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Statistical Signal Processing for Radar and Sonar in Complex Multipath Propagation Conditions
Jeffrey Krolik Duke University Department of Electrical and Computer Engineering Durham, NC 27708 Email: jk@ee.duke.edu Tel: (919) 660-5274
Refractivity changes above the sea Refractivity changes above the sea surface can duct 33Ghz. radar causing surface can duct Ghz. radar causing highly variable over-the-horizon clutter highly variable over-the-horizon clutter returns due to interfering multipaths. returns due to interfering multipaths.
Reflectivity image: April 02, 1998 Map # 04029823 21:10:06.4 250 40
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Source TVLA
1490 m/s = [0.0 0.4] dB/(km Hz) 3 = [1.5 2.0] g/cm c(Su) = [1500 1600] m/s D = [195 205] m
Dm D+ S m
S = [25 35] m
Conventional matched-field processing (MFP) is essentially beamforming using signal Conventional matched-field processing (MFP) is essentially beamforming using signal wavefront predictions from aafull-wave computational model for sound propagation in an wavefront predictions from full-wave computational model for sound propagation in an ocean waveguide. ocean waveguide. Two of the first difficulties faced by MFP are high sidelobe levels and sensitivities to the Two of the first difficulties faced by MFP are high sidelobe levels and sensitivities to the errors in the environmental model used to drive numerical predictions of the field. errors in the environmental model used to drive numerical predictions of the field.
Conventional MFP simply correlates predicted wavefront replica vectors for different hypothesized source locations with the received pressure field. Example with vertical array data collected in the Mediterranean for source at 5600 m. range and 80 m. depth.
Bartlett MFP SACLANT Oct 27 T=25 ESR=7950 ESD=118 SR=5900 SD=73 20
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Altitude estimation important for classification purposes as well as cueing searches for small aircraft done by visual spotting or with radars with a limited field of view.
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Overlapping micro-multipaths consist of aa Overlapping micro-multipaths consist of coherent sum of direct and surfacecoherent sum of direct and surfacereflected returns which are unresolved in reflected returns which are unresolved in log-amplitude delay-Doppler space. log-amplitude delay-Doppler space.
Transmit Rays
Ground
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Within and across revisits, Within and across revisits, delay and Doppler differences delay and Doppler differences between micro-multipaths between micro-multipaths result in complex target peak result in complex target peak shape changes and fading shape changes and fading which is altitude dependent. which is altitude dependent.
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xk = Ak ( z , r ) xk 1 + 1 2 vk
where is the dwell-to-dwell correlation coefficient and where the additive process noise accounts for elevation angle errors, altitude rate uncertainties and Doppler jitter. The fluctuating radar return, yk , at dwell k, is then obtained by taking a weighted sum of micro-multipath replica vectors multiplied by a complex unknown scalar, k :
yk = k H k ( z ) xk + k
Coherent, partially coherent, and incoherent maximum likelihood estimates of altitude, z, are obtained by assuming, respectively, = 1, 0 < < 1 , = 0 .
Early MFAE versions essentially assumed = 1 which made them less robust to nonaltitude-dependent inter-dwell variability.
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Between consecutive dwells at time t k , the phase change undergone by the l th micro-multipath return l , k l ,k drk + d k where drk is the change in ground range and d k is the change in is d l ,k = k rk carrier frequency between dwells.
The ray elevation angles of the micro-multipaths lead to a simple geometric expression for l ,k k l ,k = drk = k (cos 1 + cos 2 )vk (t k t k 1) = l ,k (t k t k 1) (cos 1 + cos 2 ) and rk rk c c where vr is the radial velocity of the target.
t k-1
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1 dr dx2 dr
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1) Prediction of micro-multipath coefficient vector, xn|n 1:1 , from yn 1:1 . 2) Prediction of yn using xn|n 1:1 and estimation of signal amplitude, n .
where yn:1 = [ yn ,..., y1 ] and i:1 = [ i ,..., i ] are signal amplitude estimates.
