Professional Documents
Culture Documents
Introduction
Despite a major decrease during the last decade in aggressive and violent offences,
countering a surge during the early 1990’s (see Figure 1), interpersonal aggression and
violence remain a huge problem for society at large as well as a major political and
scientific challenge. At the start of the 21st century 1.3 to 1.4 million violent crimes were
reported to the police, approximately one violent act per 200 citizens. Arrest rates
followed the trend in crime rate (see Figure 1). Approximately 600,000 arrests per year
are being made for violent offenses alone, solving 40 to 50 percent of these crimes.
criteria for DSM-IV axis-I and axis-II diagnoses, such as schizophrenia, bipolar disorder,
borderline personality disorder, and antisocial personality disorder (Swann, 2003). The
same has been reported for psychiatric disorders in children and adolescents, such as
pediatric bipolar disorder, autism, and attention deficit hyperactivity disorder (Jensen et
al., 2007). This was reason for a group of patients and family advocates, clinicians,
researchers, the Food and Drug Administration (FDA), the National Institute of Mental
Health (NIMH), and the pharmaceutical industry to issue a consensus report advising to
childhood and adolescence (Jensen et al., 2007). Thus, violent behavior is not incidental
2
in our society, and warrants continuous aggressive research into predictors and causes for
aggression and violence in the society at large and within specific patient groups.
report how they thought, felt, and behaved. These reports generally focus on a consistent
pattern of behavior across several years, or on mood states and thoughts just moments
before an aggressive act was committed. These self-report measures revealed potential
markers in the personality of the aggressor, which can be combined with the literature on
will discuss aggressive and violent behavior from the standpoint of personality traits.
individuals can provide opportunities to narrow down the scope which aspects
present three influential models of personality traits. Two of the models specifically
involve self-report and observations, while the third approach integrates measures from
different disciplines. Next, we discuss different types of aggression, and the importance
of making a distinction between the types. This is followed by exploring personality traits
associated with aggressive and violent behavior, including traits that overlap or
biological factors of the traits that are involved in aggressive and violent behavior
3
Reviews on the history of personality often begin by highlighting the inferences made by
Greek philosophers. They suggested a handful of personality traits that can combine to
describe an individual. Then the authors of those reviews continue by focusing on work
of philosophers who lived during the middle ages, before reaching the modern era when
personality became a topic for research that used new methods enabling to categorize
Allport, 1946; Cattell, 1957; Digman, 1990, 1994; Eysenck, 1953; Eysenck & Eysenck,
1976). Applying the new empirical approach revealed that early philosophers were right
in one thing: there are a few basic personality types. The early philosophers were,
Personality traits are based on a pattern of behavior that is more or less stable across
situations and time (Eysenck, 1953, p. 2). In the early age of the empirical approach to
personality it became clear that some traits tend to cluster together, whereas other traits
formed other clusters, independent from the first cluster. These independent clusters were
regarded as basic personality types (e.g., Allport, 1946; Cattell, 1957; Costa & Widiger,
1994; Eysenck, 1953; Eysenck & Eysenck, 1976; Matthews & Deary, 1998). Although
the conclusions of different research groups were consistent on that observation, they
differed in the number of independent types that could be extracted from the data.
The two most influential models of personality are the ‘Big Three’ and ‘Big Five’. The
Big Three has been championed by Hans J. and Sybil B. G. Eysenck, who based their
towards extraversion, neuroticism, and psychoticism (Eysenck & Eysenck, 1976). They
4
also argued that every individual could occupy any position on a hypothetical axis of the
three types. The Eysencks developed a scale that could reliably and validly assess the
position of every individual on the three types: the Eysenck Personality Questionnaire
(EPQ) (Eysenck & Eysenck, 1975). The second model, which has strongly influenced
research on DSM-IV axis II diagnoses, contains five personality types. The Big Five
solution for personality was proposed by Goldberg (1981) and developed further by
Inventory (NEO-PI) (Digman, 1990, 1994). The NEO-PI consists of five types and 30
lower-level factors by which individuals can be described. The five types are
Widiger, 1994)
Despite extensive research devoted to identify basic personality types, which model
represents the best abstraction of the reality has yet to be resolved, as results of empirical
studies are inconclusive. Several studies showed a major overlap between the three- and
studies (e.g., Aluja et al., 2002). This suggests three stable big factors, probably with one
or two factors that are smaller. This is consistent with the conclusion from a review on
The late Ernest S. Barratt has proposed another approach to personality. He proposed a
general systems model to define personality beyond assessing general types through self-
5
report (Barratt, 1985, 1991; Barratt et al., 2000; Barratt & Slaughter, 1998). In his general
systems model, Barratt defined four categories that basically align with different
disciplines in social and medical sciences. These four categories are biology, cognition,
personality trait, measures should be chosen from all of the four disciplines, tapping into
behavior, a type, or a trait from different points of view. As these measures do not
necessarily tap into the same aspect of behavior, all measures together provide a more
complete picture of the behavior than one measure alone. An additional advantage of
research based on the general systems model is that if a study only relies on self-reports,
among different groups of individuals (Barratt, 1985, 1991; Barratt et al., 2000; Barratt &
Slaughter, 1998). The advantage of using this systems model will be illustrated in our
discussion of trait impulsivity (see below), a complex, multifactorial construct that can
only be measured reliably by using measures from more than one discipline.
In this chapter, and for personality research in general, we intend to promote the use of
behavior, improving the focus in studying underlying causes of a disorder. Research that
relies only (or primarily) on personality types obtained through self-report questionnaires
may lead a researcher or clinician to circular conclusions (Matthews & Deary, 1998). For
example, one could argue that someone is aggressive because the person is impulsive,
whereas being impulsive is derived partly from behavior that is reflected in aspects of
aggressive behavior itself! Thus, self-report data on personality cannot explain the
reasons for aggressive behavior, but can describe the spectrum of behaviors that
6
constitute aggression: certainly very important, but hardly the ultimate goal. Using
measures of one or more of the four disciplines laid out in the general systems model of
personality can generate results that go beyond describing behavior, providing insights
into potential underlying causes of a behavior or trait. In this chapter we will focus on
biological correlates of personality types and traits associated with the predisposition to
commit aggressive and violent acts. First, we will discuss studies focusing on personality
types of aggressive and violent individuals, focusing the window of research towards
In everyday life aggression and violence are considered as synonymous, although there
may be a vague feeling that the two terms could refer to slightly different concepts.
