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CONTRIBUTORS

Emine Ercikan Abali


The Cancer Institute of New Jersey, Robert Wood Johnson Medical School,
University of Medicine and Dentistry of New Jersey, New Brunswick,
New Jersey 08903
Yehuda G. Assaraf
To whom correspondence should be addressed; Email: assaraf@tx.technion.ac.il
Carol E. Cass
Department of Experimental Oncology, Cross Cancer Institute, Edmonton,
Alberta T6G 1Z2, Canada and Department of Oncology, University of Alberta,
Edmonton, Alberta T6G IZ2, Canada
Hilal Celikkaya
The Cancer Institute of New Jersey, Robert Wood Johnson Medical School,
University of Medicine and Dentistry of New Jersey, New Brunswick,
New Jersey 08903
Karen E. Christensen
Montreal Childrens Hospital Research Institute, Montreal, QC, Canada H3Z 2Z3
James K. Coward
Departments of Medicinal Chemistry and Chemistry, University of Michigan,
3813 Chemistry, 930 N. University, Ann Arbor, Michigan 48109
Vijaya L. Damaraju
Departments of Experimental Oncology, Cross Cancer Institute, Edmonton,
Alberta T6G 1Z2, Canada and Department of Oncology, University of Alberta,
Edmonton, Alberta T6G 1Z2, Canada
Jeremy P. Derrick
Faculty of Life Sciences, Manchester Interdisciplinary Biocentre, University of
Manchester, Manchester, United Kingdom
Chheng-Orn Evans
Department of Neurosurgery and Laboratory of Molecular Neurosurgery and
Biotechnology, Emory University School of Medicine, Atlanta, Georgia 30322
Michael Fenech
CSIRO Human Nutrition, Adelaide BC, Adelaide, South Australia 5000
xiii
Jennifer T. Fox
Graduate Field of Biochemistry, Molecular and Cellular Biology, Cornell
University, Ithaca, New York 14853
Zhanjun Hou
Developmental Therapeutics Program, Barbara Ann Karmanos Cancer Institute,
Wayne State University School of Medicine, Detroit, Michigan 48201
Yi-Ching Hsieh
The Cancer Institute of New Jersey, Robert Wood Johnson Medical School,
University of Medicine and Dentistry of New Jersey, New Brunswick,
New Jersey 08903
Ilan Ifergan
The Fred Wyszkowski Cancer Research Laboratory, Department of Biology,
Technion-Israel Institute of Technology, Haifa 32000, Israel
Ann L. Jackman
Institute of Cancer Research, Section of Medicine, Sutton, Surrey, SM2 5NG
United Kingdom
Christopher P. Leamon
Endocyte, Inc., West Lafayette, Indiana 47906
David LaBorde
Department of Neurosurgery and Laboratory of Molecular Neurosurgery and
Biotechnology, Emory University School of Medicine, Atlanta, Georgia 30322
Zigmund Luka
Department of Biochemistry, Vanderbilt University School of Medicine, Nashville,
Tennessee 37232
Robert E. MacKenzie
Department of Biochemistry, McGill University, Montreal, QC, Canada H3G1Y6
Larry H. Matherly
Developmental Therapeutics Program, Barbara Ann Karmanos Cancer Institute,
Wayne State University School of Medicine, Detroit, Michigan 48201
John J. McGuire
Grace Cancer Drug Center, Roswell Park Cancer Institute, Buffalo, NewYork 14263
H. F. Nijhout
Department of Biology, Duke University, Durham, North Carolina 27705
Nelson M. Oyesiku
Department of Neurosurgery and Laboratory of Molecular Neurosurgery and
Biotechnology, Emory University School of Medicine, Atlanta, Georgia 30322
xiv Contributors
Stephen W. Ragsdale
Department of Biological Chemistry, University of Michigan Medical School,
Ann Arbor, Michigan 48109-0606
M. C. Reed
Department of Mathematics, Duke University, Durham, North Carolina 27705
Michael B. Sawyer
Departments of Experimental Oncology, Cross Cancer Institute, Edmonton,
Alberta T6G 1Z2, Canada and Department of Oncology, University of Alberta,
Edmonton, Alberta T6G 1Z2, Canada
Thomas B. Shea
Center for Cellular Neurobiology and Neurodegeneration Research,
UMassLowell, Lowell, Massachusetts 01854
Nancy E. Skacel
The Cancer Institute of New Jersey, Robert Wood Johnson Medical School,
University of Medicine and Dentistry of New Jersey, New Brunswick,
New Jersey 08903
Patrick J. Stover
Division of Nutritional Sciences, Cornell University, Ithaca, New York 14853
Flaubert Tchantchou
University of Maryland, Baltimore, Maryland
Philip Thomas
CSIRO Human Nutrition, Adelaide BC, Adelaide, South Australia 5000
C. M. Ulrich
Cancer Prevention Program, Fred Hutchinson Cancer Research Center, Seattle,
Washington 98109
Congjun Yao
Department of Neurosurgery and Laboratory of Molecular Neurosurgery and
Biotechnology, Emory University School of Medicine, Atlanta, Georgia 30322
Contributors xv
PREFACE
For many years, folic acid, its relatives, and antifolates have been the center
of much attention in one-carbon metabolism and in relation to cancer
research. So much progress has occurred in the last decade in relation to
cancer research and the mechanism of enzyme action as well as in the
mechanism by which folate is transported that the overall subject deserves
a current review.
We begin with contributions on one-carbon metabolism, the methio-
nine cycle, and folate deficiency. The first of these papers is from J. T. Fox
and P. J. Stover entitled Folate-mediated one carbon metabolism.
F. Nijhout, M. C. Reed, and C. M. Ulrich report on Mathematical
models of folate-mediated one-carbon metabolism. This is followed by a
treatise on Folate deprivation, the methionine cycle, and Alzheimers
disease by F. Tchantchou and T. B. Shea. Authors I. Ifergan and Y. G.
Assaraf complete the introductory section with Molecular mechanisms of
adaptation to folate deficiency.
The next group of papers deals with the folate transporter and receptor.
Structure and function of the reduced folate carrier: A paradigm of a major
facilitator superfamily mammalian nutrient transporter is contributed by
L. H. Matherly and Z. Hou. Authors V. L. Damaraju, C. E. Cass, and M. B.
Sawyer review Renal conservation of folates: Role of folate transport
proteins. C. P. Leamon and A. L. Jackman present Exploitation of the
folate receptor in the management of cancer and inflammatory disease.
Another report on cancer is given by C.-O. Evans, C. Yao, D. Leborde, and
N. M. Oyesiku: Folate receptor expression in pituitary adenomas: Cellular
and molecular analysis.
The third and final section concentrates on enzymes. In the first of these,
E. E. Abali, N. E. Skacel, H. Celikkaya, and Y.-C. Hsieh have written on
Regulation of human dihydrofolate reductase activity and expression.
S. W. Ragsdale covers Catalysis of methyl group transfers involving tetra-
hydrofolate and B
12
. Methyltetrahydrofolate in folate-binding protein
glycine N-methyltransferase is authored by Z. Luka. J. K. Coward and
J. J. McGuire review Mechanism-based inhibitors of folylpoly-g-gluta-
mate synthetase and g-glutamyl hydrolase: Control of folylpoly-g-glutamate
homeostasis as a drug target. P. Thomas and M. Fenech report on
Methyltetrahydrofolate reductase, common polymorphisms, and relation
to disease. This is followed by a contribution from K. E. Christensen
and R. E. McKenzie on Mitochondrial methylenetetrahydrofolate
xvii
dehydrogenase, methylenetetrahydrofolate cyclohydrolase, and formylte-
trahydrofolate synthetases. The final treatise is on The structure and
mechanism of 6-hydroxymethyl-7,8-dihydropterin pyrophosphokinase
by J. P. Derrick.
The structure on the cover comes from the Protein Data Bank and is,
1HFP, the assumed biological molecular structure of human dihydrofolate
reductase from V. Cody et al. (1998). Anti-Cancer Drug Des. 13, 307315.
After these manuscripts have been reviewed by the editor and assembled,
the Preface and front and back matter are prepared and forwarded to the
publisher. Then, with the guidance of Renske van Dijk and Tari Broderick,
the production process begins. In my view, Academic Press/Elsevier does a
commendable job of getting these volumes into print.
Gerald Litwack
gerry.litwack@gmail.com
Toluca Lake, California
December 8, 2007
xviii Preface
C H A P T E R O N E
Folate-Mediated One-Carbon
Metabolism
Jennifer T. Fox * and Patrick J. Stover*
,

Contents
I. Overview 2
II. Introduction to Cytoplasmic One-Carbon Metabolism 4
A. Enzymes that generate one-carbon units 5
B. Folate-interconverting enzymes 13
C. Biosynthetic enzymes 18
D. Folate-binding proteins 24
III. Introduction to Mitochondrial One-Carbon Metabolism 24
A. Enzymes that generate one-carbon units 25
B. Folate-interconverting enzymes 27
C. Biosynthetic enzymes 28
IV. Nuclear Folate-Mediated One-Carbon Metabolism 28
Acknowledgments 29
References 29
Abstract
Tetrahydrofolate (THF) polyglutamates are a family of cofactors that carry and
chemically activate one-carbon units for biosynthesis. THF-mediated one-
carbon metabolism is a metabolic network of interdependent biosynthetic path-
ways that is compartmentalized in the cytoplasm, mitochondria, and nucleus.
One-carbon metabolism in the cytoplasm is required for the synthesis of
purines and thymidylate and the remethylation of homocysteine to methionine.
One-carbon metabolism in the mitochondria is required for the synthesis of
formylated methionyl-tRNA; the catabolism of choline, purines, and histidine;
and the interconversion of serine and glycine. Mitochondria are also the primary
source of one-carbon units for cytoplasmic metabolism. Increasing evidence
indicates that folate-dependent de novo thymidylate biosynthesis occurs in
the nucleus of certain cell types. Disruption of folate-mediated one-carbon
metabolismis associated with many pathologies and developmental anomalies,
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00401-9 All rights reserved.
* Graduate Field of Biochemistry, Molecular and Cellular Biology, Cornell University, Ithaca,
New York 14853
{
Division of Nutritional Sciences, Cornell University, Ithaca, New York 14853
1
yet the biochemical mechanisms and causal metabolic pathways responsible
for the initiation and/or progression of folate-associated pathologies have yet
to be established. This chapter focuses on our current understanding of mam-
malian folate-mediated one-carbon metabolism, its cellular compartmentation,
and knowledge gaps that limit our understanding of one-carbon metabolism
and its regulation. 2008 Elsevier Inc.
I. Overview
The reduced tetrahydrofolates (THFs) serve as a family of enzyme
cofactors that chemically activate and carry one-carbon units on the N5 and/
or N10 of THF at the oxidation level of formate (e.g., 10-formylTHF),
formaldehyde (e.g., 5,10-methyleneTHF), or methanol (e.g., 5-methylTHF)
(Appling, 1991; Girgis et al., 1997; Schirch and Strong, 1989; Wagner, 1995).
Folate derivatives also contain a covalently bound polyglutamate peptide of
varying length. Serum folates contain a single glutamate residue, whereas
intracellular folates contain a polyglutamate peptide usually consisting of five
to eight glutamate residues that are polymerized through unusual g-linked\
peptide bonds (Moran, 1999; Shane, 1995). The polyglutamate pep-
tide increases the affinity of THF cofactors for folate-dependent enzymes
and-binding proteins, and prevents their efflux from the cell and intracellular
organelles (Schirch and Strong, 1989). THF polyglutamates are coenzymes
that donate or accept one-carbon units in a network of reactions known as
one-carbon metabolism that occurs in three specific and isolated cellular
compartments: the mitochondria, nucleus, and cytoplasm (Fig. 1.1; Porter
et al., 1985; Shane, 1989; Woeller et al., 2007a). The one-carbon forms of
THF can be interconverted enzymatically (Fig. 1.1), although each cofactor
form is specific to a particular biosynthetic pathway. The formyl group of
10-formylTHF is incorporated into the C2 and C8 of the purine ring
in the cytoplasm and is used to synthesize formylated methionyl-tRNA
in mitochondria (Fig. 1.1). The one-carbon moiety of 5,10-methyleneTHF
is required to convert uridylate to thymidylate, and the one carbon
carried by 5-methylTHF is required to remethylate homocysteine to
methionine. The cellular concentration of folate-binding proteins exceeds
that of folate derivatives, and therefore the concentration of free folate
in the cell is negligible (Schirch and Strong, 1989; Strong et al., 1990;
Suh et al., 2001). This implies that each folate-dependent biosynthetic
pathway competes for a limiting pool of folate cofactors (Scott et al., 1981;
Suh et al., 2001).
Epidemiological studies implicate impaired folate metabolism in several
pathologies and developmental anomalies including neural tube defects
(NTDs) (Scott, 2001; van der Put and Blom, 2000), cardiovascular disease
(Gerhard and Duell, 1999; Lindenbaumand Allen, 1995; Uelandet al., 2000),
2 Jennifer T. Fox and Patrick J. Stover
10-FormylTHF
5,10-MethenylTHF
5,10-MethyleneTHF
5-MethylTHF
Homocysteine
Thymidylate
Purines
Methionine
AdoMet
AdoHcy
Methylation reactions
Formate
glycine
Histidine
Purines
Serine
THF
THF
THF
5-formylTHF
5-MethylTHF
Sequestered
10-FormylTHF 5,10-MethenylTHF
5,10-MethyleneTHF
Serine
Glycine
CO
2
,NH
3
Glycine
Glycine
Dimethylglycine
Sarcosine
Sarcosine
fMet-tRNA Formate
Mitochondria Cytoplasm
1
2 3
4
5
6
7 8 9
11,12
13
14,15
16
16
17
17
19
20
16,22
21
DHF THF
5,10-MethyleneTHF
Glycine
Serine
dUMP
dTMP
Nucleus
23
16
19
THF
CO
2
10
THF
Figure 1.1 Compartmentation of folate-mediated one-carbon metabolism in the cytoplasm, mitochondria, and nucleus. One-carbon
metabolism in the cytoplasm is required for the de novo synthesis of purines and thymidylate and for the remethylation of homocysteine to
methionine. One-carbon metabolism in mitochondria generates one-carbon units for cytoplasmic one-carbon metabolism by generating
formate from serine, glycine, sarcosine, and dimethylglycine. One-carbon metabolism in the nucleus synthesizes dTMP from dUMP and
serine. 1, Mitochondrial serine hydroxymethyltransferase; 2, Aminomethyltransferase; 3, Sarcosine dehydrogenase; 4, Dimethylglycine
dehydrogense; 5, 5,10-Methylenetetrahydrofolate dehydrogenase (NAD-dependent); 6, 5,10-Methenyltetrahydrofolate cyclohydrolase;
and cancer (Ames, 2001; Blount et al., 1997; Choi and Mason, 2000; Kim,
1999; Pogribny et al., 1995). One-carbon metabolism can be impaired by
folate and other vitamin B deficiencies and/or common, penetrant genetic
mutations and polymorphisms (Bailey, 1995; McNulty, 1995; Scott, 1998;
van der Put and Blom, 2000). However, the biochemical mechanisms and
causal metabolic pathways responsible for the initiationand/or progressionof
folate-associated pathologies have yet to be established. In fact, there are still
major gaps in our fundamental understanding of one-carbon metabolismand
its regulation, including the potential for identifying putative missing
enzymes and their associated genes whose discovery may be necessary to
complete the assembly of the folate-dependent metabolic network. This
chapter focuses on our current understanding of mammalian folate-mediated
one-carbon metabolism, its cellular compartmentation, and knowledge gaps
that limit our understanding of folate metabolism and its regulation.
II. Introduction to Cytoplasmic One-Carbon
Metabolism
Folate-mediated one-carbon metabolism in the cytoplasm is a meta-
bolic network of interdependent biosynthetic pathways that are required for
the biosynthesis of purines and thymidylate, and the remethylation of
homocysteine to methionine (Fig. 1.1). Methionine can be adenosylated
to S-adenosyl methionine (AdoMet), a cofactor, and methyl group donor for
numerous methylation reactions including the methylation of neurotransmit-
ters and other small molecules, phospholipids, proteins including histones,
RNA, and cytosine bases within CpG islands in DNA. Many AdoMet-
dependent methylation reactions, including those involved in chromatin
methylation, serve regulatory functions by affecting gene transcription
(Miranda and Jones, 2007), protein localization (Winter-Vann et al., 2003),
and the catabolism of small molecules (Stead et al., 2004). The sources of
one-carbon moieties for cytoplasmic one-carbon metabolism include
formate, serine, histidine, and purines.
7, Methionyl-tRNA formyltransferase; 8, 10-Formyltetrahydrofolate synthetase;
9, 10-Formyltetrahydrofolate synthetase; 10, 10-Formyltetrahydofolate dehydroge-
nase; 11 and 12, Phosphoribosylglycinamide formyltransferase and Phosphoribo-
sylaminoimidazolecarboxamide formyltransferase; 13, 5,10-Methenyltetrahydrofolate
cyclohydrolase; 14 and 15, Glycine formiminotransferase/formimidoyltetrahydrofolate
cyclodeaminase andGlutamate formiminotransferase/formimidoyltetrahydrofolate cyclo-
deaminase; 16, Cytoplasmic serine hydroxymethyltransferase; 17, Methenyltetrahydrofo-
late synthetase; 18, 5,10-Methylenetetrahydrofolate dehydrogenase (NADP-dependent);
19, Thymidylate synthase; 20, Methylenetetrahydrofolate reductase; 21, Methionine
synthase; 22, Glycine N-methyltransferase; 23, Dihydrofolate reductase.
4 Jennifer T. Fox and Patrick J. Stover
Proteins involved in folate metabolism can be classified into four func-
tional categories, although many folate-dependent enzymes exhibit two or
more of these activities: (1) One-carbon generating enzymes, (2) THF one-
carbon interconverting enzymes, (3) THF-dependent biosynthetic enzymes,
and (4) noncatalytic THF-binding proteins (Table 1.1). This section details
the mechanisms, regulation, and physiological functions of the enzymes that
are involved in cytoplasmic one-carbon metabolism, as well as common
genetic variants that affect enzyme function and the one-carbon network.
A. Enzymes that generate one-carbon units
1. Cytoplasmic serine hydroxymethyltransferase
a. Reaction Serine hydroxymethyltransferase (SHMT) catalyzes the
reversible and PLP-dependent interconversion of serine and glycine. Mam-
mals express cytoplasmic (SHMT1) and mitochondrial (SHMT2) SHMT
isozymes; the human isozymes share 63% amino acid sequence identity
and are encoded on separate genes (Garrow et al., 1993). When catalyzing
serine cleavage, SHMT1 transfers the C3 of serine to THF generating
glycine and 5,10-methyleneTHF, the cofactor required for thymidylate
biosynthesis. The one-carbon moiety of 5,10-methyleneTHF can also
support homocysteine remethylation when converted to 5-methylTHF
by methylenetetrahydrofolate reductase (MTHFR) (Fig. 1.1). SHMT1-
derived one-carbons are not believed to make significant contributions to
purine biosynthesis because the reductive environment (NADPH/
NADP

ratio) in the cytoplasm does not support the conversion of


5,10-methyleneTHF to 10-formylTHF (Christensen and MacKenzie,
2006). When catalyzing serine synthesis, SHMT1 depletes methyleneTHF
pools for AdoMet synthesis and regenerates unsubstituted THF for purine
biosynthesis (Herbig et al., 2002; Strong and Schirch, 1989). The SHMT1
may also play a role in gluconeogenesis; glycine is a glucogenic amino acid
through its conversion to serine, although it is not known which SHMT
isozyme functions in this capacity (Nijhout et al., 2006).
b. Mechanism The SHMT1 protein is a homotetramer consisting of two
obligate dimers. Residues from each subunit of the obligate dimer contrib-
ute to the formation of a single active site on each subunit, where Lys257 is
covalently bound to the PLP cofactor (Renwick et al., 1998; Schirch and
Szebenyi, 2004; Szebenyi et al., 2000). The definitive mechanism for the
reaction is still subject to debate (Schirch and Szebenyi, 2004). The pro-
posed retroaldol cleavage mechanism involves a base-catalyzed proton
abstraction from the C3-hydroxyl group of serine to form glycine and a
formaldehyde intermediate. The SHMT-bound formaldehyde then
Folate-Mediated One-Carbon Metabolism 5
Table 1.1 Reactions catalyzed in folate-mediated one-carbon metabolism
Folate-dependent enzymes EC No. Localization Reaction catalyzed
One-carbon activating
10-Formyltetrahydrofolate
synthetase
6.3.4.3 Cytoplasm ATP formate tetrahydrofolate ADP phosphate
10-formyltetrahydrofolate
10-Formyltetrahydofolate
dehydrogenase
1.5.1.6 Cytoplasm 10-Formyltetrahydrofolate NADP

