Professional Documents
Culture Documents
40 (2007) 745–759
* Corresponding author.
E-mail address: wagneam@peds.ufl.edu (M.H. Wagner).
may only be detected by increased carbon dioxide (CO2) levels [7]. Thus,
PSG monitoring in children should include some method of determining
CO2 levels, such as end tidal CO2 or transcutaneous CO2 [8]. The many
channels of physiologic parameters and their purpose in the PSG are
described in the following sections [1].
Sleep stages are determined using electroencephalogram (EEG), chin
electromyogram (EMG), and electro-oculogram (EOG). EEG monitoring
includes two central and two occipital leads with references to the opposite
posterior auricular area. Additional EEG leads can be used to detect noctur-
nal events such as seizure activity. Three chin EMG leads are placed and
used to detect skeletal muscle activity as required for the identification of
rapid eye movement (REM) sleep. The chin EMG is also useful to detect
swallowing and sucking during the study. Right and left EOG leads are
used to detect eye movements essential to the identification of REM sleep.
Respiratory effort is detected using chest and abdominal belts. Different
styles of monitoring include strain gauges, chest wall impedance, inductance
plethysmography, intercostal EMG, and pneumatic transducers [9]. These
belts can assess qualitative respiratory effort, which is essential to distin-
guishing whether respiratory events are central or obstructive in origin.
Air entry is assessed using a thermistor, nasal pressure, and a capnograph
tracing. The thermistor detects airflow at the nose and mouth by detecting
a temperature change in expired gas. Nasal pressure is an additional method
of monitoring airflow by detecting pressure changes via a cannula placed in
the nose. A recent study showed that the nasal pressure transducer is more
sensitive in the detection of hypopnea, and suggested combining the use of
both the thermistor and nasal pressure transducer for optimal detection of
SDB in children [10]. During positive pressure titrations, flow is detected
using measurements from the positive pressure device.
Movements of extremities are monitored by EMG leads placed on the
legs and sometimes on the arms. These movements are important in docu-
menting PLM as well as movements that result from respiratory events.
Position sensors can be used to document patient position. Digital video
is also obtained. The video is useful in documenting patient position, move-
ments, and unusual episodes such as parasomnias. Snoring is assessed by
a snore microphone placed on the neck of the patient, by technician
observation, and by audio recording.
Gas exchange is assessed using monitoring for both oxygen and CO2.
Oxygenation is monitored by pulse oximetry, using a comfortable sensor
that can be left on the child for the duration of the study. It is essential
that the pulse oximeter have a short sampling time (2 to 3 seconds) to avoid
missing brief desaturations associated with events in children. The reliability
of the pulse oximeter tracing is improved with recording of the pulse ampli-
tude signal, allowing identification of desaturation events that are caused by
poor probe function [11]. Ventilation is monitored in children by either end
tidal (ET) CO2 or transcutaneous CO2 monitoring. The ET CO2 method is
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Fig. 1. This is a typical hypnogram showing time across the bottom axis. The left axis shows the
different sleep stages. The horizontal bars indicate the time spent in the various sleep stages
during the course of the PSG.
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Arousal summary
Arousals are scored by the scoring technician based on the appearance of
the EEG tracing. An arousal is scored when there is an abrupt change in the
EEG lasting 3 seconds, following at least 10 seconds of continuous sleep
[19]. Arousals can be attributed to preceding events, including respiratory
events, leg movements, snore events, or technician presence in the room,
or may occur without an obvious trigger. Arousals are reported using the
arousal index, which is the number of arousals divided by the hours of sleep.
Normal values for arousal indices vary from laboratory to laboratory.
INTERPRETATION OF THE POLYSOMNOGRAM IN CHILDREN 751
Fig. 2. Shown here is an episode of spike and wave activity occurring out of stage II sleep. The
tracing shows the EEG leads on the left axis with time on the bottom axis. A 10-second duration
screen is shown, with each rectangle along the bottom axis representing 1 second.
Studies of normal children have found mean arousal indices of 8.8 to 9.5
[14,15,17]. Arousals attributed to respiratory events give a measure of sleep
disruption caused by those respiratory events. It is also important to note
that children may not arouse to respiratory events as easily as adults do [7].
Heart rate/rhythm
The ECG should be reviewed for evidence of brady or tachy rhythms as
well as abnormal ECG rhythms. Respiratory events may be associated with
decrease in heart rate, with subsequent increase in heart rate after the event
has resolved, or in association with arousals. Some patients will have
evidence of premature ventricular or atrial contractions, which may or
may not be related to respiratory events.
Snoring
Determination of the presence or absence of snoring is important to note,
particularly in comparison to what is observed in the home environment. If
a child has loud snoring over the course of the night, typical to what parents
describe at home, with few documented respiratory events, a diagnosis of
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Leg movements
The scoring technician will score leg movements that meet criteria for
PLM. Criteria for PLM include leg movements noted in either or both
legs that are at least one quarter of the amplitude noted during the biocali-
bration lasting from 0.5 to 5 seconds. Leg movements must be separated by
at least 5 seconds, but not more than 90 seconds, and must occur in clusters
of at least four to be considered PLM (Fig. 3). These leg movements should
not be related to other events, such as respiratory events or arousals [22].
Leg movements should be carefully reviewed to make certain they meet
criteria for PLM and are not related to subtle respiratory events. The total
number of PLM that meet these criteria are determined, and the PLM index
is calculated by dividing the total number of PLM by the number of hours
of sleep. A PLM index of five or greater is considered abnormal [22,23].
