GOODRICH CORP 8-K (Events or Changes Between Quarterly Reports) 2009-02-20

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 20, 2009
GOODRICH CORPORATION
(Exact name of registrant as specified in its charter)
New York 1-892 34-0252680

(State or other Jurisdiction of (Commission File Number) (IRS Employer Identification No.)
Incorporation)
Four Coliseum Centre

2730 West Tyvola Road
Charlotte, North Carolina 28217
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: (704) 423-7000
(Former name or former address if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 8.01. Other Events.

We are filing this Current Report on Form 8-K solely to add exhibits to the Company’s Registration Statement on Form S-3 (File No. 333-
154778).
Item 9.01. Financial Statements and Exhibits.

(d) Exhibits
Exhibit Number Description of Exhibits
1.1 Form of Underwriting Agreement Standard Provisions dated February 18, 2009
1.2 Form of Pricing Agreement (included in Exhibit 1.1)
4.1 Form of Seventh Supplemental Indenture between Goodrich Corporation and The Bank of New York Mellon Trust
Company, N.A. as successor to Harris Trust and Savings Bank, as Trustee
4.2 Form of Goodrich Corporation 6.125% Note due 2019 (included in Exhibit 4.1)
5.1 Opinion of Robinson, Bradshaw & Hinson, P.A., dated as of February 18, 2009, regarding the legality of the issuance of
the notes.
12 Ratio of Earnings to Fixed Charges
23.1 Consent of Robinson, Bradshaw & Hinson, P.A. (included in Exhibit 5.1)
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date: February 20, 2009 Goodrich Corporation
By: /s/ Vincent M. Lichtenberger

Vincent M. Lichtenberger
Assistant Secretary
Goodrich Corporation
Current Report on Form 8-K
Exhibit Index
Exhibit Number Description of Exhibits
1.1 Form of Underwriting Agreement Standard Provisions dated February 18, 2009
1.2 Form of Pricing Agreement (included in Exhibit 1.1)
4.1 Form of Seventh Supplemental Indenture between Goodrich Corporation and The Bank of New York Mellon Trust
Company, N.A. as successor to Harris Trust and Savings Bank, as Trustee
4.2 Form of Goodrich Corporation 6.125% Note due 2019 (included in Exhibit 4.2)
5.1 Opinion of Robinson, Bradshaw & Hinson, P.A., dated as of February 18, 2009, regarding the legality of the issuance of
the notes.
12 Ratio of Earnings to Fixed Charges
23.1 Consent of Robinson, Bradshaw & Hinson, P.A. (included in Exhibit 5.1)
EXHIBIT 1.1
Execution Version
Debt Securities
Underwriting Agreement
February 18, 2009

J.P. Morgan Securities Inc.
270 Park Avenue
New York, NY 10017
Banc of America Securities LLC
One Bryant Park
New York, NY 10036
UBS Securities LLC
677 Washington Boulevard
Stamford, CT 06901
Ladies and Gentlemen:

From time to time Goodrich Corporation, a New York corporation (the “Company”), proposes to enter into one or more Pricing
Agreements (each, a “Pricing Agreement”) in the form of Annex I hereto, with such additions and deletions as the parties thereto may
determine, and, subject to the terms and conditions stated herein and therein, to issue and sell to the firms named in Schedule I to the
applicable Pricing Agreement (such firms constituting the “Underwriters” with respect to such Pricing Agreement and the securities specified
therein) certain of its debt securities (the “Securities”) specified in Schedule II to such Pricing Agreement (with respect to such Pricing
Agreement, the “Designated Securities”).
The terms and rights of any particular issuance of Designated Securities shall be as specified in the Pricing Agreement relating thereto
and in or pursuant to the indenture (the “Indenture”) identified in such Pricing Agreement.
1. Particular sales of Designated Securities may be made from time to time to the Underwriters of such Securities, for whom the firms
designated as representatives of the Underwriters of such Securities in the Pricing Agreement relating thereto will act as representatives (the
“Representatives”). The term “Representatives” also refers to a single firm acting as sole representative of the Underwriters and to
Underwriters who act without any firm being designated as their representative. This Underwriting Agreement shall not be construed as an
obligation of the Company to sell any of the Securities or as an obligation of any of the Underwriters to purchase the Securities. The
obligation of the Company to issue and sell any of the Securities and the obligation of any of the Underwriters to purchase any of the
Securities shall be evidenced by the Pricing Agreement with respect to the Designated Securities specified
therein. Each Pricing Agreement shall specify the aggregate principal amount of such Designated Securities, the initial public offering price of
such Designated Securities, the purchase price to the Underwriters of such Designated Securities, the names of the Underwriters of such
Designated Securities, the names of the Representatives of such Underwriters and the principal amount of such Designated Securities to be
purchased by each Underwriter and shall set forth the date, time and manner of delivery of such Designated Securities and payment therefor.
The Pricing Agreement shall also specify (to the extent not set forth in the Indenture and the registration statement and prospectus with
respect thereto) the terms of such Designated Securities. A Pricing Agreement shall be in the form of an executed writing (which may be in
counterparts), and may be evidenced by an exchange of telegraphic or facsimile communications or any other rapid transmission device
designed to produce a written record of communications transmitted. The obligations of the Underwriters under this Underwriting Agreement
and each Pricing Agreement shall be several and not joint.
2. The Company acknowledges and agrees that the Underwriters are acting solely in the capacity of an arm’s length contractual
counterparty to the Company with respect to any offering of Securities contemplated hereby (including in connection with determining the
terms of the offering) and not as a financial advisor or a fiduciary to, or an agent of, the Company or any other person. Additionally, no
Underwriter is advising the Company or any other person as to any legal, tax, investment, accounting or regulatory matters in any jurisdiction.
The Company shall consult with its own advisors concerning such matters and shall be responsible for making its own independent
investigation and appraisal of the transactions contemplated hereby, and such Underwriters shall have no responsibility or liability to the
Company with respect thereto. Any review by such Underwriters of the Company, the transactions contemplated thereby or other matters
relating to such transactions will be performed solely for the benefit of the Underwriters and shall not be on behalf of the Company.
3. The Company represents and warrants to, and agrees with, each of the Underwriters that:
(a) The registration statement in respect of the Securities is an “automatic shelf registration statement” as defined under Rule 405 under
the Securities Act of 1933, as amended (the “Act”) and has been filed with the Securities and Exchange Commission (the “Commission”)
not earlier than three years prior to the date hereof; no other amendment with respect to such registration statement has heretofore been
filed or transmitted for filing with the Commission; and no notice of objection of the Commission to the use of such registration
statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) under the Act has been received by the Company; and no
stop order suspending the effectiveness of such registration statement has been issued and no proceeding for that purpose or pursuant
to Section 8A of the Act has been initiated or threatened by the Commission; the various parts of such registration statement, including
all exhibits thereto and the documents incorporated by reference in the basic prospectus (the “Basic Prospectus”) contained in such
registration statement at the date such part of the registration statement became effective with respect to the offering of Securities, as
determined by the Company pursuant to Section 11 of the Act and Item 512 of Regulation S-K, as applicable, but excluding Form T-1,
each as amended at the time such part of the registration statement became effective, being hereinafter collectively called the
“Registration Statement”; the prospectus supplement relating to the Designated Securities, in the form that it is first filed with the
Commission pursuant to Rule 424(b) after the date and time that this Underwriting Agreement is executed, along with the Basic
Prospectus being hereinafter called the “Prospectus”; the preliminary prospectus supplement relating to the Designated Securities, in the
form in which it was most recently filed, or transmitted for filing, with the Commission prior to the date of this Underwriting Agreement
along with the Basic Prospectus, being hereinafter called the “Preliminary Prospectus”; any reference herein to any Preliminary
Prospectus or the Prospectus shall be deemed to refer to and include the documents incorporated by reference therein pursuant to the
applicable form under the Act, as of the date of such Preliminary Prospectus or Prospectus, as the case may be; any reference to any
amendment or supplement to any Preliminary Prospectus or the Prospectus shall be deemed to refer to and include any documents filed
after the date of such Preliminary Prospectus or Prospectus, as the case may be, under the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), and incorporated by reference in such Preliminary Prospectus or Prospectus, as the case may be, as of the date of
such amendment or supplement; any reference to any amendment to the Registration Statement shall be deemed to refer to and include
any documents filed after the effective date of the Registration Statement under the Exchange Act that is incorporated by reference in the
Registration Statement; and any reference to the Prospectus as amended or supplemented shall be deemed to refer to the Prospectus as
amended or supplemented in relation to the applicable Designated Securities in the form in which it is filed with the Commission pursuant
to Rule 424(b) under the Act in accordance with Section 6(a) hereof, including any documents incorporated by reference therein as of the
date of such filing).
At or prior to the time when sales of the applicable Designated Securities will be first made (the “Time of Sale”), the Company will
prepare certain information (collectively, the “Time of Sale Information”) which information will be comprised of the Preliminary
Prospectus and the information identified in Schedule III to the Pricing Agreement for such offering of Designated Securities as
constituting Issuer Free Writing Prospectuses (as defined below);
(b) The documents incorporated by reference in the Time of Sale Information and the Prospectus, when they became effective or were
filed with the Commission, as the case may be, conformed in all material respects to the requirements of the Act or the Exchange Act, as
applicable, and the rules and regulations of the Commission thereunder, and none of such documents, when they became effective or
were filed with the Commission, as the case may be, contained an untrue statement of a material fact or omitted to state a material fact
required to be stated therein or necessary to make the statements therein not misleading; and any further documents so filed and
incorporated by reference in the Time of Sale Information and the Prospectus or any further amendment or supplement thereto, when
such documents become effective or are filed with the
Commission, as the case may be, will conform in all material respects to the requirements of the Act or the Exchange Act, as applicable,
and the rules and regulations of the Commission thereunder and will not contain an untrue statement of a material fact or omit to state a
material fact required to be stated therein or necessary to make the statements therein not misleading;
(c) The Registration Statement and the Prospectus conform, and any further amendments or supplements to the Registration Statement
or the Prospectus will conform, in all material respects to the requirements of the Act and the Trust Indenture Act of 1939, as amended
(the “Trust Indenture Act”), and the rules and regulations of the Commission thereunder and do not and will not, as of each effective
date as to the Registration Statement and any amendment thereto and as of the applicable filing date as to the Prospectus and any
amendment or supplement thereto and as of the Time of Delivery (as defined in Section 5 hereof), contain an untrue statement of a
material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading;
provided, however, that this representation and warranty shall not apply to any statements or omissions made in reliance upon and in
conformity with information furnished in writing to the Company by an Underwriter of Designated Securities through the
Representatives expressly for use in the Prospectus as amended or supplemented relating to such Designated Securities;
(d) The Time of Sale Information, at the Time of Sale and at the Time of Delivery did not and will not, contain any untrue statement of a
material fact or omit to state a material fact necessary in order to make the statements therein, in light of the circumstances under which
they were made, not misleading; provided, however, that this representation and warranty shall not apply to any statements or omissions
made in reliance upon and in conformity with information furnished in writing to the Company by an Underwriter of Designated
Securities through the Representatives expressly for use in the Time of Sale Information as amended or supplemented relating to such
Designated Securities. No statement of material fact included in the Prospectus has been omitted from the Time of Sale Information and
no statement of material fact included in the Time of Sale Information that is required to be included in the Prospectus has been omitted
therefrom;
(e) The Company (including its agents and representatives, other than the Underwriters) has not prepared, made, used, authorized,
approved or referred to and will not prepare, make, use, authorize, approve or refer to any “written communication” (as defined in
Rule 405 under the Act) that constitutes an offer to sell or solicitation of an offer to buy the applicable Designated Securities (each such
communication by the Company or its agents and representatives (other than a communication referred to in clauses (i), (ii) and
(iii) below) an “Issuer Free Writing Prospectus”) other than (i) any document not constituting a prospectus pursuant to
Section 2(a)(10)(a) of the Act or Rule 134 under the Act, (ii) the Preliminary Prospectus, (iii) the Prospectus, (iv) the documents listed on
Schedule III to the Pricing Agreement as constituting the Issuer Free Writing
Prospectuses and (v) any electronic road show or other written communications, in each case approved in writing in advance by the
Representatives. Each such Issuer Free Writing Prospectus complied in all material respects with the Act, has been or will be (within the
time period specified in Rule 433) filed in accordance with the Act (to the extent required thereby) and, when taken together with the
Preliminary Prospectus accompanying, or delivered prior to delivery of, or filed prior to the first use of such Issuer Free Writing
Prospectus, did not, and at the Time of Delivery will not, contain any untrue statement of a material fact or omit to state a material fact
necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading, provided,
however, that this representation and warranty shall not apply to any statements or omissions made in reliance upon and in conformity
with information furnished in writing to the Company by an Underwriter of Designated Securities through the Representatives expressly
for use in such Issuer Free Writing Prospectus as amended or supplemented relating to such Designated Securities;
(f) The Company and its subsidiaries considered as a whole have not, since the date of the latest audited financial statements included or
incorporated by reference in the Registration Statement, the Time of Sale Information and the Prospectus, sustained any material loss or
interference with its business from fire, explosion, flood or other calamity, whether or not covered by insurance, or from any labor dispute
or court or governmental action, order or decree, otherwise than as set forth in the Registration Statement, the Time of Sale Information
and the Prospectus; and, since the respective dates as of which information is given in the Registration Statement, the Time of Sale
Information and the Prospectus, there has not been any change in the capital stock (except pursuant to any agreements or employee or
director benefit plans referred to in the Registration Statement, the Time of Sale Information and the Prospectus as amended or
supplemented) or increase in long-term debt of the Company and its subsidiaries considered as a whole or any material adverse change,
or any development involving a prospective material adverse change, in or affecting the financial position, shareholders’ equity or
results of operations of the Company and its subsidiaries considered as a whole (a “Material Adverse Change”), otherwise than as set
forth in the Registration Statement, the Time of Sale Information and the Prospectus;
(g) The Company has been duly incorporated and is validly existing as a corporation in good standing under the laws of the State of
New York and has been duly qualified as a foreign corporation for the transaction of business and is in good standing under the laws of
each other jurisdiction in which it owns or leases properties, or conducts any business in an amount that is material to the business of
the Company and its consolidated subsidiaries considered as a whole so as to require such qualification; each Material Subsidiary (as
defined below) of the Company has been duly incorporated and is validly existing as a corporation in good standing under the laws of its
jurisdiction of incorporation and is duly qualified as a foreign corporation for the transaction of business and in good standing under the
laws of each other jurisdiction in which it owns or leases properties, or conducts any business in an amount that is material to the
business
of such Material Subsidiary and its subsidiaries considered as a whole, so as to require such qualification (as used in this Underwriting
Agreement, the term “Material Subsidiary” means a subsidiary of the Company which is a significant subsidiary under Rule 1-02 of
Regulation S-X of the Commission);
(h) The Company has an authorized equity capitalization as set forth in the Registration Statement, the Time of Sale Information and the
Prospectus, and all of the issued shares of capital stock of the Company have been duly and validly authorized and issued and are fully
paid and non-assessable;
(i) The Designated Securities have been duly authorized, and, when the Designated Securities are issued and delivered pursuant to this
Underwriting Agreement and the Pricing Agreement, such Designated Securities will have been duly executed, authenticated, issued and
delivered and will constitute valid and legally binding obligations of the Company, enforceable against it in accordance with their terms,
subject, as to enforcement, to bankruptcy, insolvency, reorganization and other laws of general applicability relating to or affecting
creditors’ rights and to general equity principles and entitled to the benefits provided by the Indenture; the Indenture has been duly
authorized, executed and delivered, and duly qualified under the Trust Indenture Act and, at the Time of Delivery for such Designated
Securities, the Indenture will constitute a valid and legally binding instrument of the Company, enforceable against it in accordance with
its terms, subject, as to enforcement, to bankruptcy, insolvency, reorganization and other laws of general applicability relating to or
affecting creditors’ rights and to general equity principles; and the Indenture conforms, and the Designated Securities will conform, in all
material respects, to the descriptions thereof contained in the Registration Statement, the Time of Sale Information and the Prospectus as
amended or supplemented with respect to such Designated Securities;
(j) This Underwriting Agreement has been duly authorized, executed and delivered by the Company and the Company has full right,
power and authority to execute and deliver the Pricing Agreement and to perform its obligations hereunder and thereunder; and all action
required to be taken for the due and proper authorization, execution and delivery of each of this Underwriting Agreement and the Pricing
Agreement and the consummation of the transactions contemplated hereby and thereby has been duly and validly taken;
(k) The issue and sale of the Designated Securities, and the compliance by the Company with all of the provisions of the Designated
Securities, the Indenture, this Underwriting Agreement and any Pricing Agreement, and the consummation of the transactions herein and
therein contemplated will not result in a breach or violation of any of the terms or provisions of, or constitute a default under, any
indenture, mortgage, deed of trust, loan agreement or other agreement or instrument to which the Company or any of its Material
Subsidiaries is a party or by which the Company or any of its Material Subsidiaries is bound or to which any of the property or assets of
the Company or any of its Material Subsidiaries is
subject (except for such breaches, violations or defaults that would not result in a Material Adverse Change), nor will such action result
in any violation of the provisions of the Company’s Restated Certificate of Incorporation or By-Laws or any statute or any order, rule or
regulation of any court or governmental agency or body having jurisdiction over the Company or any of its Material Subsidiaries or any
of their properties; and no consent, approval, authorization, order, registration or qualification of or with any such court or governmental
agency or body is required for the issue and sale of the Designated Securities or the consummation by the Company of the transactions
contemplated by this Underwriting Agreement or any Pricing Agreement or the Indenture, except such as have been, or will have been
prior to the Time of Delivery, obtained under the Act and the Trust Indenture Act and such consents, approvals, authorizations,
registrations or qualifications as may be required under the state securities or Blue Sky laws in connection with the purchase and
distribution of the Securities by the Underwriters;
(l) Neither the Company nor any of its Material Subsidiaries is in violation of its Restated Certificate of Incorporation or By-Laws or in
default in the performance or observance of any material obligation, covenant or condition contained in any material indenture,
mortgage, deed of trust, loan agreement, lease or other material agreement or instrument to which it is a party or by which it or any of its
properties may be bound;
(m) The statements set forth in the Registration Statement, the Time of Sale Information and the Prospectus under the captions
“Description of Debt Securities” and “Description of the Notes”, insofar as they purport to constitute a summary of the terms of the
Designated Securities, and under the captions “Plan of Distribution” and “Underwriting”, insofar as they purport to describe the
provisions of the laws and documents referred to therein, are accurate, complete and fair in all material respects;
(n) Other than as set forth in the Registration Statement, the Time of Sale Information and the Prospectus, there are no legal or
governmental proceedings pending to which the Company or any of its subsidiaries is a party or of which any property of the Company
or any of its subsidiaries is the subject, other than litigation which, in the opinion of the Company, is not reasonably likely to individually
or in the aggregate result in a Material Adverse Change; and, to the best of the Company’s knowledge, no such proceedings are
threatened or contemplated by governmental authorities or threatened by others;
(o) The Company is not and, after giving effect to each offering and sale of the Designated Securities, will not be an “investment
company” or an entity “controlled” by an “investment company”, as such terms are defined in the Investment Company Act of 1940, as
amended (the “Investment Company Act”);
(p) Neither the Company nor any of its affiliates does business with the government of Cuba or with any person or affiliate located in
Cuba within the meaning of Section 517.075, Florida Statutes;
(q) Ernst & Young LLP, who have certified certain financial statements of the Company and its subsidiaries, are, to the best knowledge of
the Company, independent public accountants as required by the Act and the rules and regulations of the Commission and the Public
Company Accounting Oversight Board (United States) thereunder;
(r) The Company is not an ineligible issuer and is a well-known seasoned issuer, in each case as defined under the Act, in each case at
the times specified in the Act in connection with any offering of Designated Securities. The Company will pay the registration fee for any
offering of Designated Securities within the time period required by Rule 456(b)(1)(i) under the Act (without giving effect to the proviso
therein) and in any event prior to the Time of Delivery;
(s) The Company maintains an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) of the Exchange
Act) that is designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the
Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms,
including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s
management as appropriate to allow timely decisions regarding required disclosure. The Company and its subsidiaries have carried out
evaluations of the effectiveness of their disclosure controls and procedures as required by Rule 13a-125 of the Exchange Act;
(t) The Company maintains systems of “internal control over financial reporting” (as defined in Rule 13a-15(f) of the Exchange Act) that
comply with the requirements of the Exchange Act and have been designed by, or under the supervision of its principal executive and
principal financial officers, or persons performing similar functions, to provide reasonable assurance regarding the reliability of financial
reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles,
including those policies and procedures that: (i) pertain to the maintenance of records that in reasonable detail accurately and fairly
reflect the transactions and dispositions of assets: (ii) provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and
expenditures are being made only in accordance with authorizations of management and directors of the Company; and (iii) provide
reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of assets that could have
a material effect on the financial statements. Except as disclosed in the Registration Statement, the Time of Sale Information and the
Prospectus, there are no material weaknesses in the Company’s internal controls over financial reporting;
(u) There is and has been no failure on the part of the Company or any of the Company’s directors or officers, in their capacities as such,
to comply with any provision of the Sarbanes-Oxley Act of 2002 and the rules and regulations promulgated in connection therewith (the
“Sarbanes-Oxley Act”), including Section 402 related to loans and Sections 302 and 906 related to certifications;
(v) The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial
recordkeeping and reporting requirements of the Currency and Foreign Transactions Reporting Act of 1970, as amended, the money
laundering statutes of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations or guidelines,
issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”), except where the failure to
so comply would not be reasonably likely to individually or in the aggregate result in a Material Adverse Change, and no action, suit or
proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its
subsidiaries with respect to the Money Laundering Laws is pending or, to the best knowledge of the Company, threatened;
(w) None of the Company, any of its subsidiaries or, to the knowledge of the Company, any director, officer, agent, employee or affiliate
of the Company or any of its subsidiaries is currently subject to any U.S. sanctions administered by the Office of Foreign Assets Control
of the U.S. Department of the Treasury (“OFAC”) that would be reasonably likely to individually or in the aggregate result in a Material
Adverse Change if determined adversely to the Company or any of its subsidiaries; and the Company will not directly or indirectly use
the proceeds of the offering of the Designated Securities hereunder, or lend, contribute or otherwise make available such proceeds to
any subsidiary, joint venture partner or other person or entity, for the purpose of financing the activities of any person currently subject
to any U.S. sanctions administered by OFAC; and
(x) Neither the Company nor any of its subsidiaries nor, to the knowledge of the Company, any director, officer, agent, employee or
affiliate of the Company or any of its subsidiaries is aware of or has taken any action, directly or indirectly, that would result in a
violation by such persons of the Foreign Corrupt Practices Act of 1977, as amended, and the rules and regulations thereunder (the
“FCPA”), including, without limitation, making use of the mails or any means or instrumentality of interstate commerce corruptly in
furtherance of an offer, payment, promise to pay or authorization of the payment of any money, or other property, gift, promise to give, or
authorization of the giving of anything of value to any “foreign official” (as such term is defined in the FCPA) or any foreign political
party or official thereof or any candidate for foreign political office, in contravention of the FCPA, except for any such violation that
would not be reasonably likely to individually or in the aggregate result in a Material Adverse Change; and the Company, its subsidiaries
and, to the knowledge of the Company, its affiliates, have conducted their businesses in compliance with the FCPA and have instituted
and maintain policies and procedures designed to
10
ensure, and which are reasonably expected to continue to ensure, continued compliance therewith, except where the failure to so comply
would not be reasonably likely to individually or in the aggregate result in a Material Adverse Change.
4. Upon the execution of the Pricing Agreement applicable to any Designated Securities and authorization by the Representatives of the
release of such Designated Securities, the several Underwriters propose to offer such Designated Securities for sale upon the terms and
conditions set forth in the Registration Statement, the Time of Sale Information and the Prospectus as amended or supplemented.
5. Designated Securities to be purchased by each Underwriter pursuant to the Pricing Agreement relating thereto, in the form specified in
such Pricing Agreement, and in such authorized denominations and registered in such names as the Representatives may request upon at
least forty-eight hours’ prior notice to the Company, shall be delivered by or on behalf of the Company to the Representatives for the account
of such Underwriter, against payment by such Underwriter or on its behalf of the purchase price therefor by wire transfer, payable to the order
of the Company in immediately available funds, all at the place and time and date specified in such Pricing Agreement or at such other place
and time and date as the Representatives and the Company may agree upon in writing, such time and date being herein called the “Time of
Delivery” for such Securities.
6. The Company agrees with each of the Underwriters of any Designated Securities:
(a) To pay the registration fees for any offering of Designated Securities within the time period required by Rule 456(b)(1)(i) under the
Act (without giving effect to the proviso therein) and in any event prior to the Time of Delivery and to prepare the Prospectus as
amended and supplemented in relation to the applicable Designated Securities in a form approved by the Representatives and to file
such Prospectus pursuant to Rule 424(b) under the Act not later than the Commission’s close of business on the second business day
following the execution and delivery of the Pricing Agreement relating to the applicable Designated Securities or, if applicable, such
earlier time as may be required by Rule 424(b) and Rule 430A, 430B or 430C under the Act; to make no further amendment or any
supplement to the Registration Statement, Prospectus or any Issuer Free Writing Prospectus as amended or supplemented after the date
of the Pricing Agreement relating to such Securities and prior to the Time of Delivery for such Securities which shall be disapproved by
the Representatives for such Securities promptly after reasonable notice thereof; to advise the Representatives promptly of any such
amendment or supplement relating to the Designated Securities after such Time of Delivery and furnish the Representatives with copies
thereof; to file promptly all reports and any definitive proxy or information statements required to be filed by the Company with the
Commission pursuant to Section 13(a), 13(c), 14 or 15(d) of the Exchange Act for so long as the delivery of a prospectus is required in
connection with the offering or sale of such Designated Securities, and during such same period to advise the Representatives, promptly
after it receives notice
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thereof, of the time when any amendment to the Registration Statement has been filed or becomes effective or any supplement to the
Prospectus or any Issuer Free Writing Prospectus or any amended Prospectus or Issuer Free Writing Prospectus has been filed with the
Commission, of the issuance by the Commission of any stop order or of any order preventing or suspending the use of any prospectus
relating to such Designated Securities or pursuant to Section 8A of the Act, of the receipt by the Company of any notice of objection of
the Commission to the use of the Registration Statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) under the
Act, of the suspension of the qualification of such Designated Securities for offering or sale in any jurisdiction, of the initiation or
threatening of any proceeding for any such purpose, or of any request by the Commission for the amending or supplementing of the
Registration Statement or Prospectus or for additional information; and, in the event of the issuance of any such stop order or of any
such order preventing or suspending the use of the Registration Statement or any prospectus relating to such Designated Securities or
suspending any such qualification, to use promptly its best efforts to obtain its withdrawal;
(b) To prepare a pricing term sheet (the “Term Sheet”) in a form approved by the Representatives and included in Schedule IV to the
Pricing Agreement and to file any Issuer Free Writing Prospectus (including the Term Sheet) to the extent required by Rule 433 under the
Act; and to furnish copies of the Prospectus and each Issuer Free Writing Prospectus (to the extent not previously delivered) to the
Underwriters in New York City prior to 10:00 A.M., New York City time, on the business day next succeeding the date of the Pricing
Agreement in such quantities as the Representatives may reasonably request;
(c) Promptly from time to time to take such action as the Representatives may reasonably request to qualify such Designated Securities
for offering and sale under the securities laws of such jurisdictions as the Representatives may request and to comply with such laws so
as to permit the continuance of sales and dealings therein in such jurisdictions for as long as may be necessary to complete the
distribution of such Designated Securities, provided that in connection therewith the Company shall not be required to qualify as a
foreign corporation or to file a general consent to service of process in any jurisdiction;
(d) To furnish the Underwriters with copies of the Prospectus, the Time of Sale Information and any Issuer Free Writing Prospectus as
amended or supplemented in such quantities as the Representatives may from time to time reasonably request, and, if the delivery of a
prospectus is required at any time in connection with the offering or sale of such Designated Securities and if at such time any event
shall have occurred as a result of which the Prospectus, the Time of Sale Information or any Issuer Free Writing Prospectus as then
amended or supplemented would include an untrue statement of a material fact or omit to state any material fact necessary in order to
make the statements therein, in the light of the circumstances under which they were made when such Prospectus, Time of Sale
Information or Issuer Free Writing Prospectus is delivered, not misleading,
12
or, if for any other reason it shall be necessary during such same period to amend or supplement the Prospectus, the Time of Sale
Information or any Issuer Free Writing Prospectus or to file under the Exchange Act any document incorporated by reference in the
Prospectus, the Time of Sale Information or any Issuer Free Writing Prospectus in order to comply with the Act, the Exchange Act or the
Trust Indenture Act, to notify the Representatives and upon their request to file such document and to prepare and furnish without
charge to each Underwriter and to any dealer in securities as many copies as the Representatives may from time to time reasonably
request of an amended Prospectus, Time of Sale Information or Issuer Free Writing Prospectus or a supplement to the Prospectus, such
Time of Sale Information or such Issuer Free Writing Prospectus which will correct such statement or omission or effect such
compliance;
(e) To make generally available to its security holders as soon as practicable, but in any event not later than eighteen months after the
effective date of the Registration Statement (as defined in Rule 158(c) under the Act), an earning statement of the Company and its
consolidated subsidiaries (which need not be audited) complying with Section 11(a) of the Act and the rules and regulations of the
Commission hereunder (including at the option of the Company Rule 158 under the Act);
(f) During the period beginning from the date of the Pricing Agreement for such Designated Securities and continuing to and including
the earlier of (i) the termination of trading restrictions for such Designated Securities, as notified to the Company by the Representatives,
and (ii) the Time of Delivery for such Designated Securities, not to offer, sell, contract to sell or otherwise dispose of any debt securities
of the Company which mature more than one year after such Time of Delivery and which are substantially similar to such Designated
Securities, without the prior written consent of the Representatives; and
(g) Pursuant to reasonable procedures developed in good faith, to retain copies of each Issuer Free Writing Prospectus that is not filed
with the Commission in accordance with Rule 433 under the Act.
7. Each Underwriter hereby represents and agrees that:
(a) It has not and will not use, authorize use of, refer to, or participate in the planning for use of, any “free writing prospectuses”, as
defined in Rule 405 under the Act (which term includes use of any written information furnished to the Commission by the Company and
not incorporated by reference into the Registration Statement and any press release issued by the Company) other than (i) free writing
prospectuses that, solely as a result of use by such underwriter, would not trigger an obligation to file such free writing prospectus with
the Commission pursuant to Rule 433, (ii) any Issuer Free Writing Prospectus listed on Schedule III to the Pricing Agreement or prepared
pursuant to Section 3(e) or 6(a) above (including any electronic road show), or (iii) any free writing
13
prospectus prepared by such underwriter and approved by the Company in advance in writing;
(b) Notwithstanding the foregoing the Underwriters may use a term sheet substantially in the form of Schedule IV to the Pricing
Agreement without the consent of the Company; and
(c) It is not subject to any pending proceeding under Section 8A of the Act with respect to the offering (and will promptly notify the
Company if any such proceeding against it is initiated during such period after the first date of the Time of Delivery as in the opinion of
counsel for the Underwriters a prospectus relating to the Designated Securities is required by law to be delivered (or required to be