H
2
O
tetrahydrofolate CO
2
NADPH H

Cytoplasmic serine
hydroxymethyltransferase
2.1.2.1 Cytoplasm and
nucleus
5,10-Methylenetetrahydrofolate glycine H
2
O
tetrahydrofolate L-serine
Glycine formiminotransferase 2.1.2.4 Cytoplasm N-formiminoglycine tetrahydrofolate )glycine
5-formiminotetrahydrofolate
Glutamate
formiminotransferase
2.1.2.5 Cytoplasm N-formiminoglutamate tetrahydrofolate )glutamate
5-formiminotetrahydrofolate
Mitochondrial serine
hydroxymethyltransferase
2.1.2.1 Mirochondrian 5,10-Methylenetetrahydrofolate glycine H
2
O
tetrahydrofolate L-serine
Sarcosine dehydrogenase 1.5.99.1 Mitochondrian Sarcosine acceptor H
2
O glycine formaldehyde
reduced acceptor
Dimethylglycine
dehydrogense
1.5.99.2 Mitochondrian N,N-dimethylglycine acceptor H
2
O sarcosine
formaldehyde reduced acceptor
Aminomethyltransferase 2.1.2.10 Mitochondrian [Protein]-S8-aminomethyldihydrolipoyllysine
tetrahydrofolate [protein]-dihydrolipoyllysine
5,10-methylenetetrahydrofolate NH
3
One-carbon interconverting enzymes
5,10-Methylenetetrahydrofolate
dehydrogenase (NADP-
dependent)
1.5.1.5 Cytoplasm 5,10-Methylenetetrahydrofolate NADP

5,10-
methenyltetrahydrofolate NADPH H

6
5,10-Methylenetetrahydrofolate
dehydrogenase (NAD-
dependent)
1.5.1.15 Mitochondrian 5,10-Methylenetetrahydrofolate NAD

5,10-
methenyltetrahydrofolate NADH H

5,10-Methenyltetrahydrofolate
cyclohydrolase
3.5.4.9 Cytoplasm 5,10-Methenyltetrahydrofolate H
2
O
10-formyltetrahydrofolate
Methenyltetrahydrofolate
synthetase
6.3.3.2 Cytoplasm ATP 5-formyltetrahydrofolate ADP phosphate 5,10-
methenyltetrahydrofolate
Methylenetetrahydrofolate
reductase
1.5.1.20 Cytoplasm 5-Methyltetrahydrofolate NAD(P)

5,10-
methylenetetrahydrofolate NAD(P)H H

Dihydrofolate reductase 1.5.1.3 Cytoplasm and


nucleus
5,6,7,8-Tetrahydrofolate NADP

7,8-dihydrofolate
NADPH H

Formimidoyltetrahydrofolate
cyclodeaminase
4.3.1.4 Cytoplasm 5-Formimidoyltetrahydrofolate 5,10-
methenyltetrahydrofolate NH
3
Biosynthetic enzymes
Phosphoribosylglycinamide
formyltransferase
2.1.2.2 Cytoplasm 10-Formyltetrahydrofolate N1-(5-phospho-D-ribosyl)
glycinamide tetrahydrofolate N2-formyl-N1-
(5-phospho-D-ribosyl)glycinamide
Phosphoribosylaminoi
midazolecarboxamide
formyltransferase
2.1.2.3 Cytoplasm 10-Formyltetrahydrofolate 5-amino-1-(5-phospho-
D-ribosyl)imidazole-4-carboxamide tetrahydrofolate
5-formamido-1-(5-phospho-D-ribosyl)imidazole-
4-carboxamide
Methionine synthase 2.1.1.13 Cytoplasm 5-Methyltetrahydrofolate L-homocysteine
tetrahydrofolate L-methionine
Thymidylate synthase 2.1.1.45 Cytoplasm and
nucleus
5,10-Methylenetetrahydrofolate dUMP dihydrofolate
dTMP
Methionyl-tRNA
formyltransferase
2.1.2.9 Mitochondrian 10-Formyltetrahydrofolate L-methionyl-tRNAfMet H
2
O
tetrahydrofolate N-formylmethionyl-tRNAfMet
Other folate-binding proteins
Glycine N-methyltransferase 2.1.1.20 Cytoplasm S-adenosyl-L-methionine glycine S-adenosyl-L-
homocysteine sarcosine
7
condenses with THF to form 5,10-methyleneTHF through an N5 imi-
nium cation intermediate. However, this mechanism is not consistent
with the structure of the Bacillus stearothermophilus SHMT (bsSHMT)
serine complex (Trivedi et al., 2002) and metabolic labeling experi-
ments (Tatum et al., 1977), both of which indicate that the C3-hydroxyl
group of serine is oriented in the synperiplanar configuration rather than
the antiperiplanar configuration required for a retroaldol mechanism.
In addition, the catalytic base has never been identified. A second puta-
tive direct displacement mechanism was revealed from the structures of
bsSHMT complexed with serine and with 5-formylTHF and glycine
(Trivedi et al., 2002). This proposed mechanism proceeds with the N5
of THF displacing the C3 hydroxyl of serine to form a covalent interme-
diate. However, Szebenyi et al. provide evidence that the reverse reaction
could not proceed by direct displacement and that the position of N5
of THF is unfavorable for nucleophilic attack. Rather, they propose a
third mechanism whereby the N5 of THF attacks the C3-hydroxy
group of serine to form N5-hydroxymethyleneTHF, glycine, and possibly
a transient formaldehyde intermediate (Schirch and Szebenyi, 2005;
Szebenyi et al., 2004).
c. Regulation In addition to their primary catalytic function, both SHMT
isozymes catalyze the irreversible conversion of 5,10-methenylTHF to
5-formylTHF (Fig. 1.1). 5-FormylTHF is not a cofactor for folate-
dependent one-carbon transfer reactions, but rather is an inhibitor of several
folate-dependent reactions including SHMT (Stover and Schirch, 1990,
1993). The SHMT isozymes may also play roles as folate-binding proteins
(Stover and Schirch, 1991). Both 5-formylTHF and 5-methylTHF poly-
glutamates are tight-binding SHMT inhibitors.
Unlike many enzymes involved in cytoplasmic folate-mediated one-
carbon metabolism, SHMT1 is not ubiquitously expressed in tissues, but it is
abundant in the liver, kidney, and colon and is also found in the brain
(Girgis et al., 1998). Its expression and/or activity are regulated by several
nutrients and metabolic factors including pyridoxal phosphate (vitamin B
6
),
retinoic acid, zinc, and ferritin. Vitamin B
6
deficiency was shown to
decrease SHMT1 activity in rat liver (Scheer et al., 2005) and protein levels
in cultured cells (Perry et al., 2007). Retinoic acid, which inhibits prolifera-
tion and induces differentiation during vertebrate development, greatly
reduces SHMT1 mRNA levels (Nakshatri et al., 1996). In contrast, zinc
induces SHMT1 transcription by acting through a metal regulatory element
present within the promoter (Perry et al., 2005). The heavy chain subunit
of the iron-storage protein ferritin was also shown to increase SHMT1
protein levels (Oppenheim et al., 2001) by stimulating the cap-independent
translation of the transcript (Woeller et al., 2007b).
8 Jennifer T. Fox and Patrick J. Stover
d. Physiological function/gene variants Although the SHMT1 and
SHMT2 isozymes exhibit similar catalytic and physical properties, they
have distinct physiological functions. Loss of the mitochondrial SHMT2
isozyme creates a glycine auxotrophy in Chinese hamster ovary cells
(Chasin et al., 1974), indicating that SHMT1 is not a primary source of
glycine and that SHMT1 cannot substitute for SHMT2 function. Stable
isotope tracer studies using cultured cells indicate that SHMT1-derived
5,10-methyleneTHF is preferentially directed to thymidylate biosynthesis
relative to homocysteine remethylation (Herbig et al., 2002; Oppenheim
et al., 2001). This preferential partitioning of SHMT1-derived one-carbons
to thymidylate synthesis may be achieved through the cell cycle-dependent
partitioning of the thymidylate synthesis pathway in the nucleus (Anderson
et al., 2007) (Fig. 1.1; see Section IV). The SHMT1 protein has also been
demonstrated to be a 5-methylTHF tight-binding protein in cultured cells;
increased expression of SHMT1 increased cellular levels of 5-methylTHF at
the expense of other one-carbon forms of folate while depleting AdoMet
levels (Herbig et al., 2002). This latter observation is consistent with
SHMT1 serving as a 5-methylTHF-binding protein in the cytoplasm and
thereby limiting the availability of 5-methylTHF for homocysteine
remethylation (Fig. 1.1; Herbig et al., 2002).
A common SHMT1 single nucleotide polymorphism (SNP), C1420T,
has been shown to be protective against adult acute lymphocytic leukemia
(ALL) (Skibola et al., 2002) and malignant lymphoma (Hishida et al., 2003).
This SNP results in an amino acid substitution of leucine to phenylalanine at
position 474 of the protein (L474F) and prevents SHMT1 SUMOylation
(Woeller et al., 2007a). The SHMT1 C1420T gene variant has also been
shown to be associated with elevated plasma and red cell folate levels (Heil
et al., 2001), and some studies report that it protects against NTDs (Relton
et al., 2004a,b). When present in combination with the MTHFR C677T
polymorphism (see Section II.B.4), SHMT1 C1420T is a risk factor for
cardiovascular disease (Lim et al., 2005).
2. 10-FormylTHF synthetase
a. Reaction 10-FormylTHF synthetase (FTHFS) is a formate-activating
enzyme found in a wide variety of organisms including bacteria, plants, insects,
nematodoes, yeast, and mammals. In eukaryotes, FTHFS activity is found on
the C-terminal domain of the trifunctional enzyme, C
1
-THF synthase, which
also contains 5,10-methenylTHF cyclohydrolase (MTHFC) and 5,10-methy-
leneTHF dehydrogenase (MTHFD) activities (see Section II:B.1; Howard
et al., 2003). C
1
-THF synthase is encoded by the Mthfd1 gene. FTHFS
catalyzes the ATP-dependent conversion of THF and formate to
10-formylTHF, ADP, and inorganic phosphate. The reaction is reversible
(Appling, 1991). The enzyme requires monovalent cations (NH
4

, K

, or
Rb

) to achieve maximal activity; in Clostridiumcylindrosporumand Clostridium


Folate-Mediated One-Carbon Metabolism 9
acidiurici, these cations serve to maintain the quaternary structure of the enzyme
(Welch et al., 1968) and decrease the K
m
of formate by stabilizing its
negative charge (Scott and Rabinowitz, 1967). The enzyme also requires a
divalent metal ion, usually Mg
2
, which is coordinated between the b- and
g-phosphates of the ATP substrate (Himes and Cohn, 1967).
b. Mechanism The FTHFS reaction proceeds by a random sequential
mechanism, based on results from steady-state kinetic measurements
( Joyce and Himes, 1966) and partial exchange reactions (McGuire and
Rabinowitz, 1978). The reaction initiates with the formation of a formyl-
phosphate intermediate generated through a nucleophilic attack by formate
on the g-phosphate of MgATP. The activated formyl group is then trans-
ferred directly to N10 of THF with the loss of phosphate to form
10-formylTHF (Mejillano et al., 1989; Song et al., 1993). Involvement of
the formylphosphate intermediate is supported by the transfer of
18
O from
formate to inorganic phosphate (Himes and Rabinowitz, 1962) and the
synthesis of ATP from ADP and carbamoyl phosphate, a structural analogue
of formylphosphate (Buttlaire et al., 1976). However, the most conclusive
proof comes from experiments that successfully used synthetic formyl
phosphate as a substrate for the enzyme (Mejillano et al., 1989).
c. Regulation To date, there have been few reports regarding the regula-
tion of FTHFS expression and activity. The enzyme is inhibited by THF and
purine nucleotides (Leaphart et al., 2002; Mackenzie and Baugh, 1980).
Perry et al. (1980) demonstrated that nitrous oxide-induced vitamin B
12
deficiency stimulates FTHFS activity in rats. However, these results were
not confirmed by an independent group who showed that nitrous oxide
exposure decreased hepatic C1-THF synthase expression (Barlowe and
Appling, 1988). Mammalian Mthfd1 that encodes all three activities of
cytoplasmic C
1
-THF synthase is expressed ubiquitously and is transcription-
ally upregulated in response to conditions that require increased DNA
synthesis (Christensen and MacKenzie, 2006). The promoter region of the
rat C
1
-THF synthase gene contains several transcription factor-binding sites
through which this regulation could occur, including NF-kB, HNF-4a1,
RARa1, C/EBP, and PPAR. However, the rat promoter region does not
share significant homology with the human Mthfd1 promoter region
(Howard et al., 2003). In mice, the upregulation of C
1
-THF synthase
expression is thought to occur through insulin-like growth factor-1, which
increases the stability of the mRNA transcript (Peri and MacKenzie, 1991).
In yeast, C
1
-THF synthase mRNA levels are decreased in the presence of
adenine, histidine, methionine, and pantothenic acid (Appling and
Rabinowitz, 1985).
10 Jennifer T. Fox and Patrick J. Stover
d. Physiological function/gene variants Cytoplasmic FTHFS activity is
believed to be the primary entry point of one-carbons for cytoplasmic
folate-dependent biosynthetic reactions. Once formed, 10-formylTHF
can be used as cofactor for purine biosynthesis (Smith et al., 1981), or the
one-carbon can be sequentially dehydrated and reduced for use in the
biosynthesis of thymidylate and methionine (Fig. 1.1). However, studies
using Saccharomyces cervisiae have raised the possibility that FTHFS may play
other roles in purine biosynthesis in addition to its catalytic activity. Bar-
lowe et al. observed that yeast lacking the ADE3 gene that encodes C1-
THF synthase are auxotrophic for purines; yeast carrying point mutations in
ADE3 that inactivated all three of its enzymatic activities did not require
purines for growth, suggesting that adequate cytoplasmic 10-formylTHF
was produced in the absence of FTHFS activity. In addition, the heterolo-
gous expression of C. acidiurici FTHFS in an ade3 deletion strain did not
restore the wild-type phenotype (Barlowe and Appling, 1990). Collec-
tively, these studies indicate that C1-THF synthase possesses other poten-
tially noncatalytic activities required for pure biosynthesis. However, Song
et al. reported that a monofunctional FTHFS activity can restore the wild-
type phenotype in the ade3 deletion strain (Song and Rabinowitz, 1993), a
result consistent with the hypothesis that the catalytic activity of cytoplasmic
FTHFS is involved in purine biosynthesis.
A common SNP in human Mthfd1, G1958A, results in the substitution
of glutamine for arginine at position 653 that encodes the FTHFS domain
of C1-THF synthase. The effect of this substitution on the physical or
catalytic properties is not known. Although R653Q does not affect
homocysteine levels, plasma folate levels, or red blood cell folate levels
(Brody et al., 2002), it was found to increase a mothers risk of having a
child with an NTD in several different populations (Brody et al., 2002;
De Marco et al., 2006; Parle-McDermott et al., 2006a). This polymor-
phism has also been identified as a maternal risk factor for severe placenta
abruption and unexplained second trimester loss (Parle-McDermott et al.,
2005a,b).
3. Glutamate formiminotransferase and glycine
formiminotransferase
a. Reaction The catabolism of histine and purines generates one-carbon
units that enter the cytoplasmic folate-activated one-carbon pool as 5,10-
methenylTHF (Fig. 1.1). During their catabolism, the imidazole ring of
histidine, adenine, and guanine is converted to a formimino group that can
be transferred to THF forming 5-formiminoTHF.
b. Mechanism Inmammalianliver cells, formiminoglutamic acid, aninterme-
diate in histidine catabolism, reacts with THF to form5-formiminoTHF in a rea-
ction catalyzed by glutamate formiminotransferase (Revel and Magasanik, 1958).
Folate-Mediated One-Carbon Metabolism 11
Formiminotransferaseactivityexistsas apart of abifunctional enzymecomplexwith
formimidoyltetrahydrofolatecyclodeaminaseactivityontheC-terminal domainof
the protein, which allows for the rapid conversion of 5-formiminoTHF to 5,10-
methenylTHF (Mackenzie, 1984; Tabor et al., 1952). The bifunctional enzyme is
assembled as a circular tetramer of dimers and channels folate polyglutamates
between catalytic sites (Murley and MacKenzie, 1995). Similarly, formiminogly-
cine, which is a product of purine ring degradation, is also a source of
5-formiminoTHF through the activity of glycine formiminotransferase. As in
histidine catabolism, 5-formiminoTHF is converted to 5,10-methenylTHF and
is available for one-carbon transfer reactions in the cytoplasm (Pricer and
Rabinowitz, 1956).
c. Regulation Histidine and purine catabolism occurs in the liver in mam-
malian cells and can be influenced by vitamin B
12
levels, metals, and THF.
Vitamin B
12
deficiency has been shown to increase the urinary excretion of
formiminoglutamate, presumably because unsubstituted THF is not available
during severe vitamin B
12
deficiency for the formiminotransferase reaction
(see Section II.C.3). Both glutamate formiminotransferase (Miller and
Waelsch, 1957) and glycine formiminotransferase (Uyeda and Rabinowitz,
1965) are inhibited by various cations, including Mn
2
and Zn
2
, and the
cyclodeaminase activity of the bifunctional enzyme is inhibited by THF.
d. Physiological function/gene variants The quantitative contribution of
purine and histidine catabolism to the cytoplasmic folate-activated one-
carbon pool is not known. However, severe inborn errors of metabolism are
associated with impairments in histidine and purine catabolism. Histidine-
mia and glutamate formiminotransferase deficiency are autosomal recessive
disorders resulting from mutations in the histidase (HAL) and formimino-
transferase/cyclodeaminase (FTCD) genes, respectively. Both have been
characterized by mental retardation, speech impairment, and developmental
delay; severe glutamate formiminotransferase deficiency is also associated
with elevated serum folate (Hilton et al., 2003). Three disease-causing
mutations that significantly reduce glutamate formiminotransferase activity
have also been found (Hilton et al., 2003). The R135C mutation is located
within an extended loop of the formiminotransferase domain that is involved
in folate-binding; R229P is thought to disrupt the formiminotransferase
dimerization interface. The 1033insG mutation results in the production
of a monofunctional enzyme that allows the transfer of the forminimo
group to THF, but cannot catalyze the second reaction, the production of
5,10-methenylTHF.
12 Jennifer T. Fox and Patrick J. Stover
B. Folate-interconverting enzymes
1. 5,10-MethenylTHF cyclohydrolase and 5,10-methyleneTHF
dehydrogenase
a. Reaction As mentioned above, mammalian C
1
-THF synthase is a
homodimer and trifunctional enzyme consisting of two functionally inde-
pendent domains encoded by Mthfd1. The C-terminal domain cont-
ains FTHFS activity whereas the N-terminal domain contains MTHFC
and MTHFD activities (Paukert et al., 1976; Tan et al., 1977). MTHFC
catalyzes the reversible interconversion of 10-formylTHF and 5,10-methe-
nylTHF, whereas MTHFD catalyzes the NADP

-dependent and reversible


interconversion of 5,10-methenylTHF and 5,10-methyleneTHF.
b. Mechanism MTHFC and NADP

-dependent MTHFD share an


overlapping active site on C
1
-THF synthase that allows for the intercon-
version of folate-activated one-carbon units between the formate and
formaldehyde levels of oxidation (Cohen and Mackenzie, 1978; Schirch,
1978). There is evidence that the folate substrates are channeled between
the MTHFD and MTHFC active sites without dissociating from the
complex and equilibrating with the cytoplasmic milieu. Exogenous methe-
nylTHF does not compete as a substrate for the cyclohydrolase reaction
with the methenylTHF produced in the dehydrogenase reaction
(Mackenzie and Baugh, 1980; Wasserman et al., 1983). Substrate channeling
permits increased metabolic rates in the presence of low substrate concen-
trations and protects reaction intermediates from competing reactions or
degradation [reviewed by Spivey and Merz (1989)]. Within the bifunctional
complex, the reaction catalyzed by 10-methenylTHF cyclohydrolase is rate-
limiting in the overall conversion of 10-formylTHF to 5,10-methyleneTHF
(Pawelek and MacKenzie, 1998).
c. Regulation The regulation of C1-THF synthase is described above for
FTHFS; no specific regulation of the cyclohydrolase or dehydrogenase
activities apart from regulation of Mthfd1 is known.
d. Physiological function/gene variants The reversible reactions cata-
lyzed by MTHFC and MTHFD are essential for the provision of folate-
activated one-carbons for thymidylate biosynthesis and homocysteine
remethylation when the dehydrogenase reaction proceeds in the reductive
direction (Fig. 1.1). An SNP in Mthfd1 has been identified that affects the
MTHFD/MTHFC domain and has an association with disease. Although
its functional significance is currently unknown, R134K was shown to be
associated with a significant increase in risk for postmenopausal breast cancer
(Stevens et al., 2007).
Folate-Mediated One-Carbon Metabolism 13
2. 10-FormyTHF dehydrogenase
a. Reaction 10-FormylTHF dehydrogenase (FDH) catalyzes the irrevers-
ible and NADP

-dependent oxidation of 10-formylTHF to THF and


CO
2
. FDH consists of two functionally distinct domains connected by an
intermediate linker. The C-terminal domain catalyzes an NADP

-depen-
dent aldehyde-dehydrogenase reaction, and the N-terminal domain cata-
lyzes the hydrolysis of 10-formylTHF to THF and formate (hydrolase
reaction) (Cook et al., 1991; Donato et al., 2007). Although the two
domains can function independently, the two active sites work in concert
through a 4
0
-phosphopantetheine swinging arm that is bound through a
phosphoester bond to Ser354; the swinging arm transfers formate between
the two active sites (Donato et al., 2007).
b. Mechanism The FDH reaction initiates with a hydrolase reaction
where a water molecule, activated by aspartate 142, acts as a nucleophile
by attacking the formyl carbon atom of 10-formylTHF to produce a
hydrated aldehyde intermediate (Donato et al., 2007; Tsybovsky et al.,
2007). In the absence of NADP