However, in the justice system, clinics, and for research the two terms are defined very
aggressive act is classified. Aggression is behavior with the direct intent to harm another
person, and in which a victim is motivated to avoid the situation and the aggressor.
harm a victim (Anderson & Bushman, 2002). Violent acts are homicide, forcible rape,
7
However, aggressive acts classified by intent would suggest that aggression is more or
less a unified construct where intent is needed to harm another person. The implication
would be that all aggressive acts are premeditated (however short the planning may take).
Recently, Ramírez and Andreu (2006) questioned the definition of aggression provided
by Anderson and Bushman, particularly the intent aspect of it. Ramírez and Andreu
argued to define aggression instead simply as any behavior that harms a target, regardless
of intent. This definition integrates the premeditated and impulsive types of aggression
aggression) refers to aggressive acts that are committed to obtain a goal (e.g., money), are
planned in advance, and are not followed by a feeling of remorse. Impulsive aggression
aggressors react with more aggression than is called for by the situation, and for which
the aggressor shows remorse after the act is completed (Barratt et al., 1999).
(Barratt et al., 1999; Stanford et al., 2003a), with an estimated 90% being predominantly
important, for it can directly influence decisions made by the courts (Barratt & Felthous,
2003). More importantly, however, for the aggressor and the society at large, individuals
8
interventions, whereas subjects with predominantly premeditated aggression do not
premeditated aggression in children and adolescents showed that the best measures were
based on observation of behavior and on self-reports (Polman et al., in press), which are
Measures of Aggression
More than 70 self-report measures and (semi-structured) interviews have been published
to assess aggression, or behavior closely related to it, such as anger, impulsivity, and
provided by Suris et al. (2004). Their paper can serve as an excellent source for
investigators interested in aggression and violence to choose a measure that will serve
their need. A comprehensive overview of clinical measures has been provided by Bech
questionnaires (see Table 1) have been developed assessing feelings and the context
before and during the aggressive act. These measures have been validated in students,
aggressive males, and several patient groups and can be used in adolescent and adult
populations (Barratt et al., 1999; Mathias et al., 2007; Raine et al., 2006; Stanford,
2003a).
9
[Insert Table 1 about here]
Self-report questionnaires can be used to assess the type of aggression, and the level or
intensity of aggressive behavior, but they give no information that could provide
personality types and traits, can provide opportunities for intervention, especially when
Further, defining personality traits of people who commit violent acts could provide
In the past 60 years, many studies have been devoted determining what makes a violent
quantifier with meta-analytic techniques: the effect size. In a meta-analysis effect sizes
can be calculated is two ways. First, as a difference between samples (e.g., non-violent
versus violent) divided by the standard deviation of one of the two groups or pooled
across the two groups. This generates a difference between groups expressed as a
between variables (e.g., neuroticism and reported violence) can be used, expressing the
meta-analysis, this will generate an average d or r. The strength of this technique is that it
10
will provide a result across several hundreds or even thousands of participants instead of
Furthermore, potential moderator variables can be defined (e.g., age) that could influence
the variation of the results across studies. For the interpretation of outcomes, differences
Recently, Cale (2006) conducted a meta-analysis of studies conducted between 1976 and
2001 investigating the relationship between the Big Three and antisocial behavior. The
author used the three factors described by Sher and Trull (1994): extraversion,
obtained in 97 samples that assessed personality measures and antisocial behavior in over
15,000 subjects. The association between antisocial behavior and personality type was
weakest for extraversion (r = 0.10) and neuroticism (r = 0.18), although the association
for the latter type became stronger if studies were conducted in older samples. The
Unfortunately, Cale did not differentiate between different forms of antisocial behavior,
leaving unanswered the specific question of this chapter, the association between
11
personality type and violent behavior. However, we will show that the same pattern
In his 1977 book ‘Crime and Personality’, Eysenck discussed findings from his lab and
work by Maclean (which has never been published) showing high extraversion,
58-61). Furthermore, he discussed a difference that his lab found between violent
offenders and those who were incarcerated for destroying property. Both groups scored
high on psychoticism, but the two groups scored relatively low (within the total
offenders was the higher extraversion score in the violent group compared to the property
associated with scoring high on all of the Big Three factors extraversion, neuroticism,
However, findings from other groups are less clear-cut. For the Three factor model
assessed by the EPQ, Rushton and Chrisjohn (1990) reported positive correlations
between self-reported delinquency with extraversion and psychoticism, but not with
between self-reported offending and psychoticism (see also Chico & Ferrando, 1995 who
only used the psychoticism scale of the EPQ), and a weak correlation with offending and
extraversion in males only. A study employing the Big Five model revealed results
12
and a precursor for aggression, anger. In a situation in which a non-existent participant
rated an essay of the subject as negative, the subject, when provided the opportunity,
gave the non-existent participant a drink that the subject knew the nonexistent participant
disliked. This response in reaction to the negative evaluation was considered an act of
likely to show less variance in neuroticism scores, obscuring any correlation between
neuroticism and aggression. For example, even if healthy participants score relatively
high on self-reported delinquency, they are clearly not in jail. Even if these participants
neuroticism score may prevent breakthroughs of heavy aggressive or violent acts, which
would certainly attract attention of the law. Research with groups who show violence so
frequently and/or so severely that they encountered social or legal consequences of their
aggression.
Men who were violent within their relationship had higher levels of psychoticism, and
experienced more anxiety and depression (Gavazzi et al., 1996), suggesting higher levels
moderately strong correlations (r between .25 and .53) were reported between IPAS score
and feelings and expressions of anger (Stanford et al., 2003a). Comparable findings were
reported in adolescents with conduct disorder (Mathias et al., 2007). Dāderman (1999)
also showed, both in her study and in analyses of three other samples, that between 20
13
and 45% of violent offenders had high scores on psychoticism and on neuroticism.
