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Brainwave Entrainment
Beginning Guide
Binaural Beats and Isochronic Tones
Contents
Articles
Brainwave entrainment 1
Audiovisual entrainment 4
Binaural beats 8
Isochronic tones 14
Electroencephalography 15
Thalamus 33
Delta wave 41
Theta rhythm 46
Alpha wave 52
Beta wave 56
Gamma wave 57
Mu wave 61
Hypothalamus 66
Hippocampus 77
Neural oscillation 97
Sensorimotor rhythm 112
Sleep spindle 113
Biofeedback 115
Dreamachine 134
Mind machine 136
References
Article Sources and Contributors 138
Image Sources, Licenses and Contributors 140
Article Licenses
License 142
Brainwave entrainment
1
Brainwave entrainment
Brainwave entrainment or "brainwave synchronization," is any practice that aims to cause brainwave frequencies
to fall into step with a periodic stimulus having a frequency corresponding to the intended brain-state (for example,
to induce sleep), usually attempted with the use of specialized software. It purportedly depends upon a "frequency
following" response on the assumption that the human brain has a tendency to change its dominant EEG frequency
towards the frequency of a dominant external stimulus. Such a stimulus is often aural, as in the case of binaural or
monaural beats and isochronic tones, or else visual, as with a dreamachine, a combination of the two with a mind
machine, or even electromagnetic radiation.
[1]
History
Enthusiasts of brainwave entrainment claim that it has been noted or used in one form or another for centuries (long
before the invention of EEG equipment), from shamanistic societies' use of drum beats to Ptolemy noting in 200 AD
the effects of flickering sunlight generated by a spinning wheel. In the 1930s and '40s, with then-new EEG
equipment and strobe lights, William Grey Walter performed some of the first scientific research on the subject.
[2]
Later, in the 1960s and '70s, interest in altered states led some artists to become interested in the subject, most
notably Brion Gysin who, along with a Cambridge math student, invented the Dreamachine.
[3]
From the 1970s to
date there have been numerous studies and various machines built that combine light and sound. These efforts were
aided by continued development of micro-circuitry and other electronic breakthroughs which allowed for ever more
sophisticated equipment. One of the more frequently noted scientific results claimed for brainwave entrainment was
the discovery of binaural beats, published in Scientific American in 1973 by Gerald Oster.
[4]
However, Oster's
research actually makes no mention of brainwaves. With the development of isochronic tones by Arturo Manns,
combined with more sophisticated equipment, these discoveries led to many attempts to use claimed brainwave
entrainment techniques in the treatment of numerous psychological and physiological conditions.
Aural entrainment
Binaural beats
Binaural beats
Binaural beats deserve special mention because of the manner in which
the desired frequencies are obtained. Brainwave entrainment may be
achieved when audio signals are introduced to the brain causing a
response directly related to the frequency of the signal introduced,
called binaural beats. Two tones close in frequency generate a beat
frequency at the difference of the frequencies, which is generally
subsonic. For example, a 495Hz tone and 505Hz tone will produce a subsonic 10Hz beat, roughly in the middle of
the alpha range. The "carrier frequency" (e.g., the 500Hz in the example above), is also said by some to affect the
quality of the transformative experience. Note that this effect is achieved without either ear hearing the pulse when
headphones are used. Instead, the brain produces the pulse by combining the two tones. Each ear hears only a steady
tone. Although some have claimed that these frequencies do provide help in treating certain medical conditions,
[5]
there is not a wide acceptance by the medical community to adopt the practice of brainwave entrainment for
emotional/mental disorders. A fixed, constant frequency of synchronization is less helpful than techniques such as
classical neurofeedback or learning meditation, which naturally generate brainwave frequencies that differ from
person to person and may vary from minute to minute.
Brainwave entrainment
2
Monaural beats
Monaural beats
Binaural beats were first discovered in 1839 by H. Dove, a German
experimenter. At that time, binaural beats were considered to be a
special case of monaural beats. Binaural beats are not the same as
monaural beats. Binaural beats are perceived by presenting two
different tones at slightly different pitches (or frequencies) separately
into each ear. This effect is produced in the brain, not in the ears as
with monaural beats. It is produced by the neural output from the ears and created within the olivary body within the
brain, in its attempt to "locate" the direction of the sound based on phase.
[6]
Only monaural beats are the result of the arithmetic (vector) sum of the waveforms of the two tones as they add or
subtract from one another, becoming louder and quieter and louder again.
[6]
Monaural and binaural beats are rarely encountered in nature, but in man-made objects, monaural beats occur
frequently. For example, two large engines running at slightly different speeds will send "surges" of vibrations
through the deck of a ship or jet plane. The lower pitched tone is called the carrier and the upper tone is called the
offset.
[6]
Monaural beats occur in the open air and external to the ears. For example, when two guitar strings of slightly
different frequencies are plucked simultaneously, monaural beats strike the ear as beats and therefore excite the
thalamus, an action crucial for entrainment. Binaural beats played through loudspeakers become monaural beats.
[6]
Binaural tones require headphones to be effective.
[7]
To hear monaural beats, both tones must be of the same amplitude. However binaural beats can be heard when the
tones have different amplitudes. They can even be heard if one of the tones is below the hearing threshold. Noise
reduces the perceived volume of monaural beats whereas noise actually increases the loudness of binaural beats.
[8]
Isochronic tones
Isochronic tones
"Isochronic tones are evenly spaced tones which turn on and off
quickly."
[9]
Unlike binaural and monaural beats, isochronic tones do
not rely on the combination of two tones the "beat" is created
manually by turning a tone on and off. Widely regarded as the most
effective tone-based method, isochronic beats produce very strong
cortical responses in the brain. Many people who do not respond well
to binaural beats often respond very well to isochronic tones.
Isochronic tones are most effective using headphones.
[7]
Music Modulation and Audio Filtering
Modulating sound is a way to produce brainwave entrainment using something as complex as a musical track.
[7]
In
effect, this is "embedding" brainwave entrainment into the audio. Any sound can be used, from nature sounds to
white noise to a full classical symphony.
[7]
Modulation works by rhythmically adjusting a component in the sound.
[7]
For example, volume modulation would
be used to increase and decreases the volume to create the rhythmic stimulus necessary for entrainment to occur.
[7]
The problem with modulation (above) is that it can often distort the audio, particularly when used with music or
certain nature sounds like rain.
[7]
Frequency band selection solves this problem by selectively modulating certain
parts of an audio file, instead of the whole of it.
[7]
The brainwave entrainment is embedded into a lower frequency range only affecting parts of the bass, but leaving
the mid and treble alone.
[7]
Frequency band selection can be used to affect only one part of a sound file.
[7]
Multiple
Brainwave entrainment
3
frequency bands can also be selected.
[7]
Frequency band selection is an important advancement, allowing entrainment to be embedded into any sound file
with virtually no negative effect on the existing audio.
[7]
Because it allows for much higher intensity levels, the
effectiveness of the session is actually increased.
[7]
Audiovisual entrainment
Audiovisual entrainment (AVE), a subset of brainwave entrainment, uses flashes of lights and pulses of tones to
guide the brain into various states of brainwave activity. AVE devices are often termed light and sound machines or
mind machines. Altering brainwave activity may aid in the treatment of psychological and physiological disorders.
Notes
[1] Ochs L (2007). "The Low Energy Neurofeedback System (LENS): Theory, Background, and Introduction". Journal of Neurotherapy:
Investigations in Neuromodulation, Neurofeedback and Applied Neuroscience 10 (2-3): 5-39. doi:10.1300/J184v10n02_02.
[2] http:/ / www. stanford.edu/ group/ brainwaves/ 2006/ theclinicalguidetosoundandlight. pdf
[3] Allen, Mark (2005-01-20). "Dcor by Timothy Leary" (http:/ / www. nytimes. com/ 2005/ 01/ 20/ garden/ 20mach. html?ex=1264050000&
en=2ead60550b324624& ei=5088& partner=rssnyt). The New York Times. . Retrieved 2010-04-26.
[4] http:/ / rawexplorations. com/ sites/ default/ files/ G%20Oster%20-%20Auditory%20Beats%20in%20the%20Brain. pdf "Auditory Beats in
the Brain," Gerald Oster, 1973
[5] The Clinical Guide to Light and Sound, Thomas Budzynski, PhD (http:/ / www. stanford. edu/ group/ brainwaves/ 2006/
theclinicalguidetosoundandlight. pdf)
[6] Entraining Tones and Binaural Beats, Dave Siever (http:/ / www. mindalive. com/ 1_0/ article 11. pdf)
[7] Transparent Corporation (http:/ / www. transparentcorp. com/ products/ mindws/ entrainment_methods. php)
[8] Oster, G. (1973). Auditory beats in the brain. Scientific American, X, 94102.
[9] Entraining Tones and Binaural Beats, David Siever (http:/ / www. mindalive. com/ articleeleven. htm)
External links
Auditory Driving as Ritual Technology: A Review and Analysis (http:/ / www. stanford. edu/ group/ brainwaves/
2006/ AuditoryDrivingRitualTech. pdf) Overview of entrainment techniques
Brainwave Entrainment to External Rhythmic Stimuli (http:/ / www. stanford. edu/ group/ brainwaves/ 2006/
index. html) Interdisciplinary research and clinical perspectives symposium (Stanford University)
The Clinical Guide to Sound and Light (http:/ / www. stanford. edu/ group/ brainwaves/ 2006/
theclinicalguidetosoundandlight. pdf) By Thomas Budzynski, PhD
Audiovisual entrainment
4
Audiovisual entrainment
Audiovisual entrainment (AVE), a subset of brainwave entrainment, uses flashes of lights and pulses of tones to
guide the brain into various states of brainwave activity. AVE devices are often termed light and sound machines or
mind machines. Altering brainwave activity is believed to aid in the treatment of psychological and physiological
disorders.
Introduction
All of our senses (except smell) access the brain's cerebral cortex via the thalamus, and because the thalamus is
highly innervated with the cortex, sensory stimulation can easily influence cortical activity. In order to affect brain
(neuronal) activity, sensory stimulation must be within the frequency range of roughly 0.5 to 25 hertz (Hz). Touch,
photic and auditory stimulation are capable of affecting brain wave activity. A large area of skin must be stimulated
to affect brainwaves, which leaves both auditory and photic stimulation as the most effective and easiest means of
affecting brain activity. Therefore, mind machines are typically in the form of light and sound devices.
[1]
Auditory or visual stimulation (AVS) can take a variety of forms, generating different subjective and clinical effects.
The simplest form of stimulation is to present a series of random light flashes and/or sound pulses to a subject, such
as from watching TV or cars drive by, and investigate the resulting subjective experiences or electroencephalography
(EEG) effects. AVE, however, involves organized, repetitive stimulation at a particular frequency for a specific
period of time, and the frequency of stimulation is reflected within the EEG. This is called "open loop" stimulation,
or free-running entrainment, and is not contingent on monitoring brainwaves in any way. "Close loop" AVE would
involve visual and auditory stimulation in response to one's EEG.
[2]
History
Clinical reports of flicker stimulation appear as far back as the beginning of the 20th century. Pierre Janet, at the
Salptrire Hospital in France, reported that by having his patients gaze into the flickering light produced from a
spinning, spoked wheel in front of a kerosene lantern, they showed a reduction in their anxiety and hysteria.
[3]
With
the development of the EEG, Adrian and Matthews
[4]
published their results showing that the alpha rhythm could be
"driven" above and below the natural frequency with photic stimulation. This discovery prompted several small
physiological outcome studies on the "flicker-following response," the brain's electrical response to repetitive
stimulation
[5][6][7][8][9][10][11]
As EEG equipment improved, so did a renewed interest in the brain's evoked response
to photic and auditory entrainment and soon, a variety of studies were completed.
[12][13][14][15][16][17][18]
In 1956, W. Gray Walter published the first results on thousands of test subjects comparing flicker stimulation with
the subjective emotional feelings it produced. Test subjects reported all types of visual illusions and in particular, the
"whirling spiral" which was significant with alpha production.
[19]
In the late 1950s, as a result of Kroger's
observations as to why US military radar operators often drifted into trance, Kroger teamed up with Sidney
Schneider of the Schneider Instrument Company. They produced the world's first electronic clinical photic stimulator
- the Schneider Brain Wave Synchronizer.
[20]
It had powerful hypnotic qualities and soon studies on hypnotic
induction were published
[21][22][23]
A variety of companies developing AVE (light and sound) devices have been
established since this time.
Audiovisual entrainment
5
Physiology of Audio-Visual Entrainment
AVE is believed to achieve its effects through several mechanisms simultaneously. These include:
altered EEG activity
dissociation/hypnotic induction
limbic stabilization
improved neurotransmitter production
altered cerebral blood flow
[24]
AVE consists of constant, repetitive stimuli of the proper frequency and sufficient strength to "excite" the thalamus
and neocortex. These stimuli do not transfer energy directly into the cortex. The direct transmission of energy from
AVE only goes so far as to excite retinal cells in the eyes and pressure sensitive cilia within the cochlea in the ears.
The nerve pathways from the eyes and ears carry the elicited electrical potentials into the thalamus. From there, the
entrained electrical activity within the thalamus is "amplified" and distributed throughout other limbic areas and the
cerebral cortexes via the cortical thalamic loop. AVE involves the continuous electrical response of the brain in
relation to the stimulus frequency plus the mathematical representation (harmonics) of the stimulus wave shape.
[25]
Effects of Audio-Visual Entrainment
AVE effects on the EEG are found primarily over the sensory-motor strip, frontally, and in the parietal lobe
(somatosensory) regions and slightly less within the prefrontal cortex.
[26]
It is within these areas where motor activation, attention, executive function, and somatosensory (body) awareness is
primarily mediated. Auditory entrainment (AE) is the same concept as visual entrainment, with the exception that
auditory signals are passed from the cochlea of the ears into the thalamus via the medial geniculate nucleus, whereas
visual entrainment passes from the retina into the thalamus via the lateral geniculate nucleus.
[27]
Eyes-closed AVE at
18.5Hz has been shown to increase EEG brainwave activity by 49% at the vertex. At the vertex (with the eyes
closed) AE has been shown to increase EEG brainwave activity by 21%.
[28]
Successful entrainment leads to a
meditative, peaceful kind of dissociation, where the individual experiences a loss of somatic and cognitive
awareness. However, it is possible for visual entrainment to trigger seizures.
Evidence of Sensory Effects of AVE
Both Huxley
[29]
and Walter
[30]
were among the first to articulate the subjective correlates of photic stimulation. They
described subjective experiences of incessantly changing patterns, whose color was a function of the rate of flashing.
Between ten and fifteen flashes per second, Walter reported orange and red; above fifteen, green and blue; above
eighteen, white and grey. Huxley also described enriched and intensified experiences when subjects were under the
effects of mescaline or lysergic acid. In his view, the rhythms of the lamp interacted with the rhythms of the brain's
electrical activity to produce a complex interference pattern, which is translated by the brain's perceptual circuits into
a conscious pattern of color and movement. Glicksohn also reported on altered states of consciousness from photic
driving and its relationship of self-perceived creativity.
[31]
Other studies have shown that stimulation can produce both transient and lasting changes in the EEG.
[32][33]
Collura
articulated the relationship between the low-frequency and high-frequency components of the steady-state visual
evoked potential as reflecting anatomically and physiologically distinct response mechanisms.
Additional clinical studies explored the use of photic entrainment to induce hypnotic trance,
[34][35]
to augment
anasthesia during surgery,
[36]
and to reduce pain, control gagging and accelerate healing in dentistry.
[37]
More
recently, the induction of dissociation was explored, which aided the understanding of dissociative pathology and
development of better techniques for relaxing people suffering from trauma and posttraumatic stress disorder.
[38][39]
Dissociation begins after approximately four to eight minutes from properly applied AVE. A restabilization effect
occurs where muscles relax, electro-dermal activity decreases, peripheral blood flow stabilizes, breathing becomes
Audiovisual entrainment
6
diaphragmatic and relaxed, and heart rates becomes uniform and smooth.
[40]
Visual entrainment alone, in the alpha
frequency range (710Hz), has been shown to easily induce hypnosis,
[41]
and it has been shown that nearly 80% of
subjects entered into either a light or deep hypnotic trance within six minutes during alpha AVE.
[42]
AVE provides
an excellent medium for achieving an altered state of consciousness.
[43]
Treatment Implications of AVE
A review of 20 studies on brainwave entrainment found that it is effective in improving cognition and behavioral
problems, and alleviating stress and pain.
[44]
The results of a study on children with attention-deficit disorder found that AVE was more effective than
neurofeedback for treating ADD symptoms.
[45]
A migraine headache study involving seven migraine sufferers found that AVE sessions reduced migraine duration
from a pretreatment average of six hours to a posttreatment average of 35 minutes. Measuring 50 of the participants'
migraines, 49 migraines decreased in severity and 36 were stopped when using AVE.
[46]
Another clinical study showed declines in depression, anxiety and suicidal ideation following a treatment program
using AVE.
[47]
A study by Berg and Siever used audio-visual entrainment devices on women suffering with seasonal
affective disorder. Both depression and anxiety symptoms were reduced in participants, as compared to a placebo
phase. Participants also reported improvements in their social lives, with increased happiness and sociability,
decreased appetite, increased energy and weight loss.
[48]
A study by Cantor and Stevens found significant decreases
in depression scores in participants after four weeks of using AVE.
[49]
A study by Thomas and Siever showed that many people with chronic temporomandibular joint disorder (TMD)
brace up when asked to relax. AVE at 10Hz produced deep masseter muscle relaxation and finger warming within
six minutes.
[50]
Audio entrainment has shown promise as a singular therapeutic modality for treating jaw tension and
TMD pain.
[51]
AVE has been used to reduce jaw pain, patient anxiety and heart rate during dental procedures.
[52]
References
[1] Siever, D. (2007) Audio-visual entrainment: history, physiology, and clinical studies. Handbook of Neurofeedback: Dynamics and Clinical
Applications, Chapter 7 (pp. 155-183) Binghamton, NY: The Haworth Medical Press.
[2] Collura, T. & Siever, D. (2009) Audio-visual entrainment in relation to mental health and EEG. In J.R. Evans & A. Abarbanel (Eds.)
Quantitative EEG and Neurofeedback (2nd Ed.) (pp. 155-183) San Diego, CA: Academic Press.
[3] Pieron, H. (1982) Melanges dedicated to Monsieur Pierre Janet. Acta Psychiatrica Belgica, 1, 7-112.
[4] Adrian, E. & Matthews, B.(1934) The Berger rhythm: potential changes from the occipital lobes in man. Brain, 57, 355-384.
[5] Bartley, S. (1934) Relation of intensity and duration of brief retinal stimulation by light to the electrical response to the optic cortex of the
rabbit. American Journal of Physiology, 108, 397-408.
[6] Bartley, S. (1937) Some observations on the organization of the retinal response. American Journal of Physiology, 120, 184-189.
[7] Durup, G. & Fessard, A. (1935) L'electroencephalogramme de l'homme (The human electroencephalogram). Annale Psychologie, 36, 1-32.
[8] Jasper, H.H. (1936) Cortical excitatory state and synchronism in the control of bioelectric autonomous rhythms. Cold Spring Harbor
Symposia in Quantitative Biology, 4 (2), 9-15.
[9] Goldman, G., Segal, J., & Segalis, M. (1938). L'action d'une excitation intermittente sur le rhythme de Berger (The effects of intermittent
excitation on the Berger rhythms) C.R. Societe de Biologie Paris, 127, 1217-1220.
[10] Jung, R. (1939) Das Elektroencephalogram und seine klinische anwendung (The electroencephalogram and its clinical application)
Nervenarzt, 12, 569-591.
[11] Toman, J. (1941) Flicker potentials and the alpha rhythm in man. Journal of Neurophysiology, 4, 51-61.
[12] Barlow, J. (1960) Rhythmic activity induced by photic stimulation in relation to intrinsic alpha activity of the brain in man.
Electroencephalography and Clinical Neurophysiology, 12, 317-326.
[13] Van Der Tweel, L., & Lunel, H. (1965) Human visual responses to sinusoidally modulated light. Electroencephalography and Clinical
Neurophysiology, 18, 587-598.
[14] Kinney, J.A., McKay, C., Mensch, A., & Luria, S.(1973) Visual evoked responses elicited by rapid stimulation.Electroencephalography and
Clinical Neurophysiology, 34, 7-13.
[15] Townsend, R. (1973) A device for generation and presentation of modulated light stimuli. Electroencephalography and Clinical
Neurophysiology, 34, 97-99.
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[16] Donker, D., Njio, L., Storm Van Leewan, W., & Wieneke, G. (1978) Interhemispheric relationships of responses to sine wave modulated
light in normal subjects and patients. Electroencephalography and Clinical Neurophysiology, 44, 479-489.
[17] Frederick, J., Lubar, J., Rasey, H., Brim, S., & Blackburn, J. (1999) Effects of 18.5 Hz audiovisual stimulation on EEG amplitude at the
vertex. Journal of Neurotherapy, 3 (3), 23-27.
[18] Chatrian, G., Petersen, M., & Lazarte, J. (1959) Response to clicks from the human brain: some depth electrographic observations.
Electroencephalography and Clinical Neurophysiology, 12, 479-489.
[19] Walter, W.G. (1956) Color illusions and aberrations during stimulation by flickering light. Nature, 177, 710.
[20] Kroger, W.S., & Schneider, S.A. (1959) An electronic aid for hypnotic induction: a preliminary report. International Journal of Clinical and
Experimental Hypnosis, 7, 93-98.
[21] Lewerenz, C. (1963) A factual report on the brainwave synchronizer. Hypnosis Quarterly, 6(4), 23.
[22] Sadove, M.S. (1963) Hypnosis in anaesthesiology. Illinois Medical Journal, 39-42.
[23] Margolis, B. (1966) A technique for rapidly inducing hypnosis.CAL (Certified Akers Laboratories), June, 21-24.
[24] Siever, D. (2007) Audio-visual entrainment: history, physiology, and clinical studies. Handbook of Neurofeedback: Dynamics and Clinical
Applications, Chapter 7 (pp. 155-183) Binghamton, NY: The Haworth Medical Press.
[25] Siever, D. (2007) Audio-visual entrainment: history, physiology, and clinical studies. Handbook of Neurofeedback: Dynamics and Clinical
Applications, Chapter 7 (pp. 155-183) Binghamton, NY: The Haworth Medical Press.
[26] Siever, D. (2007) Audio-visual entrainment: history, physiology, and clinical studies. Handbook of Neurofeedback: Dynamics and Clinical
Applications, Chapter 7 (pp. 155-183) Binghamton, NY: The Haworth Medical Press.
[27] McClintic, J. (1978). Physiology of the human body. John Whiley & Sons, New York, NY.
[28] Frederick, J.A., Timmerman, D.L., Russell, H.L, & Lubr, J.F. (1999) Effects of 18.5 Hz audiovisual stimulation on EEG amplitude at the
vertex. Journal of Neurotherapy, 3(3), 23-27.
[29] Huxley, A. (1954) The doors of perception/heaven and hell. New York: Harper & Row, 1963 edition.
[30] Walter, W.G. (1956) Color illusions and aberrations during stimulation by flickering light. Nature, 177 710.
[31] Glicksohn, J. (1986/87) Photic driving and altered states of consciousness: an exploratory study. Imagination, Cognition and Personality,
6(2) New York, 167-182.
[32] Collura, T.F. (2001). Application of repetitive visual stimulation to EEG neurofeedback protocols. Journal of Neurotherapy, 6(1), 47-70.
[33] Frederick, J.A., Timmerman, D.L., Russell, H.L., & Lubr, J.F. (2005) EEG coherence effects of audio-visual stimulation (AVS) at dominant
and twice dominant alpha frequency Journal of Neurotherapy, 8(4), 25-42.
[34] Kroger, W.S., & Scheider, S.A. (1959) An electronic aid for hypnotic induction: a preliminary report. International Journal of Clinical and
Experimental Hypnosis, 7, 93-98.
[35] Lewerenz, C.(1963) A factual report on the brain wave synchronizer. Hypnosis Quartlerly, 6(4), 23.
[36] Sadove, M.S. (1963) Hypnosis in anaesthesiology. Illinois Medical Journal, 39-42.
[37] Margolis, B. (1966) A technique for rapidly inducing hypnosis. CAL (Certified Akers Laboratories), 21-24.
[38] Leonard, K., Telch, M., & Harrington, P.(1999) Dissociation in the laboratory: a comparison of strategies. Behaviour Research and Therapy,
37, 49-61.
[39] Leonard, K., Telch, M., & Harrinton, P. (2000) Fear response to dissociation challenge. Anxiety, Stress and Coping, 13, 355-369.
[40] Siever, D. (2007) Audio-visual entrainment: history, physiology, and clinical studies. Handbook of Neurofeedback: Dynamics and Clinical
Applications, Chapter 7 (pp. 155-183) Binghamton, NY: The Haworth Medical Press.
[41] Lewerenz, C.(1963) A factual report on the brain wave synchronizer. Hypnosis Quartlerly, 6(4), 23.
[42] Kroger, W.S., & Scheider, S.A. (1959) An electronic aid for hypnotic induction: a preliminary report. International Journal of Clinical and
Experimental Hypnosis, 7, 93-98.
[43] Glicksohn, J. (1986/87) Photic driving and altered states of consciousness: an exploratory study. Imagination, Cognition and Personality,
6(2) New York, 167-182.
[44] Huang, T.L., & Charyton, C. (2008) A comprehensive review of the psychological effects of brainwave entrainment. Alternative Therapies
in Health and Medicine, 14(5).
[45] Joyce M., & Siever, D.(2000) Audio-visual entrainment program as a treatment for behavior disorders in a school setting. Journal of
Neurotherapy, 4(2), 9-15.
[46] Anderson, D. (1989) The treatment of migraine with variable frequency photic stimulation. Headache, 29, 154-155.
[47] Gagnon, C., & Boersma, F. (1992) The use of repetitive audio-visual entrainment in the management of chronic pain. Medical
Hypnoanalysis Journal, 7, 462-468.
[48] Berg, K., & Siever, D. (2009) A controlled comparison of audio-visual entrainment for treating SAD. Journal of Neurotherapy, 13(3),
166-175.
[49] Cantor, D.S. & Stevens, E. (2009) QEEG correlates of auditory-visual entrainment treatment efficacy of refractory depression. Journal of
Neurotherapy, 13(2), 100-108.
[50] Thomas, N. & Siever, D. (1989) The effect of repetitive audio/visual stimulation on skeletomotor and vasomotor activity. In Waxman, D.,
Pederson, D., Wilkie, I., & Meller, P. (Eds.) Hypnosis: 4th European Congress at Oxford, 238-245. London: Whurr Publishers.
[51] Manns, A., Miralles, R., & Adrian, H. (1981) The application of audiostimulation and electromyographic biofeedback to bruxism and
myofascial pain-dysfunction syndrome. Oral Surgery, 52(3), 247-252.
Audiovisual entrainment
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[52] Morse, D., & Chow, E. (1993) The effect of the Relaxodont brain wave synchronizer on endodontic anxiety: evaluation by galvanic skin
resistance, pulse rate, physical reactions, and questionnaire responses. International Journal of Psychosomatics, 40(1-4), 68-76.
Binaural beats
Binaural beats
Binaural beats or binaural tones are auditory processing artifacts, or
apparent sounds, the perception of which arises in the brain for specific
physical stimuli. This effect was discovered in 1839 by Heinrich
Wilhelm Dove, and earned greater public awareness in the late 20th
century based on claims that binaural beats could help induce
relaxation, meditation, creativity and other desirable mental states. The
effect on the brainwaves depends on the difference in frequencies of each tone: for example, if 300Hz was played in
one ear and 310 in the other, then the binaural beat would have a frequency of 10Hz.
[1][2]
The brain produces a phenomenon resulting in low-frequency pulsations in the amplitude and sound localization of a
perceived sound when two tones at slightly different frequencies are presented separately, one to each of a subject's
ears, using stereo headphones. A beating tone will be perceived, as if the two tones mixed naturally, out of the brain.
The frequencies of the tones must be below 1,000 hertz for the beating to be noticeable.
[3]
The difference between
the two frequencies must be small (less than or equal to 30Hz) for the effect to occur; otherwise, the two tones will
be heard separately and no beat will be perceived.
Binaural beats are of interest to neurophysiologists investigating the sense of hearing.
[4][5][6][7]
Binaural beats reportedly influence the brain in more subtle ways through the entrainment of brainwaves
[3][8][9]
and
have been claimed to reduce anxiety
[10]
and to provide other health benefits such as control over pain.
[11]
Acoustical background
Interaural time differences (ITD) of binaural
beats
For sound localization the human auditory system analyses interaural
time differences between both ears inside small frequency ranges,
called critical bands. For frequencies below 1000 to 1500 Hz interaural
time differences are evaluated from interaural phase differences
between both ear signals.
[12]
The perceived sound is also evaluated
from the analysis of both ear signals.
If different pure tones (sinusoidal signals with different frequencies)
are presented to each ear, there will be time dependent phase and time
differences between both ears (see figure). The perceived sound
depends on the frequency difference between both ear signals:
If the frequency difference between the ear signals is lower than some hertz, the auditory system can follow the
changes in the interaural time differences. As a result an auditory event is perceived, which is moving through the
head. The perceived direction corresponds to the instantaneous interaural time difference.
For slightly bigger frequency differences between the ear signals (more than 10Hz) the auditory system can no
longer follow the changes in the interaural parameters. A diffuse auditory event appears. The sound corresponds
to an overlay of both ear signals, which means amplitude and loudness are changing rapidly (see figure in the
chapter above).
For frequency differences between the ear signals of above 30Hz the cocktail party effect begins to work, and the
auditory system is able to analyze the presented ear signals in terms of two different sound sources at two
different locations, and two distinct signals are perceived.
Binaural beats
9
Binaural beats can also be experienced without headphones, they appear when playing two different pure tones
through loudspeakers. The sound perceived is quite similar: with auditory events which move through the room, at
low frequency differences, and diffuse sound at slightly bigger frequency differences. At bigger frequency
differences apparent localized sound sources appear.
[13]
However, it is more effective to use headphones than
loudspeakers.
History
Heinrich Wilhelm Dove discovered binaural beats in 1839. While research about them continued after that, the
subject remained something of a scientific curiosity until 134 years later, with the publishing of Gerald Oster's article
"Auditory Beats in the Brain" (Scientific American, 1973). Oster's article identified and assembled the scattered
islands of relevant research since Dove, offering fresh insight (and new laboratory findings) to research on binaural
beats.
In particular,Oster saw binaural beats as a powerful tool for cognitive and neurological research, addressing
questions such as how animals locate sounds in their three-dimensional environment, and also the remarkable ability
of animals to pick out and focus on specific sounds in a sea of noise (which is known as the "cocktail party effect").
Oster also considered binaural beats to be a potentially useful medical diagnostic tool, not merely for finding and
assessing auditory impairments, but also for more general neurological conditions. (Binaural beats involve different
neurological pathways than ordinary auditory processing.) For example, Oster found that a number of his subjects
that could not perceive binaural beats, suffered from Parkinson's disease. In one particular case, Oster was able to
follow the subject through a week-long treatment of Parkinson's disease; at the outset the patient could not perceive
binaural beats; but by the end of the week of treatment, the patient was able to hear them.
In corroborating an earlier study, Oster also reported gender differences in the perception of beats. Specifically,
women seemed to experience two separate peaks in their ability to perceive binaural beatspeaks possibly
correlating with specific points in the menstrual cycle, onset of menstruation and during the luteal phase. This data
led Oster to wonder if binaural beats could be used as a tool for measuring relative levels of estrogen.
[3]
The effects of binaural beats on consciousness were first examined by physicist Thomas Warren Campbell and
electrical engineer Dennis Mennerich, who under the direction of Robert Monroe sought to reproduce a subjective
impression of 4Hz oscillation that they associated with out-of-body experience.
[14]
On the strength of their findings,
Monroe created the binaural-beat technology self-development industry by forming The Monroe Institute, now a
charitable binaural research and education organization.
Unverified claims
There have been a number of claims regarding binaural beats, among them that they may simulate the effect of
recreational drugs, help people memorize and learn, stop smoking, help dieting, tackle erectile dysfunction and
improve athletic performance.
Scientific research into binaural beats is very limited. No conclusive studies have been released to support the wilder
claims listed above. However, one uncontrolled pilot study
[15]
of 8 individuals indicates that binaural beats may have
a relaxing effect. In absence of positive evidence for a specific effect, however, claimed effects may be attributed to
the power of suggestion (the placebo effect).
In a blind study (8 participants) of binaural beats' effects on meditation, 7Hz frequencies were found to enhance
meditative focus while 15Hz frequencies harmed it.
[16]
Binaural beats
10
Physiology
The sensation of binaural beats is believed to originate in the superior olivary nucleus, a part of the brain stem. They
appear to be related to the brain's ability to locate the sources of sounds in three dimensions and to track moving
sounds, which also involves inferior colliculus (IC) neurons.
[17]
Regarding entrainment, the study of rhythmicity
provides insights into the understanding of temporal information processing in the human brain. Auditory rhythms
rapidly entrain motor responses into stable steady synchronization states below and above conscious perception
thresholds. Activated regions include primary sensorimotor and cingulate areas, bilateral opercular premotor areas,
bilateral SII, ventral prefrontal cortex, and, subcortically, anterior insula, putamen, and thalamus. Within the
cerebellum, vermal regions and anterior hemispheres ipsilateral to the movement became significantly activated.
Tracking temporal modulations additionally activated predominantly right prefrontal, anterior cingulate, and
intraparietal regions as well as posterior cerebellar hemispheres.
[18]
A study of aphasic subjects who had a severe
stroke versus normal subjects showed that the aphasic subject could not hear the binaural beats whereas the normal
subjects could.
[19]
Hypothetical effects on brain function
Overview
Binaural beats may influence functions of the brain in ways besides those related to hearing. This phenomenon is
called frequency following response. The concept is that if one receives a stimulus with a frequency in the range of
brain waves, the predominant brain wave frequency is said to be likely to move towards the frequency of the
stimulus (a process called entrainment).
[20]
In addition, binaural beats have been credibly documented to relate to
both spatial perception & stereo auditory recognition, and, according to the frequency following response, activation
of various sites in the brain.
[21][22][23][24][25]
The stimulus does not have to be aural; it can also be visual
[26]
or a combination of aural and visual
[27]
(one such
example would be Dreamachine).
Perceived human hearing is limited to the range of frequencies from 20Hz to 20,000Hz, but the frequencies of
human brain waves are below about 40Hz. To account for this lack of perception, binaural beat frequencies are used.
Beat frequencies of 40Hz have been produced in the brain with binaural sound and measured experimentally.
[28]
When the perceived beat frequency corresponds to the delta, theta, alpha, beta, or gamma range of brainwave
frequencies, the brainwaves entrain to or move towards the beat frequency.
[29]
For example, if a 315Hz sine wave is
played into the right ear and a 325Hz one into the left ear, the brain is entrained towards the beat frequency 10Hz,
in the alpha range. Since alpha range is associated with relaxation, this has a relaxing effect or if in the beta range,
more alertness. An experiment with binaural sound stimulation using beat frequencies in the Beta range on some
participants and Delta/Theta range in other participants, found better vigilance performance and mood in those on the
awake alert state of Beta range stimulation.
[30][31]
Binaural beat stimulation has been used fairly extensively to induce a variety of states of consciousness, and there
has been some work done in regards to the effects of these stimuli on relaxation, focus, attention, and states of
consciousness.
[8]
Studies have shown that with repeated training to distinguish close frequency sounds that a plastic
reorganization of the brain occurs for the trained frequencies
[32]
and is capable of asymmetric hemispheric
balancing.
[33]
Binaural beats
11
Brain waves
Frequency range Name Usually associated with:
> 40Hz Gamma waves Higher mental activity, including perception, problem solving, fear, and consciousness
1339Hz Beta waves Active, busy or anxious thinking and active concentration, arousal, cognition, and or paranoia
713Hz Alpha waves Relaxation (while awake), pre-sleep and pre-wake drowsiness, REM sleep, Dreams
812Hz Mu waves Sensorimotor rhythm Mu_rhythm, Sensorimotor_rhythm
47Hz Theta waves deep meditation/relaxation, NREM sleep
< 4Hz Delta waves Deep dreamless sleep, loss of body awareness
(The precise boundaries between ranges vary among definitions, and there is no universally accepted standard.)
The dominant frequency determines your current state. For example, if in someone's brain alpha waves are
dominating, they are in the alpha state (this happens when one is relaxed but awake). However, other frequencies
will also be present, albeit with smaller amplitudes.
The brain entraining is more effective if the entraining frequency is close to the user's starting dominant frequency.
Therefore, it is suggested to start with a frequency near to one's current dominant frequency (likely to be about 20Hz
or less for a waking person), and then slowly decreasing/increasing it towards the desired frequency.
Some people find pure sine waves unpleasant, so a pink noise or another background (e.g. natural sounds such as
river noises) can also be mixed with them. In addition to that, as long as the beat is audible, increasing the volume
should not necessarily improve the effectiveness, therefore using a low volume is usually suggested. One theory is to
reduce the volume so low that the beating should not even be clearly audible, but this does not seem to be the case
(see the next paragraph).
Other uses
In addition to lowering the brain frequency to relax the listener, there are other controversial, alleged uses for
binaural beats. For example, that by using specific frequencies an individual can stimulate certain glands to produce
desired hormones. Beta-endorphin has been modulated in studies using alpha-theta brain wave training,
[34]
and
dopamine with binaural beats.
[1]
Among other alleged uses, there are reducing learning time and sleeping needs
(theta waves are thought to improve learning, since children, who have stronger theta waves, and remain in this state
for a longer period of time than adults, usually learn faster than adults; and some people find that half an hour in the
theta state can reduce sleeping needs up to four hours; similar to another method of achieving a theta state, e.g.
meditation;) some use them for lucid dreaming and even for attempting out-of-body experiences, astral projection,
telepathy and psychokinesis. However, the role of alpha-wave activity in lucid dreaming is subject to ongoing
research).
[35][36][37]
Alpha-theta brainwave training has also been used successfully for the treatment of addictions.
[34][38][39]
It has been used for the recovery of repressed memories, but as with other techniques this can lead to false
memories.
[40]
An uncontrolled pilot study of Delta binaural beat technology over 60 days has shown positive effect on
self-reported psychologic measures, especially anxiety. There was significant decrease in trait anxiety, an increase in
quality of life, and a decrease in insulin-like growth factor-1 and dopamine
[1]
and has been successfully shown to
decrease mild anxiety.
[41]
A randomised, controlled study concluded that binaural beat audio could lessen hospital
acute pre-operative anxiety.
[42]
Another claimed effect for sound induced brain synchronization is enhanced learning ability. It was proposed in the
1970s that induced alpha brain waves enabled students to assimilate more information with greater long term
retention.
[43]
In more recent times has come more understanding of the role of theta brain waves in behavioural
Binaural beats
12
learning.
[44]
The presence of theta patterns in the brain has been associated with increased receptivity for learning
and decreased filtering by the left hemisphere.
[43][45][46]
Based on the association between theta activity (47Hz)
and working memory performance, biofeedback training suggests that normal healthy individuals can learn to
increase a specific component of their EEG activity, and that such enhanced activity may facilitate a working
memory task and to a lesser extent focused attention.
[47]
A small media controversy was spawned in 2010 by an Oklahoma Bureau of Narcotics official comparing binaural
beats to illegal narcotics, and warning that interest in websites offering binaural beats could lead to drug use.
[48]
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Binaural beats
14
External links
Binaural beats (http:/ / www. cerebrowave. com/ resources/ binaural-beats/ )
Isochronic tones
Isochronic tones
Isochronic tones are regular beats of a single tone used for brainwave
entrainment. Similar to monaural beats, the interference pattern that
produces the beat is outside the brain so headphones are not required
for entrainment to be effective. They differ from monaural beats,
which are constant sine wave pulses rather than entirely separate pulses
of a single tone. As the contrast between noise and silence is more
pronounced than the constant pulses of monaural beats, the stimulus is
stronger and has a greater effect on brain entrainment.
[1]
Isochronic tones work by emitting sound at regular intervals. This excites the thalamus and causes the brain to
duplicate the frequency of the Isochronic tones, changing its thought patterns.
Notes
[1] Entraining Tones and Binaural Beats, David Siever (http:/ / www. mindalive. com/ articleeleven. htm)
Electroencephalography
15
Electroencephalography
EEG
Intervention
An EEG recording at Dalhousie University
ICD-9-CM
89.14
[1]
MeSH
D004569
[2]
OPS-301code:
1-207
[3]
Epileptic spike and wave discharges monitored
with EEG
Electroencephalography (EEG) is the recording of electrical activity
along the scalp. EEG measures voltage fluctuations resulting from
ionic current flows within the neurons of the brain.
[4]
In clinical
contexts, EEG refers to the recording of the brain's spontaneous
electrical activity over a short period of time, usually 2040 minutes,
as recorded from multiple electrodes placed on the scalp. Diagnostic
applications generally focus on the spectral content of EEG, that is, the
type of neural oscillations that can be observed in EEG signals. In
neurology, the main diagnostic application of EEG is in the case of
epilepsy, as epileptic activity can create clear abnormalities on a
standard EEG study.
[5]
A secondary clinical use of EEG is in the
diagnosis of coma, encephalopathies, and brain death. A third clinical
use of EEG is for studies of sleep and sleep disorders where recordings
are typically done for one full night, sometimes more. EEG used to be
a first-line method for the diagnosis of tumors, stroke and other focal
brain disorders,
[6]
but this use has decreased with the advent of anatomical imaging techniques with high (<1mm)
spatial resolution such as MRI and CT. Despite limited spatial resolution, EEG continues to be a valuable tool for
research and diagnosis, especially when millisecond-range temporal resolution (not possible with CT or MRI) is
required.
Derivatives of the EEG technique include evoked potentials (EP), which involves averaging the EEG activity
time-locked to the presentation of a stimulus of some sort (visual, somatosensory, or auditory). Event-related
Electroencephalography
16
potentials (ERPs) refer to averaged EEG responses that are time-locked to more complex processing of stimuli; this
technique is used in cognitive science, cognitive psychology, and psychophysiological research.
Source of EEG activity
The brain's electrical charge is maintained by billions of neurons. Neurons are electrically charged (or "polarized")
by membrane transport proteins that pump ions across their membranes. Neurons are constantly exchanging ions
with the extracellular milieu, for example to maintain resting potential and to propagate action potentials. Ions of
similar charge repel each other, and when many ions are pushed out of many neurons at the same time, they can push
their neighbours, who push their neighbours, and so on, in a wave. This process is known as volume conduction.
When the wave of ions reaches the electrodes on the scalp, they can push or pull electrons on the metal on the
electrodes. Since metal conducts the push and pull of electrons easily, the difference in push or pull voltages between
any two electrodes can be measured by a voltmeter. Recording these voltages over time gives us the EEG.