delivered but for Rule 172 under the Act) in connection with sales of the Designated Securities by any underwriter or dealer).
8. The Company covenants and agrees with the several Underwriters that the Company will pay or cause to be paid the following: (i) the
reasonable fees, disbursements and expenses of the Company’s counsel and accountants in connection with the registration of the Securities
under the Act and all other expenses in connection with the preparation, printing and filing of the Registration Statement, any Preliminary
Prospectus, any Issuer Free Writing Prospectus, any Time of Sale Information and the Prospectus and amendments and supplements thereto
and the mailing and delivering of copies thereof to the Underwriters and dealers; (ii) the cost of printing or producing any Agreement among
Underwriters, this Underwriting Agreement, any Pricing Agreement, any indenture, any Blue Sky and Legal Investment memoranda, closing
documents (including any compilations thereof) and any other documents in connection with the offering, purchase, sale and delivery of the
Securities; (iii) all expenses in connection with the qualification of the Securities for offering and sale under state securities laws as provided in
Section 6(c) hereof, including the reasonable fees and disbursements of counsel for the Underwriters in connection with such qualification and
in connection with the Blue Sky and legal investment surveys; (iv) any fees charged by securities rating services for rating the Securities;
(v) any filing fees incident to any required review by the Financial Industry Regulatory Authority of the terms of the sale of the Securities;
(vi) the cost of preparing the Securities; (vii) the fees and expenses of any Trustee and any agent of any Trustee and the fees and
disbursements of counsel for any Trustee in connection with any Indenture and the Securities; and (viii) all other costs and expenses incident
to the performance of its obligations hereunder which are not otherwise specifically provided for in this Section. It is understood, however,
that, except as provided in this Section, Section 10 and Section 13 hereof, the Underwriters will pay all of their own costs and expenses,
including the fees of their counsel, transfer taxes on resale of any of the Securities by them, and any advertising expenses connected with any
offers they may make.
9. The obligations of the Underwriters of any Designated Securities under the Pricing Agreement relating to such Designated Securities
shall be subject, in the discretion of the Representatives, to the condition that all representations and warranties and other statements of the
Company in or incorporated by reference in the Pricing Agreement relating to such Designated Securities are, at and as of the Time of Sale and
the Time of Delivery for such
14
Designated Securities, true and correct, the condition that the Company shall have performed all of its obligations hereunder theretofore to be
performed, and the following additional conditions:
(a) The Prospectus as amended or supplemented in relation to the applicable Designated Securities shall have been filed with the
Commission pursuant to Rule 424(b) and each Issuer Free Writing Prospectus shall have been filed with the Commission (to the extent
required by Rule 433 under the Act) within the applicable time period prescribed for such filing by the rules and regulations under the
Act and in accordance with Section 6(a) hereof; no stop order suspending the effectiveness of the Registration Statement or any part
thereof shall have been issued and no proceeding for that purpose, pursuant to Rule 401(g)(2) or pursuant to Section 8A under the Act,
shall have been initiated or threatened by the Commission; and all requests for additional information on the part of the Commission shall
have been complied with to the Representatives’ reasonable satisfaction;
(b) Cravath, Swaine & Moore LLP, counsel for the Underwriters, shall have furnished to the Representatives such opinion or opinions,
dated the Time of Delivery for such Designated Securities, with respect to the Indenture, the Designated Securities, the Registration
Statement, the Time of Sale Information and the Prospectus as amended or supplemented and other related matters as the
Representatives may reasonably request, and such counsel shall have received such papers and information as they may reasonably
request to enable them to pass upon such matters;
(c) With respect to the matters set forth in clauses (i), (ii), (iii), (v), (vi), (vii), (ix), (x), (xi), (xii), (xiii) and (xiv), Robinson, Bradshaw &
Hinson, P.A., and with respect to the matters set forth in clauses (iv) and (viii), the Company’s in-house counsel or other counsel
reasonably satisfactory to the Underwriters shall have furnished to the Representatives a written opinion, dated the Time of Delivery for
such Designated Securities, in form and substance reasonably satisfactory to the Representatives, to the effect that:
(i) The Registration Statement, the Preliminary Prospectus, each Issuer Free Writing Prospectus included in the Time of Sale
Information and the Prospectus (other than the financial statements and related schedules therein, as to which such counsel need
express no opinion) comply as to form in all material aspects with the requirements of the Act and with respect to the Registration
Statement only, the Trust Indenture Act.
(ii) The Company is a validly subsisting corporation under the laws of the State of New York, with corporate power and authority to
own its properties and conduct its business as described in the Registration Statement, the Time of Sale Information and the Prospectus
as amended or supplemented;
15
(iii) The Company has an authorized equity capitalization as set forth in the Registration Statement, the Time of Sale Information and
the Prospectus as amended or supplemented;
(iv) To the best of such counsel’s knowledge, there are no legal or governmental proceedings pending or overtly threatened in writing
before any court or other governmental authority that name the Company or any of its subsidiaries and are specifically directed to the
Company or its subsidiaries or their properties other than as set forth in the Registration Statement, the Time of Sale Information and the
Prospectus as amended or supplemented and other than legal or governmental proceedings that, so far as such counsel can now foresee
considering their probability of success, are not reasonably likely to result in a Material Adverse Change;
(v) This Underwriting Agreement and the Pricing Agreement with respect to the Designated Securities have been duly authorized,
executed and delivered by the Company;
(vi) The Designated Securities have been duly and validly authorized, executed, authenticated, issued and delivered and constitute
valid and legally binding obligations of the Company, enforceable against it in accordance with their terms, subject, as to enforcement, to
bankruptcy, insolvency, reorganization and other laws of general applicability relating to or affecting creditors’ rights and to general
equity principles and entitled to the benefits provided by the Indenture; and the Designated Securities and the Indenture conform in all
material respects to the descriptions thereof in the Registration Statement, the Time of Sale Information and the Prospectus as amended
or supplemented;
(vii) The Indenture has been duly authorized, executed and delivered by the Company and, assuming due authorization, execution and
delivery by the Trustee, constitutes a valid and legally binding instrument of the Company, enforceable against it in accordance with its
terms, subject, as to enforcement, to bankruptcy, insolvency, reorganization and other laws of general applicability relating to or
affecting creditors’ rights and to general equity principles; and the Indenture has been duly qualified under the Trust Indenture Act;
(viii) The issue and sale of the Designated Securities and the compliance by the Company with all of its obligations under the
Designated Securities, the Indenture, this Underwriting Agreement and the Pricing Agreement with respect to the Designated Securities
will not in any material respect result in a breach or violation of any of the terms or provisions of, or constitute a default under, any
indenture, mortgage, deed of trust, loan agreement or other agreement or instrument filed as an exhibit to any filing with the Commission
specifically incorporated by reference in the Registration Statement, the Time of Sale Information and the Prospectus as amended or
supplemented,
16
other than such breaches, violations or defaults that would not result in a Material Adverse Change;
(ix) The issue and sale of the Designated Securities and the compliance by the Company with all of its obligations under the
Designated Securities, the Indenture, this Underwriting Agreement and the Pricing Agreement with respect to the Designated Securities
will not result in a breach or violation of any of the terms or provisions of, or constitute a default under, the Company’s Restated
Certificate of Incorporation or By-Laws or, to such counsel’s knowledge, any statute or any order, rule or regulation of any court or
governmental agency or body having jurisdiction over the Company or any of its Material Subsidiaries or any of their properties in any
material respect;
(x) No consent, approval, authorization, order, registration or qualification of or with any court or governmental agency or body is
required for the issue and sale of the Designated Securities or the consummation by the Company of the transactions contemplated by
this Underwriting Agreement or such Pricing Agreement, except such as have been obtained under the Act and the Trust Indenture Act
and such consents, approvals, authorizations, registrations or qualifications as may be required under state securities or Blue Sky laws in
connection with the purchase and distribution of the Designated Securities by the Underwriters;
(xi) The statements set forth in the Registration Statement, the Time of Sale Information and the Prospectus as amended or
supplemented under the caption “Description of Debt Securities” and “Description of the Notes”, insofar as they purport to constitute a
summary of the terms of the Designated Securities and the Indenture, are accurate, fair and complete summaries in all material respects;
(xii) The documents incorporated by reference in the Time of Sale Information and the Prospectus as amended or supplemented (other
than the historical and pro forma financial statements and related schedules and other financial or statistical data included therein or
excluded therefrom, as to which such counsel need express no opinion), when they became effective or were filed with the Commission,
as the case may be, complied as to form in all material respects with the requirements of the Act or the Exchange Act, as applicable, and
the rules and regulations of the Commission thereunder; and such counsel does not know of any amendment to the Registration
Statement required to be filed or any contracts or other documents of a character required to be filed as an exhibit to the Registration
Statement or required to be incorporated by reference into the Time of Sale Information or the Prospectus as amended or supplemented
or required to be described in the Registration Statement, the Time of Sale Prospectus or the Prospectus as amended or supplemented in
each case that are not filed or incorporated by reference or described as required;
17
(xiii) The Company is not and, after giving effect to the offering and sale of the Designated Securities, will not be an “investment
company” or an entity “controlled” by an “investment company”, as such terms are defined in the Investment Company Act; and
(xiv) The statements made in the Time of Sale Information and the Prospectus under the caption “ Certain Material United States
Federal Income Tax Consequences”, insofar as such statements summarize legal matters or legal conclusions discussed therein, fairly
present in all material respects such legal matters or legal discussions.
In addition, each such counsel shall state the following: That the purpose of such counsel’s professional engagement was not to
establish or to confirm factual matters set forth in the Registration Statement, the Time of Sale Information or the Prospectus as amended or
supplemented and except as covered in the opinions in paragraphs (xi) and (xiv) above and in the final clause of paragraph (vi) above, such
counsel has not undertaken to verify independently any of such factual matters and does not assume any responsibility for the accuracy,
completeness or fairness of the statements contained in the Registration Statement, the Time of Sale Information or the Prospectus. Moreover,
many of the determinations required to be made in the preparation of the Registration Statement, the Time of Sale Information or the
Prospectus involve matters of a non-legal nature. Subject to the foregoing and on the basis of the information such counsel gained in the
course of performing the service referred to above, such counsel confirms to the underwriters that no facts have come to its attention that
have caused it to believe that (i) the Registration Statement (other than the Trustee’s Statement of Eligibility on Form T-1, as to which this
statement does not apply), when each part became effective under the Act (including the information, if any, deemed pursuant to Rule 430A,
430B or 430C of the Act to be part of the Registration Statement when it became effective under the Act), contained an untrue statement of a
material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein, not misleading, that
(ii) the Time of Sale Information, at the Time of Sale contained an untrue statement of a material fact or omitted to state a material fact
necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading or that (iii) the
Prospectus as amended or supplemented, as of its date and the Time of Delivery, contained or contains an untrue statement of a material fact
or omitted or omits to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they
were made, not misleading; provided however, such counsel does not express any belief with respect to the historical and pro forma financial
statements, financial schedules and other accounting, financial or statistical data or information or assessment of or reports on the
effectiveness of internal control over financial reporting contained in the Registration Statement, the Time of Sale Information or the
Prospectus or omitted therefrom.
In rendering such opinion, in-house counsel may state that the opinion is limited to the laws of any jurisdiction in which such counsel is
licensed to practice and the federal laws of the United States, and Robinson, Bradshaw & Hinson, P.A. may state that the opinion is limited to
the laws of the States of New York and North Carolina and the federal laws of the United States;
18
(d) On the date of the Pricing Agreement for such Designated Securities and at the Time of Delivery for such Designated Securities,
Ernst & Young LLP, the independent accountants of the Company who have certified the financial statements of the Company and its
subsidiaries included or incorporated by reference in the Registration Statement, the Time of Sale Information and the Prospectus shall
have furnished to the Representatives a letter, dated the date of the Pricing Agreement, and a letter dated such Time of Delivery,
respectively, to the effect set forth in Annex II hereto, and as to such other matters as the Representatives may reasonably request and
in form and substance reasonably satisfactory to the Representatives;
(e) (i) The Company and its subsidiaries considered as a whole shall not, since the date of the latest audited financial statements
included or incorporated by reference in the Time of Sale Information and the Prospectus, have sustained any loss or interference with
its business from fire, explosion, flood or other calamity, whether or not covered by insurance, or from any labor dispute or court or
governmental action, order or decree, otherwise than as set forth in the Time of Sale Information and the Prospectus (exclusive of any
amendment or supplement after the Pricing Agreement), and (ii) since the respective dates as of which information is given in the Time of
Sale Information and the Prospectus there shall not have been any change in the capital stock (except pursuant to any agreements or
employee or director benefit plans referred to in the Time of Sale Information and the Prospectus) or increase in long-term debt of the
Company and its subsidiaries considered as a whole or any change, or any development involving a prospective change, in or affecting
the general affairs, management, financial position, shareholders’ equity or results of operations of the Company and its subsidiaries
considered as a whole, otherwise than as set forth in the Time of Sale Information and the Prospectus (exclusive of any amendment or
supplement after the Pricing Agreement), the effect of which, in any such case described in clause (i) or (ii), is in the judgment of the
Representatives so material and adverse as to make it impracticable or inadvisable to proceed with the public offering or the delivery of
the Designated Securities on the terms and in the manner contemplated in the Time of Sale Information and the Prospectus;
(f) On or after the earlier of the Time of Sale and the date of the Pricing Agreement relating to the Designated Securities (i) no
downgrading shall have occurred in the rating accorded the Company’s debt securities by any “nationally recognized statistical rating
organization,” as that term is defined by the Commission for purposes of Rule 436(g)(2) under the Act and (ii) no such organization shall
have publicly announced that it has under surveillance or review, with possible negative implications, its rating of any of the Company’s
debt securities;
(g) On or after the earlier of the Time of Sale and the date of the Pricing Agreement relating to the Designated Securities there shall not
have occurred any of the following: (i) a suspension or material limitation in trading in securities generally on the New York Stock
Exchange; (ii) a suspension or material
19
limitation in trading in the Company’s securities on the New York Stock Exchange; (iii) a material adverse change in the financial markets
in the United States; (iv) a general moratorium on commercial banking activities in New York declared by either Federal or New York State
authorities or a material disruption in commercial banking or securities settlement or clearance services in the United States; or (v) the
outbreak of hostilities or material escalation thereof or other calamity or crisis or any change or development involving the United States
or the declaration by the United States of a national emergency or war, if the effect of any such event specified in this clause (g) in the
judgment of the Representatives makes it impracticable or inadvisable to proceed with the public offering or the delivery of the
Designated Securities on the terms and in the manner contemplated in the Time of Sale Information and the Prospectus as amended or
supplemented; and
(h) The Company shall have furnished or caused to be furnished to the Representatives at the Time of Delivery for the Designated
Securities a certificate or certificates of officers of the Company satisfactory to the Representatives stating that such officers have
carefully reviewed the Registration Statement, the Time of Sale Information and the Prospectus as amended or supplemented and as to
the accuracy of the representations and warranties of the Company herein at and as of such Time of Delivery, as to the performance by
the Company of all of its obligations hereunder to be performed at or prior to such Time of Delivery, as to the matters set forth in
subsections (a) and (f) of this Section and as to such other matters as the Representatives may reasonably request.
10. (a) The Company will indemnify and hold harmless each Underwriter against any losses, claims, damages or liabilities, joint or several,
to which such Underwriter may become subject, under the Act or otherwise, insofar as such losses, claims, damages or liabilities (or actions in
respect thereof) arise out of or are based upon an untrue statement or alleged untrue statement of a material fact contained in the Preliminary
Prospectus, the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any Time of Sale Information as amended or
supplemented and any other prospectus relating to the Securities, or any amendment or supplement thereto, or arise out of or are based upon
the omission or alleged omission to state therein a material fact required to be stated therein or necessary to make the statements therein not
misleading, and will reimburse each Underwriter for any legal or other expenses reasonably incurred by such Underwriter in connection with
investigating or defending any such action or claim as such expenses are incurred; provided, however, that the Company shall not be liable in
any such case to the extent that any such loss, claim, damage or liability arises out of or is based upon an untrue statement or alleged untrue
statement or omission or alleged omission made in the Preliminary Prospectus, the Registration Statement, the Prospectus , any Issuer Free
Writing Prospectus or any Time of Sale Information as amended or supplemented and any other prospectus relating to the Securities, or any
such amendment or supplement, in reliance upon and in conformity with written information furnished to the Company by any Underwriter of
Designated Securities through the Representatives expressly for use in the Prospectus, any Issuer Free Writing Prospectus or any Time of
Sale Information as amended or supplemented relating to such Securities.
20
(b) Each Underwriter severally and not jointly, will indemnify and hold harmless the Company against any losses, claims, damages or
liabilities to which the Company may become subject, under the Act or otherwise, insofar as such losses, claims, damages or liabilities (or
actions in respect thereof) arise out of or are based upon an untrue statement or alleged untrue statement of a material fact contained in the
Preliminary Prospectus, the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any Time of Sale Information as
amended or supplemented and any other prospectus relating to the Securities, or any amendment or supplement thereto, or arise out of or are
based upon the omission or alleged omission to state therein a material fact required to be stated therein or necessary to make the statements
therein not misleading, in each case to the extent, but only to the extent, that such untrue statement or alleged untrue statement or omission or
alleged omission was made in the Preliminary Prospectus, the Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or
any Time of Sale Information as amended or supplemented and any other prospectus relating to the Securities, or any such amendment or
supplement in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the
Representatives expressly for use therein; and will reimburse the Company for any legal or other expenses reasonably incurred by the
Company in connection with investigating or defending any such action or claim as such expenses are incurred.
(c) Promptly after receipt by an indemnified party under subsection (a) or (b) above of notice of the commencement of any action, such
indemnified party shall, if a claim in respect thereof is to be made against the indemnifying party under such subsection, notify the
indemnifying party in writing of the commencement thereof; but the omission so to notify the indemnifying party (i) shall not relieve the
indemnifying party from liability under subsection (a) or (b) above unless and to the extent it did not otherwise learn of such action and such
failure results in the forfeiture by the indemnifying party of substantial rights and defenses and (ii) shall not relieve it from any liability which it
may have to any indemnified party otherwise than under such subsection. In case any such action shall be brought against any indemnified
party and it shall notify the indemnifying party of the commencement thereof, the indemnifying party shall be entitled to participate therein
and, to the extent that it shall wish, jointly with any other indemnifying party similarly notified, to assume the defense thereof, with counsel
satisfactory to such indemnified party (who shall not, except with the consent of the indemnified party, be counsel to the indemnifying party),
and, after notice from the indemnifying party to such indemnified party of its election so to assume the defense thereof, the indemnifying party
shall not be liable to such indemnified party under such subsection for any legal expenses of other counsel or any other expenses, in each
case subsequently incurred by such indemnified party, in connection with the defense thereof other than reasonable costs of investigation.
No indemnifying party shall, without giving prior written notice to the indemnified party, effect the settlement or compromise of, or consent to
the entry of any judgment with respect to, any pending or threatened action or claim in respect of which indemnification or contribution may
be sought hereunder (whether or not the indemnified party is an actual or potential party to such action or claim) unless such settlement,
compromise or judgment (i) includes an unconditional release of the indemnified party from all liability arising out of such action or claim and
(ii) does not include a statement as to, or an admission of, fault, culpability or a failure to act, by or on behalf of any indemnified party.
21
(d) If the indemnification provided for in this Section 10 is unavailable to or insufficient to hold harmless an indemnified party under
subsection (a) or (b) above in respect of any losses, claims, damages or liabilities (or actions in respect thereof) referred to therein, then each
indemnifying party shall contribute to the amount paid or payable by such indemnified party as a result of such losses, claims, damages or
liabilities (or actions in respect thereof) in such proportion as is appropriate to reflect the relative benefits received by the Company on the one
hand and the Underwriters of the Designated Securities on the other from the offering of the Designated Securities to which such loss, claim,
damage or liability (or action in respect thereof) relates. If, however, the allocation provided by the immediately preceding sentence is not
permitted by applicable law, then each indemnifying party shall contribute to such amount paid or payable by such indemnified party in such
proportion as is appropriate to reflect not only such relative benefits but also the relative fault of the Company on the one hand and the
Underwriters of the Designated Securities on the other in connection with the statements or omissions which resulted in such losses, claims,
damages or liabilities (or actions in respect thereof), as well as any other relevant equitable considerations. The relative benefits received by
the Company on the one hand and such Underwriters on the other shall be deemed to be in the same proportion as the total net proceeds from
such offering (before deducting expenses) received by the Company bear to the total underwriting discounts and commissions received by
such Underwriters. The relative fault shall be determined by reference to, among other things, whether the untrue or alleged untrue statement
of a material fact or the omission or alleged omission to state a material fact relates to information supplied by the Company on the one hand or
such Underwriters on the other and the parties’ relative intent, knowledge, access to information and opportunity to correct or prevent such
statement or omission. The Company and the Underwriters agree that it would not be just and equitable if contribution pursuant to this
subsection (d) were determined by pro rata allocation (even if the Underwriters were treated as one entity for such purpose) or by any other
method of allocation which does not take account of the equitable considerations referred to above in this subsection (d). The amount paid or
payable by an indemnified party as a result of the losses, claims, damages or liabilities (or actions in respect thereof) referred to above in this
subsection (d) shall be deemed to include any legal or other expenses reasonably incurred by such indemnified party in connection with
investigating or defending any such action or claim. Notwithstanding the provisions of this subsection (d), no Underwriter shall be required to
contribute any amount in excess of the amount by which the total price at which the applicable Designated Securities underwritten by it and
distributed to the public were offered to the public exceeds the amount of any damages which such Underwriter has otherwise been required
to pay by reason of such untrue or alleged untrue statement or omission or alleged omission. No person guilty of fraudulent misrepresentation
(within the meaning of Section 11(f) of the Act) shall be entitled to contribution from any person who was not guilty of such fraudulent
misrepresentation. The obligations of the Underwriters of Designated Securities in this subsection (d) to contribute are several in proportion
to their respective underwriting obligations with respect to such Securities and not joint.
(e) The obligations of the Company under this Section 10 shall be in addition to any liability which the Company may otherwise have and
shall extend, upon the same terms and conditions, to each person, if any, who controls any Underwriter within the meaning of the Act; and the
obligations of the Underwriters under this Section 10 shall be in addition to any liability which the respective Underwriters may otherwise have
and shall extend, upon the same
22
terms and conditions, to each officer and director of the Company and to each person, if any, who controls the Company within the meaning of
the Act.
11. (a) If any Underwriter shall default in its obligation to purchase the Designated Securities which it has agreed to purchase under the
Pricing Agreement relating to such Designated Securities, the Representatives may in their discretion arrange for themselves or another party
or other parties to purchase such Designated Securities on the terms contained herein. If within thirty-six hours after such default by any
Underwriter the Representatives do not arrange for the purchase of such Designated Securities, then the Company shall be entitled to a further
period of thirty-six hours within which to procure another party or other parties satisfactory to the Representatives to purchase such
Designated Securities on such terms. In the event that, within the respective prescribed period, the Representatives notify the Company that
they have so arranged for the purchase of such Designated Securities, or the Company notifies the Representatives that it has so arranged for
the purchase of such Designated Securities, the Representatives or the Company shall have the right to postpone the Time of Delivery for
such Designated Securities for a period of not more than seven days, in order to effect whatever changes may thereby be made necessary in
the Registration Statement, the Time of Sale Information or the Prospectus as amended or supplemented, or in any other documents or
arrangements, and the Company agrees to file promptly any amendments or supplements to the Registration Statement, the Time of Sale
Information or the Prospectus which in the opinion of the Representatives may thereby be made necessary. The term “Underwriter” as used in
this Underwriting Agreement shall include any person substituted under this Section with like effect as if such person had originally been a
party to the Pricing Agreement with respect to such Designated Securities.
(b) If, after giving effect to any arrangements for the purchase of the Designated Securities of a defaulting Underwriter or Underwriters
by the Representatives and the Company as provided in subsection (a) above, the aggregate principal amount of such Designated Securities
which remains unpurchased does not exceed 10% of the aggregate principal amount of the Designated Securities, then the Company shall
have the right to require each non-defaulting Underwriter to purchase the amount of Designated Securities which such Underwriter agreed to
purchase under the Pricing Agreement relating to such Designated Securities and, in addition, to require each non-defaulting Underwriter to
purchase its pro rata share (based on the amount of the Designated Securities which such Underwriter agreed to purchase under such Pricing
Agreement) of the Designated Securities of such defaulting Underwriter or Underwriters for which such arrangements have not been made;
but nothing herein shall relieve a defaulting Underwriter from liability for its default.
(c) If, after giving effect to any arrangements for the purchase of the Designated Securities of a defaulting Underwriter or Underwriters
by the Representatives and the Company as provided in subsection (a) above, the aggregate principal amount of Designated Securities which
remains unpurchased exceeds 10% of the aggregate principal amount of the Designated Securities, as referred to in subsection (b) above, or if
the Company shall not exercise the right described in subsection (b) above to require non-defaulting Underwriters to purchase Designated
Securities of a defaulting Underwriter or Underwriters, then the Pricing Agreement relating to such Designated Securities shall thereupon
terminate, without liability on the part of any non-defaulting Underwriter or the Company, except for the expenses to be borne
23
by the Company and the Underwriters as provided in Section 8 hereof and the indemnity and contribution agreements in Section 10 hereof;
but nothing herein shall relieve a defaulting Underwriter from liability for its default.
12. The respective indemnities, agreements, representations, warranties and other statements of the Company and the several
Underwriters, as set forth in this Underwriting Agreement or made by or on behalf of them, respectively, pursuant to this Underwriting
Agreement, shall remain in full force and effect, regardless of any investigation (or any statement as to the results thereof) made by or on
behalf of any Underwriter or any controlling person of any Underwriter, or the Company, or any officer or director or controlling person of the
Company, and shall survive delivery of and payment for the Securities.
13. If any Pricing Agreement shall be terminated pursuant to Section 11 hereof, the Company shall not then be under any liability to any
Underwriter with respect to the Designated Securities covered by such Pricing Agreement except as provided in Section 8 and Section 10
hereof; but, if for any other reason Designated Securities are not delivered by or on behalf of the Company as provided herein, the Company
will reimburse the Underwriters through the Representatives for all out-of-pocket expenses approved in writing by the Representatives,
including fees and disbursements of counsel, reasonably incurred by the Underwriters in making preparations for the purchase, sale and
delivery of such Designated Securities, but the Company shall then be under no further liability to any Underwriter with respect to such
Designated Securities except as provided in Section 8 and Section 10 hereof.
14. In all dealings hereunder, the Representatives of the Underwriters of Designated Securities shall act on behalf of each of such
Underwriters, and the parties hereto shall be entitled to act and rely upon any statement, request, notice or agreement on behalf of any
Underwriter made or given by such Representatives jointly or by such of the Representatives, if any, as may be designated for such purpose
in the Pricing Agreement.
All statements, requests, notices and agreements hereunder shall be in writing, and if to the Underwriters shall be delivered or sent by
mail, telex or facsimile transmission to the address of the Representatives as set forth in the Pricing Agreement; and if to the Company shall be
delivered or sent by mail, telex or facsimile transmission to the address of the Company set forth in the Registration Statement: Attention:
Secretary. Any such statements, requests, notices or agreements shall take effect upon receipt thereof.
15. This Underwriting Agreement and each Pricing Agreement shall be binding upon, and inure solely to the benefit of, the Underwriters,
the Company and, to the extent provided in Section 10 and Section 12 hereof, the officers and directors of the Company and each person who
controls the Company or any Underwriter, and their respective heirs, executors, administrators, successors and assigns, and no other person
shall acquire or have any right under or by virtue of this Underwriting Agreement or any such Pricing Agreement. No purchaser of any of the
Securities from any Underwriter shall be deemed a successor or assign by reason merely of such purchase.
24
16. Time shall be of the essence of each Pricing Agreement. As used herein, “Business Day” shall mean any day when the Commission’s
office in Washington, D.C. is open for business.
17. THIS AGREEMENT AND EACH PRICING AGREEMENT SHALL BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH
THE LAWS OF THE STATE OF NEW YORK.
18. This Underwriting Agreement and each Pricing Agreement may be executed by any one or more of the parties hereto and thereto in
any number of counterparts, each of which shall be deemed to be an original, but all such respective counterparts shall together constitute one
and the same instrument. The execution of this Underwriting Agreement and any Pricing Agreement may be evidenced by an exchange of
telegraph or facsimile communications or any other rapid transmission device designated to produce a written record of communications
transmitted.
25
If the foregoing is in accordance with your understanding, please sign and return to us four counterparts hereof.
Very truly yours,
By:
Name:
Title:
Accepted as of the date hereof:
J.P. MORGAN SECURITIES INC.

