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in many substances. Another usual way is to clas- The FERMO concept comes from a dose of
sify them as aliphatic, aromatic, and heterocyclic intuition, together with the criteria for the compo-
amines. A basic strength of amines may be con- sition and location to correctly determine the reac-
veniently provided by means of the basicity con- tant MO. This concept can be understood as a
stants (pKb) of their acid conjugates [3]. Evidently, complement to the HOMO–LUMO argument.
basicity is one of the important factors to tune the Another important feature in FERMO is that both
reactivity of such transformations. The basicity of HF and Kohn–Sham orbitals make the same con-
these compounds is related to the lone pair avail- clusions about reactivity [21–24]. A careful study
ability [2]. is necessary to understand when the use of
Molecular orbitals (MOs) and their properties, HOMO energy works or not. Moreover, there is a
such as energies and symmetries, are very useful lack of studies concerning the most common and
for chemists. According to Fukui, the MO proper- important base compounds in organic chemistry,
ties have used the Frontier electron density for the amines, and the relationship of their acid–
predicting the most reactive position in p-electron base behavior with their MO energies. For this
systems. Hoffmann and Woodward set out orbital reason, our primary goal in this work was to
symmetry rules to explain several types of reac- investigate, which is the best MO for describing
tions in conjugated systems, and the Frontier the acid or base character for a set of 18 amines.
MOs gained importance for the better under- Additionally, this work aims to apply the FERMO
standing of chemical reactions. The concept of concept to describe the acid–base behavior (pKb)
Frontier orbital, introduced by Fukui around of a series of amines.
1952, relates reactivity with the properties of two
MOs: highest occupied MO (HOMO) and lowest
unoccupied MO (LUMO). One application of the
HOMO–LUMO argument is the description of the
acid–base behavior of compounds [4–7]. 2. Computational Methods
The calculation of gas-phase acid–base parame-
ters is a well-established methodology. However, In recent years, theoretical methods based on
the theoretical calculation of acid–base parame- the density functional theory (DFT) have emerged
ters, especially in solution, is a great challenge for as an alternative to traditional ab initio methods
quantum chemists [8]. Turning to gas phase, the in the study of structure and reactivity of chemi-
proton affinity (PA) is the most useful acid–base cal systems [26, 27]. All calculations were carried
parameter and many works have shown how PA out with the Gaussian 98 package [28]. Each con-
values correlate with quantum descriptors [9–13]. jugated base of all 18 compounds was fully opti-
The PA of a molecule is a measure of its gas-phase mized by using DFT with the B3LYP functional
basicity. Thus, the higher the PA, the stronger the [29, 30] using the 6-31G(d,p) basis set. No sym-
base and the weaker the conjugate acid in the gas metry constraint was imposed during the opti-
phase. In other words, proton affinities illustrate mization process. Those optimized geometries
the role of hydration in aqueous-phase Brønsted were used in all subsequent calculations. This
acidity. Consequently, all acid–base reactions theoretical level was also used for the frequency
involve proton transfers between combined pairs. calculations. Furthermore, ab initio HF energy
Some studies in the literature show that the calculations were computed using the 6-31G(d,p)
energy of HOMO is directly related to the acid– basis set.
base behavior of some compounds. However, To account for solvent effects (water), single-
HOMO is not the effective Frontier MO at least point energy calculations were performed using
for many compounds; in these cases, the energy the polarizable continuum model [31, 32] at both
of HOMO does not describe correctly the acid– the DFT, with the B3LYP functional, and MP2 lev-
base behavior [4, 14, 15]. els, using the 6-31G basis set.
Thus, given the limitations of HOMO–LUMO The orbital energies obtained from these calcu-
argument and the new approaches proposed in lations were fit to a linear model with experimen-
the literature to understand the chemical reactiv- tal pKb values and the determination coefficients
ity, one must move forward the role of MOs in (r2) were analyzed. The MO figures were pre-
chemistry, giving rise to a new idea: the Frontier pared using the Gauss View 2.1 package [28] with
effective-for-reaction MO (FERMO) [9, 16–25]. a contour value of 0.020.
2016 INTERNATIONAL JOURNAL OF QUANTUM CHEMISTRY DOI 10.1002/qua VOL. 110, NO. 11
ROLE OF THE FRONTIER ORBITALS
TABLE I
Organic amines and their pKb values.
VOL. 110, NO. 11 DOI 10.1002/qua INTERNATIONAL JOURNAL OF QUANTUM CHEMISTRY 2017
LA PORTA ET AL.
FIGURE 1. Representation of the Frontier molecular orbital of amines 1, 13, and 14. [Color figure can be viewed in
the online issue, which is available at www.interscience.wiley.com.]