[7]
The electric potential generated by single neuron is far too small to be picked up by EEG or MEG.
[8]
EEG activity
therefore always reflects the summation of the synchronous activity of thousands or millions of neurons that have
similar spatial orientation. If the cells do not have similar spatial orientation, their ions do not line up and create
waves to be detected. Pyramidal neurons of the cortex are thought to produce the most EEG signal because they are
well-aligned and fire together. Because voltage fields fall off with the square of distance, activity from deep sources
is more difficult to detect than currents near the skull.
[9]
Scalp EEG activity shows oscillations at a variety of frequencies. Several of these oscillations have characteristic
frequency ranges, spatial distributions and are associated with different states of brain functioning (e.g., waking and
the various sleep stages). These oscillations represent synchronized activity over a network of neurons. The neuronal
networks underlying some of these oscillations are understood (e.g., the thalamocortical resonance underlying sleep
spindles), while many others are not (e.g., the system that generates the posterior basic rhythm). Research that
measures both EEG and neuron spiking finds the relationship between the two is complex with the power of surface
EEG in only two bands (gamma and delta) relating to neuron spike activity.
[10]
Clinical use
A routine clinical EEG recording typically lasts 2030 minutes (plus preparation time) and usually involves
recording from scalp electrodes. Routine EEG is typically used in the following clinical circumstances:
to distinguish epileptic seizures from other types of spells, such as psychogenic non-epileptic seizures, syncope
(fainting), sub-cortical movement disorders and migraine variants.
to differentiate "organic" encephalopathy or delirium from primary psychiatric syndromes such as catatonia
to serve as an adjunct test of brain death
to prognosticate, in certain instances, in patients with coma
to determine whether to wean anti-epileptic medications
At times, a routine EEG is not sufficient, particularly when it is necessary to record a patient while he/she is having a
seizure. In this case, the patient may be admitted to the hospital for days or even weeks, while EEG is constantly
being recorded (along with time-synchronized video and audio recording). A recording of an actual seizure (i.e., an
ictal recording, rather than an inter-ictal recording of a possibly epileptic patient at some period between seizures)
can give significantly better information about whether or not a spell is an epileptic seizure and the focus in the brain
from which the seizure activity emanates.
Epilepsy monitoring is typically done:
to distinguish epileptic seizures from other types of spells, such as psychogenic non-epileptic seizures, syncope
(fainting), sub-cortical movement disorders and migraine variants.
to characterize seizures for the purposes of treatment
Electroencephalography
17
to localize the region of brain from which a seizure originates for work-up of possible seizure surgery
Additionally, EEG may be used to monitor certain procedures:
to monitor the depth of anesthesia
as an indirect indicator of cerebral perfusion in carotid endarterectomy
to monitor amobarbital effect during the Wada test
EEG can also be used in intensive care units for brain function monitoring:
to monitor for non-convulsive seizures/non-convulsive status epilepticus
to monitor the effect of sedative/anesthesia in patients in medically induced coma (for treatment of refractory
seizures or increased intracranial pressure)
to monitor for secondary brain damage in conditions such as subarachnoid hemorrhage (currently a research
method)
If a patient with epilepsy is being considered for resective surgery, it is often necessary to localize the focus (source)
of the epileptic brain activity with a resolution greater than what is provided by scalp EEG. This is because the
cerebrospinal fluid, skull and scalp smear the electrical potentials recorded by scalp EEG. In these cases,
neurosurgeons typically implant strips and grids of electrodes (or penetrating depth electrodes) under the dura mater,
through either a craniotomy or a burr hole. The recording of these signals is referred to as electrocorticography
(ECoG), subdural EEG (sdEEG) or intracranial EEG (icEEG)--all terms for the same thing. The signal recorded
from ECoG is on a different scale of activity than the brain activity recorded from scalp EEG. Low voltage, high
frequency components that cannot be seen easily (or at all) in scalp EEG can be seen clearly in ECoG. Further,
smaller electrodes (which cover a smaller parcel of brain surface) allow even lower voltage, faster components of
brain activity to be seen. Some clinical sites record from penetrating microelectrodes.
[4]
Research use
EEG, and the related study of ERPs are used extensively in neuroscience, cognitive science, cognitive psychology,
and psychophysiological research. Many EEG techniques used in research are not standardized sufficiently for
clinical use.
Relative advantages
The first human EEG recording obtained by Hans
Berger in 1924. The upper tracing is EEG, and
the lower is a 10 Hz timing signal.
Several other methods to study brain function exist, including
functional magnetic resonance imaging (fMRI), positron emission
tomography, magnetoencephalography, Nuclear magnetic resonance
spectroscopy, Electrocorticography, and Single-photon emission
computed tomography. Despite the relatively poor spatial sensitivity of
EEG, it possesses multiple advantages over these techniques:
Hardware costs are significantly lower than those of all other techniques
[11]
EEG sensors can be used in more places than fMRI, SPECT, PET, MRS, or MEG, as these techniques require
bulky and immobile equipment. For example, MEG requires equipment consisting of liquid helium-cooled
detectors that can be used only in magnetically shielded rooms, altogether costing upwards of several million
dollars;
[12]
and fMRI requires the use of a 1-ton magnet in, again, a shielded room.
EEG has very high temporal resolution, on the order of milliseconds rather than seconds. EEG is commonly
recorded at sampling rates between 250 and 2000Hz in clinical and research settings, but modern EEG data
collection systems are capable of recording at sampling rates above 20,000Hz if desired. MEG is the only other
noninvasive cognitive neuroscience technique that approaches this level of temporal resolution.
[12]
EEG is relatively tolerant of subject movement, unlike all other neuroimaging techniques. There even exist
methods for minimizing, and even eliminating movement artefacts in EEG data
[13]
Electroencephalography
18
EEG is silent, which allows for better study of the responses to auditory stimuli
EEG does not aggravate claustrophobia, unlike fMRI, PET, MRS, SPECT, and sometimes MEG
[14]
EEG does not involve exposure to high-intensity (>1 Tesla) magnetic fields, as in some of the other techniques,
especially MRI and MRS. These can cause a variety of undesirable issues with the data, and also prohibit use of
these techniques with participants that have metal implants in their body, such as metal-containing pacemakers
[15]
EEG does not involve exposure to radioligands, unlike positron emission tomography.
[16]
ERP studies can be conducted with relatively simple paradigms, compared with IE block-design fMRI studies
Extremely uninvasive, unlike Electrocorticography, which actually requires electrodes to be placed on the surface
of the brain.
EEG also has some characteristics that compare favorably with behavioral testing:
EEG can detect covert processing (i.e., processing that does not require a response)
[17]
EEG can be used in subjects who are incapable of making a motor response
[18]
Some ERP components can be detected even when the subject is not attending to the stimuli
Unlike other means of studying reaction time, ERPs can elucidate stages of processing (rather than just the final
end result)
[19]
Relative disadvantages
Low spatial resolution on the scalp. fMRI, for example, can directly display areas of the brain that are active,
while EEG requires intense interpretation just to hypothesize what areas are activated by a particular response.
[20]
EEG determines neural activity that occurs below the upper layers of the brain (the cortex) poorly.
Unlike PET and MRS, cannot identify specific locations in the brain at which various neurotransmitters, drugs,
etc. can be found.
[16]
Often takes a long time to connect a subject to EEG, as it requires precise placement of dozens of electrodes
around the head and the use of various gels, saline solutions, and/or pastes to keep them in place. While the length
of time differs dependent on the specific EEG device used, as a general rule it takes considerably less time to
prepare a subject for MEG, fMRI, MRS, and SPECT.
Signal-to-noise ratio is poor, so sophisticated data analysis and relatively large numbers of subjects are needed to
extract useful information from EEG
[21]
Combining EEG with other neuroimaging techniques
Simultaneous EEG recordings and fMRI scans have been obtained successfully,
[22][23]
though successful
simultaneous recording requires that several technical difficulties be overcome, such as the presence of
ballistocardiographic artifact, MRI pulse artifact and the induction of electrical currents in EEG wires that move
within the strong magnetic fields of the MRI. While challenging, these have been successfully overcome in a number
of studies.
[24]
Similarly, simultaneous recordings with MEG and EEG have also been conducted, which has several advantages
over using either technique alone:
EEG requires accurate information about certain aspects of the skull that can only be estimated, such as skull
radius, and conductivities of various skull locations. MEG does not have this issue, and a simultaneous analysis
allows this to be corrected for.
MEG and EEG both detect activity below the surface of the cortex very poorly, and like EEG, the level of error
increases with the depth below the surface of the cortex one attempts to examine. However, the errors are very
different between the techniques, and combining them thus allows for correction of some of this noise.
MEG has access to virtually no sources of brain activity below a few centimetres under the cortex. EEG, on the
other hand, can receive signals from greater depth, albeit with a high degree of noise. Combining the two makes it
Electroencephalography
19
easier to determine what in the EEG signal comes from the surface (since MEG is very accurate in examining
signals from the surface of the brain), and what comes from deeper in the brain, thus allowing for analysis of
deeper brain signals than either EEG or MEG on its own.
[25]
EEG has also been combined with positron emission tomography. This provides the advantage of allowing
researchers to see what EEG signals are associated with different drug actions in the brain.
[26]
Method
Computer Electroencephalograph
Neurovisor-BMM 40
In conventional scalp EEG, the recording is obtained by placing
electrodes on the scalp with a conductive gel or paste, usually after
preparing the scalp area by light abrasion to reduce impedance due to
dead skin cells. Many systems typically use electrodes, each of which
is attached to an individual wire. Some systems use caps or nets into
which electrodes are embedded; this is particularly common when
high-density arrays of electrodes are needed.
Electrode locations and names are specified by the International 1020
system
[27]
for most clinical and research applications (except when
high-density arrays are used). This system ensures that the naming of electrodes is consistent across laboratories. In
most clinical applications, 19 recording electrodes (plus ground and system reference) are used.
[28]
A smaller
number of electrodes are typically used when recording EEG from neonates. Additional electrodes can be added to
the standard set-up when a clinical or research application demands increased spatial resolution for a particular area
of the brain. High-density arrays (typically via cap or net) can contain up to 256 electrodes more-or-less evenly
spaced around the scalp.
Each electrode is connected to one input of a differential amplifier (one amplifier per pair of electrodes); a common
system reference electrode is connected to the other input of each differential amplifier. These amplifiers amplify the
voltage between the active electrode and the reference (typically 1,000100,000 times, or 60100 dB of voltage
gain). In analog EEG, the signal is then filtered (next paragraph), and the EEG signal is output as the deflection of
pens as paper passes underneath. Most EEG systems these days, however, are digital, and the amplified signal is
digitized via an analog-to-digital converter, after being passed through an anti-aliasing filter. Analog-to-digital
sampling typically occurs at 256512Hz in clinical scalp EEG; sampling rates of up to 20kHz are used in some
research applications.
During the recording, a series of activation procedures may be used. These procedures may induce normal or
abnormal EEG activity that might not otherwise be seen. These procedures include hyperventilation, photic
stimulation (with a strobe light), eye closure, mental activity, sleep and sleep deprivation. During (inpatient) epilepsy
monitoring, a patient's typical seizure medications may be withdrawn.
The digital EEG signal is stored electronically and can be filtered for display. Typical settings for the high-pass filter
and a low-pass filter are 0.5-1 Hz and 3570Hz, respectively. The high-pass filter typically filters out slow artifact,
such as electrogalvanic signals and movement artifact, whereas the low-pass filter filters out high-frequency
artifacts, such as electromyographic signals. An additional notch filter is typically used to remove artifact caused by
electrical power lines (60Hz in the United States and 50Hz in many other countries).
[4]
As part of an evaluation for
epilepsy surgery, it may be necessary to insert electrodes near the surface of the brain, under the surface of the dura
mater. This is accomplished via burr hole or craniotomy. This is referred to variously as "electrocorticography
(ECoG)", "intracranial EEG (I-EEG)" or "subdural EEG (SD-EEG)". Depth electrodes may also be placed into brain
structures, such as the amygdala or hippocampus, structures, which are common epileptic foci and may not be "seen"
clearly by scalp EEG. The electrocorticographic signal is processed in the same manner as digital scalp EEG
(above), with a couple of caveats. ECoG is typically recorded at higher sampling rates than scalp EEG because of the
Electroencephalography
20
requirements of Nyquist theoremthe subdural signal is composed of a higher predominance of higher frequency
components. Also, many of the artifacts that affect scalp EEG do not impact ECoG, and therefore display filtering is
often not needed.
A typical adult human EEG signal is about 10V to 100 V in amplitude when measured from the scalp
[29]
and is
about 1020 mV when measured from subdural electrodes.
Since an EEG voltage signal represents a difference between the voltages at two electrodes, the display of the EEG
for the reading encephalographer may be set up in one of several ways. The representation of the EEG channels is
referred to as a montage.
Bipolar montage
Each channel (i.e., waveform) represents the difference between two adjacent electrodes. The entire montage
consists of a series of these channels. For example, the channel "Fp1-F3" represents the difference in voltage
between the Fp1 electrode and the F3 electrode. The next channel in the montage, "F3-C3," represents the
voltage difference between F3 and C3, and so on through the entire array of electrodes.
Referential montage
Each channel represents the difference between a certain electrode and a designated reference electrode. There
is no standard position for this reference; it is, however, at a different position than the "recording" electrodes.
Midline positions are often used because they do not amplify the signal in one hemisphere vs. the other.
Another popular reference is "linked ears," which is a physical or mathematical average of electrodes attached
to both earlobes or mastoids.
Average reference montage
The outputs of all of the amplifiers are summed and averaged, and this averaged signal is used as the common
reference for each channel.
Laplacian montage
Each channel represents the difference between an electrode and a weighted average of the surrounding
electrodes.
[30]
When analog (paper) EEGs are used, the technologist switches between montages during the recording in order to
highlight or better characterize certain features of the EEG. With digital EEG, all signals are typically digitized and
stored in a particular (usually referential) montage; since any montage can be constructed mathematically from any
other, the EEG can be viewed by the electroencephalographer in any display montage that is desired.
The EEG is read by a clinical neurophysiologist or neurologist (depending on local custom and law regarding
medical specialities), optimally one who has specific training in the interpretation of EEGs for clinical purposes.
This is done by visual inspection of the waveforms, called graphoelements. The use of computer signal processing of
the EEGso-called quantitative EEGis somewhat controversial when used for clinical purposes (although there
are many research uses).
Limitations
EEG has several limitations. Most important is its poor spatial resolution. EEG is most sensitive to a particular set of
post-synaptic potentials: those generated in superficial layers of the cortex, on the crests of gyri directly abutting the
skull and radial to the skull. Dendrites, which are deeper in the cortex, inside sulci, in midline or deep structures
(such as the cingulate gyrus or hippocampus), or producing currents that are tangential to the skull, have far less
contribution to the EEG signal.
The meninges, cerebrospinal fluid and skull "smear" the EEG signal, obscuring its intracranial source.
It is mathematically impossible to reconstruct a unique intracranial current source for a given EEG signal,
[4]
as some
currents produce potentials that cancel each other out. This is referred to as the inverse problem. However, much
Electroencephalography
21
work has been done to produce remarkably good estimates of, at least, a localized electric dipole that represents the
recorded currents.
EEG vs fMRI, fNIRS and PET
EEG has several strong points as a tool for exploring brain activity. EEG's can detect changes over milliseconds,
which is excellent considering an action potential takes approximately 0.5-130 milliseconds to propagate across a
single neuron, depending on the type of neuron.
[31]
Other methods of looking at brain activity, such as PET and
fMRI have time resolution between seconds and minutes. EEG measures the brain's electrical activity directly, while
other methods record changes in blood flow (e.g., SPECT, fMRI) or metabolic activity (e.g., PET, NIRS), which are
indirect markers of brain electrical activity. EEG can be used simultaneously with fMRI so that
high-temporal-resolution data can be recorded at the same time as high-spatial-resolution data, however, since the
data derived from each occurs over a different time course, the data sets do not necessarily represent exactly the
same brain activity. There are technical difficulties associated with combining these two modalities, including the
need to remove the MRI gradient artifact present during MRI acquisition and the ballistocardiographic artifact
(resulting from the pulsatile motion of blood and tissue) from the EEG. Furthermore, currents can be induced in
moving EEG electrode wires due to the magnetic field of the MRI. EEG can be used simultaneously with NIRS
without major technical difficulties. There is no influence of these modalities on each other and a combined
measurement can give useful information about electrical activity as well as local hemodynamics.
EEG vs MEG
EEG reflects correlated synaptic activity caused by post-synaptic potentials of cortical neurons. The ionic currents
involved in the generation of fast action potentials may not contribute greatly to the averaged field potentials
representing the EEG .
[8][32]
More specifically, the scalp electrical potentials that produce EEG are generally thought
to be caused by the extracellular ionic currents caused by dendritic electrical activity, whereas the fields producing
magnetoencephalographic signals
[33]
are associated with intracellular ionic currents .
[34]
EEG can be recorded at the same time as MEG so that data from these complementary high-time-resolution
techniques can be combined.
Normal activity
One second of EEG signal
The EEG is typically described in
terms of (1) rhythmic activity and (2)
transients. The rhythmic activity is
divided into bands by frequency. To
some degree, these frequency bands
are a matter of nomenclature (i.e., any
rhythmic activity between 612Hz can
be described as "alpha"), but these designations arose because rhythmic activity within a certain frequency range was
noted to have a certain distribution over the scalp or a certain biological significance. Frequency bands are usually
extracted using spectral methods (for instance Welch) as implemented for instance in freely available EEG software
such as EEGLAB or the the neurophysiological biomarker toolbox
[35]
.
Most of the cerebral signal observed in the scalp EEG falls in the range of 120Hz (activity below or above this
range is likely to be artifactual, under standard clinical recording techniques).
Electroencephalography
22
Comparison table
Comparison of EEG bands
Type Frequency
(Hz)
Location Normally Pathologically
Delta up to 4 frontally in adults,
posteriorly in children;
high-amplitude waves
adult slow-wave sleep
in babies
Has been found during some
continuous-attention tasks
[36]
subcortical lesions
diffuse lesions
metabolic encephalopathy hydrocephalus
deep midline lesions
Theta 4 8 Found in locations not
related to task at hand
young children
drowsiness or arousal in older children
and adults
idling
Associated with inhibition of elicited
responses (has been found to spike in
situations where a person is actively
trying to repress a response or
action).
[36]
focal subcortical lesions
metabolic encephalopathy
deep midline disorders
some instances of hydrocephalus
Alpha 8 13 posterior regions of head,
both sides, higher in
amplitude on non-dominant
side. Central sites (c3-c4) at
rest
relaxed/reflecting
closing the eyes
Also associated with inhibition control,
seemingly with the purpose of timing
inhibitory activity in different locations
across the brain.
coma
Beta >13 30 both sides, symmetrical
distribution, most evident
frontally; low-amplitude
waves
alert/wo
active, busy, or anxious thinking, active
concentration
benzodiazepines
Gamma 30 100+ Somatosensory cortex
Displays during cross-modal sensory
processing (perception that combines
two different senses, such as sound and
sight)
[37][38]
Also is shown during short-term
memory matching of recognized
objects, sounds, or tactile sensations
A decrease in gamma-band activity may be
associated with cognitive decline,
especially when related to the theta band;
however, this has not been proven for use
as a clinical diagnostic measurement
Mu 8 13 Sensorimotor cortex
Shows rest-state motor neurons.
[39]
Mu suppression could indicate that motor
mirror neurons are working. Deficits in Mu
suppression, and thus in mirror neurons,
might play a role in autism.
[40]
It should be noted that while these are the universally recognized ranges, they are not concrete definitions of the
range of brain-waves. While researchers tend to follow these guidelines, many scholars use their own specific
boundaries depending on the range they choose to focus on. Additionally, some researchers define the bands using
decimal values rather than rounding to whole numbers (for example, one researcher may define the lower Beta band
cut-off as 12.1, while another may use the value 13), while still others sometimes divide the bands into subbands.
Generally, this is only done for the sake of analysis.
Electroencephalography
23
Wave patterns
delta waves.
Delta is the frequency range up to
4Hz. It tends to be the highest in
amplitude and the slowest waves. It
is seen normally in adults in slow
wave sleep. It is also seen normally
in babies. It may occur focally with
subcortical lesions and in general
distribution with diffuse lesions, metabolic encephalopathy hydrocephalus or deep midline lesions. It is usually
most prominent frontally in adults (e.g. FIRDA - Frontal Intermittent Rhythmic Delta) and posteriorly in children
(e.g. OIRDA - Occipital Intermittent Rhythmic Delta).
theta waves.
Theta is the frequency range from
4Hz to 7Hz. Theta is seen
normally in young children. It may
be seen in drowsiness or arousal in
older children and adults; it can also
be seen in meditation.
[41]
Excess
theta for age represents abnormal
activity. It can be seen as a focal disturbance in focal subcortical lesions; it can be seen in generalized distribution
in diffuse disorder or metabolic encephalopathy or deep midline disorders or some instances of hydrocephalus.
On the contrary this range has been associated with reports of relaxed, meditative, and creative states.
alpha waves.
Alpha is the frequency range from 8
Hz to 12Hz. Hans Berger named
the first rhythmic EEG activity he
saw as the "alpha wave". This was
the "posterior basic rhythm" (also
called the "posterior dominant
rhythm" or the "posterior alpha
rhythm"), seen in the posterior regions of the head on both sides, higher in amplitude on the dominant side. It
emerges with closing of the eyes and with relaxation, and attenuates with eye opening or mental exertion. The
posterior basic rhythm is actually slower than 8Hz in young children (therefore technically in the theta range).
sensorimotor rhythm aka mu rhythm.
In addition to the posterior basic
rhythm, there are other normal alpha
rhythms such as the mu rhythm (alpha
activity in the contralateral sensory and
motor cortical areas that emerges when
the hands and arms are idle; and the
"third rhythm" (alpha activity in the
temporal or frontal lobes).
[42][43]
Alpha can be abnormal; for example, an EEG that has diffuse alpha occurring in
coma and is not responsive to external stimuli is referred to as "alpha coma".
Electroencephalography
24
beta waves.
Beta is the frequency range from
12Hz to about 30Hz. It is seen
usually on both sides in
symmetrical distribution and is
most evident frontally. Beta activity
is closely linked to motor behavior
and is generally attenuated during
active movements.
[44]
Low amplitude beta with multiple and varying frequencies is often associated with active,
busy or anxious thinking and active concentration. Rhythmic beta with a dominant set of frequencies is associated
with various pathologies and drug effects, especially benzodiazepines. It may be absent or reduced in areas of
cortical damage. It is the dominant rhythm in patients who are alert or anxious or who have their eyes open.
gamma waves.
Gamma is the frequency range
approximately 30100Hz. Gamma
rhythms are thought to represent
binding of different populations of
neurons together into a network for
the purpose of carrying out a certain
cognitive or motor function.
[4]
Mu ranges 813Hz., and partly overlaps with other frequencies. It reflects the synchronous firing of motor
neurons in rest state. Mu suppression is thought to reflect motor mirror neuron systems, because when an action is
observed, the pattern extinguishes, possibly because of the normal neuronal system and the mirror neuron system
"go out of sync", and interfere with each other.
[40]
"Ultra-slow" or "near-DC" (Direct current) activity is recorded using DC amplifiers in some research contexts. It is
not typically recorded in a clinical context because the signal at these frequencies is susceptible to a number of
artifacts.
Some features of the EEG are transient rather than rhythmic. Spikes and sharp waves may represent seizure activity
or interictal activity in individuals with epilepsy or a predisposition toward epilepsy. Other transient features are
normal: vertex waves and sleep spindles are seen in normal sleep.
Note that there are types of activity that are statistically uncommon, but not associated with dysfunction or disease.
These are often referred to as "normal variants." The mu rhythm is an example of a normal variant.
The normal Electroencephalography (EEG) varies by age. The neonatal EEG is quite different from the adult EEG.
The EEG in childhood generally has slower frequency oscillations than the adult EEG.
The normal EEG also varies depending on state. The EEG is used along with other measurements (EOG, EMG) to
define sleep stages in polysomnography. Stage I sleep (equivalent to drowsiness in some systems) appears on the
EEG as drop-out of the posterior basic rhythm. There can be an increase in theta frequencies. Santamaria and
Chiappa cataloged a number of the variety of patterns associated with drowsiness. Stage II sleep is characterized by
sleep spindlestransient runs of rhythmic activity in the 1214Hz range (sometimes referred to as the "sigma"
band) that have a frontal-central maximum. Most of the activity in Stage II is in the 36Hz range. Stage III and IV
sleep are defined by the presence of delta frequencies and are often referred to collectively as "slow-wave sleep."
Stages I-IV comprise non-REM (or "NREM") sleep. The EEG in REM (rapid eye movement) sleep appears
somewhat similar to the awake EEG.
EEG under general anesthesia depends on the type of anesthetic employed. With halogenated anesthetics, such as
halothane or intravenous agents, such as propofol, a rapid (alpha or low beta), nonreactive EEG pattern is seen over
most of the scalp, especially anteriorly; in some older terminology this was known as a WAR (widespread anterior
rapid) pattern, contrasted with a WAIS (widespread slow) pattern associated with high doses of opiates. Anesthetic
Electroencephalography
25
effects on EEG signals are beginning to be understood at the level of drug actions on different kinds of synapses and
the circuits that allow synchronized neuronal activity (see: http:/ / www. stanford. edu/ group/ maciverlab/ ).
Artifacts
Biological artifacts
Electrical signals detected along the scalp by an EEG, but that originate from non-cerebral origin are called artifacts.
EEG data is almost always contaminated by such artifacts. The amplitude of artifacts can be quite large relative to
the size of amplitude of the cortical signals of interest. This is one of the reasons why it takes considerable
experience to correctly interpret EEGs clinically. Some of the most common types of biological artifacts include:
Eye-induced artifacts (includes eye blinks, eye movements and extra-ocular muscle activity)
ECG (cardiac) artifacts
EMG (muscle activation)-induced artifacts
Glossokinetic artifacts
The most prominent eye-induced artifacts are caused by the potential difference between the cornea and retina,
which is quite large compared to cerebral potentials. When the eyes and eyelids are completely still, this
corneo-retinal dipole does not affect EEG. However, blinks occur several times per minute, the eyes movements
occur several times per second. Eyelid movements, occurring mostly during blinking or vertical eye movements,
elicit a large potential seen mostly in the difference between the Electrooculography (EOG) channels above and
below the eyes. An established explanation of this potential regards the eyelids as sliding electrodes that short-circuit
the positively charged cornea to the extra-ocular skin.
[45][46]
Rotation of the eyeballs, and consequently of the
corneo-retinal dipole, increases the potential in electrodes towards which the eyes are rotated, and decrease the
potentials in the opposing electrodes.
[47]
Eye movements called saccades also generate transient electromyographic
potentials, known as saccadic spike potentials (SPs).
[48]
The spectrum of these SPs overlaps the gamma-band (see
Gamma wave), and seriously confounds analysis of induced gamma-band responses,
[49]
requiring tailored artifact
correction approaches.
[48]
Purposeful or reflexive eye blinking also generates electromyographic potentials, but more
importantly there is reflexive movement of the eyeball during blinking that gives a characteristic artifactual
appearance of the EEG (see Bell's phenomenon).
Eyelid fluttering artifacts of a characteristic type were previously called Kappa rhythm (or Kappa waves). It is
usually seen in the prefrontal leads, that is, just over the eyes. Sometimes they are seen with mental activity. They
are usually in the Theta (47Hz) or Alpha (813Hz) range. They were named because they were believed to
originate from the brain. Later study revealed they were generated by rapid fluttering of the eyelids, sometimes so
minute that it was difficult to see. They are in fact noise in the EEG reading, and should not technically be called a
rhythm or wave. Therefore, current usage in electroencephalography refers to the phenomenon as an eyelid fluttering
artifact, rather than a Kappa rhythm (or wave).
[50]
Some of these artifacts can be useful in various applications. The EOG signals, for instance, can be used to detect
[48]
and track eye-movements, which are very important in polysomnography, and is also in conventional EEG for
assessing possible changes in alertness, drowsiness or sleep.
EKG artifacts are quite common and can be mistaken for spike activity. Because of this, modern EEG acquisition
commonly includes a one-channel EKG from the extremities. This also allows the EEG to identify cardiac
arrhythmias that are an important differential diagnosis to syncope or other episodic/attack disorders.
Glossokinetic artifacts are caused by the potential difference between the base and the tip of the tongue. Minor
tongue movements can contaminate the EEG, especially in parkinsonian and tremor disorders.
Electroencephalography
26
Environmental artifacts
In addition to artifacts generated by the body, many artifacts originate from outside the body. Movement by the
patient, or even just settling of the electrodes, may cause electrode pops, spikes originating from a momentary
change in the impedance of a given electrode. Poor grounding of the EEG electrodes can cause significant 50 or
60Hz artifact, depending on the local power system's frequency. A third source of possible interference can be the
presence of an IV drip; such devices can cause rhythmic, fast, low-voltage bursts, which may be confused for spikes.
Artifact correction
Recently, independent component analysis techniques have been used to correct or remove EEG
contaminates.
[48][51][52][53][54]
These techniques attempt to "unmix" the EEG signals into some number of
underlying components. There are many source separation algorithms, often assuming various behaviors or natures
of EEG. Regardless, the principle behind any particular method usually allow "remixing" only those components that
would result in "clean" EEG by nullifying (zeroing) the weight of unwanted components. Fully automated artifact
rejection methods, which use ICA, have also been developed.
[55]
Abnormal activity
Abnormal activity can broadly be separated into epileptiform and non-epileptiform activity. It can also be separated
into focal or diffuse.
Focal epileptiform discharges represent fast, synchronous potentials in a large number of neurons in a somewhat
discrete area of the brain. These can occur as interictal activity, between seizures, and represent an area of cortical
irritability that may be predisposed to producing epileptic seizures. Interictal discharges are not wholly reliable for
determining whether a patient has epilepsy nor where his/her seizure might originate. (See focal epilepsy.)
Generalized epileptiform discharges often have an anterior maximum, but these are seen synchronously throughout
the entire brain. They are strongly suggestive of a generalized epilepsy.
Focal non-epileptiform abnormal activity may occur over areas of the brain where there is focal damage of the cortex
or white matter. It often consists of an increase in slow frequency rhythms and/or a loss of normal higher frequency
rhythms. It may also appear as focal or unilateral decrease in amplitude of the EEG signal.
Diffuse non-epileptiform abnormal activity may manifest as diffuse abnormally slow rhythms or bilateral slowing of
normal rhythms, such as the PBR.
Intracortical Encephalogram electrodes and sub-dural electrodes can be used in tandem to discriminate and discretize
artifact from epileptiform and other severe neurological events.
More advanced measures of abnormal EEG signals have also recently received attention as possible biomarkers for
different disorders such as Alzheimer's disease.
[56]
Electroencephalography
27
History
A timeline of the history of EEG is given by Swartz.
[57]
Richard Caton (18421926), a physician practicing in
Liverpool, presented his findings about electrical phenomena of the exposed cerebral hemispheres of rabbits and
monkeys in the British Medical Journal in 1875. In 1890, Polish physiologist Adolf Beck published an investigation
of spontaneous electrical activity of the brain of rabbits and dogs that included rhythmic oscillations altered by light.
Hans Berger
In 1912, Russian physiologist, Vladimir Vladimirovich Pravdich-Neminsky
published the first animal EEG and the evoked potential of the mammalian
(dog).
[58]
In 1914, Napoleon Cybulski and Jelenska-Macieszyna
photographed EEG-recordings of experimentally induced seizures.
German physiologist and psychiatrist Hans Berger (18731941) recorded
the first human EEG in 1924.
[59]
Expanding on work previously conducted
on animals by Richard Caton and others, Berger also invented the
electroencephalogram (giving the device its name), an invention described
"as one of the most surprising, remarkable, and momentous developments
in the history of clinical neurology".
[60]
His discoveries were first
confirmed by British scientists Edgar Douglas Adrian and B. H. C. Matthews in 1934 and developed by them.
In 1934, Fisher and Lowenback first demonstrated epileptiform spikes. In 1935 Gibbs, Davis and Lennox described
interictal spike waves and the 3 cycles/s pattern of clinical absence seizures, which began the field of clinical
electroencephalography. Subsequently, in 1936 Gibbs and Jasper reported the interictal spike as the focal signature
of epilepsy. The same year, the first EEG laboratory opened at Massachusetts General Hospital.
Franklin Offner (19111999), professor of biophysics at Northwestern University developed a prototype of the EEG
that incorporated a piezoelectric inkwriter called a Crystograph (the whole device was typically known as the Offner
Dynograph).
In 1947, The American EEG Society was founded and the first International EEG congress was held. In 1953
Aserinsky and Kleitman describe REM sleep.
In the 1950s, William Grey Walter developed an adjunct to EEG called EEG topography, which allowed for the
mapping of electrical activity across the surface of the brain. This enjoyed a brief period of popularity in the 1980s
and seemed especially promising for psychiatry. It was never accepted by neurologists and remains primarily a
research tool.
Various uses
The EEG has been used for many purposes besides the conventional uses of clinical diagnosis and conventional
cognitive neuroscience. An early use was during World War II by the U.S. Army Air Corps to screen out pilots in
danger of having seizures;
[61]
long-term EEG recordings in epilepsy patients are still used today for seizure
prediction. Neurofeedback remains an important extension, and in its most advanced form is also attempted as the
basis of brain computer interfaces. The EEG is also used quite extensively in the field of neuromarketing.
Honda is attempting to develop a system to enable an operator to control its Asimo robot using EEG, a technology it
eventually hopes to incorporate into its automobiles.
[62]
EEGs have been used as evidence in trials in the Indian state of Maharastra.
[63][64]
Electroencephalography
28
EEG and Remote Communication
The United States Army Research Office budgeted $4million in 2009 to researchers at the University of California,
Irvine to develop EEG processing techniques to identify correlates of imagined speech and intended direction to
enable soldiers on the battlefield to communicate via computer-mediated reconstruction of team members' EEG
signals, in the form of understandable signals such as words.
[65]
Low-cost EEG Devices
Inexpensive EEG devices exist for the low-cost research and consumer markets. Recently, a few companies have
miniaturized medical grade EEG technology to create versions accessible to the wider public. Some of these
companies have even built commercial EEG devices retailing for less than $100 USD.
In 2004 OpenEEG released its ModularEEG as open source hardware. Compatible open source software includes
a game for balancing a ball.
In 2007 NeuroSky released the first affordable consumer based EEG along with the game NeuroBoy. This was
also the first large scale EEG device to use dry sensor technology.
[66]
In 2008 OCZ Technology developed device for use in video games relying primarily on electromyography.
In 2008 the Final Fantasy developer Square Enix announced that it was partnering with NeuroSky to create a
game, Judecca.
[67][68]
In 2009 Mattel partnered with NeuroSky to release the Mindflex, a game that used an EEG to steer a ball through
an obstacle course. By far the best selling consumer based EEG to date.
[67][69]
In 2009 Uncle Milton Industries partnered with NeuroSky to release the StarWars Force Trainer, a game designed
to create the illusion of possessing The Force.
[67][70]
In 2009 Emotiv released the EPOC, a 14 channel EEG device. The EPOC is the first commercial BCI to not use
dry sensor technology, requiring users to apply a saline solution to their head.
[71]
In 2010, NeuroSky added a blink and electromyography function to the MindSet.
[72]
In 2011, NeuroSky released the MindWave. An EEG device designed for educational purposes and games.
[73]
The MindWave won the Guinness Book of World Records award for Heaviest machine moved using a brain
control interface.
[74]
In 2012, a Japanese gadget project, neurowear, released Necomimi: a headset with motorized cat ears. The
headset is a NeuroSky MindWave unit with two motors on the headband where a cat's ears might be. Slipcovers
shaped like cat ears sit over the motors so that as the device registers emotional states the ears move to relate. For
example, when relaxed, the ears fall to the sides and perk up when excited again.
Electroencephalography
29
Images
Person wearing
electrodes for EEG
Portable recording device for EEG EEG
electroencephalophone
used during a music
performance in which
bathers from around
the world were
networked together as
part of a collective
musical performance,
using their brainwaves
to control sound,
lighting, and the bath
environment
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NeuroGadget.com. NeuroGadget. .
Electroencephalography
32
External links
A tutorial on simulating and estimating EEG sources in Matlab (http:/ / www. nbtwiki. net/ doku.
php?id=tutorial:tutorial_dipoles)
A tutorial on analysis of ongoing, evoked, and induced neuronal activity: Power spectra, wavelet analysis, and
coherence (http:/ / www. nbtwiki. net/ doku. php?id=tutorial:power_spectra_wavelet_analysis_and_coherence)
Scholarpedia EEG (http:/ / www. scholarpedia. org/ article/ Electroencephalogram)
FASTER (http:/ / www. mee. tcd. ie/ neuraleng/ Research. Faster) A fully automated, unsupervised method for
processing of high density EEG data. FASTER has been peer-reviewed, it is free and the software is open source.
The FASTER software is available here. (https:/ / sourceforge. net/ projects/ faster)
Video demonstration of placement of electrodes (http:/ / www. youtube. com/ watch?v=IwGIF5aCnqg&
feature=digest)
OpenEEG (http:/ / openeeg. sourceforge. net/ doc/ ) The OpenEEG project makes hardware plans and software
for do-it-yourself EEG devices in an Open Source manner. The hardware is aimed toward amateurs who would
like to experiment with EEG.
(http:/ / www. caet. org) Canadian association of EEG techs (CAET)
Thalamus
33
Thalamus
Brain: Thalamus
thalamus marked (MRI cross-section)
anterolateral view
Latin thalamus dorsalis
Gray's
subject #189 808
[1]
Part of Diencephalon
Components See List of thalamic nuclei
Artery Posterior cerebral artery and branches
NeuroNames
hier-283
[2]
MeSH
Thalamus
[3]
NeuroLex ID
birnlex_954
[4]
The thalamus (from Greek , "inner chamber")
[5]
is a midline symmetrical structure within the brains of
vertebrates including humans, situated between the cerebral cortex and midbrain. Its function includes relaying
sensory and motor signals to the cerebral cortex,
[6][7]
along with the regulation of consciousness, sleep, and alertness.
The thalamus surrounds the third ventricle. It is the main product of the embryonic diencephalon.
Thalamus
34
Anatomy
The two thalami in a 360
o
rotation
The thalamus is perched on top of the brainstem, near the center of the
brain, with nerve fibers projecting out to the cerebral cortex in all
directions. The medial surface of the thalamus constitutes the upper
part of the lateral wall of the third ventricle, and is connected to the
corresponding surface of the opposite thalamus by a flattened gray
band, the Interthalamic adhesion.
Morphology
Both parts of this structure of the brain in the human are each about the
size and shape of a walnut.
[6]
These are about three centimetres in
length, at the widest part 2.5 centimetres across and about 2
centimetres in height (the nut relative to an unshelled nut with the
nut-shell join in the horizontal plane).
The two halves of the thalamus are prominent bulb-shaped masses, about 5.7cm in length, located obliquely (about
30) and symmetrically on each side of the third ventricle.
Blood supply
The thalamus derives its blood supply from four arteries including the polar artery (posterior communicating artery),
paramedian thalamic-subthalamic arteries, inferolateral (thalamogeniculate) arteries, and posterior (medial and
lateral) choroidal arteries.
[8]
These are all derived from the vertebrobasilar arterial system except the polar artery.
Some people have the artery of Percheron, which is a rare anatomic variation in which a single arterial trunk arises
from the posterior cerebral artery to supply both thalami.
Thalamic nuclei
Nuclei of the thalamus
The thalamus is part of a nuclear complex structured of four parts, the
hypothalamus, epithalamus, ventral thalamus, and dorsal thalamus.
[9]
Derivatives of the diencephalon also include the dorsally-located
epithalamus (essentially the habenula and annexes) and the
perithalamus (prethalamus formerly described as ventral thalamus)
containing the zona incerta and the "reticulate nucleus" (not the
reticular, term of confusion). Due to their different ontogenetic origins,
the epithalamus and the perithalamus are formally distinguished from
the thalamus proper.
The thalamus comprises a system of lamellae (made up of myelinated
fibers) separating different thalamic subparts. Other areas are defined
by distinct clusters of neurons, such as the periventricular gray, the intralaminar elements, the "nucleus limitans", and
others.
[10]
These latter structures, different in structure from the major part of the thalamus, have been grouped
together into the allothalamus as opposed to the isothalamus.
[11]
This distinction simplifies the global description of
the thalamus.
Thalamus
35
Connections
The thalamus is connected to the spinal cord via
the spinothalamic tract.
The thalamus is manifoldly connected to the hippocampus via the
mammillo-thalamic tract, this tract comprises the mammilary body and
fornix.
[12]
The spinothalamic tract is a sensory pathway originating in the spinal
cord. It transmits information to the thalamus about pain, temperature,
itch and crude touch. There are two main parts: the lateral
spinothalamic tract, which transmits pain and temperature, and the
anterior (or ventral) spinothalamic tract, which transmits crude touch
and pressure.
Function
The thalamus has multiple functions. It may be thought of as a kind of switchboard of information. It is generally
believed to act as a relay between a variety of subcortical areas and the cerebral cortex. In particular, every sensory
system (with the exception of the olfactory system) includes a thalamic nucleus that receives sensory signals and
sends them to the associated primary cortical area. For the visual system, for example, inputs from the retina are sent
to the lateral geniculate nucleus of the thalamus, which in turn projects to the primary visual cortex (area V1) in the
occipital lobe. The thalamus is believed to both process sensory information as well as relay iteach of the primary
sensory relay areas receives strong "back projections" from the cerebral cortex. Similarly the medial geniculate
nucleus acts as a key auditory relay between the inferior colliculus of the midbrain and the primary auditory cortex,
and the ventral posterior nucleus is a key somatosensory relay, which sends touch and proprioceptive information to
the primary somatosensory cortex.
The thalamus also plays an important role in regulating states of sleep and wakefulness.
[13]
Thalamic nuclei have
strong reciprocal connections with the cerebral cortex, forming thalamo-cortico-thalamic circuits that are believed to
be involved with consciousness. The thalamus plays a major role in regulating arousal, the level of awareness, and
activity. Damage to the thalamus can lead to permanent coma.
The role of the thalamus in the more anterior pallidal and nigral territories in the basal ganglia system disturbances is
recognized but still poorly understood. The contribution of the thalamus to vestibular or to tectal functions is almost
ignored. The thalamus has been thought of as a "relay" that simply forwards signals to the cerebral cortex. Newer
research suggests that thalamic function is more selective.
[14]
Many different functions are linked to various regions
of the thalamus. This is the case for many of the sensory systems (except for the olfactory system), such as the
auditory, somatic, visceral, gustatory and visual systems where localized lesions provoke specific sensory deficits. A
major role of the thalamus is devoted to "motor" systems. The thalamus is functionally connected to the
hippocampus
[15]
as part of the extended hippocampal system at the thalamic anterior nuclei
[16]
with respect to spatial
memory and spatial sensory datum they are crucial for human episodic memory and rodent event memory.