, this intermediate can be further cleaved


to release formate. In the presence of NADP

, the reaction continues


through an aldehyde-dehydrogenase-like mechanism where the formyl
group of the intermediate is cleaved with oxidation to CO
2
.
c. Regulation FDH is one of the most abundant folate enzymes but is
expressed primarily in the liver, kidney, and the central nervous system
(Mackenzie, 1984). FDH displays product inhibition by THF and also
contains a second THF tight-binding site that is separate from its active
site (Fu et al., 1999). The product inhibition by THF can be suppressed by
both SHMT1 and C
1
-THF synthase (Kim et al., 1996), presumably by
channeling the THF polyglutamate cofactor to these acceptor proteins.
d. Physiological function/gene variants It is not known if the individual
reactions catalyzed by the N-terminal and C-terminal domains of FDH
have any physiological significance. The dehydrogenase reaction, on the
other hand, has been proposed to have several important metabolic roles.
These include: (1) recycling THF cofactors by removing excess
10-formylTHF, (2) protecting the cell from formate toxicity through its
conversion to CO
2
, (3) regulation of de novo purine biosynthesis, (4) removal
of excess one-carbon units from folate metabolism in the form of CO
2
, and
(5) sequestering and storing cellular folate in the form of THF. These
proposed physiological functions were investigated in human neuroblas-
toma (Anguera et al., 2006) and no evidence was found that FDH seques-
tered THF nor that it regulated de novo purine biosynthesis. FDH was
shown, however, to regulate cellular concentrations of 10-formylTHF
14 Jennifer T. Fox and Patrick J. Stover
and the homocysteine remethylation cycle, presumably by regulating the
supply folate-activated one-carbon units.
Two SNPS within the FDH gene have been shown to alter the risk of
developing postmenopausal breast cancer. One gene variant [rs2276731 (T/C)]
is associated with an increased risk, while the other [rs2002287 (T/C)] is
associated with a decreased risk. Both SNPs are located within introns, and
therefore they may exist in linkage disequilibrium with a coding SNP such as
V812I, G481S, or F330V (Stevens et al., 2007).
3. 5,10-MethenylTHF synthetase
a. Reaction 5,10-MethenylTHF synthetase (MTHFS, also referred to as
5-formylTHF cycloligase) catalyzes the ATP-dependent and irreversible
conversion of 5-formylTHF to 5,10-methenylTHF. It is the only enzyme
identified to date that utilizes 5-formylTHF as a substrate. Like FTHFS,
MTHFS activity requires Mg
2
that is involved in the binding of the ATP
substrate to the enzyme (Chen et al., 2005). The MTHFS reaction and the
SHMT1-catalyzed synthesis of 5-formylTHF from 5,10-methenylTHF
constitute a futile cycle that serves to buffer intracellular 5-formylTHF
concentrations (Stover et al., 1993).
b. Mechanism The MTHFS-catalyzed reaction occurs via a sequential
mechanism with a nucleophilic attack by the 5-formyl oxygen on the
g-phosphate of ATP to form an N5-imminium phosphate intermediate.
This intermediate undergoes cyclization via nucleophilic attack by N10 to
form a phosphoimidazolidine tetrahedral intermediate, which is the rate-
limiting step in catalysis (Huang and Schirch, 1995; Kounga et al., 1995).
The N10 attack on the N5-imminium phosphate is made possible through
the hydrophobic and aromatic properties of a conserved active site Tyr.
This residue defines the architecture of the MTHFS active site, forming a
pocket that restricts the motion of N10 (Field et al., 2007). The above steps
in the MTHFS mechanism are all reversible. The final step is the irreversible
step, in which the phosphoimidazolidine tetrahedral intermediate is broken
down through phosphate elimination to generate the 5,10-methenylTHF
product (Huang and Schirch, 1995).
c. Regulation In humans, MTHFS is expressed in all tissues, with the
highest mRNA levels found in the liver, heart, and kidney, and the lowest
levels found in the brain (Anguera et al., 2003). MTHFS enzymatic activity
is regulated primarily by folate coenzymes. 5-MethylTHF and
10-formylTHF, the latter of which is in chemical equilibrium with the
product of the MTHFS reaction, act as tight-binding inhibitors of MTHFS
(Field et al., 2006).
Folate-Mediated One-Carbon Metabolism 15
d. Physiological function/gene variants To date, two metabolic roles
have been ascribed to MTHFS. Anguera et al. (2003) found that the expres-
sion of human MTHFS cDNAin cell culture models led to an increase in the
catabolism of monoglutamate forms of folate, indicating that MTHFS may
regulate cellular folate concentrations by affecting rates of folate turnover.
MTHFS is also thought to regulate de novo purine biosynthesis through two
distinct mechanisms. First, MTHFS activity reduces levels of 5-formylTHF,
an inhibitor of the purine-synthesizing enzyme phosphoribosylaminoi-
midazolecarboxamide formyltransferase (AICARFT) (Bertrand and Jolivet,
1989). Second, MTHFS expression enhances purine biosynthesis either by
enriching cellular 10-formylTHF pools or by channeling 10-formylTHF to
AICARFT and/or phosphoribosylglycinamide formyltransferase (GARFT)
(Field et al., 2006).
One MTHFS variant allele has been associated with a clinical outcome
(Matakidou et al., 2007). The MTHFS T202A variant allele was associated
with poorer prognosis in individuals with same-stage lung cancer. The
functional significance of this polymorphism, as well as its effect on folate
levels and purine biosynthesis, has yet to be determined.
4. 5,10-MethyleneTHF reductase
a. Reaction MTHFR is a flavoprotein consisting of two identical sub-
units. The C-terminal domain of each subunit contains the binding site for
AdoMet, an allosteric inhibitor; the N-terminal domain catalyzes the
NADPH-dependent reduction of 5,10-methyleneTHF to 5-methylTHF
for use in the remethylation of homocysteine to methionine. The MTHFR
reaction is virtually irreversible in vivo and therefore commits one-carbon
units to methionine biosynthesis (Appling, 1991; Wagner, 1995).
b. Mechanism The reaction catalyzed by MTHFR proceeds by two half
reactions. In the reductive half-reaction, the 4S-hydrogen of NADPH is
transferred as a hydride to N5 of the flavin adenine dinucleotide (FAD)
cofactor. After NADP