Extraversion did not play a significant role in this scenario. In contrast, if scores on
psychoticism were lower, the majority of the violent offenders had high neuroticism and
high extraversion scores. Thus, in samples of adult males and adolescents with known
aggressive behavior, both psychoticism and neuroticism play a role, confirming the
results obtained by the group of Eysenck (1977). This illustrates the importance of data
Other research showed that aggression could be related to specific traits constituting
and irritability. These aspects will be discussed in more detail below. Moreover, the
Trait impulsivity reflects the ability to control behaviors and thoughts. Impulsivity itself
is not regarded as a simple trait, but a complex one which constitutes several lower level
subtraits, and can be assessed with a multitude of self-report scales and laboratory tasks
(Evenden, 1999; Moeller et al., 2001). The complexity of trait impulsivity had been
that trait impulsivity has at least three partly dependent lower level subtraits: motor
14
future and a focus towards the present), and attention or cognitive impulsiveness (an
intolerance for cognitive complexity and making quick cognitive decisions), which can
be assessed with the Barratt Impulsiveness Scale, 11th version (BIS-11) (Patton et al.,
situation, as measured with the Dickman Impulsiveness Scale (DIS) (Dickman, 1990).
However, trait impulsivity assessed with the measures frequently used in research reflects
they developed (the I-7), Eysenck et al. (1985) showed that the I-7 impulsiveness
significantly with EPQ psychoticism and neuroticism, a finding that was replicated by
Stronger evidence that trait impulsivity assessed with the I-7 and the BIS-11 reflected a
pathological aspect of behavior was provided by Miller et al. (2004), who showed that the
three BIS-11 scales load on one factor with the I-7 impulsivity scale and the DIS
dysfunctional impulsiveness scale, constituting one factor that Miller et al. labeled ‘non-
association between higher levels of impulsivity with higher scores on psychoticism and
15
(Stanford & Barratt, 1992), and between impulsivity and the number of substances that
substance abusers were using (McCown, 1988; O’Boyle & Barratt, 1993).
Regarding aggression and violence, trait impulsivity was higher in aggressive compared
to non-aggressive individuals (e.g., Apter et al, 1990; Barratt et al., 1997b; Dāderman,
1999; Fehon et al., 2005; Stanford et al., 1995, 2003b; Wang & Diamond, 1999),
aggressive acts (Barratt et al., 1997b; Stanford et al., 2003b). Moreover, higher levels of
impulsivity during childhood were associated with delinquent behavior that persisted
A positive correlation was found between BIS score and the number of impulsive
aggressive acts committed one month prior to testing (Stanford et al., 1995). Trait
with impulsive aggression (r = .21) (Stanford et al., 2003a). However, this difference may
group (Mathias et al., 2007; Raine et al., 2006), suggesting an effect of aging on the
16
between premeditated aggressive behavior and impulsivity was enhanced dramatically if
only groups with pure impulsive or premeditated aggression were taken into account. The
group of adolescent males who only committed impulsive aggressive acts had a
significant positive correlation between aggression and impulsivity (r = .19), whereas the
pure premeditated aggression group had a correlation between aggression and impulsivity
close to zero (r = .01). As no information was provided on the sample size of the pure
groups, we could not with certainly conclude that the correlation coefficients are
As for neuroticism, numerous studies showed that aggressive behavior correlated with
higher scores on self-reported anger (Barratt et al., 1997b; Cornell et al., 1999; Mathias et
al., 2007; Stanford et al., 2003a, 2003b), irritability (Stanford et al., 1995), or other
emotions (Fehon et al., 2005; Loeber et al., 2005; Raine et al., 2006). As we previously
reported for impulsivity, anger and irritability were high in both premeditated and
impulsive aggressors (Barratt et al., 1997b; Stanford et al., 1995, 2003b), without a
significant difference for trait impulsivity or anger between aggressive and premeditated
aggressors (Barratt et al., 1997b). Furthermore, higher scores on anger related to higher
aggression scores on the IPAS for both types of aggression (Mathias et al., 2007;
participants who were predominantly impulsive aggressive versus those who were
predominantly premeditated aggressive (Mathias et al., 2007), suggesting that anger and
17
irritability could be distinguished from neuroticism. This is consistent with a significant
whereas the correlation between these two variables is not significant for adolescents
can be provided whether the correlations differed between the two types. Not
finding is a higher incidence of depressed mood in violent offenders (apart from the
psychotic aspects of a higher incidence of cruelty and aggression) (Loeber et al., 2005).
Finally, Coccaro et al. (2007) reported higher anger and depression scores in ten subjects
healthy controls. These results suggest that, in addition to anger, anxiety and depression
could also be involved in aggressive behavior, and that the role that the emotions play
may be similar in impulsive and premeditated aggression, at least for anger and
irritability.
Higher emotional arousal could function as a drive. Anger has been argued to prepare an
individual for aggressive behavior (Martínez & Andrue, 2006), and stress may lead to an
healthy subjects, especially males (Verona & Kilmer, 2007), but this reaction to stress
may be execrated in individuals already high on anger, which would be consistent with
the theory put forward by Davidson et al. (2000). They theorized that impulsive
18
aggression could be related to diminished regulation of emotions. Everyday events may
evoke stress and subsequent emotions, and need to be coped with and regulated otherwise
a minor event may induce a considerable amount of stress (Lazarus, 1999). One of the
stressful events (Lazarus, 1999). This suggests that coping with stress involves higher-
order functions, such as language, that could be used in the appraisal process. Higher-
individuals are less consistent, although in the worse case scenario non-impulsive
lesser extent, especially on language ability (Barratt et al., 1997b). In the best case
control subjects on any executive function (Stanford et al., 2003a). The difference in
executive functions may help premeditated aggressors, but not impulsive aggressors, to
cope with stress, thus inhibiting their anger and aggression and aiding in the process of
planning. Of course, much more research is needed to confirm and extent these findings.