Fig. 3. This tracing shows a series of four periodic leg movements occurring over a time span of
2.5 minutes. The PLM are apparent as deflections in the two leg channels. LAT refers to left
anterior tibialis and RAT refers to right anterior tibialis. These leg movements are not associ-
ated with respiratory events or arousals.
INTERPRETATION OF THE POLYSOMNOGRAM IN CHILDREN 753
Respiratory events
Several definitions are important for the classification of respiratory
events. The term ‘‘apnea’’ refers to an event with no flow. Apneas are scored
for events with a decrease in flow by 75% or greater from the baseline flow
observed before the event. If any portion of an event fits this definition, the
event can be scored as an apnea. Hypopnea refers to a decrease in flow by
30% to 50% from the usual baseline. Apneas and hypopneas can be further
classified as being central, obstructive, or mixed in nature.
Obstructive events are those caused by a decrease in flow associated with
persistent, sometimes increased respiratory effort noted in the chest and
abdominal belts. Obstructive apneas are scored when a decrease of 75%
or greater is detected in the airflow or nasal pressure channels associated
with continued respiratory effort (Fig. 4) [24]. Whereas in adults there is
a 10-second minimum event length noted, in children the events must be
two respiratory cycles [25]. Thus, in an infant breathing at 60 times per min-
ute, a significant event can be as brief as 2 seconds. An obstructive hypopnea
is scored when a decrease in the flow channel of 30% to 50% is noted with
persistent respiratory effort (Fig. 5) [1,25]. In order for an obstructive hypo-
pnea to be scored, there must be some consequence to the event, including
a 3% to 4% drop in oxygen saturation, a leg movement, or an EEG arousal.
Fig. 4. This figure demonstrates two episodes of obstructive apnea shown by cessation of flow
in the nasal pressure and airflow channels with continued respiratory effort. The events result in
oxygen desaturation as low as 80%.
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Fig. 5. An episode of obstructive hypopnea is shown here, depicting two epochs or 1 minute of
a PSG. The event is marked by a decrease in the nasal pressure and airflow with continued re-
spiratory effort. The hypopnea results in a drop in oxygen saturation to 94% and an EEG
arousal.
The contour of the nasal pressure tracing is often flattened, indicating flow
limitation with respiratory effort during obstructive hypopneas [26].
Central events are those caused by an absence or severe decrease in respi-
ratory effort, as measured by chest or abdominal belts. Central apneas
(Fig. 6) are scored when there is an absence of respiratory effort associated
with a 70% or greater decrease in the airflow or nasal pressure. During
central apneas, there may be small deflections noted in the chest tracing cor-
responding to cardioblastic artifact from chest wall movement associated
with cardiac activity. Central hypopneas (Fig. 7) are events with decreased
respiratory effort associated with a 30% to 50% decrease in the airflow or
nasal pressure channels and desaturation or EEG arousal. The contour of
the nasal pressure tracing will be rounded during central hypopneas, com-
pared with the flattened contour noted with obstructive hypopneas [26]. It
is important to be certain that central hypopneas are not confused with
obstructive hypopneas. Obstructive hypopneas may appear to be associated
with an apparent decrease in respiratory effort caused by work against an
obstructed upper airway [26]. Central events are more likely to be noted
during REM sleep, particularly in patients who have underlying disorders
such as Prader-Willi syndrome or Arnold-Chiari malformation. Mixed
INTERPRETATION OF THE POLYSOMNOGRAM IN CHILDREN 755
Fig. 6. This tracing demonstrates a central apnea lasting 11.5 seconds, resulting in a drop in
oxygen saturation to 91% and an EEG arousal. During this event there is cessation of airflow
with lack of respiratory effort.
Fig. 7. This tracing demonstrates a 2-minute window in REM sleep with two episodes of cen-
tral hypopnea. These events are marked by a decrease of at least 30% in the airflow channel,
with a concomitant decrease in respiratory effort in the chest and abdomen channels. These
events result in significant oxygen desaturation as low as 78% and increase in ETCO2 to 53 torr.
Gas exchange
Gas exchange should be reviewed carefully for the entire tracing. The
pulse oximetry tracing should be reviewed for desaturation, with careful
attention to whether the desaturation is associated with a respiratory event,
arousal, or leg movement. Desaturations might be caused by respiratory
events of any duration. The actual desaturation will occur 1 to several
seconds after the respiratory event. If the respiratory event is prolonged,
the desaturation may begin before the event has terminated. Desaturations
unassociated with respiratory events should be reviewed for accuracy in
INTERPRETATION OF THE POLYSOMNOGRAM IN CHILDREN 757
Summary
PSG in children represents an important and useful tool in the evaluation
of the multitude of sleep-related conditions, including OSAS, PLM disorder,
and those with an underlying predisposition toward gas exchange aber-
rancies. To obtain the most useful information, sleep studies in this unique
population should be performed in laboratories with staff experienced in
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working with children of all ages and stages of development, in a setting sen-
sitive to both child and caregiver.
In performing pediatric PSG, physicians should keep in mind
PSG can be successfully performed in children.
Pediatric PSG should be performed in a laboratory experienced in and
comfortable with the care of children.
Recognize that PSG in children includes measurement of carbon dioxide
levels to detect obstructive or central hypoventilation.
Criteria for scoring and interpretation of PSG in children differ from
those for adults.
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