BANC OF AMERICA SECURITIES LLC
UBS SECURITIES LLC
Acting on behalf of themselves and as the
Representatives of the several Underwriters.
By: J.P. Morgan Securities Inc.
By:
Name:
Title:
By: Banc of America Securities LLC
By:
Name:
Title:
By: UBS Securities LLC
By:
Name:
Title:
By:
Name:
Title:
ANNEX I
Pricing Agreement
February , 2009
270 Park Avenue
New York, NY 10017
One Bryant Park
New York, NY 10036
UBS Securities LLC
Stamford, CT 06901
Dear Sirs:
Goodrich Corporation, a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein and in the
Underwriting Agreement, dated February , 2009 (the “Underwriting Agreement”), between the Company on the one hand and each of you
on the other hand, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) the Designated Securities specified in
Schedule II hereto (the “Designated Securities”). Each of the provisions of the Underwriting Agreement is incorporated herein by reference in
its entirety, and shall be deemed to be a part of this Pricing Agreement to the same extent as if such provisions had been set forth in full
herein; and each of the representations and warranties set forth therein shall be deemed to have been made at and as of the date of this Pricing
Agreement, except that each representation and warranty which refers to the Time of Sale Information and the Prospectus in Section 3 of the
Underwriting Agreement shall be deemed to be a representation or warranty as of the date of the Underwriting Agreement in relation to the
Time of Sale Information and the Prospectus (each as therein defined) respectively, and also a representation and warranty as of the date of
this Pricing Agreement in relation to the Time of Sale Information and the Prospectus as amended or supplemented relating to the Designated
Securities which are the subject of this Pricing Agreement. Schedule III hereto sets forth the Time of Sale Information made available at the
Time of Sale. Each reference to the Representatives herein and in the provisions of the Underwriting Agreement so incorporated by reference
shall be deemed to refer to you. Unless otherwise defined herein, terms defined in the Underwriting Agreement are used herein as therein
defined. The Representatives designated to act on behalf of the Representatives and on behalf of each of the Underwriters of the Designated
Securities pursuant to Section 14 of the Underwriting Agreement and the address of the Representatives referred to in such Section 14 are set
forth at the end of Schedule II hereto.
An amendment to the Registration Statement, or a supplement to the Prospectus, as the case may be, relating to the Designated
Securities, in the Form heretofore delivered to you is now proposed to be filed with the Commission.
Subject to the terms and conditions set forth herein and in the Underwriting Agreement incorporated herein by reference, the Company
agrees to issue and sell to each of the Underwriters, and each of the Underwriters agrees, severally and not jointly, to purchase from the
Company, at the time and place and at the purchase price to the Underwriters set forth in Schedule II hereto, the principal amount of
Designated Securities set forth opposite the name of such Underwriter in Schedule I hereto.
If the foregoing is in accordance with your understanding, please sign and return to us counterparts hereof, and upon acceptance hereof
by you, on behalf of each of the Underwriters, this letter and such acceptance hereof, including the provisions of the Underwriting Agreement
incorporated herein by reference, shall constitute a binding agreement between each of the Underwriters and the Company. It is understood
that your acceptance of this letter on behalf of each of the Underwriters is or will be pursuant to the authority set forth in a form of Agreement
among Underwriters, the form of which shall be submitted to the Company for examination upon request, but without warranty on the part of
the Representatives as to the authority of the signers thereof other than the Representatives.
Very truly yours,
By:
Name:
Title:
Accepted as of the date hereof:

UBS Securities LLC
Acting on behalf of themselves and as the

Representatives of the several Underwriters.
By: J.P. Morgan Securities Inc.
By:
Name:
Title:
By: Banc of America Securities LLC
By:
Name:
Title:
By:
Name:
Title:
By:
Name:
Title:
SCHEDULE I
P rincipal Amount of [ ]% Securities to be

Underwriter P urchased
UBS Securities LLC
Total
SCHEDULE II
Title of Designated Securities:

% Notes due 200_
Aggregate principal amount:

$
Price to Public:
% of the principal amount of the Designated Securities, plus accrued interest from , 2009
Purchase Price by Underwriters:
% of the principal amount of the Designated Securities, plus accrued interest from , 2009
Specified funds for payment of purchase price:

Immediately available funds
Indenture:
Indenture dated May 1, 1991, between the Company and The Bank of New York Mellon Trust Company, N.A. (as successor to Harris Trust
and Savings Bank), as Trustee
Maturity:
Interest Rate:
Interest Payment Dates:

Redemption Provisions:
Sinking Fund Provisions:

No sinking fund provisions
Time of Sale: , 2009

Time of Delivery: , 2009
Closing Location: Cravath, Swaine & Moore LLP, 825 Eighth Avenue, Worldwide Plaza, New York, NY 10019
Names and addresses of Representatives:

Designated Representatives: J.P. Morgan Securities Inc., Banc of America Securities LLC. and UBS Securities LLC
Address for Notices: c/o J.P. Morgan Securities Inc.

270 Park Avenue
New York, New York 10017
c/o Banc of America Securities LLC

One Bryant Park
NY1-100-18-03
New York, New York 10036
Attention: High Grade Transaction Management/ Legal
Fax No.: 646-855-5958
c/o UBS Securities LLC

Stamford, CT 06901
Attention: Fixed Income Syndicate
SCHEDULE III
Issuer Free Writing Prospectuses
[to list each Issuer Free Writing Prospectus]
SCHEDULE IV
Pricing Term Sheet
Issuer: Goodrich Corporation
Size: $
Security Type: Senior Note
Maturity: ___, 20___
Coupon: %
Price to Public: % of face amount
Yield to maturity: %
Spread to Benchmark Treasury: %
Benchmark Treasury:
Benchmark Treasury Spot and Yield: %
Interest Payment Dates: and , commencing , 2009
Redemption Provisions:
Make-whole call At any time at a discount rate of Treasury plus ___basis points
Trade Date: ___, 2009
Settlement Date: ___, 2009 (T+_)
CUSIP:
Ratings:
Underwriters: J.P. Morgan Securities Inc.

UBS Securities LLC
A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time.
The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates.
Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for
more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site
at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus
if you request it by calling J.P.Morgan Securities Inc. collect at 1-212-834-4533, Banc of American Securities LLC at 1-800-294-1322 or
UBS Securities LLC at 1-877-827-6444, ext. 561 3884.
Any disclaimer or other notice that may appear below is not applicable to this communication and should be disregarded. Such disclaimer or
notice was automatically generated as a result of this communication being sent by Bloomberg or another email system.
ANNEX II
Pursuant to Section 9(d) of the Underwriting Agreement, Ernst & Young LLP shall furnish letters to the Underwriters to the effect that:
(i) They are independent registered public accountants with respect to the Company and its subsidiaries within the meaning of the
Act and the applicable published rules and regulations hereunder;
(ii) In their opinion, the financial statements and any supplementary financial information and schedules (and, if applicable,
prospective financial statements and/or pro forma financial information) examined by them and included or incorporated by reference in
the Registration Statement, the Time of Sale Information or the Prospectus comply as to form in all material respects with the applicable
accounting requirements of the Act or the Exchange Act, if applicable, and the related published rules and regulations hereunder; and, if
applicable, they have made a review in accordance with standards established by the Public Company Accounting Oversight Board
(United States) of the consolidated interim financial statements, selected financial data, pro forma financial information, prospective
financial statements, and/or condensed financial statements derived from audited financial statements of the Company for the periods
specified in such letter, as indicated in their reports thereon, copies of which have been separately furnished to the Representatives;
(iii) They have made a review in accordance with standards established by the Public Company Accounting Oversight Board (United
States) of the unaudited condensed consolidated statements of income, consolidated balance sheets and consolidated statements of
cash flows included in the Time of Sale Information and the Prospectus as indicated in their reports thereon copies of which have been
separately furnished to the Representatives; and on the basis of specified procedures including inquiries of officials of the Company
who have responsibility for financial and accounting matters regarding whether the unaudited condensed consolidated financial
statement referred to in paragraph (vi)(A)(i) below comply as to form in all material respects with the applicable accounting requirements
of the Act and the Exchange Act and the related published rules and regulations, nothing came to their attention that caused them to
believe that the unaudited condensed consolidated financial statements do not comply as to form in all material respects with the
applicable accounting requirements of the Act and the related published rules and regulations;
(iv) The unaudited selected financial information with respect to the consolidated results of operations and financial position of the
Company for the five most recent fiscal years included in the Prospectus and included or incorporated by reference in Item 6 of the
Company’s Annual Report on Form 10-K for the most recent fiscal year agrees with the corresponding amounts (after restatement where
applicable) in the audited consolidated financial statements for
the five such fiscal years which were included or incorporated by reference in the Company’s Annual Reports on Form 10-K for such
fiscal years;
(v) They have compared the information in the Time of Sale Information and the Prospectus under the selected captions with the
disclosure requirements of Regulation S-K and on the basis of limited procedures specified in such letter nothing came to their attention
as a result of the foregoing procedures that caused them to believe that this information does not conform in all material respects with
the disclosure requirements of Items 301, 302, 402 and 503(d), respectively, of Regulation S-K;
(vi) On the basis of limited procedures, not constituting an examination in accordance with generally accepted auditing standards,
consisting of a reading of the unaudited financial statements and other information referred to below, a reading of the latest available
interim financial statements of the Company and its subsidiaries, inspection of the minute books of the Company and its subsidiaries
since the date of the latest audited financial statements included or incorporated by reference in the Time of Sale Information and the
Prospectus, inquiries of officials of the Company and its subsidiaries responsible for financial and accounting matters and such other
inquiries and procedures as may be specified in such letter, nothing came to their attention that caused them to believe that:
(A) the unaudited condensed consolidated statements of income, consolidated balance sheets and consolidated statements of
cash flows included or incorporated by reference in the Company’s Quarterly Reports on Form 10-Q incorporated by reference in the
Time of Sale Information and the Prospectus do not comply as to form in all material respects with the applicable accounting
requirements of the Exchange Act as it applies to Form 10-Q and the related published rules and regulations hereunder or are not in
conformity with generally accepted accounting principles applied on a basis substantially consistent with the basis for the audited
consolidated statements of income, consolidated balance sheets and consolidated statements of cash flows included or incorporated
by reference in the Company’s Annual Report on Form 10-K for the most recent fiscal year;
(B) any other unaudited income statement data and balance sheet items included in the Time of Sale Information and the
Prospectus do not agree with the corresponding items in the unaudited consolidated financial statements from which such data and
items were derived, and any such unaudited data and items were not determined on a basis substantially consistent with the basis for
the corresponding amounts in the audited consolidated financial statements included or incorporated by reference in the Company’s
Annual Report on Form 10-K for the most recent fiscal year;
(C) the unaudited financial statements which were not included in the Time of Sale Information and the Prospectus but from which
were derived the unaudited condensed financial statements referred to in Clause (A) and any unaudited income statement data and
balance sheet items included in the Time of Sale Information and the Prospectus and referred to in Clause (B) were not determined on
a basis substantially consistent with the basis for the audited financial statements included or incorporated by reference in the
Company’s Annual Report on Form 10-K for the most recent fiscal year;
(D) any unaudited pro forma consolidated condensed financial statements included or incorporated by reference in the Time of Sale
Information and the Prospectus do not comply as to form in all material respects with the applicable accounting requirements of the
Act and the published rules and regulations hereunder or the pro forma adjustments have not been properly applied to the historical
amounts in the compilation of those statements;
(E) as of a specified date not more than five days prior to the date of such letter, there have been any changes in the consolidated
capital stock (other than issuances of capital stock upon exercise of options and stock appreciation rights, upon earn-outs of
performance shares and upon conversions of convertible securities, in each case which were outstanding on the date of the latest
balance sheet included or incorporated by reference in the Time of Sale Information and the Prospectus) or any increases in
consolidated long-term debt of the Company and its subsidiaries, or any decreases in consolidated net current assets or net assets or
other items specified by the Representatives, or any increases in any items specified by the Representatives, in each case as
compared with amounts shown in the latest balance sheet included or incorporated by reference in the Time of Sale Information and
the Prospectus, except in each case for changes, increases or decreases which the Time of Sale Information and the Prospectus
disclose have occurred or may occur or which are described in such letter; and
(F) for the period from the date of the latest financial statements included or incorporated by reference in the Time of Sale
Information and the Prospectus to the specified date referred to in Clause (E) there were any decreases in consolidated net revenues
or operating profit or the total or per share amounts of consolidated net income or other items specified by the Representatives, or any
increases in any items specified by the Representatives, in each case as compared with the comparable period of the preceding year
and with any other period of corresponding length specified by the Representatives, except in each case for increases or decreases
which the Time of Sale Information and the Prospectus disclose have occurred or may occur or which are described in such letter; and
(vii) In addition to the audit referred to in their report(s) included or incorporated by reference in the Time of Sale Information and the
Prospectus and the limited procedures, inspection of minute books, inquiries and other procedures referred to in paragraphs (iii) and
(iv) above, they have carried out certain specified procedures, not constituting an examination in accordance with generally accepted
auditing standards, with respect to certain amounts, percentages and financial information specified by the Representatives which are
derived from the general accounting records of the Company and its subsidiaries, which appear in the Time of Sale Information and the
Prospectus (excluding documents incorporated by reference), or in Part II of, or in exhibits and schedules to, the Registration Statement
specified by the Representatives or in documents incorporated by reference in the Time of Sale Information and the Prospectus specified
by the Representatives, and have compared certain of such amounts, percentages and financial information with the accounting records
of the Company and its subsidiaries and have found them to be in agreement.
All references in this Annex II to the Prospectus shall be deemed to refer to the Prospectus (including the documents incorporated by
reference therein) as defined in the Underwriting Agreement as of the date of the letter delivered on the date of the Pricing Agreement for
purposes of such letter and to the Prospectus as amended or supplemented (including the documents incorporated by reference therein) in
relation to the applicable Designated Securities for purposes of the letter delivered at the Time of Delivery for such Designated Securities.
Exhibit 4.1
SEVENTH SUPPLEMENTAL INDENTURE