Next, we will discuss the relation between brain and aggression, especially brain areas
19
The results discussed so far imply the involvement of trait impulsivity and emotions in
personality types of psychoticism and neuroticism. However, trait impulsivity and anger
are present in both premeditated and impulsive aggression, suggesting that other
and anger in the two types of aggression. One of the mechanisms that could differentiate
the two types is a better executive functioning. To examine other possible mechanisms,
we will now focus on correlates of brain activity underlying trait impulsivity and anger,
and aggression per se. The relation between brain and behavior can be investigated with
A rich literature exists with strong evidence that aggression relates to lower activity of
prefrontal cortical structures (e.g., Amen et al., 1996; Brower & Price, 2001; Juhasz et al.,
2001; Raine & Buchsbaum, 1996; Raine et al., 1998; Soloff et al., 2003). Miller and
Cohen (2001) recently proposed a ‘biased competition’ theory for the functioning of the
prefrontal cortex. In this theory the authors argue that the prefrontal cortex is responsible
environments (i.e., bodily and environmental changes, respectively) and comparing that
environment and goal, the prefrontal cortex shows an increase in activity and signals
other brain areas to process information differently thus biasing weak representations of
thoughts and behavior over strong ones, so that goals will be met in the near future. Thus,
if a representation is weak (e.g., if someone has to respond with behavior normally not
20
applied by that individual) the prefrontal cortex comes into action by modulating
attention, response selection, and other behavioral and emotional processes. If someone
has to react with a response that is frequently applied, in this model the prefrontal cortex
would not come into action. If the prefrontal cortex is not working properly, weak
representations are less likely to overcome highly learned or reflexive ones. For
aggression this suggest that the probability of reflexive reaction to a stressful situation
(i.e., fight or flight), is higher than that of appraising or reflecting on the situation and
walking away. We will now discuss the relationship between deficient functioning of
selected areas of the prefrontal cortex as underlying biological causes of impulsivity and
anger, and how it can predispose some individuals towards being aggressive.
thought, and emotion. This network included amongst other areas the amygdale, the
lateral orbitofrontal cortex, the dorsolateral prefrontal cortex, and the anterior cingulate
cortex (ACC). Studies showed the involvement of the orbitofrontal cortex in inhibiting an
amygdala (e.g., Davidson et al., 2000). Regarding the orbitofrontal cortex, imaging
impulsive aggression, (Coccaro et al., 2007; New et al., 2002; Raine et al., 1998), and
excessive activation of the amygdala (Coccaro et al., 2007; Raine et al., 1998).
Interestingly, although activity of the amygdala did not differentiate impulsive from
21
premeditated aggressors, premeditated aggressors showed patterns of prefrontal activity
premeditated aggression.
Of the neural network proposed by Bechara (2004), the anterior cingulate cortex is
involved in monitoring behavior by detecting errors and response conflict, and detecting
deviances between reward prediction and actual outcome. Neuroimaging studies, most
Tomography (PET), showed that activity of the anterior cingulate cortex increases if
individuals make an error compared to if they make a correct response, if they expect a
award which is not being delivered, and if an individual encounters situations with
conflicting information (for timely reviews and meta-analyses on this topic, see Bush et
al., 1998, and Ridderinkhof et al., 2004a, 2004b). Moreover, a meta-analysis of fMRI
studies showed that ACC could be divided into at least two functionally different areas:
cognitive and emotional/affective areas (Bush et al., 1998), although this division needs
replication and is issue of debate (Ridderinkhof et al., 2004a). It seems certain, however,
that the ACC is involved in processing both cognitive and emotional information (Davis
et al., 2005). Behavior and cognitive processes could be regulated through modulating
response tendencies (Devinsky et al., 1995); emotional states could be regulated through
interactions with the amygdala and orbitofrontal cortex (Phillips et al., 2003).
The functioning of the ACC can also be studied with electrophysiological techniques,
like the event-related potential (ERP) (Gehring et al., 1993). An ERP is a derivate of the
22
presented, numerous cortical neurons fire at the same time, eliciting a peak in activity
measured on the scalp (Coles & Rugg, 1995, p. 1-7). Because the activity is evoked by a
specific stimulus (event), the part of the EEG relative to the stimulus is referred to as
millisecond basis, this techniques makes it possible to study how the brain processes
information in time, what the functional significance of processes may be, and (with
advanced techniques to estimate where in the brain a neural source underlying activity
measured on the scalp is located) which cortical area may be involved in the process.
To study the integrity of the functioning of the ACC, a task is selected in which
participants encounter conditions with conflicting information, for example the Stroop
task or the Eriksen flanker task. In the Stroop task participants have to name a color of a
conflicting color word (e.g., name red if the word YELLOW is printed in red), creating a
conflict to overcome the more automated response to read the name of the color word
(i.e., yellow). In the Eriksen flanker task strings of five letters are presented in which
participants must respond to the central letter of the string. The condition is easy if the
flanking letters and the central letter are the same; the condition is difficult and error
prone if the central letter is flanked by letters that require an opposite response (e.g.,
respond with the right hand to the letter H and with the left hand to the letter S; the
situation is difficult if the participants perceive the conflicting stimulus SSHSS). In case
of a conflicting stimulus, or an error, the ACC becomes activated and an increase in EEG
activity can be measured at the scalp. After approximately 200 ms following a conflicting
stimulus, activity of the ACC evokes a negativity in the ERP that is referred to as the
N200 (or N2) (Yeung, Botvinick, & Cohen, 2004). If an individual makes an error, the
23
increase in ACC activity can be measured in the ERP as a more pronounced negativity
between 50 and 100 ms following an error (all activity in the ERP, whether negative or
positive, signifies activation of a large cluster of neurons), referred to as the error related
negativity (ERN).
Individuals who commit aggressive acts have higher impulsivity (psychoticism) and
anger/irritability (neuroticism). This, and the pattern of violence committed by both types
at the level of the orbitofrontal cortex, but at the level of the ACC. Impulsivity relates to a
also to a mechanism of control but at a different level of abstraction. This implies that
high impulse individuals and highly neurotic individuals could show less activity of the
individuals.
Our hypothesis has indeed been confirmed in groups of participants whose aggressive
2005; New et al., 2002) demonstrated that impulsive aggression is associated with less
activity of the ACC. Similar findings were also reported in the ERP literature with a
offense versus inmates who had committed a non-impulsive aggressive offense (Chen et
If the ACC plays a role in impulsivity, we would expect lower ACC activity following an
error in high compared to low impulsive individuals, reflected as a smaller ERN in the
ERP in the high impulsive group. Moreover, a negative correlation is expected between
24
trait impulsivity and the strength of activation of the ACC (i.e., a positive correlation
between impulsivity score and ERN amplitude, indicating a smaller ERN with higher
an increase in neuroticism.