[17][18]
There is support for the hypothesis that thalamic regions connection to particular parts of the mesio-temporal lobe
provide differentiation of the functioning of recollective and familiarity memory.
[12]
The neuronal information processes necessary for motor control were proposed as a network involving the thalamus
as a subcortical motor centre.
[19]
Through investigations of the anatomy of the brains of primates
[20]
the nature of the
interconnected tissues of the cerebellum to the multiple motor cortices suggested that the thalamus fulfills a key
function in providing the specific channels from the basal ganglia and cerebellum to the cortical motor areas.
[21][22]
In an investigation of the saccade and antisaccade
[23]
motor response in three monkeys, the thalamic regions were
found to be involved in the generation of antisaccade eye-movement.
[24]
Thalamus
36
Human brain frontal (coronal) section
Development
The thalamic complex is composed of the perithalamus (or prethalamus, previously also known as ventral thalamus),
the mid-diencephalic organiser (which forms later the zona limitans intrathalamica (ZLI) ) and the thalamus (dorsal
thalamus).
[25][26]
The development of the thalamus can be subdivide into three steps
[27]
The thalamus is the largest
structure deriving from the embryonic diencephalon, the posterior part of the forebrain situated between the midbrain
and the cerebrum.
Early brain development
After neurulation the anlage of the prethalamus and the thalamus is induced within the neural tube. Data from
different vertebrate model organisms support a model in which the interaction between two transcription factors, Fez
and Otx, are of decisive importance. Fez is expressed in the prethalamus, and functional experiments show that Fez
is required for prethalamus formation.
[28][29]
Posteriorly, Otx1 and Otx2 abut the expression domain of Fez and are
required for proper development of the thalamus.
[30][31]
The formation of the mid-diencephalic organiser (MDO)
At the interface between the expression domains of Fez and Otx, the mid-diencephalic organizer (MDO, also called
the ZLI organiser) is induced within the thalamic anlage. The MDO is the central signalling organizer in the
thalamus. A lack of the organizer leads to the absence of the thalamus. The MDO matures from ventral to dorsal
during development. Members of the SHH family and of the Wnt family are the main principal signals emitted by
the MDO.
Besides its importance as signalling center, the organizer matures into the morphological structure of the zona
limitans intrathalamica (ZLI).
Thalamus
37
Maturation and parcellation of the thalamus
After its induction, the MDO starts to orchestrate the development of the thalamic anlage by release of signalling
molecules such as Shh.
[32]
In mice, the function of signaling at the MDO has not been addressed directly due to a
complete absence of the diencephalon in Shh mutants.
[33]
Studies in chicks have shown that Shh is both necessary and sufficient for thalamic gene induction.
[34]
In zebrafish,
it was shown that the expression of two Shh genes, shh-a and shh-b (formerly described as twhh) mark the MDO
territory, and that Shh signaling is sufficient for the molecular differentiation of both the prethalamus and the
thalamus but is not required for their maintenance and Shh signaling from the MDO/alar plate is sufficient for the
maturation of prethalamic and thalamic territory while ventral Shh signals are dispensable.
[35]
The exposure to Shh leads to differentiation of thalamic neurons. SHH signaling from the MDO induces a
posterior-to-anterior wave of expression the proneural gene Neurogenin1 in the major (caudal) part of the thalamus,
and Ascl1 (formerly Mash1) in the remaining narrow stripe of rostral thalamic cells immediately adjacent to the
MDO, and in the prethalamus.
[36][37]
This zonation of proneural gene expression leads to the differentiation of glutamatergic relay neurons from the
Neurogenin1+ precursors and of GABAergic inhibitory neurons from the Ascl1+ precursors. In fish, selection of
these alternative neurotransmitter fates is controlled by the dynamic expression of Her6 the homolog of HES1.
Expression of this hairy-like bHLH transcription factor, which represses Neurogenin but is required for Ascl1, is
progressively lost from the caudal thalamus but maintained in the prethalamus and in the stripe of rostral thalamic
cells. In addition, studies on chick and mice have shown that blocking the Shh pathway leads to absence of the
rostral thalamus and substantial decrease of the caudal thalamus. The rostral thalamus will give rise to the reticular
nucleus mainly whereby the caudal thalamus will form the relay thalamus and will be further subdivided in the
thalamic nuclei.
[27]
In humans, a common genetic variation in the promotor region of the serotonin transporter (the SERT-long and
-short allele: 5-HTTLPR) has been shown to affect the development of several regions of the thalamus in adults.
People who inherit two short alleles (SERT-ss) have more neurons and a larger volume in the pulvinar and possibly
the limbic regions of the thalamus. Enlargement of the thalamus provides an anatomical basis for why people who
inherit two SERT-ss alleles are more vulnerable to major depression, posttraumatic stress disorder, and suicide.
[38]
Pathology
A cerebrovascular accident (stroke) can lead to the thalamic syndrome,
[39]
which involves a one-sided burning or
aching sensation often accompanied by mood swings. Bilateral ischemia of the area supplied by the paramedian
artery can cause serious problems including akinetic mutism, and be accompanied by oculomotor problems. A
related concept is thalamocortical dysrhythmia. The occlusion of the artery of Percheron can lead to a bilateral
thalamus infarction.
Korsakoff's syndrome stems from damage to the mammillary body, the mammillothalamic fasciculus or the
thalamus.
Fatal familial insomnia is a hereditary prion disease in which degeneration of the thalamus occurs, causing the
patient to gradually lose his ability to sleep and progressing to a state of total insomnia, which invariably leads to
death.
Thalamus
38
Grays (Images)
Images are circa 1858.
[40]
The left optic nerve and the
optic tracts.
Coronal section of lateral and third ventricles.
Dissection showing the ventricles
of the brain.
Section of brain showing upper surface of
temporal lobe.
Horizontal section of right
cerebral hemisphere.
Mesal aspect of a brain sectioned
in the median sagittal plane.
Schematic
representation of the
chief ganglionic
categories (I to V).
Scheme showing
the course of the
fibers of the
lemniscus; medial
lemniscus in blue,
lateral in red.
Deep
dissection of
brain-stem.
Lateral view.
Thalamus
39
Deep dissection of brain-stem.
Ventral view.
Coronal section of brain
immediately in front of pons.
Coronal section of brain
through intermediate mass of
third ventricle.
Thalamus
References
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[28] Hirata, T.; Nakazawa, M; Muraoka, O; Nakayama, R; Suda, Y; Hibi, M (2006). "Zinc-finger genes Fez and Fez-like function in the
establishment of diencephalon subdivisions". Development 133 (20): 39934004. doi:10.1242/dev.02585. PMID16971467.
[29] Jeong, J.-Y.; Einhorn, Z.; Mathur, P.; Chen, L.; Lee, S.; Kawakami, K.; Guo, S. (2007). "Patterning the zebrafish diencephalon by the
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[31] Scholpp, S.; Foucher, I.; Staudt, N.; Peukert, D.; Lumsden, A.; Houart, C. (2007). "Otx1l, Otx2 and Irx1b establish and position the ZLI in
the diencephalon". Development 134 (17): 316776. doi:10.1242/dev.001461. PMID17670791.
[32] Puelles, L; Rubenstein, JL (2003). "Forebrain gene expression domains and the evolving prosomeric model". Trends in neurosciences 26
(9): 46976. doi:10.1016/S0166-2236(03)00234-0. PMID12948657.
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primordia in the early mouse embryo". Development 129 (20): 480719. PMID12361972.
[34] Kiecker, C; Lumsden, A (2004). "Hedgehog signaling from the ZLI regulates diencephalic regional identity". Nature Neuroscience 7 (11):
12429. doi:10.1038/nn1338. PMID15494730.
[35] Scholpp, S.; Wolf, O; Brand, M; Lumsden, A (2006). "Hedgehog signalling from the zona limitans intrathalamica orchestrates patterning of
the zebrafish diencephalon". Development 133 (5): 85564. doi:10.1242/dev.02248. PMID16452095.
[36] Scholpp, S.; Delogu, A.; Gilthorpe, J.; Peukert, D.; Schindler, S.; Lumsden, A. (2009). "Her6 regulates the neurogenetic gradient and
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[38] Young, Keith A.; Holcomb, Leigh A.; Bonkale, Willy L.; Hicks, Paul B.; Yazdani, Umar; German, Dwight C. (2007). "5HTTLPR
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[39] Dejerine, J.; Roussy, G. (1906). "Le syndrome thalamique". Revue Neurologique 14: 52132.
[40] Gray, H. & Carter, H. V. (1858), Anatomy Descriptive and Surgical, London: John W. Parker and Son, Retrieved (16 October 2011)
[2012-02-10] (http:/ / www. archive.org/ stream/ anatomydescript09graygoog#page/ n7/ mode/ 2up)
Thalamus
41
External links
BrainMaps at UCDavis thalamus (http:/ / brainmaps. org/ index. php?q=thalamus)
Delta wave
Delta waves, an EEG (electroencephalograph) one second sample
A delta wave is a high amplitude brain
wave with a frequency of oscillation
between 04 hertz. Delta waves, like
other brain waves, are recorded with an
electroencephalogram
[1]
(EEG) and are
usually associated with the deepest
stages of sleep (3 and 4 NREM), also
known as slow-wave sleep (SWS), and aid in characterizing the depth of sleep.
This is a screen shot of a patient during Slow Wave Sleep (stage 3). The high amplitude
EEG is highlighted in red. This screen shot represents a 30 second epoch (30 seconds of
data).
Background and history
"Delta waves" were first described in
the early 1900s by W. Grey Walter,
who improved upon Dr. Hans Berger's
electroencephalograph machine (EEG)
to detect alpha and delta waves.
Classification and
features
Delta waves, like all brain waves, are
detected by electroencephalography
(EEG). Delta waves were originally
defined as having a frequency between
1-4 hertz, although more recent
classifications put the boundaries at
between 0.5 and 2 hertz. They are the
slowest, but highest amplitude brainwaves. Delta waves begin to appear in stage 3 sleep, but by stage 4 nearly all
spectral activity is dominated by delta waves. Stage 3 sleep is defined as having less than 50% delta wave activity,
while stage 4 sleep has more than 50% delta wave activity. These stages have recently been combined and are now
collectively referred to as stage N3 slow-wave sleep.
[2]
During N3 SWS, delta waves account for 20% or more of the
EEG record during this stage.
[3]
Delta waves occur in all mammals, and potentially all animals as well.
Delta waves are often associated with another EEG phenomenon, the K-complex. K-Complexes have been shown to
immediately precede delta waves in slow wave sleep.
[4]
Delta wave
42
Neurophysiology
Sex differences
Females have been shown to have more delta wave activity, and this is true across most mammal species. This
discrepancy does not become apparent until early adulthood (in the 30's or 40's, in humans), with men showing
greater age-related reductions in delta wave activity than their female counterparts.
[5]
It has been suggested that this
discrepancy may be due to larger skull size in males, but this theory has been refuted by intracranial data from
female cats, which still show more delta activity.
Brain localization and biochemistry
Delta waves can arise either in the thalamus or in the cortex. When associated with the thalamus, they likely arise in
coordination with the reticular formation.
[6][7]
In the cortex, the suprachiasmatic nuclei have been shown to regulate
delta waves, as lesions to this area have been shown to cause disruptions in delta wave activity. In addition, delta
waves show a lateralization, with right hemisphere dominance during sleep.
[8]
Delta waves have been shown to be
mediated in part by T-type calcium channels.
[9]
During delta wave sleep, neurons are globally inhibited by
gamma-aminobutyric acid (GABA).
[10]
Delta activity stimulates the release of several hormones, including growth hormone releasing hormone GHRH and
prolactin (PRL). GHRH is released from the hypothalamus, which in turn stimulates release of growth hormone from
the pituitary. Like growth hormone, the secretion of prolactin - which is closely related to growth hormone (GH) - is
also regulated by the pituitary. Thyroid stimulating hormone (TSH) activity is decreased in response to delta-wave
signaling.
[11]
Development
Infants have been shown to spend a great deal of time in slow-wave sleep, and thus have more delta wave activity. In
fact, delta-waves are the predominant wave forms of infants. Analysis of the waking EEG of a newborn infant
indicates that delta wave activity is predominant in that age, and still appears in a waking EEG of five-year-olds.
[12]
Delta wave activity during slow-wave sleep declines during adolescence, with a drop of around 25% reported
between the ages of 11 and 14 years.
[13]
Delta waves have been shown to decrease across the lifespan, with most of
the decline seen in the mid-forties. By the age of about 75, stage four sleep and delta waves may be entirely
absent.
[14]
In addition to a decrease in the incidence of delta waves during slow-wave sleep in the elderly, the
incidence of temporal delta wave activity is common seen in older adults, and incidences also increase with age.
[15]
Disruptions and disorders
Regional delta wave activity not associated with NREM sleep was first described by W. Grey Walter, who studied
cerebral hemisphere tumors. Disruptions in delta wave activity and slow wave sleep are seen in a wide array of
disorders. In some cases there may be increases or decreases in delta wave activity, while others may manifest as
disruptions in delta wave activity, such as alpha waves presenting in the EEG spectrum. Delta wave disruptions may
present as a result of physiological damage, changes in nutrient metabolism, chemical alteration, or may also be
idiopathic. Disruptions in delta activity is seen in adults during states of intoxication or delirium and in those
diagnosed with various neurological disorders such as dementia or schizophrenia.
[16]
Delta wave
43
Temporal Low-voltage Irregular Delta Wave (TLID)
Temporal low-voltage irregular delta wave activity has been commonly detected in patients with ischemic brain
diseases. In addition, small ischemic lesions have been shown to be closely correlated with TLID, and are indicative
of early-stage cerebrovasular damage.
[17]
Parasomnias
Parasomnias are often associated with disruptions in slow wave sleep. Sleep walking and sleep talking most often
occur during periods of high-delta wave activity. Sleep walkers have also been shown to have more
Hypersynchronous Delta Activity (HSD activity) compared to total time spent in stages 2, 3, and 4 sleep relative to
healthy controls. Hypersynchronous Delta Activity (HSD) are continuous, high-voltage (> 150 uV) delta waves seen
in sleep EEGs.
[18]
Parasomnias which occur deep in NREM sleep also include sleep terrors and confusional arousals.
Sleep deprivation
Total sleep deprivation has been shown to increase delta wave activity during sleep recovery,
[19]
and has also been
shown to increase hypersynchronous delta activity (HSD).
[18]
Parkinson's disease
Sleep disturbances, as well as dementia, are common features of Parkinson's disease, and patients with PD show
disrupted brain wave activity. The drug rotigotine, developed for PD, has been shown to increase delta power and
slow-wave sleep in those with Parkinson's disease. Interestingly, delta-wave inducing peptide injected into the
substantia nigra of the rat model has been shown to increase parkinsonian symptoms.
[20]
Schizophrenia
People suffering schizophrenia have shown disrupted EEG patterns, and there is a close association of reduced delta
waves during deep sleep and negative symptoms associated with schizophrenia. During slow wave sleep (stages 3
and 4), schizophrenics have been shown to have reduced delta wave activity, although delta waves have also been
shown to be increased during waking hours in more severe forms of schizophrenia.
[21]
A recent study has shown that
the right frontal and central delta wave dominance, seen in healthy individuals, is absent in patients with
schizophrenia. In addition, the negative correlation between delta wave activity and age is also not observed in those
with schizophrenia.
[22]
Diabetes and insulin resistance
Disruptions in slow wave (delta) sleep have been shown to increase risk for development of Type II diabetes,
potentially due to disruptions in the growth hormone secreted by the pituitary. In addition, hypoglycemia occurring
during sleep may also disrupt delta-wave activity.
[23]
Low-voltage irregular delta waves (TLID) have also been
found in the left temporal lobe of diabetic patients, at a rate of 56% (compared to 14% in healthy controls).
[24][25]
Fibromyalgia
Patients suffering from fibromyalgia often report unrefreshing sleep. A study conducted in 1975 by Moldovsky et al.
showed that the delta wave activity of these patients in stages 3 and 4 sleep were often interrupted by alpha waves.
They later showed that depriving the body of delta wave sleep activity also induced musculoskeletal pain and
fatigue.
[26]
Delta wave
44
Alcoholism
Alcohol has been shown to decrease slow wave sleep and delta power, while increasing stage 1 and REM incidence
in both men and women. In long-term alcohol abuse, the influences of alcohol on sleep architecture and reductions in
delta activity have been shown to persist even after long periods of abstinence.
[27]
Temporal lobe epilepsy
Slow waves, including delta waves, are associated with seizure-like activity within the brain. W. Grey Walter was
the first person to use delta waves from an EEG to locate brain tumors and lesions causing temporal lobe
epilepsy.
[28]
Neurofeedback has been suggested as a treatment for temporal lobe epilepsy, and theoretically acts to
reduce inappropriate delta wave intrusion, although there has been limited clinical research in this area.
[29]
Other disorders
Other disorders frequently associated with disrupted delta-wave activity include:
depression
anxiety
obsessive-compulsive disorder
attention deficit disorder (ADD)/ attention deficit hyperactivity disorder (ADHD)
[30]
juvenile chronic arthritis
[31]
Consciousness and dreaming
Initially, dreaming was thought to only occur in rapid eye movement sleep, though it is now known that dreaming
may also occur during slow-wave sleep. Delta waves and delta wave activity are marked by an unconscious state,
and the loss of physical awareness as well as the "iteration of information". Delta wave activity has also been
purported to aid in the formation of declarative and explicit memory formation.
[10]
Pharmacology
While most drugs that affect sleep do so by stimulating sleep onset, or disrupting REM sleep, a number of chemicals
and drugs have been shown to alter delta wave activity.
Delta sleep-inducing peptide, as the name suggests, induces delta wave EEG activity.
Alcohol reduces SWS delta wave activity, thereby restricting the release of growth hormone (GH) by the
pituitary.
[32]
The muramyl peptide, muramyl dipeptide (MDP, N-acetylmuramyl-L-alanyl-D-isoglutamine) has been shown to
increase delta wave activity during slow wave sleep.
[33]
The drug Gabapentin, a drug used to control epileptic seizures, increases delta-wave activity and slow wave sleep
in adults.
[34]
While hypnotic drugs increase slow wave sleep, they do not increase delta wave activity, and instead increase
spindle activity during slow wave sleep.
[35]
Gamma-hydroxy butyrate (GHB) increases delta slow-wave sleep as well as sleep-related growth hormone
(GH).
[35]
Delta wave
45
Effects of diet
Diets very low in carbohydrates, such as a ketogenic diet, have been shown to increase the amount of delta activity
and slow wave sleep in healthy individuals.
[36]
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[8] Mistlberger, R. E., Bergmann, B. M., & Rechtschaffen, A. (1987). RELATIONSHIPS AMONG WAKE EPISODE LENGTHS,
CONTIGUOUS SLEEP EPISODE LENGTHS, AND ELECTROENCEPHALOGRAPHIC DELTA WAVES IN RATS WITH
SUPRACHIASMATIC NUCLEI LESIONS. [Article]. Sleep, 10(1), 12-24.
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T-type calcium channels. PNAS;101(52): 18195-18199.
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[12] Taylor, Eric; Rutter, Michael (2002). Child and adolescent psychiatry. Oxford: Blackwell Science. p.162. ISBN0-632-05361-5.
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show a linear decline in amplitude across the adult lifespan. [Article]. Neurobiology of Aging, 31(5), 874-883.
[15] [15] Inui, Koji, Eishi Motomura, Hiroyuki Kaige, and Sen Nomura. "Temporal Slow Waves and Cerebrovascular Diseases - Inui - 2008 -
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"Temporal Delta Wave and Ischemic Lesions on MRI." Psychiatry and Clinical Neurosciences 48.4 (1994): 891-98. Print.
[18] [18] Pilon M; Zadra A; Joncas S et al. Hypersynchronous delta waves and somnambulism: brain topography and effect of sleep deprivation.
SLEEP 2006;29(1): 77-84.
[19] [19] Feinberg, I., T. Baker, R. Leder, and J. D. March. "Response of Delta (0-3 Hz) EEG and Eye Movement Density to a Night with 100
Minutes of Sleep." Sleep 11.5 (1988): 473-87. Print.
[20] [20] Kryzhanovskii, G. N., A. A. Shandra, L. S. Godlevskii, and I. I. Mikhaleva. "Appearance of Parkinsonian Syndrome after Administration of
Delta Sleep-inducing Peptide into the Rat Substantia Nigra." Biull Eksp Biol Med. 109.2 (1990): 119-21. Print.
[21] Alfimova, M. V., & Uvarova, L. G. (2007). Changes in the EEG spectral power during perception of neutral and emotionally salient words
in schizophrenic patients, their relatives and healthy individuals from general population. [Article]. Zhurnal Vysshei Nervnoi Deyatelnosti
Imeni I P Pavlova, 57(4), 426-436.
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doi:10.1016/j.schres.2010.11.003
[23] Abdelkarim, T. H., Westin, T., Romaker, A., & Girish, M. (2002). Presence of delta waves in REM sleep during polysomnography as a sign
of acute hypoglycemic encephalopathy. [Meeting Abstract]. Sleep, 25, 531.
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Med. 109.2 (1990): 119-21. Print.
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Retinopathy." Acta Neurologica Scandinavica 97.2 (1998): 107-09. Print.
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[27] [27] Colrain, I. M., S. Turlington, and F. C. Baker. "Impact of Alcoholism on Sleep Architecture and EEG Power Spectra in Men and Women."
Sleep. 32.10 (2009): 1341-352. Print.
[28] Walter WG. The location of cerebral tumors by electroencephalography. Lancet 1936;2: 3058.
[29] "Biofeedback for Epileptic Seizures; EEG Neurofeedback for Epilepsy" (http:/ / www. epilepsyhealth. com/ biofeedback. html).
Epilepsyhealth.com. . Retrieved 2011-02-14.
[30] [30] EEG-defined subtypes of children with attention-deficit/hyperactivity disorder. Adam R Clarke, Robert J Barry, Rory McCarthy, Mark
Selikowitz. Clinical neurophysiology : official journal of the International Federation of Clinical Neurophysiology. 1 November 2001 (volume
112 issue 11 Pages 2098-2105)
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Brazilian Journal of Medical and Biological Research. 2008;41(10): 938-43.
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Neuroscience, 11(4), 146-154.
Theta rhythm
Example of an EEG theta wave
The theta rhythm is an oscillatory
pattern in EEG signals recorded either
from inside the brain or from
electrodes glued to the scalp. Two
types of theta rhythm have been
described. The "hippocampal theta
rhythm" is a strong oscillation that can
be observed in the hippocampus and other brain structures in numerous species of mammals including rodents,
rabbits, dogs, cats, bats, and marsupials. "Cortical theta rhythms" are low-frequency components of scalp EEG,
usually recorded from humans.
In rats, the most frequently studied species, theta rhythmicity is easily observed in the hippocampus, but can also be
detected in numerous other cortical and subcortical brain structures. Hippocampal theta, with a frequency range of
610 Hz, appears when a rat is engaged in active motor behavior such as walking or exploratory sniffing, and also
during REM sleep. Theta waves with a lower frequency range, usually around 67 Hz, are sometimes observed
when a rat is motionless but alert. When a rat is eating, grooming, or sleeping, the hippocampal EEG usually shows a
non-rhythmic pattern known as Large Irregular Activity or LIA. The hippocampal theta rhythm depends critically on
projections from the medial septal area, which in turn receives input from the hypothalamus and several brainstem
areas. Hippocampal theta rhythms in other species differ in some respects from those in rats. In cats and rabbits, the
frequency range is lower (around 46 Hz), and theta is less strongly associated with movement than in rats. In bats,
theta appears in short bursts associated with echolocation. In humans and other primates, hippocampal theta is
difficult to observe at all.
The function of the hippocampal theta rhythm is not clearly understood. Green and Arduini, in the first major study
of this phenomenon, noted that hippocampal theta usually occurs together with desynchronized EEG in the
neocortex, and proposed that it is related to arousal. Vanderwolf and his colleagues, noting the strong relationship
between theta and motor behavior, have argued that it is related to sensorimotor processing. Another school, led by
John O'Keefe, have suggested that theta is part of the mechanism animals use to keep track of their location within
Theta rhythm
47
the environment. The most popular theories, however, link the theta rhythm to mechanisms of learning and
memory.(Hasselmo, 2005)
Cortical theta rhythms observed in human scalp EEG are a different phenomenon, with no clear relationship to the
hippocampus. In human EEG studies, the term theta refers to frequency components in the 47 Hz range, regardless
of their source. Cortical theta is observed frequently in young children. In older children and adults, it tends to
appear during drowsy, meditative, or sleeping states, but not during the deepest stages of sleep. Several types of
brain pathology can give rise to abnormally strong or persistent cortical theta waves.
Terminology
Because of a historical accident, the term "theta rhythm" is used to refer to two different phenomena, "hippocampal
theta" and "human cortical theta". Both of these are oscillatory EEG patterns, but they may have little in common
beyond the name "theta" .
In the oldest EEG literature dating back to the 1920s, Greek letters such as alpha, beta, theta, and gamma were used
to classify EEG waves falling into specific frequency ranges, with "theta" generally meaning a range of about 47
cycles per second (Hz). In the 1930s1950s, a very strong rhythmic oscillation pattern was discovered in the
hippocampus of cats and rabbits (Green & Arduini, 1954). In these species, the hippocampal oscillations fell mostly
into the 46 Hz frequency range, so they were referred to as "theta" oscillations. Later, hippocampal oscillations of
the same type were observed in rats; however, the frequency of rat hippocampal EEG oscillations averaged about 8
Hz and rarely fell below 6 Hz. Thus the rat hippocampal EEG oscillation should not, strictly speaking, have been
called a "theta rhythm". However the term "theta" had already become so strongly associated with hippocampal
oscillations that it continued to be used even for rats. Over the years this association has come to be stronger than the
original association with a specific frequency range, but the original meaning also persists.
Thus, "theta" can mean either of two things:
1. 1. A specific type of regular oscillation seen in the hippocampus and several other brain regions connected to it.
2. EEG oscillations in the 47 Hz frequency range, regardless of where in the brain they occur or what their
functional significance is.
The first meaning is usually intended in literature that deals with rats or mice, while the second meaning is usually
intended in studies of human EEG recorded using electrodes glued to the scalp. In general, it is not safe to assume
that observations of "theta" in the human EEG have any relationship to the "hippocampal theta rhythm". Scalp EEG
is generated almost entirely by the cerebral cortex, and even if it falls into a certain frequency range, this cannot be
taken to indicate that it has any functional dependence on the hippocampus.
Hippocampal
Due to the density of its neural layers, the hippocampus generates some of the largest EEG signals of any brain
structure. In some situations the EEG is dominated by regular waves at 410 Hz, often continuing for many seconds.
This EEG pattern is known as the hippocampal theta rhythm. It has also been called Rhythmic Slow Activity (RSA),
to contrast it with the Large Irregular Activity (LIA) that usually dominates the hippocampal EEG when theta is not
present.
In rats, hippocampal theta is seen mainly in two conditions: first, when an animal is running, walking, or in some
other way actively interacting with its surroundings; second, during REM sleep (Vanderwolf, 1969). The frequency
of the theta waves increases as a function of running speed, starting at about 6.5 Hz on the low end, and increasing to
about 9 Hz at the fastest running speeds, although higher frequencies are sometimes seen for brief high-velocity
movements such as jumps across wide gaps. In larger species of animals, theta frequencies are generally lower. The
behavioral dependency also seems to vary by species: in cats and rabbits, theta is often observed during states of
motionless alertness. This has been reported for rats as well, but only when they are fearful (Sainsbury et al., 1987).
Theta rhythm
48
Theta is not just confined to the hippocampus. In rats, it can be observed in many parts of the brain, including nearly
all that interact strongly with the hippocampus. The generation of the rhythm is dependent on the medial septal area:
this area projects to all of the regions that show theta rhythmicity, and destruction of it eliminates theta throughout
the brain (Stewart & Fox, 1990).
Type 1 and type 2
In 1975 Kramis, Bland, and Vanderwolf proposed that in rats there are two distinct types of hippocampal theta
rhythm, with different behavioral and pharmacological properties (Kramis et al., 1975). Type 1 ("atropine resistant")
theta, according to them, appears during locomotion and other types of "voluntary" behavior and during REM sleep,
has a frequency usually around 8 Hz, and is unaffected by the anticholinergic drug atropine. Type 2 ("atropine
sensitive") theta appears during immobility and during anesthesia induced by urethane, has a frequency in the 67
Hz range, and is eliminated by administration of atropine. Many later investigations have supported the general
concept that hippocampal theta can be divided into two types, although there has been dispute about the precise
properties of each type. Type 2 theta is comparatively rare in unanesthetized rats: it may be seen briefly when an
animal is preparing to make a movement but hasn't yet executed it, but has only been reported for extended periods
in animals that are in a state of frozen immobility because of the nearby presence of a predator such as a cat or ferret
(Sainsbury et al., 1987).
Relationship with behavior
Vanderwolf (1969) made a strong argument that the presence of theta in the hippocampal EEG can be predicted on
the basis of what an animal is doing, rather than why the animal is doing it. Active movements such as running,
jumping, bar-pressing, or exploratory sniffing are reliably associated with theta; inactive states such as eating or
grooming are associated with LIA. Later studies showed that theta frequently begins several hundred milliseconds
before the onset of movement, and that it is associated with the intention to move rather than with feedback produced
by movement (Whishaw & Vanderwolf, 1973). The faster an animal runs, the higher the theta frequency. In rats, the
slowest movements give rise to frequencies around 6.5 Hz, the fastest to frequencies around 9 Hz, although faster
oscillations can be observed briefly during very vigorous movements such as large jumps.
There is also a distinction between sleep states: REM (dreaming) sleep is associated with theta; slow-wave sleep is
associated with LIA.
Mechanisms
Numerous studies have shown that the medial septal area plays a central role in generating hippocampal theta
(Stewart & Fox, 1990). Lesioning the medial septal area, or inactivating it with drugs, eliminates both type 1 and
type 2 theta. Under certain conditions, theta-like oscillations can be induced in hippocampal or entorhinal cells in the
absence of septal input, but this does not occur in intact, undrugged adult rats. The critical septal region includes the
medial septal nucleus and the vertical limb of the diagonal band of Broca. The lateral septal nucleus, a major
recipient of hippocampal output, probably does not play an essential role in generating theta.
The medial septal area projects to a large number of brain regions that show theta modulation, including all parts of
the hippocampus as well as the entorhinal cortex, perirhinal cortex, retrosplenial cortex, medial mamillary and
supramamillary nuclei of the hypothalamus, anterior nuclei of the thalamus, amygdala, inferior colliculus, and
several brainstem nuclei (Buzski, 2002). Some of the projections from the medial septal area are cholinergic; the
rest are GABAergic. It is commonly argued that cholinergic receptors do not respond rapidly enough to be involved
in generating theta waves, and therefore that GABAergic signals must play the central role.
A major research problem has been to discover the "pacemaker" for the theta rhythm, that is, the mechanism that
determines the oscillation frequency. The answer is not yet entirely clear, but there is some evidence that type 1 and
type 2 theta depend on different pacemakers. For type 2 theta, the supramamillary nucleus of the hypothalamus
Theta rhythm
49
appears to exert control (Kirk, 1998). For type 1 theta, the picture is still unclear, but the most widely accepted
hypothesis proposes that the frequency is determined by a feedback loop involving the medial septal area and
hippocampus (Wang, 2002).
Several types of hippocampal and entorhinal neurons are capable of generating theta-frequency membrane potential
oscillations when stimulated. Typically these are sodium-dependent voltage-sensitive oscillations in membrane
potential at near-action potential voltages (Alonso & Llins, 1989). Specifically, it appears that in neurons of the
CA1 and dentate gyrus, these oscillations result from an interplay of dendritic excitation via a persistent sodium
current (I
NaP
) with perisomatic inhibition (Buzski, 2002).
Generators
As a rule, EEG signals are generated by synchronized synaptic input to the dendrites of neurons arranged in a layer.
The hippocampus contains multiple layers of very densely packed neuronsthe dentate gyrus and the
CA3/CA1/subicular layerand therefore has the potential to generate strong EEG signals. Basic EEG theory says
that when a layer of neurons generates an EEG signal, the signal always phase-reverses at some level. Thus, theta
waves recorded from site above and below a generating layer have opposite signs. There are other complications as
well: the hippocampal layers are strongly curved, and theta-modulated inputs impinge on them from multiple
pathways, with varying phase relationships. The outcome of all these factors is that the phase and amplitude of theta
change in a very complex way as a function of position within the hippocampus. The largest theta waves, however,
are generally recorded from the vicinity of the fissure that separates the CA1 molecular layer from the dentate gyrus
molecular layer. In rats, these signals frequently exceed 1 millivolt in amplitude. Theta waves recorded from above
the hippocampus are smaller, and polarity-reversed with respect to the fissure signals.
The strongest theta waves are generated by the CA1 layer, and the most significant input driving them comes from
the entorhinal cortex, via the direct ECCA1 pathway. Another important driving force comes from the CA3CA1
projection, which is out of phase with the entorhinal input, leading to a gradual phase shift as a function of depth
within CA1 (Brankack, et al. 1993). The dentate gyrus also generates theta waves, which are difficult to separate
from the CA1 waves because they are considerably smaller in amplitude, but there is some evidence that dentate
gyrus theta is usually about 90 degrees out of phase from CA1 theta. Direct projections from the septal area to
hippocampal interneurons also play a role in generating theta waves, but their influence is much smaller than that of
the entorhinal inputs (which are, however, themselves controlled by the septum).
Humans and other primates
In animals, EEG signals are usually recorded using electrodes implanted in the brain; the majority of theta studies
have involved electrodes implanted in the hippocampus. In humans, because invasive studies are not ethically
permissible except in some neurological patients, by far the largest number of EEG studies have been conducted
using electrodes glued to the scalp. The signals picked up by scalp electrodes are comparatively small and diffuse,
and arise almost entirely from the cerebral cortexthe hippocampus is too small and too deeply buried to generate
recognizable scalp EEG signals. Human EEG recordings show clear theta rhythmicity in some situations, but
because of the technical difficulties, it has been difficult to tell whether these signals have any relationship with the
hippocampal theta signals recorded from other species.
In contrast to the situation in rats, where long periods of theta oscillations are easily observed using electrodes
implanted at many sites, theta has been difficult to pin down in primates, even when intracortical electrodes have
been available. Green and Arduini (1954), in their pioneering study of theta rhythms, reported only brief bursts of
irregular theta in monkeys. Other investigators have reported similar results, although Stewart and Fox (1991)
described a clear 79 Hz theta rhythm in the hippocampus of urethane-anesthetized macaques and squirrel monkeys,
resembling the type 2 theta observed in urethane-anesthetized rats.
Theta rhythm
50
Most of the available information on human hippocampal theta comes from a few small studies of epileptic patients
with intracranially implanted electrodes used as part of a treatment plan. In the largest and most systematic of these
studies, Cantero et al. (2003) found that oscillations in the 47 Hz frequency range could be recorded from both the
hippocampus and neocortex. The hippocampal oscillations were associated with REM sleep and the transition from
sleep to waking, and came in brief bursts, usually less than a second long. Cortical theta oscillations were observed
during the transition from sleep and during quiet wakefulness; however, the authors were unable to find any
correlation between hippocampal and cortical theta waves, and concluded that the two processes are probably
controlled by independent mechanisms.
Research findings in theta-wave activity
Theta-frequency EEG activity is also manifested during some short term memory tasks (Vertes, 2005). Studies
suggest that they reflect the "on-line" state of the hippocampus; one of readiness to process incoming signals
(Buzski, 2002). Conversely, theta oscillations have been correlated to various voluntary behaviors (exploration,
spatial navigation, etc.) and alert states (piloerection, etc.) in rats (Vanderwolf, 1969), suggesting that it may reflect
the integration of sensory information with motor output (for review, see Bland & Oddie, 2001). A large body of
evidence indicates that theta rhythm is likely involved in spatial learning and navigation (Buzski, 2005).
Theta rhythms are very strong in rodent hippocampi and entorhinal cortex during learning and memory retrieval, and
are believed to be vital to the induction of long-term potentiation, a potential cellular mechanism of learning and
memory. Based on evidence from electrophysiological studies showing that both synaptic plasticity and strength of
inputs to hippocampal region CA1 vary systematically with ongoing theta oscillations (Hyman et al., 2003; Brankack
et al., 1993), it has been suggested that the theta rhythm functions to separate periods of encoding of current sensory
stimuli and retrieval of episodic memory cued by current stimuli so as to avoid interference that would occur if
encoding and retrieval were simultaneous.
History
Although there were a few earlier hints, the first clear description of regular slow oscillations in the hippocampal
EEG came from a paper written in German by Jung and Kornmller (1938) They were not able to follow up on these
initial observations, and it was not until 1954 that further information became available, in a very thorough study by
John D. Green and Arnaldo Arduini that mapped out the basic properties of hippocampal oscillations in cats, rabbits,
and monkeys (Green & Arduini, 1954). Their findings provoked widespread interest, in part because they related
hippocampal activity to arousal, which was at that time the hottest topic in neuroscience. Green and Arduini
described an inverse relationship between hippocampal and cortical activity patterns, with hippocampal rhythmicity
occurring alongside desynchronized activity in the cortex, whereas an irregular hippocampal activity pattern was
correlated with the appearance of large slow waves in the cortical EEG.
Over the following decade came an outpouring of experiments examining the pharmacology and physiology of theta.
By 1965, Charles Stumpf was able to write a lengthy review of "Drug action on the electrical activity of the
hippocampus" citing hundreds of publications (Stumpf, 1965), and in 1964 John Green, who served as the leader of
the field during this period, was able to write an extensive and detailed review of hippocampal electrophysiology
(Green, 1964). A major contribution came from a group of investigators working in Vienna, including Stumpf and
Wolfgang Petsche, who established the critical role of the medial septum in controlling hippocampal electrical
activity, and worked out some of the pathways by which it exerts its influence.
Theta rhythm
51
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Kirk IJ (1998). "Frequency modulation of hippocampal theta by the supramammillary nucleus, and other
hypothalamo-hippocampal interactions: mechanisms and functional implications". Neurosci Biobehav Rev 22 (2):
291302. doi:10.1016/S0149-7634(97)00015-8. PMID9579319.
Kramis R, Vanderwolf CH, Bland BH (1975). "Two types of hippocampal rhythmical slow activity in both the
rabbit and the rat: relations to behavior and effects of atropine, diethyl ether, urethane, and pentobarbital". Exp
Neurol 49 (1 Pt 1): 5885. doi:10.1016/0014-4886(75)90195-8. PMID1183532.
Jung, R; Kornmller AE (1938). "Eine Methodik der ableitung lokalisierter Potentialschwankungen aus
subcorticalen Hirngebieten". Arch Psychiat Nervenkr 109: 130. doi:10.1007/BF02157817.
Sainsbury, RS; Heynen A, Montoya CP (1987). "Behavioral correlates of hippocampal type 2 theta in the rat".
Physiol Behav 39 (4): 513519. doi:10.1016/0031-9384(87)90382-9. PMID3575499.
Stewart M, Fox SE (1990). "Do septal neurons pace the hippocampal theta rhythm?". Trends Neurosci 13 (5):
1638. doi:10.1016/0166-2236(90)90040-H. PMID1693232.
Stewart M, Fox SE (1991). "Hippocampal theta activity in monkeys". Brain Res 538 (1): 5963.
doi:10.1016/0006-8993(91)90376-7. PMID2018932.
Stumpf, C (1965). "Drug action on the electrical activity of the hippocampus". Int Rev Neurobiol 8: 77138.
doi:10.1016/S0074-7742(08)60756-4. PMID4954552.
Theta rhythm
52
Vanderwolf, CH (1969). "Hippocampal electrical activity and voluntary movement in the rat". EEG Clin
Neurophysiol 26 (4): 407418. doi:10.1016/0013-4694(69)90092-3.
Vertes, RP (2005). "Hippocampal theta rhythm: a tag for short-term memory". Hippocampus 15 (7): 92335.
doi:10.1002/hipo.20118. PMID16149083.
Wang XJ (2002). "Pacemaker neurons for the theta rhythm and their synchronization in the septohippocampal
reciprocal loop"
[3]
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(4): 46184. doi:10.1016/S0091-6773(73)80041-0. PMID4350255.
External links
Brain slice models of theta EEG activity
[4]
References
[1] http:/ / www. jneurosci. org/ cgi/ content/ full/ 23/ 34/ 10897
[2] http:/ / www. jneurosci. org/ cgi/ content/ abstract/ 23/ 37/ 11725
[3] http:/ / jn.physiology. org/ cgi/ content/ full/ 87/ 2/ 889
[4] http:/ / www. stanford.edu/ group/ maciverlab/ theta.html
Alpha wave
Alpha waves
Alpha waves are neural oscillations in
the frequency range of 812 Hz arising
from synchronous and coherent (in
phase/constructive) electrical activity
of thalamic pacemaker cells in
humans. They are also called Berger's
wave in memory of the founder of
EEG.
Alpha waves are one type of brain waves detected either by electroencephalography (EEG) or
magnetoencephalography (MEG) and predominantly originate from the occipital lobe during wakeful relaxation with
closed eyes. Alpha waves are reduced with open eyes, drowsiness and sleep. Historically, they were thought to
represent the activity of the visual cortex in an idle state. More recent papers have argued that they inhibit areas of
the cortex not in use, or alternatively that they play an active role in network coordination and communication.
[1]
Occipital alpha waves during periods of eyes closed are the strongest EEG brain signals.
An alpha-like variant called mu () can be found over the motor cortex (central scalp) that is reduced with
movement, or the intention to move. Alpha waves do not start to appear until three years of age.
[2]
Alpha wave
53
History of alpha waves
Alpha waves were discovered by German neurologist Hans Berger, most famous for his invention of the EEG. Alpha
waves were among the first waves documented by Berger, along with beta waves, and he displayed an interest in
"alpha blockage", the process by which alpha waves decrease and beta waves increase upon a subject opening their
eyes. This distinction earned the alpha wave the alternate title of "Bergers Wave".
Berger took a cue from Eastern European physiologist Pravdich-Neminski, who used a string galvanometer to create
a photograph of the electrical activity of a dog's brain. Using similar techniques, Berger confirmed the existence of
electrical activity in the human brain. He first did this by presenting a stimulus to hospital patients with skull damage
and measuring the electrical activity in their brains. Later he ceased the stimulus method and began measuring the
natural rhythmic electrical cycles in the brain. The first natural rhythm he documented was what would become
known as the alpha wave. Despite his brilliance, Berger was very thorough and meticulous in his data-gathering, and
did not feel confident enough to publish his discoveries until at least five years after he had made them. In 1931, he
published his first findings on alpha waves in the journal Archiv fr Psychiatrie. He was originally met with derision
for his EEG technique and his subsequent alpha and brain wave discoveries. His technique and findings did not gain
widespread acceptance in the psychological community until 1937, when he gained the approval of the famous
physiologist Lord Adrian, who took a particular interest in alpha waves.