THIS SEVENTH SUPPLEMENTAL INDENTURE, dated as of February 23, 2009 (this “Supplemental Indenture”), is between Goodrich
Corporation, a New York corporation (the “Issuer”), and The Bank of New York Mellon Trust Company, N.A., a national banking association
duly organized and existing under the laws of the United States, as trustee (the “Trustee”).
WITNESSETH
WHEREAS, pursuant to the Indenture, dated as of May 1, 1991, between the Issuer and the Trustee, as successor trustee (the “Indenture”),
the Issuer may from time to time issue and sell debt securities in one or more series;
WHEREAS, the Issuer desires to create and authorize a series of 6.125% Notes due 2019 limited initially to $300,000,000 in aggregate
principal amount (the “Notes”), and to provide the terms and conditions upon which the Notes are to be executed, registered, authenticated,
issued and delivered, the Issuer has duly authorized the execution and delivery of this Supplemental Indenture;
WHEREAS, the Notes are a series of Securities (as that term is defined in the Indenture) and are being issued under the Indenture, as
supplemented by this Supplemental Indenture, and are subject to the terms contained therein and herein;
WHEREAS, the Notes are to be substantially in the form attached hereto as Exhibit A;
WHEREAS, the Issuer and the Trustee may enter into this Supplemental Indenture without the consent of the holders of the Securities
Outstanding (as that term is defined in the Indenture) as of the date hereof pursuant to Sections 7.1(f) and 7.1(g) of the Indenture;
WHEREAS, all acts and things necessary to make the Notes, when executed by the Issuer and authenticated and delivered by or on behalf
of the Trustee as provided in this Supplemental Indenture, the valid, binding and legal obligations of the Issuer, and to make this Supplemental
Indenture a legal, binding and enforceable agreement, have been done and performed;
NOW, THEREFORE, in order to declare the terms and conditions upon which the Notes are executed, registered, authenticated, issued and
delivered, and in consideration of the foregoing premises and the purchase of such Notes by the holders thereof, the Issuer and the Trustee
mutually covenant and agree, for the equal and proportionate benefit of the holders from time to time of the Notes, as follows:
Section 1. Definitions. Terms used in this Supplemental Indenture and not defined herein shall have the respective meanings given such
terms in the Indenture. As used in this Supplemental Indenture, unless a different meaning clearly appears from the context, the following
terms shall have the meanings indicated below:
“Book-Entry Notes” means those Notes for which a Securities Depository or its nominee is the holder.
“Letter of Representations” means (i) the Blanket Letter of Representations dated December 6, 2002, executed by the Issuer and delivered to
the Securities Depository and any amendments thereto, (ii) any successor blanket agreements between the Issuer and any successor
Securities Depository, relating to a book-entry system to be maintained by the Securities Depository with respect to any bonds, notes or other
obligations issued by the Issuer, including the Book-Entry Notes, or (iii) any successor agreements between the Issuer and the Trustee and
any successor Securities Depository, relating to a book-entry system to be maintained by the Securities Depository with respect to the Notes.
“Securities Depository” means a Person that is registered as a clearing agency under Section 17A of the Securities Exchange Act of 1934 or
whose business is confined to the performance of the functions of a clearing agency with respect to exempted securities, as defined in Section
3(a)(12) of such Act for the purposes of Section 17A thereof.
Section 2. Creation and Authorization of Series. There is hereby created and authorized the series of Notes entitled the “6.125% Notes Due
2019,” which shall be a series limited initially to $300,000,000 in aggregate principal amount. Notwithstanding the foregoing initial aggregate
principal amount, the Issuer may, without the consent of the holders of the Notes, reopen this series of Notes and issue an unlimited amount
of additional notes having the same ranking, interest rate, maturity and other terms as the Notes; provided, that, the Issuer may reopen this
series of Notes only if the additional notes issued will be fungible with the Notes for United States federal income tax purposes. Any such
additional notes, together with the Notes, will be consolidated with and constitute a single series of Securities under the Indenture.
Section 3. Certain Provisions Applicable to the Notes.
(a) Except as otherwise set forth herein and in the Notes, the terms of the Notes shall be as set forth in the Indenture, including those made
part of the Indenture by reference to the Trust Indenture Act of 1939. Holders are referred to the Indenture and the Trust Indenture Act of 1939
for a statement of such terms.
(b) The Notes shall include all of the terms in the form of the Notes attached hereto as Exhibit A.
(c) The provisions of Section 10.5 of the Indenture entitled “Mandatory and Optional Sinking Funds” shall not be applicable to the Notes.
Section 4. Securities Depository Provisions. The Notes shall be issued initially as Book-Entry Notes. All Book-Entry Notes shall be
registered in the name of Cede & Co., as nominee of The Depository Trust Company (“DTC”). The Issuer has executed and delivered a Letter
of Representations to DTC. All payments of principal of, redemption premium, if any, and interest on the Book-Entry Notes and all notices with
respect thereto, including notices of full or partial redemption, shall be made and given at the times and in the manner set out in the Letter of
Representations. The terms and provisions of the Letter of Representations shall govern in the event of any inconsistency between the
provisions of the Indenture and the Letter
2
of Representations. The Letter of Representations may be amended without consent of the holders of the Notes.
The book-entry registration system for all of the Book-Entry Notes may be terminated and certificates delivered to and registered in the
name of the beneficial owners of the Book-Entry Notes, under either of the following circumstances:
(a) DTC notifies the Issuer and the Trustee that it is no longer willing or able to act as Securities Depository for the Book-Entry Notes
and a successor Securities Depository for the Book-Entry Notes is not appointed by the Issuer within 90 days; or
(b) The Issuer determines that the Book-Entry Notes are exchangeable.
If a successor Securities Depository is appointed by the Issuer, the Book-Entry Notes will be registered in the name of such successor
Securities Depository or its nominee. If certificates are required to be issued to beneficial owners of the Book-Entry Notes, the Trustee and the
Issuer shall be fully protected in relying upon a certificate of DTC or any DTC participant as to the identity of and the principal amount of
Book-Entry Notes held by such beneficial owners.
The beneficial owners of the Book-Entry Notes will not receive physical delivery of certificates except as provided in this Supplemental
Indenture. For so long as there is a Securities Depository for the Notes, all of such Notes shall be registered in the name of the nominee of the
Securities Depository, all transfers of beneficial ownership interests in such Notes will be made in accordance with the rules of the Securities
Depository, and no investor or other party purchasing, selling or otherwise transferring beneficial ownership of such Notes is to receive, hold
or deliver any certificate. The Issuer and the Trustee shall have no responsibility or liability for transfers of beneficial ownership interests in
such Notes.
The Issuer and the Trustee will recognize the Securities Depository or its nominee as the holder of the Book-Entry Notes for all purposes,
including receipt of payments, notices and voting; provided the Trustee may recognize votes by or on behalf of beneficial owners as if such
votes were made by holders of a related portion of the Notes when such votes are received in compliance with an omnibus proxy of the
Securities Depository or otherwise pursuant to the rules of the Securities Depository or the provisions of the Letter of Representations or
other comparable evidence delivered to the Trustee by the holders of the Notes.
With respect to a Book-Entry Note, the Issuer and the Trustee shall be entitled to treat the Person in whose name such Note is registered as
the absolute owner of such Note for all purposes of the Indenture, and neither the Issuer nor the Trustee shall have any responsibility or
obligation to any beneficial owner of such Note. Without limiting the immediately preceding sentence, neither the Issuer nor the Trustee shall
have any responsibility or obligation with respect to (a) the accuracy of the records of any Securities Depository or any other Person with
respect to any ownership interest in Book-Entry Notes, (b) the delivery to any Person, other than a holder of the Notes, of any notice with
respect to Book-Entry Notes, including any notice of redemption or refunding, (c) the selection of the particular Notes or portions thereof to
be redeemed or refunded in the event of a partial redemption or refunding of part of the Notes
3
Outstanding or (d) the payment to any Person, other than a holder of the Notes, of any amount with respect to the principal of, redemption
premium, if any, or interest on the Book-Entry Notes.
Notwithstanding the provisions of Section 10.2 of the Indenture, in the event of a partial redemption of the Notes in accordance with the
Indenture and this Supplemental Indenture, the Securities Depository for Book-Entry Notes shall select Notes for redemption according to its
stated procedures. In selecting Book-Entry Notes for redemption, each Note shall be considered as representing that number of Notes which is
obtained by dividing the principal amount of such Note by the minimum authorized denomination.
Section 5. Effect of Supplemental Indenture. The provisions of this Supplemental Indenture are intended to supplement those of the
Indenture as in effect immediately prior to the execution and delivery hereof. The Indenture shall remain in full force and effect except to the
extent that the provisions of the Indenture are expressly modified by the terms of this Supplemental Indenture.
Section 6. Governing Law. This Supplemental Indenture shall be deemed to be a contract under the laws of the State of New York, and for all
purposes shall be construed in accordance with the laws of such State, except as may otherwise be required by mandatory provisions of law.
Section 7. Trustee Not Responsible for Recitals or Issuance of Notes. The recitals contained herein shall be taken as statements of the
Issuer, and the Trustee assumes no responsibility for their correctness. The Trustee makes no representations as to the validity or sufficiency
of this Supplemental Indenture or of the Notes other than with respect to the Trustee’s authentication and execution. The Trustee shall not be
accountable for the use or application by the Issuer of the Notes or the proceeds thereof.
Section 8. Conflict with Trust Indenture Act. If any provision hereof limits, qualifies or conflicts with a provision of the Trust Indenture Act
of 1939 that is required under such Act to be a part of and govern this Supplemental Indenture, the latter provisions shall control. If any
provision of this Indenture modifies or excludes any provision of the Trust Indenture Act of 1939 that may be so modified or excluded, the
latter provision shall be deemed to apply to this Supplemental Indenture as so modified or to be excluded, as the case may be.
Section 9. Counterparts. This Supplemental Indenture may be executed in any number of counterparts, each of which shall be deemed to be
an original for all purposes; and all such counterparts shall together constitute but one and the same instrument.
[The remainder of this page is left blank intentionally.]
4
IN WITNESS WHEREOF, the parties hereto have caused this Seventh Supplemental Indenture to be duly executed, and their respective
corporate seals to be hereunto affixed and attested, all as of the day and year first above written.
By:
Michael McAuley
Vice President and Treasurer
THE BANK OF NEW YORK MELLON TRUST

COMPANY, N.A.
By:
Christie Leppert
Assistant Vice President
5
Exhibit A
GLOBAL GOODRICH NOTE
REGISTERED
No. R-1 Principal Amount: $300,000,000
CUSIP: 382388 AV8

Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (“DTC”), to
the issuer or its agent for registration of transfer, exchange, or payment, and any certificate issued is registered in the name of Cede & Co. or in
such other name as is requested by an authorized representative of DTC (and any payment is made to Cede & Co. or to such other entity as is
requested by an authorized representative of DTC), ANY TRANSFER, PLEDGE, OR OTHER USE HEREOF FOR VALUE OR OTHERWISE BY
OR TO ANY PERSON IS WRONGFUL inasmuch as the registered owner hereof, Cede & Co., has an interest herein.
6.125% NOTES DUE 2019
GOODRICH CORPORATION, a corporation duly organized and existing under the laws of the State of New York (herein called the
“Company”), for value received, hereby promises to pay to Cede & Co., or registered assigns, the principal sum of $300,000,000, on March 1,
2019, and to pay interest thereon semi-annually on March 1 and September 1 (the “Interest Payment Dates”) in each year, commencing
September 1, 2009, at the rate of 6.125 percent per annum until the principal hereof is paid or made available for payment. Notwithstanding the
foregoing, this note (this “Security”) shall bear interest from the most recent Interest Payment Date to which interest in respect hereof has
been paid or duly provided for, unless (i) the date hereof is such an Interest Payment Date, in which case from the date hereof, or (ii) no
interest has been paid on this Security, in which case from February 23, 2009; provided, however, that if the Company shall default in the
payment of interest due on the date hereof, then this Security shall bear interest from the next preceding Interest Payment Date to which
Interest has been paid or, if no interest has been paid on this Security, from February 23, 2009. Notwithstanding the foregoing, if the date
hereof is after the February 15 or August 15 (whether or not a Business Day) (the “Record Date”), as the case may be, next preceding an
Interest Payment Date and before such Interest Payment Date, this Security shall bear interest from such Interest Payment Date; provided,
however, that if the Company shall default in the payment of interest due on such Interest Payment Date, then this Security shall bear interest
from the next preceding Interest Payment Date to which interest has been paid or, if no interest has been paid on this Security, from
February 23, 2009. The interest so payable, and punctually paid or duly provided for, on any Interest Payment Date will, subject to certain
exceptions provided in the Indenture referred to on the reverse hereof, be paid to the Person in whose name this Security is registered at the
close of business on the Record Date next preceding such Interest Payment Date.
Payment of the principal of and any such interest on this Security will be made at the office or agency of the Company maintained for that
purpose in New York City in such coin or
A-1
currency of the United States of America as at the time is legal tender for the payment of public and private debts; provided, however, that at
the option of the Company payment of interest may be made by check mailed to the address of the Person entitled thereto as such address
shall appear in the Security register.
Reference is hereby made to the further provisions of this Security set forth on the reverse hereof, which further provisions shall for all
purposes have the same effect as if set forth at this place.
Unless the certificate of authentication hereon has been executed by the Trustee referred to on the reverse hereof by manual signature, this
Security shall not be entitled to any benefit under the Indenture or be valid or obligatory for any purpose.
[The remainder of this page is left blank intentionally.]
A-2
IN WITNESS WHEREOF, the Company has caused this instrument to be duly executed under its corporate seal.
DATED: February 23, 2009 GOODRICH CORPORATION
By:
Michael McAuley
Vice President and Treasurer
Attest:
By:
Sally L. Geib
Secretary
TRUSTEE’S CERTIFICATE OF AUTHENTICATION
This is one of the Securities of the series designated herein and referred to in the within-mentioned Indenture.
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee
By:
Christie Leppert
Assistant Vice President
A-3
REVERSE OF SECURITY
6.125% NOTES DUE 2019
This Security is one of a duly authorized issue of securities of the Company (herein called the “Securities”) issued and to be issued in one
or more series under an Indenture, dated as of May 1, 1991, between the Company and The Bank of New York Mellon Trust Company, N.A., as
successor trustee (herein called the “Trustee”) and the Seventh Supplemental Indenture, dated as of February 23, 2009, between the Company
and the Trustee (collectively, the “Indenture”), to which Indenture and all indentures supplemental thereto reference is hereby made for a
statement of the respective rights, limitations of rights, obligations, duties and immunities thereunder of the Company, the Trustee and the
holders of the Securities and of the terms upon which the Securities are, and are to be, authenticated and delivered. This Security is one of a
series designated on the face hereof limited initially to $300,000,000 in aggregate principal amount. The separate series of Securities may be
issued in various aggregate principal amounts, may mature at different times, may bear interest, if any, at different rates, may be subject to
different redemption provisions (if any), may be subject to different sinking or purchase funds (if any), may be subject to different repayment
provisions (if any), may be subject to different covenants and Events of Default and may otherwise vary as provided in the Indenture. The
Indenture further provides that the Securities of a single series may be issued at various times, with different maturity dates, may bear interest,
if any, at different rates, may be subject to different redemption provisions (if any), may be subject to different sinking or purchase funds (if
any) and may be subject to different repayment provisions (if any).
Any payment required to be made with respect to this Security on a day that is not a Business Day need not be made on such day, but may
be made on the next succeeding Business Day with the same force and effect as if made on such day, and no interest shall accrue for the
period from and after such date to the date of payment.
This Security is redeemable, in whole or in part, at any time from time to time, at the option of the Company, at a redemption price equal to
the greater of (1) 100% of the principal amount of the Security and (2) the sum of the present values of the remaining scheduled payments of
principal and interest thereon (not including any portion of any payment of interest accrued to the redemption date) discounted to the
redemption date on a semi-annual basis (assuming a 360-day year consisting of twelve 30-day months) at the Treasury Rate plus 50 basis
points, plus, in each case, accrued and unpaid interest thereon to the redemption date.
“Comparable Treasury Issue” means the United States Treasury security selected by the Reference Treasury Dealer as having a maturity
comparable to the remaining term of the Securities of the series to be redeemed that would be utilized, at the time of selection and in
accordance with customary financial practice, in pricing new issues of corporate debt securities of comparable maturity to the remaining term
of such Securities.
“Comparable Treasury Price” means, with respect to any redemption date for the Securities of this series, (i) the average of the Reference
Treasury Dealer Quotations for such redemption date, after excluding the highest and lowest such Reference Treasury Dealer
A-4
Quotations, or (ii) if the Trustee obtains fewer than four Reference Treasury Dealer Quotations, the average of all Reference Treasury Deal
Quotations.
“Reference Treasury Dealer” means (i) J.P. Morgan Securities Inc., Banc of America Securities LLC, UBS Securities LLC (or their respective
affiliates which are Primary Treasury Dealers (as defined below)) and the respective successors of each of the foregoing; provided, however,
that if any of the foregoing shall cease to be a primary U.S. Government securities dealer in the United States of America (a “Primary Treasury
Dealer”), the Company will substitute another Primary Treasury Dealer; and (ii) any other Primary Treasury Dealer selected by the Company.
“Reference Treasury Dealer Quotations” means, with respect to each Reference Treasury Dealer and any redemption date, the average, as
determined by the Trustee, of the bid and asked prices for the Comparable Treasury Issue (expressed in each case as a percentage of its
principal amount) quoted in writing to the Trustee by such Reference Treasury Dealer at 5:00 p.m., New York City time, on the third Business
Day preceding such redemption date.
“Treasury Rate” means, with respect to any redemption date for the Securities of this series, the rate per annum equal to the semi-annual
equivalent yield to maturity of the Comparable Treasury Issue, assuming a price for the Comparable Treasury Issue (expressed as a percentage
of its principal amount) equal to the Comparable Treasury Price for such redemption date. The Treasury Rate shall be calculated on the third
Business Day preceding the redemption date.
In the event of redemption of this Security in part only, a new Security or Securities of this series for the unredeemed portion hereof having
the same interest rate and maturity as this Security will be issued in the name of the holder hereof upon the cancellation hereof.
Except as set forth above, the Securities of this series will not be redeemable by the Company prior to maturity and will not be entitled to the
benefit of any sinking fund.
If a Change of Control Triggering Event occurs, unless the Company has exercised its option to redeem this Security as described above,
the Company will be required to make an offer (the “Change of Control Offer”) to each holder of Securities to repurchase all or any part (equal
to $2,000 or an integral multiple of $1,000 in excess thereof) of that holder’s Securities on the terms set forth herein. In the Change of Control
Offer, the Company will be required to offer payment in cash equal to 101% of the aggregate principal amount of Securities repurchased, plus
accrued and unpaid interest, if any, on the Securities repurchased to the date of repurchase (the “Change of Control Payment”). Within
30 days following any Change of Control Triggering Event or, at the Company’s option, prior to the date of the consummation of any Change
of Control, but after public announcement of the transaction that constitutes or may constitute the Change of Control, the Company will be
required to mail a notice to holders of Securities, with a copy to the Trustee, describing the transaction or transactions that constitute or may
constitute the Change of Control Triggering Event and offering to repurchase the Securities on the date specified in the notice, which date will
be no earlier than 30 days and no later than 60 days from the date such notice is mailed (the “Change of Control Payment Date”) pursuant to
the procedures described in such notice and in conformity with the Indenture.
A-5
The notice shall, if mailed prior to the date of the consummation of the Change of Control, state that the offer to purchase is conditioned on
the Change of Control Triggering Event occurring on or prior to the payment date specified in the notice.
On the Change of Control Payment Date, the Company will be required, to the extent lawful: (a) accept for payment all Securities or portions
of Securities properly tendered pursuant to the Change of Control Offer; (b) deposit with the paying agent an amount equal to the Change of
Control Payment in respect of all Securities or portions of Securities properly tendered; and (c) deliver or cause to be delivered to the Trustee
the Securities properly accepted together with an Officers’ Certificate stating the aggregate principal amount of Securities or portions of
Securities being repurchased.
The paying agent will promptly mail or electronically deliver to each holder of Securities properly tendered the purchase price for the
Securities, and the Trustee will promptly authenticate and mail (or cause to be transferred by book-entry) to each holder a new Security equal
in principal amount to any unpurchased portion of any Securities surrendered; provided that each new Security will be in a principal amount of
U.S. $2,000 or an integral multiple of U.S. $1,000 in excess thereof.
The Company will not be required to make the Change of Control Offer upon a Change of Control Triggering Event if a third party makes
such an offer in the manner, at the times and otherwise in compliance with the requirements for an offer made by the Company and such third
party purchases all Securities properly tendered and not withdrawn under its offer. In addition, the Company will not repurchase any Securities
if there has occurred and is continuing on the Change of Control Payment Date an Event of Default under the Indenture, other than a default in
the payment of the Change of Control Payment upon a Change of Control Triggering Event.
The Company must comply with the requirements of Rule 14e-1 under the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), and any other securities laws and regulations thereunder to the extent those laws and regulations are applicable in connection with the
repurchase of the Securities as a result of a Change of Control Triggering Event. To the extent that the provisions of any securities laws or
regulations conflict with the Change of Control Triggering Event provisions of the Securities, the Company will comply with those securities
laws and regulations and will not be deemed to have breached its obligations under the Indenture or the Change of Control Offer provisions of
the Securities by virtue of any such conflicts.
For purposes of the Change of Control Offer provisions, the following terms are applicable:
“Change of Control” means the occurrence of any of the following: (1) the consummation of any transaction (including, without limitation,
any merger or consolidation) the result of which is that any “person” (as that term is used in Section 13(d)(3) of the Exchange Act) (other than
the Company or one of its subsidiaries) becomes the beneficial owner (as defined in Rules 13d-3 and 13d-5 under the Exchange Act), directly
or indirectly, of more than 50% of the Company’s Voting Stock or other Voting Stock into which the Company’s Voting Stock is reclassified,
consolidated, exchanged or changed, measured by voting power rather than number
A-6
of shares; (2) the direct or indirect sale, transfer, conveyance or other disposition (other than by way of merger or consolidation), in one or
more series of related transactions, of all or substantially all of the Company’s assets and the assets of its subsidiaries, taken as a whole, to
one or more “Persons” (as that term is defined in the Indenture) (other than the Company or one of its subsidiaries); or (3) the first day on
which a majority of the members of the Company’s Board of Directors are not Continuing Directors. Notwithstanding the foregoing, a
transaction will not be deemed to involve a Change of Control if (1) the Company becomes a direct or indirect wholly-owned subsidiary of a
holding company and (2)(A) the direct or indirect holders of the Voting Stock of such holding company immediately following that transaction
are substantially the same as the holders of the Company’s Voting Stock immediately prior to that transaction or (B) immediately following that
transaction no Person (other than a holding company satisfying the requirements of this sentence) is the beneficial owner, directly or
indirectly, of more than 50% of the Voting Stock of such holding company.
“Change of Control Triggering Event” means the occurrence of both a Change of Control and a Rating Event.
“Continuing Directors” means, as of any date of determination, any member of the Company’s Board of Directors who (1) was a member of
such Board of Directors on the date the Securities were issued or (2) was nominated for election, elected or appointed to such Board of
Directors with the approval of a majority of the Continuing Directors who were members of such Board of Directors at the time of such
nomination, election or appointment (either by a specific vote or by approval of the Company’s proxy statement in which such member was
named as a nominee for election as a director, without objection to such nomination).
“Investment Grade Rating” means a rating equal to or higher than Baa3 (or the equivalent) by Moody’s and BBB- (or the equivalent) by
S&P, and the equivalent investment grade credit rating from any additional rating agency or rating agencies selected by us.
“Moody’s” means Moody’s Investors Service Inc.
“Rating Agencies” means (1) each of Moody’s and S&P; and (2) if either of Moody’s or S&P ceases to rate the Securities or fails to make a
rating of the Securities publicly available for reasons outside of the Company’s control, a “nationally recognized statistical rating
organization” within the meaning of Rule 15c3-1(c)(2)(vi)(F) under the Exchange Act selected by the Company (as certified by a resolution of
the Company’s Board of Directors) as a replacement agency for Moody’s or S&P, or both of them, as the case may be.
“Rating Event” means the rating on the Securities is lowered by each of the Rating Agencies and the Securities are rated below an
Investment Grade Rating by each of the Rating Agencies on any day within the 60-day period (which 60-day period will be extended so long
as the rating of the Securities is under publicly announced consideration for a possible downgrade by any of the Rating Agencies) after the
earlier of (1) the occurrence of a Change of Control and (2) public notice of the occurrence of a Change of Control or the Company’s intention
to effect a Change of Control; provided, however, that a Rating Event otherwise arising by virtue of a particular reduction in rating will not be
deemed to have occurred in respect of a particular Change of Control (and thus will not be deemed a Rating Event for purposes of the
definition of
A-7
Change of Control Triggering Event) if the Rating Agencies making the reduction in rating to which this definition would otherwise apply do
not announce or publicly confirm or inform the Trustee in writing at the Company or its request that the reduction was the result, in whole or in
part, of any event or circumstance comprised of or arising as a result of, or in respect of, the applicable Change of Control (whether or not the
applicable Change of Control has occurred at the time of the Rating Event).
“S&P” means Standard & Poor’s Rating Services, a division of The McGraw-Hill Companies, Inc.
“Voting Stock” means, with respect to any specified “person” (as that term is used in Section 13(d)(3) of the Exchange Act) as of any date,
the capital stock of such person that is at the time entitled to vote generally in the election of the board of directors or similar governing body
of such person.
If an Event of Default with respect to Securities of this series shall occur and be continuing, then the Trustee or the holders of not less than
25% in aggregate principal amount (calculated as provided in the Indenture) of the Securities of this series then Outstanding may declare the
principal of the Securities of this series and accrued interest thereon, if any, to be due and payable in the manner and with the effect provided
in the Indenture.
The Indenture permits, with certain exceptions as therein provided, the amendment or supplementing thereof and the modification of the
rights and obligations of the Company and the rights of the holders of the Securities of each series to be affected under the Indenture at any
time by the Company and the Trustee with the consent of the holders of not less than a majority in aggregate principal amount (calculated as
provided in the Indenture) of the Securities at the time Outstanding of all series to be affected (all such series voting as a single class). The
Indenture also contains provisions permitting the holders of not less than a majority in aggregate principal amount (calculated as provided in
the Indenture) of the Securities of each series at the time Outstanding, on behalf of the holders of all Securities of such series, to waive certain
past defaults or Events of Default under the Indenture and the consequences of any such defaults or Events of Default. Any such consent or
waiver by the holder of this Security (unless revoked as provided in the Indenture) shall be conclusive and binding upon such holder and
upon all future holders of this Security and of any Security issued upon the registration of transfer hereof or in exchange herefor or in lieu
hereof, whether or not notation of such consent or waiver is made upon this Security.
No reference herein to the Indenture and no provision of this Security or of the Indenture shall alter or impair the obligation of the
Company, which is absolute and unconditional, to pay the principal of and interest, if any, on this Security at the times, place, and rate, if any,
and in the coin or currency, herein prescribed.
The Securities of this series are being issued by means of a book-entry system with no physical distribution of note certificates to be made
except as provided in the Indenture. As provided in the Indenture and subject to certain limitations set forth therein, the transfer of this
Security is registrable in the Security register, upon due presentment of this Security for registration of transfer at the office or agency of the
Company in any place where the principal of
A-8
and interest, if any, on this Security are payable, duly endorsed by, or accompanied by a written instrument of transfer in form satisfactory to
the Company and the Security registrar duly executed by, the holder hereof or his attorney duly authorized in writing, and thereupon one or
more new Securities of this series, having the same interest rate and maturity and bearing interest from the same date as this Security, of any
authorized denominations and for the same aggregate principal amount, will be issued to the designated transferee or transferees.
The Securities of this series are issuable only in registered form without coupons in denominations of $2,000 and whole multiples of $1,000.
As provided in the Indenture and subject to certain limitations set forth therein, Securities of this series are exchangeable for a like aggregate
principal amount of Securities of this series of a different authorized denomination having the same interest rate and maturity and bearing
interest from the same date as such Securities, as requested by the holder surrendering the same.
No service charge shall be made for any such registration of transfer or exchange, but the Company may require payment of a sum sufficient
to cover any tax or other governmental charge payable in connection therewith.
Prior to due presentment of this Security for registration of transfer, the Company, the Trustee and any agent of the Company or the
Trustee may treat the Person in whose name this Security is registered as the owner hereof for all purposes, whether or not this Security be
overdue and notwithstanding any notation of ownership or other writing thereon, and neither the Company, the Trustee nor any such agent
shall be affected by notice to the contrary. All payments made to or upon the order of such registered holder, shall, to the extent of the sum or
sums paid, effectually satisfy and discharge liability for monies payable on this Security.
No recourse for the payment of the principal of or interest, if any, on this Security, or for any claim based hereon or otherwise in respect
hereof, and no recourse under or upon any obligation, covenant or agreement of the Company in the Indenture or any indenture supplement
thereto or in any Security, or because of the creation of any indebtedness represented thereby, shall be had against any incorporator,
stockholder, official or director, as such, past, present, or future, of the Company or of any successor entity, either directly or through the
Company or any successor corporation, whether by virtue of any constitution, statute or rule of law or by the enforcement of any assessment
or penalty or otherwise, all such liability being, by the acceptance hereof and as part of the consideration for the issue hereof, expressly
waived and released.
All terms used in this Security and not otherwise defined herein which are defined in the Indenture shall have the meanings assigned to
them in the Indenture.
This Security shall be governed by and construed in accordance with the laws of the State of New York.
A-9
FOR VALUE RECEIVED, the undersigned hereby sells,