Several studies have reported results consistent with these hypotheses (Dikman & Allen,
2000; Lijffijt & Barratt, 2005; Pailing & Segalowitz, 2004; Potts et al., 2006; Ruchsow et
al., 2005; Santesso et al., 2005). These studies showed a smaller ERN for healthy
who could be considered low on impulsivity (groups were made by the median-slit
Pailing and Segalowitz further showed a negative correlation between ERN amplitude
and scores on the NEO-PI conscientiousness scale, confirming our hypothesis that the
Barratt (Lijffijt & Barratt, 2005) replicated these findings in healthy volunteers who were
divided by a median split approach into a group of subjects who had relatively high BIS-
11 scores (n = 8) and a group who had relatively low BIS-11 scores (n = 8). Subjects
performed an Eriksen flanker task in a relatively simple condition in which subjects were
requested to respond within 400 ms (well before the mean reaction time of most healthy
subjects performing a moderately complex reaction time task), and a relatively hard
condition where subjects were requested to respond within 300 ms. The high impulsive
group had a significantly lower ERN amplitude than the low impulsive group for both
conditions (see Figure 2). In addition, this study demonstrated a significant positive
25
correlation between the ERN amplitude and the total BIS-11 score across the total sample
of subjects (i.e., a smaller ERN with higher impulsivity). Moreover, this correlation was
more pronounced in the 300 ms condition (Pearson’s r = .67, p = .005) (right panel of
figure 3) than in the 400 ms condition (r = .47, p = .07) (left panel of figure 3). As
expected, the ERN is smaller in subjects reporting higher levels of impulsivity, especially
in a more stressful condition where subjects had to respond very rapidly. These results
confirmed that trait impulsivity can be related to activity of the ACC, and is thus related
on their performance on an Eriksen flanker task. Participants were divided into a low and
showed a more pronounced ERN after punishment than after a reward, signifying a
stronger signal for regulation to avoid errors on subsequent trials. High impulsive
pronounced ERN than punishment. Potts et al. (as did the studies mentioned above) used
healthy controls (mostly students). Research in subjects with known aggression may
reveal even more pronounced differences between processing reward and punishment.
The results obtained in the studies on the relationship between ACC functioning and
26
impulsivity are in direct agreement with the hypothesis of Eysenck (1977), who argued
that individuals scoring high on trait impulsivity had lower levels of cortical arousal,
of cortical arousal (Eysenck & Eysenck, 1985, pp. 237-288). Errors and punishment
result in lower ERN activity in high impulsive compared to low impulsive individuals,
potentially reflecting less regulation of behavior towards goals of making fewer errors.
Neuroticism may have a same influence as impulsivity in this group. Pailing and
Segalowitz (2004) showed a positive correlation between the NEO-PI neuroticism score
and the ERN amplitude, indicating lower ERN amplitudes if participants score higher on
neuroticism.
The results discussed above showed that both impulsivity and neuroticism are related to
activity of the ACC, with an increase in the traits leading to a smaller ERN suggesting
less reactivity of the ACC and a smaller signal to other areas of the brain to improve
apart the relationship of premeditated and impulsive aggression on the functioning of the
ACC. We may hypothesize however, that with similar results for impulsivity and anger in
both types of aggression, functioning of the ACC may also not differentiate between
impulsive and premeditated aggression. If so, lower ACC activity could still have
because of direct feelings of guilt (Barratt et al., 1999); individuals who are primarily
reward, for their act. As the ACC could be more sensitive to reward than to punishment
27
in impulsive individuals, the premeditated aggressor may be motivated to aggress again,
whereas low ACC activity for the impulsive aggressor may reduce the ability to learn
punishment.
premeditated aggressors?
Aggression, impulsivity, and neuroticism (especially anger) may, like deficient regulation
reflecting early selection and filtering of sensory information. A recent study showed
smaller P100 (P1) and larger N100 (N1) amplitudes for adult impulsive aggressive
individuals compared to healthy controls (Houston & Stanford, 2001). The authors
suggested that the smaller P1 could reflect inefficient filtering of sensory information,
whereas the larger N1 could reflect stronger orientation towards the stimulus. This is
consistent with a recent finding reported on the relationship between impulsivity and
automatically directing attention towards new information. Franken, Nijs, and van Strien
the DIS and the Mismatch Negativity (MMN). The MMN is thought to reflect a signal for
directing atttentional resources towards new information, resulting from the detection of a
28
mismatch between a new stimulus and a frequently presented stimulus (Näätänen, 1992).
However, the findings on the P1 and N1 were not replicated in a study with aggressive
inmates, non-aggressive inmates, and healthy controls (Barratt et al., 1997b), whereas a
larger P1 amplitude was found in aggressive adolescents (Bars et al., 2001). Once again,
Top-down processes can be induced by specific task instructions, and reflect higher-order
the oddball task subjects are instructed to distinguish between frequently and rarely
presented stimuli, most often by pressing a button when subjects see the rare stimulus. In
the ERP, rare stimuli elicit more positive activity 250 to 500 ms after presentation of the
stimulus (P300 ERP component) than frequent stimuli do, possibly reflecting an increase
Numerous studies have appeared measuring the P300 in healthy volunteers who varied on
aggressive inmates. The amplitude of the P300 to the rare stimulus was smaller in
adolescents who had an externalizing disorder (e.g., conduct disorder, drug abuse)
compared to adolescents who did not (Iacono et al., 2002; Patrick et al., 2006). A smaller
amplitude was also reported in students who had had several aggressive encounters that
were considered impulsive (Gerstle et al., 1998; Mathias & Stanford, 1999). These
authors also reported a delay in peak latency of the P300 (Mathias & Stanford, 1999). In
18 men convicted of abuse of their spouse/partner, the P300 amplitude was significantly
29
lower than for controls (Stanford et al., 2007). Finally, the P300 amplitude was lower in
inmates convicted for violent crimes compared to those convicted for non-violent crimes
(Bernat et al., in press). Smaller and prolonged P300 peaks were found for adult inmates
with aggressive infractions compared to inmates with no infractions (Drake et al., 1988).
We partly replicated this finding in a small sample of juvenile offenders who performed
an auditory oddball task in which they had to respond to an infrequent target stimulus.
Juvenile inmates who had committed aggressive infractions (n=11) had a significantly
smaller P300 amplitude following the rare as well as the frequent stimulus than non-
aggressive juvenile inmates (n=8) (F(1,17 = 5.40, p = .03) (Lijffijt et al., 2005) (see
Figure 4).
Interestingly, the P300 also differentiated between individuals who had committed
showed smaller P300 amplitudes in inmates who committed impulsive aggressive acts
while being incarcerated compared to control subjects. The P300 was enhanced in
inmates who had committed premeditated aggressive infraction, although the difference
in amplitude was not significant compared to the impulsive aggressive inmate group.