dissociates from the enzyme, 5,10-methyleneTHF


binds. In the oxidative half-reaction, 5,10-methyleneTHF is protonated at
the N10 position by a general acid catalyst (Trimmer et al., 2001), leading to
the opening of the imidazolidine ring and generating the N5-iminium
cation intermediate. Transfer of a hydride from N5 of the reduced FAD
to C11 of the methylene group results in the production of 5-methylTHF
(Sumner and Matthews, 1992).
c. Regulation Regulation of MTHFR is critical for AdoMet-dependent
methylation reactions and to prevent elevated homocysteine levels in the
cell. The complexity of the MTHFR transcript allows for the regulation of
its expression at several levels. Exon 1 of MTHFR undergoes extensive
alternative splicing, generating transcripts that vary in the length of their
16 Jennifer T. Fox and Patrick J. Stover
5
0
UTR (Tran et al., 2002). The length of the 5
0
UTR has been shown to
influence translational efficiency, as longer, more GC-rich UTRs slow the
scanning of the translation initiation machinery (van der Velden and
Thomas, 1999). Multiple polyadenylation signals result in MTHFR tran-
scripts that vary in the length of their 3
0
UTR. Additionally, two distinct
promoters and translation start sites generate two isoforms of the MTHFR
protein. Transcription initiation from the upstream promoter followed by
translation from the downstream AUG results in the production of a 70 kDa
protein; transcription initiation from the downstream promoter followed by
translation from the upstream AUG generates a 77 kDa protein (Tran et al.,
2002). MTHFR expression from the downstream promoter has been
shown to be regulated by NF-kB in a tissue-specific manner (Pickell
et al., 2005). At the protein level, MTHFR activity is regulated by the
AdoMet/AdoHcy ratio in the cell (Kutzbach and Stokstad, 1971). AdoMet
preferentially binds to MTHFR in the inactive T state and thus increases the
T/R ratio in the cell ( Jencks and Mathews, 1987). Although AdoHcy does
not itself alter MTHFR enzymatic activity, it can reverse the inhibitory
effect of AdoMet by competing for its binding site (Kutzbach and Stokstad,
1971). Recently, phosphorylation of the MTHFR N-terminal domain at
Thr34 was shown to reduce the inhibition of enzymatic activity by AdoMet
by altering the equilibrium between the T and R states of the protein so that
it favors the active R state (Yamada et al., 2005). NADPH, the reducing
equivalent in the MTHFR reaction, binds to R subunits, and thus acts as an
AdoMet antagonist ( Jencks and Mathews, 1987).
d. Physiological function/gene variants MTHFR serves as the link
between nucleotide biosynthesis and AdoMet-dependent methylation reac-
tions. Its activity depletes one-carbon units that can be used for DNA
synthesis and increases the concentration of one-carbon units available for
the remethylation of homocysteine to methionine and for the subsequent
production of AdoMet. Thus, although MTFHR is expressed ubiquitously,
its mRNAlevels are the highest inthe testis, where DNAmethylationis critical
for germcell maturation and genomic imprinting (Gaughan et al., 2000). Mild
MTHFR deficiency, as characterized by an enzyme with 3545% residual
activity, is the most common inborn error of folate metabolism, affecting
520% of North Americans and Europeans (Pejchal et al., 2006). The primary
cause is a common C to T substitution at nucleotide 677, which results in the
amino acid change A222V in the catalytic domain of the protein (Shivapurkar
et al., 1995). The C677T SNP does not affect the kinetic properties of
MTHFR but rather enhances the loss of the FAD cofactor by displacing
helix a5 (Guenther et al., 1999; Pejchal et al., 2006; Yamada et al., 2001).
This creates a thermolabile protein (Kang et al., 1988). Mild MTHFR defi-
ciency is associated with mild hyperhomocysteinemia, especially in those with
low folate concentrations ( Jacques et al., 1996), and decreased plasma and red
Folate-Mediated One-Carbon Metabolism 17
cell folate levels (Molloy et al., 1997; Parle-McDermott et al., 2006b). Clini-
cally, C677Thas been shown, in some cases, to be associated with an increased
risk for cardiovascular disease (Klerk et al., 2002; Kluijtmans et al., 1996; Morita
et al., 1997), NTDs (Christensen et al., 1999; Ou et al., 1996; van der Put et al.,
1995), cleft lip and palate (Mills et al., 1995; Zhu et al., 2006), thrombosis
(Keijzer et al., 2002; Quere et al., 2002; Zalavras Ch et al., 2002), and schizo-
phrenia (Lewis et al., 2005; Muntjewerff et al., 2005, 2006; Scher et al., 2006). It
has also been shown to be protective against several types of cancers, including
ALL (Skibola et al., 1999), childhood acute leukemia (Wiemels et al., 2001),
and colorectal cancer (Chen et al., 1996; Ma et al., 1997).
Another common MTHFR SNP, A1298C (E429A), exists in strong
linkage disequilibrium with C677T (Stegmann et al., 1999). Unlike C677T
which is located in the N-terminal domain of the protein, A1298C affects
the regulatory (C-terminal) domain of the protein and is therefore catalyti-
cally indistinguishable from the wild-type enzyme (Yamada et al., 2001).
Individuals with the A1298C polymorphism exhibit increased red cell folate
levels but have no significant change in vitamin B
12
, plasma folate, or
homocysteine levels (Parle-McDermott et al., 2006b). Clinically, the poly-
morphism was shown to be associated with a decreased risk for ALL
(Skibola et al., 1999) and childhood acute leukemia (Wiemels et al., 2001).
C. Biosynthetic enzymes
1. GARFT and AICARFT
a. Reaction De novo purine biosynthesis is a 10-step reaction whereby
5-phosphoribosylpyrophosphate is converted to inosine monophosphate
(IMP), the precursor of adenine and guanine nucleotides. Of the 10 steps
involved in de novo purine biosynthesis, 2 are catalyzed by folate-dependent
enzymes. In the third reaction, GARFT transfers the formyl group of
10-formylTHF to glycinamide ribotide (GAR) to form formylglycinamide
ribonucleotide (FGAR) and THF. In the ninth reaction, AICARFT trans-
fers the formyl group of 10-formylTHF to aminoimidazole carboxomide
ribotide (AICAR) to form formylaminoimidazole carboxomide ribonucle-
otide (FAICAR) and THF. In eukaryotic cells, GARFT and AICARFT
activities are part of multi-functional enzymes. GARFT activity comprises
the C-terminal domain of a protein that also contains the active sites of
GAR synthetase (GARS) and aminoimidazole ribotide synthetase (AIRS)
(Aimi et al., 1990; Schild et al., 1990), and AICARFT resides on the same
polypeptide as IMP cyclohydrolase. Substrate channeling among GARFT,
GARS, and AIRS drives the AICARFT reaction forward by coupling the
energetically unfavorable production of FAICAR to the highly favorable
cyclohydrolase reaction (Wall et al., 2000).
18 Jennifer T. Fox and Patrick J. Stover
b. Mechanism Despite performing similar reactions, GARFT and
AICARFT act through distinct mechanisms. The reaction catalyzed by
GARFT occurs by an ordered sequential mechanism (Caperelli, 1989),
with 10-formylTHF binding to the active site first through interactions
with His108 and Asn106. His108, which has a high the pK
a
due to the
formation of a salt bridge with Asp144, aids in the nucleophilic attack of
GAR on 10-formylTHF by withdrawing electrons from the formyl group
of the cofactor. A water molecule hydrogen bonded to Asp144 then
catalyzes the transfer of a proton from the amino group of GAR to the
N10 of THF (Klein et al., 1995; Qiao et al., 2004).
Unlike GAR, AICAR contains a relatively non-nucleophilic C5 amine
that must first be activated in order for the formylation reaction to occur
(Bulock et al., 2002; Wall et al., 2000; Yamazaki, 1978). In one proposed
mechanism, activation of the C5 amine results from Phe542 orienting the
AICAR carboxamide upward and out of the imidazole ring plane, allowing
the carboxamide to hydrogen bond to the C5 amino group and thus
increases the nucleophilicity of the amine. Proton abstraction from the
amino group via His268 then occurs concomitant with the nucleophilic
attack of this group on 10-formylTHF. The transition state of this reaction is
thought to be stabilized by Lys267, a residue that may also play a role in the
subsequent protonation of THF (Wolan et al., 2002). The findings of
Wolan et al. are in partial disagreement with the earlier proposed
mechanisms (Shim et al., 2001).
c. Regulation To date, little is known about the about the tissue specific
or genetic regulation of GARFT and AICARFT expression. The putative
promoter region of the gene encoding GARFT was found to have four SP1
sites, but the importance of these sites in transcriptional control has yet to be
determined. GARFT is developmentally regulated in the human cerebel-
lum, with high expression found during prenatal development, and no
expression detected in that tissue shortly after birth (Brodsky et al., 1997).
d. Physiological function GARFT and AICARFT play a key role in
de novo nucleotide biosynthesis by catalyzing the incorporation of formate
into the C8 and C2 positions of the purine ring, respectively. Once formed,
purine nucleotides function as precursors for DNA, RNA, coenzymes,
energy transfer molecules, and regulatory factors. Although the salvage
pathway is thought to be the major source of purines in differentiated
mammalian cells (Meredith et al., 1995), the de novo pathway was found to
supply most of the adenine and guanine nucleotides during human embry-
onic development (Brodsky et al., 1997).
Compared to normal cells, cancer cells have an increased dependence on
de novo purine biosynthesis for adenine and guanine nucleotides. Thus, both
Folate-Mediated One-Carbon Metabolism 19
GARFT and AICARFT are chemotherapeutic targets. 6-R-dideazatetra-
hydrofolate (DDATHF, Lometrexol) is an antifolate that specifically targets
GARFT. In contrast to the natural substrate of the enzyme, DDATHF
contains carbon atoms at positions 5 and 10 that render it unable to serve as a
substrate (Beardsley, 1989; Erba, 1994). The antimetabolate methotrexate
(4-amino-10-methylpteroyglutamic acid) inactivates several folate-
dependent enzymes, including both GARFT and AICARFT, by depleting
10-formylTHF (Allegra et al., 1986 ). Inhibition of AICARFT by metho-
trexate and dihydrofolate polyglutamates results in an anti-inflammatory
response (Cronstein et al., 1993; Gadangi et al., 1996; Szabados et al., 1994).
A common SNP in the AICARFT gene, C347G (Thr116Ser), is associated
with a better therapeutic response to methotrexate in patients with rheu-
matoid arthritis, although the mechanism by which the polymorphism
influences drug efficacy remains unknown (Dervieux et al., 2004).
Another AICARFT gene variant, A1277G (K426R), completely
abolishes AICARFT enzymatic activity, presumably by disrupting the
binding of a potassium ion that plays a key role in tertiary structure stabili-
zation. To date, this mutation has only been identified in one allele of a
4-year-old girl who presented with profound mental retardation, epilepsy,
dysmorphic features, and congenital blindness. Her other allele showed a
frameshift in exon 2 due to a duplication/deletion event (125129dup
GGGAT; 130132 delGCT) that resulted in mRNA instability (Marie
et al., 2004).
2. Thymidylate synthase
a. Reaction Thymidylate synthase (TS) catalyzes the 5,10-methyleneTHF-
dependent conversion of deoxyuridine monophosphate (dUMP) to the DNA
precursor deoxythymidine monophosphate (dTMP). This is the only folate-
dependent reaction whereby the folate cofactor serves both as a one-carbon
donor and source of reducing equivalents. When 5,10-methyleneTHF is
limiting in the cell, TS must compete with MTHFR for this cofactor. Thus,
in addition to its role in DNA synthesis, TS expression may also indirectly
influence homocysteine levels (Trinh et al., 2002).
b. Mechanism The TS reaction initiates with the opening of the imidazole
ring and activation of the methyleneTHF cofactor to the reactive 5-iminium
cation. Ring opening is facilitated through either the TS-assisted protonation
of N10, a protonated water molecule that acts as a general acid catalyst, or the
formation of a hydrogen bond between N10 and an active site residue such as
Glu60. dUMP must also be activated by the thiol group of Cys198, which
either directly attacks C6 of the substrate to produce a nucleophilic enolate
or transfers a hydrogen to a water molecule that acts as a base. The enolate
then attacks C6 of the iminium cation to form a ternary covalent interme-
diate complex. Tyr146-assisted deprotonation of C5 (Liu et al., 1999)
20 Jennifer T. Fox and Patrick J. Stover
followed by the elimination of THF from this complex results in an
exocyclic methylene intermediate. Hydride transfer from THF to this
intermediate yields the products dTMP and dihydrofolate (Carreras and
Santi, 1995).
c. Regulation TS is a housekeeping gene but its expression is increased
markedly in dividing cells (Ayusawa et al., 1986; Conrad, 1971). Although
protein and mRNA levels increase as cells progress from the G
1
to the
S-phase of the cell cycle, TS gene transcription remains constant, suggesting
that regulation occurs primarily at the posttranscriptional level (Ash et al.,
1995; Jenh et al., 1985; Navalgund et al., 1980). The cell cycle-directed
regulation of TS is thought to be controlled by a spliceable intron located
downstream of the transcription start site (Ash et al., 1993; Ke et al., 1996)
and several transcriptional control elements in the promoter region (Dong
et al., 2000). The transcription factor GABP, acting synergistically with Sp1,
stimulates TS promoter activity by binding to the Ets site (Rudge and
Johnson, 2002). The mouse LSF element has been shown to be necessary
for the S-phase-specific expression of the gene in growth-stimulated cells
(Powell et al., 2000). In the G
0
and G
1
stages, E2F interacts with the
retinoblastoma tumor suppressor, histone deacetylase, and SWI/SF chro-
matin remodeling proteins, forming a repressor complex that inhibits
the enzymes transcription (Angus et al., 2002). This inhibition can be
overcome by the ectopic expression of E2F (DeGregori et al., 1995).
In addition to regulation by various promoter elements, TS expression can
also be controlled through polyadenylation, site-specific cleavage, and trans-
lational repression. TS contains two polyadenylation signals that affect the
length of the 3
0
UTR and thus have an impact on mRNA stability (Takeishi
et al., 1985). A naturally occurring antisense RNA (rTSa) produced from a
gene (rTS) that overlaps with the 3
0
end of the TS gene downregulates TS
expression by inducing the site-specific cleavage of TS RNA (Chu and
Dolnick, 2002). In the absence of bound folate cofactors, TS can also bind
to its own mRNA and repress its translation (Chu et al., 1991).
d. Physiological function/gene variants The reaction catalyzed by TS is
the only source of de novo dTMP synthesis, making TS indispensable for
DNA replication and repair. Impairments in TS enzymatic activity,
whether due to polymorphisms or pharmacological agents, are associated
with decreased DNA synthesis, increased uracil misincorporation into
DNA, chromosome damage, fragile site induction, and apoptotic cell
death (Hori et al., 1984).
Because of its importance in DNA synthesis, TS is the target of several
antineoplastic agents including the fluoropyrimidines 5-fluorouracil and
5-fluoro-2-deoxyuridine, and the antifolates ralitrexed, premetrexed, and
methotrexate. These chemotherapeutic drugs generate metabolites that
Folate-Mediated One-Carbon Metabolism 21
inhibit TS enzymatic activity and have been effective in the treatment of
head, neck, breast, stomach, and colon cancers (Takemura and Jackman,
1997). Although these agents decrease TS catalytic function, they also
increase its intracellular concentration (Gorlick et al., 1998; Van der Wilt
et al., 1992) either by inhibiting the binding of TS to its mRNA or by
decreasing the rate of ubiquitin-independent enzyme degradation
(Forsthoefel et al., 2004; Kitchens et al., 1999). This phenomenon is thought
to lead to cellular resistance and decreased drug efficacy.
Within the 5
0
UTR of TS, there is a common 28-nucleotide G/C-rich
tandem repeat polymorphism that is thought to influence a patients
response to TS-based chemotherapy. The number of these repeats can
vary, with the most common number being two (2R) or three (3R).
These repeat regions contain USF-1 transcription factor-binding sites
(Mandola et al., 2003) and act as TS promoter enhancers; they also serve
to increase its translation. Thus, individuals with the 2R/2R geno-
type produce significantly less TS protein than those with the 3R/3R
genotype (Horie et al., 1995; Kawakami and Watanabe, 2003) and show a
better response to fluoropyrimidine and mexotrexate therapy. However,
they also suffer increased toxicity because of cytotoxic damage to normal
tissues (Krajinovic et al., 2002; Pullarkat et al., 2001). Within the second
repeat of the 3Rallele and the first repeat of the 2Rallele, there is a G ! C
polymorphism that results in a reduction in TS expression, presumably due
to the disruption of a USF-1-binding site (Kawakami et al., 1999; Lincz
et al., 2007; Mandola et al., 2003).
Another TS gene variant results from a six-base pair insertion/deletion
in the 3
0
UTRof the transcript (Ulrich, 2000). This deletion affects mRNA
stability and translation (Chu, 2002) and results in the reduction of TS
expression (Mandola, 2004). It also leads to an increase in red blood cell
folate concentrations and a decrease in homocysteine levels (Kealey, 2005).
The homozygous insertion genotype has been found to be associated with
an increased risk for spina bifida, especially when present in combination
with the 2R/2R genotype (Volcik, 2003).
3. Methionine synthase
a. Reaction Methionine synthase (MS) is a cobalamin (vitamin B
12
)-
dependent enzyme that, in mammalian tissue, functions within the trans-
methylation cycle by catalyzing the 5-methylTHF-dependent remethylation
of homocysteine to methionine. The MS-catalyzed reaction occurs via three
separate methyl transfer reactions that take place in different binding domains
of the four functional modules that comprise MS. The N-terminal module
utilizes a (Cys)
3
Zn
2
cluster to bind homocysteine. A second module binds
and activates 5-methylTHF for methyl transfer. A third module binds cobal-
amin. The C-terminal module binds S-adenosyl methionine (AdoMet)
and is required for reductive reactivation of the cobalamin cofactor
22 Jennifer T. Fox and Patrick J. Stover
(Drennan et al., 1994; Goulding et al., 1997; Katrina Peariso et al., 1998;
Ludwig and Matthews, 1997). Each methyl transfer requires a different
arrangement of modules that is made possible by the interdomain connectors
of the enzyme (Gokhale and Khosla, 2000).
b. Mechanism The catalytic mechanism initiates with the methylation of
cob(I)alamin by 5-methylTHF to form an enzyme-bound methylcob(III)
alamin intermediate and THF. Methyl transfer from methylcob(III)alamin
to homocysteine produces methionine and regenerates cob(I)alamin for use
in subsequent methylation cycles (Banerjee et al., 1990). Cob(I)alamin and
methylcob(III)alamin are susceptible to oxidation and photolysis, respec-
tively, resulting in the occasional formation of a cob(II)alamin species that
inactivates the enzyme. Mammalian MS is reactivated through reducing
equivalents that are generated by MS reductase, a P
450
-reductase like
protein that binds NADPH, FAD, and FMN (Leclerc et al., 1998).
c. Regulation MS expression is regulated by several factors including
vitamin B
12
, cis-acting elements located within its mRNA, and nitrous
oxide. Vitamin B
12
was found to stimulate MS translation by interacting
(via an auxiliary protein) with an internal ribosome entry site located within
the 5
0
UTR of the transcript (Oltean and Banerjee, 2005). The 5
0
leader
sequence of human MS mRNA also contains two upstream open reading
frames that recruit the 40 S ribosomal subunit and cause it to stall on the
UTR, thus inhibiting the translation of MS (Col et al., 2007).
Loss of vitamin B
12
, due to nutritional deficiency or nitrous oxide
exposure, inhibits nucleotide biosynthesis because of the accumulation of
cytoplasmic folate cofactors as 5-methylTHF. The effect of vitamin B
12
deficiency on 5-methylTHF accumulation is referred to as methyl trap
(Lassen et al., 1956; Shane and Stokstad, 1985). 5-MethylTHF accumulates
because the MTHFR reaction is irreversible in vivo and MS is the only
5-methylTHF utilizing enzyme. When cellular vitamin B
12
levels are
adequate, the regulation of MTHFR by AdoMet protects against a methyl
trap by inhibiting the 5-methylTHF synthesis and preventing the depletion
of 5,10-methyleneTHF pools required for thymidylate biosynthesis. The
feedback inhibition of AdoMet also ensures that, during times when methi-
onine is abundant, one-carbon units are spared for the synthesis of DNA
precursors (Kutzbach and Stokstad, 1971).
d. Physiological function/gene variants MS serves three important phys-
iological functions: (1) the regeneration of the THF cofactor, (2) the
synthesis of the essential amino acid methionine, and (3) the removal of
cellular homocysteine, which is a risk factor for cardiovascular disease
(Refsum et al., 1998), NTDs (Mills et al., 1995), and Alzheimers disease
(Clarke et al., 1998). MS is an essential enzyme as evidenced by the
Folate-Mediated One-Carbon Metabolism 23
embryonic lethality of the MS knockout mouse (Swanson et al., 2001).
Although betaine homocysteine methyltransferase can also remethylate
homocysteine to form methionine, its expression is limited primarily to
the liver and kidney, whereas MS displays ubiquitous expression (Chen
et al., 1997).
Rare mutations in the MS gene, such as P1173L, result in an autosomal
recessive disease that is associated with homocysteinemia, homocysteinuria,
hypomethioninemia, megaloblastic anemia, neural dysfunction, and mental
retardation (Gulati et al., 1999). More subtle clinical outcomes are associated
with the common polymorphic variant, A2756G, that affects the domain
involved in methylation and reactivation of the B12 cofactor (Leclerc et al.,
1996) and results in decreased plasma homocysteine levels (Harmon et al.,
1999). A2756G was found to be positively associated with aberrant methyla-
tion in patients with colorectal, breast, or lung tumors (Paz et al., 2002) and
has been implicated as a risk factor for systemic lupus erythematosus
(Burzynski et al., 2007), bipolar disorder, schizophrenia (Kempisty et al.,
2007), and for having a child with spina bifida (Doolin et al., 2002), oralfacial
clefts (Mostowska et al., 2006), and Down syndrome (Bosco et al., 2003).
D. Folate-binding proteins
1. Glycine N-methyltransferase
Glycine N-methyltransferase (GNMT) is a relatively abundant methytrans-
ferase that catalyzes the AdoMet-dependent methylation of glycine to
sarcosine. Its metabolic role is to govern transmethylation reactions by
regulating and buffering the AdoMet/AdoHyc ratio. GNMT activity is
allosterically regulated by 5-methylTHF, which is a tight-binding inhibitor
of GNMT. Under conditions of adequate AdoMet concentrations,
AdoMet inhibits MTHFR and limits 5-methylTHF synthesis to decrease
rates of methionine synthesis. GNMT remains active under these conditions
and metabolizes excess AdoMet. In contrast, when AdoMet levels are low,
the production of 5-methylTHF by MTHFR inhibits GNMT activity
and conserves the limited amount of methionine for essential methylation
reactions (Porter et al., 1985).
III. Introduction to Mitochondrial
One-Carbon Metabolism
Relatively little is known about one-carbon metabolism in the mito-
chondria compared with one-carbon metabolism in the cytoplasm, and
virtually nothing is known about its regulation. Interestingly, many of
the enzyme activities associated with the interconversion of THF-activated
24 Jennifer T. Fox and Patrick J. Stover
one-carbons in the cytoplasm are also found in the mitochondrial compart-
ment. However, unlike the cytoplasm, the interconversion of one-carbon
substituted folates in mitochondria is driven in the oxidative direction toward
formate production and/or differs with respect to the source of reducing
equivalents (Appling, 1991; Christensen and MacKenzie, 2006). Approxi-
mately 40% of total cellular folate polyglutamates are present in mitochondria
as a stable pool that does not exchange with the cytoplasmic compartment
(Horne et al., 1989; Lin et al., 1993). The primary functions of mitochondrial
one-carbon metabolism are (1) to generate one-carbon units in the form of
formate for cytoplasmic one-carbon metabolism, (2) to generate the amino
acid glycine, and (3) to synthesize formylmethionyl-tRNA for protein
synthesis. Communication between mitochondrial and cytoplasmic folate
metabolism is facilitated through the exchange of one-carbon donor
substrates including serine, glycine, and formate (Appling, 1991).
The essentiality of mitochondrial folate metabolism for glycine synthesis
was revealed when complementation groups of glycine auxotrophs were
isolated from mutagenic screens of Chinese hamster ovary (CHO) cells.
Cell lines were identified with mutations in the genes that encode the
mitochondrial folate-dependent proteins SHMT2 ( glyA) (Pfendner and
Pizer, 1980) and the mitochondrial folate transporter ( glyB) (Titus and
Moran, 2000). Other studies have demonstrated that mitochondria effec-
tively convert serine to glycine and formate; isolated mitochondria from rats
are capable of synthesizing formate from serine (Barlowe and Appling,
1988; Garcia-Martinez and Appling, 1993). However, the definitive path-
way for mitochondrial synthesis of formate from serine has yet to be
established (Christensen and MacKenzie, 2006), and not all the enzymes
required for this pathway have been identified.
A. Enzymes that generate one-carbon units
1. Mitochondrial serine hydroxymethyltransferase
Serine is a primary source of one-carbon units carried by THF for folate-
dependent biosynthetic reactions in humans (Davis et al., 2004). The
metabolism of serine to formate and glycine in mitochondria is initiated
by the pyridoxal-phosphate-dependent mitochondrial isozyme of serine
hydroxymethyltransferase (SHMT2). Although the cytoplasmic and mito-
chondrial isozymes share similar physical and catalytic properties, their
physiological functions appear to be distinct. As mentioned previously,
CHO cells lacking SHMT2 are autotrophic for glycine; the C3 of serine
is also a primary source of one-carbon units for cytoplasmic one-carbon
metabolism in human MCF-7 cells (Herbig et al., 2002; Pfendner and Pizer,
1980). SHMT2 may also function in the conversion of glycine to serine
during gluconeogenesis (Christensen and MacKenzie, 2006; Nijhout et al.,
2006).
Folate-Mediated One-Carbon Metabolism 25
Little is known about the regulation of SHMT2 expression and activity.
Unlike the cytoplasmic SHMT1 isozyme, SHMT2 expression is ubiqui-
tously expressed in human tissues (Girgis et al., 1997). Its activity is sensitive
to pyridoxal-phosphate levels (Anguera et al., 2006; Scheer et al., 2005).
SHMT2 transcription is myc responsive consistent with its role in generating
one-carbons for cytoplasmic metabolism; expression of the SHMT2 cDNA
in c-myc-null cells partially complements growth inhibition associated with
the loss of myc expression (Nikiforov et al., 2002).
2. Glycine cleavage system and aminomethyltransferase
The glycine cleavage system (GCS) is a multienzyme complex that catalyzes
the reversible oxidation of glycine to CO
2
, ammonia, and 5,10-methylene-
THF (Okamura-Ikeda et al., 2005). The complex consists of four proteins:
(1) the P-protein, which catalyzes the pyridoxal-phosphate-dependent
decarboxylation of glycine; (2) the H-protein, a lipoic acid-requiring
hydrogen carrier; (3) the T-protein, which is a THF-dependent amino-
methyltransferase (AMT); and (4) the L-protein, a lipoamide dehydroge-
nase. This complex is located in the inner mitochondrial membrane and
expressed in the liver, kidney, the glia-astrocyte lineage of the brain, and
the neuroepithelium during development (Ichinohe et al., 2004). Recent
stable isotope tracer studies in human subjects demonstrate that GCS
accounts for nearly 40% of overall glycine flux and that the 5,10-methylene-
THF produced from glycine catabolism makes major contributions to cyto-
plasmic THF-dependent purine and thymidylate biosynthesis (Lamers et al.,
2007).
Little is known regarding the regulation of GCS but has been shown to
be essential for normal embryonic development. Nonketotic hyperglycine-
mia (NKH) is an autosomal recessive inborn error of metabolism whose
clinical manifestations include severe mental retardation, seizures, apnea,
and hypotonia and result from the accumulation of glycine in all tissues
including the central nervous system. NKH is usually associated with
mutations in the P-protein or the T-protein (Dinopoulos et al., 2005).
3. Dimethylglycine dehydrogenase and sarcosine dehydrogenase
The oxidative catabolism of choline occurs through the sequential conver-
sion of choline ! betaine ! dimethylglycine ! sarcosine ! glycine;
dimethylglycine and sarcosine catabolism occurs in liver mitochondria
matrix through the activity of dimethylglycine dehydrogenase (DMGDH)
and sarcosine dehydrogenase (SDH), respectively. Both enzymes contain a
covalently bound FAD and are major folate-binding proteins in liver
(Wittwer and Wagner, 1980). The reaction mechanisms are not established
(Porter et al., 1985) but the electrons generated are transferred ultimately to
the electron-transport chain.
26 Jennifer T. Fox and Patrick J. Stover
The quantitative contribution of choline degradation to the cytoplasmic
folate-activated one-carbon pool is not known.
Inborn errors of metabolism are associated with both DMGDH and
SDH deficiency. DMGDH deficiency results in muscle fatigue and body
odor; sarcosinemia is a rare autosomal disorder with a broad and variable
spectrum of symptoms including mental retardation and growth failure
(Binzak et al., 2001).
4. 10-FormylTHF synthetase
The final step in the putative conversion of the hydroxymethyl group of
serine to formate in mitochondria requires the generation of formate from
10-formylTHF (Appling, 1991). This reaction can occur in mitochondria
through the reverse reaction of FTHFS, driven by a favorable ADP/ATP
ratio in mitochondria (Appling, 1991). Mitochondria contain a monofunc-
tional FTHFS enzyme that is encoded by MthfdL1, which is expressed
ubiquitously in mammalian cells (Christensen et al., 2005; Prasannan et al.,
2003; Walkup and Appling, 2005). Further studies of this recently identified
FTHFS enzyme will determine if its primary function is to generate formate
from 10-formylTHF.
B. Folate-interconverting enzymes
1. 5,10-MethenylTHF cyclohydrolase and 5,10-methyleneTHF
dehydrogenase
Human mitochondria contain isozymes of MTHFD and MTHFC activities
encoded by a single gene, Mthfd2, which is believed to have evolved
through gene duplication and mutation of Mthfd1 (Di Pietro et al., 2002,
2004). Mthfd2 does not encode FTHFS activity, and the mitochondrial
MTHFD activity is distinguished from its cytoplasmic counterpart by its
NAD-dependence that serves to drive the reaction in the oxidative direc-
tion to generate 10-formylTHF (Christensen and MacKenzie, 2006).
Mthfd2 is an essential gene during mouse development but is not found in
adult tissues. Its expression appears to be limited to embryonic and trans-
formed cells (Peri and MacKenzie, 1993). Deletion in murine embryonic
fibroblasts creates a glycine auxotrophy, indicating a role for this enzyme in
generating unsubstituted THF for SHMT2 and potentially generating
fomate from serine. Therefore, while a complete folate-dependent pathway
for generating formate from serine exists in embryonic cells, the lack of
identified MTHFD and MTHFC activities in adult tissues represents a gap
in our understanding of mitochondrial folate metabolism and/or the inter-
action between cytoplasmic and mitochondrial one-carbon metabolism in
adult tissues.
Folate-Mediated One-Carbon Metabolism 27
C. Biosynthetic enzymes
1. Methionyl-tRN A
f
Met
formyltransferase
Protein synthesis in mitochondria and prokaryotes is initiated with formyl-
methionyl-tRNA (fMet-tRNA), which is formed by the 10-formylTHF-
dependent formylation of Met-tRNA-catalyzed methionyl-tRNA
f
Met
formyltransferase (MFT) (Bianchetti et al., 1977; Takeuchi et al., 1998). This
is the only known biosynthetic reaction that occurs in mitochondria, other
thanamino acid interconversionreactions (Fig. 1.1). Although MFT-deficient
Saccharomyces cerevisiae displays normal mitochondrial function and mitochon-
drial protein synthesis (Tibbetts et al., 2003), MFT does offer selective advan-
tage under severe growth conditions (Vial et al., 2003). Formylation of
Met-tRNA confers specificity to its interaction with initiation factor
2 (IF-2); bovine IF-2 binds fMet-tRNA with 25-fold greater affinity than
Met-tRNA and mitochondrial ribosomes bind fMet-tRNA 50-fold tighter
than Met-tRNA in the presence of IF-2 (Spencer and Spremulli, 2004).
IV. Nuclear Folate-Mediated One-Carbon
Metabolism
There is increasing evidence that folate-mediated thymidylate syn-
thesis occurs in both the nucleus and the cytoplasm (Fig. 1.1). Approxi-
mately 10% of cellular folate is present in the nucleus, and TS and
SHMT1 have been localized to the nucleus in several mammalian cell
types in S-phase (Anderson et al., 2007; Bissoon-Haqqani et al., 2006;
Brown et al., 1965; Prem veer Reddy and Pardee, 1980; Samsonoff et al.,
1997; Wong et al., 2001). The three enzymes that constitute the TS cycle
[SHMT1, TS, and dihydrofolate reductase (DHFR)] are all substrates for
UBC9-mediated modification with the small ubiquitin-like modifier
(SUMO), which targets proteins for nuclear localization during S-phase
(Anderson et al., 2007; Woeller et al., 2007a). Nuclear TS was shown to form
part of a putative replitase complex along with DNA polymerase a,
ribonucleotide reductase, thymidylate kinase, NDP kinase, the folate-
dependent enzyme DHFR (Boorstein and Pardee, 1983; Noguchi et al.,
1983; Premveer Reddy and Pardee, 1980), and possibly SHMT1 (Woeller,
2007a). Because SHMT1 exhibits a narrow range of tissue-specific expres-
sion compared with TS and DHFR, it is unlikely that all cells synthesize
thymidylate in the nucleus. Although the biological significance of nuclear
dTMPsynthesis at the cellular level remains unclear, it has been hypothesized
that its association with the replitase complex allows for de novo thymidylate
synthesis directly at the replication fork during S-phase and may lower uracil
misincorporation into DNA.
28 Jennifer T. Fox and Patrick J. Stover
ACKNOWLEDGMENTS
This work was supported by PHS DK58144 to PJS.
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44 Jennifer T. Fox and Patrick J. Stover
C H A P T E R T W O
Mathematical Models of
Folate-Mediated One-Carbon
Metabolism
H. F. Nijhout,* M. C. Reed,