PN 2
Thus, based on the FERMO idea, we expanded where i¼1 /i (i ¼ N or all) is the sum of the
the correlations to other Frontier orbitals, namely squares of the eigenvalues associated with the
HOMO-1, HOMO-2, and HOMO-3 (see Fig. 1). nitrogen atomic orbital (AO) and all of the AOs in
Furthermore, using the FERMO concept, MO a particular MO, respectively. This calculation
composition and shape are taken into account to was performed on each of the seven HOMOs that
identify the MO, which will actually be involved had significant nitrogen character and these val-
in a given reaction. ues were then average.
On the basis of the orbital composition and When the solvent effects are considered, the
localization, it is possible to get insights about the MO energy positions relative to the one observed
orbital that mainly governs the acid/base reac- in the vacuum are interchanged (see Supporting
tion. The orbital composition is also an important Information for complete results). This is also
indicator for discovering the adequate orbital [21, observed when different basis sets are used. On
22]. The MO shape and the atomic composition the other hand, the solvent effects were neglected
are very important parameters for analyzing in other works correlating MO energies with
FERMO [23, 24]. The percentage of nitrogen char- acid/base parameters values [10, 14]. That
acter in some of the occupied (canonical) MOs in approximation seems valid for some aromatic sys-
the studied compounds was calculated from a full tems previously studied (anilines [10], phenols
population analysis, using Eq. (1): [12], and azines [15]), in which sizes and geome-
tries do not vary strongly. For these reasons, the
P 2 entropy term may be roughly the same along
/
% nitrogen character ¼ P 2N (1) each of these compound families and the solvent
/all effects will also be considered.
2018 INTERNATIONAL JOURNAL OF QUANTUM CHEMISTRY DOI 10.1002/qua VOL. 110, NO. 11
ROLE OF THE FRONTIER ORBITALS
VOL. 110, NO. 11 DOI 10.1002/qua INTERNATIONAL JOURNAL OF QUANTUM CHEMISTRY 2019
LA PORTA ET AL.
FIGURE 2. (a) Scores in PC1 and PC2. (b) Loadings in PC1 and PC2.
From the Lewis definition of acid–base reactions, highly correlated energies (Table III). In this way,
which is a further generalization that encom- only HOMO1 and LUMOþ1 were selected to
passes the Brønsted–Lowry definition and the sol- derive the MLR-based model. The MLR squared
vent-system definitions [2]. The Lewis defines a correlation coefficient using HOMO1 and
base (referred to as a Lewis base) to be a com- LUMOþ1 as independent variables was 0.783,
pound that can donate an electron pair, and an and the following model was obtained [Eq. (4)]:
acid (a Lewis acid) to be a compound that can
receive this electron pair [2]. So, the basicity is pKb ¼ 20:81 þ 34:87 EHOMO1 5:61 ELUMOþ1
mainly related to occupied MOs in accordance (4)
with the chemical intuition.
In this point, it is important to mention that the Despite the nice correlation obtained using both
HOMO2 and HOMO exhibited higher weight in regression methods PLS and MLR (see Fig. 3).
the correlation with pKb for occupided MOs. In The MLR model is based on contributions of
line with this, we can then notice that the contri- some MOs apparently not related to basicity,
butions from the HOMO2 and HOMO might according to the chemical intuition (e.g., as is the
determine the acid–base chemistry of organic nitrogen lone pair), making physicochemical inter-
amines. pretation difficult; simple and strongly correlative
The MLR model may be simplified by remov- models may be derived by using the FERMO con-
ing collinear descriptors, that is, those MOs with cept and chemometric techniques, which are
TABLE III
Correlation matrix of selected orbital energies (r2 depicted).
HOMO4 HOMO3 HOMO2 HOMO1 HOMO LUMO LUMOþ1 LUMOþ2 LUMOþ3 LUMOþ4
HOMO4 1.000
HOMO3 0.476 1.000
HOMO2 0.329 0.022 1.000
HOMO1 0.300 0.086 0.501 1.000
HOMO 0.309 0.070 0.253 0.839 1.000
LUMO 0.132 0.002 0.783 0.692 0.434 1.000
LUMOþ1 0.232 0.003 0.846 0.748 0.493 0.966 1.000
LUMOþ2 0.343 0.050 0.490 0.869 0.824 0.629 0.711 1.000
LUMOþ3 0.449 0.073 0.584 0.865 0.824 0.648 0.750 0.943 1.000
LUMOþ4 0.416 0.097 0.582 0.872 0.806 0.661 0.736 0.870 0.865 1.000
2020 INTERNATIONAL JOURNAL OF QUANTUM CHEMISTRY DOI 10.1002/qua VOL. 110, NO. 11
ROLE OF THE FRONTIER ORBITALS
FIGURE 3. MLR and PLS modeling of pKb using HOMO2, HOMO1, HOMO, LUMO, and LUMOþ1 energies.
referred to as those MOs with higher contribution tional, because the LYP correlation functional sig-
of nitrogen AOs (intuitively related to the amines nificantly underestimates the correlation energy of
basicity). the homogeneous electron gas [39].