However, in a slightly different oddball task containing not only frequent non-target and
rare target stimuli, but also rare unexpected stimuli of which the subjects received no
information prior to the test, the P300 amplitude compared to control subjects was
smaller for impulsive but not premeditated aggressive inmates when processing the new
and unexpected stimulus. For this condition, the P300 did not differ between inmates who
had committed premeditated aggressive acts and normal controls. Stanford et al. (2003b)
30
amplitude was not significantly different from the P300 obtained in a healthy control
sample.
Thus, the P300 has been shown consistently to be smaller in individuals displaying
negatively with the amplitude of the P300 in children diagnosed with an externalizing
disorder (r ranged between -.25 and -.46, depending on the lead the P300 was scored on
and the specific task that was used) (Harmon-Jones et al., 1997), and in adults with a
significant correlation between BIS scores and the P300 in a sample of healthy controls.
These results suggest that trait impulsivity and P300 amplitude share common variance
These results are consistent with the possibility that new stimuli are processed with
whereas new stimuli are not processed adequately in those who commit predominantly
stimuli could lead to an incorrect interpretation of the stimulus, which may then be
perceived as a possible thread, and become a stressor that warranted action. Because of
the predisposition for an aggressive response due to high anger, and a poor control
mechanism due to high impulsivity, the disturbance in processing everyday stimuli could
push someone with high anger and high impulsivity over the edge to committing an
31
aggressive act. By contrast, individuals with premeditated aggression tend to benefit from
Conclusion
personality traits and to relevant neurophysiological mechanisms (see Table 3 for general
neuroticism was high subjects were likely to show a maladaptive, pathological form of
were higher in aggressors than in controls. These characteristics did not differentiate
aggressive acts, those who used predominantly premeditated aggression may benefit from
better executive functioning and better information processing, possibly reducing the
impact of impulsivity and anger on behavior. Underlying biological causes for higher
both bottom-up and top-down. Top-down control measured with the P300 to salient
drive and reactivity to stress (anger) and the lower control mechanism converge. Without
check and balances potentially provided by either low neuroticism with high impulsivity,
or low impulsivity with high neuroticism, an individual is less likely to counter stress
32
effectively, thus modulating the already high level of emotional arousal in aggressive
Because impulsive individuals are also less sensitive to punishment than individuals low
on impulsivity, and more sensitive to reward, the impulsive aggressor, even though
experiencing negative feedback because of guilt and remorse, may not learn from
mistakes, whereas for the premeditated aggressor the result of the aggressive act is seen
pharmacological management.
33
Acknowledgement
This paper is dedicated in memory of Ernest S. Barratt, Ph.D. (1925 – 2005), Marie B.
Gale Centennial Professor in Psychiatry. Data presented in this chapter was collected
through sponsorship by the Dreyfus Health Foundation; Rogosin Institute, affiliated with
New York-Presbyterian Hospital and Weill Medical College of Cornell University. This
chapter was supported in part by the Pat R. Rutherford, Jr. Chair in Psychiatry (ACS),
(FGM).
34
References
Aluja, A., García, Ó., & García, L. F. (2002). A comparative study of Zuckerman’s three
structural models for personality through the NEO-PI-R, ZKPQ-III-R, EPQ-RS and
Amen, D. G., Stubblefield, M., Carmicheal, B., & Thisted, R. (1996). Brain SPECT
Apter, A., van Praag, H. M., Plutchik, R., Sevy, S., Korn, M., & Brown, S. (1990).
35
Barratt, E. S. (1985). Impulsiveness defined within a systems model of personality. In C.
(Eds.), Violence and mental disorder (pp. 61-79). Chicago: University of Chicago Press.
Implications for Mens Rea Decisions. Behavioral Sciences and the Law, 21, 619-630.
Barratt, E. S., Felthous, A., Kent, T., Liebman, M. J., & Coates, D. D. (2000). Criterion
(Ed.), The science, treatment, and prevention of antisocial behaviors: Application to the
criminal justice system (pp. 4-1 - 4-18). Kingston, NY: Civic Research institute.
Barratt, E. S., & Slaugther, L. (1998). Defining, measuring, and predicting impulsive
aggression: A heuristic model. Behavioral Sciences and the Law, 16, 3285-302.
Barratt, E. S., Stanford, M. S., Dowdy, L., Liebman, M. J., & Kent, T. A. (1999).
36
Barratt, E. S., Stanford, M. S., Felthous, A. R., & Kent, T. A. (1997a). The effects of
Barratt, E. S., Stanford, M. S., Kent, T. A., & Felthous, A. (1997b). Neuropsychological
Bars, D. R., Heyrend, F La M., Simpson, C. D., & Munger, J. C. (2001). Use of visual
(Eds.), Violence: Basic and clinical science (pp. 186-196). Oxford, England:
Butterworth-Heinemann.
M. Ullsperger, & M. Falkenstein (Eds.), Errors, conflict, and the brain: Current opinions
on performance monitoring (pp. 55-63). Dortmund, Germany: Max Planck Institute for
37
Bernat, E. M., Hall., J. R., Steffen, B. V., & Patrick, C. J. (in press). Violent offending
Bush, G., Whalen, P. J., Rosen, B. R., Jenike, M. A., McInerney, S. C., & Rauch, S. L.
(1998). The counting stroop: an interference task specialized for functional neuroimaging
– validation study with functional MRI. Human Brain Mapping, 6, 270 – 282.
Cale, E. M. (2006). A quantitative review of the relations between the “Big 3” higher
40, 250-284.
Chen, C., Tien, Y., Juan, C., Tzeng, O. J. L., & Hung, D. L. (2005). Neural correlates of
1216.
38
Chico, E., & Ferrando, P. J. (1995). A psychometric evaluation of the revised P scale in
18, 331-337.
Coccaro, E. F., McCloskey, M. S., Fitzgerald, D. A., & Phan, K. L. (in press). Amygdala
Biological Psychiatry.
potentials and cognition (pp. 1-39). Oxford, England: Oxford University Press.
Cornell, D. G., Peterson, C. S., & Richards, H. (1999). Anger as a predictor of aggression
among incarcerated adolescents. Journal of Consulting and Clinical Psychology, 67, 108-
115.
Costa, P. T., & Widiger, T. A. (1994). Introduction: Personality disorders and the five-
and the five-factor model of personality (pp. 1-10. Washington, DC: American
Psychological Association.