[3]
Alpha waves again gained recognition in the early 1960s and 1970s with the creation of a biofeedback theory
relating to brain waves (see below). Such biofeedback, referred to as a kind of neurofeedback, relating to alpha
waves is the conscious elicitation of alpha brainwaves by a subject. Two different researchers in the United States
explored this concept through unrelated experiments. Dr. Joe Kamiya, of the University of Chicago, discovered that
some individuals had the conscious ability to recognize when they were creating alpha waves, and could increase
their alpha activity. These individuals were motivated through a reward system from Kamiya. The second progenitor
of biofeedback is Dr. Barry Sterman, from the University of California, Los Angeles. He was working with
monitoring brain waves in cats and found that, when the cats were trained to withhold motor movement, they
released SMR, or mu, waves, a wave similar to alpha waves. Using a reward system, he further trained these cats to
enter this state more easily. Later, he was approached by the United States Air Force to test the effects of a jet fuel
that was known to cause seizures in humans. Sterman tested the effects of this fuel on the previously-trained cats,
and discovered that they had a higher resistance to seizures than non-trained cats.
Alpha wave biofeedback has gained interest for having some successes in humans for seizure suppression and for
treatment of depression.
[4]
Types of alpha waves
Some researchers posit that there are at least three forms of alpha waves, which may all have different functions in
the wake-sleep cycle.
Alpha waves are present at different stages of the wake-sleep cycle. The most widely-researched is during the
relaxed mental state, where the subject is at rest with eyes closed, but is not tired or asleep. This alpha activity is
centered in the occipital lobe, and is presumed to originate there, although there has been recent speculation that it
instead has a thalamic origin.
[5]
This wave begins appearing at around four months, and is initially a frequency of 4
waves per second. The mature alpha wave, at 10 waves per second, is firmly established by age 3.
[6]
The second occurrence of alpha wave activity is during REM sleep. As opposed to the awake form of alpha activity,
this form is located in a frontal-central location in the brain. The purpose of alpha activity during REM sleep has yet
to be fully understood. Currently, there are arguments that alpha patterns are a normal part of REM sleep, and for the
notion that it indicates a semi-arousal period. It has been suggested that this alpha activity is inversely related to
REM sleep pressure.
Alpha wave
54
The third occurrence of alpha wave activity is the alpha-delta or slow-wave (SWS) state. This activity spreads across
the brain in an anterior-posterior gradient.
[7]
It has long been believed that alpha waves indicate a wakeful period during sleep. This has been attributed to studies
where subjects report non-refreshing sleep and have EEG records reporting high levels of alpha intrusion into sleep.
This occurrence is known as alpha wave intrusion.
[8]
However, it is possible that these explanations may be
misleading, as they only focus on alpha waves being generated from the occipital lobe.
Alpha wave intrusion
Alpha wave intrusion occurs when alpha waves appear with non-REM sleep when delta activity is expected. It is
hypothesized to be associated with fibromyalgia,
[9]
although the study may be inadequate due to a small sampling
size.
Despite this, alpha wave intrusion has not been significantly linked to any major sleep disorder, including
fibromyalgia, chronic fatigue syndrome (CNF), and major depression. However, it is common in chronic fatigued
patients, and may amplify the effects of other sleep disorders.
[10]
Biofeedback training
Given the alpha wave's connection with relaxed mental states, many people have latched onto the idea of utilizing
this state through a technique called biofeedback training. This technique utilizes EEG to indicate to a subject or
trainer when the subject is in an alpha wave state, which the subject is then instructed to remain in.
There are several different prospects of this training that are currently being explored. Arguably, the most popular
one is the use of this training in meditation. Zen-trained meditation masters produce noticeably more alpha waves
during meditation. This fact has led to a popular trend of biofeedback training programs for everyday stress relief.
Psychologists are hoping to use this technique to help people overcome phobias, calm down hyperactive children,
and help children with stuttering problems to relax enough to practice regular speech.
There are other uses of biofeedback training beyond therapy. Defense Department researchers are exploring
biofeedback as a way of getting captured soldiers to create alpha waves, potentially foiling enemy lie detectors.
Biofeedback training has also been receiving attention as a possible way of monitoring attention. It has been
theorized that teaching machines could use biofeedback as a way of monitoring children's attention, with the
appearance of alpha waves signaling a lapse of attention.
[11]
Following this lapse-of-attention line of thought, a recent study indicates that alpha waves may be used to predict
mistakes. In it, MEGs measured increases of up to 25% in alpha brain wave activity before mistakes occurred. This
study used common sense: alpha waves indicate idleness, and mistakes are often made when a person is doing
something automatically, or "on auto-pilot", and not paying attention to the task they are performing. After the
mistake was noticed by the subject, there was a decrease in alpha waves as the subject began paying more attention.
This study hopes to promote the use of wireless EEG technology on employees in high-risk fields, such as air traffic
controlling, to monitor alpha wave activity and gauge the attention level of the employee.
[12]
Alpha wave
55
Alpha waves in a gelatinous conductor
As demonstrated by Adrian Upton, it is possible for extraneous sources to cause signals to appear on an EEG
readout, causing false signals to be interpreted as healthy alpha waves while the patient's brain that is assumed to be
still living is in fact, long dead. An excerpt from the article documenting this fact:
"Sometimes it's claimed Jell-O brainwaves are identical to a healthy adult's. That's clearly a stretch, but the Jell-O
EEG readings do look pretty similar to a normal human alpha rhythm. Alpha waves are observed when a patient is
awake and resting with eyes closed, and in some kinds of sleep and reversible coma. True, the Jell-O waves are a
little slower and of much lower amplitude, barely within normal human limits, but that doesn't tell you much by
itself. Hypoxia, encephalitis, and other medical conditions can cause reduced frequency and amplitude, as can drug
use."
[13]
References
[1] [1] Palva, S. and Palva, J.M., New vistas for a-frequency band oscillations, Trends Neurosci. (2007), doi:10.1016/j.tins.2007.02.001
[2] [2] Kolev V, Baar-Eroglu C, Aksu F, Baar E. (1994). EEG rhythmicities evoked by visual stimuli in three-year-old children. Int J Neurosci.
75(3-4):257-70. PMID 8050866
[3] [3] Karbowski K. Hans Berger (1873-194). Journal of Neurology. 249(8):1310-1311
[4] [4] Ulrich Kraft. Train Your Brain-Mental exercises with neurofeedback may ease symptoms of attention-deficit disorder, epilepsy and
depression--and even boost cognition in healthy brains. Scientific American. 2006
[5] [5] Domino E. F., Ni L. S., et. al(2009). Tobacco smoking produces widespread dominant brainwave alpha frequency increases. International
Journal of Psychophysiology. 74(3):192-198.
[6] [6] Niedermeyer E.(1997). Alpha rhythms as physiological and abnormal phenomena. International Journal of Psychophysiology. 26(1-3):31-49.
[7] [7] Pivik R. T., Harman K. (1995). A Reconceptualization of EEG alpha activity as an index of arousal during sleep: all alpha activity is not
equal. Journal of Sleep Research. 4(3):131-137.
[8] [8] Allas Task Force (1992). ASDA report on EEG arousals: scoring rules and examples. Sleep. 15(2):173-184.
[9] Germanowicz D, Lumertz MS, Martinez D, Margarites AF (2006). "Sleep disordered breathing concomitant with fibromyalgia syndrome". J
Bras Pneumol 32 (4): 3338. PMID17268733.
[10] [10] (1994). Alpha-delta sleep in patients with a chief complaint of chronic fatigue. Southern Medical Journal. 87(4)
[11] [11] Time. Behavior: Alpha Wave of the Future. Jul, 1971
[12] "Brain Wave Patterns Can Predict Blunders, New Study Finds" (http:/ / www. news. ucdavis. edu/ search/ news_detail. lasso?id=9031). UC
Davis News and Information. University of California, Davis campus. 23 March 2009. .
[13] http:/ / www.straightdope. com/ columns/ read/ 2942/ can-brainwaves-be-detected-in-lime-jell-o
Brazier, M. A. B. (1970), The Electrical Activity of the Nervous System, London: Pitman
External links
EEG Alpha waves biofeedback interactive game project (http:/ / www. eegproject. com)
Beta wave
56
Beta wave
Beta waves
Beta wave, or beta rhythm, is the term
used to designate the frequency range
of human brain activity between 12
and 30 Hz (12 to 30 transitions or
cycles per second). Beta waves are
split into three sections: Low Beta
Waves (12.5-16Hz, "Beta1 power");
Beta Waves (16.520Hz, "Beta2 power"); and High Beta Waves (20.5-28Hz, "Beta3 power").
[1]
Beta states are
the states associated with normal waking consciousness.
Function
Low amplitude beta waves with multiple and varying frequencies are often associated with active, busy, or anxious
thinking and active concentration.
[2]
Over the motor cortex beta waves are associated with the muscle contractions that happen in isotonic movements and
are suppressed prior to and during movement changes.
[3]
Bursts of beta activity are associated with a strengthening
of sensory feedback in static motor control and reduced when there is movement change.
[4]
Beta activity is increased
when movement has to be resisted or voluntarily suppressed.
[5]
The artificial induction of increased beta waves over
the motor cortex by a form of electrical stimulation called Transcranial alternating-current stimulation consistent
with its link to isotonic contraction produces a slowing of motor movements.
[6]
References
[1] Rangaswamy M, Porjesz B, Chorlian DB, Wang K, Jones KA, Bauer LO, Rohrbaugh J, O'Connor SJ, Kuperman S, Reich T, Begleiter
(2002). "Beta power in the EEG of alcoholics". BIOLOGICAL PSYCHOLOGY 52 (8): 831842. PMID12372655.
[2] Baumeister J, Barthel T, Geiss KR, Weiss M (2008). "Influence of phosphatidylserine on cognitive performance and cortical activity after
induced stress". NUTRITIONAL NEUROSCIENCE 11 (3): 103110. PMID18616866.
[3] Baker, SN (2007). "Oscillatory interactions between sensorimotor cortex and the periphery". Current opinion in neurobiology 17 (6): 64955.
doi:10.1016/j.conb.2008.01.007. PMC2428102. PMID18339546.
[4] Lalo, E; Gilbertson, T; Doyle, L; Di Lazzaro, V; Cioni, B; Brown, P (2007). "Phasic increases in cortical beta activity are associated with
alterations in sensory processing in the human". Experimental brain research. Experimentelle Hirnforschung. Experimentation cerebrale 177
(1): 13745. doi:10.1007/s00221-006-0655-8. PMID16972074.
[5] Zhang, Y; Chen, Y; Bressler, SL; Ding, M (2008). "Response preparation and inhibition: the role of the cortical sensorimotor beta rhythm".
Neuroscience 156 (1): 23846. doi:10.1016/j.neuroscience.2008.06.061. PMC2684699. PMID18674598.
[6] Pogosyan, A; Gaynor, LD; Eusebio, A; Brown, P (2009). "Boosting cortical activity at Beta-band frequencies slows movement in humans".
Current biology : CB 19 (19): 163741. doi:10.1016/j.cub.2009.07.074. PMC2791174. PMID19800236.
Gamma wave
57
Gamma wave
Gamma waves
A gamma wave is a pattern of neural
oscillation in humans with a frequency
between 25 to 100 Hz,
[1]
though 40Hz
is typical.
[2]
According to a popular theory, gamma
waves may be implicated in creating
the unity of conscious perception (the binding problem).
[3][4][5]
However, there is no agreement on the theory; as a
researcher suggests:
Whether or not gamma wave activity is related to subjective awareness is a very difficult question which
cannot be answered with certainty at the present time.
[6]
History
Gamma waves were initially ignored before the development of digital electroencephalography as analog
electroencephalography is restricted to recording and measuring rhythms that are usually less than 25Hz.
[1]
One of
the earliest reports on them was in 1964 using recordings of the electrical activity of electrodes implanted in the
visual cortex of awake monkeys.
[7]
Linked to unity of consciousness?
History of idea
The idea that distinct regions in the brain were being stimulated simultaneously was suggested by the finding in
1988
[2]
that two neurons oscillate synchronously (though they are not directly connected) when a single external
object stimulates their respective receptive fields. Subsequent experiments by many others demonstrated this
phenomenon in a wide range of visual cognition. In particular, Francis Crick and Christof Koch in 1990
[8]
argued
that there is a significant relation between the binding problem and the problem of visual consciousness and, as a
result, that synchronous 40Hz oscillations may be causally implicated in visual awareness as well as in visual
binding.
A lead article by Andreas K. Engel et al. in the journal Consciousness and Cognition (1999) that argues for temporal
synchrony as the basis for consciousness, defines the gamma wave hypothesis thus:
[9]
The hypothesis is that synchronization of neuronal discharges can serve for the integration of distributed
neurons into cell assemblies and that this process may underlie the selection of perceptually and behaviorally
relevant information.
Role in attentive focus
The suggested mechanism is that gamma waves relate to neural consciousness via the mechanism for conscious
attention:
The proposed answer lies in a wave that originating in the thalamus, sweeps the brain from front to back, 40
times per second, drawing different neuronal circuits into synch with the precept, and thereby bringing the
precept into the attentional foreground. If the thalamus is damaged even a little bit, this wave stops, conscious
awarenesses do not form, and the patient slips into profound coma.
[4]
Thus the claim is that when all these neuronal clusters oscillate together during these transient periods of
synchronized firing, they help bring up memories and associations from the visual precept to other notions. This
Gamma wave
58
brings a distributed matrix of cognitive processes together to generate a coherent, concerted cognitive act, such as
perception. This has led to theories that gamma waves are associated with solving the binding problem.
[3]
Gamma waves are observed as neural synchrony from visual cues in both conscious and subliminal stimuli.
[10]
This
research also sheds light on how neural synchrony may explain stochastic resonance in the nervous system.
[11]
They
are also implicated in REM sleep, which involves visualizations, and also during anesthesia.
[6]
Contemporary research
A 2009 study published in Nature successfully induced gamma waves in mice brains. Researchers performed this
study using optogenetics (the method of combining genetic engineering with light to manipulate the activity of
individual nerve cells). The protein channelrhodopsin-2 (ChR2), which sensitizes cells to light, was genetically
engineered into these mice, specifically to be expressed in a target-group of interneurons. These fast-spiking (FS)
interneurons, known for high electrical activity, were then activated with an optical fiber and laserthe second step
in optogenetics. In this way, the cell activity of these interneurons was manipulated in the frequency range of
8200Hz. The study produced empirical evidence of gamma wave induction in the approximate interval of
25100Hz. The gamma waves were most apparent at a frequency of 40Hz; this indicates that the gamma waves
evoked by FS manipulation are a resonating brain circuit property. This is the first study in which it's been shown
that a brain state can be induced through the activation of a specific group of cells.
[12]
Relation to meditation
Experiments on Tibetan Buddhist monks have shown a correlation between transcendental mental states and gamma
waves.
[13][14]
A suggested explanation is based on the fact that the gamma is intrinsically localized. Neuroscientist
Sean O'Nuallain suggests that this very existence of synchronized gamma indicates that something akin to a
singularity - or, to be more prosaic, a conscious experience - is occurring.
[13]
This work adduces experimental and
simulated data to show that what meditation masters have in common is the ability to put the brain into a state in
which it is maximally sensitive.
As hinted above, gamma waves have been observed in Tibetan Buddhist monks. A 2004 study took eight long-term
Tibetan Buddhist practitioners of meditation and, using electrodes, monitored the patterns of electrical activity
produced by their brains as they meditated. The researchers compared the brain activity of the monks to a group of
novice meditators (the study had these subjects meditate an hour a day for one week prior to empirical observation).
In a normal meditative state, both groups were shown to have similar brain activity. However, when the monks were
told to generate an objective feeling of compassion during meditation, their brain activity began to fire in a rhythmic,
coherent manner, suggesting neuronal structures were firing in harmony. This was observed at a frequency of
2540Hz, the rhythm of gamma waves. These gamma-band oscillations in the monks brain signals were the largest
seen in humans (apart from those in states such as seizures). Conversely, these gamma-band oscillations were scant
in novice meditators. Though, a number of rhythmic signals did appear to strengthen in beginner meditators with
further experience in the exercise, implying that the aptitude for one to produce gamma-band rhythm is trainable.
[15]
Such evidence and research in gamma-band oscillations may explain the heightened sense of consciousness, bliss,
and intellectual acuity subsequent to meditation. Notably, meditation is known to have a number of health benefits:
stress reduction, mood elevation, and increased life expectancy of the mind and its cognitive functions. The current
Dalai Lama meditates for four hours each morning, and he says that it is hard work. He elaborates that if
neuroscience can construct a way in which he can reap the psychological and biological rewards of meditation
without going through the practice each morning, he would be apt to adopt the innovation.
[16]
The aforementioned
study in which gamma states were induced in mice may be a step in this direction.
Gamma wave
59
Opposing evidence
Many neuroscientists are not convinced of the gamma wave argument. Arguments against it range from the
possibility of mismeasurement it has been suggested that EEG-measured gamma waves could be in many cases an
artifact of electromyographic activity
[17][18]
to relations to other neural function, such as minute eye movements
[19]
However, proponents like O'Nuallain and Andreas Engel argue that gamma evidence persists even with careful
signal separation.
[13][20]
Moreover, recent studies using magnetoencephalography (MEG), which does not suffer the potential artifacts
associated with EEG, have identified gamma activity associated with sensory processing, mainly in the visual
cortex.
[21][22][23][24]
Bearing this theory in mind, a number of questions remain unexplained regarding details of exactly how the temporal
synchrony results in a conscious awareness or how a new percept "calls for"
[4]
the synchrony, etc.
Other brain waves
Delta wave (0.14Hz)
Theta wave (47Hz)
Alpha wave (812Hz)
Mu wave (813Hz)
Beta wave (1230Hz)
References
[1] Hughes JR (July 2008). "Gamma, fast, and ultrafast waves of the brain: their relationships with epilepsy and behavior". Epilepsy Behav 13
(1): 2531. doi:10.1016/j.yebeh.2008.01.011. PMID18439878.
[2] Ian Gold (1999). "Does 40-Hz oscillation play a role in visual consciousness?". Consciousness and Cognition 8 (2): 186195.
doi:10.1006/ccog.1999.0399. PMID10448001.
[3] Buzsaki, Gyrgy (2006). "Cycle 9, The Gamma Buzz" (http:/ / www. amazon. com/ dp/ 0195301064). Rhythms of the brain. Oxford. .
[4] Robert Pollack, The Missing Moment (http:/ / www.cse. iitk. ac. in/ ~amit/ books/ pollack-1999-missing-moment-how. html), 1999
[5] [5] W. Singer and C.M. Gray, Visual feature integration and the temporal correlation hypothesis. Annu. Rev. Neurosci. 18 (1995), pp. 555-586
[6] Vanderwolf CH (Feb 2000). "Are neocortical gamma waves related to consciousness?" (http:/ / linkinghub. elsevier. com/ retrieve/ pii/
S0006-8993(99)02351-3). Brain Res 855 (2): 21724. doi:10.1016/S0006-8993(99)02351-3. PMID10677593. .
[7] Hughes JR. (1964). Responses from the visual cortex of unanesthetized monkeys. pp. 99153. In: Pfeiffer CC, Smythies JR, (Eds),
International review of neurobiology vol. 7, Academic Press, New York OCLC43986646
[8] Crick, F., & Koch, C. (1990b). Towards a neurobiological theory of consciousness. Seminars in the Neurosciences v.2, 263-275.
[9] Andreas K. Engel, Pascal Fries, Peter Koenig, Michael Brecht, Wolf Singer (1999). "Temporal Binding, Binocular Rivalry, and
Consciousness". Consciousness and Cognition 8 (2).
[10] Melloni L, Molina C, Pena M, Torres D, Singer W, Rodriguez E (Mar 2007). "Synchronization of neural activity across cortical areas
correlates with conscious perception". J Neurosci 27 (11): 285865. doi:10.1523/JNEUROSCI.4623-06.2007. PMID17360907.
[11] Ward LM, Doesburg SM, Kitajo K, MacLean SE, Roggeveen AB (Dec 2006). "Neural synchrony in stochastic resonance, attention, and
consciousness". Can J Exp Psychol 60 (4): 31926. doi:10.1037/cjep2006029. PMID17285879.
[12] <J. Cardin, M. Carle, K. Meletis, U. Knoblich, F. Zhang, K. Deisseroth (2009) Driving fast-spiking cells induces gamma rhythm and
controls sensory responses. Nature, 459: 663-668.>
[13] O'Nuallain, Sean. "Zero Power and Selflessness: What Meditation and Conscious Perception Have in Common" (https:/ / www.
novapublishers.com/ catalog/ product_info.php?products_id=10068). . Retrieved 2009-05-30. Journal: Cognitive Sciences 4(2).
[14] Kaufman, Marc (January 3, 2005). "Meditation Gives Brain a Charge, Study Finds" (http:/ / www. washingtonpost. com/ wp-dyn/ articles/
A43006-2005Jan2.html). The Washington Post. . Retrieved May 3, 2010.
[15] Lutz A., Greischar L.L., Rawlings N.B., Ricard M., Davidson R.J. (2004). "Long-term meditators self-induce high apmlitude gamma
synchrony during mental practice". Proceedings of the National Academy of Sciences USA 101: 1636916373.
[16] "Scientific American:Meditation On Demand" (http:/ / www. scientificamerican. com/ article. cfm?id=meditation-on-demand). .
[17] Whitham EM, Pope KJ, Fitzgibbon SP et al. (Aug 2007). "Scalp electrical recording during paralysis: quantitative evidence that EEG
frequencies above 20Hz are contaminated by EMG" (http:/ / linkinghub. elsevier. com/ retrieve/ pii/ S1388-2457(07)00198-8). Clin
Neurophysiol 118 (8): 187788. doi:10.1016/j.clinph.2007.04.027. PMID17574912. .
[18] Whitham EM, Lewis T, Pope KJ et al. (May 2008). "Thinking activates EMG in scalp electrical recordings" (http:/ / linkinghub. elsevier.
com/ retrieve/ pii/ S1388-2457(08)00045-X). Clin Neurophysiol 119 (5): 116675. doi:10.1016/j.clinph.2008.01.024. PMID18329954. .
Gamma wave
60
[19] Yuval-Greenberg S, Tomer O, Keren AS, Nelken I, Deouell LY (May 2008). "Transient induced gamma-band response in EEG as a
manifestation of miniature saccades" (http:/ / linkinghub. elsevier. com/ retrieve/ pii/ S0896-6273(08)00301-2). Neuron 58 (3): 42941.
doi:10.1016/j.neuron.2008.03.027. PMID18466752. .
[20] Dynamic predictions: Oscillations and synchrony in top-down processing, AK Engel, P Fries, W Singer, Nature Reviews Neuroscience,
2001
[21] Adjamian P, Holliday IE, Barnes GR, Hillebrand A, Hadjipapas A, and Singh KD. (2004) Induced stimulus-dependent Gamma oscillations
in visual stress. European Journal of Neuroscience; 20: 587592.
[22] Hadjipapas A., Adjamian P, Swettenham J.B., Holliday I.E., Barnes G.R. (2007). "Stimuli of varying spatial scale induce gamma activity
with distinct temporal characteristics in human visual cortex". Neuroimage 35 (2): 51830.
[23] Muthukumaraswamy SD, Singh KD (2008). "Spatiotemporal frequency tuning of BOLD and gamma band MEG responses compared in
primary visual cortex". NeuroImage 40: 15521560.
[24] Swettenham JB, Muthukumaraswamy SD, Singh KD (2009). "Spectral properties of induced and evoked gamma oscillations in human early
visual cortex to moving and stationary stimuli". Journal of Neurophysiology 102: 12411253.
Further reading
Kaufman, Marc (January 3, 2005). "Meditation Gives Brain a Charge, Study Finds" (http:/ / www.
washingtonpost. com/ wp-dyn/ articles/ A43006-2005Jan2. html). WashingtonPost.com. Retrieved June 16, 2005.
Bruce Bower (2004). "Synchronized thinking. Brain activity linked to schizophrenia, skillful meditation". Science
News (Science News, Vol. 166, No. 20) 166 (20): 310. doi:10.2307/4015767. JSTOR4015767.
External links
EpilepsyHealth.com (http:/ / www. epilepsyhealth. com/ biofeedback. html) - 'A Sampling from Chapter 3'
Biofeedback, Neurofeedback and Epilepsy, Sally Fletcher (2005)
Gamma: Insight, Consciousness, or Microsaccades? (http:/ / scienceblogs. com/ developingintelligence/ 2009/ 06/
gamma_insight_and_consciousnes. php) - A summary of recent research (6/26/2009)
How Thinking Can Change the Brain (http:/ / www. dalailama. com/ news/ post/
104-how-thinking-can-change-the-brain), dalailama.com. 2007-01-29.
Mu wave
61
Mu wave
One second sample of an EEG alpha wave recording. This wave occurs at
frequencies similar to the mu wave, although the alpha wave is detected over a
different part of the brain.
The left motor cortex, or BA4, is highlighted in
green on this left lateral view of the brain. This is
the area over which mu waves are detected
bilaterally.
Mu waves, also known as mu rhythms,
comb or wicket rhythms, arciform rhythms,
or sensorimotor rhythms, are synchronized
patterns of electrical activity involving large
numbers of neurons, probably of the
pyramidal type, in the part of the brain that
controls voluntary movement.
[1]
These
patterns as measured by
electroencephalography (EEG),
magnetoencephalography (MEG), or
electrocorticography (ECoG) repeat at a
frequency of 813 Hz and are most
prominent when the body is physically at
rest.
[1]
Unlike the alpha wave, which occurs
at a similar frequency over the resting visual
cortex at the back of the scalp, the mu wave
is found over the motor cortex, in a band
approximately from ear to ear. A person
suppresses mu wave patterns when he or she
performs a motor action or, with practice,
when he or she visualizes performing a
motor action. This suppression is called desynchronization of the wave because EEG wave forms are caused by large
numbers of neurons firing in synchrony. The mu wave is even suppressed when one observes another person
performing a motor action. Researchers such as V. S. Ramachandran and colleagues have suggested that this is a
sign that the mirror neuron system is involved in mu wave suppression,
[2][3]
although others disagree.
[4]
The mu wave is of interest to a variety of scholars. Scientists who study neural development are interested in the
details of the development of the mu wave in infancy and childhood and its role in learning.
[5]
Since a group of
researchers believe that autism spectrum disorder (ASD) is strongly influenced by a faulty mirror neuron
system
[2][6][7]
and that mu wave suppression is a downstream indication of mu wave activity,
[3]
many of these
scientists have kindled a more popular interest in investigating the mu wave in people with ASD. Assorted
investigators are also in the process of using mu waves to develop a new technology: the brain-computer interface
(BCI). With the emergence of BCI systems, clinicians hope to give the severely physically disabled population new
methods of communication and a means to manipulate and navigate their environments.
[8]
History
Mu waves have been studied since the 1930s, and are referred to as the wicket rhythm because the rounded EEG
waves resemble croquet wickets. In 1950, Henri Gastaut and his coworkers reported desynchronization of these
waves not only during active movements of their subjects, but also while the subjects observed actions executed by
someone else.
[9][10]
These results were later confirmed by additional research groups,
[11][12][13]
including a study
using subdural electrode grids in epileptic patients.
[14]
The latter study showed mu suppression while the patients
observed moving body parts in somatic areas of the cortex that corresponded to the body part moved by the actor.
Further studies have shown that the mu waves can also be desynchronized by imagining actions
[15][16]
and by
passively viewing point-light biological motion.
[17]
Mu wave
62
Mu waves and mirror neurons
The mirror neuron system consists of a class of neurons that was first studied in the 1990s in macaque monkeys.
[7]
Studies have found sets of neurons that fire when these monkeys perform simple tasks and also when the monkeys
view others performing the same simple tasks.
[18]
This suggests they play a role in mapping others' movements into
the brain without actually physically performing the movements. These sets of neurons are called mirror neurons and
together make up the mirror neuron system. Mu waves are suppressed when these neurons fire, a phenomenon which
allows researchers to study mirror neuron activity in humans.
[19]
There is evidence that mirror neurons exist in
humans as well as in non-human animals. The right fusiform gyrus, left inferior parietal lobule, right anterior parietal
cortex, and left inferior frontal gyrus are of particular interest.
[20][7][21]
Some researchers believe that mu wave
suppression can be a consequence of mirror neuron activity throughout the brain, and represents a higher-level
integrative processing of mirror neuron activity.
[3]
Tests in both monkeys (using invasive measuring techniques) and
humans (using EEG and fMRI) have found that these mirror neurons not only fire during basic motor tasks, but also
have components that deal with intention.
[22]
There is evidence of an important role for mirror neurons in humans,
and mu waves may represent a high level coordination of those mirror neurons.
[3]
Mirror neurons and autism
Autism is a disorder that is associated with social and communicative deficits. A single cause of autism has yet to be
identified, but the mu wave and mirror neuron system have been studied specifically for their role in the disorder. In
a typically developing individual, the mirror neuron system responds when he or she either watches someone
perform a task or performs the task him- or herself. In individuals with autism, mirror neurons become active (and
consequently mu waves are suppressed) only when the individual performs the task him- or herself.
[2][6]
This finding
has led some scientists, notably V. S. Ramachandran and colleagues, to view autism as disordered understanding of
other individuals' intentions and goals thanks to problems with the mirror neuron system.
[7]
This deficiency would
explain the difficulty people with autism have in communicating with and understanding others. While most studies
of the mirror neuron system and mu waves in people with autism have focused on simple motor tasks, some
scientists speculate that these tests can be expanded to show that problems with the mirror neuron system underlie
overarching cognitive and social deficits.
[2][6]
Development
A fruitful conceptualization of mu waves in pediatric use that is independent of their frequency is that mu wave
suppression is a representation of activity going on in the world, and is detectable in the frontal and parietal
networks.
[3]
A resting oscillation becomes suppressed during the observation of sensory information such as sounds
or sights, usually within the frontoparietal (motor) cortical region.
[3]
Measured in this way, the mu wave is detectable
during infancy as early as four to six months, when the peak frequency the wave reaches can be as low as 5.4
Hz.
[5][23]
There is a rapid increase in peak frequency in the first year of life,
[23]
and by age two frequency typically
reaches 7.5Hz.
[20]
The peak frequency of the mu wave increases with age until maturation into adulthood, when it
reaches its final and stable frequency of 813Hz.
[5][20][23]
These varying frequencies are measured as activity
around the central sulcus, within the Rolandic cortex.
[3]
Mu waves are thought to be indicative of an infants developing ability to imitate. This is important because the
ability to imitate plays a vital role in the development of motor skills, tool use, and understanding causal information
through social interaction.
[20]
Mimicking is integral in the development of social skills and understanding nonverbal
cues.
[5]
Causal relationships can be made through social learning without requiring experience firsthand. In action
execution, mu waves are present in both infants and adults before and after the execution of a motor task and its
accompanying desynchronization. While executing a goal-oriented action, however, infants exhibit a higher degree
of desynchronization than do adults. Just as with an action execution, during action observation infants mu waves
not only show a desynchronization, but show a desynchronization greater in degree than the one evidenced in
Mu wave
63
adults.
[5]
This tendency for changes in degree of desynchronization, rather than actual changes in frequency,
becomes the measure for mu wave development throughout adulthood, although the most changes take place during
the first year of life.
[23]
Understanding the mechanisms that are shared between action perception and execution in
the earliest years of life has implications for language development. Learning and understanding through social
interaction comes from imitating movements as well as vowel sounds. Sharing the experience of attending to an
object or event with another person can be a powerful force in the development of language.
[24]
Development in individuals with autism
Based on findings correlating mirror neuron activity and mu wave suppression in individuals with autism as in
typically developing individuals,
[25]
studies have examined both the development of mirror neurons and therapeutic
means for stimulating the system. A recent study has found that fMRI activation magnitudes in the inferior frontal
gyrus increase with age in people with autism. This finding was not apparent in typically developing individuals.
Furthermore, greater activation was associated with greater amounts of eye contact and better social functioning.
[26]
Scientists believe the inferior frontal gyrus is one of the main neural correlates with the mirror neuron system in
humans and is often related to deficits associated with autism.
[21]
These findings suggest that the mirror neuron
system may not be non-functional in individuals with autism, but simply abnormal in its development. This
information is significant to the present discussion because mu waves may be integrating different areas of mirror
neuron activity in the brain.
[3]
Other studies have assessed attempts to consciously stimulate the mirror neuron
system and suppress mu waves using neurofeedback (a type of biofeedback given through computers that analyze
real time recordings of brain activity, in this case EEGs of mu waves). This type of therapy is still in its early phases
of implementation for individuals with autism, and has conflicting forecasts for success.
[27][28]
Brain-computer interfaces
Brain-computer interfaces (BCIs) are a developing technology that clinicians hope will one day bring more
independence and agency to the severely physically disabled. Those the technology has the potential to help include
people with near-total or total paralysis, such as those with tetraplegia (quadriplegia) or advanced amyotrophic
lateral sclerosis (ALS); BCIs are intended to help them to communicate or even move objects such as motorized
wheelchairs, neuroprostheses, or robotic grasping tools.
[8][29]
Few of these technologies are currently in regular use
by people with disabilities, but a diverse array are in development at an experimental level.
[8][30][31]
One type of BCI
uses event-related desynchronization (ERD) of the mu wave in order to control the computer.
[8]
This method of
monitoring brain activity takes advantage of the fact that when a group of neurons is at rest they tend to fire in
synchrony with each other. When a participant is cued to imagine movement (an "event"), the resulting
desynchronization (the group of neurons that was firing in synchronous waves now firing in complex and
individualized patterns) can be reliably detected and analyzed by a computer. Users of such an interface are trained
in visualizing movements, typically of the foot, hand, and/or tongue, which are each in different locations on the
cortical homunculus and thus distinguishable by an electroencephalograph (EEG) or electrocorticograph (ECoG)
recording of electrical activity over the motor cortex.
[8][30]
In this method, computers monitor for a typical pattern of
mu wave ERD contralateral to the visualized movement combined with event-related synchronization (ERS) in the
surrounding tissue.
[30]
This paired pattern intensifies with training,
[8][30][31][32]
and the training increasingly takes
the form of games, some of which utilize virtual reality.
[8][30][32]
Some researchers have found that the feedback
from virtual reality games is particularly effective in giving the user tools to improve control of his or her mu wave
patterns.
[8][32]
The ERD method can be combined with one or more other methods of monitoring the brain's
electrical activity to create hybrid BCIs, which often offer more flexibility than a BCI that uses any single
monitoring method.
[8][30]
Mu wave
64
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Hypothalamus
66
Hypothalamus
Brain: Hypothalamus
Location of the human hypothalamus
Diencephalon
Latin hypothalamus
Gray's
subject #189 812
[1]
NeuroNames
hier-358
[2]
MeSH
Hypothalamus
[3]
NeuroLex ID
birnlex_734
[4]
The hypothalamus (from Greek = under and = room, chamber) is a portion of the brain that contains
a number of small nuclei with a variety of functions. One of the most important functions of the hypothalamus is to
link the nervous system to the endocrine system via the pituitary gland (hypophysis).
The hypothalamus is located below the thalamus, just above the brain stem. In the terminology of neuroanatomy, it
forms the ventral part of the diencephalon. All vertebrate brains contain a hypothalamus. In humans, it is roughly the
size of an almond.
The hypothalamus is responsible for certain metabolic processes and other activities of the autonomic nervous
system. It synthesizes and secretes certain neurohormones, often called hypothalamic-releasing hormones, and these
in turn stimulate or inhibit the secretion of pituitary hormones. The hypothalamus controls body temperature, hunger,
thirst,
[5]
fatigue, sleep, and circadian cycles.
Structure and inputs
The hypothalamus is a brain structure composed of distinct nuclei and less anatomically distinct areas. It is found in
all vertebrate nervous systems. In mammals, the axons of magnocellular neurosecretory cells of the paraventricular
nucleus and the supraoptic nucleus, which contain oxytocin and vasopressin (also called antidiuretic hormone),
comprise the posterior pituitary. Parvocellular neurons of the paraventricular nucleus contain neurons that release
corticotropin-releasing hormone and other hormones into the hypophyseal portal system where these hormones
diffuse to the anterior pituitary.
Hypothalamus
67
The hypothalamus coordinates many hormonal and behavioural circadian rhythms, complex patterns of
neuroendocrine outputs, complex homeostatic mechanisms,
[6]
and important behaviours. The hypothalamus must
therefore respond to many different signals, some of which are generated externally and some internally. The
hypothalamus is thus richly connected with many parts of the central nervous system, including the brainstem
reticular formation and autonomic zones, the limbic forebrain (particularly the amygdala, septum, diagonal band of
Broca, and the olfactory bulbs, and the cerebral cortex).
The hypothalamus is responsive to:
Light: daylength and photoperiod for regulating circadian and seasonal rhythms
Olfactory stimuli, including pheromones
Steroids, including gonadal steroids and corticosteroids
Neurally transmitted information arising in particular from the heart, the stomach, and the reproductive tract
Autonomic inputs
Blood-borne stimuli, including leptin, ghrelin, angiotensin, insulin, pituitary hormones, cytokines, plasma
concentrations of glucose and osmolarity etc.
Stress
Invading microorganisms by increasing body temperature, resetting the body's thermostat upward.
Olfactory stimuli
Olfactory stimuli are important for sex and neuroendocrine function in many species. For instance if a pregnant
mouse is exposed to the urine of a 'strange' male during a critical period after coitus then the pregnancy fails (the
Bruce effect). Thus during coitus, a female mouse forms a precise 'olfactory memory' of her partner which persists
for several days. Pheromonal cues aid synchronisation of oestrus in many species; in women, synchronised
menstruation may also arise from pheromonal cues, although the role of pheromones in humans is doubted by many.
Blood-borne stimuli
Peptide hormones have important influences upon the hypothalamus, and to do so they must evade the bloodbrain
barrier. The hypothalamus is bounded in part by specialized brain regions that lack an effective bloodbrain barrier;
the capillary endothelium at these sites is fenestrated to allow free passage of even large proteins and other
molecules. Some of these sites are the sites of neurosecretion - the neurohypophysis and the median eminence.
However others are sites at which the brain samples the composition of the blood. Two of these sites, the SFO
(subfornical organ) and the OVLT (organum vasculosum of the lamina terminalis) are so-called circumventricular
organs, where neurons are in intimate contact with both blood and CSF. These structures are densely vascularized,
and contain osmoreceptive and sodium-receptive neurons which control drinking, vasopressin release, sodium
excretion, and sodium appetite. They also contain neurons with receptors for angiotensin, atrial natriuretic factor,
endothelin and relaxin, each of which is important in the regulation of fluid and electrolyte balance. Neurons in the
OVLT and SFO project to the supraoptic nucleus and paraventricular nucleus, and also to preoptic hypothalamic
areas. The circumventricular organs may also be the site of action of interleukins to elicit both fever and ACTH
secretion, via effects on paraventricular neurons.
It is not clear how all peptides that influence hypothalamic activity gain the necessary access. In the case of prolactin
and leptin, there is evidence of active uptake at the choroid plexus from blood into CSF. Some pituitary hormones
have a negative feedback influence upon hypothalamic secretion; for example, growth hormone feeds back on the
hypothalamus, but how it enters the brain is not clear. There is also evidence for central actions of prolactin.
Findings have suggested that thyroid hormone (T4) is taken up by the hypothalamic glial cells in the infundibular
nucleus/ median eminence, and that it is here converted into T3 by the type 2 deiodinase (D2). Subsequently, T3 is
transported into the thyrotropin-releasing hormone (TRH) producing neurons in the paraventricular nucleus. There
has been found thyroid hormone receptors in these neurons, indicating that they are indeed sensitive to T3 stimuli.
Hypothalamus
68
Additionally these neurons expressed MCT8, a thyroid hormone transporter, supporting the theory that T3 is
transported into them. T3 could then bind to the thyroid hormone receptor in these neurons, and affect the production
of thyrotropin-releasing hormone, and thereby regulating thyroid hormone production.
[7]
The hypothalamus functions as a type of thermostat for the body.
[8]
It sets a desired body temperature, and stimulates
either heat production and retention to raise the blood temperature to a higher setting, or sweating and vasodilation to
cool the blood to a lower temperature. All fevers result from a raised setting in the hypothalamus; elevated body
temperatures due to any other cause are classified as hyperthermia.
[8]
Rarely, direct damage to the hypothalamus,
such as from a stroke, will cause a fever; this is sometimes called a hypothalamic fever. However, it is more common
for such damage to cause abnormally low body temperatures.
[8]
Steroids
The hypothalamus contains neurons that react strongly to steroids and glucocorticoids (the steroid hormones of the
adrenal gland, released in response to ACTH). It also contains specialized glucose-sensitive neurons (in the arcuate
nucleus and ventromedial hypothalamus), which are important for appetite. The preoptic area contains
thermosensitive neurons; these are important for TRH secretion.
Neural inputs
The hypothalamus receives many inputs from the brainstem; notably from the nucleus of the solitary tract, the locus
coeruleus, and the ventrolateral medulla. Oxytocin secretion in response to suckling or vagino-cervical stimulation is
mediated by some of these pathways; vasopressin secretion in response to cardiovascular stimuli arising from
chemoreceptors in the carotid body and aortic arch, and from low-pressure atrial volume receptors, is mediated by
others. In the rat, stimulation of the vagina also causes prolactin secretion, and this results in pseudo-pregnancy
following an infertile mating. In the rabbit, coitus elicits reflex ovulation. In the sheep, cervical stimulation in the
presence of high levels of estrogen can induce maternal behavior in a virgin ewe. These effects are all mediated by
the hypothalamus, and the information is carried mainly by spinal pathways that relay in the brainstem. Stimulation
of the nipples stimulates release of oxytocin and prolactin and suppresses the release of LH and FSH.
Cardiovascular stimuli are carried by the vagus nerve, but the vagus also conveys a variety of visceral information,
including for instance signals arising from gastric distension to suppress feeding. Again this information reaches the
hypothalamus via relays in the brainstem.
In addition hypothalamic function is responsive to --and regulated by-- levels of all three classical monoamine
neurotransmitters, i.e. noradrenaline, dopamine and 5-hydroxytryptamine (serotonin), in those tracts from which it
receives enervation. For example noradrenergic inputs arising from the locus coeruleus have important regulatory
effects upon CRH levels.
Hypothalamus
69
Nuclei
A cross section of the monkey hypothalamus displays 2 of the major hypothalamic nuclei
on either side of the fluid-filled 3rd ventricle.