and C. M. Ulrich

Contents
I. Introduction 46
II. Structure and Function of the Cycles 49
III. Why Mathematical Modeling? 51
A. Previous modeling efforts 52
B. Why modeling? 54
C. Difficult issues in modeling 55
D. Advantages of mathematical models 57
E. Kinetics, parameter values, and model structure 59
IV. Model Development 61
V. Blood Versus Intracellular Metabolite Concentrations 66
VI. Modeling GeneGene and GeneEnvironment Interactions 67
VII. Modeling and Simulation have Revealed Novel Homeostatic
Mechanisms 70
VIII. Steady States and Fluctuations 75
IX. Conclusions 77
Acknowledgments 78
References 78
Abstract
Folate-mediated one-carbon metabolism is an unusually complex metabolic
network, consisting of several interlocking cycles, and compartmentation
between cytosol and mitochondria. The cycles have diverse functions, the
primary being thymidylate synthesis (the rate limiting step in DNA synthesis),
the initial steps in purine synthesis, glutathione synthesis, and a host of methyl
transfer reactions that include DNA and histone methylation. Regulation within
the network is accomplished by numerous allosteric interactions in which
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00402-0 All rights reserved.
* Department of Biology, Duke University, Durham, North Carolina 27705
{
Department of Mathematics, Duke University, Durham, North Carolina 27705
{
Cancer Prevention Program, Fred Hutchinson Cancer Research Center, Seattle, Washington 98109
45
metabolites in one part of the network affect the activity of enzymes elsewhere
in the network. Although a large body of experimental work has elucidated the
details of the mechanisms in every part of the network, the multitude of
complex and non-linear interactions within the network makes it difficult to
deduce how the network as a whole operates. Understanding the operation of
this network is further complicated by the fact that human populations maintain
functional polymorphisms for several enzymes in the network, and that the
network is subject to continual short and long-term fluctuations in its inputs as
well as in demands on its various outputs. Understanding how such a complex
system operates is possible only by means of mathematical models that take
account of all the reactions and interactions. Simulations with such models can
be used as an adjunct to laboratory experimentation to test ideas and alterna-
tive hypotheses and interpretations quickly and inexpensively. A number of
mathematical models have been developed over the years, largely motivated
by the need to understand the complex mechanisms by which anticancer drugs
like methotrexate inhibit nucleotide synthesis and thus limit the ability of cells
to divide. More recently, mathematical models have been used to investigate
the regulatory and homeostatic mechanisms that allow the system to accom-
modate large fluctuations in one part of the network without affecting critical
functions elsewhere in the network. 2008 Elsevier Inc.
I. Introduction
The origin of our mathematical modeling work stems froman interest in
understanding howgenes and the environment interact in the biochemistry of
cells. This ledus tostudy folate andmethionine metabolismbecause this part of
cell metabolismis linked to a diversity of humandiseases that have bothgenetic
and environmental contributing factors. Folate and other B vitamins play
critical roles in the biochemical reactions of one-carbon metabolism that are
related to amino acid metabolism, nucleotide synthesis, and numerous
methyl-transferase reactions, including DNA and protein methylation.
Defects in folate-mediated one-carbon metabolism (FOCM; Table 2.1
lists the acronyms and abbreviation used in this chapter), either due to
mutations in the genes that code for enzymes in the pathway or to deficien-
cies in vitamin cofactors, are associated with megaloblastic anemia, spina
bifida and other neural tube defects, cardiovascular disease, increased sensi-
tivity to oxidative stress, and a variety of neuropsychiatric disorders. FOCM
is also involved in the etiology of colorectal and other types of cancer, and
chemotherapeutic agents, such as methotrexate and 5-fluorouracil, target
FOCM and play a central role in cancer treatment. FOCM is highly com-
plex. It consists of a set of interlocked biochemical cycles (Fig. 2.1) whose
enzymes are subject to complex allosteric regulations. The function of this
complex network is further complicated by the fact that there are genetic
polymorphisms for many of the enzymes in the network, and the functions
46 H. F. Nijhout et al.
of the network are sensitive to the input of various amino acids (glycine,
serine, methionine, and cysteine), B vitamins (folic acid, B
6
and B
12
), and is
affected by environmental factors such as alcohol intake in intricate ways that
alter the normal operation of the network and the risk of disease.
Considerable research over the past 40 years has identified most if not all of
the important details of FOCM. However, a limiting factor of these critical
studies is that they have primarily focused on single reactions and on small
portions of the pathway, and thus provide no means for understanding the
overall functioning of the system. The multiple cycles andpathways of FOCM
together are part of a complex nonlinear system, which is difficult to capture
using purely experimental methods. Mathematical modeling is an approach
that has been particularly useful in the study of complex biological systems
(Edelstein-Keshet, 1988; Murray, 1989). Below we will review how mathe-
matical modeling has been able to confirmkey hypotheses about the operation
of various portions of FOCM, and how modeling has provided novel insights
into the properties and consequences of various regulatory mechanisms that
stabilize portions of the network against environmental perturbations.
Table 2.1 Abbreviations and acronyms used in the text and gures
Acronym Name
10f-THF 10-Formyltetrahydrofolate
10f0DHF 10-Formyldihydrofolate
5fTHF 5-Formyltetrahydrofolate (leucovorin)
5mTHF 5-Methyltetrahydrofolate
AICAR P-ribosyl-5-amino-4-imidazole carboxamide
AICART Aminoimidazolecarboxamide ribonucleotide transferase
BET, Bet Betaine
BHMT Betaine-homocysteine methyltransferase
CBS Cystathionine b-synthase
CH:NHTHF 5-Formiminotetrahydrofolate
CHTHF 510-Methenyltetrahydrofolate
CH2-THF 510-Methylenetetrahydrofolate
CTGL g-Cystathionase
Cys Cysteine
Cyst Cystathionine
DHF Dihydrofolate
DHFR Dihydrofolate reductase
DHFS Dihydrofolate synthase
DHPR Dihydropteridine reductase
DMG Dimethylglycine
DMGD Dimethylglycine dehydrogenase
DNMT DNA-methyltransferase
(continued)
Mathematical Models of Folate-Mediated One-Carbon Metabolism 47
Table 2.1 (continued)
Acronym Name
dTMP Deoxythymidine monophophate
dUMP Deoxyuridine monophophate
FOCM Folate-mediated one-carbon metabolism
FR-RFC Folate receptor reduced folate carrier
FTD 10-Formyltetrahydrofolate dehydrogenase
FTD 10-Formyltetrahydrofolate dehydrogenase
FTS 10-Formyltetrahydrofolate synthase
GAR Glycinamide ribonucleotide
GCS g-Glutamylcysteine synthetase
GDC Glycine decarboxylase (glycine cleavage system)
Glut Glutamate
Glut-Cys Glutamyl-cysteine
Gly Glycine
GNMT Glycine N-methyltransferase
GPX Glutathione peroxidase
GR Glutathione reductase
GS Glutathione synthetase
GSH Reduced glutathione
GSSG Oxidized glutathione disulde
H
2
CO Formaldehyde
H
2
O
2
Hydrogen peroxide
HCOOH Formate
Hcy Homocysteine
MAT-I Methionine adenosyl transferase I
MAT-II Methionine adenosyl transferase II
MAT-III Methionine adenosyl transferase III
Met Methionine
MS Methionine synthase
MTCH 5,10-Methenyltetrahydrofolate cyclohydrolase
MTD 5,10-Methylenetetrahydrofolate dehydrogenase
MTHFR 5,10-Methylenetetrahydrofolate reductase
MTS 5,10-Methenyltetrahydrofolate synthetase
NADPH Nicotinamide adenine dinucleotide phosphate
NE non-enzymatic conversion
PGT Phosphoribosyl glycinamidetransformylase
SAH S-adenosylhomocysteine
SAHH S-adenosylhomocysteine hydrolase
SAM S-adenosylmethionine
Sarc Sarcosine
SDH Sarcosine dehydrogenase
Ser Serine
SHMT Serinehydroxymethyltransferase
TS Thymidylate synthase
THF Tetrahydrofolate
48 H. F. Nijhout et al.
II. Structure and Function of the Cycles
FOCM consists of three functional modules: the folate cycle, the
methionine cycle, and the glutathione synthesis pathway. In this chapter,
we do not consider the role of the polyamine synthesis pathway which has
recently been modeled by Rodriguez-Caso et al. (2006).
The function of FOCM is to pick up carbons from amino acids, primarily
serine, but also glycine and methionine, and deliver them (as methyl groups)
for the synthesis of purines and pyrimidines and for a variety of methylation
reactions (e.g., DNA, tRNA, and histones) (Clarke and Banfield, 2001; Cook,
2001; Shane, 1995; Wagner, 1995). Serine enters the reactions as a substrate
for SHMT which transfers one carbon to THF, yielding glycine and CH
2
-
THF. The glycine can enter the mitochondria where it is processed by the
glycine cleavage system, transferring one of its carbons to CH
2
-THF in the
THF
CH2-THF
DHF
10f-THF
dUMP
Pyrimidine
synthesis
dTMP
CH=THF
MTCH
FTS
NE
Purine
synthesis
DHFR GAR
FTD
ATP
Betaine
H
2
O
H
2
C=O
5mTHF
DNA
DNA-CH
3
Methylation
reactions
SAM
SAH Hcy
Met
Adenosine
cystathionine
BHMT
GNMT
DNMT
MAT-I
MAT-III
SAHH
CBS
MTHFR
MTD
PGT
AICART
MS
TS
FTD
H
2
C=O
Mitochondria
CO
2
FTS
NE
DMGD
SDH
GDC
SHMT
10f-THF
CH=THF
CH2-THF
THF
MTD
MTCH
Gly
Gly Gly
Gly
Ser
Ser Ser
Sarc
DMG
DMG
Sarc
SHMT
Cytosol
Gluconeogenesis
HCOOH HCOOH
vHCOOH
vSer
vGly
Serin Glyin
Metin
Serine Glycine
Methionine
SerOut
AICAR
Glutamate
Cystathionine
Cys
Glut-Cys
CTGL
GCS
GS
GSH
Gly
Cysteine
GSSG
GPX
GR
Glutathione(GSH) GSSG
Cysin
Oxidative stress
H
2
O
2
Blood
Blood
FR-RFC
Folate
One-Carbon Metabolism
Figure 2.1 Diagram of mammalian hepatic folate-mediated one-carbon metabolism.
This pathway includes the mitochondrial compartmentation, reduced glutathione
synthesis, and transport of some metabolites from the blood. Metabolites that are
variables in the model are enclosed in boxes, and enzymes are in ellipses. Full names
of the acronyms of enzymes and metabolites are given in Table 2.1.
Mathematical Models of Folate-Mediated One-Carbon Metabolism 49
mitochondrial folate cycle. The mitochondrial cycle then releases its carbons
to the cytosol as formate (HCOOH in Fig. 2.1). Glycine is also used in the
synthesis of sarcosine by GNMT. Sarcosine, in turn, also enters the mitochon-
dria and eventually yields all but one of its carbons to the mitochondrial folate
cycle. Serine is also used by the CBS reaction which complexes it with
homocysteine to yield cystathionine, which, in turn, is used for the synthesis
of cysteine and glutathione. The one-carbon units held by CH
2
-THF have
three fates: they can be passed to 5mTHF by MTHFRand subsequently to the
methionine cycle where they are used in a great diversity of methylation
reactions; they can also be passed to 10f-THF and subsequently used for
purine synthesis; finally they can be passed to TS and used to synthesize
dTMP fromdUMP. Thus, FOCMplays a critical role in nucleotide synthesis,
and the TS reaction is the rate-limiting step in DNA synthesis (Fukushima
et al., 2003). The cytosolic and mitochondrial SHMT reactions are reversible.
In the forward direction they use serine, and in the backward direction they
use glycine and one-carbon units from the mitochondrial folate cycle to
synthesize serine, which canserve as the basis for gluconeogenesis. Methionine
enters the methionine cycle and is adenosylated by MAT-I and MAT-III
(in the liver; MAT-II is the adenosyl transferase used in other tissues).
S-adenosyl methionine (SAM) serves as the general methyl donor for the
majority of methylation reactions in the cell. About half of the mass of
methionine that enters the methionine cycle leaves via the transulfuration
pathway to cystathionine and cysteine (Finkelstein, 1990; Finkelstein and
Martin, 1986), and the other half is remethylated to methionine by MS and
BHMT, using methyl groups from 5mTHF and betaine, respectively.
If the reactions illustrated in Fig. 2.1 were the only pertinent ones, this
would be a case of complicated but standard biochemistry. However, many
of the metabolites in this system are allosteric activators or inhibitors of
enzymes at some distance in the network. For example, SAM inhibits
BHMT and MTHFR and activates CBS; DHF inhibits MTD, MTCH,
and MTHFR; 5mTHF inhibits GNMT and SHMT (Finkelstein, 2003;
Finkelstein and Martin, 1984; Finkelstein et al., 1972; Jencks and Matthews,
1987; Kluijtmans et al., 1996; Ou et al., 2007; Yamada et al., 2001; Yeo and
Wagner, 1992). Many reactions also depend strongly on the cellular status
for folate and vitamins B
6
and B
12
. In addition, the velocities of many
reactions depend on the concentrations of the substrates that are controlled
by dietary inputs of glycine, serine, glutamate, cysteine and methionine.
These inputs naturally undergo enormous fluctuations so the system is often
far away from steady state (Nijhout et al., 2007b).
It is a significant challenge to understand the biological reasons for the
complicated interlocking cycles, the compartmentalization to the mitochon-
dria, and the multiple reactions by which one substrate can be transformed
into another. Since many parts of the network of FOCM share enzymes and
metabolites, there must be mechanisms that ensure that large variation in a
50 H. F. Nijhout et al.
particular region of the network does not compromise the function in other
regions. Furthermore, the many critical reactions in the network must be
buffered against large and irregular hourly and daily fluctuations in inputs of
amino acids. The overall network is too complex to understand these
regulatory functions by inspection of the reaction diagram alone, or to
deduce the integration of its various functions with any degree of certainty.
The system is well-enough understood that it is possible to develop a
mathematical description of the kinetics of the various individual reactions,
and couple these together into a single mathematical simulation model that
can be used to explore questions about structure and function.
Over the past 5 years, we have developed mathematical models for the
pathways shown in Fig. 2.1, which represents mammalian hepatic one-
carbon metabolism. Hepatic FOCM is what we might call the complete
pathway, in that all known enzymes and reactions operate in the liver. This
is not true for most other tissues. While most FOCM enzymes are also
expressed in the kidney, most other tissues in the body express only a subset
of the enzymes and thus operate on what we might called reduced
FOCM. FOCM is an ancient pathway and we have recently developed
a model for the structure and kinetics of folate metabolism in bacteria
(Leduc et al., 2007 and Fig. 2.6).
III. Why Mathematical Modeling?
We view a mathematical model as an experimental tool, much like
electrophoresis or PCR or gene knockout. Like all experimental tools,
models have their own particular strengths and limitations and these should
be understood if the tool is used to address a particular problem. A model is a
mathematical description of a specific system. One of the particular
strengths of a model is that it is completely explicit about what is in the
system and what is not. In addition, a model is explicit about all
the assumptions that are made about the properties of the components of
the system and about their interactions.
The mathematical models we are dealing with here are not theoretical
models in the sense that they attempt to discover necessary and sufficient
conditions for the behavior of a particular system, or attempt to estimate
parameter values for the system. Rather, they are strict quantitative descrip-
tions of properties that have been determined experimentally by investiga-
tors. Ideally, a model represents the state of our understanding of the
properties and interactions among the component parts of a system, and
allows one to examine the behavior of the ensemble, and the consequences
for the system as a whole of various assumptions one makes about how the
components behave and interact. The model is tested against as much
Mathematical Models of Folate-Mediated One-Carbon Metabolism 51
experimental data as possible. Ideally, the model reproduces the results of a
broad diversity of experiments both qualitatively and quantitatively.
If it does, then it can be used as an experimental tool to ask questions and
do experiments that would be difficult, or expensive, or unethical to do
in a real living system. In particular, a model provides a means to rapidly and
inexpensively test the effects of specific perturbations and of alternative
experimental strategies before committing time and resources to potentially
expensive, and possibly inconclusive laboratory experiments. In its most
useful guise, simulations with a model should interact with laboratory
experimentation in a mutually illuminating exploration of FOCM.
A modeling approach is useful when the system one wishes to study is
large and complex, with nonlinear interactions. Nonlinear systems produce
context-dependent and nonintuitive responses to perturbations, and a sim-
ple examination of the connectivity diagram is seldom able to reveal
anything useful about the dynamics of the system, nor its response to
perturbation. FOCM is such a large, complex, and nonlinear system, con-
sisting of several interlocking cycles with multiple inputs and outputs
(Fig. 2.1). In addition, many of the enzymes in this system are subject to
complex allosteric regulation by metabolites that are many steps removed in
the network. These long-range regulatory interactions provide important
homeostatic functions (see Section VII), which can only be evaluated by
simulation studies.
A. Previous modeling efforts
A number of investigators have developed mathematical modes for various
parts of FOCM (Harvey and Dev, 1975; Jackson and Harrap, 1973;
Morrison and Allegra, 1989; Seither et al., 1989; Vorontzov et al., 1980;
Werkheiser et al., 1973) and the methionine cycle (Martinov et al., 2000;
Prudova et al., 2005). Perhaps the best known among these are the extensive
studies of R. C. Jackson and his associates ( Jackson, 1980, 1984, 1986,
1993, 1995; Jackson and Harrap, 1973, 1979).
Almost without exception the models of folate metabolism have been
aimed at understanding the mechanism of action and the kinetics of anti-
cancer drugs, particularly methotrexate and 5-fluorouracil. In most cases the
models focused on the portions of the system that were most relevant for
their investigations. Jackson (1980, 1986; Jackson and Harrap, 1979) devel-
oped what is probably the most extensive model for folate metabolism
(Fig. 2.2A), consisting of more than 60 reactions that also included the
kinetics of membrane transport of folate and methotrexate, and more
detailed reactions for the synthesis of purines, pyrimidines, RNA, and
DNA. This model made specific predictions about the rates of DNA
synthesis and the amount of time required to replicate all the DNA in a
cell, and was thus able to estimate the maximal rate of cell division under
52 H. F. Nijhout et al.
various methotrexate treatment regimes. The simulated results closely
matched experimentally observed data on the inhibition of cell division
by various methotrexate treatments. The Morrison and Allegra model
(1989), shown in Fig. 2.2B, dealt specifically with the kinetics of folate
metabolismin the MCF-7 breast cancer cell line, and included the effects of
methotrexate polyglutamation and the consequent improved cellular reten-
tion of methotrexate. In spite of the fact that these models typically dealt
only with subsections of one-carbon metabolism, and did not include any of
the allosteric interactions that regulate and stabilize metabolite and fluxes,
Glycine
5mTHF
THF
5,10-CH2-THF
S
H
M
T
Serine
DHF
A
B
10f-THF
TS
MS
DHFR
dUMP
dTMP
Pyrimidine
synthesis
5,10-CH=THF
MTHFR
MTD
MTCH
FTS
NE
PGT
AICART
Purine
synthesis
AICAR
NADPH
NADPH
NADPH NADP
+
NADP
+
NADP
+
GAR
HCOOH
FTD
Methionine
Hcy
H
2
C=O
CH:NHTHF
NADPH
NADP
+
NADPH
NADPH
NADP
+
NADP
+
Glycine
5mTHF
THF
5,10-CH2-THF
S
H
M
T
Serine
10-fDHF
10f-THF
TS
MS
DHFR
dUMP
dTMP
Pyrimidine
synthesis
MTHFR
MTD
FTS
N
E
PGT
AICART
Purine
synthesis
AICAR
GAR
HCOOH
Methionine
Hcy
H
2
C=O
DHF
AICART
FDS
Figure 2.2 Diagrams of two early models of folate metabolism. A, the model of
Jackson (1980). This model also includes synthesis of nucleotides, RNA and DNA, as
well as the transport of folates and methotrexate into the cell, not shown in this
diagram. B, the model of Morrison and Allegra (1989). Full names of the acronyms
of enzymes and metabolites for this and other figures, and the text, are given in
Table 2.1. Redrawn from Jackson (1980) and Morrison and Allegra (1989).
Mathematical Models of Folate-Mediated One-Carbon Metabolism 53
they were generally able to simulate the correct pool sizes of several of the
metabolites, and the time course of inhibition of nucleotide synthesis rates
by treatment with antifolate cancer drugs.
B. Why modeling?
The traditional negative view of mathematical modeling is the following.
If the biology and biochemistry are well understood, then there is no reason
for models. On the other hand, if the biology or biochemistry is not well
understood then there is not enough information to make an accurate
model. Therefore, in either case, mathematical modeling is useless. And,
of course, this negative view is reinforced by poor modeling or modelers
who do not want deal with the full complexity of biological systems. In fact,
many biological systems are partly understood in the sense that there is
good information about many of the components of the systems but
incomplete information about how the components work together to
give rise to functional system properties. This is exactly the case with
FOCM where a great deal of information is available on individual reactions
but there is not much understanding of how the whole system works
together. It is in this intermediate partly understood situation that a
mathematical model can be a valuable, indeed necessary, investigative
tool. To illustrate this point, it is helpful to face how difficult it really is to
understand FOCM.
It is possible to understand a moderately sized traditional biochemical
reaction diagram by walking the diagram. If substrate A goes up then, since
A makes B, we expect B to go up and so forth. However, the existence of
allosteric interactions by which substrates in one part of the network activate
or inhibit enzymes in other parts makes this type of simple reasoning
impossible or at best inconclusive. For example, SAM activates the enzyme
CBS and inhibits the enzyme MTHFR. So, if we moderately increase the
methionine input to the system, will the homocysteine concentration go up
or down? Well, we would expect more mass in all the methionine cycle
metabolites, so [Hcy] should go up. On the other hand, when methionine
input goes up SAM rises appreciably and this will activate CBS, which will
draw down [Hcy]. But since SAM is up, it will inhibit MTHFR, which
will lower [5mTHF]. Since [5mTHF] is lower, the MS reaction will run
more slowly and thus [Hcy] is not used as rapidly and thus should go up. So
what will happen to [Hcy]? It is clear that no amount of verbal reasoning is
going to answer this question, especially since the reactions and the allosteric
interactions are nonlinear. One has to make calculations (and experiments)
about the relative strengths of the competing influences on [Hcy]. Two
other issues make the question even more daunting. First, the answer
may depend on the overall context of the rest of FOCM (see below).
Second, the allosteric activation of CBS and inhibition of MTHFR may
54 H. F. Nijhout et al.
have evolved to stabilize [Hcy] concentration in the face of moderate
changes in methionine input, in which case the answer to the question of
whether [Hcy] goes up or down is neither: it doesnt change much.
It is now well understood that gene expression is a stochastic process that
leads to phenotypic protein differences even among identical cells
(Elowitz et al., 2002; Sigal et al., 2006). Not only do the protein levels
vary by as much as 1530% from the mean from cell to cell, but also the
levels vary over time even in individual cells. This variation has conse-
quences for the understanding of FOCM. First, it does not make sense to
ask for the exact value of a given parameter (a V
max
, a K
m
, or a K
i
). Those
values will vary substantially from cell to cell and from time to time in any
given cell. Second, specific questions like Does [Hcy] go up or down?
may have answers that depend on the context of all the other enzymes in the
system. Third, some of the most important properties of FOCM (or indeed
of all of cell metabolism) are regulations, not obvious from the standard
biochemical reaction diagram, that allow the system to function despite
these large variations. The allosteric interactions mentioned above are
examples of such regulations. Thus, FOCM should not be thought of as a
single fixed system but a whole family of systems with large variations in
important parameters. It is difficult to see how one could understand
function in the face of such variation without mathematical modeling.
In Nijhout et al. (2007b), we show how many of the concentrations and
reaction velocities of hepatic FOCM react to the daily inputs of amino acids
due to meals. Some concentrations and velocities fluctuate wildly while
others are protected by regulatory mechanisms. More recent calculations
with the full model depicted in Fig. 2.1 (see Fig. 2.10) show the same
behavior. This is the reason, of course, that many experimental and clinical
measurements are done in the fasting state. Because of the difficulty of
making many simultaneous measurements of concentrations and velocities
as functions of time in living cells it is difficult to see how such dynamic
fluctuating behavior could be investigated experimentally. Thus, mathe-
matical modeling has a central role in elucidating the regulatory mechanisms
that allow cells to adapt to such dramatic changes in inputs.
C. Difficult issues in modeling
Suppose that one wants to investigate a particular phenomenon in FOCM
seen experimentally or clinically, for example, the behavior of homocyste-
ine under methionine loading or the stability of the glutathione pool in the
face of daily meals. Which variables and interactions should be included?
If the model is too small, one may have excluded (or rather held constant)
just those variables and interactions that are crucial to understanding the
phenomenon. If the model is too large it may be too unwieldy to experi-
ment with and the noise from all the approximations that one makes may
Mathematical Models of Folate-Mediated One-Carbon Metabolism 55
obscure the phenomenon that one wants to study. So, how large should a
model be? This is always a difficult question (though usually not admitted by
modelers), and every modeling attempt answers it explicitly by what is
included and what is excluded. Since our goal is not only to reproduce
experimental or clinical results but also to use the model to understand how
and why they arise, our philosophy is to start with smaller models and
expand to larger models when the smaller ones are well understood and the
expansion to more variables is necessary. Thus, as we outline below in
Section IV, we began with a model of methionine metabolism that had only
four variables (Reed et al., 2004). Then we made a model of the folate cycle
(Nijhout et al., 2004) so we could study the inhibition of DHFR by
methotrexate and the allosteric binding of folates to folate enzymes. Then
we made a larger model combining to two smaller ones so that we could
study the effects of the inhibition of MTHFR by SAM and the inhibition of
GNMT by 5mTHF (Nijhout et al., 2006). There has been a long discussion
in the literature or the role of the folate cycle in mitochondria (Appling,
1991; Christensen and MacKenzie, 2005) so to investigate these questions