Davidson, R. J., Putman, K. M., & Larson, C. L. (2000). Dysfunction in the neural
39
Davis, K. D., Taylor, K. S., Hutchison, W. D., Dostrovsky, J. O., McAndrews, M. P.,
Richter, E. O., & Lozano, A. M. (2005). Human anterior cingulate cortex neurons encode
males and normal juvenile males: The study of personality trait. Personality and
Devinsky, O., Morrell, M. J., & Vogt, B. A. (1995). Contributions of anterior cingulate
T. A. Widiger (Eds.), Personality disorders and the five-factor model of personality (pp.
40
Dikman, Z. V., & Allen, J. J. B. (2000). Error monitoring during reward and avoidance
Drake, M. E., Pakalnis, A., Brown, M. E., & Hietter, S. A. (1988). Auditory event related
Draycott, S. G., & Kline, P. (1995). The big three or the big five – the EPQ-R vs the
Eysenck, H. J. (1953). The structure of human personality. New York: John Wiley &
Sons.
Eysenck, H. J. (1977). Crime and Personality. London: Routledge & Kegan Paul.
41
Eysenck, H. J., & Eysenck, S. B. G. (1976). Psychoticism as a dimension of personality.
Eysenck, S. B. G., Pearson, P. R., Easting, G., & Allsopp, J. F. (1985). Age norms for
Differences, 6, 613-619.
inpatients with and without a history of violence perpetration. Journal of Nervous and
Franken, I. H. A., Nijs, I., & Van Strien, J. W. (2005). Impulsivity affects mismatch
70, 161-167.
Frankle, W. G., Lombardo, I., New, A. S., Goodman, M., Talbot, P. S., Huang, D., et al.
positron emission study with [11C]mcn 5652. American Journal of Psychiatry, 162, 915-
923
42
Gavazzi, S. M., Julian, T. W., & McKenry, P. C. (1996). Utilization of the brief symptom
Gehring, W. J., Goss, B., Coles, M. G. H., Meyer, D. E., & Donchin, E. (1993). A neural
Gerstle, J. E., Mathias, C. W., & Stanford, M. S. (1998). Auditory P300 and self-reported
22, 575-583.
Goldberg, L. R. (1981). Language and individual differences: The search for universals in
Hare, T. A., Tottenham, N., Davidson, M. C., Glover, G. H., & Casey, B. J. (2005).
Harmon-Jones, E., Barratt, E. S., & Wigg, C. (1997). Impulsiveness, aggression, reading,
and the P300 of the event-related potential. Personality and Individual Differences, 22,
439-445.
43
Houston, R. J., & Stanford, M. S. (2001). Mid-latency evoked potentials in self-reported
Iacono, W. G., Carlson, S. R., Malone, S. M., & McGue, M. (2002). P3 event-related
potential amplitude and the risk for disinhibitory disorders in adolescent boys. Archives
Jensen, P. S., Youngstrom, E. A., Steiner, H., Findling, R. L., Meyer, R. E., Malone, R.
Jensen-Campbell, L. A., Knack, J. M., Waldrip, A. M., & Campbell, S. D. (2007). Do big
five personality traits associated with self-control influence the regulation of anger and
Juhasz, C., Behen, M. E., Muzik, O., Chugani, D. C., & Chugani, H. T. (2001), Bilateral
medial prefrontal and temporal neocortical hypometabolism in children with epilepsy and
44
Lazarus, R. S. (1999). Stress and emotion: A new synthesis. New York: Springer
Publishing Company.
Lijffijt, M., & Barratt, E. S. (2005, November). ERP and performance measures of error
processing in low and high impulsive subjects. Poster session presented at the meeting of
the International Society for Research on Impulsivity and Impulse Related Disorders,
Washington, DC.
Lijffijt, M., Coates, D. D., & Barratt, E. S. (2005, November). EEG band power and
event related potentials in aggressive and non-aggressive male youthful offenders. Poster
session presented at the annual meeting of the Society for Neuroscience, DC.
Lipsey, M. W., & Wilson, D. B. (2001). Practical meta-analysis. Thousand Oaks, CL:
Sage Publications.
Loeber, R., Pardini, D., Homish, D. L., Wei, E. H., Crawford, A. M., Farrington, D. P., et
al. (2005). The prediction of violence and homicide in young men. Journal of Consulting
Martínez, J. M., & Andrue, J. M. (2006). Aggression, and some related psychological
constructs (anger, hostility, and impulsivity): Some comments from a research project.
45
Matthews, G., & Deary, I. J. (1998). Personality traits. Cambridge, England: Cambridge
University Press.
Mathias, C. W., & Stanford, M. S. (1999). P300 under standard and surprise conditions in
Mathias, C. W., Stanford, M. S., Marsh, D. M., Frick, P. J., Moeller, F. G., Swann, A. C.
aggression scale among adolescents with conduct disorder. Psychiatry Research, 151,
231-242.
Miller, E., Joseph, S., & Tudway, J. (2004). Assessing the component structure of four
Evidence from members of self-help groups. British Journal of Addiction, 83, 431-432.
Miller, E. K., & Cohen, J. D. (2001). An integrative theory of prefrontal cortex function.
Moeller, F. G., Barratt, E. S., Dougherty, D. M., Schmitz, J. M., & Swann, A. C. (2001).
46
Moeller, F. G., Barratt, E. S., Fischer, C. J., Dougherty, D. M., Reilly, E. L., Mathias, C.
W., et al. (2004). P300 event-related potential amplitude and impulsivity in cocaine-
Näätänen, R. (1992). Attention and Brain Function. Hillsdale, NJ: Lawrence Erlbaum
Associates.
New, A. S., Hazlett, E. A., Buchsbaum, M. S., Goodman, M., Reynolds, D., Mitropoulou
O’Boyle, M., & Barratt, E. S. (1993). Impulsivity and DSM-III-R personality disorders.
Pailing, P. E., & Segalowitz, S. J. (2004). The error-related negativity as a state and trait
84-95.
Patrick, C. J., Bernat, E. M., Malone, S. M., Iacono, W. G., Krueger, R. F., & McGue, M.