Hypothalamic nuclei
The hypothalamic nuclei include the
following:
[9][10][11]
Hypothalamus
70
Hypothalamic nuclei on one side of the hypothalamus, shown in a 3-D computer
reconstruction
Region Area Nucleus
Function
[12]
Anterior Medial Medial preoptic nucleus Regulates the release of gonadotropic hormones from the adenohypophysis
Contains the sexually dimorphic nucleus, which releases GnRH, differential
development between sexes is based upon in utero testosterone levels
Supraoptic nucleus (SO) oxytocin release
vasopressin release
Paraventricular nucleus* (PV)
corticotropin-releasing hormone release
oxytocin release
vasopressin release
[13]
Anterior hypothalamic nucleus
(AH)
thermoregulation
panting
sweating
thyrotropin inhibition
Suprachiasmatic nucleus (SC) vasopressin release
Circadian rhythms
Lateral Lateral preoptic nucleus
Lateral nucleus (LT) thirst and hunger
Part of supraoptic nucleus (SO) vasopressin release
Hypothalamus
71
Tuberal Medial Dorsomedial hypothalamic nucleus
(DM)
Blood Pressure
Heart Rate
GI stimulation
Ventromedial nucleus (VM) satiety
neuroendocrine control
Arcuate nucleus (AR) Growth hormone-releasing hormone (GHRH)
feeding
Dopamine
Lateral Lateral nucleus (LT) thirst and hunger
Lateral tuberal nuclei
Posterior Medial Mammillary nuclei (part of
mammillary bodies) (MB)
memory
Posterior nucleus (PN) Increase blood pressure
pupillary dilation
shivering
Lateral Lateral nucleus (LT)
- Note: Paraventricular nucleus is not to be confused with periventricular nucleus.
See also: ventrolateral preoptic nucleus, periventricular nucleus.
Outputs
The outputs of the hypothalamus can be divided into two categories: neural projections, and endocrine hormones.
[14]
Neural projections
Most fiber systems of the hypothalamus run in two ways (bidirectional).
Projections to areas caudal to the hypothalamus go through the medial forebrain bundle, the mammillotegmental
tract and the dorsal longitudinal fasciculus.
Projections to areas rostral to the hypothalamus are carried by the mammillothalamic tract, the fornix and terminal
stria.
Projections to areas of the sympathetic motor system (lateral horn spinal segments T1-L2/L3) are carried by the
hypothalamospinal tract and they activate the sympathetic motor pathway
Endocrine hormones
The hypothalamus contains cells that produce thyrotropin-releasing hormone, gonadotropin-releasing hormone,
growth hormone-releasing hormone, corticotropin-releasing hormone, somatostatin, and dopamine, as well as
vasopressin and oxytocin. These assorted hormones are released into the blood stream, targeting other organ
systems, most notably the pituitary.
[15][16]
The hypothalamus affects the endocrine system and governs emotional behavior, such as anger and sexual activity.
Most of the hypothalamic hormones generated are distributed to the pituitary via the hypophyseal portal system.
[17]
The hypothalamus maintains homeostasis; this includes a regulation of blood pressure, heart rate, and temperature.
Hypothalamus
72
Secreted hormone Abbreviation Produced by Effect
Thyrotropin-releasing
hormone
(Prolactin-releasing
hormone)
TRH, TRF, or
PRH
Parvocellular
neurosecretory neurons
Stimulate thyroid-stimulating hormone (TSH) release from anterior
pituitary (primarily)
Stimulate prolactin release from anterior pituitary
Dopamine
(Prolactin-inhibiting
hormone)
DA or PIH Dopamine neurons of the
arcuate nucleus
Inhibit prolactin release from anterior pituitary
Growth hormone-releasing
hormone
GHRH Neuroendocrine neurons of
the Arcuate nucleus
Stimulate Growth hormone (GH) release from anterior pituitary
Somatostatin
(growth hormone-inhibiting
hormone)
SS, GHIH, or
SRIF
Neuroendocrine cells of the
Periventricular nucleus
Inhibit Growth hormone (GH) release from anterior pituitary
Inhibit thyroid-stimulating hormone (TSH) release from anterior
pituitary
Gonadotropin-releasing
hormone
GnRH or
LHRH
Neuroendocrine cells of the
Preoptic area
Stimulate follicle-stimulating hormone (FSH) release from anterior
pituitary
Stimulate luteinizing hormone (LH) release from anterior pituitary
Corticotropin-releasing
hormone
CRH or CRF Parvocellular
neurosecretory neurons
Stimulate adrenocorticotropic hormone (ACTH) release from
anterior pituitary
Oxytocin Magnocellular
neurosecretory cells
Uterine contraction
Lactation (letdown reflex)
Vasopressin
(antidiuretic hormone)
ADH or AVP Magnocellular
neurosecretory neurons
Increase in the permeability to water of the cells of distal tubule and
collecting duct in the kidney and thus allows water reabsorption and
excretion of concentrated urine
Control of food intake
The extreme lateral part of the ventromedial nucleus of the hypothalamus is responsible for the control of food
intake. Stimulation of this area causes increased food intake. Bilateral lesion of this area causes complete cessation
of food intake. Medial parts of the nucleus have a controlling effect on the lateral part. Bilateral lesion of the medial
part of the ventromedial nucleus causes hyperphagia and obesity of the animal. Further lesion of the lateral part of
the ventromedial nucleus in the same animal produces complete cessation of food intake.
There are different hypotheses related to this regulation:
[18]
1. Lipostatic hypothesis - this hypothesis holds that adipose tissue produces a humoral signal that is proportionate to
the amount of fat and acts on the hypothalamus to decrease food intake and increase energy output. It has been
evident that a hormone leptin acts on the hypothalamus to decrease food intake and increase energy output.
2. Gutpeptide hypothesis - gastrointestinal hormones like Grp, glucagons, CCK and others claimed to inhibit food
intake. The food entering the gastrointestinal tract triggers the release of these hormones which acts on the brain
to produce satiety. The brain contains both CCK-A and CCK-B receptors.
3. Glucostatic hypothesis - the activity of the satiety center in the ventromedial nuclei is probably governed by the
glucose utilization in the neurons. It has been postulated that when their glucose utilization is low and
consequently when the arteriovenous blood glucose difference across them is low, the activity across the neurons
decrease. Under these conditions, the activity of the feeding center is unchecked and the individual feels hungry.
Food intake is rapidly increased by intraventricular administration of 2-deoxyglucose therefore decreasing
glucose utilization in cells.
4. 4. Thermostatic hypothesis - according to this hypothesis, a decrease in body temperature below a given set point
stimulates appetite, while an increase above the set point inhibits appetite.
Hypothalamus
73
Sexual dimorphism
Several hypothalamic nuclei are sexually dimorphic, i.e. there are clear differences in both structure and function
between males and females.
Some differences are apparent even in gross neuroanatomy: most notable is the sexually dimorphic nucleus within
the preoptic area. However most of the differences are subtle changes in the connectivity and chemical sensitivity of
particular sets of neurons.
The importance of these changes can be recognised by functional differences between males and females. For
instance, males of most species prefer the odor and appearance of females over males, which is instrumental in
stimulating male sexual behavior. If the sexually dimorphic nucleus is lesioned, this preference for females by males
diminishes. Also, the pattern of secretion of growth hormone is sexually dimorphic, and this is one reason why in
many species, adult males are much larger than females.
Responses to ovarian steroids
Other striking functional dimorphisms are in the behavioral responses to ovarian steroids of the adult. Males and
females respond differently to ovarian steroids, partly because the expression of estrogen-sensitive neurons in the
hypothalamus is sexually dimorphic, i.e. estrogen receptors are expressed in different sets of neurons.
Estrogen and progesterone can influence gene expression in particular neurons or induce changes in cell membrane
potential and kinase activation, leading to diverse non-genomic cellular functions. Estrogen and progesterone bind to
their cognate nuclear hormone receptors, which translocate to the cell nucleus and interact with regions of DNA
known as hormone response elements (HREs) or get tethered to another transcription factor's binding site. Estrogen
receptor (ER) has been shown to transactivate other transcription factors in this manner, despite the absence of an
estrogen response element (ERE) in the proximal promoter region of the gene. ERs and progesterone receptors (PRs)
are generally gene activators, with increased mRNA and subsequent protein synthesis following hormone exposure.
Male and female brains differ in the distribution of estrogen receptors, and this difference is an irreversible
consequence of neonatal steroid exposure. Estrogen receptors (and progesterone receptors) are found mainly in
neurons in the anterior and mediobasal hypothalamus, notably:
the preoptic area (where LHRH neurons are located)
the periventricular nucleus (where somatostatin neurons are located)
the ventromedial hypothalamus (which is important for sexual behavior).
Gonadal steroids in neonatal life of rats
In neonatal life, gonadal steroids influence the development of the neuroendocrine hypothalamus. For instance, they
determine the ability of females to exhibit a normal reproductive cycle, and of males and females to display
appropriate reproductive behaviors in adult life.
If a female rat is injected once with testosterone in the first few days of postnatal life (during the "critical period"
of sex-steroid influence), the hypothalamus is irreversibly masculinized; the adult rat will be incapable of
generating an LH surge in response to estrogen (a characteristic of females), but will be capable of exhibiting
male sexual behaviors (mounting a sexually receptive female).
By contrast, a male rat castrated just after birth will be feminized, and the adult will show female sexual behavior
in response to estrogen (sexual receptivity, lordosis behavior).
Hypothalamus
74
Androgens in primates
In primates, the developmental influence of androgens is less clear, and the consequences are less understood.
Within the brain, testosterone is aromatized to (estradiol), which is the principal active hormone for developmental
influences. The human testis secretes high levels of testosterone from about week 8 of fetal life until 56 months
after birth (a similar perinatal surge in testosterone is observed in many species), a process that appears to underlie
the male phenotype. Estrogen from the maternal circulation is relatively ineffective, partly because of the high
circulating levels of steroid-binding proteins in pregnancy.
Human sexual orientation and the hypothalamus
According to D.F. Swaab, writing in a July 2008 paper, "Neurobiological research related to sexual orientation in
humans is only just gathering momentum, but the evidence already shows that humans have a vast array of brain
differences, not only in relation to gender, but also in relation to sexual orientation."
[19]
Swaab first reported on the relationship between sexual orientation in males and the hypothalamus's "clock", the
suprachiasmatic nucleus (SCN). In 1990, Swaab and Hofman
[20]
reported that the suprachiasmatic nucleus in
homosexual men was significantly larger than in heterosexual men. Then in 1995, Swaab et al.
[21]
linked brain
development to sexual orientation by treating male rats both pre- and postnatally with ATD, an aromatase blocker in
the brain. This produced an enlarged SCN and bisexual behavior in the adult male rats. In 1991, LeVay showed that
part of the sexually dimorphic nucleus (SDN) known as the 3rd interstitial nucleus of the anterior hypothalamus
(INAH 3), is nearly twice as large in heterosexual men than in homosexual men and heterosexual women, in terms of
volume.
In 2004 and 2006, two studies by Berglund, Lindstrm, and Savic
[22][23]
used Positron Emission Tomography (PET)
to observe how the hypothalamus responds to smelling common odors, the scent of testosterone found in male sweat,
and the scent of estrogen found in female urine. These studies showed that the hypothalamus of heterosexual men
and homosexual women both respond to estrogen. Also, the hypothalamus of homosexual men and heterosexual
women both respond to testosterone. The hypothalamus of all four groups did not respond to the common odors,
which produced a normal olfactory response in the brain.
Other influences upon hypothalamic development
Sex steroids are not the only important influences upon hypothalamic development; in particular, pre-pubertal stress
in early life (of rats) determines the capacity of the adult hypothalamus to respond to an acute stressor.
[24]
Unlike
gonadal steroid receptors, glucocorticoid receptors are very widespread throughout the brain; in the paraventricular
nucleus, they mediate negative feedback control of CRF synthesis and secretion, but elsewhere their role is not well
understood.
Fear processing
The medial zone of hypothalamus is part of a circuitry that controls motivated behaviors, like defensive
behaviors.
[25]
Analyses of Fos-labeling showed that a series of nuclei in the "behavioral control column" is important
in regulating the expression of innate and conditioned defensive behaviors.
[26]
Antipredatory defensive behavior
Exposure to a predator (such as a cat) elicits defensive behaviors in laboratory rodents, even when the animal has
never been exposed to a cat.
[27]
In the hypothalamus, this exposure causes an increase in Fos-labeled cells in the
anterior hypothalamic nucleus, the dorsomedial part of the ventromedial nucleus, and in the ventrolateral part of the
premammillary nucleus (PMDvl).
[28]
The premammillary nucleus has an important role in expression of defensive
behaviors towards a predator, since lesions in this nucleus abolish defensive behaviors, like freezing and
Hypothalamus
75
flight.
[29][28]
The PMD does not modulate defensive behavior in other situations, as lesions of this nucleus had
minimal effects on post-shock freezing scores.
[29]
The PMD has important connections to the dorsal periaqueductal
gray, an important structure in fear expression.
[30][31]
In addition, animals display risk assessment behaviors to the
environment previously associated with the cat. Fos-labeled cell analysis showed that the PMDvl is the most
activated structure in the hypothalamus, and inactivation with muscimol prior to exposure to the context abolishes
the defensive behavior.
[28]
Therefore, the hypothalamus, mainly the PMDvl, has an important role in expression of
innate and conditioned defensive behaviors to a predator.
Social defeat
Likewise, the hypothalamus has a role in social defeat: nuclei in medial zone are also mobilized during an encounter
with an aggressive conspecific. The defeated animal has an increase in Fos levels in sexually dimorphic structures,
such as the medial pre-optic nucleus, the ventrolateral part of ventromedial nucleus, and the ventral premammilary
nucleus.
[32]
Such structures are important in other social behaviors, such as sexual and aggressive behaviors.
Moreover, the premammillary nucleus also is mobilized, the dorsomedial part but not the ventrolateral part.
[32]
Lesions in this nucleus abolish passive defensive behavior, like freezing and the "on-the-back" posture.
[32]
Additional images
Median sagittal
section of brain of
human embryo of
three months.
Human brain left dissected
midsagittal view
Endocrine glands in the human head and neck
and their hormones
References
[1] http:/ / education. yahoo.com/ reference/ gray/ subjects/ subject?id=189#p812
[2] http:/ / braininfo. rprc.washington.edu/ Scripts/ hiercentraldirectory. aspx?ID=358
[3] http:/ / www. nlm. nih.gov/ cgi/ mesh/ 2007/ MB_cgi?mode=& term=Hypothalamus
[4] http:/ / www. neurolex.org/ wiki/ birnlex_734
[5] Definition of hypothalamus - NCI Dictionary of Cancer Terms (http:/ / www. cancer. gov/ Templates/ db_alpha. aspx?CdrID=46359)
[6] hypothalamus (http:/ / www. sci.uidaho. edu/ med532/ hypothal. htm)
[7] Fliers, Eric; Unmehopa, Alkemade (7 June 2006). "Functional neuroanatomy of thyroid hormone feedback in the human hypothalamus and
pituitary gland" (http:/ / www. ncbi. nlm. nih.gov/ pubmed/ 16707210). Molecular and Cellular Endocrinology 251 (12): 18.
doi:10.1016/j.mce.2006.03.042. PMID16707210. . Retrieved 7 July 2011.
[8] Fauci, Anthony, et al. (2008). Harrison's Principles of Internal Medicine (17 ed.). McGraw-Hill Professional. pp.117121.
ISBN978-0-07-146633-2.
[9] Diagram of Nuclei (psycheducation.org) (http:/ / www. psycheducation. org/ emotion/ pics/ big hypothalamus. htm)
[10] Diagram of Nuclei (universe-review.ca) (http:/ / universe-review. ca/ I10-80-nuclei. jpg)
[11] Diagram of Nuclei (utdallas.edu) (http:/ / www. utdallas. edu/ ~tres/ integ/ hom3/ display13_04. html)
[12] [12] Unless else specified in table, then ref is: Guyton Twelfth Edition
[13] Walter F., PhD. Boron (2005). Medical Physiology: A Cellular And Molecular Approaoch. Elsevier/Saunders. ISBN1-4160-2328-3. Page
840
[14] Hypothalamus and ANS (http:/ / thalamus. wustl.edu/ course/ hypoANS. html)
[15] Hormones of the Hypothalamus (http:/ / biology.about. com/ gi/ o. htm?zi=1/ XJ& zTi=1& sdn=biology& cdn=education& tm=17&
gps=159_804_1263_647& f=00& tt=11& bt=0& bts=0& zu=http:/ / www. ultranet. com/ ~jkimball/ BiologyPages/ H/ Hypothalamus. html)
Hypothalamus
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[16] Melmed S, Jameson JL (2005). "Disorders of the anterior pituitary and hypothalamus". In Kasper DL, Braunwald E, Fauci AS, et al..
Harrison's Principles of Internal Medicine (16th ed.). New York, NY: McGraw-Hill. pp.207697. ISBN0-07-139140-1.
[17] Overview of Hypothalamic and Pituitary Hormones (http:/ / www. vivo. colostate. edu/ hbooks/ pathphys/ endocrine/ hypopit/ overview.
html)
[18] Theologides A (1976). "Anorexia-producing intermediary metabolites". Am J Clin Nutr 29 (5): 5528. PMID178168.
[19] Swaab DF (2008). "Sexual orientation and its basis in brain structure and function". http:/ / www. pnas. org/ content/ 105/ 30/ 10273. full
105 (30): 1027310274. doi:10.1073/pnas.0805542105. PMC2492513. PMID18653758.
[20] Swaab DF, Hofman MA (1990). "An enlarged suprachiasmatic nucleus in homosexual men". Brain Res. 537 (12): 1418.
doi:10.1016/0006-8993(90)90350-K. PMID2085769.
[21] Swaab DF, Slob AK, Houtsmuller EJ, Brand T, Zhou JN (1995). "Increased number of vasopressin neurons in the suprachiasmatic nucleus
(SCN) of 'bisexual' adult male rats following perinatal treatment with the aromatase blocker ATD". Developmental Brain Research 85 (2):
273279. doi:10.1016/0165-3806(94)00218-O. PMID7600674.
[22] Savic I, Berglund H, Lindstrm P (2005). "Brain response to putative pheromones in homosexual men". PNAS 102 (20): 73567361.
doi:10.1073/pnas.0407998102. PMC1129091. PMID15883379.
[23] Savic I, Berglund H, Lindstrm P (2006). "Brain response to putative pheromones in lesbian women". PNAS 103 (21): 82698274.
doi:10.1073/pnas.0600331103. PMC1570103. PMID16705035.
[24] Romeo, Russell D; Rudy Bellani, Ilia N. Karatsoreos, Nara Chhua, Mary Vernov, Cheryl D. Conrad and Bruce S. McEwen (2005). "Stress
History and Pubertal Development Interact to Shape Hypothalamic-Pituitary-Adrenal Axis Plasticity" (http:/ / endo. endojournals. org/ cgi/
content/ short/ 147/ 4/ 1664). Endocrinology (The Endocrine Society) 147 (4): 16641674. doi:10.1210/en.2005-1432. PMID16410296. .
Retrieved 2007-10-16.
[25] Swanson, L.W. (2000). "Cerebral Hemisphere Regulation of Motivated Behavior". Brain Research 886: 113-164.
doi:10.1016/S0006-8993(00)02905-X.
[26] Canteras, N.S. (2002). "The medial hypothalamic defensive system:Hodological organization and functional implications". Pharmacology,
Biochemistry & Behavior 71: 481-491. doi:10.1016/S0091-3057(01)00685-2.
[27] Ribeiro-Barbosa, E.R.; et al (2005). "An alternative experimental procedure for studying predator-related defensive responses.".
Neuroscience & Biobehavioral Reviews 29 (8): 1255-1263. doi:10.1016/j.neubiorev.2005.04.006.
[28] Cezrio, A.F. (2008). "Hypothalamic sites responding to predator threats--the role of the dorsal premammillary nucleus in unconditioned
and conditioned antipredatory defensive behavior.". European Journal of Neuroscience 28 (5): 1003-1015.
doi:10.1111/j.1460-9568.2008.06392.x.
[29] Blanchard, D.C. (2003). "Dorsal premammillary nucleus differentially modulates defensive behaviors induced by different threat stimuli in
rats". Neuroscience Letters 345 (3): 145-148. doi:10.1016/S0304-3940(03)00415-4.
[30] Canteras, N.S.; Swanson, L.W. (1992). "The dorsal premammillary nucleus: an unusual component of the mammillary body." (http:/ / www.
pnas.org/ content/ 89/ 21/ 10089. long). PNAS 89 (21): 10089-10093. .
[31] Behbehani, M.M. (1995). "Functional characteristics of the midbrain periaqueductal gray.". Progress in Neurobiology 46 (6): 575-605.
doi:10.1016/0301-0082(95)00009-K.
[32] Motta, S.C.; et al (2009). "Dissecting the brain's fear system reveals the hypothalamus is critical for responding in subordinate conspecific
intruders." (http:/ / www. pnas.org/ content/ 106/ 12/ 4870. full. pdf+ html). PNAS 106 (12): 4870-4875. .
Added reference
de Vries, GJ, and Sodersten P (2009) Sex differences in the brain: the relation between structure and function.
Hormones and Behavior 55:589-596.
External links
BrainMaps at UCDavis Hypothalamus (http:/ / brainmaps. org/ index. php?q=Hypothalamus)
The Hypothalamus and Pituitary at endotexts.org (http:/ / www. endotext. org/ neuroendo/ neuroendo3b/
neuroendo3b. htm)
NIF Search - Hypothalamus (http:/ / www. neuinfo. org/ nif/ nifgwt. html?query="Hypothalamus") via the
Neuroscience Information Framework
Space-filling and cross-sectional diagrams of hypothalamic nuclei: right hypothalamus (http:/ / www.
netterimages. com/ image/ 8535. htm), anterior (http:/ / www. netterimages. com/ image/ 8584. htm), tubular
(http:/ / www. netterimages. com/ image/ 8586. htm), posterior (http:/ / www. netterimages. com/ image/ 8588.
htm).
Hippocampus
77
Hippocampus
Brain: Hippocampus
The hippocampus is located in the medial temporal lobe of the brain. In this lateral view of the human brain, the frontal lobe is at left,
the occipital lobe at right, and the temporal and parietal lobes have largely been removed to reveal the hippocampus underneath.
Part of Temporal lobe
NeuroNames
hier-164
[1]
MeSH
Hippocampus
[2]
NeuroLex ID
birnlex_721
[3]
MRI coronal view of a hippocampus shown in
red
The hippocampus is a major component of the brains of humans and
other vertebrates. It belongs to the limbic system and plays important
roles in the consolidation of information from short-term memory to
long-term memory and spatial navigation. Humans and other mammals
have two hippocampi, one in each side of the brain. The hippocampus
is a part of the cerebral cortex, and in primates is located in the medial
temporal lobe, underneath the cortical surface. It contains two main
interlocking parts: Ammon's horn
[4]
and the dentate gyrus.
In Alzheimer's disease, the hippocampus is one of the first regions of
the brain to suffer damage; memory problems and disorientation
appear among the first symptoms. Damage to the hippocampus can
also result from oxygen starvation (hypoxia), encephalitis, or medial
temporal lobe epilepsy. People with extensive, bilateral hippocampal
damage may experience anterograde amnesiathe inability to form or
retain new memories.
In rodents, the hippocampus has been studied extensively as part of a brain system responsible for spatial memory
and navigation. Many neurons in the rat and mouse hippocampus respond as place cells: that is, they fire bursts of
action potentials when the animal passes through a specific part of its environment. Hippocampal place cells interact
extensively with head direction cells, whose activity acts as an inertial compass, and with grid cells in the
neighboring entorhinal cortex.
Since different neuronal cell types are neatly organized into layers in the hippocampus, it has frequently been used as
a model system for studying neurophysiology. The form of neural plasticity known as long-term potentiation (LTP)
was first discovered to occur in the hippocampus and has often been studied in this structure. LTP is widely believed
to be one of the main neural mechanisms by which memory is stored in the brain.
Hippocampus
78
Name
The Hungarian neuroscientist Lszl Seress' 1980
preparation of the human hippocampus and fornix
compared with a seahorse.
The earliest description of the ridge running along the floor of the
temporal horn of the lateral ventricle comes from the Venetian
anatomist Julius Caesar Aranzi (1587), who initially likened it to a
seahorse, using the Latin: hippocampus (from Greek: , "horse"
and Greek: , "sea monster") or alternatively to a silkworm. The
German anatomist Duvernoy (1729), the first to illustrate the structure,
also wavered between "seahorse" and "silkworm." "Ram's horn" was
proposed by the Danish anatomist Jacob Winslw in 1732; and a
decade later his fellow Parisian, the surgeon de Garengeot, used "cornu
Ammonis" - horn of (the ancient Egyptian god) Amun.
[5]
Another mythological reference appeared with the term pes hippocampi, which may date back to Diemerbroeck in
1672, introducing a comparison with the shape of the folded back forelimbs and webbed feet of the Classical
hippocampus (Greek: ), a sea monster with a horse's forequarters and a fish's tail. The hippocampus was
then described as pes hippocampi major, with an adjacent bulge in the occipital horn, the calcar avis, being named
pes hippocampi minor.
[5]
The renaming of the hippocampus as hippocampus major, and the calcar avis as
hippocampus minor, has been attributed to Flix Vicq-d'Azyr systematising nomenclature of parts of the brain in
1786. Mayer mistakenly used the term hippopotamus in 1779, and was followed by some other authors until Karl
Friedrich Burdach resolved this error in 1829. In 1861 the hippocampus minor became the centre of a dispute over
human evolution between Thomas Henry Huxley and Richard Owen, satirised as the Great Hippocampus Question.
The term hippocampus minor fell from use in anatomy textbooks, and was officially removed in the Nomina
Anatomica of 1895.
[6]
Today, the structure is called the hippocampus rather than hippocampus major, with pes hippocampi often being
regarded as synonymous with De Garengeot's "cornu Ammonis",
[5]
a term which survives in the names of the four
main histological divisions of the hippocampus: CA1, CA2, CA3 and CA4.
[7]
Functions
Historically, the earliest widely held hypothesis was that the hippocampus is involved in olfaction. This idea was cast
into doubt by a series of anatomical studies that did not find any direct projections to the hippocampus from the
olfactory bulb.
[8]
However, later work did confirm that the olfactory bulb does project into the ventral part of the
lateral entorhinal cortex, and field CA1 in the ventral hippocampus sends axons to the main olfactory bulb,
[9]
the
anterior olfactory nucleus, and to the primary olfactory cortex. There continues to be some interest in hippocampal
olfactory responses, particularly the role of the hippocampus in memory for odors, but few people believe today that
olfaction is its primary function.
[10][11]
Over the years, three main ideas of hippocampal function have dominated the literature: inhibition, memory, and
space. The behavioral inhibition theory (caricatured by O'Keefe and Nadel as "slam on the brakes!")
[12]
was very
popular up to the 1960s. It derived much of its justification from two observations: first, that animals with
hippocampal damage tend to be hyperactive; second, that animals with hippocampal damage often have difficulty
learning to inhibit responses that they have previously been taught, especially if the response requires remaining
quiet as in a passive avoidance test. Jeffrey Gray developed this line of thought into a full-fledged theory of the role
of the hippocampus in anxiety.
[13]
The inhibition theory is currently the least popular of the three.
[14]
The second major line of thought relates the hippocampus to memory. Although it had historical precursors, this idea
derived its main impetus from a famous report by Scoville and Brenda Milner
[15]
describing the results of surgical
destruction of the hippocampus (in an attempt to relieve epileptic seizures), in Henry Molaison,
[16]
known until his
Hippocampus
79
death in 2008 as patient H.M. The unexpected outcome of the surgery was severe anterograde and partial retrograde
amnesia: Molaison was unable to form new episodic memories after his surgery and could not remember any events
that occurred just before his surgery, but retained memories for things that happened years earlier, such as his
childhood. This case produced such enormous interest that Molaison reportedly became the most intensively studied
medical subject in history.
[17]
In the ensuing years, other patients with similar levels of hippocampal damage and
amnesia (caused by accident or disease) have been studied as well, and thousands of experiments have studied the
physiology of activity-driven changes in synaptic connections in the hippocampus. There is now almost universal
agreement that the hippocampus plays some sort of important role in memory; however, the precise nature of this
role remains widely debated.
[18][19]
The third important theory of hippocampal function relates the hippocampus to space. The spatial theory was
originally championed by O'Keefe and Nadel, who were influenced by E.C. Tolman's theories about "cognitive
maps" in humans and animals. O'Keefe and his student Dostrovsky in 1971 discovered neurons in the rat
hippocampus that appeared to them to show activity related to the rat's location within its environment.
[20]
Despite
skepticism from other investigators, O'Keefe and his co-workers, especially Lynn Nadel, continued to investigate
this question, in a line of work that eventually led to their very influential 1978 book The Hippocampus as a
Cognitive Map.
[21]
As with the memory theory, there is now almost universal agreement that spatial coding plays an
important role in hippocampal function, but the details are widely debated.
[22]
Role in memory
Psychologists and neuroscientists generally agree that the hippocampus has an important role in the formation of
new memories about experienced events (episodic or autobiographical memory).
[19][23]
Part of this role is
hippocampal involvement in the detection of novel events, places and stimuli.
[24]
Some researchers view the
hippocampus as part of a larger medial temporal lobe memory system responsible for general declarative memory
(memories that can be explicitly verbalizedthese would include, for example, memory for facts in addition to
episodic memory).
[18]
Due to bilateral symmetry the brain has a hippocampus in both cerebral hemispheres, so every normal brain has two
of them. If damage to the hippocampus occurs in only one hemisphere, leaving the structure intact in the other
hemisphere, the brain can retain near-normal memory functioning.
[25]
Severe damage to the hippocampus in both
hemispheres results in profound difficulties in forming new memories (anterograde amnesia), and often also affects
memories formed before the damage (retrograde amnesia). Although the retrograde effect normally extends some
years before the brain damage, in some cases older memories remainthis sparing of older memories leads to the
idea that consolidation over time involves the transfer of memories out of the hippocampus to other parts of the
brain.
[26]
Damage to the hippocampus does not affect some types of memory, such as the ability to learn new skills (playing a
musical instrument, or solving certain types of puzzles, for example). This fact suggests that such abilities depend on
different types of memory (procedural memory) and different brain regions. Furthermore, amnesic patients
frequently show "implicit" memory for experiences even in the absence of conscious knowledge. For example, a
patient asked to guess which of two faces they have seen most recently may give the correct answer the majority of
the time, in spite of stating that they have never seen either of the faces before. Some researchers distinguish between
conscious recollection, which depends on the hippocampus, and familiarity, which depends on portions of the medial
temporal cortex.
[27]
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80
Role in spatial memory and navigation
Spatial firing patterns of seven place cells
recorded from a single electrode in the dorsal
CA1 layer of a rat. The rat ran several hundred
laps clockwise around an elevated triangular
track, stopping in the middle of each arm to eat a
small portion of food reward. Black dots indicate
positions of the rat's head; colored dots indicate
places where action potentials occurred, using a
different color for each cell.
[28]
Studies conducted on freely moving rats and mice have shown that
many hippocampal neurons have "place fields", that is, they fire bursts
of action potentials when a rat passes through a particular part of the
environment. Evidence for place cells in primates is limited, perhaps in
part because it is difficult to record brain activity from freely moving
monkeys. Place-related hippocampal neural activity has been reported
in monkeys moving around inside a room while seated in a restraint
chair;
[29]
on the other hand, Edmund Rolls and his colleagues instead
described hippocampal cells that fire in relation to the place a monkey
is looking at, rather than the place its body is located.
[30]
In humans,
cells with location-specific firing patterns have been reported in a
study of patients with drug-resistant epilepsy who were undergoing an
invasive procedure to localize the source of their seizures, with a view
to surgical resection. The patients had diagnostic electrodes implanted
in their hippocampus and then used a computer to move around in a
virtual reality town.
[31]
Place responses in rats and mice have been studied in hundreds of
experiments over four decades, yielding a large quantity of
information.
[22]
Place cell responses are shown by pyramidal cells in
the hippocampus proper, and granule cells in the dentate gyrus. These constitute the great majority of neurons in the
densely packed hippocampal layers. Inhibitory interneurons, which make up most of the remaining cell population,
frequently show significant place-related variations in firing rate, but much weaker than that shown by pyramidal or
granule cells. There is little if any spatial topography in the representation: cells lying next to each other in the
hippocampus generally have uncorrelated spatial firing patterns. Place cells are typically almost silent when a rat is
moving around outside the place field, but reach sustained rates as high as 40Hz when the rat is near the center.
Neural activity sampled from 3040 randomly chosen place cells carries enough information to allow a rat's location
to be reconstructed with high confidence. The size of place fields varies in a gradient along the length of the
hippocampus, with cells at the dorsal end showing the smallest fields, cells near the center showing larger fields, and
cells at the ventral tip fields that cover the entire environment.
[22]
In some cases, the firing rate of rat hippocampal
cells depends not only on place but also on the direction a rat is moving, the destination toward which it is traveling,
or other task-related variables.
[32]
The discovery of place cells in the 1970s led to a theory that the hippocampus might act as a cognitive mapa
neural representation of the layout of the environment.
[33]
Several lines of evidence support the hypothesis. It is a
frequent observation that without a fully functional hippocampus, humans may not remember where they have been
and how to get where they are going: getting lost is one of the most common symptoms of amnesia.
[34]
Studies with
animals have shown that an intact hippocampus is required for initial learning and long-term retention of some
spatial memory tasks, particularly ones that require finding the way to a hidden goal.
[35][36][37][38]
The "cognitive
map hypothesis" has been further advanced by recent discoveries of head direction cells, grid cells, and border cells
in several parts of the rodent brain that are strongly connected to the hippocampus.
[22][39]
Brain imaging shows that people have more active hippocampi when correctly navigating, as tested in a
computer-simulated "virtual" navigation task.
[40]
Also, there is evidence that the hippocampus plays a role in finding
shortcuts and new routes between familiar places. For example, London's taxi drivers must learn a large number of
places and the most direct routes between them (they have to pass a strict test, The Knowledge, before being licensed
to drive the famous black cabs). A study at University College London by Maguire, et al.. (2000)
[41]
showed that
Hippocampus
81
part of the hippocampus is larger in taxi drivers than in the general public, and that more experienced drivers have
bigger hippocampi. Whether having a bigger hippocampus helps an individual to become a cab driver, or if finding
shortcuts for a living makes an individual's hippocampus grow is yet to be elucidated. However, in that study
Maguire, et al.. examined the correlation between size of the grey matter and length of time that had been spent as a
taxi driver, and found a positive correlation between the length of time an individual had spent as a taxi driver and
the volume of the right hippocampus. It was found that the total volume of the hippocampus remained constant, from
the control group vs. taxi drivers. That is to say that the posterior portion of a taxi driver's hippocampus is indeed
increased, but at the expense of the anterior portion. There have been no known detrimental effects reported from
this disparity in hippocampal proportions.
[41]
Anatomy
Nissl-stained coronal section of the brain of a macaque monkey,
showing hippocampus (circled). Source: brainmaps.org
Anatomically, the hippocampus is an elaboration of the
edge of the cerebral cortex.
[42]
The structures that line
the edge of the cortex make up the so-called limbic
system (Latin limbus = border): these include the
hippocampus, cingulate cortex, olfactory cortex, and
amygdala. Paul MacLean once suggested, as part of his
triune brain theory, that the limbic structures comprise
the neural basis of emotion. Some neuroscientists no
longer believe that the concept of a unified "limbic
system" is valid, though.
[43]
However, the hippocampus
is anatomically connected to parts of the brain that are
involved with emotional behaviorthe septum, the
hypothalamic mammillary body, and the anterior
nuclear complex in the thalamus so its role as a limbic
structure cannot be completely dismissed.
The hippocampus as a whole has the shape of a curved tube, which has been analogized variously to a seahorse, a
ram's horn (Cornu Ammonis, hence the subdivisions CA1 through CA4), or a banana.
[42]
It can be distinguished as a
zone where the cortex narrows into a single layer of densely packed pyramidal neurons 3-6 cells deep in rats, which
curl into a tight U shape; one edge of the "U," field CA4, is embedded into a backward facing strongly flexed
V-shaped cortex, the dentate gyrus. It consists of ventral and dorsal portions, both of which share similar
composition but are parts of different neural circuits.
[44]
This general layout holds across the full range of
mammalian species, from hedgehog to human, although the details vary. In the rat, the two hippocampi resemble a
pair of bananas, joined at the stems by the hippocampal commissure that crosses the midline under the anterior
corpus callosum. In human or monkey brains, the portion of the hippocampus down at the bottom, near the base of
the temporal lobe, is much broader than the part at the top. One of the consequences of this complex geometry is that
cross-sections through the hippocampus can show a variety of shapes, depending on the angle and location of the
cut.
Hippocampus
82
Basic circuit of the hippocampus, as drawn by Santiago Ramon y Cajal. DG:
dentate gyrus. Sub: subiculum. EC: entorhinal cortex
The entorhinal cortex (EC), located in the
parahippocampal gyrus, is considered to be
part of the hippocampal region because of
its anatomical connections. The EC is
strongly and reciprocally connected with
many other parts of the cerebral cortex. In
addition, the medial septal nucleus, the
anterior nuclear complex and nucleus
reuniens of the thalamus and the
supramammillary nucleus of the
hypothalamus, as well as the raphe nuclei
and locus coeruleus in the brainstem send
axons to the EC. The main output pathway
(perforant path, first described by Ramon y Cajal) of EC axons comes from the large stellate pyramidal cells in layer
II that "perforate" the subiculum and project densely to the granule cells in the dentate gyrus, apical dendrites of CA3
get a less dense projection, and the apical dendrites of CA1 get a sparse projection. Thus, the perforant path
establishes the EC as the main "interface" between the hippocampus and other parts of the cerebral cortex. The
dentate granule cell axons (called mossy fibers) pass on the information from the EC on thorny spines that exit from
the proximal apical dendrite of CA3 pyramidal cells. Then, CA3 axons exit from the deep part of the cell body, and
loop up into the region where the apical dendrites are located, then extend all the way back into the deep layers of the
entorhinal cortexthe Shaffer collaterals completing the reciprocal circuit; field CA1 also sends axons back to the
EC, but these are more sparse than the CA3 projection. Within the hippocampus, the flow of information from the
EC is largely unidirectional, with signals propagating through a series of tightly packed cell layers, first to the
dentate gyrus, then to the CA3 layer, then to the CA1 layer, then to the subiculum, then out of the hippocampus to
the EC, mainly due to collateralization of the CA3 axons. Each of these layers also contains complex intrinsic
circuitry and extensive longitudinal connections.
[42]
Several other connections play important roles in hippocampal function.
[42]
Beyond the output to the EC, additional
output pathways go to other cortical areas including the prefrontal cortex. A very important large output goes to the
lateral septal area and to the mammillary body of the hypothalamus. The hippocampus receives modulatory input
from the serotonin, norepinephrine, and dopamine systems, and from nucleus reuniens of the thalamus to field CA1.
A very important projection comes from the medial septal area, which sends cholinergic and GABAergic fibers to all
parts of the hippocampus. The inputs from the septal area play a key role in controlling the physiological state of the
hippocampus: destruction of the septal area abolishes the hippocampal theta rhythm, and severely impairs certain
types of memory.
[45]
The cortical region adjacent to the hippocampus is known collectively as the parahippocampal gyrus (or
parahippocampus).
[46]
It includes the EC and also the perirhinal cortex, which derives its name from the fact that it
lies next to the rhinal sulcus. The perirhinal cortex plays an important role in visual recognition of complex objects,
but there is also substantial evidence that it makes a contribution to memory which can be distinguished from the
contribution of the hippocampus, and that complete amnesia occurs only when both the hippocampus and the
parahippocampus are damaged.
[46]
Hippocampus
83
Hippocampal Formation
Various sections of the hippocampal formation are shown to be functionally and anatomically distinct. The dorsal
(DH), ventral (VH), and intermediate regions of the hippocampal formation serve different functions, project with
differing pathways, and have varying degrees of place field neurons (Fanselow & Dong, 2009). The dorsal region of
the hippocampal formation serves for spatial memory, verbal memory, and learning of conceptual information.
Using the radial arm maze Pothuizen et al. (2004), found lesions in the DH to cause spatial memory impairment
while VH lesions did not. Its projecting pathways include the medial septal complex, and supramammillary nucleus.
The dorsal hippocampal formation also has more place field neurons than both the ventral and intermediate
hippocampal formation (Jung et al., 1994). The intermediate hippocampus has overlapping characteristics with both
the ventral and dorsal hippocampus (Fanselow & Dong, 2009). Using PHAL anterograde tracing methods,
Cenquizca and Swanson (2007) located the moderate projections to two primary olfactory cortical areas and
prelimbic areas of the mPFC. This region has the least amount of place field neurons. The ventral hippocampus
functions in fear conditioning and affective processes. Anagnostaras et al. (2002) showed that alterations to the
ventral hippocampus reduced the amount of information sent to the amygdala by the dorsal and ventral
hippocampus, consequentially altering fear conditioning in rats.
Physiology
Examples of rat hippocampal EEG and CA1 neural activity in the theta
(awake/behaving) and LIA (slow-wave sleep) modes. Each plot show 20 seconds
of data, with a hippocampal EEG trace at the top, spike rasters from 40
simultaneously recorded CA1 pyramidal cells in the middle (each raster line
represents a different cell), and a plot of running speed at the bottom. The top plot
represents a time period during which the rat was actively searching for scattered
food pellets. For the bottom plot, the rat was asleep.
The hippocampus shows two major "modes"
of activity, each associated with a distinct
pattern of neural population activity and
waves of electrical activity as measured by
an electroencephalogram (EEG). These
modes are named after the EEG patterns
associated with them: theta and large
irregular activity (LIA). The main
characteristics described below are for the
rat, which is the animal most extensively
studied.
[47]
The theta mode appears during states of
active, alert behavior (especially
locomotion), and also during REM
(dreaming) sleep.
[48]
In the theta mode, the
EEG is dominated by large regular waves
with a frequency range of 69Hz, and the
main groups of hippocampal neurons
(pyramidal cells and granule cells) show
sparse population activity, which means that
in any short time interval, the great majority
of cells are silent, while the small remaining
fraction fire at relatively high rates, up to 50
spikes in one second for the most active of
them. An active cell typically stays active
for half a second to a few seconds. As the rat behaves, the active cells fall silent and new cells become active, but the
overall percentage of active cells remains more or less constant. In many situations, cell activity is determined
largely by the spatial location of the animal, but other behavioral variables also clearly influence it.
Hippocampus
84
The LIA mode appears during slow-wave (non-dreaming) sleep, and also during states of waking immobility, such
as resting or eating.
[48]
In the LIA mode, the EEG is dominated by sharp waves, which are randomly timed large
deflections of the EEG signal lasting for 200300ms. These sharp waves also determine the population neural
activity patterns. Between them, pyramidal cells and granule cells are very quiet (but not silent). During a sharp
wave, as many as 510% of the neural population may emit action potentials during a period of 50ms; many of
these cells emit bursts of several action potentials.