we added compartmentation and the mitochondrial reactions (Nijhout
et al., 2007a). At each stage we had to make difficult (imperfect) decisions
about which variables and interactions to include in the models.
We note that this difficulty of knowing where to draw the boundaries is
also a difficulty for the interpretation of laboratory experiments or clinical
observations. In an experiment one changes the system by, say, knocking
out a gene or introducing a chemical that binds to a particular enzyme. One
then measures the changes in a few variables (the results of the experi-
ment) and then makes conclusions about how the system functions. Implic-
itly, one is assuming that everything else besides what one measures is the
same (or can be considered the same), that the knocked out gene did not
affect other genes or that the inhibitor has no other effects but the intended
one. The interpretation of the experiment typically involves implicitly
drawing the boundaries of a model (in the experimenters head) of
which variables are allowed to be included in the interpretation. Thus,
the interpretation of experimental results must always face and answer
(albeit implicitly) the same difficult question of boundaries faced explicitly
in modeling.
The next difficulty is deciding what level of detail to include for individ-
ual reactions in FOCM. An enormous amount of information is available
about enzymes, their genes and conformations and the way that they bind to
substrates. How much of this detail should be included? Our approach is to
use simple Michaelis-Menten kinetics and simple kinetic forms for activa-
tions and inhibitions unless we have good reason to believe that a more
detailed treatment is necessary for important biological functions of FOCM.
For example, we could have modeled the synthesis of SAMfrommethionine
in liver cells by a simple Michaelis-Menten formula. But we knew from the
56 H. F. Nijhout et al.
experiments of Finkelstein et al. (1982) and Finkelstein and Martin (1984,
1986) that the methionine levels are fairly stable under methionine loading
whereas SAM increases enormously, and that Corrales et al. (2002) had
suggested that this is a result of the different kinetics of the two isoforms
MAT-I and MAT-III. Because we believe that the stabilization of methio-
nine and the many regulations by SAM are biologically important, we
decided to include the rather complicated special kinetics of MAT-I and
MAT-III in the model. Subsequently, we were able to show (unpublished)
that the suggestion of Corrales et al. (2002) was completely correct.
Finally, of course, one must choose V
max
, K
m
, and K
i
values. This is not
such an easy matter since there are few measurements of V
max
values and the
reported measurements of V
max
, K
m
, and K
i
values show large variation.
Given the stochastic variation in gene expression discussed above and the
dependence of protein conformation and function on the in vivo context,
this variation is not surprising. We try to choose K
m
, and K
i
values within
reasonable experimental ranges and adjust the V
max
values so that the values
of the metabolite concentrations are in the experimental ranges. It is always
a question whether the results of in silico experiments would have been
different if we had chosen different parameters. We have found that most of
our qualitative results are quite insensitive to variations in parameter values.
In some sense, it has to be that way because FOCM must have evolved to be
able to continue to function in the face of the stochastic variation in
gene expression discussed above. Nevertheless, all three difficulties that
we have discussed necessarily temper the confidence that one has (that we
have!) in model results.
D. Advantages of mathematical models
Although models have difficulties and limitations, they also have advantages
and it is worthwhile to state them explicitly. First, to formulate a model one
has to be explicit about ones assumptions. If A inhibits B one must say how
much B is inhibited at different concentrations of A and how this may
or may not depend on other variables in the system. Secondly, once one has
a model, in silico experimentation is cheap, fast, and easy. One does not need
animals, IRB protocols, or technicians. Third, and most important, when
the model behaves in the same way as interesting experimental results, one
can take the model apart and put it back together (by removing reactions or
inhibitions, for example) until one understands the causal chain of events
that gives rise to the observed behavior. Thus, experiments with the model
can give real biological understanding of the phenomena under study.
Finally, in the model, one can follow the time course of all concentrations
and velocities and determine how the system reacts to outside influences
or changes in internal parameters. This is impossible to do by in vivo
experimentation.
Mathematical Models of Folate-Mediated One-Carbon Metabolism 57
Every experimental scientist is a modeler because every hypothesis is
based on a conceptual model of how a system ought to behave. A mathe-
matical model is simply a way of making a conceptual model explicit by
describing and connecting all the underlying knowledge and assumptions.
If a mathematical model does not reproduce the known behavior of a
system then, obviously, the model is wrong. But if the model is based on
all known data, then the ancillary conclusion is that the knowledge of the
system must be inadequate. Thus, a model can reveal the inadequacy of
current data or concepts. The model can then be used to test hypotheses
about what kind of additional (or different) information can yield the
correct behavior, and this can stimulate research to verify those predictions.
Another important use of a model is to test hypotheses about mechan-
isms that are difficult to study experimentally. We will give two examples
from FOCM. The first comes from a series of studies by Finkelstein and
Martin (1984, 1986) and Finkelstein (1990, 2001) who studied the allosteric
effect of SAM on the CBS and BHMT. They suggested that the concen-
tration of SAM rose with methionine input and that the allosteric stimula-
tion of CBS and inhibition of BHMT by SAMwould result in an increased
transsulfuration of homocysteine, which removes the excess methionine
from the system. Thus, the allosteric regulations by SAM constitute a
homeostatic mechanism that stabilizes the mass in the methionine cycle.
Our simulations with a model of the methionine cycle (Reed et al., 2004)
show that variation in methionine input is completely absorbed by variation
in the concentration of SAM. The model also shows that the allosteric
regulation of BHMT and CBS by SAMincreases the transsulfuration rate in
such a way that total mass in the methionine cycle, and the flux around the
methionine cycle, remain stable in the face fluctuating methionine input, as
first hypothesized by Finkelstein and Martin (1984).
The second example involves the role of the mitochondrial bifunctional
enzyme. In the mitochondria, the MTD MTCH reactions are catalyzed
by a single bifunctional enzyme (Mejia and MacKenzie, 1986; Peri et al.,
1989). This enzyme is not normally expressed in adult cells; it is expressed
only during embryonic development and in cancer cells (Di Pietro et al.,
2004; Smith et al., 1990), so its expression appears to be restricted to cells
undergoing high rates of cell division. On the basis of interpretation of a
series of radiotracer and gene knockout experiments, Christensen and
MacKenzie (2005) hypothesized that the bifunctional enzyme provides a
metabolic switch that controls the flow of one-carbon units to determine,
for example, the degree to which mitochondria produce formate and/or
convert glycine to serine. This hypothesis was confirmed by our mathe-
matical model (Nijhout et al., 2007a). Elimination of the mitochondrial
bifunctional enzyme in the model did not show a runaway accumulation of
CH
2
-THF, as might be expected. Instead, the GDC reaction slowed down,
the production and export of formate stopped entirely, and most
58 H. F. Nijhout et al.
importantly, the mitochondrial SHMT reaction reversed direction and now
ran toward serine synthesis. Thus, in the presence of the bifunctional
enzyme, a situation typical of embryonic and cancer cells, the mitochondria
export large quantities of formate that are directed to purine and TS in the
cytosol. When the bifunctional enzyme is not expressed, as in adult cells that
do not divide, the mitochondrial reactions become strong producers of
serine, which is exported to the cytosol and where it is directed toward
gluconeogenesis and other reactions. The bifunctional enzyme switch in
effect transforms the mitochondria from formate factories into serine fac-
tories, and may thus be an adaptation to the very different metabolic and
biosynthetic needs of rapidly growing embryonic cells and more quiescent
adult cells, as suggested by Christensen and MacKenzie (2005).
E. Kinetics, parameter values, and model structure
The reported diversity of parameter values for the same enzyme can be due
to various reasons: (1) the orthologous enzymes from different species can
have different kinetic properties; (2) enzyme expression differs in different
tissues, in particular some enzymes are up-or downregulated in cancers as
well as in tissues of animals undergoing chronic nutrient or vitamin depri-
vation or excess; (3) different semipurified enzyme preparations may con-
tain different, and unknown, concentrations of allosteric activators or
inhibitors; (4) enzyme preparations made at different times of day can
contain different concentrations of metabolites and allosteric effectors;
(5) in bimolecular reactions the values of the K
m
s depend on the concen-
tration of both substrates (Segel, 1975), but it is common to maintain one of
the substrates constant, resulting in the measurement of an apparent K
m
that
can differ depending on the preparation used.
Our approach to modeling the kinetics of one-carbon metabolism is to
restrict our use of reported kinetics to those measured in mammals, prefera-
bly humans, and we differentiate between parameters measured in different
tissues by building different models that specifically deal with hepatic
one-carbon metabolism and epithelial one-carbon metabolism (Figs. 2.3
and 2.5). Although measures of kinetic parameter values can vary signifi-
cantly, fortunately metabolite concentrations can be measured with great
accuracy and consistency, and the actual flux through a particular reaction,
or the relative dimensions of the fluxes through different portions of the
pathway are sometimes known. We start our modeling by choosing a value
of each K
m
and K
i
roughly in the middle of the reported range, and vary the
V
max
to obtain the reported metabolite concentrations and fluxes. We have
found experimental V
max
values to be largely not useful for modeling
purpose since they are typically reported in units of rate/mg protein,
without stating how protein was determined. We use values of the k
cat
in
those few cases where in vivo enzyme concentrations are known. We have
Mathematical Models of Folate-Mediated One-Carbon Metabolism 59
found that the choices of V
max
values are often constrained by the require-
ment that the model produce the right combination of known metabolite
concentrations, relative flux rates, half-lives, and time-dependent responses
to perturbations in the experimental literature.
When the kinetic mechanism of an enzyme is known we use the
conventional equations for the relevant uni- or bimolecular reaction as
described by Segel (1975). Allosteric activation or inhibition of enzymes
often does not admit to one of the conventional equations. In such cases, we
do a nonlinear regression on the published experimental data and use that as
the empirical equation. In these, as in all, cases, we ensure that the model
operates within the limits of the experimental data. Our models assume that
certain substrates (dUMP, GAR) and energetic metabolites (ATP, NADP,
and NADPH) are constant, so that their effect is absorbed by the V
max
for
the reaction.
At present the model does not contain terms for polyglutamation and
deglutamation. The model also does not contain a nuclear compartment,
although it is known that nuclear compartmentation is important (Appling,
1991; Woeller et al., 2007). We set the total folate level in the cell by
defining the overall size of the folate pool. If we start the simulation with all
folates in one form (e.g., THF or 5mTHF), the reaction kinetics rapidly
redistribute the folates, and the system comes to equilibrium for the differ-
ent folate species in 56 h. The half-life for folate in the body is about 90
days, and the mean residence time for folate is 124212 days (Gregory and
Quinlivan, 2002; Gregory et al., 1998), so for short-term studies like the
ones we do, the assumption of a constant intracellular folate pool seems
reasonable.
Glycine
5mTHF
THF
5,10-CH2-THF
S
H
M
T
Serine
DHF
10f-THF
TS
MS
DHFR
dUMP
dTMP
Pyrimidine
synthesis
5,10-CH=THF
MTHFR
MTD
MTCH
FTS
N
E
PGT
AICART
Purine
synthesis
AICAR
NADPH
NADPH
NADPH
NADP
+
NADP
+
NADP
+
GAR
HCOOH
FTD
SAM Methionine
SAH Hcy
SAHH
CBS
GNMT
MAT-I
MAT-III
DNA
DNA-CH
3
METin
Sarcosine
Adenosine
ATP
Betaine
BHMT
H
2
0
Glycine
DNMT
Methylation
reactions
H
2
C=O
Folate cycle Methionine cycle
Serine
Cystathionine
Figure 2.3 Diagram of our model of the coupled hepatic folate and methionine cycles.
Not shown in this figure are all the allosteric interactions between metabolites and
various enzymes in the two cycles. Full names of the acronyms of enzymes and
metabolites for this and other figures, and the text, are given in Table 2.1. Redrawn
from Reed et al. (2006).
60 H. F. Nijhout et al.
The model then, consists of a set of kinetic formulas, one for each
enzyme, that describe the velocity of the reaction as a function of the
concentrations of substrates, products and allosteric regulators, plus a set of
differential equations, one for each variable metabolite, that contain the
kinetic formulas for its synthesis and degradation. In addition, we have
transport functions for amino acids into and out of the cell, and or amino
acids and formate into and out of the mitochondria. The overall system is
solved by numerical integration using a stiff ode solver (because different
quantities tend to vary at very different rates), implemented in MatLab
(The MathWorks). The program allows us to vary inputs of amino acids
and vitamins over time and follow the time-dependent responses of all
metabolites and reaction rates. In addition, the model allows us to simulate
the effects of mutations and of vitamin deficiency (or excess). We have
modeled mutations primarily by altering the V
max
values of the relevant
enzymes. This would correspond to mutations that affect the amount of
active enzyme present (e.g., mutations that affect enzyme expression or
activation). Likewise, we model the effects of variation in non-folate vita-
min cofactors, such as B
12
and B
6
, by altering the V
max
of the corresponding
enzyme(s), assuming in effect that the activity of the enzyme is a function of
the amount of cofactor available.
IV. Model Development
Previous models of folate metabolism, outlined above, were devel-
oped in the 1970s and 1980s. Much new information and understanding
have become available in the intervening 25 years, which have guided our
approach. We began by first developing a model for the methionine cycle
(Reed et al., 2004). This model built on the prior work of Martinov et al.
(2000) who had studied the properties of a model for a portion of the
methionine cycle that did not include the MS, BHMT, and CBS reactions
and used simplifying assumptions about inputs into the cycle. Our model
closed the cycle and added the CBS reaction and several allosteric effects of
SAM. This model was able to reproduce the observed dependence of the
transsulfuration reaction on the concentration of SAM described by
Finkelstein and Martin (1984), and the effects of variation in CBS and MS
activity on homocysteine, methionine, and SAM (Finkelstein, 1990;
Finkelstein et al., 1974; Janosik et al., 2001; Pogribna et al., 2001;
Rosenblatt, 2001). Perhaps the most interesting finding with this model
was that SAM acts as a buffer for methionine input: that is, variation in
methionine input has little effect on the methionine and homocysteine
concentrations but is mostly absorbed by variation in the concentration of
SAM. Furthermore the allosteric effect of SAM on CBS provides a
Mathematical Models of Folate-Mediated One-Carbon Metabolism 61
mechanism for stabilizing mass in the methionine cycle so that the flux out
of the methionine cycle via CBS matches the rate of methionine input into
the cycle without much change in the homocysteine concentration. If it
were not for the allosteric effect of SAM, the homocysteine concentration
would have to rise to drive the CBS reaction.
Our next step was to develop a model for the folate cycle that
contained what at the time we understood to be the important reactions
of that metabolic network (Nijhout et al., 2004). This model incorporated
the finding that folates bind to and inhibit many of the enzymes in the
folate cycle. This binding was believed to provide a reservoir of folates. The
model allowed us to resolve the puzzle as to why enzymes of the folate
cycle should be inhibited by allosteric binding of folates. The model shows
that this nonenzymatic binding greatly reduces the sensitivity of the system
to folate deficiency, because as the total pool of folate diminishes, more
enzyme is released from inhibition, and the reaction velocities are main-
tained because of the increased enzyme activity (Nijhout et al., 2004).
We next modeled the allosteric interactions between the folate and methi-
onine cycles (Fig. 2.11) in order to test the hypothesis of Wagner et al.
(1985) that these interactions serve to stabilize the DNA methylation
reaction rates (Nijhout et al., 2006). Some results of these experiments are
outlined in Section VII below. We subsequently merged our models for the
folate and methionine cycles (Fig. 2.3) to produce an integrated model of
one-carbon metabolism (Reed et al., 2006). This model also incorporated
allosteric interactions between the folate and methionine cycles (inhibition
of MTHFR by SAM and SAH, and inhibition of GNMT by 5mTHF) and
added the ability to vary the rate of input of betaine. We used this model to
simulate the interaction between folate deficiency and the MTHFR C677T
polymorphism and the interaction between folate and vitamin B
12
deficien-
cies. Experimentation with this model showed that the inverse relationship
between folate status and homocysteine level is strongest at low folate levels
and disappears at high folate levels. Furthermore, the model shows that as
folate levels in the cell rise, the reactions of the folate cycle slow down. This
is due to the allosteric inhibition of enzymes in the folate cycle by folate
metabolites. This is a consequence of the homeostatic mechanism described
by Nijhout et al. (2004). This mechanism stabilizes the folate cycle at low
and intermediate folate levels, but also predicts that as folate levels rise, the
reaction rates in the folate cycle will slow down. Thus, a prediction of the
model is that a high intracellular folate level can have the same effect as a
folate deficiency. This prediction of the model is now supported by a variety
of clinical and experimental data that show that high doses of folate can have
detrimental effects (Akoglu et al., 2001; Czeizel, 2004; Morris et al., 2005;
Sunder-Plassman et al., 2000; Troen et al., 2006).
We then expanded the model of Reed et al. (2006) to include com-
partmentation of the folate cycle between cytosol and mitochondria
62 H. F. Nijhout et al.
5mTHF
THF
5,10-CH2-THF
Serine
DHF
10f-THF
MS
TS
dUMP
Pyrimidine
synthesis
dTMP
5,10-CH=THF
MTD
MTCH
FTS
NE
PGT
AICART
Purine
synthesis
NADPH
DHFR
NADPH
NADP
+
NADP
+
MTHFR
NADP
+
NADPH
GAR
HCOOH
FTD
SAHH
CBS
GNMT
MAT-I
DNA
DNA-CH
3
Methionine
Homocysteine SAH
SAM
Metin
Adenosine
ATP
Betaine
BHMT
MAT-III
H
2
O
DNMT
H
2
C=O
Cystathionine
THF
5,10-CH2-THF
10f-THF
5,10-CH=THF
MTD
MTCH
FTS
NE
NADPH
NADP
+
HCOOH
FTD
H
2
C=O
Glycine
Mitochondria
Cytosol
GDC
Methionine
5mTHF
CO
2
SDH
DMGD
CO
2
CO
2
Ser Ser
Gly
Ser
Gly
Gly Gly
Gly
DMG
Sarc
Sarc
DMG
Sarc
Gluconeogenesis
AICAR
cSHMT
mSHMT
Methylation
reactions
Figure 2.4 Diagram of our model of hepatic FOCM including the mitochondrial compartmentation. Boxed substrates are variables in the
model. Substrates without boxes are constants. Full names of the acronyms of enzymes and metabolites for this and other figures, and the
text, are given in Table 2.1. Redrawn from Nijhout et al. (2007a).
(Nijhout et al., 2007a). This model included terms for the glycine cleavage
system and the metabolism of sarcosine and dimethylglycine in the mito-
chondria, mechanisms for transport of serine and glycine into the cell and
between the cytosol and mitochondria, and terms for the transport of
formate between cytosol and mitochondria (Fig. 2.4). As discussed above,
we discovered that in rapidly dividing cells mitochondria act primarily to
supply formate to the cytosol for purine and pyrimidine synthesis, whereas
in adult cells the mitochondria export no formate but are excess producers
of serine, targeted for gluconeogenesis. We also found that the rate of export
of formate fromthe mitochondria to the cytosol is remarkably insensitive to
fluctuations in serine and glycine input. This is because both mitochondrial
and cytosolic SHMT reactions are reversible and the rates at which they run
are highly responsive to the relative concentrations of glycine and serine.
The model was used to investigate the effect of varying the relative inputs of
glycine and serine on the rate and direction of the mitochondrial and
cytosolic SHMT reactions, and showed that both SHMT reactions can
reverse and run in the serine synthesis direction when external glycine is
increased replicating the results of Kastanos et al. (1997). This model was
also used to successfully simulate the experiments of MacFarlane et al. (2005)
and Herbig et al. (2002) on the effect of SHMT expression and glycine
availability on SAM.
To investigate the characteristics of FOCM in nonhepatic tissues we
developed a model for epithelial FOCM, which is representative of most
tissues except liver and kidney. Extrahepatic tissues do not express all
enzymes of FOCM, and some enzymes are active at much lower levels
than in the liver (dashed arrows in Fig. 2.5 ). Epithelia thus run on a reduced
version of the network. This model also includes a term for export of
homocysteine, which is typically exported from extrahepatic tissues for
remethylation in the liver. With this model we have explored the interac-
tion of multiple genetic polymorphisms and the interaction of genetic
and environmental variation on the level of homocysteine, the rates of
methylation, and purine and pyrimidine synthesis (Ulrich et al., 2008).
We have also created a model (Fig. 2.1) that includes the synthesis of
reduced glutathione and exchange of substrates with the blood (Reed
et al., 2008).
FOCM is an ancient pathway and occurs, with variations, in animals,
plants, fungi, and bacteria. Recently, we have developed a model of bacte-
rial FOCMfor Rhodobacter capsulatus (Leduc et al., 2007), motivated by the
discovery of a novel flavin-dependent thymidylate synthase (ThyX) that
produces THF rather than DHF upon methylation of dUMP (Fig. 2.6).
This model was used to examine the relative roles of ThyA (TS), ThyX, and
FolA (DHFR) in the mechanism of resistance to antifolates such as
trimethoprim.
64 H. F. Nijhout et al.
Glycine
5mTHF
THF
5,10-CH2-THF
S
H
M
T
Serine
DHF
10f-THF
TS
MS
DHFR
dUMP
dTMP
Pyrimidine
synthesis
5,10-CH=THF
MTHFR
MTD
MTCH
FTS
N
E
PGT
AICART
Purine
synthesis
AICAR
NADP
+
NADPH
NADPH NADP
+
NADP
+
NADPH
GAR
HCOOH
H
2
C=O
FTD
SAM Methionine
SAH Hcy
SAHH
CBS
MAT-II
DNA
DNA-CH
3
METin
Adenosine
ATP
H
2
O
DNMT
Methylation
reactions
Folate cycle Methionine cycle
Serine
Cystathionine
METH
Figure 2.5 Diagram of our mode of epithelial FOCM. This model does not include mitochondrial compartmentation, but does include all
allosteric regulations (not shown in this diagram). Dashed arrows indicate enzymes of low activity in epithelial tissues. Full names of the
acronyms of enzymes and metabolites for this and other figures, and the text, are given in Table 2.1.
V. Blood Versus Intracellular Metabolite
Concentrations
The models we have developed are for intracellular metabolism, and
thus deal with intracellular concentration and pool sizes. However, almost all
of our understanding of the relationships between folate status and disease is
based on measurements of the concentrations of folate, homocysteine, SAM,
SAH, and methionine in the blood, plasma, or red blood cells. Red blood
cell measurements are believed to reflect the metabolite status at the time the
red blood cells differentiated: in a mixed-age population of cells this pre-
sumably represents an average or long-term metabolic status. Blood and
plasma concentrations may be in equilibrium with overall cellular cytosolic
concentrations, though it is more likely that they result from the interaction
between uptake from the digestive system, export by some tissues (like
epithelial cells, kidneys, muscle, and nervous system), import by others
(like the liver), and excretion by the kidneys. Whether these processes are
ever a steady state is an open question. The half-life of folate in the body is
about 90 days, and about 500 days are required for folate levels to come to a
new steady state (Gregory et al., 1998). Methionine loading experiments
shows that the methionine and homocysteine levels in the blood require
1224 h to return to steady state after a perturbation (Bianchi et al., 2000;
Glycine
5mTHF
THF
5,10-CH2-THF
Serine
DHF
10f-THF
TS
ThyA
MS
MetH
DHFR
FolA
dUMP
dTMP
Pyrimidine
synthesis
5,10-CH=THF
MTHFR
MetF
MTD
FolD
MTCH
FolD
PGT
PurN
AICART
PurH
Purine
synthesis
AICAR
GAR
HCOOH
FTS
PurU
Methionine
Hcy
Glycine
Ammonia+CO
2
ThyX
dTMP
dUMP
Pyrimidine
synthesis
5f-THF
SHMT
GlyA
GDC
GCVT
MTS
DHPR
DHFR
FolA
DHFS
FolC
Folate
Dihydropteroate
SHMT
GlyA
Figure 2.6 Diagram of our model of bacterial folate metabolism. This mechanism can
synthesize thymidylate but bypass DHF. Redrawn from Leduc et al. (2007).
66 H. F. Nijhout et al.
Silberberg and Dudman, 2001). In our models, the time required for differ-
ent components of the system to relax to equilibrium is in the order of hours
to days (Fig. 2.7). Given that variation in input into the systemis in the order
of hours, it is unlikely that the system is ever at steady state and may actually
exist far from equilibrium most of the time (Nijhout et al., 2007b).
Thus, blood measurements represent some average of what is going on in
different cell types, and one would therefore expect a variable and context-
dependent correlation between blood components (particularly for meta-
bolites that are used in many processes) and the state of a given organ or
cellular metabolic system. Our current intracellular models accurately simu-
late intracellular responses to experimental or clinical intervention, and it is
obviously desirable for a model to also simulate how the levels of commonly
measured blood metabolites will respond. We are beginning to approach this
difficult question of whole body modeling of folate metabolism by allowing
our cytosolic models for hepatic and epithelial FOCMto communicate with
a blood compartment that is subject to dietary input and excretory output.
VI. Modeling GeneGene and GeneEnvironment
Interactions
One advantage of models is that they can be used to investigate the
effects of simultaneous variation of many variables. In the case of FOCM,
the models can be used to study the effect of simultaneous genetic
8000
7500
7000
6500
6000
5500
5000
4500
4000
50 40
Time (h)
C
o
n
c
e
n
t
r
a
t
i
o
n
s