assigns and transfers unto
[PLEASE INSERT SOCIAL SECURITY OR

TAX IDENTIFICATION NUMBER OF ASSIGNEE]
!
!
!
[PLEASE PRINT OR TYPE NAME AND ADDRESS INCLUDING ZIP CODE, OR ASSIGNEE]
the within Security and all rights thereunder, and hereby irrevocably constitutes and appoints
attorney to transfer the within Security on the books kept for registration thereof, with full power of substitution in the premises.
Dated:
NOTICE:
The signature to this assignment must correspond with the name as it appears upon the face of the within Security in every
particular, without alteration or enlargement or any change whatever.
A-10
EXHIBIT 5.1
ROBINSON BRADSHAW & HINSON
February 18, 2009

Four Coliseum Centre
2730 West Tyvola Road
Charlotte, North Carolina 28217
Ladies and Gentlemen:
We have acted as counsel to Goodrich Corporation, a New York corporation (the “Company”), in connection with an automatic shelf
registration statement on Form S-3 (file no. 333-154778) (the “Registration Statement”) filed by the Company with the Securities and Exchange
Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Act”), relating to the issuance and sale from time to time
by the Company of its debt securities, series preferred stock, common stock, stock purchase contracts and stock purchase units.
The Company has entered into an Underwriting Agreement, dated as of February 18, 2009, between the Company and J.P. Morgan
Securities Inc., Banc of America Securities LLC, and UBS Securities LLC (the “Representatives”), and a related Pricing Agreement, dated as of
February 18, 2009 (the “Pricing Agreement”), between the Company and the Representatives, as representatives of the several underwriters
named therein (the “Pricing Agreement”), relating to the issuance and sale by the Company of $300,000,000 principal amount of 6.125% Notes
due 2019 (the “Notes”). The Company will issue the Notes under an Indenture, dated as of May 1, 1991, between the Company and The Bank
of New York Mellon Trust Company, N.A., as successor to Harris Trust and Savings Bank, as Trustee (the “Indenture”), and related Seventh
Supplemental Indenture with respect to the Notes (the “Supplemental Indenture”). The Company proposes to issue the Notes pursuant to the
Registration Statement, the Preliminary Prospectus Supplement, dated February 18, 2009, to the Prospectus dated October 28, 2008 (the
“Preliminary Prospectus”), the Pricing Term Sheet, dated February 18, 2009, relating to the Preliminary Prospectus, and the Prospectus
Supplement, dated February 18, 2009, to the Prospectus dated October 28, 2008 (the “Final Prospectus”). The Company intends to file a
Current Report on Form 8-K with respect to the offer and sale of the Notes (the “Form 8-K”).
This opinion is being furnished in accordance with the requirements of Item 601(b)(5) of Regulation S-K promulgated under the Act.
In connection with these opinions, we have examined original, certified, conformed, facsimile, photographic or electronic copies, certified or
otherwise identified to our satisfaction, of such records, documents, certificates and instruments as we have deemed necessary and
appropriate to enable us to render the opinions expressed below.
Attorneys at Law
101 North Tryon St., Suite 1900, Charlotte, NC 28246
Charlotte, NC Chapel Hill, NC Rock Hill, SC
www.rbh.com
February 18, 2009
Page 2
In such review, we have assumed the genuineness of all signatures, the capacity of all natural persons, the authenticity of all documents
and certificates submitted to us as originals or duplicate originals, the conformity to original documents and certificates of the documents and
certificates submitted to us as certified, photostatic, conformed, facsimile or electronic copies, the authenticity of the originals of such latter
documents and certificates, the accuracy and completeness of all statements contained in all such documents and certificates, and the
integrity and completeness of the minute books and records of the Company to the date hereof. As to all questions of fact material to the
opinions expressed herein that have not been independently established, we have relied, without investigation or analysis of any underlying
data, upon certificates and statements of public officials and representatives of the Company.
Based upon the foregoing, and subject to all of the assumptions, limitations and qualifications set forth herein, we are of the opinion that
the Notes, when duly executed, authenticated, issued, delivered and paid for in accordance with the provisions of the Indenture, the
Supplemental Indenture, the Underwriting Agreement and the Pricing Agreement, will constitute legal, valid and binding obligations of the
Company.
In rendering the opinions set forth above, we express no opinion as to the laws of any jurisdiction other than the laws of the State of North
Carolina, the laws of the State of New York, and the federal laws of the United States of America.
We are members of the Bar of North Carolina and do not purport to be experts in the laws of any jurisdiction other than the laws of the State
of North Carolina and the federal laws of the United States of America. To the extent the foregoing opinions involve matters arising under the
laws of the State of New York, they are given by lawyers in our firm who are licensed to practice in New York.
We consent to the filing of this opinion as an exhibit to the Company’s Form 8-K incorporated by reference in the Registration Statement
and to the reference to our firm under the caption “Legal Opinions” and “Legal Matters” in the Registration Statement, the Preliminary
Prospectus and the Final Prospectus. In giving such consent, we do not admit that we are in the category of persons whose consent is
required under Section 7 of the Act or that this consent is required by Section 7 of the Act.
Very truly yours.
ROBINSON, BRADSHAW & HINSON, P.A.
/s/ ROBINSON, BRADSHAW & HINSON, P.A.
EXHIBIT 12
COMPUTATION OF EARNINGS TO FIXED CHARGES
(In millions, except for ratios)
YEAR ENDED DECEMBER 31

2008 2007 2006 2005 2004
COMPUTATION OF EARNINGS:
Income from continuing operations before income taxes $ 966.6 $ 716.9 $ 456.8 $ 354.9 $ 205.1
Add back:
Interest expense, net of capitalized interest 111.3 123.6 124.3 128.6 138.5
Portion of rent expense representing interest 14.6 14.8 13.8 14.6 12.2
Amortization of debt issuance costs 1.1 1.3 1.7 2.3 2.5
Minority interest and earnings (losses) from equity
investments 15.3 24.3 14.8 11.5 9.1
EARNINGS $ 1,108.9 $ 880.9 $ 611.4 $ 511.9 $ 367.4
COMPUTATION OF FIXED CHARGES:

Interest expense, net of capitalized interest $ 111.3 $ 123.6 $ 124.3 $ 128.6 $ 138.5
Portion of rent expense representing interest 14.6 14.8 13.8 14.6 12.2
Amortization of debt issuance costs 1.1 1.3 1.7 2.3 2.5
Capitalized interest 4.5 4.7 4.6 1.4 0.5
FIXED CHARGES $ 131.5 $ 144.4 $ 144.4 $ 146.9 $ 153.7
RATIO OF EARNINGS TO FIXED CHARGES 8.43 6.10 4.23 3.48 2.39

GOODRICH CORP 8-K (Events or Changes Between Quarterly Reports) 2009-02-20

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GOODRICH CORP 8-K (Events or Changes Between Quarterly Reports) 2009-02-20

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Date of Report (Date of earliest event reported): February 20, 2009

New York 1-892 34-0252680

Four Coliseum Centre

Registrant’s telephone number, including area code: (704) 423-7000

(Former name or former address if changed since last report.)

Item 8.01. Other Events.

Item 9.01. Financial Statements and Exhibits.

Exhibit Number Description of Exhibits

1.2 Form of Pricing Agreement (included in Exhibit 1.1)

12 Ratio of Earnings to Fixed Charges

Date: February 20, 2009 Goodrich Corporation

By: /s/ Vincent M. Lichtenberger

Exhibit Number Description of Exhibits

1.2 Form of Pricing Agreement (included in Exhibit 1.1)

12 Ratio of Earnings to Fixed Charges

February 18, 2009

Ladies and Gentlemen:

Very truly yours,

Accepted as of the date hereof:

J.P. MORGAN SECURITIES INC.

By: J.P. Morgan Securities Inc.

By: Banc of America Securities LLC

By: UBS Securities LLC

By: UBS Securities LLC

Very truly yours,

Accepted as of the date hereof:

J.P. Morgan Securities Inc.

Acting on behalf of themselves and as the

By: J.P. Morgan Securities Inc.

By: Banc of America Securities LLC

By: UBS Securities LLC

By: UBS Securities LLC

P rincipal Amount of [ ]% Securities to be

Banc of America Securities LLC

UBS Securities LLC

Title of Designated Securities:

Aggregate principal amount:

Purchase Price by Underwriters:

Specified funds for payment of purchase price:

Interest Payment Dates:

Sinking Fund Provisions:

Time of Sale: , 2009

Names and addresses of Representatives:

Address for Notices: c/o J.P. Morgan Securities Inc.

c/o Banc of America Securities LLC

c/o UBS Securities LLC

Issuer: Goodrich Corporation

Security Type: Senior Note

Maturity: ___, 20___

Price to Public: % of face amount

Spread to Benchmark Treasury: %

Benchmark Treasury Spot and Yield: %

Interest Payment Dates: and , commencing , 2009

Trade Date: ___, 2009

Settlement Date: ___, 2009 (T+_)

Underwriters: J.P. Morgan Securities Inc.

SEVENTH SUPPLEMENTAL INDENTURE

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THE BANK OF NEW YORK MELLON TRUST

CUSIP: 382388 AV8

DATED: February 23, 2009 GOODRICH CORPORATION

TRUSTEE’S CERTIFICATE OF AUTHENTICATION

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee

Maturity: _, 20_