These two hippocampal activity modes can be seen in primates as well as rats, with the exception that it has been
difficult to see robust theta rhythmicity in the primate hippocampus. There are, however, qualitatively similar sharp
waves, and similar state-dependent changes in neural population activity.
[49]
Theta rhythm
Because of its densely packed neural layers, the hippocampus generates some of the largest EEG signals of any brain
structure. In some situations the EEG is dominated by regular waves at 310Hz, often continuing for many seconds.
These reflect subthreshold membrane potentials and strongly modulate the spiking of hippocampal neurons and
synchronise across the hippocampus in a travelling wave pattern.
[50]
This EEG pattern is known as a theta
rhythm.
[51]
Theta rhythmicity is very obvious in rabbits and rodents, and also clearly present in cats and dogs.
Whether theta can be seen in primates is a vexing question.
[52]
In rats (the animals that have been the most
extensively studied), theta is seen mainly in two conditions: first, when an animal is walking or in some other way
actively interacting with its surroundings; second, during REM sleep.
[53]
The function of theta has not yet been
convincingly explained, although numerous theories have been proposed.
[47]
The most popular hypothesis has been
to relate it to learning and memory. For example, the phase with which theta at the time of stimulation of a neuron
shapes the effect of that stimulation upon its synapses and therefore may affect learning and memory dependent upon
synaptic plasticity.
[54]
It is well-established that lesions of the medial septumthe central node of the theta
systemcause severe disruptions of memory. However, the medium septum is more than just the controller of theta,
it is also the main source of cholinergic projections to the hippocampus.
[42]
It has not been established that septal
lesions exert their effects specifically by eliminating the theta rhythm.
[55]
Sharp waves
During sleep, or during waking states when an animal is resting or otherwise not engaged with its surroundings, the
hippocampal EEG shows a pattern of irregular slow waves, somewhat larger in amplitude than theta waves. This
pattern is occasionally interrupted by large surges called sharp waves.
[56]
These events are associated with bursts of
spike activity, lasting 50100msec, in pyramidal cells of CA3 and CA1. They are also associated with short-lasting
high-frequency EEG oscillations called "ripples", with frequencies in the range 150200Hz in rats. Sharp waves are
most frequent during sleep, when they occur at an average rate around 1 per second (in rats), but in a very irregular
temporal pattern. Sharp waves are less frequent during inactive waking states, and are usually smaller. Sharp waves
have also been observed in humans and monkeys. In macaques, sharp waves are robust, but do not occur as
frequently as in rats.
[49]
One of the most interesting aspects of sharp waves is that they appear to be associated with memory. Wilson and
McNaughton 1994,
[57]
and numerous later studies, reported that when hippocampal place cells have overlapping
spatial firing fields (and therefore often fire in near-simultaneity), they tend to show correlated activity during sleep
following the behavioral session. This enhancement of correlation, commonly known as reactivation, has been found
to occur mainly during sharp waves.
[58]
It has been proposed that sharp waves are, in fact, reactivations of neural
activity patterns that were memorized during behavior, driven by strengthening of synaptic connections within the
hippocampus.
[59]
This idea forms a key component of the "two-stage memory" theory, advocated by Buzski and
others, which proposes that memories are stored within the hippocampus during behavior, and then later transferred
to the neocortex during sleep: sharp waves are suggested to drive Hebbian synaptic changes in the neocortical targets
Hippocampus
85
of hippocampal output pathways.
[60]
Long-term potentiation
Since at least the time of Ramon y Cajal, psychologists have speculated that the brain stores memory by altering the
strength of connections between neurons that are simultaneously active.
[61]
This idea was formalized by Donald
Hebb in 1948,
[62]
but for many years thereafter, attempts to find a brain mechanism for such changes failed. In 1973,
Tim Bliss and Terje Lmo described a phenomenon in the rabbit hippocampus that appeared to meet Hebb's
specifications: a change in synaptic responsiveness induced by brief strong activation and lasting for hours, days, or
longer.
[63]
This phenomenon was soon referred to as long-term potentiation, abbreviated LTP. As a candidate
mechanism for memory, LTP has since been studied intensively, and a great deal has been learned about it.
The hippocampus is a particularly favorable site for studying LTP because of its densely packed and sharply defined
layers of neurons, but similar types of activity-dependent synaptic change have now been observed in many other
brain areas.
[64]
The best-studied form of LTP occurs at synapses that terminate on dendritic spines and use the
transmitter glutamate. Several of the major pathways within the hippocampus fit this description, and show LTP.
[65]
The synaptic changes depend on a special type of glutamate receptor, the NMDA receptor, which has the special
property of allowing calcium to enter the postsynaptic spine only when presynaptic activation and postsynaptic
depolarization occur at the same time.
[66]
Drugs that interfere with NMDA receptors block LTP and also have major
effects on some types of memory, especially spatial memory. Transgenic mice, genetically modified in ways that
disable the LTP mechanism, also generally show severe memory deficits.
[66]
Pathology
Aging
Age-related conditions such as Alzheimer's disease (for which hippocampal disruption is one of the earliest signs
[67]
)
have a severe impact on many types of cognition, but even normal aging is associated with a gradual decline in some
types of memory, including episodic memory and working memory. Because the hippocampus is thought to play a
central role in memory, there has been considerable interest in the possibility that age-related declines could be
caused by hippocampal deterioration.
[68]
Some early studies reported substantial loss of neurons in the hippocampus
of elderly people, but later studies using more precise techniques found only minimal differences.
[68]
Similarly, some
MRI studies have reported shrinkage of the hippocampus in elderly people, but other studies have failed to reproduce
this finding. There is, however, a reliable relationship between the size of the hippocampus and memory
performancemeaning that not all elderly people show hippocampal shrinkage, but those who do tend to perform
less well on some memory tasks.
[69]
There are also reports that memory tasks tend to produce less hippocampal
activation in elderly than in young subjects.
[69]
Furthermore, a randomized-control study published in 2011 found
that aerobic exercise could increase the size of the hippocampus in adults aged 55 to 80 and also improve spatial
memory.
[70]
In rats, where detailed studies of cellular physiology are possible, aging does not cause substantial cell loss in the
hippocampus, but it alters synaptic connectivity in several ways.
[71]
Functional synapses are lost in the dentate gyrus
and CA1 region, and NMDA receptor-mediated responses are reduced. These changes may account for deficits in
induction and maintenance of long-term potentiation, a form of synaptic plasticity that has been implicated in
memory. There are also age-related declines in hippocampal expression of several genes associated with synaptic
plasticity.
[72]
Finally, there are differences in the stability of "place cell" representations. In young rats, the
arrangement of place fields is usually altered if the rat is moved into a different environment, but remains the same if
a rat is returned to an environment it has visited previously. In aged rats, the place fields frequently fail to "remap"
when a rat is moved to a different environment, and also frequently fail to restore the original "map" when the rat is
returned to the same environment.
Hippocampus
86
In a 2012 study, led by neuroscientists at the University of Bristol, it was discovered that a cellular mechanism
known as sodium channels was playing a direct role in the changing of activity of neurons, leading to a cognitive
decline of the human brain. In the study, after researchers recorded electrical signals known as action potentials in
single cells of the hippocampus region, it was discovered that it became difficult for an aged brain to make
hippocampal neurons to generate action potentials. The reasoning for this was due to changes to the activation
properties of membrane proteins called sodium channels. These proteins would then intervene the rapid upstroke of
an action potential, thus allowing a flow of sodium ions into neurons.
[73]
Another biological influence found to have an effect on how the hippocampus ages is the Apoloprotein E epsilon 4
(APOE-4) allele. This allele has been associated with deterioration of the hippocampal region of the brain at various
points in development and aging.
[74]
However, it seems that the allele does not affect everyone in the same way.
Bohdi et al.
[75]
found that the allele is more common in men than in women. Of the 24 men participating in the
study, 11 carried the allele. In contrast, only 6 of the 28 women in the study had the APOE-4 allele. Although it is
found more in men, APOE-4 does not affect them to the extent that it does for women.
[76]
The study indicates that
the allele might be connected to greater deleterious effects on the volume of the hippocampus in women than in men,
predisposing women more strongly to dementia in older age.
Stress
The hippocampus contains high levels of glucocorticoid receptors, which make it more vulnerable to long-term
stress than most other brain areas.
[77]
Stress-related steroids affect the hippocampus in at least three ways: first, by
reducing the excitability of some hippocampal neurons; second, by inhibiting the genesis of new neurons in the
dentate gyrus; third, by causing atrophy of dendrites in pyramidal cells of the CA3 region. There is evidence that
humans who have experienced severe, long-lasting traumatic stress, show atrophy of the hippocampus, more than of
other parts of the brain.
[78]
These effects show up in post-traumatic stress disorder,
[79]
and they may contribute to the
hippocampal atrophy reported in schizophrenia
[80]
and severe depression.
[81]
A recent study has also revealed
atrophy as a result of depression, but this can be stopped with anti-depressants, even if they are not effective in
relieving other symptoms.
[82]
Hippocampal atrophy is also frequently seen in Cushing's syndrome, a disorder caused
by high levels of cortisol in the bloodstream. At least some of these effects appear to be reversible if the stress is
discontinued. There is, however, evidence mainly derived from studies using rats that stress shortly after birth can
affect hippocampal function in ways that persist throughout life.
[83]
Sex specific responses to stress have also been demonstrated to have an effect on the hippocampus. Recent research
has revealed a difference between the response of adult male and female rats to acute stress. When adult male rats
were subjected to acute stressors their hippocampal neurons became bushier (i.e. the number of dendrites per neuron
increased). In adult female rats the opposite occurred (i.e. the number of dendrites per hippocampal neuron
decreased). This study suggests that adult male rats are better able to cope with acute stress than are adult female
rats.
[84]
Research on chronic stress, however, has shown a different sex specific response. During situations in which
adult male and female rats were exposed to chronic stress, the females were shown to be better able to cope. This
was demonstrated by assessing how vulnerable to killing by a neurotoxin the neurons of the hippocampus were. The
male rats' hippocampal neurons showed increased susceptibility after exposure to chronic stress where as the adult
female rats' hippocampal neurons remained less affected by the neurotoxin. While the mechanisms that allow for this
neuronal protection are unclear it has been postulated that sex specific hormones may play a role.
[85]
Hippocampus
87
Epilepsy
The hippocampus is often the focus of epileptic seizures: hippocampal sclerosis is the most commonly visible type of
tissue damage in temporal lobe epilepsy.
[86]
It is not yet clear, though, whether the epilepsy is usually caused by
hippocampal abnormalities, or the hippocampus is damaged by cumulative effects of seizures.
[87]
In experimental
settings where repetitive seizures are artificially induced in animals, hippocampal damage is a frequent result: this
may be a consequence of the hippocampus being one of the most electrically excitable parts of the brain. It may also
have something to do with the fact that the hippocampus is one of very few brain regions where new neurons
continue to be created throughout life.
[88]
Schizophrenia
The causes of schizophrenia are not at all well understood, but numerous abnormalities of brain structure have been
reported. The most thoroughly investigated alterations involve the cerebral cortex, but effects on the hippocampus
have also been described. Many reports have found reductions in the size of the hippocampus in schizophrenic
subjects.
[89]
The changes probably result from altered development rather than tissue damage, and show up even in
subjects who have never been medicated. Several lines of evidence implicate changes in synaptic organization and
connectivity.
[89]
It is unclear whether hippocampal alterations play any role in causing the psychotic symptoms that
are the most important feature of schizophrenia. Anthony Grace and his co-workers have suggested, on the basis of
experimental work using animals, that hippocampal dysfunction might produce an alteration of dopamine release in
the basal ganglia, thereby indirectly affecting the integration of information in the prefrontal cortex.
[90]
Others have
suggested that hippocampal dysfunction might account for disturbances in long term memory frequently observed in
people with schizophrenia.
[91]
Transient global amnesia
A current hypothesis as to one cause of transient global amnesiaa dramatic sudden temporary near-total loss of
short-term memoryis that it may be due to venous congestion of the brain,
[92]
leading to ischemia of structures,
such as the hippocampus, that are involved with memory.
[93]
Evolution
The hippocampus has a generally similar appearance across the range of mammal species, from monotremes such as
the echidna to primates such as humans.
[94]
The hippocampal-size-to-body-size ratio broadly increases, being about
twice as large for primates as for the echidna. It does not, however, increase at anywhere close to the rate of the
neocortex-to-body-size ratio. Therefore, the hippocampus takes up a much larger fraction of the cortical mantle in
rodents than in primates. In adult humans, the volume of the hippocampus on each side of the brain is about
33.5cm
3
, as compared to 320420cm
3
for the volume of the neocortex.
[95]
There is also a general relationship between the size of the hippocampus and spatial memory. When comparisons are
made between similar species, those that have a greater capacity for spatial memory tend to have larger hippocampal
volumes.
[96]
This relationship also extends to sex differences: in species where males and females show strong
differences in spatial memory ability, they also tend to show corresponding differences in hippocampal volume.
[97]
Non-mammalian species do not have a brain structure that looks like the mammalian hippocampus, but they have
one that is considered homologous to it. The hippocampus, as pointed out above, is essentially the medial edge of the
cortex. Only mammals have a fully developed cortex, but the structure it evolved from, called the pallium, is present
in all vertebrates, even the most primitive ones such as the lamprey or hagfish.
[98]
The pallium is usually divided into
three zones: medial, lateral, and dorsal. The medial pallium forms the precursor of the hippocampus. It does not
resemble the hippocampus visually, because the layers are not warped into an S shape or enwrapped by the dentate
gyrus, but the homology is indicated by strong chemical and functional affinities. There is now evidence that these
Hippocampus
88
hippocampal-like structures are involved in spatial cognition in birds, reptiles, and fish.
[99]
In birds, the correspondence is sufficiently well established that most anatomists refer to the medial pallial zone as
the "avian hippocampus".
[100]
Numerous species of birds have strong spatial skills, particularly those that cache
food. There is evidence that food-caching birds have a larger hippocampus than other types of birds, and that damage
to the hippocampus causes impairments in spatial memory.
[101]
The story for fish is more complex. In teleost fish (which make up the great majority of existing species), the
forebrain is distorted in comparison to other types of vertebrates: most neuroanatomists believe that the teleost
forebrain is essentially everted, like a sock turned inside-out, so that structures that lie in the interior, next to the
ventricles, for most vertebrates, are found on the outside in teleost fish, and vice versa.
[102]
One of the consequences
of this is that the medial pallium ("hippocampal" zone) of a typical vertebrate is thought to correspond to the lateral
pallium of a typical fish. Several types of fish (particularly goldfish) have been shown experimentally to have strong
spatial memory abilities, even forming "cognitive maps" of the areas they inhabit.
[96]
There is evidence that damage
to the lateral pallium impairs spatial memory.
[103][104]
Thus, the role of the hippocampal region in navigation appears to begin far back in vertebrate evolution, predating
splits that occurred hundreds of millions of years ago.
[105]
It is not yet known whether the medial pallium plays a
similar role in even more primitive vertebrates, such as sharks and rays, or even lampreys and hagfish. Some types of
insects, and molluscs such as the octopus, also have strong spatial learning and navigation abilities, but these appear
to work differently from the mammalian spatial system, so there is as yet no good reason to think that they have a
common evolutionary origin; nor is there sufficient similarity in brain structure to enable anything resembling a
"hippocampus" to be identified in these species. Some have proposed, though, that the insect's mushroom bodies
may have a function similar to that of the hippocampus.
[106]
Notes
[1] http:/ / braininfo. rprc.washington.edu/ Scripts/ hiercentraldirectory. aspx?ID=164
[2] http:/ / www. nlm. nih.gov/ cgi/ mesh/ 2007/ MB_cgi?mode=& term=Hippocampus
[3] http:/ / www. neurolex.org/ wiki/ birnlex_721
[4] [4] Pearce, 2001
[5] [5] Duvernoy, 2005
[6] [6] Gross, 1993
[7] [7] Wechsler, 2004
[8] [8] Finger, p. 183
[9] [9] cite pmid 690266
[10] Eichenbaum et al., 1991
[11] [11] Vanderwolf, 2001
[12] Nadel et al., 1975
[13] [13] Gray and McNaughton, 2000
[14] Best & White, 1999
[15] [15] Scoville and Milner, 1957
[16] [16] N.Y. Times, 12-06-2008
[17] [17] Squire, 2009
[18] [18] Squire, 1992
[19] [19] Eichenbaum and Cohen, 1993
[20] [20] O'Keefe and Dostrovsky, 1971
[21] [21] O'Keefe and Nadel, 1978
[22] Moser et al., 2008
[23] [23] Squire and Schacter, 2002
[24] VanElzakker et al., 2008
[25] Di Gennaro G, Grammaldo LG, Quarato PP, Esposito V, Mascia A, Sparano A, Meldolesi GN, Picardi A. Severe amnesia following
bilateral medial temporal lobe damage occurring on two distinct occasions. Neurol Sci. 2006 Jun;27(2):12933.
[26] [26] Squire and Schacter, 2002, Ch. 1
[27] Diana et al., 2007
[28] Skaggs et al., 1996
Hippocampus
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[29] Matsumara et al., 1999
[30] [30] Rolls and Xiang, 2006
[31] Ekstrom et al., 2003
[32] [32] Smith and Mizumori, 2006
[33] [33] O'Keefe and Nadel
[34] Chiu et al., 2004
[35] Morris et al., 1982
[36] Sutherland et al., 1982
[37] Sutherland et al., 2001
[38] Clark et al., 2005
[39] Solstad et al., 2008
[40] Maguire et al., 1998
[41] Maguire et al., 2000
[42] [42] Amaral and Lavenex, 2006
[43] Ktter & Stephan, 1997
[44] [44] Moser and Moser, 1998
[45] [45] Winson, 1978
[46] Eichenbaum et al, 2007
[47] [47] Buzski, 2006
[48] Buzski et al., 1990
[49] Skaggs et al., 2007
[50] Lubenov & Siapas, 2009
[51] [51] Buzski, 2002
[52] Cantero et al., 2003
[53] [53] Vanderwolf, 1969
[54] Huerta & Lisman, 1993
[55] Kahana et al., 2001
[56] [56] Buzski, 1986
[57] Wilson & McNaughton, 1994
[58] Jackson et al., 2006
[59] Sutherland & McNaughton, 2000
[60] [60] Buzski, 1989
[61] [61] Ramon y Cajal, 1894
[62] [62] Hebb, 1948
[63] Bliss & Lmo, 1973
[64] Cooke & Bliss, 2006
[65] Malenka & Bear, 2004
[66] Nakazawa et al., 2004
[67] Hampel et al., 2008
[68] Prull et al., 2000, p. 105
[69] Prull et al., 2000, p. 107
[70] Erickson et al., 2011
[71] Rosenzweig & Barnes, 2003
[72] Burke & Barnes, 2006
[73] Randall, A.; Booth, C.; Brown, j. (2012). "Age-related changes to Na+ channel gating contribute to modified intrinsic neuronal excitability".
Neurobiology of Aging. doi:10.1016/j.neurobiolaging.2011.12.030.
[74] Schuff, N.; Woemer, N.; Boreta, L.; Kornfield, T.; Shaw, L.M.; Trojanowski, J.Q.; Thompson, P.M.; JackJr, C.R. et al. (2009). "MRI of
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[75] Bondi, M.W.; Salmon, D.P.; Monsch, A.U.; Galasko, D.; Butters, N.; Klauber, M.R.; Thal, L.J.; Saitoh, T. (1995). "Episodic memory
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[76] Azad, N.A.; Al Bugami, M.; Loy-English, I. (2007). "Gender differences in dementia risk factors". Gender Medicine.
[77] [77] Joels, 2008
[78] [78] Fu et al, 2010
[79] Karl A, Schaefer M, Malta LS, Drfel D, Rohleder N, Werner A. (2006). "A meta-analysis of structural brain abnormalities in PTSD."
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[83] Garcia-Segura, pp. 17071
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[86] [86] Chang and Lowenstein, 2003
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[88] Kuruba et al., 2009
[89] [89] Harrison, 2004
[90] Goto & Grace, 2008
[91] Boyer et al., 2007
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[93] Chung C.-P., Hsu HY, Chao AC, Chang FC, Sheng WY, Hu HH (2006). "Detection of intracranial venous reflux in patients of transient
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[95] Suzuki et al, 2005
[96] [96] Jacobs, 2003
[97] Jacobs et al., 1990
[98] Aboitiz et al., 2003
[99] Rodrguez et al., 2002
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[101] [101] Shettleworth, 2003
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Hippocampus
96
Further reading
Journals
Hippocampus (http:/ / www. wiley. com/ WileyCDA/ WileyTitle/ productCd-HIPO. html) (Wiley)
Books
Per Andersen, Richard Morris, David Amaral, Tim Bliss and John O'Keefe, ed. (2007). The Hippocampus Book.
Oxford University Press. ISBN978-0-19-510027-3.
Henri M. Duvernoy, F. Cattin (2005). The Human Hippocampus: Functional Anatomy, Vascularization, and
Serial Sections with MRI. Springer. ISBN978-3-540-23191-2.
Howard Eichenbaum (2002). The Cognitive Neuroscience of Memory. Oxford University Press US.
ISBN978-0-19-514175-7.
edited by Patricia E. Sharp. (2002). Patricia E. Sharp. ed. The Neural Basis of Navigation: Evidence from Single
Cell Recording. Springer. ISBN978-0-7923-7579-1.
Philippe Taupin (2007). The Hippocampus: Neurotransmission and Plasticity in the Nervous System. Nova
Publishers. ISBN978-1-60021-914-6.
John H Byrne, ed. (2008). Learning and Memory: A comprehensive reference. Elsevier.
ISBN978-0-12-370509-9.
External links
BrainMaps at UCDavis hippocampus (http:/ / brainmaps. org/ index. php?q=hippocampus)
Diagram of a Hippocampal Brain Slice (http:/ / www. stanford. edu/ group/ maciverlab/ hippocampal. html)
Hippocampus Cell Centered Database (http:/ / ccdb. ucsd. edu/ sand/ main?stype=lite&
keyword=hippocampus& Submit=Go& event=display& start=1)
Temporal-lobe.com An interactive diagram of the rat parahippocampal-hippocampal region (http:/ / www.
temporal-lobe. com)
NIF Search Hippocampus (http:/ / www. neuinfo. org/ nif/ nifgwt. html?query="Hippocampus") via the
Neuroscience Information Framework
Search Hippocampus on BrainNavigator (http:/ / www. brainnav. com/ browse?highlight=8d89b5& specid=2) via
BrainNavigator
Gyorgy Buzsaki (2010) Hippocampus. Scholarpedia. 6(1):1468. (http:/ / www. scholarpedia. org/ article/
Hippocampus)
Neural oscillation
97
Neural oscillation
Neural oscillation is rhythmic or repetitive neural activity in the central nervous system. Neural tissue can generate
oscillatory activity in many ways, driven either by mechanisms localized within individual neurons or by interactions
between neurons. In individual neurons, oscillations can appear either as oscillations in membrane potential or as
rhythmic patterns of action potentials, which then produce oscillatory activation of post-synaptic neurons. At the
level of neural ensembles, synchronized activity of large numbers of neurons can give rise to macroscopic
oscillations, which can be observed in the electroencephalogram (EEG). Oscillatory activity in groups of neurons
generally arise from feedback connections between the neurons that result in the synchronization of their firing
patterns. The interaction between neurons can give rise to oscillations at a different frequency than the firing
frequency of individual neurons. A well-known example of macroscopic neural oscillations is alpha activity.
Neural oscillations were observed by researchers as early as Hans Berger, but their functional role is still not fully
understood. The possible roles of neural oscillations include feature binding, information transfer mechanisms and
the generation of rhythmic motor output. Over the last decades more insight has been gained, especially with
advances in brain imaging. A major area of research in neuroscience involves determining how oscillations are
generated and what their roles are. Oscillatory activity in the brain is widely observed at different levels of
observation and is thought to play a key role in processing neural information. Numerous experimental studies
indeed support a functional role of neural oscillations; a unified interpretation, however, is still lacking.
Simulation of neural oscillations at 10 Hz. Upper panel shows spiking of individual
neurons (with each dot representing an individual action potential within the population
of neurons), and the lower panel the local field potential reflecting their summed activity.
Figure illustrates how synchronized patterns of action potentials may result in
macroscopic oscillations that can be measured outside the scalp.
Overview
Neural oscillations are observed
throughout the central nervous system
and at all levels, e.g., spike trains, local
field potentials and large-scale
oscillations which can be measured by
electroencephalography. In general,
oscillations can be characterized by
their frequency, amplitude and phase.
These signal properties can be
extracted from neural recordings using
time-frequency analysis. In large-scale
oscillations, amplitude changes are
considered to result from changes in
synchronization within a neural
ensemble, also referred to as local
synchronization. In addition to local
synchronization, oscillatory activity of
distant neural structures (single
neurons or neural ensembles) can
synchronize. Neural oscillations and
synchronization have been linked to
many cognitive functions such as information transfer, perception, motor control and memory.
[1][2][3]
Neural oscillations have been most widely studied in neural activity generated by large groups of neurons.
Large-scale activity can be measured by techniques such as electroencephalography (EEG). In general, EEG signals
have a broad spectral content similar to pink noise, but also reveal oscillatory activity in specific frequency bands.
Neural oscillation
98
The first discovered and best-known frequency band is alpha activity (812Hz) that can be detected from the
occipital lobe during relaxed wakefulness and increases when the eyes are closed.
[4]
Other frequency bands are: delta
(14Hz), theta (48Hz), beta (1330Hz) and gamma (3070Hz) frequency band, where faster rhythms such as
gamma activity have been linked to cognitive processing. Indeed, EEG signals change dramatically during sleep and
show a transition from faster frequencies to increasingly slower frequencies such as alpha waves. In fact, different
sleep stages are commonly characterized by their spectral content.
[5]
Consequently, neural oscillations have been
linked to cognitive states, such as awareness and consciousness.
[6][7]
Although neural oscillations in human brain activity are mostly investigated using EEG recordings, they are also
observed using more invasive recording techniques such as single-unit recordings. Neurons can generate rhythmic
patterns of action potentials or spikes. Some types of neurons have the tendency to fire at particular frequencies,
so-called resonators.
[8]
Bursting is another form of rhythmic spiking. Spiking patterns are considered fundamental
for information coding in the brain. Oscillatory activity can also be observed in the form of subthreshold membrane
potential oscillations (i.e. in the absence of action potentials).
[9]
If numerous neuron spike in synchrony, they can
give rise to oscillations in local field potentials (LFPs). Quantitative models can estimate the strength of neural
oscillation in recorded data.
[10]
Neural oscillations are commonly studied from a mathematical framework and belong to the field of
neurodynamics, an area of research in the cognitive sciences that places a strong focus upon the dynamic character
of neural activity in describing brain function.
[11]
It considers the brain a dynamical system and uses differential
equations to describe how neural activity evolves over time. In particular, it aims to relate dynamic patterns of brain
activity to cognitive functions such as perception and memory. In very abstract form, neural oscillations can be
analyzed analytically. When studied in a more physiologically realistic setting, oscillatory activity is generally
studied using computer simulations of a computational model.
The functions of neural oscillations are wide ranging and vary for different types of oscillatory activity. Examples
are the generation of rhythmic activity such as a heartbeat and the neural binding of sensory features in perception,
such as the shape and color of an object. Neural oscillations also play an important role in many neurological
disorders, such as excessive synchronization during seizure activity in epilepsy or tremor in patients with Parkinson's
disease. Oscillatory activity can also be used to control external devices in brain-computer interfaces, in which
subjects can control an external device by changing the amplitude of particular brain rhythmics.
Physiology
Oscillatory activity is observed throughout the central nervous system at all levels of organization. Three different
levels have been widely recognized: the micro-scale (activity of a single neuron), the meso-scale (activity of a local
group of neurons) and the macro-scale (activity of different brain regions).
[12]
Tonic firing pattern of single neuron showing
rhythmic spiking activity
Microscopic
Neurons generate action potentials resulting from changes in the
electric membrane potential. Neurons can generate multiple action
potentials in sequence forming so-called spike trains. These spike
trains are the basis for neural coding and information transfer in the
brain. Spike trains can form all kinds of patterns, such as rhythmic
spiking and bursting, and often display oscillatory activity.
[13]
Oscillatory activity in single neurons can also be observed in
sub-threshold fluctuations in membrane potential. These rhythmic
changes in membrane potential do not reach the critical threshold and
Neural oscillation
99
therefore do not result in an action potential. They can result from postsynaptic potentials from synchronous inputs
or from intrinsic properties of neurons.
Neuronal spiking can be classified by their activity patterns. The excitability of neurons can be subdivided in Class I
and II. Class I neurons can generate action potentials with arbitrarily low frequency depending on the input strength,
whereas Class II neurons generate action potentials in a certain frequency band, which is relatively insensitive to
changes in input strength.
[8]
Class II neurons are also more prone to display sub-threshold oscillations in membrane
potential.
Mesoscopic
A group of neurons can also generate oscillatory activity. Through synaptic interactions the firing patterns of
different neurons may become synchronized and the rhythmic changes in electric potential caused by their action
potentials will add up (constructive interference). That is, synchronized firing patterns result in synchronised input
into other cortical areas, which gives rise to large-amplitude oscillations of the local field potential. These large-scale
oscillations can also be measured outside the scalp using electroencephalography and magnetoencephalography. The
electric potentials generated by single neurons are far too small to be picked outside the scalp and EEG or MEG
activity always reflects the summation of the synchronous activity of thousands or millions of neurons that have
similar spatial orientation.
[14]
Neurons in a neural ensemble rarely all fire at exactly the same moment, i.e. fully
synchronized. Instead, the probability of firing is rhythmically modulated such that neurons are more likely to fire at
the same time, which gives rise to oscillations in their mean activity (see figure at top of page). As such, the
frequency of large-scale oscillations does not need to match the firing pattern of individual neurons. Isolated cortical
neurons fire regularly under certain conditions, but in the intact brain cortical cells are bombarded by highly
fluctuating synaptic inputs and typically fire seemingly random. However, if the probability of a large group of
neurons is rhythmically modulated at a common frequency, they will generate oscillations in the mean field (see also
figure at top of page).
[13]
Neural ensembles can generate oscillatory activity endogenously through local interactions
between excitatory and inhibitory neurons. In particular, inhibitory interneurons play an important role in producing
neural ensemble synchrony by generating a narrow window for effective excitation and rhythmically modulating the
firing rate of excitatory neurons.
[15]
Macroscopic
Neural oscillation can also arise from interactions between different brain areas. Time delays play an important role
here. Because all brain areas are bidirectionally coupled, these connections between brain areas form feedback loops.
Positive feedback loops tends to cause oscillatory activity which frequency is inversely related to the delay time. An
example of such a feedback loop is the connections between the thalamus and cortex. This thalamocortical network
is able to generate oscillatory activity known as recurrent thalamo-cortical resonance.
[16]
The thalamocortical
network plays an important role in the generation of alpha activity.
[17][18]
Mechanisms
Neuronal properties
Scientists have identified some intrinsic neuronal properties that play an important role in generating membrane
potential oscillations. In particular, voltage-gated ion channels are critical in the generation of action potentials. The
dynamics of these ion channels have been captured in the well-established Hodgkin-Huxley model that describes
how action potentials are initiated and propagated by means of a set of differential equations. Using bifurcation
analysis, different oscillatory varieties of these neuronal models can be determined, allowing for the classification of
types of neuronal responses. The oscillatory dynamics of neuronal spiking as identified in the Hodgkin-Huxley
model closely agree with empirical findings. In addition to periodic spiking, subthreshold membrane potential
Neural oscillation
100
oscillations, i.e. resonance behavior that does not result in action potentials, may also contribute to oscillatory
activity by facilitating synchronous activity of neighboring neurons.
[19][20]
Like pacemaker neurons in central pattern
generators, subtypes of cortical cells fire bursts of spikes (brief clusters of spikes) rhythmically at preferred
frequencies. Bursting neurons have the potential to serve as pacemakers for synchronous network oscillations, and
bursts of spikes may underlie or enhance neuronal resonance.
[13]
Network properties
Apart from intrinsic properties of neurons, network properties are also an important source of oscillatory activity.
Neurons communicate with one another via synapses and affect the timing of spike trains in the post-synaptic
neurons. Depending on the properties of the connection, such as the coupling strength, time delay and whether
coupling is excitatory or inhibitory, the spike trains of the interacting neurons may become synchronized.
[21]
Neurons are locally connected, forming small clusters that are called neural ensembles. Certain network structures
promote oscillatory activity at specific frequencies. For example, neuronal activity generated by two populations of
interconnected inhibitory and excitatory cells can show spontaneous oscillations that are described by the
Wilson-Cowan model.
If a group of neurons engages in synchronized oscillatory activity, the neural ensemble can be mathematically
represented as a single oscillator.
[12]
Different neural ensembles are coupled through long-range connections and
form a network of weakly coupled oscillators at the next spatial scale. Weakly coupled oscillators can generate a
range of dynamics including oscillatory activity.
[22]
Long-range connections between different brain structures, such
as the thalamus and the cortex (see thalamocortical oscillation), involve time-delays due to the finite conduction
velocity of axons. Because most connections are reciprocal, they form feed-back loops that support oscillatory
activity. Oscillations recorded from multiple cortical areas can become synchronized and form a large-scale network,
whose dynamics and functional connectivity can be studied by means of spectral analysis and Granger causality
measures.
[23]
Coherent activity of large-scale brain activity may form dynamic links between brain areas required for
the integration of distributed information.
[7]
Neuromodulation
In addition to fast direct synaptic interactions between neurons forming a network, oscillatory activity is modulated
by neurotransmitters on a much slower time scale. That is, the concentration levels of certain neurotransmitters are
known to regulate the amount of oscillatory activity. For instance, GABA concentration has been shown to be
positively correlated with frequency of oscillations in induced stimuli.
[24]
A number of nuclei in the brainstem have
diffuse projections throughout the brain influencing concentration levels of neurotransmitters such as
norepinephrine, acetylcholine and serotonin. These neurotransmitter systems affect the physiological state, e.g.,
wakefulness or arousal, and have a pronounced effect on amplitude of different brain waves, such as alpha
activity.
[25]
Mathematical description
Oscillations can often be described and analyzed using mathematics. Mathematicians have identified several
dynamical mechanisms that generate rhythmicity. Among the most important are harmonic (linear) oscillators, limit
cycle oscillators, and delayed-feedback oscillators.
[26]
Harmonic oscillations appear very frequently in
natureexamples are sound waves, the motion of a pendulum, and vibrations of every sort. They generally arise
when a physical system is perturbed by a small degree from a minimum-energy state, and are well-understood
mathematically. Noise-driven harmonic oscillators realistically simulate alpha rhythm in the waking EEG as well as
slow waves and spindles in the sleep EEG. Successful EEG analysis algorithms were based on such models. Several
other EEG components are better described by limit-cycle or delayed-feedback oscillations. Limit-cycle oscillations
arise from physical systems that show large deviations from equilibrium, whereas delayed-feedback oscillations arise
Neural oscillation
101
when components of a system affect each other after significant time delays. Limit-cycle oscillations can be complex
but there are powerful mathematical tools for analyzing them; the mathematics of delayed-feedback oscillations is
primitive in comparison. Linear oscillators and limit-cycle oscillators qualitatively differ in terms of how they
respond to fluctuations in input. In a linear oscillator, the frequency is more or less constant but the amplitude can
vary greatly. In a limit-cycle oscillator, the amplitude tends to be more or less constant but the frequency can vary
greatly. A heartbeat is an example of a limit-cycle oscillation in that the frequency of beats varies widely, while each
individual beat continues to pump about the same amount of blood.
Computational models adopt a variety of abstractions in order to describe complex oscillatory dynamics observed in
brain activity. Many models are used in the field, each defined at a different level of abstraction and trying to model
different aspects of neural systems. They range from models of the short-term behaviour of individual neurons,
through models of how the dynamics of neural circuitry arise from interactions between individual neurons, to
models of how behaviour can arise from abstract neural modules that represent complete subsystems.
Single neuron model
Simulation of a Hindmarsh-Rose neuron showing
typical bursting behavior: a fast rhythm generated
by individual spikes and a slower rhythm
generated by the bursts.
A model of a biological neuron is a mathematical description of the
properties of nerve cells, or neurons, that is designed to accurately
describe and predict its biological processes. The most successful and
widely-used model of neurons, the Hodgkin-Huxley model, is based on
data from the squid giant axon. It is a set of nonlinear ordinary
differential equations that approximates the electrical characteristics of
a neuron, in particular the generation and propagation of action
potentials. The model is very accurate and detailed and Hodgkin and
Huxley received the 1963 Nobel Prize in physiology or medicine for
this work.
The mathematics of the Hodgkin-Huxley model are quite complicated
and several simplifications have been proposed, such as the FitzHugh-Nagumo model and the Hindmarsh-Rose
model. Such models only capture the basic neuronal dynamics, such as rhythmic spiking and bursting, but are more
computationally efficient. This allows the simulation of a large number of interconnected neurons that form a neural
network.
Spiking model
A neural network model describes a population of physically interconnected neurons or a group of disparate neurons
whose inputs or signalling targets define a recognizable circuit. These models aim to describe how the dynamics of
neural circuitry arise from interactions between individual neurons. Local interactions between neurons can result in
the synchronization of spiking activity and form the basis of oscillatory activity. In particular, models of interacting
pyramidal cells and inhibitory interneurons have been shown to generate brain rhythms such as gamma activity.
[27]
Neural oscillation
102
Neural mass model
Simulation of a neural mass model showing
network spiking during the onset of a seizure.
[28]
As the gain A is increased the network starts to
oscillate at 3Hz.
Neural field models are another important tool in studying neural
oscillations and are a mathematical framework describing evolution of
variables such as mean firing rate in space and time. In modeling the
activity of large numbers of neurons, the central idea is to take the
density of neurons to the continuum limit, resulting in spatially
continuous neural networks. Instead of modelling individual neurons,
this approach approximates a group of neurons by its average
properties and interactions. It is based on the mean field approach, an
area of statistical physics that deals with large-scale systems. Models
based on these principles have been used to provide mathematical
descriptions of neural oscillations and EEG rhythms. They have for
instance been used to investigate visual hallucinations.
[29]
Kuramoto model
Simulation of Kuramoto model showing neural synchronization
and oscillations in the mean field
The Kuramoto model of coupled phase oscillators
[30]
is
one of the most abstract and fundamental model used to
investigate neural oscillations and sychronization. It
captures the activity of a local system (e.g., a single
neuron or neural ensemble) by its circular phase alone
and hence ignores the amplitude of oscillations
(amplitude is constant).
[31]
Interactions amongst these
oscillators are introduced by a simple algebraic form
(such as a sin function) and collectively generate a
dynamical pattern at the global scale. The Kuramoto
model is widely used to study oscillatory brain activity
and several extensions have been proposed that increase its neurobiological plausibility, for instance by
incorporating topological properties of local cortical connectivity.
[32]
In particular, it describes how the activity of a
group of interactioning neurons can become synchronized and generate large-scale oscillations. Simulations using
the Kuramoto model with realistic long-range cortical connectivity and time-delayed interactions reveal the
emergence of slow patterned fluctuations that reproduce resting-state BOLD functional maps, which can be
measured using fMRI.
[33]
Activity patterns
Both single and groups of neurons can generate oscillatory activity spontaneously. In addition, they may show
oscillatory responses to perceptual input or motor output. Some types of neurons will fire rhythmically in the
absence of any synaptic input. Likewise, brain wide activity reveals oscillatory activity while subjects do not engage
in any activity, so-called resting-state activity. These ongoing rhythms can change in different ways in response to
perceptual input or motor output. Oscillatory activity may respond by increases or decreases in frequency and
amplitude or show a temporary interruption, which is referred to as phase resetting. In addition, external activity may
not interact with ongoing activity at all, resulting in an additive response.
Neural oscillation
103
Oscillatory responses
The frequency of ongoing oscillatory activity is increased
between t1 and t2.
The amplitude of ongoing oscillatory activity is increased
between t1 and t2.
The phase of ongoing oscillatory activity is reset at
t1.
Neural oscillation
104
Activity is linearly added to ongoing oscillatory activity
between t1 and t2.
Ongoing activity
Spontaneous activity is brain activity in the absence of an explicit task, such as sensory input or motor output, and
hence also referred to as resting-state activity. It is opposed to induced activity, i.e. brain activity that is induced by
sensory stimuli or motor responses. The term ongoing brain activity is used in electroencephalography and
magnetoencephalography for those signal components that are not associated with the processing of a stimulus or the
occurrence of specific other events, such as moving a body part, i.e. events that do not form evoked
potentials/evoked fields, or induced activity. Spontaneous activity is usually considered to be noise if one is
interested in stimulus processing. However, spontaneous activity is considered to play a crucial role during brain
development, such as in network formation and synaptogenesis. Spontaneous activity may be informative regarding
the current mental state of the person (e.g. wakefulness, alertness) and is often used in sleep research. Certain types
of oscillatory activity, such as alpha waves, are part of spontaneous activity. Statistical analysis of power fluctuations
of alpha activity reveals a bimodal distribution, i.e. a high- and low-amplitude mode, and hence shows that
resting-state activity does not just reflect a noise process.
[34]
In case of fMRI, spontaneous fluctuations in the
Blood-oxygen-level dependent (BOLD) signal reveal correlation patterns that are linked to resting states networks,
such as the default network.
[35]
The temporal evolution of resting state networks is correlated with fluctuations of
oscillatory EEG activity in different frequency bands.
[36]
Ongoing brain activity may also have an important role in perception, as it may interact with activity related to
incoming stimuli. Indeed, EEG studies suggest that visual perception is dependent on both the phase and amplitude
of cortical oscillations. For instance, the amplitude and phase of alpha activity at the moment of visual stimulation
predicts whether a weak stimulus will be perceived by the subject.
[37][38][39]
Frequency response
In response to input, a neuron or neuronal ensemble may change the frequency at which it oscillates. This is very
common in single neurons where the firing rate depends on the summed activity it receives. This is referred to as rate
coding. Frequency changes are also commonly observed in central pattern generators and directly relate to the speed
of motor activities, such as step frequency in walking. Changes in frequency are not so common in oscillatory
activity involving different brain areas, as the frequency of oscillatory activity is often related to the time delays
between brain areas.
Neural oscillation
105
Amplitude response
Next to evoked activity, neural activity related to stimulus processing may result in induced activity. Induced activity
refers to modulation in ongoing brain activity induced by processing of stimuli or movement preparation. Hence,
they reflect an indirect response in contrast to evoked responses. A well-studied type of induced activity is amplitude
change in oscillatory activity. For instance, gamma activity often increases during increased mental activity such as
during object representation.