a
n
d

v
e
l
o
c
i
t
i
e
s
[
G
S
H
+
G
S
S
G
]

m
M
vGSHout
[SAM]
[cCys]
[bCys]
vCBS
[GSH+GSSG]
30 20 10 0
0
50
150
200
100
Figure 2.7 Response of selected metabolite concentration and reaction velocities to
fasting. The system was allowed to come to steady state, and at 3 h the input of amino
acids (glycine, serine, methionine, andcysteine) was reducedto0.25of their normal values.
Different components of FOCM decline at different rates to a new steady state. Some
approachsteadystateafter 56 h, other takemorethan48 htoapproachthenewsteadystate.
Mathematical Models of Folate-Mediated One-Carbon Metabolism 67
polymorphisms, or the interaction between a polymorphism and an envi-
ronmental variable such as an amino acid, vitamin B
12
, or folate. For
instance, the interaction of the MTHFR C677T polymorphism with low
folate status is shown in Fig. 2.8. The T/T genotype is known to diminish
the risk of colon cancer under high folate, but it enhances risk for cardio-
vascular disease (Curtin et al., 2004; Frosst et al., 1995). In the model, the T/
T genotype lowers the concentration of SAM and the DNMT reaction rate
but raises homocysteine levels and both thymidylate and purine synthesis
rates. Folate deficiency enhances the effects of the T allele on most biomar-
kers, with the exception that it reverses the effect on thymidylate and purine
synthesis. Although these simulated changes in biomarkers correspond to
those observed in practice, it is not yet clear how these metabolic effects
translate into differential risks for colon cancer and cardiovascular disease.
The interaction between variation in the V
max
of MS and of MTHFR is
illustrated in Fig. 2.9. The variation along the MS axis in Fig. 2.9 can be
interpreted in several ways. It can represent variation in the expression level
of MS which could be due to a regulatory mutation (e.g., in the promoter
region of the MS gene), or it could be due to mutations in a structural gene
that affects the k
cat
. Variation could also be due to variation in the level of
vitamin B
12
, which is a cofactor for MS. In the first two cases variation is
genetic, and in the latter case the variation is environmental (e.g., due to a
vitamin B
12
deficiency). Allowing parameters to vary continuously makes it
possible to explore a broad range of possibilities (corresponding to a range of
alleles with minor effects, or a range of environmental exposures) around
the normal or wild type, indicated by the open circles in Fig. 2.9. The shape
100
80
60
40
20
0
20
40
60
R
e
l
a
t
i
v
e

c
o
n
c
e
n
t
r
a
t
i
o
n

o
r

r
a
t
e
C/C
C/T
T/T
T/T (low folate)
DNMT
rate
[SAM]
[SAH]
[Hcy]
[5mTHF]
Thymidylate
synthesis Purine
synthesis
Figure 2.8 Simulated response of various biomarkers to the MTHFR 677CT polymor-
phism. Folate deficiency exacerbates the effect of the T/T genotype for most biomarkers,
but reverses the effect of the T/T genotype on purine and pyrimidine synthesis.
68 H. F. Nijhout et al.
of the interaction relationship is clearly nonlinear, so the effect of variation
in MS depends on the exact value of MTHFR activity, and vice versa.
The effects of the interaction of MS and SHMT activity on purine
synthesis and homocysteine concentration are shown in Fig. 2.9. These
relationships are also nonlinear, as indeed are all relationships between
variables within FOCM. In many cases, such as the ones illustrated here,
the wild-type values lie on a relatively flat and horizontal region of the
phenotypic surface. This indicates that the wild type is relatively insensitive
to variation in parameter values, because modest variation of the variables or
parameter values (x and y axes) has little effect on the phenotype (z axis).
As the parameter values move far away from the normal, or wild type, the
effect of their variation increases dramatically.
The finding that many wild-type phenotypes lie in regions of the
phenotypic surface that are relatively flat and horizontal, implies that the
Figure 2.9 Bivariate graphs showing the interaction of various enzymes in FOCM on
selected traits (Z axes). X and Y axes show variation in the V
max
of the respective
enzymes. This variation could be due to allelic variation or, in the case of MS, to variation
in vitamin B
12
. The circle shows the location of the normal or wild-type phenotype.
Mathematical Models of Folate-Mediated One-Carbon Metabolism 69
system is relatively insensitive to the exact values of those parameters. From
an evolutionary perspective one would therefore not expect strong selection
to maintain those parameter values within close tolerances, because moder-
ate variation has little effect on the phenotype. This observation may help
explain why reports on parameter values from different preparations are
often inconsistent. Although differences in protocols and experimental
errors surely play a role, it is not unreasonable to assume that some of this
variation may be real. It is possible that many genes accumulate small-effect
mutations in their regulatory region, or their coding region, that would be
neutral to selection. Indeed, human genes exhibit abundant single nucleo-
tide polymorphism (SNP) variation. The HapMap Project has uncovered a
polymorphic SNP on average every 825 base pairs, and on the average
2 nonsynonymous SNPs per gene (International HapMap Consortium,
2007; McVean et al., 2005). In addition, there is a large amount of regu-
latory variation in the promoter region of genes that leads to variation in the
level of expression (Rockman and Wray, 2002; Yan et al., 2002). A survey
of naturally occurring polymorphisms in the promoter regions of 107
human genes showed that 60% caused more than a twofold difference in
expression, and 11% caused more than a tenfold difference in expression
(Rockman and Wray, 2002). Finally, within a genetically identical popula-
tion of cells the concentration of a given protein can vary by as much as 30%
fromcell to cell and fromtime to time (Elowitz et al., 2002; Sigal et al., 2006).
Thus, there is far more individual genetic variation and individual
variation in gene expression than is typically assumed. This, together with
the fact that the metabolites and allosteric effectors involved in FOCM vary
among individuals and from time to time (e.g., Fig. 2.10), suggests that
much of this variation is without significant effect on fitness, and is therefore
not under selection, and may therefore explain some of the observed
interindividual variability.
VII. Modeling and Simulation have Revealed
Novel Homeostatic Mechanisms
FOCM has many functions that must continue to operate normally in
face of variation in the demand on specific reactions and variation in the
input of metabolites. For instance, the expression levels of TS and DHFR
are upregulated more than 100-fold during the S-phase of the cell cycle,
when there is an increased demand for nucleotide synthesis (Bjarnason et al.,
2001; Obama et al., 2002; Slansky et al., 1993; Wade et al., 1995). At the
same time there will be an increased demand for DNA methylation to
maintain the correct methylation pattern of the newly synthesized DNA
strands. FOCM is also subject to great hourly and daily variation in amino
acid input, which varies with meals and nutrition. The amino acids serine
70 H. F. Nijhout et al.
160
A
B
C
140
120
100
80
60
200
150
100
50
0
50
100
200
150
100
50
0
0 5 10 15 20
Time (h)
C
o
n
c
e
n
t
r
a
t
i
o
n
s

(
m
M
)
R
e
a
c
t
i
o
n

r
a
t
e
s

(
m
M
/
h
)
TS
mSHMT
[Methionine]
[SAM]
100*[Hcy]
cSHMT
CBS
AICART
HCOOH/10
DNMT
Figure 2.10 Simulated response of selected hepatic FOCM metabolite concentrations
and reaction velocities to periodic pulses of amino acid input. (A) Concentration
profiles of methionine cycle metabolites. (B) Velocity profiles of the CBS reaction
and the mitochondrial and cytosolic SHMT reactions (mSHMT and cSHMT, respec-
tively). (C) Velocity profiles of the DNMT, TS, and AICART reactions and the rate of
export of formate (vHCOOH) from the mitochondria. Modified from Nijhout et al.
(2007b).
Mathematical Models of Folate-Mediated One-Carbon Metabolism 71
and glycine are the primary methyl donors for FOCM, and methionine is
both a methyl donor and an essential amino acid linking the folate and
methionine cycles. An interesting question is whether and how the stability
of critical reactions in the cycle are maintained when there are large
localized changes in demand, or large localized changes in input.
Perhaps the best way to illustrate the relative stability of some reactions
in the face of variation in inputs is by simulating a day in the life of FOCM.
After each meal with protein, the human body experiences a pulse of amino
acids that lasts about 3 h. We simulated this by pulsing the four amino acids
that serve as inputs for the model (Fig. 2.10). It is evident from the
simulations shown in Fig. 2.10 that some variables change dramatically
with each meal, while others are almost unaffected. The TS and DHFR
reactions are quite stable as are the DNMT rate and the rate of export of
formate from the mitochondria. By contrast, the SHMT reactions fluctuate
greatly as do the concentrations of SAM and homocysteine.
As discussed above (Section III.D), the stability of formate export from
the mitochondria arises from the dynamical interplay between the mito-
chondrial and cytosolic SHMT reactions, whose magnitude and direction
vary with serine and glycine input. The fluctuations in SHMT velocity are a
dynamic homeostatic mechanism that dampens the effects of fluctuations in
glycine and serine input (Nijhout et al., 2007a).
The methylation of DNAis an important function of FOCM, and it seems
reasonable to stabilize these reactions against a variable and often unpredictable
input of methyl groups. Simulations with our models show that the DNMT
reaction is extraordinarily stable against variation in input, and that this stability
arises from two allosteric interactions between the folate cycle and the methi-
onine cycle: SAM inhibits MTHFR and 5mTHF inhibits GNMT (see
Fig. 2.11). Wagner et al. (1985), and Wagner (1995) suggested that the purpose
of these interactions might be to stabilize the rate of DNA methylation. The
general idea of how this mechanism works is easy to understand. If the
concentration of SAM goes up, then MTHFR is inhibited, which causes the
concentration of 5mTHF to fall. When 5mTHF is lower, the inhibition of
GNMT is released causing the rate of the GNMT reaction to go up, utilizing
the extra SAM and allowing the DNMT rate to remain stable. The reverse
scenario explains what happens if SAM goes down.
We experimented with the model shown in Fig. 2.11 by adding and
removing the long-range allosteric regulations in various combinations.
Figure 2.12 shows how the [SAM]/[SAH] ratio and the DNMT reaction
rate vary as a function of methionine input under two scenarios: with all
allosteric interaction present, and with all allosteric interactions absent. It is
clear that the allosteric interactions stabilize the SAM/SAH ratio and the
DNMT reaction rate against variation in methionine input, and that the
effect is most pronounced at low methionine input. This is because under an
optimal supply of methionine the DNMT reaction runs close to saturation,
72 H. F. Nijhout et al.
so the main benefit of these regulations appears to be to protect the DNMT
reaction against periods of protein starvation.
Finally, as noted above, the expression of TS and DHFR vary a 100-fold
or more with various stages of the cell cycle, and we have shown, by
simulation, that this variation has little or no effect on the reaction velocities
and metabolite concentrations elsewhere in the folate and methionine
cycles (Nijhout et al., 2004). An implication of this funding is that FOCM
should be relatively insensitive to inhibition of TS and DHFR by chemo-
therapeutic drugs such as methotrexate (which inhibits DHFR) and
5-fluoro-uracil (which inhibits TS). This is indeed the case. When the
V
max
of DHFR is lowered (corresponding, e.g., to treatment with metho-
trexate) the velocity of the DHFR reaction remains virtually constant until
there is almost no free enzyme left. The reason for this remarkable stability
of the DHFR reaction is that the normal concentration of its substrate,
DHF, is exceptionally low, typically 0.02 mM out of a total folate pool of
20 mM. Thus, the concentration of DHF can rise more than a 100-fold
THF
NADP
+
NADPH
5mTHF
MS
MTHFR
Cystathionine
DNA
DNA-CH
3
METin
Sarcosine
Adenosine
ATP
Betaine
H
2
O
Glycine
Methionine
SAH Homocysteine
SAHH
CBS
BHMT
MAT-I
MAT-III
DNMT GNMT
5,10-CH
2
TFH
(folate cycle)
Serine
SAM
Figure 2.11 Model of the allosteric regulatory interactions within the methionine
cycle and between the folate and methionine cycles used to study the stability of the
DNMT reaction against fluctuations in methionine input. Thick lines show the alloste-
ric interactions of SAM and 5mTHF. Arrow indicates activation and bars indicate
inhibition. Redrawn from Nijhout et al. (2006).
Mathematical Models of Folate-Mediated One-Carbon Metabolism 73
(and drive the DHFR reaction by substrate accumulation) without substan-
tially depleting the folate pool and disrupting the reaction rates elsewhere in
FOCM. The inhibition of DHFR by methotrexate in effect creates a DHF
160
A
B
140
120
100
80
60
40
20
20
15
10
5
0
0 20 40 60 80 100 120 140
Methionine input (mM/h)
0 20 40 60 80 100 120 140
Methionine input (mM/h)
Unregulated
Regulated
Unregulated
Regulated
S
A
M
/
S
A
H