47
Patton, J. H., Stanford, M. S., & Barratt, E. S. (1995). Factor structure of the Barratt
Paunonen, S. V., & Ashton, M. C. (2001). Big five factors and facets and the predictionof
Phillips, M. L., Drevets, W. C., Rauch, S. L., & Lane, R. (2003). Neurobiology of
Polman, H., Orobio de Castro, B., Koops, W., van Boxtel, H. W., & Merk, W. W. (in
Potts, G. F., George, M. R. M., Martin, L. E., & Barratt, E. S. (2006). Reduced
Ridderinkhof, K. R., Ullsperger, K., Crone, E. a., & Nieuwenhuis, S. (2004a). The role of
48
Ridderinkhof, K. R., van den Wildenberg, W. P. M., Segalowitz, S. J., & Carter, C. S.
Jackson, & C. D. Webster (Eds.), Clinical criminology: theory, research and practice
Raine, A., & Buchsbaum, M. S. (1996). Violence, brain imaging, and neuropsychology.
and biosocial perspectives (pp. 195-217). Mahwah, NJ: Lawrence Erlbaum Associates.
Raine, A., Dodge, K., Loeber, R., Gatzke-Kopp, L., Lynam, D., Reynolds, C., et al.
reactive and proactive aggression in adolescent boys. Aggressive Behavior, 32, 159-171.
Raine, A., Meloy, J. R., Bihrle, S., Stoddard, J., LaCasse, L., & Buchsbaum, M. S.
(1998). Reduced prefrontal and increased subcortcal brain functioning assessed using
49
Ridderinkhof, K. R., Ullsperger, M., Crone, E. A., & Nieuwenhuis, S. (2004). The role of
Ruchsow, M., Spitzer, M., Grön, G., Grothe, J., & Kiefer, M. (2005). Error processing
Santesso, D. L., Segalowitz, S. J., & Schmidt, L. A. (2005). ERP correlates of error
monitoring in 10-year olds are related to socialization. Biological Psychology, 70, 79-87.
92-102.
Soloff, P. H., Meltzer, C. C., Becker, C., Greer, P. J., Kelly, T. M., & Constatine, D.
Stanford, M. S., & Barratt, E. S. (1992). Impulsivity and the multi-impulsive personality
50
Stanford, M. S., Conklin, S. M., Helfritz, L. E., & Kockler, T. R. (2007). P3 amplitude
Stanford, M. S., Greve, K. W., & Dickens Jr, T. J. (1995). Irritability and impulsiveness:
E., & Conklin, S. M. (2003a). Characterizing aggressive behavior. Assessment, 10, 183-
190.
Surgis, A., Lind, L., Emmett, G., Borman, P. D., Kashner, M., & Barratt, E. S. (2004).
51
Swann, A. C. (2003). Neuroreceptor mechanisms of aggression and its treatment. Journal
Verona, E., & Kilmer, A. (2007). Stress exposure and affective modulation of aggressive
violence risk in corrections. Behavioral Sciences and the Law, 17, 377-389.
White, J. L., Moffitt, T. E., Caspi, A., Bartusch, D. J., Needles, D. J., & Stouthammer-
Wilkowski, B. M., Robinson, M. D., & Meier, B. P. (2006). Agreeableness and the
52
Yeung, N., Botvinick, M. M., & Cohen, J. D. (2004). The neural basis of error detection:
conflict monitoring and the error-related negativity. Psychological Review, 111, 931-959.
53
Table 1
Specialized Measures to Assess Premeditated and Impulsive Aggression in Adolescent and Adult Populations
Aggressive Acts Questionnaire (AAQ) 22-item, self-report Adolescent and adult Barratt et al., 1999
Reactive-Proactive Aggression Questionnaire (RPQ) 23-item, self-report Adolescent Raine et al, 2006
Impulsive/Premeditated Aggression Scale (IPAS) 30-item, self-report Adolescent and adult Stanford et al., 2003a
54
Table 2
Obtained in Meta-analyses
Note. Statistical significance of the associations depends on sample size. Source: Lipsey
55
Table 3
Note. Aggressive individuals are contrasted with healthy controls, and individuals with impulsive aggression are contrasted with
individuals with premeditated aggression. Emotional arousal includes anger, irritability, anxiety and depression. A = aggressive
individuals; C = healthy controls; I = Individuals committing predominantly impulsive aggressive acts; P = Individuals committing
56
a
The conclusions should be interpreted with caution on the difference between impulsive and premeditated aggression and results need
replication.
57
Figure Caption
Figure 1. Crime and arrest rates in the USA between 1986 and 2005. The vertical bar on
the left side of the graph represents crime rate, and the vertical bar on the right side of the
graph represents arrest rate. Note the difference in scaling for both rates. Source: Federal
Figure 2. Error Processing Negativity (ERN) in a sample of low (n=8) (LI) and high
(n=8) (HI) impulsive participants performing an Eriksen flanker task with pressure to
respond within 400 ms (400) and 300 ms (300). LI have consistently more pronounced
Figure 3. The relationship between ERN amplitude and trait impulsivity obtained with
the Barratt Impulsiveness scale (BIS-11). The correlations show a decrease in ERN
amplitude with an increase in trait impulsivity score, which was slightly stronger in the
Figure 4. P300 peak amplitudes obtained with an auditory oddball task for juvenile
11) compared to juvenile inmates who did not commit infractions (designated NA) (n =
8). The groups differ on the amplitude for both the salient target and the non-salient non-
target stimulus. The P300 was smaller in the aggressive group, irrespective whether the
58
Figure 1.
800 400
Crime rate
700 Arrest rate 350
Crime rate (per 100,000 citizens)
500 250
400 200
300 150
200 100
Solved crimes from 1986 to 2005: 45 – 48 %
100 50
0 0
1986
1988
1990
1992
1994
1996
1998
2000
2002
2004
1986 1990 1995 2000 2005
59
Figure 2.
-2
ERN Amplitude (μV)
-4
-6
-8
400, HI
400, LI
-10 300, HI
300, LI
-12
-100 -50 0 50 100 150 200
Time (ms)
60
Figure 3.
0 0
0 10 20 30 40 50 60 70 80 90 100 0 10 20 30 40 50 60 70 80 90 100
-2 -2
ERN Amplitude (μV)
-4
r = .47 -4
r = .67
-6 -6
-8 -8
-10 -10
-12 -12
-14 -14
-16 -16
-18 -18
-20 -20
61
Figure 4.
18
P300 Target, A
16 Non-target, A
Target, NA
14
Nontarget, NA
P300 Amplitude (μV)
12
10
0
-100 0 100 200 300 400 500 600 700 800 900
-2
-4 Time (ms)
62