[40]
Because induced responses may have different phases across measurements and
therefore would cancel out during averaging, they can only be obtained using time-frequency analysis. Induced
activity generally reflects the activity of numerous neurons: amplitude changes in oscillatory activity are thought to
arise from the synchronization of neural activity, for instance by synchronization of spike timing or membrane
potential fluctuations of individual neurons. Increases in oscillatory activity are therefore often referred to as
event-related synchronization, while decreases are referred to as event-related desynchronization
[41]
Phase resetting
Another possibility is that input to a neuron or neuronal ensemble resets the phase of ongoing oscillations.
[42]
Phase
resetting is very common in single neurons where spike timing is adjusted to neuronal input. For instance, a neuron
may start to spike at a fixed delay in response to periodic input, which is referred to as phase locking.
[8]
Phase
resetting may also occur at the level of neuronal ensembles when the phases of multiple neurons are adjusted
simultaneously. Phase resetting of ongoing ensemble oscillations gives an alternative explanation for event-related
potentials obtained by averaging multiple EEG trials with respect to the onset of a stimulus or event.
[43]
That is, if
the phase of ongoing oscillations is reset to a fixed phase over multiple trials, oscillations will no longer average out
but add up to give rise to an event-related potential. Moreover, phase resetting or phase locking is also fundamental
for the synchronization of different neurons or different brain regions.
[7][22]
In this case the timing of spikes becomes
phase locked to the activity of other neurons instead of to external input.
Additive response
The term evoked activity is used in electroencephalography and magnetoencephalography for responses in brain
activity that are directly related to stimulus-related activity. Evoked potentials and event-related potentials are
obtained from the electroencephalogram by stimulus-locked averaging, i.e. averaging different trials at fixed
latencies around the presentation of a stimulus. As a consequence, those signal components that are the same in each
single measurement are conserved and all others, i.e. ongoing or spontaneous activity, are averaged out. That is,
event-related potentials only reflect oscillations in brain activity that are phase-locked to the stimulus or event.
Evoked activity is often considered to be independent from ongoing brain activity although this is an ongoing
debate.
[44]
Function
Neural synchronization can be modulated by task constraints, such as attention, and is thought to play a role in
feature binding,
[45]
neuronal communication,
[1]
and motor coordination.
[3]
Neuronal oscillations became a hot topic
in neuroscience in the 1990s when the studies of the visual system of the brain by Gray, Singer and others appeared
to support the neural binding hypothesis.
[46]
According to this idea, synchronous oscillations in neuronal ensembles
bind neurons representing different features of an object. For example, when a person looks at a tree, visual cortex
neurons representing the tree trunk and those representing the branches of the same tree would oscillate in synchrony
to form a single representation of the tree. This phenomenon is best seen in local field potentials which reflect the
synchronous activity of local groups of neurons, but has also been shown in EEG and MEG recordings providing
increasing evidence for a close relation between synchronous oscillatory activity and a variety of cognitive functions
such as perceptual grouping.
[45]
Neural oscillation
106
Pacemaker
Cells in the sinoatrial node, located in the right atrium of the heart, spontaneously depolarize approximately 100
times per minute. Although all of the heart's cells have the ability to generate action potentials that trigger cardiac
contraction, the sinoatrial node normally initiates it, simply because it generates impulses slightly faster than the
other areas. Hence, these cells generate the normal sinus rhythm and are called pacemaker cells as they directly
control the heart rate. In the absence of extrinsic neural and hormonal control, cells in the SA node will rhythmically
discharge. The sinoatrial node is richly innervated by the autonomic nervous system, which up or down regulates the
spontaneous firing frequency of the pacemaker cells.
Central pattern generator
Synchronized firing of neurons also forms the basis of periodic motor commands for rhythmic movements. These
rhythmic outputs are produced by a group of interacting neurons that form a network, called a central pattern
generator. Central pattern generators are neuronal circuits that - when activated - can produce rhythmic motor
patterns in the absence of sensory or descending inputs that carry specific timing information. Examples are walking,
breathing, and swimming,
[47]
Most evidence for central pattern generators comes from lower animals, such as the
lamprey, but there is also evidence for spinal central pattern generators in humans.
[48]
Information processing
Neuronal spiking is generally considered the basis for information transfer in the brain. For such a transfer,
information needs to be coded in a spiking pattern. Different types of coding schemes have been proposed, such as
rate coding and temporal coding.
Perception
Synchronization of neuronal firing may serve as a means to group spatially segregated neurons that respond to the
same stimulus in order to bind these responses for further joint processing, i.e. to exploit temporal synchrony to
encode relations. Purely theoretical formulations of the binding-by-synchrony hypothesis were proposed first,
[49]
but
subsequently extensive experimental evidence has been reported supporting the potential role of synchrony as a
relational code.
[50]
The functional role of synchronized oscillatory activity in the brain was mainly established in experiments performed
on awake kittens with multiple electrodes implanted in the visual cortex. These experiments showed that groups of
spatially segregated neurons engage in synchronous oscillatory activity when activated by visual stimuli. The
frequency of these oscillations was in the range of 40Hz and differed from the periodic activation induced by the
grating, suggesting that the oscillations and their synchronization were due to internal neuronal interactions.
[50]
Similar findings were shown in parallel by the group of Eckhorn providing further evidence for the functional role of
neural synchronization in feature binding.
[51]
Since then numerous studies have replicated these findings and
extended them to different modalities such as EEG, providing extensive evidence of the functional role of gamma
oscillations in visual perception.
Gilles Laurent and colleagues showed that oscillatory synchronization has an important functional role in odor
perception. Perceiving different odors leads to different subsets of neurons firing on different sets of oscillatory
cycles.
[52]
These oscillations can be disrupted by GABA blocker picrotoxin.
[53]
The disruption of the oscillatory
synchronization leads to impairment of behavioral discrimination of chemically similar odorants in bees
[54]
and to
more similar responses across odors in downstream -lobe neurons.
[55]
Neural oscillations are also thought be involved in the sense of time
[56]
and in somatosensory perception.
[57]
However, recent findings argue against a clock-like function of cortical gamma oscillations.
[58]
Neural oscillation
107
Motor coordination
Oscillations have been commonly reported in the motor system. Pfurtscheller and colleagues found a reduction in
alpha (812Hz) and beta (1330Hz) oscillations in EEG activity when subjects made a movement.
[41][59]
Using
intra-cortical recordings, similar changes in oscillatory activity were found in motor cortex when the monkeys
performed motor acts that required significant attention.
[60][61]
In addition, oscillations at spinal level become
synchronised to beta oscillations in motor cortex during constant muscle activation, as determined by
MEG/EEG-EMG coherence.
[62][63][64]
Recently it was found that cortical oscillations propagate as travelling waves
across the surface of the motor cortex along dominant spatial axes characteristic of the local circuitry of the motor
cortex.
[65]
Oscillatory rhythms at 10Hz have been recorded in a brain area called the inferior olive, which is associated with the
cerebellum.
[9]
These oscillations are also observed in motor output of physiological tremor
[66]
and when performing
slow finger movements.
[67]
These findings may indicate that the human brain controls continuous movements
intermittently. In support, it was shown that these movement discontinuities are directly correlated to oscillatory
activity in a cerebello-thalamo-cortical loop, which may represent a neural mechanism for the intermittent motor
control.
[68]
Memory
Neural oscillations are extensively linked to memory function, in particular theta activity. Theta rhythms are very
strong in rodent hippocampi and entorhinal cortex during learning and memory retrieval, and are believed to be vital
to the induction of long-term potentiation, a potential cellular mechanism of learning and memory. The coupling
between theta and gamma activity is thought to be vital for memory functions.
[69]
The tight coordination of spike
timing of single neurons with the local theta oscillations is linked to successful memory formation in humans, as
more stereotyped spiking predicts better memory.
[70]
Sleep and Consciousness
Sleep is a naturally recurring state characterized by reduced or absent consciousness and proceeds in cycles of rapid
eye movement (REM) and non-rapid eye movement (NREM) sleep. The normal order of sleep stages is N1 N2
N3 N2 REM. Sleep stages are characterized by spectral content of EEG, for instance stage N1 refers to the
transition of the brain from alpha waves (common in the awake state) to theta waves, whereas stage N3 (deep or
slow-wave sleep) is characterized by the presence of delta waves.
Pathology
Handwriting of a person affected by Parkinson's
disease showing rhythmic tremor activity in the
strokes
Specific types of neural oscillations may also appear in pathological
situations, such as Parkinson's disease or epilepsy. Interestingly, these
pathological oscillations often consist of an aberrant version of a
normal oscillation. For example, one of the best known types is the
spike and wave oscillation, which is typical of generalized or absence
epileptic seizures, and which resembles normal sleep spindle
oscillations.
Neural oscillation
108
Generalized 3 Hz spike and wave discharges
reflecting seizure activity
Tremor
A tremor is an involuntary, somewhat rhythmic, muscle contraction
and relaxation involving to-and-fro movements of one or more body
parts. It is the most common of all involuntary movements and can
affect the hands, arms, eyes, face, head, vocal cords, trunk, and legs.
Most tremors occur in the hands. In some people, tremor is a symptom
of another neurological disorder. Many different forms of tremor have
been identified, such as essential tremor or Parkinsonian tremor. It is
argued that tremors are likely to be multifactorial in origin, with
contributions from neural oscillations in the central nervous systems,
but also from peripheral mechanisms such as reflex loop
resonances.
[71]
Epilepsy
Epilepsy is a common chronic neurological disorder characterized by seizures. These seizures are transient signs
and/or symptoms of abnormal, excessive or hypersynchronous neuronal activity in the brain.
Applications
Brain-computer interface
Neural oscillations have been considered for use as a control signal for various brain-computer interfaces.
[72]
A
non-invasive BCI interface is created by placing electrodes on the scalp and then measuring the weak electric
signals. Non-invasive BCI produces poor signal resolution because the skull dampens and blurs the electromagnetic
signals. As a result, the activity of individual neurons can not be recovered, but oscillatory activity can still be
reliably detected. In particular, some forms of BCI allow users to control a device by measuring the amplitude of
oscillatory activity in specific frequency bands, including mu and beta rhythms.
Examples
A non-inclusive list of types of oscillatory activity found in the central nervous system:
Delta wave
Theta wave
Alpha wave
Mu wave
Beta wave
Gamma wave
Sleep spindle
Thalamocortical oscillations
Subthreshold membrane potential oscillations
Bursting
Cardiac cycle
Epileptic seizure
Neural oscillation
109
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[68] Gross J, Timmermann J, Kujala J, Dirks M, Schmitz F, Salmelin R, Schnitzler A (2002). "The neural basis of intermittent motor control in
humans". PNAS 99 (4): 22992302. doi:10.1073/pnas.032682099. PMC122359. PMID11854526.
[69] Buszaki G (2006). Rhythms of the brain. Oxford University Press.
[70] Rutishauser U, Ross IB, Mamelak AN, Schuman EM (2010). "Human memory strength is predicted by theta-frequency phase-locking of
single neurons". Nature 464 (7290): 903907. doi:10.1038/nature08860. PMID20336071.
[71] McAuley JH, Marsden CD (2000). "Physiological and pathological tremors and rhythmic central motor control". Brain 123: 15451567.
[72] Birbaumer, Neils (2006). "Breaking the silence: Brain-computer interfaces (BCI) for communication and motor control". Psychophysiology
43 (6): 51732. doi:10.1111/j.1469-8986.2006.00456.x. PMID17076808.
Further reading
Buzski, Gyrgy (2006). Rhythms of the Brain. Oxford University Press. ISBN978-0-19-530106-9.
External links
Binding by synchronization (http:/ / www. scholarpedia. org/ article/ Binding_by_synchrony)
Neural Field Theory (http:/ / www. scholarpedia. org/ article/ Neural_fields)
Spike-and-wave oscillations (http:/ / www. scholarpedia. org/ article/ Spike-and-wave_oscillations)
Synchronization (http:/ / www. scholarpedia. org/ article/ Synchronization)
Bursting (http:/ / www. scholarpedia. org/ article/ Bursting)
Sensorimotor rhythm
112
Sensorimotor rhythm
SMR waves
The Sensory Motor Rhythm (SMR)
is brain wave rhythm. It is an
oscillatory idle rhythm of synchronized
electromagnetic brain activity. It
appears in spindles in recordings of
EEG, MEG, and ECoG over the
sensorimotor cortex. For most
individuals, the frequency of the SMR is in the range of 12 to 15Hz.
[1]
The feline SMR has been noted as being
analogous to the human mu rhythm.
[2]
Meaning
The meaning of SMR is not fully understood. Phenomenologically, a person is producing a stronger SMR amplitude
when the corresponding sensory-motor areas are idle, e.g. during states of immobility. SMR typically decrease in
amplitude when the corresponding sensory or motor areas are activated, e.g. during motor tasks and even during
motor imagery.
[3]
Conceptually, SMR is sometimes mixed up with alpha waves of occipital origin, the strongest source of neural
signals in the EEG. One reason might be, that without appropriate spatial filtering the SMR is very difficult to detect
as it is usually superimposed by the stronger occipital alpha waves.
Relevance in research
Neurofeedback
Neurofeedback training can be used to gain control over the SMR activity. Neurofeedback practitioners
believeand have produced experimental evidence to back up their claims
[4]
that this feedback enables the subject
to learn the regulation of their own SMR. People with learning difficulties,
[5]
ADHD,
[6]
epilepsy,
[7]
and autism
[8]
may benefit from an increase in SMR activity via neurofeedback. In the field of Brain-Computer Interfaces (BCI),
the deliberate modification of the SMR amplitude during motor imagery can be used to control external
applications.
[9]
References
[1] Arroyo, S.; Lesser, RP.; Gordon, B; Uematsu, S; Jackson, D; Webber, R (1993). "Functional significance of the mu rhythm of human cortex:
an electrophysiologic study with subdural electrodes". Electroencephalography and Clinical Neurophysiology 87 (3): 7687.
doi:10.1016/0013-4694(93)90114-B. PMID7691544.
[2] http:/ / www. sciencedirect. com/ science?_ob=ArticleURL& _udi=B6SYT-4PP03CV-N& _user=10& _coverDate=06/ 30/ 1979& _rdoc=1&
_fmt=high& _orig=search& _origin=search& _sort=d& _docanchor=& view=c& _acct=C000050221& _version=1& _urlVersion=0&
_userid=10& md5=195097667f4d5fea855e3f8e4c2b42c8& searchtype=a
[3] Ernst Niedermeyer, Fernando Lopes da Silva Electroencephalography. Basic principles, Clinical Applications and Related Fields. 3rd edition,
Williams & Wilkins Baltimore 1993
[4] Tobias Egner and M. Barry Sterman, Neurofeedback treatment of epilepsy: From basic rationale to practical application, in press
[5] Tansey MA (February 1984). "EEG sensorimotor rhythm biofeedback training: some effects on the neurologic precursors of learning
disabilities". Int J Psychophysiol 1 (2): 16377. PMID6542077.
[6] Vernon, David; Tobias Egner, Nick Cooper, Theresa Compton, Claire Neilands, Amna Sheri and John Gruzelier (January 2003). "The effect
of training distinct neurofeedback protocols on aspects of cognitive performance". International Journal of Psychophysiology 47 (1): 7585.
doi:10.1016/S0167-8760(02)00091-0. PMID12543448.
[7] Egner, Tobias; M Barry Sterman (February 2006). "Neurofeedback treatment of epilepsy: from basic rationale to practical application".
Expert Review of Neurotherapeutics (Future Drugs) 6 (2): 247257. doi:10.1586/14737175.6.2.247. PMID16466304.
Sensorimotor rhythm
113
[8] Pineda, Jaime; Brang, D., Hecht, E., Edwards, L., Carey, S., Bacon, M., Futagaki, C., Suk, D., Tom, J., Birnbaum, C., and Rork, A. (2008).
"Positive behavioral and electrophysiological changes following neurofeedback training in children with autism". Research in Autism
Spectrum Disorders 2 (3): 557581. doi:10.1016/j.rasd.2007.12.003.
[9] [9] Andrea Kbler and Klaus-Robert Mller. An introduction to brain computer interfacing. In Guido Dornhege, Jose del R. Milln, Thilo
Hinterberger, Dennis McFarland, and Klaus-Robert Mller, editors, Toward Brain-Computer Interfacing, pages 1-25. MIT press, Cambridge,
MA, 2007
Further reading
Robbins, Jim (2000). A Symphony in the Brain. ISBN0-87113-807-7.
Sterman, M. B.; Wyrwicka, W. (1967). "EEG correlates of sleep: Evidence for separate forebrain substrates".
Brain Research 6 (1): 143163. doi:10.1016/0006-8993(67)90186-2. PMID6052533.
Wyrwicka, W.; Sterman, M. B. (1968). "Instrumental conditioning of sensorimotor cortex eeg spindles in the
waking cat". Physiology and Behavior 3 (5): 703707. doi:10.1016/0031-9384(68)90139-X.
Warren, Jeff (2007). "The SMR". The Head Trip: Adventures on the Wheel of Consciousness. Toronto: Random
House Canada. ISBN978-0-679-31408-0.
Sleep spindle
A sleep spindle is a burst of oscillatory
brain activity visible on an EEG that occurs
during stage 2 sleep. It consists of 1214 Hz
waves that occur for at least 0.5
seconds.
[1][2]
Function
Sleep spindles (sometimes referred to as
"sigma bands" or "sigma waves") may
represent periods where the brain is
inhibiting processing to keep the sleeper in a tranquil state. Along with K-complexes they are defining characteristics
of, and indicate the onset of, stage 2 sleep. They are often tapered at both ends and frequently seen over the frontal
and central head regions. They may or may not be synchronous, but they should be symmetrical and bilateral.
During sleep these spindles are seen in the brain as a burst of activity immediately following muscle twitching.
Researchers think the brain, particularly in the young, is learning about what nerves control what specific muscles
when asleep.
[3][4]
Spindles generated in the thalamus have been shown to aid sleeping in the presence of disruptive external sounds. A
correlation has been found between the amount of brainwave activity in the thalamus and a sleeper's ability to
maintain tranquility.
[5]
Sleep spindles result from interactions between cells in the thalamus and the cortex.
Sleep spindle activity has furthermore been found to be associated with the integration of new information into
existing knowledge
[6]
as well directed remembering and forgetting (fast sleep spindles)
[7]
During NREM sleep, the brain waves produced by people with schizophrenia lack the normal pattern of slow and
fast spindles.
[8]
Sleep spindle
114
References
[1] Rechtschaffen, A.; Kales, A. (1968). A Manual of Standardized Terminology, Techniques and Scoring System For Sleep Stages of Human
Subjects. US Dept of Health, Education, and Welfare; National Institutes of Health.
[2] De Gennaro, L.; Ferrara, M. (2003). Sleep spindles: an overview. Sleep medicine reviews, 7(5), 423440
[3] "To sleep, perchance to twitch" (http:/ / www.apa.org/ monitor/ jan06/ twitch. aspx)
[4] "Wiring your brain at college a new perspective on sleep" (http:/ / intro2psych. wordpress. com/ 2009/ 04/ 01/
wiring-your-brain-at-college-a-new-perspective-on-sleep/ )
[5] [5] Thien Thanh Dang-Vu, Scott M. McKinney, Orfeu M. Buxton, Jo M. Solet, Jeffrey M. Ellenbogen. Spontaneous brain rhythms predict sleep
stability in the face of noise. Current Biology - 10 August 2010 (Vol. 20, Issue 15, pp. R626-R627)
[6] Tamminen, J.; Payne, J.D.; Stickgold, R.; Wamsley, E.J.; Gareth Gaskell, M. (2010). Sleep spindle activity is associated with the integration
of new memories and existing knowledge. The Journal of Neuroscience, 30(43), 1435660
[7] Saletin, J.M.; Goldstein, A.N.; Walker, M.P (2011). The Role of Sleep in Directed Forgetting and Remembering of Human memories.
Cerebral Cortex, 21, 25342541
[8] Ferrarelli, F.; Huber, R.; Peterson, M.J.; Massimini, M.; Murphy, M.; Riedner, B.A.; Watson, A.; Bria, P.; Tononi, G. (2007). Reduced Sleep
Spindle Activity in Schizophrenia Patients. The American Journal of Psychiatry, 164, A62
Biofeedback
115
Biofeedback
Biofeedback
Intervention
A diagram showing the feedback loop between person, sensor, and processor to help provide biofeedback training. (Polish language captions)
ICD-10-PCS
GZC
[1]
ICD-9-CM
94.39
[2]
MeSH
D001676
[3]
MedlinePlus
002241
[4]
Biofeedback device for treating posttraumatic
stress disorder
Biofeedback is the process of gaining greater awareness of many
physiological functions primarily using instruments that provide
information on the activity of those same systems, with a goal of being
able to manipulate them at will.
[5][6]
Some of the processes that can be
controlled include brainwaves, muscle tone, skin conductance, heart
rate and pain perception.
[7]
Biofeedback may be used to improve health, performance, and the
physiological changes which often occur in conjunction with changes
to thoughts, emotions, and behavior. Eventually, these changes may be
maintained without the use of extra equipment, even though no
equipment is necessarily required to practice biofeedback.
[6]
Biofeedback has been found to be effective for the treatment of headaches and migraines.
[8][9]
Definition
Three professional biofeedback organizations, the Association for Applied Psychophysiology and Biofeedback
(AAPB), Biofeedback Certification International Alliance (BCIA), and the International Society for Neurofeedback
and Research (ISNR), arrived at a consensus definition of biofeedback in 2008:

is a process that enables an individual to learn how to change physiological activity for the purposes of improving health and performance.
Precise instruments measure physiological activity such as brainwaves, heart function, breathing, muscle activity, and skin temperature. These
instruments rapidly and accurately 'feed back' information to the user. The presentation of this information often in conjunction with
changes in thinking, emotions, and behavior supports desired physiological changes. Over time, these changes can endure without
continued use of an instrument.
[6]

Biofeedback
116
Sensor modalities
Electromyograph
An electromyograph (EMG) uses surface electrodes to detect muscle action potentials from underlying skeletal
muscles that initiate muscle contraction. Clinicians record the surface electromyogram (SEMG) using one or more
active electrodes that are placed over a target muscle and a reference electrode that is placed within six inches of
either active. The SEMG is measured in microvolts (millionths of a volt).
[10][11]
Biofeedback therapists use EMG biofeedback when treating anxiety and worry, chronic pain, computer-related
disorder, essential hypertension, headache (migraine, mixed headache, and tension-type headache), low back pain,
physical rehabilitation (cerebral palsy, incomplete spinal cord lesions, and stroke), temporomandibular joint disorder
(TMD), torticollis, and fecal incontinence, urinary incontinence, and pelvic pain.
[12][13]
Feedback thermometer
A feedback thermometer detects skin temperature with a thermistor (a temperature-sensitive resistor) that is usually
attached to a finger or toe and measured in degrees Celsius or Fahrenheit. Skin temperature mainly reflects arteriole
diameter. Hand-warming and hand-cooling are produced by separate mechanisms, and their regulation involves
different skills.
[14]
Hand-warming involves arteriole vasodilation produced by a beta-2 adrenegeric hormonal
mechanism.
[15]
Hand-cooling involves arteriole vasoconstriction produced by the increased firing of sympathetic
C-fibers.
[16]
Biofeedback therapists use temperature biofeedback when treating chronic pain, edema, headache (migraine and
tension-type headache), essential hypertension, Raynauds disease, anxiety, and stress.
[13]
Electrodermograph
An electrodermograph (EDG) measures skin electrical activity directly (skin conductance and skin potential) and
indirectly (skin resistance) using electrodes placed over the digits or hand and wrist. Orienting responses to
unexpected stimuli, arousal and worry, and cognitive activity can increase eccrine sweat gland activity, increasing
the conductivity of the skin for electrical current.
[14]
In skin conductance, an electrodermograph imposes an imperceptible current across the skin and measures how
easily it travels through the skin. When anxiety raises the level of sweat in a sweat duct, conductance increases. Skin
conductance is measured in microsiemens (millionths of a siemens). In skin potential, a therapist places an active
electrode over an active site (e.g., the palmar surface of the hand) and a reference electrode over a relatively inactive
site (e.g., forearm). Skin potential is the voltage that develops between eccrine sweat glands and internal tissues and
is measured in millivolts (thousandths of a volt). In skin resistance, also called galvanic skin response (GSR), an
electrodermograph imposes a current across the skin and measures the amount of opposition it encounters. Skin
resistance is measured in k (thousands of ohms).
[17]
Biofeedback therapists use electrodermal biofeedback when treating anxiety disorders, hyperhidrosis (excessive
sweating), and stress.
[13][18]
Electrodermal biofeedback is used as an adjunct to psychotherapy to increase client
awareness of their emotions.
[19][20]
In addition, electrodermal measures have long served as one of the central tools
in polygraphy (lie detection) because they reflect changes in anxiety or emotional activation.
[21]
Biofeedback
117
Electroencephalograph
An electroencephalograph (EEG) measures the electrical activation of the brain from scalp sites located over the
human cortex. The EEG shows the amplitude of electrical activity at each cortical site, the amplitude and relative
power of various wave forms at each site, and the degree to which each cortical site fires in conjunction with other
cortical sites (coherence and symmetry).
[22]
The EEG uses precious metal electrodes to detect a voltage between at least two electrodes located on the scalp. The
EEG records both excitatory postsynaptic potentials (EPSPs) and inhibitory postsynaptic potentials (IPSPs) that
largely occur in dendrites in pyramidal cells located in macrocolumns, several millimeters in diameter, in the upper
cortical layers. Neurofeedback monitors both slow and fast cortical potentials.
[23]
Slow cortical potentials are gradual changes in the membrane potentials of cortical dendrites that last from 300 ms to
several seconds. These potentials include the contingent negative variation (CNV), readiness potential,
movement-related potentials (MRPs), and P300 and N400 potentials.
[24]
Fast cortical potentials range from 0.5Hz to 100Hz.
[25]
The main frequency ranges include delta, theta, alpha, the
sensorimotor rhythm, low beta, high beta, and gamma. The specific cutting points defining the frequency ranges vary
considerably among professionals. Fast cortical potentials can be described by their predominant frequencies, but
also by whether they are synchronous or asynchronous wave forms. Synchronous wave forms occur at regular
periodic intervals, whereas asynchronous wave forms are irregular.
[23]
The synchronous delta rhythm ranges from 0.5 to 3.5Hz. Delta is the dominant frequency from ages 1 to 2, and is
associated in adults with deep sleep and brain pathology like trauma and tumors, and learning disability.
The synchronous theta rhythm ranges from 4 to 7Hz. Theta is the dominant frequency in healthy young children and
is associated with drowsiness or starting to sleep, REM sleep, hypnagogic imagery (intense imagery experienced
before the onset of sleep), hypnosis, attention, and processing of cognitive and perceptual information.
The synchronous alpha rhythm ranges from 8 to 13Hz and is defined by its waveform and not by its frequency.
Alpha activity can be observed in about 75% of awake, relaxed individuals and is replaced by low-amplitude
desynchronized beta activity during movement, complex problem-solving, and visual focusing. This phenomenon is
called alpha blocking.
The synchronous sensorimotor rhythm (SMR) ranges from 12 to 15Hz and is located over the sensorimotor cortex
(central sulcus). The sensorimotor rhythm is associated with the inhibition of movement and reduced muscle tone.
The beta rhythm consists of asynchronous waves and can be divided into low beta and high beta ranges (1321Hz
and 2032Hz). Low beta is associated with activation and focused thinking. High beta is associated with anxiety,
hypervigilance, panic, peak performance, and worry.
EEG activity from 36 to 44Hz is also referred to as gamma. Gamma activity is associated with perception of
meaning and meditative awareness.
[23][26][27]
Neurotherapists use EEG biofeedback when treating addiction, attention deficit hyperactivity disorder (ADHD),
learning disability, anxiety disorders (including worry, obsessive-compulsive disorder and posttraumatic stress
disorder), depression, migraine, and generalized seizures.
[13][28]
Biofeedback
118
Photoplethysmograph
An emWave2 photoplethysmograph
for monitoring heart rate variability
A photoplethysmograph (PPG) measures the relative blood flow through a digit
using a photoplethysmographic (PPG) sensor attached by a Velcro band to the
fingers or to the temple to monitor the temporal artery. An infrared light source is
transmitted through or reflected off the tissue, detected by a phototransistor, and
quantified in arbitrary units. Less light is absorbed when blood flow is greater,
increasing the intensity of light reaching the sensor.
[29]
A photoplethysmograph can measure blood volume pulse (BVP), which is the
phasic change in blood volume with each heartbeat, heart rate, and heart rate
variability (HRV), which consists of beat-to-beat differences in intervals between
successive heartbeats.
[30][31]
A photoplethysmograph can provide useful feedback when temperature feedback
shows minimal change. This is because the PPG sensor is more sensitive than a
thermistor to minute blood flow changes.
[27]
Biofeedback therapists can use a
photoplethysmograph to supplement temperature biofeedback when treating
chronic pain, edema, headache (migraine and tension-type headache), essential
hypertension, Raynauds disease, anxiety, and stress.
[13]
Electrocardiograph
The electrocardiograph (ECG) uses electrodes placed on the torso, wrists, or legs, to measure the electrical activity
of the heart and measures the interbeat interval (distances between successive R-wave peaks in the QRS complex).
The interbeat interval, divided into 60 seconds, determines the heart rate at that moment. The statistical variability of
that interbeat interval is what we call heart rate variability.
[32]
The ECG method is more accurate than the PPG
method in measuring heart rate variability.
[29][33]
Biofeedback therapists use HRV biofeedback when treating asthma,
[34]
COPD,
[35]
depression,
[36]
fibromyalgia,
[37]
heart disease,
[38]
and unexplained abdominal pain.
[39]
Pneumograph
A pneumograph or respiratory strain gauge uses a flexible sensor band that is placed around the chest, abdomen, or
both. The strain gauge method can provide feedback about the relative expansion/contraction of the chest and
abdomen, and can measure respiration rate (the number of breaths per minute).
[24]
Clinicians can use a pneumograph
to detect and correct dysfunctional breathing patterns and behaviors. Dysfunctional breathing patterns include
clavicular breathing (breathing that primarily relies on the external intercostals and the accessory muscles of
respiration to inflate the lungs), reverse breathing (breathing where the abdomen expands during exhalation and
contracts during inhalation), and thoracic breathing (shallow breathing that primarily relies on the external
intercostals to inflate the lungs). Dysfunctional breathing behaviors include apnea (suspension of breathing),
gasping, sighing, and wheezing.
[40]
A pneumograph is often used in conjunction with an electrocardiograph (ECG) or photoplethysmograph (PPG) in
heart rate variability (HRV) training.
[30][41]
Biofeedback therapists use pneumograph biofeedback with patients diagnosed with anxiety disorders, asthma,
chronic pulmonary obstructive disorder (COPD), essential hypertension, panic attacks, and stress.
[13][42]
Biofeedback
119
Capnometer
A capnometer or capnograph uses an infrared detector to measure end-tidal CO
2
(the partial pressure of carbon
dioxide in expired air at the end of expiration) exhaled through the nostril into a latex tube. The average value of
end-tidal CO
2
for a resting adult is 5% (36 Torr or 4.8kPa). A capnometer is a sensitive index of the quality of
patient breathing. Shallow, rapid, and effortful breathing lowers CO
2
, while deep, slow, effortless breathing
increases it.
[40]
Biofeedback therapists use capnometric biofeedback to supplement respiratory strain gauge biofeedback with
patients diagnosed with anxiety disorders, asthma, chronic pulmonary obstructive disorder (COPD), essential
hypertension, panic attacks, and stress.
[13][42][43]
Rheoencephalograph
Rheoencephalography (REG), or brain blood flow biofeedback, is a biofeedback technique of a conscious control of
blood flow. An electronic device called a rheoencephalograph [from Greek rheos stream, anything flowing, from
rhein to flow] is utilized in brain blood flow biofeedback. Electrodes are attached to the skin at certain points on the
head and permit the device to measure continuously the electrical conductivity of the tissues of structures located
between the electrodes. The brain blood flow technique is based on non-invasive method of measuring
bio-impedance. Changes in bio-impedance are generated by blood volume and blood flow and registered by a
rheographic device.
[44]
The pulsative bio-impedance changes directly reflect the total blood flow of the deep
structures of brain due to high frequency impedance measurements.
[45]
Hemoencephalography
Hemoencephalography or HEG biofeedback is a functional infrared imaging technique. As its name describes, it
measures the differences in the color of light reflected back through the scalp based on the relative amount of
oxygenated and unoxygenated blood in the brain. Research continues to determine its reliability, validity, and
clinical applicability. HEG is used to treat ADHD and migraine, and for research.
[46]
Applications
Incontinence
Mowrer detailed the use of a bedwetting alarm that sounds when children urinate while asleep. This simple
biofeedback device can quickly teach children to wake up when their bladders are full and to contract the urinary
sphincter and relax the detrusor muscle, preventing further urine release. Through classical conditioning, sensory
feedback from a full bladder replaces the alarm and allows children to continue sleeping without urinating.
[47]
Kegel developed the perineometer in 1947 to treat urinary incontinence (urine leakage) in women whose pelvic floor
muscles are weakened during pregnancy and childbirth. The perineometer, which is inserted into the vagina to
monitor pelvic floor muscle contraction, satisfies all the requirements of a biofeedback device and enhances the
effectiveness of popular Kegel exercises.
[48]
Research has shown that biofeedback can improve the efficacy of pelvic floor exercises and help restore proper
bladder functions. The mode of action of vaginal cones, for instance involves a biological biofeedback mechanism .
Studies have shown that biofeedback obtained with vaginal cones is as effective as biofeedback induced through
physiotherapy electrostimulation.
[49]
In 1992, the United States Agency for Health Care Policy and Research recommended biofeedback as a first-line
treatment for adult urinary incontinence.
[50]
Biofeedback
120
EEG
Caton recorded spontaneous electrical potentials from the exposed cortical surface of monkeys and rabbits, and was
the first to measure event-related potentials (EEG responses to stimuli) in 1875.
[51]
Danilevsky published Investigations in the Physiology of the Brain, which explored the relationship between the
EEG and states of consciousness in 1877.
[52]
Beck published studies of spontaneous electrical potentials detected from the brains of dogs and rabbits, and was the
first to document alpha blocking, where light alters rhythmic oscillations, in 1890.
[53]
Sherrington introduced the terms neuron and synapse and published the Integrative Action of the Nervous System in
1906.
[54]
Pravdich-Neminsky photographed the EEG and event related potentials from dogs, demonstrated a 1214Hz rhythm
that slowed during asphyxiation, and introduced the term electrocerebrogram in 1912.
[55]
Forbes reported the replacement of the string galvanometer with a vacuum tube to amplify the EEG in 1920. The
vacuum tube became the de facto standard by 1936.
[56]
Berger (1924) published the first human EEG data. He recorded electrical potentials from his son Klaus's scalp. At
first he believed that he had discovered the physical mechanism for telepathy but was disappointed that the
electromagnetic variations disappear only millimeters away from the skull. (He did continue to believe in telepathy
throughout his life, however, having had a particularly confirming event regarding his sister). He viewed the EEG as
analogous to the ECG and introduced the term elektenkephalogram. He believed that the EEG had diagnostic and
therapeutic promise in measuring the impact of clinical interventions. Berger showed that these potentials were not
due to scalp muscle contractions. He first identified the alpha rhythm, which he called the Berger rhythm, and later
identified the beta rhythm and sleep spindles. He demonstrated that alterations in consciousness are associated with
changes in the EEG and associated the beta rhythm with alertness. He described interictal activity (EEG potentials
between seizures) and recorded a partial complex seizure in 1933. Finally, he performed the first QEEG, which is the
measurement of the signal strength of EEG frequencies.
[57]
Adrian and Matthews confirmed Berger's findings in 1934 by recording their own EEGs using a cathode-ray
oscilloscope. Their demonstration of EEG recording at the 1935 Physiological Society meetings in England caused
its widespread acceptance. Adrian used himself as a subject and demonstrated the phenomenon of alpha blocking,
where opening his eyes suppressed alpha rhythms.
[58]
Gibbs, Davis, and Lennox inaugurated clinical electroencephalography in 1935 by identifying abnormal EEG
rhythms associated with epilepsy, including interictal spike waves and 3Hz activity in absence seizures.
[52]
Bremer used the EEG to show how sensory signals affect vigilance in 1935.
[59]
Walter (1937, 1953) named the delta waves and theta waves, and the contingent negative variation (CNV), a slow
cortical potential that may reflect expectancy, motivation, intention to act, or attention. He located an occipital lobe
source for alpha waves and demonstrated that delta waves can help locate brain lesions like tumors. He improved
Berger's electroencephalograph and pioneered EEG topography.
[60]
Kleitman has been recognized as the "Father of American sleep research" for his seminal work in the regulation of
sleep-wake cycles, circadian rhythms, the sleep patterns of different age groups, and the effects of sleep deprivation.
He discovered the phenomenon of rapid eye movement (REM) sleep with his graduate student Aserinsky in 1953.
[61]
Dement, another of Kleitman's students, described the EEG architecture and phenomenology of sleep stages and the
transitions between them in 1955, associated REM sleep with dreaming in 1957, and documented sleep cycles in
another species, cats, in 1958, which stimulated basic sleep research. He established the Stanford University Sleep
Research Center in 1970.
[62]
Andersen and Andersson (1968) proposed that thalamic pacemakers project synchronous alpha rhythms to the cortex
via thalamocortical circuits.
[63]
Biofeedback
121
Kamiya (1968) demonstrated that the alpha rhythm in humans could be operantly conditioned. He published an
influential article in Psychology Today that summarized research that showed that subjects could learn to
discriminate when alpha was present or absent, and that they could use feedback to shift the dominant alpha
frequency about 1Hz. Almost half of his subjects reported experiencing a pleasant "alpha state" characterized as an
"alert calmness." These reports may have contributed to the perception of alpha biofeedback as a shortcut to a
meditative state. He also studied the EEG correlates of meditative states.
[64]
Brown (1970) demonstrated the clinical use of alpha-theta biofeedback. In research designed to identify the
subjective states associated with EEG rhythms, she trained subjects to increase the abundance of alpha, beta, and
theta activity using visual feedback and recorded their subjective experiences when the amplitude of these frequency
bands increased. She also helped popularize biofeedback by publishing a series of books, including New Mind, New
body (1974) and Stress and the Art of Biofeedback (1977).
[65][66][67]
Mulholland and Peper (1971) showed that occipital alpha increases with eyes open and not focused, and is disrupted
by visual focusing; a rediscovery of alpha blocking.
[68]
Green and Green (1986) investigated voluntary control of internal states by individuals like Swami Rama and
American Indian medicine man Rolling Thunder both in India and at the Menninger Foundation. They brought
portable biofeedback equipment to India and monitored practitioners as they demonstrated self-regulation. A film
containing footage from their investigations was released as Biofeedback: The Yoga of the West (1974). They
developed alpha-theta training at the Menninger Foundation from the 1960s to the 1990s. They hypothesized that
theta states allow access to unconscious memories and increase the impact of prepared images or suggestions. Their
alpha-theta research fostered Peniston's development of an alpha-theta addiction protocol.
[69]
Sterman (1972) showed that cats and human subjects could be operantly trained to increase the amplitude of the
sensorimotor rhythm (SMR) recorded from the sensorimotor cortex. He demonstrated that SMR production protects
cats against drug-induced generalized seizures (tonic-clonic seizures involving loss of consciousness) and reduces
the frequency of seizures in humans diagnosed with epilepsy. He found that his SMR protocol, which uses visual and
auditory EEG biofeedback, normalizes their EEGs (SMR increases while theta and beta decrease toward normal
values) even during sleep. Sterman also co-developed the Sterman-Kaiser (SKIL) QEEG database.
[70]
Birbaumer and colleagues (1981) have studied feedback of slow cortical potentials since the late 1970s. They have
demonstrated that subjects can learn to control these DC potentials and have studied the efficacy of slow cortical
potential biofeedback in treating ADHD, epilepsy, migraine, and schizophrenia.
[71]
Lubar (1989) studied SMR biofeedback to treat attention disorders and epilepsy in collaboration with Sterman. He
demonstrated that SMR training can improve attention and academic performance in children diagnosed with
Attention Deficit Disorder with Hyperactivity (ADHD). He documented the importance of theta-to-beta ratios in
ADHD and developed theta suppression-beta enhancement protocols to decrease these ratios and improve student
performance.
[72]
Electrodermal system
Fer demonstrated the exosomatic method of recording of skin electrical activity by passing a small current through
the skin in 1888.
[73]
Tarchanoff used the endosomatic method by recording the difference in skin electrical potential from points on the
skin surface in 1889; no external current was applied.
[74]
Jung employed the galvanometer, which used the exosomatic method, in 1907 to study unconscious emotions in
word-association experiments.
[75]
Marjorie and Hershel Toomim (1975) published a landmark article about the use of GSR biofeedback in
psychotherapy.
[19]
Meyer and Reich discussed similar material in a British publication.
[76]
Biofeedback
122
Musculoskeletal system
Jacobson (1930) developed hardware to measure EMG voltages over time, showed that cognitive activity (like
imagery) affects EMG levels, introduced the deep relaxation method Progressive Relaxation, and wrote Progressive
Relaxation (1929) and You Must Relax (1934). He prescribed daily Progressive Relaxation practice to treat diverse
psychophysiological disorders like hypertension.
[77]
Several researchers showed that human subjects could learn precise control of individual motor units (motor neurons
and the muscle fibers they control). Lindsley (1935) found that relaxed subjects could suppress motor unit firing
without biofeedback training.
[78]
Harrison and Mortensen (1962) trained subjects using visual and auditory EMG biofeedback to control individual
motor units in the tibialis anterior muscle of the leg.
[79]
Basmajian (1963) instructed subjects using unfiltered auditory EMG biofeedback to control separate motor units in
the abductor pollicis muscle of the thumb in his Single Motor Unit Training (SMUT) studies. His best subjects
coordinated several motor units to produce drum rolls. Basmajian demonstrated practical applications for
neuromuscular rehabilitation, pain management, and headache treatment.
[80]
Marinacci (1960) applied EMG biofeedback to neuromuscular disorders (where proprioception is disrupted)
including Bell Palsy (one-sided facial paralysis), polio, and stroke.
[81]
"While Marinacci used EMG to treat neuromuscular disorders, his colleagues only used the EMG for diagnosis.
They were unable to recognize its potential as a teaching tool even when the evidence stared them in the face! Many
electromyographers who performed nerve conduction studies used visual and auditory feedback to reduce
interference when a patient recruited too many motor units. Even though they used EMG biofeedback to guide the
patient to relax so that clean diagnostic EMG tests could be recorded, they were unable to envision EMG
biofeedback treatment of motor disorders."
[82]
Whatmore and Kohli (1968) introduced the concept of dysponesis (misplaced effort) to explain how functional
disorders (where body activity is disturbed) develop. Bracing your shoulders when you hear a loud sound illustrates
dysponesis since this action does not protect against injury.
