edition (New York: Pearson Longman, 2007),
14-5.
3
Frederick Edwin Smith, The Story of Newfoundland (London: Horace Marshall & Son, 1920), 4; Michael
W. Mansfield (2007), “English Settlement of North America,” unpublished lecture notes in author’s
possession.
4
Smith, The Story of Newfoundland, 6; Tindall and Shi, America: A Narrative History, 18; Mansfield
(2007), “English Settlement of North America.” Columbus did not find the mainland until 1498.
5
Ibid.
6
Tindall and Shi, America, 18.
7
John H. Ratliff (2004), “Late 17th Century Society and Colonial Expansion,” unpublished lecture notes in
author’s possession; Mansfield, (2007), “English Settlement of North America”; Jackson J. Spielvogel,
Western Civilization: Volume II, Since 1550, 4th ed. (Belmont, CA: Wadsworth, 2000), 452-3.
8
A regulation which made trading with outsiders a criminal act. This will create unintended problems later
during the colonial period.
9
Spielvogel, Western Civilization, 452-3; NEED MORE GENERAL REFERENCES HERE.
10
Ibid. The most striking exception to the Mercantile system, however, was the case of the Netherlands.
Because Holland was too small for a mercantilist empire, the relied upon trade for their prosperity. Put
simply, in Holland, profit equaled patriotism and the government encouraged an early form of capitalism.
Consequently, the Dutch were the first European nation to demand freedom of the seas and open trade. In
the East-Asia trade, for example, the Dutch spent bullion for tea, coffee, and spices knowing that they could
recoup those expenditures by re-selling these commodities in Europe. (The English, by contrast, just got
the Chinese addicted to opium, then cheated them by trading shoddy trinkets for the coffee, tea, and spices.)
Consequently, the Dutch became masters of finance and came to dominate the world banking and insurance
industries. They also were the earliest European advocates for international peace, international law, and
free trade.
Ultimately, the English and French realized that Dutch business methods, supported by a
centralized political institution, and a powerful navy and army, could be extraordinarily profitable. After
1660, the English coordinated public and private enterprise along similar lines, e.g. the royal navy and the
British East India Company.
11
Divine, et al., America, 16. Whatever Henry’s assertions, the male contribution determines the sex of
human offspring. Click here for more information.
12
Ibid.
13
Michael Mendle (1999), “Reformation,” unpublished lecture notes in author’s possession.
14
Divine, et al., America, 16.
13
15
Ibid.; Mendle (1999), “Reformation.”
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16
Divine, et al., America, 16.
17
Ibid.
18
Ibid., 17.
19
The History Place: Great Speeches Collection [database online]. Available from:
http://www.historyplace.com/speeches/elizabeth.htm; INTERNET.
20
Mansfield, (2007), “English Settlement of North America.”
21
Forrest McDonald (1998), “Background to Settlement and Conflict,” unpublished lecture notes in
author’s possession.
22
Michael Mendle (1999), “Wars of Religion,” unpublished lecture notes in author’s possession.
23
http://www.royal.gov.uk/output/page76.asp; http://history.boisestate.edu/WESTCIV/english/05.shtml
24
http://history2.professorpage.info/PreEnlightenment_England.htm#charles
25
http://www.royal.gov.uk/output/page76.asp.
26
http://history.boisestate.edu/WESTCIV/english/05.shtml
27
http://www.british-civil-wars.co.uk/biog/pym.htm; http://www.historyguide.org/earlymod/lecture7c.html
28
http://www.royal.gov.uk/output/page76.asp; http://history.boisestate.edu/WESTCIV/english/06.shtml
29
http://www.historyguide.org/earlymod/lecture7c.html ; http://www.british-civil-wars.co.uk/military/1645-
leicester-naseby.htm
30
http://www.british-civil-wars.co.uk/military/1646-torrington-stow-wold.htm#stow
31
http://www.british-civil-wars.co.uk/biog/charles1.htm
32
http://www.historyguide.org/earlymod/lecture7c.html
33
http://home.freeuk.net/don-aitken/ast/c1b.html#210
34
Michael Les Benedict, The Blessing of Liberty: A Concise History of the Constitution of the United States
(Lexington, MA: D.C. Heath and Co., 1996), 9.
35
Ibid., 10-11; http://www.bbc.co.uk/history/british/civil_war_revolution/glorious_revolution_03.shtml
36
Ibid.
37
http://www.bbc.co.uk/history/british/civil_war_revolution/glorious_revolution_04.shtml. See also,
Jackson J. Spielvogel, Western Civilization: Volume II, Since 1550, 4th ed. (Belmont, CA: Wadsworth,
2000), 449-52.
38
Ibid., 450; McDonald (1998), “Background to Settlement and Conflict.”
39
Benedict, The Blessing of Liberty, 19 – 20; Tony A. Freyer (1999), “Colonial Origins of the
14
Constitution,” unpublished lecture notes in the author’s possession; McDonald (1998), “Background to
Settlement and Conflict.”
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40
Ibid.
41
McDonald (1998), “Background to Settlement and Conflict”;
http://www.pennsburymanor.org/PennInPa.html; http://www.notablebiographies.com/Pe-Pu/Penn-
William.html; http://www.philadelphia-reflections.com/topic/37.htm.
15
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