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y(k)
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The two-dwell Cramer-Rao lower bound The two-dwell Cramer-Rao lower bound (CRLB) on altitude estimation performance (CRLB) on altitude estimation performance illustrates the potential gain from modeling illustrates the potential gain from modeling the dwell-to-dwell evolution of the microthe dwell-to-dwell evolution of the micromultipath reflection coefficients. multipath reflection coefficients.
Comparison of MFAE simulation results to Comparison of MFAE simulation results to the two-dwell CRLB as a function of dwellthe two-dwell CRLB as a function of dwellto-dwell coherence indicates the small-error to-dwell coherence indicates the small-error performance bound is not tight for partiallyperformance bound is not tight for partiallycoherent data. coherent data. Performance of robust MFAE (in red) better Performance of robust MFAE (in red) better than original MFAE (in green) but both than original MFAE (in green) but both algorithms are dominated by large errors. algorithms are dominated by large errors.
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Temporal variability of ducted Temporal variability of ducted SPANDAR returns over aa30 SPANDAR returns over 30 minute interval on May 4, 2000 minute interval on May 4, 2000 suggests that tracking refractivity suggests that tracking refractivity conditions requires sub-hourly conditions requires sub-hourly environmental measurements environmental measurements (Movie courtesy of NSWC). (Movie courtesy of NSWC).
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Uk
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Mk
Refractivity Profile
Each Fourier split-step of the parabolic equation can be expressed in linear system terms:
uk 1
H ( ) = exp( j 2 r / 2k )
Fresnel Diffraction
uk
exp( jk ( nk21 1) r / 2)
Phase-Screen
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u k +1 f (u k , g k ) 0 = x k +1 = + g k +1 g k gk
where g k controls the smoothness of the refractivity parameters across range. The averaged log-amplitude radar return, yk , is computed using the field near the surface:
yk =
where C = [1,...,0] , sk is the sea-surface backscatter strength, n is the receiver noise level, and vk is a zero-mean Gaussian with variance dependent on the pulse averaging. Range-dependent RFC goal is to compute the maximum a posteriori estimate of each, g k , or the joint estimate of the sequence, g1,..., g k , given the radar returns, y1,..., yk .
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qi =
p( yk | x* (i )) k
p( yk | x* (i)) k
j =1
Particles, x k (i ) , i = 1,,N, can be computed by bootstrap resampling N times from the discrete distribution defined such that for any j, Pr{x k ( j ) = x* (i )} = qi . The forward k MAP estimate of g k is the particle corresponding to the maximum qi . These steps are repeated for each range step to obtain a recursive estimate.
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The MAP estimate of the refractivity parameter sequence at each range step is obtained by finding argmax of Wk (i ) and then tracing back through the trellis. In the RFC problem, the transition probability distribution, p ( x k (i ) | x k 1 ( j )) , is truncated Gaussian with variances and a threshold designed to avoid discontinuities in the state trajectories.
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Conclusions
Physics-based multipath SSAP has the potential to significantly enhance sonar and radar performance given sufficiently accurate modeling of the propagation environment. Matched-field processing using full-field numerical models of complex underwater acoustic channels to improve the array gain of sonar systems has yet to be achieved in the fleet, but many interesting experiments at sea have been performed. Differential matched-field methods which model changes in complex multipath propagation caused by target motion are less sensitive to environmental mismatch and thus hold promise in providing new capabilities to existing sonar and radar systems. Matched-field altitude estimation is an example of differential matched-field processing across OTH radar dwells in complex delay-Doppler space. Currently applying this approach in the space-time domain for sonar target depth-range-rate estimation. Tighter coupling of computational electromagnetics with SSAP methods, such as the link between the PE solver and Markov modeling, has the potential for fast solution of large remote sensing problems (e.g. refractivity estimation from radar sea clutter).
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