[83]
These clinicians applied EMG biofeedback to diverse
functional problems like headache and hypertension. They reported case follow-ups ranging from 6 to 21 years. This
was long compared with typical 0-24 month follow-ups in the clinical literature. Their data showed that skill in
controlling misplaced efforts was positively related to clinical improvement. Last, they wrote The Pathophysiology
and Treatment of Functional Disorders (1974) that outlined their treatment of functional disorders.
[84]
Wolf (1983) integrated EMG biofeedback into physical therapy to treat stroke patients and conducted landmark
stroke outcome studies.
[85]
Peper (1997) applied SEMG to the workplace, studied the ergonomics of computer use, and promoted "healthy
computing."
[86]
Taub (1999, 2006) demonstrated the clinical efficacy of constraint-induced movement therapy (CIMT) for the
treatment of spinal cord-injured and stroke patients.
[87][88]
Biofeedback
123
Cardiovascular system
Shearn (1962) operantly trained human subjects to increase their heart rates by 5 beats-per-minute to avoid electric
shock.
[89]
In contrast to Shearn's slight heart rate increases, Swami Rama used yoga to produce atrial flutter at an
average 306 beats per minute before a Menninger Foundation audience. This briefly stopped his heart's pumping of
blood and silenced his pulse.
[69]
Engel and Chism (1967) operantly trained subjects to decrease, increase, and then decrease their heart rates (this was
analogous to ON-OFF-ON EEG training). He then used this approach to teach patients to control their rate of
premature ventricular contractions (PVCs), where the ventricles contract too soon. Engel conceptualized this training
protocol as illness onset training, since patients were taught to produce and then suppress a symptom.
[90]
Peper has
similarly taught asthmatics to wheeze to better control their breathing.
[91]
Schwartz (1971, 1972) examined whether specific patterns of cardiovascular activity are easier to learn than others
due to biological constraints. He examined the constraints on learning integrated (two autonomic responses change
in the same direction) and differentiated (two autonomic responses change inversely) patterns of blood pressure and
heart rate change.
[92]
Schultz and Luthe (1969) developed Autogenic Training, which is a deep relaxation exercise derived from hypnosis.
This procedure combines passive volition with imagery in a series of three treatment procedures (standard Autogenic
exercises, Autogenic neutralization, and Autogenic meditation). Clinicians at the Menninger Foundation coupled an
abbreviated list of standard exercises with thermal biofeedback to create autogenic biofeedback.
[93]
Luthe (1973)
also published a series of six volumes titled Autogenic therapy.
[94]
Fahrion and colleagues (1986) reported on an 18-26 session treatment program for hypertensive patients. The
Menninger program combined breathing modification, autogenic biofeedback for the hands and feet, and frontal
EMG training. The authors reported that 89% of their medication patients discontinued or reduced medication by
one-half while significantly lowering blood pressure. While this study did not include a double-blind control, the
outcome rate was impressive.
[95]
Freedman and colleagues (1991) demonstrated that hand-warming and hand-cooling are produced by different
mechanisms. The primary hand-warming mechanism is beta-adrenergic (hormonal), while the main hand-cooling
mechanism is alpha-adrenergic and involves sympathetic C-fibers. This contradicts the traditional view that finger
blood flow is exclusively controlled by sympathetic C-fibers. The traditional model asserts that when firing is slow,
hands warm; when firing is rapid, hands cool. Freedman and colleagues studies support the view that hand-warming
and hand-cooling represent entirely different skills.
[96]
Vaschillo and colleagues (1983) published the first studies of HRV biofeedback with cosmonauts and treated
patients diagnosed with psychiatric and psychophysiological disorders.
[97][98]
Lehrer collaborated with Smetankin
and Potapova in treating pediatric asthma patients
[99]
and published influential articles on HRV asthma treatment in
the medical journal Chest.
[100]
Pain
Budzynski and Stoyva (1969) showed that EMG biofeedback could reduce frontalis muscle (forehead)
contraction.
[101]
They demonstrated in 1973 that analog (proportional) and binary (ON or OFF) visual EMG
biofeedback were equally helpful in lowering masseter SEMG levels.
[102]
Budzynski, Stoyva, Adler, and Mullaney (1973) reported that auditory frontalis EMG biofeedback combined with
home relaxation practice lowered tension headache frequency and frontalis EMG levels. A control group that
received noncontingent (false) auditory feedback did not improve. This study helped make the frontalis muscle the
placement-of-choice in EMG assessment and treatment of headache and other psychophysiological disorders.
[103]
Sargent, Green, and Walters (1972, 1973) demonstrated that hand-warming could abort migraines and that autogenic
biofeedback training could reduce headache activity. The early Menninger migraine studies, although
Biofeedback
124
methodologically weak (no pretreatment baselines, control groups, or random assignment to conditions), strongly
influenced migraine treatment.
[104][105]
Flor (2002) trained amputees to detect the location and frequency of shocks delivered to their stumps, which resulted
in an expansion of corresponding cortical regions and significant reduction of their phantom limb pain.
[106]
McNulty, Gevirtz, Hubbard, and Berkoff (1994) proposed that sympathetic nervous system innervation of muscle
spindles underlies trigger points.
[107]
Clinical effectiveness
Research
Moss, LeVaque, and Hammond (2004) observed that Biofeedback and neurofeedback seem to offer the kind of
evidence-based practice that the health care establishment is demanding."
[108][109]
"From the beginning biofeedback
developed as a research-based approach emerging directly from laboratory research on psychophysiology and
behavior therapy, The ties of biofeedback/neurofeedback to the biomedical paradigm and to research are stronger
than is the case for many other behavioral interventions (p.151).
[110]
The Association for Applied Psychophysiology and Biofeedback (AAPB) and the International Society for
Neurofeedback and Research (ISNR) have collaborated in validating and rating treatment protocols to address
questions about the clinical efficacy of biofeedback and neurofeedback applications, like ADHD and headache. In
2001, Donald Moss, then president of the Association for Applied Psychophysiology and Biofeedback, and Jay
Gunkelman, president of the International Society for Neurofeedback and Research, appointed a task force to
establish standards for the efficacy of biofeedback and neurofeedback.
The Task Force document was published in 2002,
[111]
and a series of white papers followed, reviewing the efficacy
of a series of disorders.
[112]
The white papers established the efficacy of biofeedback for functional anorectal
disorders,
[113]
attention deficit disorder,
[114]
facial pain and temporomandibular disorder,
[115]
hypertension,
[116]
urinary incontinence,
[117]
Raynaud's phenomenon,
[118]
substance abuse,
[119]
and headache.
[120]
A broader review was published
[121]
and later updated,
[13]
applying the same efficacy standards to the entire range of
medical and psychological disorders. The 2008 edition reviewed the efficacy of biofeedback for over 40 clinical
disorders, ranging from alcoholism/substance abuse to vulvar vestibulitis. The ratings for each disorder depend on
the nature of research studies available on each disorder, ranging from anecdotal reports to double blind studies with
a control group. Thus, a lower rating may reflect the lack of research rather than the ineffectiveness of biofeedback
for the problem.
Efficacy
Yucha and Montgomery's (2008) ratings are listed for the five levels of efficacy recommended by a joint Task Force
and adopted by the Boards of Directors of the Association for Applied Psychophysiology (AAPB) and the
International Society for Neuronal Regulation (ISNR).
[111]
From weakest to strongest, these levels include: not
empirically supported, possibly efficacious, probably efficacious, efficacious, and efficacious and specific.
Level 1: Not empirically supported. This designation includes applications supported by anecdotal reports and/or
case studies in non-peer reviewed venues. Yucha and Montgomery (2008) assigned eating disorders, immune
function, spinal cord injury, and syncope to this category.
[13]
Level 2: Possibly efficacious. This designation requires at least one study of sufficient statistical power with well
identified outcome measures but lacking randomized assignment to a control condition internal to the study. Yucha
and Montgomery (2008) assigned asthma, autism, Bell palsy, cerebral palsy, COPD, coronary artery disease, cystic
fibrosis, depression, erectile dysfunction, fibromyalgia, hand dystonia, irritable bowel syndrome, PTSD, repetitive
strain injury, respiratory failure, stroke, tinnitus, and urinary incontinence in children to this category.
[13]
Biofeedback
125
Level 3: Probably efficacious. This designation requires multiple observational studies, clinical studies, wait list
controlled studies, and within subject and intrasubject replication studies that demonstrate efficacy. Yucha and
Montgomery (2008) assigned alcoholism and substance abuse, arthritis, diabetes mellitus, fecal disorders in children,
fecal incontinence in adults, insomnia, pediatric headache, traumatic brain injury, urinary incontinence in males, and
vulvar vestibulitis (vulvodynia) to this category.
[13]
Level 4: Efficacious. This designation requires the satisfaction of six criteria:
(a) In a comparison with a no-treatment control group, alternative treatment group, or sham (placebo) control using
randomized assignment, the investigational treatment is shown to be statistically significantly superior to the control
condition or the investigational treatment is equivalent to a treatment of established efficacy in a study with
sufficient power to detect moderate differences.
(b) The studies have been conducted with a population treated for a specific problem, for whom inclusion criteria are
delineated in a reliable, operationally defined manner.
(c) The study used valid and clearly specified outcome measures related to the problem being treated.
(d) The data are subjected to appropriate data analysis.
(e) The diagnostic and treatment variables and procedures are clearly defined in a manner that permits replication of
the study by independent researchers.
(f) The superiority or equivalence of the investigational treatment has been shown in at least two independent
research settings.
Yucha and Montgomery (2008) assigned anxiety, chronic pain, epilepsy, constipation (adult), headache (adult),
hypertension, motion sickness, Raynaud's disease, and temporomandibular disorder to this category.
[13]
Level 5: Efficacious and specific. The investigational treatment must be shown to be statistically superior to
credible sham therapy, pill, or alternative bona fide treatment in at least two independent research settings. Yucha
and Montgomery (2008) assigned urinary incontinence (females) to this category.
[13]
Criticisms
In a health care environment that emphasizes cost containment and evidence-based practice, biofeedback and
neurofeedback professionals continue to address skepticism in the medical community about the cost-effectiveness
and efficacy of their treatments. Critics question how these treatments compare with conventional behavioral and
medical interventions on efficacy and cost. The publication of white papers and rigorous evaluation of biofeedback
interventions can address these legitimate questions and educate medical professionals, third-party payers, and the
public about the value of these services.
[122]
Organizations
The Association for Applied Psychophysiology and Biofeedback (AAPB) is a non-profit scientific and professional
society for biofeedback and neurofeedback. The International Society for Neurofeedback and Research (ISNR) is a
non-profit scientific and professional society for neurofeedback. The Biofeedback Foundation of Europe (BFE)
[123]
sponsors international education, training, and research activities in biofeedback and neurofeedback.
[40]
The
Northeast Regional Biofeedback Association (NRBS)
[124]
sponsors theme centered educational conferences,
political advocacy for biofeedback friendly legislation, and research activities in biofeedback and neurofeedback in
the Northeast regions of the United States
Biofeedback
126
Certification
The Biofeedback Certification International Alliance (formerly the Biofeedback Certification Institute of America) is
a non-profit organization that is a member of the Institute for Credentialing Excellence (ICE). BCIA offers
biofeedback certification, neurofeedback (also called EEG biofeedback) certification, and pelvic muscle dysfunction
biofeedback. BCIA certifies individuals who meet education and training standards in biofeedback and
neurofeedback and progressively recertifies those who satisfy continuing education requirements. BCIA certification
has been endorsed by the Mayo Clinic,
[125]
the Association for Applied Psychophysiology and Biofeedback
(AAPB), the International Society for Neurofeedback and Research (ISNR),
[40]
and the Washington State
Legislature.
[126]
The BCIA didactic education requirement includes a 48-hour course from a regionally-accredited academic
institution or a BCIA-approved training program that covers the complete General Biofeedback Blueprint of
Knowledge and study of human anatomy and physiology. The General Biofeedback Blueprint of Knowledge areas
include: I. Orientation to Biofeedback, II. Stress, Coping, and Illness, III. Psychophysiological Recording, IV.
Surface Electromyographic (SEMG) Applications, V. Autonomic Nervous System (ANS) Applications, VI.
Electroencephalographic (EEG) Applications, VII. Adjunctive Interventions, and VIII. Professional Conduct.
[127]
Applicants may demonstrate their knowledge of human anatomy and physiology by completing a course in human
anatomy, human physiology, or human biology provided by a regionally-accredited academic institution or a
BCIA-approved training program or by successfully completing an Anatomy and Physiology exam covering the
organization of the human body and its systems.
Applicants must also document practical skills training that includes 20 contact hours supervised by a
BCIA-approved mentor designed to them teach how to apply clinical biofeedback skills through self-regulation
training, 50 patient/client sessions, and case conference presentations. Distance learning allows applicants to
complete didactic course work over the internet. Distance mentoring trains candidates from their residence or
office.
[128]
They must recertify every 4 years, complete 55 hours of continuing education during each review period
or complete the written exam, and attest that their license/credential (or their supervisors license/credential) has not
been suspended, investigated, or revoked.
[129]
Pelvic muscle dysfunction
Pelvic Muscle Dysfunction Biofeedback (PMDB) encompasses "elimination disorders and chronic pelvic pain
syndromes."
[130]
The BCIA didactic education requirement includes a 28-hour course from a regionally-accredited
academic institution or a BCIA-approved training program that covers the complete Pelvic Muscle Dysfunction
Biofeedback Blueprint of Knowledge and study of human anatomy and physiology. The Pelvic Muscle Dysfunction
Biofeedback areas include: I. Applied Psychophysiology and Biofeedback, II. Pelvic Floor Anatomy, Assessment,
and Clinical Procedures, III. Clinical Disorders: Bladder Dysfunction, IV. Clinical Disorders: Bowel Dysfunction,
and V. Chronic Pelvic Pain Syndromes.
Currently, only licensed health care providers may apply for this certification. Applicants must also document
practical skills training that includes a 4-hour practicum/personal training session and 12 contact hours spent with a
BCIA-approved mentor designed to teach them how to apply clinical biofeedback skills through 30 patient/client
sessions and case conference presentations. They must recertify every 3 years, complete 36 hours of continuing
education or complete the written exam, and attest that their license/credential has not been suspended, investigated
or revoked.
[129]
[131]
Biofeedback
127
History
Claude Bernard proposed in 1865 that the body strives to maintain a steady state in the internal environment (milieu
intrieur), introducing the concept of homeostasis.
[132]
In 1885, J.R. Tarchanoff showed that voluntary control of
heart rate could be fairly direct (cortical-autonomic) and did not depend on "cheating" by altering breathing rate.
[133]
In 1901, J. H. Bair studied voluntary control of the retrahens aurem muscle that wiggles the ear, discovering that
subjects learned this skill by inhibiting interfering muscles and demonstrating that skeletal muscles are
self-regulated.
[134]
Alexander Graham Bell attempted to teach the deaf to speak through the use of two devices - the
phonautograph, created by douard-Lon Scotts, and a manometric flame. The former translated sound vibrations
into tracings on smoked glass to show their acoustic waveforms, while the latter allowed sound to be displayed as
patterns of light.
[135]
After World War II, mathematician Norbert Wiener developed cybernetic theory, that proposed
that systems are controlled by monitoring their results.
[136]
The participants at the landmark 1969 conference at the
Surfrider Inn in Santa Monica coined the term biofeedback from Weiner's feedback. The conference resulted in the
founding of the Bio-Feedback Research Society, which permitted normally isolated researchers to contact and
collaborate with each other, as well as popularizing the term biofeedback.
[137]
The work of B.F. Skinner led
researchers to apply operant conditioning to biofeedback, decide which responses could be voluntarily controlled and
which could not. The effects of the perception of autonomic nervous system activity was initially explored by
George Mandler's group in 1958. In 1965, Maia Lisina combined classical and operant conditioning to train subjects
to change blood vessel diameter, eliciting and displaying reflexive blood flow changes to teach subjects how to
voluntarily control the temperature of their skin.
[138]
In 1974, H.D. Kimmel trained subjects to sweat using the
galvanic skin response.
[139]
Hinduism:
Biofeedback systems have been known in India and some other countries for millennia. Ancient Hindu practices like
Yoga and Pranayama (Breathing techniques)are essentially biofeedback methods. Many yogis and sadhus have been
known to exercise control over their physiological processes. In addition to recent research on Yoga, Paul Brunton,
the British writer who travelled extensively in India, has written about many cases he has witnessed.
Timeline
1958 - G. Mandler's group studied the process of autonomic feedback and its effects.
[140]
1962 - D. Shearn used feedback instead of conditioned stimuli to change heart rate.
[141]
1962 - Publication of Muscles Alive by John Basmajian and Carlo De Luca
[142]
1968 - Annual Veteran's Administration research meeting in Denver that brought together several biofeedback
researchers
1969 - April: Conference on Altered States of Consciousness, Council Grove, KS; October: formation and first
meeting of the Biofeedback Research Society (BRS), Surfrider Inn, Santa Monica, CA; co-founder Barbara B.
Brown becomes the society's first president
1972 - Review and analysis of early biofeedback studies by D. Shearn in the 'Handbook of Psychophysiology'.
[143]
1974 - Publication of The Alpha Syllabus: A Handbook of Human EEG Alpha Activity
[144]
and the first popular book
on biofeedback, New Mind, New Body
[145]
(December), both by Barbara B. Brown
1975 - American Association of Biofeedback Clinicians founded; publication of The Biofeedback Syllabus: A
Handbook for the Psychophysiologic Study of Biofeedback by Barbara B. Brown
[146]
1976 - BRS renamed the Biofeedback Society of America (BSA)
1977 - Publication of Beyond Biofeedback by Elmer and Alyce Green
[69]
and Biofeedback: Methods and Procedures
in Clinical Practice by George Fuller
[147]
and Stress and The Art of Biofeedback by Barbara B. Brown
[148]
1978 - Publication of Biofeedback: A Survey of the Literature by Francine Butler
[149]
Biofeedback
128
1979 - Publication of Biofeedback: Principles and Practice for Clinicians by John Basmajian
[150]
and Mind/Body
Integration: Essential Readings in Biofeedback by Erik Peper, Sonia Ancoli, and Michele Quinn
[151]
1980 - First national certification examination in biofeedback offered by the Biofeedback Certification Institute of
America (BCIA); publication of Biofeedback: Clinical Applications in Behavioral Medicine by David Olton and
Aaron Noonberg
[152]
and Supermind: The Ultimate Energy by Barbara B. Brown
[153]
1984 - Publication of Principles and Practice of Stress Management by Woolfolk and Lehrer
[154]
and Between
Health and Illness: New Notions on Stress and the Nature of Well Being by Barbara B. Brown
[155]
1987 - Publication of Biofeedback: A Practitioner's Guide by Mark Schwartz
[156]
1989 - BSA renamed the Association for Applied Psychophysiology and Biofeedback
1991 - First national certification examination in stress management offered by BCIA
1994 - Brain Wave and EMG sections established within AAPB
1995 - Society for the Study of Neuronal Regulation (SSNR) founded
1996 - Biofeedback Foundation of Europe (BFE) established
1999 - SSNR renamed the Society for Neuronal Regulation (SNR)
2002 - SNR renamed the International Society for Neuronal Regulation (iSNR)
2003 - Publication of The Neurofeedback Book by Thompson and Thompson
[157]
2004 - Publication of Evidence-Based Practice in Biofeedback and Neurofeedback by Carolyn Yucha and
Christopher Gilbert
[158]
2006 - ISNR renamed the International Society for Neurofeedback and Research (ISNR)
2008 - Biofeedback Neurofeedback Alliance formed to pool the resources of the AAPB, BCIA, and ISNR on joint
initiatives
2008 - Biofeedback Alliance and Nomenclature Task Force define biofeedback
2009 - The International Society for Neurofeedback & Research defines neurofeedback
[159]
2010 - Biofeedback Certification Institute of America renamed the Biofeedback Certification International Alliance
(BCIA)
In popular culture
Biofeedback data and biofeedback technology are used by Massimiliano Peretti in a contemporary art
environment, the Amigdalae project. This project explores the way in which emotional reactions filter and distort
human perception and observation. During the performance, biofeedback medical technology, such as the EEG,
body temperature variations, heart rate, and galvanic responses, are used to analyze an audience's emotions while
they watch the video art. Using these signals, the music changes so that the consequent sound environment
simultaneously mirrors and influences the viewer's emotional state.
[160][161]
More information is available at the
website of the CNRS French National Center of Neural Research [162].
Charles Wehrenberg implemented competitive-relaxation as a gaming paradigm with the Will Ball Games circa
1973. In the first bio-mechanical versions, comparative GSR inputs monitored each player's relaxation response
and moved the Will Ball across a playing field appropriately using stepper motors. In 1984 Wehrenberg
programmed the Will Ball games for Apple II computers. The Will Ball game itself is described as pure
competitive-relaxation; Brain Ball is a duel between one player's left and right brain hemispheres; Mood Ball is
an obstacle-based game; Psycho Dice is a psycho-kinetic game.
[163]
In 1999 The HeartMath Institute developed
an educational system based on heart rhythm measurement and display on a Personal Computer
(Windows/Macintosh). Their systems have been copied by many but are still unique in the way they assist people
to learn about and self-manage their physiology. A handheld version of their system was released in 2006 and is
Biofeedback
129
completely portable being the size of a small mobile phone and having rechargeable batteries. With this unit one
can move around and go about daily business while gaining feedback about inner psycho-physiological states.
In 2001, the company Journey to Wild Divine began producing biofeedback hardware and software for the
Macintosh and Windows operating systems. Third-party and open-source software and games are also available
for the Wild Divine hardware. Tetris 64 makes use of biofeedback to adjust the speed of the tetris puzzle game.
David Rosenboom has worked to develop musical instruments that would respond to mental and physiological
commands. Playing these instruments can be learned through a process of biofeedback.
In the mid-seventies, an episode of the television series, "The Bionic Woman", featured a doctor who could "heal"
himself using biofeedback techniques to communicate to his body and react to stimuli. For example, he could
exhibit "super" powers, such as walking on hot coals, by feeling the heat on the sole of his feet and then
convincing his body to react by sending large quantities of perspiration to compensate. He could also convince his
body to deliver extremely high levels of adrenalin to provide more energy to allow him to run faster and jump
higher. When injured, he could slow his heart rate to reduce blood pressure, send extra platelets to aid in clotting a
wound, and direct white blood cells to an area to attack infection.[164]
Footnotes
[1] http:/ / www. icd10data. com/ ICD10PCS/ Codes/ G/ Z/ C
[2] http:/ / www. icd9data. com/ getICD9Code.ashx?icd9=94. 39
[3] http:/ / www. nlm. nih.gov/ cgi/ mesh/ 2011/ MB_cgi?field=uid& term=D001676
[4] http:/ / www. nlm. nih.gov/ medlineplus/ ency/ article/ 002241. htm
[5] Durand, Vincent Mark; Barlow, David (2009). Abnormal psychology: an integrative approach. Belmont, CA: Wadsworth Cengage Learning.
pp. 331 (http:/ / books. google.ca/ books?id=Mo_q4zFVNo4C& pg=PA331). ISBN0-495-09556-7.
[6] "What is biofeedback?" (http:/ / www.aapb.org/ ). Association for Applied Psychophysiology and Biofeedback. 2008-05-18. . Retrieved
2010-02-22.{{dead link}}
[7] deCharms RC, Maeda F, Glover GH, et al. (December 2005). "Control over brain activation and pain learned by using real-time functional
MRI". Proc. Natl. Acad. Sci. U.S.A. 102 (51): 1862631. Bibcode2005PNAS..10218626D. doi:10.1073/pnas.0505210102. PMC1311906.
PMID16352728.
[8] Nestoriuc Y, Martin A (March 2007). "Efficacy of biofeedback for migraine: a meta-analysis". Pain 128 (12): 11127.
doi:10.1016/j.pain.2006.09.007. PMID17084028.
[9] Nestoriuc Y, Martin A, Rief W, Andrasik F (September 2008). "Biofeedback treatment for headache disorders: a comprehensive efficacy
review". Appl Psychophysiol Biofeedback 33 (3): 12540. doi:10.1007/s10484-008-9060-3. PMID18726688.
[10] Tassinary, L. G., Cacioppo, J. T., & Vanman, E. J. (2007). The skeletomotor system: Surface electromyography. In J. T. Cacioppo, L. G.
Tassinary, & G. G. Berntson, (Eds.). Handbook of psychophysiology (3rd ed.). New York: Cambridge University Press.
[11] Florimond, V. (2009). Basics of surface electromyography applied to physical rehabilitation and biomechanics. Montreal: Thought
Technology Ltd.
[12] Peper, E; Gibney KH (2006) (PDF). Muscle biofeedback at the computer: A manual to prevent repetitive strain injury (RSI) by taking the
guesswork out of assessment, monitoring, and training (http:/ / web. archive. org/ web/ 20101019023511/ http:/ / aapb. org/ tl_files/ AAPB/
files/ biof_35_2_biofeedback. pdf). Amersfoort, The Netherlands: BFE. Archived from the original (http:/ / www. aapb. org/ tl_files/ AAPB/
files/ biof_35_2_biofeedback. pdf) on 2010-10-19. .
[13] Yucha, C; Montgomery D (2008) (PDF). Evidence-based practice in biofeedback and neurofeedback (http:/ / web. archive. org/ web/
20101009135554/ http:/ / isnr. org/ uploads/ EvidenceBasedYuchaMontgomeryW. pdf). Wheat Ridge, CO: AAPB. Archived from the original
(http:/ / www. isnr.org/ uploads/ EvidenceBasedYuchaMontgomeryW. pdf) on 2010-10-09. .
[14] Andreassi, J. L. (2007). Psychophysiology: Human behavior and physiological response (5th ed.). Hillsdale, NJ: Lawrence Erlbaum and
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[152] [152] Olton, D. S., Noonberg, A. R., Biofeedback: Clinical Applications in Behavioral Medicine, Prentice-Hall, Inc., Englewood Cliffs, NJ: 1980
[153] Brown, B.B. Supermind: The Ultimate Energy, Harper & Row, New York: 1980; paperback edition by Bantam Books, 1983
[154] [154] Woolfolk, R. L., Lehrer, P. M., Principles and practice of stress management, The Guilford Press, New York: 1984
[155] [155] Brown, B.B. Between Health and Illness: New Notions on Stress and the Nature of Well Being, Houghton Mifflin, New York: 1984;
paperback edition by Bantam Books, 1985
[156] [156] Schwartz, M., ed., Biofeedback: A practitioner's guide, The Guilford Press, New York: 1987
Biofeedback
134
[157] [157] Thompson, M. and Thompson, L. The neurofeedback book: An introduction to basic concepts in applied psychophysiology, The
Association for Applied Psychophysiology and Biofeedback, Wheat Ridge, CO: 2003
[158] [158] Yucha, C., and Gilbert, C. Evidence-based practice in biofeedback and neurofeedback, The Association for Applied Psychophysiology and
Biofeedback, Wheat Ridge, CO: 2004
[159] Biofeedback tutor, Biosource Software, Kirksville, MO: 2010
[160] "under changes" (http:/ / www.kontinuita.com/ ). Kontinuita.com. . Retrieved 2012-01-09.
[161] "Scope New York Home" (http:/ / www.scope-art. com/ index. php?option=com_content& task=view& id=102& Itemid=206).
Scope-art.com. . Retrieved 2012-01-09.
[162] http:/ / cogimage. dsi. cnrs. fr/ seminaires/ resumes/ resume_amygdalae_2005. htm
[163] Charles Wehrenberg Will Ball, Solo Zone, San Francisco, 1995/2001 ISBN 1-886163-02-2
[164] http:/ / www.imdb. com/ title/ tt0526163/
External links
Biofeedback (http:/ / www. dmoz. org/ Health/ Alternative/ Biofeedback/ / ) at the Open Directory Project
Association for Applied Psychophysiology and Biofeedback (AAPB) (http:/ / www. aapb. org/ )
Biofeedback Certification Institute of America (BCIA) (http:/ / www. bcia. org/ )
Biofeedback Foundation of Europe (BFE) (http:/ / www. bfe. org/ )
Biofeedback groups may also be found in all the social media for discussion and information.
A number of regional groups which are offshoots of the AAPB can be accessed online.
Dreamachine
Homemade dreamachine at rest (not spinning), lit
internally.
The dreamachine (or dream machine) is a stroboscopic flicker
device that produces visual stimuli. Artist Brion Gysin and
William S. Burroughs's "systems adviser" Ian Sommerville created
the dreamachine after reading William Grey Walter's book, The
Living Brain.
[1][2]
History
In its original form, a dreamachine is made from a cylinder with
slits cut in the sides. The cylinder is placed on a record turntable
and rotated at 78 or 45 revolutions per minute. A light bulb is
suspended in the center of the cylinder and the rotation speed
allows the light to come out from the holes at a constant frequency
of between 8 and 13 pulses per second. This frequency range
corresponds to alpha waves, electrical oscillations normally
present in the human brain while relaxing.
[2]
The Dreamachine is the subject of the National Film Board of
Canada 2008 feature documentary film FLicKeR by Nik
Sheehan.
[3]
Dreamachine
135
Use
A dreamachine is "viewed" with the eyes closed: the pulsating light stimulates the optical nerve and alters the brain's
electrical oscillations. The user experiences increasingly bright, complex patterns of color behind their closed
eyelids. The patterns become shapes and symbols, swirling around, until the user feels surrounded by colors. It is
claimed that using a dreamachine allows one to enter a hypnagogic state.
[4]
This experience may sometimes be quite
intense, but to escape from it, one needs only to open one's eyes.
[1]
A dreamachine may be dangerous for people with photosensitive epilepsy or other nervous disorders. It is thought
that one out of 10,000 adults will experience a seizure while viewing the device; about twice as many children will
have a similar ill effect.
[5]
Notes
[1] Cecil, Paul (March 2000). "Everything is Permuted" (http:/ / www. permuted. org. uk/ dream1. htm). Flickers of the Dreamachine. . Retrieved
2007-03-27.
[2] Century, Dan (December 2000). "Brion Gysin and his Wonderful Dreamachine" (http:/ / www. legendsmagazine. net/ 105/ brion. htm).
Legends Magazine. . Retrieved 2007-03-27.
[3] Film Web site (http:/ / www. flickerflicker. com)
[4] Kerekes, David (2003). Headpress 25: William Burroughs & the Flicker Machine. Headpress. p.13. ISBN1-900486-26-1.
[5] Allen, Mark (2005-01-20). "Dcor by Timothy Leary" (http:/ / www. nytimes. com/ 2005/ 01/ 20/ garden/ 20mach. html?ex=1264050000&
en=2ead60550b324624& ei=5088& partner=rssnyt). The New York Times. . Retrieved 2007-03-27.
References
Cecil, Paul. (2000). Flickers Of The Dreamachine (http:/ / www. permuted. org. uk/ Flickers. htm). ISBN
1-899598-03-0 Download excerpts (http:/ / www. permuted. org. uk/ dmpdown. htm)
Further reading
McKenzie, Andrew M. (1989). "The Hafler Trio & Thee Temple Ov Psychick Youth - Present Brion Gysin's
Dreamachine" (http:/ / www. discogs. com/ release/ 582394). Belgium: KK records. Retrieved 2010-10-21.
Cecil, Paul (1996). Flickers of the Dreamachine (http:/ / www. permuted. org. uk/ Flickers. htm).
ISBN1-899598-03-0.
Geiger, John (2003). The Chapel of Extreme Experience: A Short History of Stroboscopic Light and the Dream
Machine (http:/ / softskull. com/ detailedbook. php?isbn=1-932360-01-8). ISBN1-932360-01-8.
Vale, V (1982). Re-Search: William S. Burroughs, Brion Gysin, Throbbing Gristle (http:/ / www. researchpubs.
com/ Blog/ ?page_id=13& product_id=54). ISBN0-940642-05-0.
Gysin, Brion (1992). Dreamachine Plans (http:/ / www. permuted. org. uk/ dmplan. htm). ISBN1-871744-50-4.
External links
Dreamachine exhibition at Cabaret Voltaire (birthplace of Dada), Zrich (http:/ / www. cabaretvoltaire. ch/
ausstellung. php?ID=31& modus=archive)
Dreamachine exhibition at Freud's Dreams Museum, St. Petersburg (Russia) (http:/ / freud. ru/ )
Subtleart Dr.Benways Simulacrum, Dreamachine Replica, Audiovisual installation, Collaborative project:
Subtleart, New World Revolution and Kito, 2009 (http:/ / cargocollective. com/ rudolfamaral#1934691/
dr-benways-dreamachine/ )
(French) Interzone: Dreamachine - Machine rver (http:/ / www. inter-zone. org/ dm. html)
FLicKeR Film Review (http:/ / www. flickerflicker. com)
(http:/ / dreamachine. ca/ )
JavaScript Dreamachine (http:/ / www. netliberty. net/ dreamachine. html)
Mind machine
136
Mind machine
A mind machine with headphones and strobe light goggles.
A mind machine (aka brain machine,
in some countries called a
psychowalkman) uses pulsing rhythmic
sound and/or flashing light to alter the
brainwave frequency of the user.
[1]
Mind machines are said to induce deep
states of relaxation, concentration, and
in some cases altered states of
consciousness that have been compared
to those obtained from meditation and
shamanic exploration.
The process applied by these machines
is also known as brainwave
synchronisation or entrainment.
Mind machines work by creating a
flickering ganzfeld. Since a flickering
ganzfeld produces different effects from a static one, mind machines can often also produce a static ganzfeld.
[2]
A mind machine is similar to a dreamachine in that both produce a flickering ganzfeld. The difference is that a
dreamachine can be used by several people at once, but generally has less technical features than a mind machine.
Overview
Mind machines typically consist of a control unit, a pair of headphones and/or strobe light goggles. The unit controls
the sessions and drives the LEDs in the goggles. Professionally, they are usually referred to as Auditory Visual
Stimulation Devices (AVS devices).
Sessions will typically aim at directing the average brainwave frequency from a high level to a lower level by
ramping down in several sequences. Target frequencies typically correspond to delta (1-3 hertz), theta (47Hz),
alpha (812Hz) or beta brain waves (1340Hz), and can be adjusted by the user based on the desired effects.
There have been a number of claims regarding binaural beats, among them that they may help people memorize and
learn, stop smoking, tackle erectile dysfunction and improve athletic performance.
Scientific research into binaural beats is very limited. No conclusive studies have been released to support the wilder
claims listed above.
Mind machines are often used together with biofeedback or neurofeedback equipment in order to adjust the
frequency on the fly.
[3]
Modern mind machines can connect to the Internet to update the software and download new sessions. When
sessions are used in conjunction with meditation, neurofeedback, etc. the effect can be amplified.
Some clinical research has been done on the use of auditory and visual stimulation to improve cognitive abilities in
learning-disabled children (research)
[4]
.
Mind machine
137
Safety
Rapidly flashing lights may be dangerous for people with photosensitive epilepsy or other nervous disorders. It is
thought that one out of 10,000 adults will experience a seizure while viewing such a device; about twice as many
children will have a similar ill effect.
[5]
References
[1] The Use of Auditory and Visual Stimulation for the Treatment of Attention Deficit Hyperactivity Disorder in Children (http:/ / www.
neuromedicstechnology. com/ Library/ final69.pdf). Micheletti, Larry S. Doctoral Dissertation, University of Houston, Houston, Texas
[2] Wackermann, Jir (2008). "Ganzfeld-induced hallucinatory experience, its phenomenology and cerebral electrophysiology" (http:/ / www.
efectoganzfeld. com/ uploads/ 5/ 3/ 0/ 3/ 5303662/ ganzfeld. pdf). Cortex 44 (2008) 1364 1378. Elsevier. .
[3] Mind machines together with online gsr biofeedback (http:/ / www. happy-electronics. eu/ products/ online-biofeedback/ ?lang=en). Happy
Electronics
[4] http:/ / proquest. umi.com/ pqdlink?Ver=1& Exp=10-13-2012& FMT=7& DID=766101161& RQT=309& attempt=1
[5] Allen, Mark (2005-01-20). "Dcor by Timothy Leary" (http:/ / www. nytimes. com/ 2005/ 01/ 20/ garden/ 20mach. html?ex=1264050000&
en=2ead60550b324624& ei=5088& partner=rssnyt). The New York Times. . Retrieved 2007-03-27.
Literature
Mind Machine FAQ (http:/ / www. realization. org/ page/ doc0/ doc0036. htm) by J.Brad Hicks Dead link
2012-Dec-18
Article Sources and Contributors
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Gamma wave Source: http://en.wikipedia.org/w/index.php?oldid=523538319 Contributors: A314268, AGToth, Aaron Brenneman, Adinsmoor, AdjustShift, Anna Lincoln, Antaeus Feldspar,
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Image:Gray690.png Source: http://en.wikipedia.org/w/index.php?title=File:Gray690.png License: Public Domain Contributors: Arcadian, Lipothymia
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file:LocationOfHypothalamus.jpg Source: http://en.wikipedia.org/w/index.php?title=File:LocationOfHypothalamus.jpg License: Public Domain Contributors: EhJJ, OldakQuill, Was a bee,

file:Illu diencephalon .jpg Source: http://en.wikipedia.org/w/index.php?title=File:Illu_diencephalon_.jpg License: Public Domain Contributors: Arcadian, CielProfond, Was a bee, 1
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Image Sources, Licenses and Contributors
141
Image:Human brain left dissected midsagittal view description 2.JPG Source:
http://en.wikipedia.org/w/index.php?title=File:Human_brain_left_dissected_midsagittal_view_description_2.JPG License: Creative Commons Attribution 2.5 Contributors: John A Beal, PhD
Dep't. of Cellular Biology & Anatomy, Louisiana State University Health Sciences Center Shreveport
Image:Endocrine central nervous en.svg Source: http://en.wikipedia.org/w/index.php?title=File:Endocrine_central_nervous_en.svg License: Public Domain Contributors: LadyofHats
file:Gray739-emphasizing-hippocampus.png Source: http://en.wikipedia.org/w/index.php?title=File:Gray739-emphasizing-hippocampus.png License: unknown Contributors: Derivative
work: Looie496
File:MRI Location Hippocampus up..png Source: http://en.wikipedia.org/w/index.php?title=File:MRI_Location_Hippocampus_up..png License: Creative Commons Zero Contributors:
Amber Rieder, Jenna Traynor
File:Hippocampus and seahorse cropped.JPG Source: http://en.wikipedia.org/w/index.php?title=File:Hippocampus_and_seahorse_cropped.JPG License: Creative Commons
Attribution-Sharealike 3.0,2.5,2.0,1.0 Contributors: Hippocampus_and_seahorse.JPG: Professor Laszlo Seress derivative work: Anthonyhcole (talk)
Image:Triangle-place-cells.png Source: http://en.wikipedia.org/w/index.php?title=File:Triangle-place-cells.png License: Public Domain Contributors: Looie496
Image:Brainmaps-macaque-hippocampus.jpg Source: http://en.wikipedia.org/w/index.php?title=File:Brainmaps-macaque-hippocampus.jpg License: Creative Commons Attribution 3.0
Contributors: brainmaps.org
Image:CajalHippocampus (modified).png Source: http://en.wikipedia.org/w/index.php?title=File:CajalHippocampus_(modified).png License: Public Domain Contributors: original: Santiago
Ramn y Cajal (18521934) derivative = Looie496
Image:Rat-hippocampal-activity-modes.png Source: http://en.wikipedia.org/w/index.php?title=File:Rat-hippocampal-activity-modes.png License: Public Domain Contributors: Looie496
File:SimulationNeuralOscillations.png Source: http://en.wikipedia.org/w/index.php?title=File:SimulationNeuralOscillations.png License: Public Domain Contributors: TjeerdB
File:Current Clamp recording of Neuron.GIF Source: http://en.wikipedia.org/w/index.php?title=File:Current_Clamp_recording_of_Neuron.GIF License: Public Domain Contributors:
Bilz0r, Rvfrolov
File:Simulation of hrose neuron.png Source: http://en.wikipedia.org/w/index.php?title=File:Simulation_of_hrose_neuron.png License: Creative Commons Attribution 3.0 Contributors:
Original uploader was TjeerdB at en.wikipedia
File:NeuralMassSimulation.png Source: http://en.wikipedia.org/w/index.php?title=File:NeuralMassSimulation.png License: Creative Commons Attribution 3.0 Contributors: TjeerdB
File:KuramotoModel.ogv Source: http://en.wikipedia.org/w/index.php?title=File:KuramotoModel.ogv License: Creative Commons Attribution 3.0 Contributors: TjeerdB
File:Freq response.png Source: http://en.wikipedia.org/w/index.php?title=File:Freq_response.png License: Creative Commons Attribution-Sharealike 3.0 Contributors: User:TjeerdB
File:Amp response.png Source: http://en.wikipedia.org/w/index.php?title=File:Amp_response.png License: Creative Commons Attribution-Sharealike 3.0 Contributors: User:TjeerdB
File:Phase resetting.png Source: http://en.wikipedia.org/w/index.php?title=File:Phase_resetting.png License: Creative Commons Attribution-Sharealike 3.0 Contributors: User:TjeerdB
File:Additive response.png Source: http://en.wikipedia.org/w/index.php?title=File:Additive_response.png License: Creative Commons Attribution-Sharealike 3.0 Contributors: User:TjeerdB
File:Writing by a Parkinson's disease patient.png Source: http://en.wikipedia.org/w/index.php?title=File:Writing_by_a_Parkinson's_disease_patient.png License: Public Domain
Contributors: Jean-Martin Charcot
Image:Stage2sleep.svg Source: http://en.wikipedia.org/w/index.php?title=File:Stage2sleep.svg License: Public Domain Contributors: User:Neocadre. Original uploader was Ijustam at
en.wikipedia
File:Biofeedback.png Source: http://en.wikipedia.org/w/index.php?title=File:Biofeedback.png License: Creative Commons Attribution-ShareAlike 3.0 Unported Contributors: Marek Jacenko
File:Biofeedback training program for post-traumatic stress symptoms.jpg Source:
http://en.wikipedia.org/w/index.php?title=File:Biofeedback_training_program_for_post-traumatic_stress_symptoms.jpg License: Creative Commons Attribution 2.0 Contributors: Army
Medicine
File:EmWave2, powering up.jpg Source: http://en.wikipedia.org/w/index.php?title=File:EmWave2,_powering_up.jpg License: Creative Commons Attribution-Sharealike 3.0 Contributors:
Morn
File:Dreamachine still lit.jpg Source: http://en.wikipedia.org/w/index.php?title=File:Dreamachine_still_lit.jpg License: Public Domain Contributors: Avron, Ingolfson, Steve Burnett,
TommyBee
File:Mind machine.jpg Source: http://en.wikipedia.org/w/index.php?title=File:Mind_machine.jpg License: Creative Commons Attribution-Sharealike 3.0 Contributors: User:Kemitsv
License
142
License
Creative Commons Attribution-Share Alike 3.0 Unported
//creativecommons.org/licenses/by-sa/3.0/

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