Thus, motivated by this expectation, a closer On the other hand, for large gap systems, with
examination in Table III reveals that HOMO2 well-localized electrons, the agreement with
and HOMO are MOs with highly correlated ener- experiment and conventional functionals is rea-
gies. This means that HOMO2 and HOMO sonable [39, 43]. In line with that our theoretical
could, in principle, have similar properties, such results using B3LYP combined with the FERMO
as symmetry and ionization potential. In addition, concept could be justified. In these cases, the re-
it is certainly worth noticing those orbitals also spective errors for the constituents of the reaction
show a high nitrogen contribution. cancel, as electrons are localized for all reactants
Furthermore, it is important to note that the and the product [21–25].
FERMO concept leads to same conclusions about
chemical reactivity for both HF and Kohn–Sham
approaches [21–24]. Nowadays, it is well-known 3.3. FERMO AND STATISTICAL
CORRELATIONS
that the Kohn–Sham DFT is a leading method for
electronic structure calculations in chemistry A molecule can have as many FERMOs as it
mainly due to its high efficiency and relatively has reaction sites, and it could be the HOMO or
low computational cost [19, 33]. any other Frontier MO [22]. Reactions involving
Nevertheless, despite the recent improvements electron donation and acceptance are related to
in DFT, there are still difficulties in using DFT to MO energies, as electrons are occupying and will
properly describe intermolecular interactions, espe- occupy a MO and a Frontier orbital, as stated by
cially van der Waals forces (dispersion) and charge Fukui [4–6]. A criterion has been established in
transfer excitations due to lack of exact Hartree– this study to determine the FERMO. In this con-
Fock exchange in some functionals [39–42]. cept, FERMO provides the adequate orbital shape
Currently, the development of new DFT meth- and composition to correlate with reactive indexes.
ods designed to overcome this problem, by altera- The FERMO for aromatic and aliphatic amines
tions to the functional or by the inclusion of addi- is the HOMO, whereas HOMO2 is the invoked
tive terms is a very important research topic. FERMO for heterocyclic amines. Thus, when
Particularly, the hybrid functionals, such as the HOMO fails in describing the reactivity parame-
B3LYP functional used in this work, yields unsatis- ter, another Frontier MO would be responsible for
factory atomization energies [39–41]. For instance, the phenomenon. Using this modification, the cor-
for metals, the error is almost larger than 25%, relation between the orbital energies and pKb val-
and for transition and noble metals, it may ues for the heterocyclic amines enhanced from
increase to 40%.[39, 40] Probably, a larger fraction 0.099 to 0.631. Based on the MO location and
of the error is related to the LYP correlation func- composition, the FERMOs shown in Figure 4
VOL. 110, NO. 11 DOI 10.1002/qua INTERNATIONAL JOURNAL OF QUANTUM CHEMISTRY 2021
LA PORTA ET AL.
2022 INTERNATIONAL JOURNAL OF QUANTUM CHEMISTRY DOI 10.1002/qua VOL. 110, NO. 11
ROLE OF THE FRONTIER ORBITALS
according to that definition, only a single value of 24. Ramalho, T. C.; Martins, T. L. C, Borges, L. E. P. Int
hardness would exist for a given molecule. But as J Quant Chem 2003, 95, 267.
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Robb, M. A.; Cheeseman, J. R.; Zakrzewski, V. G.; Mont-
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gomery, J. A.; Stratmann, R. E.; Burant, J. C.; Dapprich, S.;
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ACKNOWLEDGMENT Mennucci, B.; Pomelli, C.; Adamo, C.; Clifford, S.; Ochter-
ski, J.; Petersson, G. A.; Ayala, P. Y.; Cui, Q.; Morokuma,
We thank the Brazilian agency FAPEMIG, K.; Salvador, P.; Dannenberg, J. J.; Malick, D. K.; Rabuck,
CNPq for funding part of this work. CNPq is also A. D.; Raghavachari, K.; Foresman, J. B.; Cioslowski, J.;
gratefully acknowledged for the fellowships (to TCR Ortiz, J. V.; Baboul, A. G.; Stefanov, B. B.; Liu, G.; Lia-
shenko, A.; Piskorz, P.; Komaromi, I.; Gomperts, R.; Mar-
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