r
a
t
i
o
M
e
t
h
y
l
a
t
i
o
n

r
a
t
e

(
m
M
/
h
)
Figure 2.12 Effect of allosteric regulation by SAM and 5mTHF on the response of
(A) the [SAM]/[SAH] ratio and (B) the DNMT reaction to variation in methionine
input. Solid line shows the response when all allosteric regulations are in place, and the
dotted line shows the response without allosteric regulation. Allosteric regulation
stabilizes both the [SAM]/[SAH] ration and DNMT reaction at low methionine
input, and thus may be an adaptation to protein starvation.
74 H. F. Nijhout et al.
trap. The rate at which this DHF trap develops is determined by the rate of
the TS reaction. In a rapidly dividing cancer cell, where TS is highly up-
regulated, the DHF trap will develop rapidly, whereas in a non-cancerous,
non-dividing cell it will develop very slowly if at all.
VIII. Steady States and Fluctuations
The mathematical models allow us to calculate how long it takes for
FOCM to return to steady state after a perturbation. The interlocking cycles
of FOCM are complex and different reactions return to steady state at
different rates. An example is shown in Fig. 2.7 where we show the
simulated response to fasting. It takes 610 h for some reactions to go to
steady state while others take more than 2 days. Given a normal pattern of
eating, these findings imply that FOCM is never at steady state (Nijhout
et al., 2007b). Indeed many reaction rates and metabolite concentrations are
likely to always be far from steady state (Fig. 2.10).
This calls into question the utility of standard metabolic control analysis
to understand the operation of this system. In metabolic control analysis one
typically lets the system come to steady state, then perturbs it by changing
one parameter by a small amount, and lets the system come to the new
steady state (Fell, 1992). The fractional change in the reaction velocities and
metabolite concentrations at this new steady state is then taken to be a
measure of the sensitivity of each component of the system to the parameter
that was changed. This method is used to deduce how control is distributed
among the reactions of a system, and the relative control any given enzyme
has over the operation of the system. Metabolic control analysis is, in effect,
a sensitivity analysis preformed by perturbing the steady state. When a
system normally operates far from steady state, and its reaction velocities
and metabolite concentrations are continually changing, a steady-state
sensitivity analysis is not a useful way of obtaining insight into the operation
of the system.
Instead, it is more natural to see how the system responds to large scale
fluctuations. We have been using such fluctuations in different ways. First,
we have been using fluctuations to make quantitative statements about the
effects of particular homeostatic regulatory mechanisms. For example, in
Nijhout et al. (2006) we added to the normal methionine input (100 mM/h)
a continuous stochastic fluctuation with standard deviation 30 mM/h. The
standard deviation in the velocity of the DNA methylation reaction was
exceptionally small, because of the long-range allosteric interactions dis-
cussed above. We then removed allosteric interactions one by one to see
which ones and which combinations had the greatest effects. When all four
are removed, the standard deviation of the velocity of the DNMT reaction
Mathematical Models of Folate-Mediated One-Carbon Metabolism 75
goes up by a large factor. We have also used such fluctuation analysis to
show that it is the unusual kinetics of MAT-I and MAT-III that stabilizes
the methionine concentration at the expense of large fluctuations in SAM
(unpublished). In Nijhout et al. (2007), we applied stochastic fluctuations to
the serine and glycine inputs and showed that the production of formate by
the mitochondria remains remarkably stable. This stability is caused by the
parallel SHMT reactions in the cytosol and the mitochondria that make
glycine from serine and vice versa.
Secondly, we often use external stochastic fluctuations as a probe of
system behavior. It is very interesting to fluctuate an input or a V
max
(corresponding to gene up- and downregulation) and then observe which
concentrations and velocities fluctuate a lot, a moderate amount, or hardly
at all. Our experience is that when a concentration or velocity hardly
fluctuates at all, there is usually a good biological reason why this is so.
We can then take the systemapart to discover the mechanisms that cause the
homeostatic behavior. Usually, some other concentrations and velocities
change a lot so that the homeostatic ones can remain stable.
Finally, we have been conducting a mathematical analysis of the way
in which general fluctuations propagate through biochemical networks.
In Anderson et al. (2007), we showed that the variances of reactions
velocities are always strictly decreasing down linear chains. The biological
significance of this result is that if it is important to stabilize the output of a
chain of biochemical reactions against fluctuations in the input, then the
chain should be long. It was also shown that side reaction systems and
feedback loops decrease the variations of the velocities in downstream
reactions. In Anderson and Mattingly (2008), many of these results are
proven in the case of Michaelis-Menten chains. Efforts are underway to
prove how more complicated network geometries and different kinds of
kinetics affect the ways in which fluctuations propagate.
Finally, we note that metabolic networks do not arise fully formed. They
evolve over time by the addition and elimination of reactions and by
changes in the kinetics of existing reactions. In evolutionary biology, it is
typically assumed that natural selection acts to maximize flux through a
pathway (e.g., Hartl et al., 1985; Wagner, 2005), in effect making reactions
more efficient in some way. But if a system normally experiences con-
tinual and large fluctuations of input, and continuous and large changes in
the demand for many different synthetic reactions, then a more likely target
for natural selection would be those reactions or connections that stabilize
certain parts of the system against the effects of those changes. That is,
evolution would not necessarily favor faster and more efficient pathways,
but rather would favor pathways that operate stably and reliably under
variation. Eating imposes enormous hourly and daily fluctuations, as well
as unpredictable long-term deficiencies in specific nutrients, and normal
daily and seasonal activities impose large variation in demand. This is true of
76 H. F. Nijhout et al.
FOCM, and it must be true of most if not all of metabolism. The key
regulatory features of metabolic systems are thus those that stabilize func-
tion, and those that prevent local perturbations from propagating through
the system. As is the case in FOCM, these regulatory mechanisms are not
the emergent properties of large networks, but are evolved adaptations for
specific functions.
IX. Conclusions
FOCM is one of the best studied metabolic systems: all or almost all
enzymes and metabolites in the system are known, as is the structure of
the reaction network. This network is complex and consists of several
intersecting cycles and a large number of complex allosteric regulatory
interactions between metabolites and enzymes. The reactions in this system
are nonlinear, which makes it exceptionally difficult to deduce the proper-
ties of the overall system, the way it is regulated, and the effects of mutations
and nutrient and vitamin deficiencies from the connectivity diagram alone.
The most direct way to understand the function of different parts of a
complex system like FOCM is through computer simulation with a mathe-
matical model. Because FOCM has been so well studied, it has been
possible to construct models that accurately simulate metabolite pools and
reaction velocities, as well as the effects of mutations and vitamin deficien-
cies on markers like homocysteine, TS and methylation capacities.
A mathematical model is an experimental tool that can be used as a
complement to laboratory experimentation or clinical investigation to do
pilot experiments and test hypotheses quickly and inexpensively. When a
new interaction is discovered, or suspected, it can be incorporated into a
preexisting model to determine its effect. We expect that our mathematical
models will evolve in three ways: first by progressive improvement of the
accuracy of the existing models by incorporating details like polyglutamation,
substrate channeling, and compartmentalization; second, by extending the
models to include other related aspects of metabolism, like insulin signaling;
third, by developing additional tissue-specific models, for instance, for the brain
and transport across the bloodbrain barrier, and by linking models for multiple
organ systems together through the circulatory system.
One important purpose of studying FOCM is to understand the rela-
tionship between genetic and environmental variables and disease out-
comes. There are two large steps necessary for this understanding. First,
one needs to understand how genetic and the environmental perturbations
affect the system behavior of FOCM. Second, one needs to understand how
the system changes in FOCM lead to the various disease states. Both are
very difficult questions. Most of our work outlined above has been
Mathematical Models of Folate-Mediated One-Carbon Metabolism 77
dedicated to understanding the regulatory system properties of FOCM and
how the behavior of FOCM changes in the presence of genetic polymorph-
isms and changes in environmental input. It remains a formidable challenge
to understand the pathway by which inadequacies or malfunctions of the
processes regulated by FOCM contribute to the development of such
diverse diseases as colon cancer, psychiatric disorders, cardiovascular disease,
and neural tube defects.
ACKNOWLEDGMENTS
We thank Marian Neuhouser, Jess Gregory, Barry Shane, Jill James, and Jon Mattingly for
their advice during the development of the mathematical models of FOCM. This work was
supported by grant DMS-0616710 from the National Science Foundation, and grant RO1
CA 105437 from the National Institutes of Health.
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C H A P T E R T H R E E
Folate Deprivation, the Methionine
Cycle, and Alzheimers Disease
Flaubert Tchantchou* and Thomas B. Shea

Contents
I. Introduction 84
II. Folate Metabolism, the Transmethylation Pathway, and AD 85
III. The Transsulfuration PathwayHomocysteine Elimination and
Glutathione Metabolism 90
References 94
Abstract
Folate deficiency is associated with increase in homocysteine levels. Abnormal
plasma levels of that neurotoxic nonproteinogenic amino acid is implicated in
many pathological conditions including cardiovascular diseases, neural tube
defects, and is now recognized as a risk factor in Alzheimers disease (AD)
dementia. Homocysteine elimination is regulated by two metabolic pathways,
namely, the transmethylation and the transsulfuration pathways. Its elimi-
nation via these two metabolic pathways is modulated by folate, a member
of the B-vitamin family. Folate provides, via its metabolic end product
5-methyltetrahydrofolate, a methyl group that is used to reconvert homocyste-
ine back to methionine through the transmethylation pathway. The efficiency of
folate metabolism has an impact on the availability of S-adenosylmethionine,
a compound that is known to activate homocysteine flux through the transsul-
furation pathway and is necessary for utilization of a downstream antioxidant
called glutathione under the catalysis of glutathione S-transferase enzyme.
In this review, we will explore the impact of folate deprivation on the regulation
of the methionine cycle and exhaustively describe different biochemical reac-
tions that are implicated in the regulation of homocysteine elimination and that
folate deficiency influences in AD neuropathology. 2008 Elsevier Inc.
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00403-2 All rights reserved.
* University of Maryland, Baltimore, Maryland
{
Center for Cellular Neurobiology and Neurodegeneration Research, UMassLowell,
Lowell, Massachusetts 01854
83
I. Introduction
Folate is a member of the B-vitamin family and a carrier of one-carbon
fragments, which it transfers to various biochemical targets. Folate is impor-
tant for the functioning of the central nervous system (CNS) at all ages
(Bottiglieri et al., 1995; Reynolds, 2002). Its metabolism provides a methyl
group, via its metabolite 5-methyltetrahydrofolate, which is necessary for
the remethylation of the neurotoxic amino acid homocysteine back to
methionine, an essential amino acid that plays a key role in the generation
of methyl groups required for numerous biochemical reactions. Substantial
scientific evidence associates folate deficiency to Alzheimers disease (AD).
The deficiency of this B vitamin induces homocysteine accumulation. This
sulfur-containing nonproteinogenic amino acid transitionally exists at the
intersection of the transmethylation and the transsulfuration pathways,
which regulate its elimination (Selhub, 1999).
Hyperhomocysteinemia is associated with an increased risk of several
pathological conditions including vascular diseases and vascular dementia
and has been confirmed in patients with AD and mild cognitive impairment
(MCI) where they represent an independent risk factor (Seshadri et al.,
2002; Shea and Rogers, 2002a). HCY levels in several biological fluids
and tissues represent a predictive index for the incidence of AD and other
dementias. Substantial evidence has established a connection between HCY
metabolism and cognitive function. Abnormal levels of HCY have been
related to multiple cognitive dysfunctions including age-related memory
loss, vascular dementia, and AD (Malaguarnera et al., 2004; OSuilleabhain
et al., 2004; Sachdev et al., 2003). Deficiencies in folic acid are often
observed in the elderly population with a resultant increase in HCY.
They are proposed to be owing to an increasing prevalence of atrophic
gastritis type B, which occurs with a frequency of up to 50% in elderly
subjects (Wolters et al., 2004). The link between increase in homocysteine
levels and AD resulted from the growing recognition that cerebrovascular
disease may promote AD. This idea was taken from studies of HCY and
heart disease research and is being extended to cerebral disorders. This
correlation lays on the fact that plasma HCY maybe directly toxic to
vascular endothelial cells or induces their dysfunction, leading to the loss
of the bloodbrain-barrier function and altered production of nitric oxide.
In addition, HCY crossing the bloodbrain barrier or being released by cells
within the brain could act as a potent neurotoxin (Miller, 1999).
Such neurotoxic effects may be due to the direct interaction of HCY
with plasma membrane components or to the intracellular accumulation
of S-adenosylhomocysteine (SAH). This latter metabolite inhibits the
methylation of catechol substrates resulting in the generation of oxyradicals
and other chemically reactive products that are cytotoxic. Moreover,
84 Flaubert Tchantchou and Thomas B. Shea
homocysteine as sulfhydryl compound is an electron donor, which acts with
the transition metal ions, iron and copper, to generate hydrogen peroxide
(Kruman et al., 2002). HCY also has the ability to induce the storage of iron
from ferritin, and this could explain the increase in redox-active iron in AD
neurons and concomitant oxidative stress, which subsequently triggers
deposition of amyloid plaques in the AD brain (Ulrich et al., 2002).
Considering the deleterious effect of HCY accumulation in the brain, its
continuous elimination is necessary, and hence, the importance of the
methyl group provided by the folate (also known as vitamin B
9
) as it
provides 5-methyltetrahydrofolate, required for the reconversion of HCY
to methionine via the transmethylation pathway.
Another major consequence of folate deficiency is a decline in
S-adenosylmethionine (SAM; the major methyl donor). This decline in
SAM, which is endogenously generated from methionine, is responsible for
increased DNA breakage in mouse models (Kruman et al., 2000, 2002) and
the gradual hypomethylation of DNA accompanies aging and AD
(Morrison, 1996; Seshadri et al., 2002). The depletion of SAM can also
lead to overexpression of presenilin-1 (PS-1; Fuso et al., 2005; Scarpa et al.,
2003), which is associated to abnormal processing of the amyloid precursor
protein that results into the formation of the b-amyloid protein (Parihar and
Hemnani, 2004). Furthermore, this principal methyl donor mediates the
enzymatic reaction utilizing an endogenous antioxidant and downstream
metabolite of HCY metabolism via the transsulfuration pathway called
glutathione, under the catalysis of glutathione S-transferase enzyme
(Tchantchou et al., 2006b). Therefore, the utilization of glutathione by
glutathione S-transferase would promote HCY elimination via the trans-
sulfuration pathway. This clearly highlights the important role that folate
plays in the elimination of HCY via both the transmethylation and the
transsulfuration pathways.
II. Folate Metabolism, the Transmethylation
Pathway, and AD
The transmethylation pathway is derived from the conjunction of two
biochemical pathways, namely, the folate and the methionine metabolic
pathways. The transmethylation pathway consists of transferring a methyl
group (CH
3
) to HCY by the end product of folate metabolism,
5-methyltetrahydrofolate, or betaine to form methionine. Folate is a mem-
ber of the B-vitamin family and a carrier of one-carbon fragments, which it
transfers to various biochemical targets (Chen et al., 2004). Its metabolism
starts with its deconjugation in the cells of the intestinal wall to the mono-
glutamate form. This form is further reduced to dihydrofolate and then to
Folate Deprivation, the Methionine Cycle, and Alzheimers Disease 85
tetrahydrofolate (THF) via the catalytic actions of folate and dihydrofolate
reductase enzymes, respectively (Fig. 3.1; reactions 1 and 2, respectively).
Both of these enzymes require NAPDH as a cofactor. The resulting THF
receives a hydroxymethyl group from the combination of a serine molecule
witha pyridoxal-5
0
-phosphate toform5,10-methylene tetrahydrofolate (5,10-
methyleneTHF) and glycine in a reaction catalyzed by the enzyme
serine hydroxymethyltransferase (Fig. 3.1, reaction 3). 5,10-MethyleneTHF
NADPH + H
+
NADP
+
Diet intake
(Circulating folate)
Folate
Cystathionine
Cysteine
5,10-methylene THF
SAM
SAH
5-MeTHF
PPi + Pi
ATP
CH
3
-
CH
3
-Ac
Adenosyl
a-KB
GSH
2H
2
O
GR; Rx-13
GS; Rx-11
GPx; Rx-12
CBS/Vit B
6
; Rx-9
MS/Vit B12; Rx-5
MTHFR; Rx-4
MAT; Rx-6
SAHH; Rx-8
SAMT; Rx-7
GSH-E-CDNB
GsT(E); Rx-14
CDNB
E + P
Serine
NADPH + H
+
NADP
+
FR; Rx-1
Dihydrofolate
THF
NADPH + H
+
NADP
+
DR; Rx-2
Serine
Glycine
Homocysteine
Cg L;
Rx-10
H
2
O
2
Choline
Betaine
Acetylcholine
Acetyl-CoA
Methionine
ChaT, Rx15
GS-SG
HMT; Rx-3
Figure 3.1 Pathway regulating homocysteine elimination and glutathione metabolism
in the brain.
86 Flaubert Tchantchou and Thomas B. Shea
is of central importance in several biological events. It is the precursor of
the metabolically active 5-methyltetrahydrofolate, which is involved in
HCY metabolism, and methylene tetrahydrofolate, which is involved in
purine synthesis (Brotto and Yang, 2000; Raber et al., 1998; Selhub, 1999).
With relevance to the transmethylation pathway, 5,10-methyleneTHF
produces 5-MTHF in a reaction catalyzed by methylene tetrahydrofolate
reductase (MTHFR) (Fig. 3.1, reaction 4). Variations in the gene encoding
for the MTHFR enzyme can decrease folate metabolism and subsequently
result in an increase in HCY levels. Patients with congenital MTHFR
deficiency have reduced levels of several important biological metabolites
such as methionine and SAM in the cerebrospinal fluid (CSF) and show
demyelination in the brain which might be due to decreased methylation.
MTHFR polymorphisms that exhibit decreased activity are present in as
much as 20% of some populations (Brotto and Yang, 2000). Diminished
activity of this enzyme also reduces the production of SAM (required for
DNA methylation). MTHFR deficiency and the presence of ApoE4 may
represent synergistic risk factors for AD. This is a plausible extension of the
known association of diminished folate metabolism with AD, in that indi-
viduals who are homozygote carriers of MTHFR polymorphic gene are at
particular risk for other folate-related neural defects when plasma folate is at the
low end of the normal range (Shields, 1999). Moreover, individuals
affected with AD who are also homozygote carriers of MTHFR poly-
morphisms show elevated HCY levels compared to nonhomozygous
ADpatients despite the presence of equal levels inother considerable biological
compounds such as folate in both groups. It has also been demonstrated that
mice heterozygous for the MTHFR defect are vulnera-
ble to hyperhomocysteinemia when fed with lowfolate diets and have altered
tissue methylation capacity and impaired endothelial function in
cerebral microvessels (Devlin et al., 2004). APOE
/
, APOE
/
, and
APOE
/
mice exposed to oxidative stress inducing diet deficient in folate
show increased transcription and activity levels of MTHFR when com-
pared to APOE
/
mice maintained on folate supplemented diet. This is
indicative of the need for folate, whose metabolic product 5-MTHF is the
principal methyl donor for remethylation of HCY back to methionine in
the CNS in a reaction catalyzed by methionine synthase (MS) (also known
as 5-methyltetrahydrofolatehomocysteine S-methyltransferase; Fig. 3.1, reac-
tion 5), as betaine, the alternative methyl donor, is absent in the brain. Previous
studies showed that folate supplementation with or without vitamins B
6
or B
12
to individuals with hyperhomocysteinemia lower their homocysteine levels
(Anonymous, 1998), and recently, a 2-year term double-blind placebo-
controlled randomized clinical trial showed no association between homocys-
teine lowering and cognitive performance (McMahon et al., 2006). The
methodological quality of that study is questionable in that the investigators
recruited for their trial, healthy elderly people who were showing no signs of
Folate Deprivation, the Methionine Cycle, and Alzheimers Disease 87
cognitive dysfunction and had no means of determining whether they were
prone to developing cognitive impairment during the trial. The erroneous
sampling of the targeted population rendered the results of their findings
opened to serious critical comments. During homocysteine reconversion to
methionine, THF can be regenerated as the second product of the reaction.
This reaction is a precursor to the regeneration of 5-MTHF via 5,10-methy-
leneTHF (Bronstrup et al., 1998). Folate deficiency mediates neurotoxicity in
part by increasing levels of HCY. This nonproteinogenic amino acid over-
stimulates N-methyl-D-aspartate (NMDA) receptors, potentiates glutamate
accumulation and amyloid-b aggregation and neurotoxicity, and induces
DNA breakage and lipid peroxidation (Al-Gazali, 2001; Ho, 2001). Mouse
models of AD and Parkinsons disease as well as wild-type mice subjected to
folate deficiency show elevated HCY and place neurons at the risk of
degeneration and endothelial damage. The mechanism whereby homo-
cysteine leads to endothelial cell damage has been found to be via its
auto-oxidation to homocysteine and H
2
O
2
(Loscalzo, 1996). Electron
microscopic studies of the brains of folate-deprived rats revealed that
hyperhomocysteinemia induced by folate deprivation was accompanied by
ultrastructural degenerative changes in the cerebral microvasculature,
including endothelial and pericytic degeneration, mitochondrial destruc-
tion, and cytoplasmic dissolution (Kim et al., 2002). These alterations were
similar to the previously reported microvascular degenerative features typi-
cally found in cerebral diseases such as AD, Parkinsons disease, and aging
processes (Farkas et al., 2000; Ureno et al., 2001). Oxidative damage due to
folate deficiency is potentiated by lack of apolipoprotein E gene and iron
supplementation as pro-oxidant. The extent of the damage to brain cells can
be determined by the measure of thiobarbituric acid reactive species
(TBARs) levels, which is an index of oxidative damage induced by lipid
peroxidation (Ho et al., 2003; Mattson and Haberman, 2003; Shea et al.,
2001). The expression status of MS is easily altered under oxidative stress.
The transcription levels and/or the activity of the enzyme it encodes for is
significantly decreased under different oxidizing conditions. Vitamin B
12
is an indispensable cofactor in the transmethylation reaction in the brain. This
reaction is of great importance inthe regulation of serumHCYlevels andis the
only reaction in the body in which folate and vitamin B
12
are co-participants
(Mattson et al., 2002; Miller and Kelly, 1997). A decrease in MS transcription
andactivityobservedinnormal mice under oxidizingconditions canbe viewed
as a natural downregulating compensatory process, which attempts to avoid
further regeneration of methionine from HCY, which would infinitely be
demethylated to reform HCY. Consistent with this line of thought, other
investigations have shown that the increased HCY flux through the transsul-
furation pathway could result from an increase in the levels of methionine
adenosyltransferase and/or cystathionine-b-synthase or a decrease in methio-
nine synthase activity (Mosharov et al., 2000; Tchantchou et al., 2006a). The
88 Flaubert Tchantchou and Thomas B. Shea
methyl group transferred from 5-MTHF to HCY to form methionine con-
tributes to the formation of SAM in a one-step reaction in which an ATP
molecule is involved (Fig. 3.1, reaction 6) and that represents the end point of
the transmethylationpathway. Inthe reactionmechanismof the remethylation
of HCYtomethionine, a methyl groupis transferredtothe MScofactor, cob(I)
alamin, whichis thenactivatedbyforming methylcobalamin. The activationof
cob(I)alamin to form methylcobalamin requires the methyl donor SAM. But
once the first molecule of methylcobalamin is formed and used for the recon-
versionof HCYto methionine, subsequent molecules couldbe regenerated by
using 5-MTHF as methyl donor to serve the same purpose. The absence of the
alternative betaine remethylation pathway in the CNS greatly reduces the
methylation capacity. Therefore, folate deprivation would inhibit transmethy-
lation reactions by reducing SAM and further potentiates HCY accumulation
in the CNS. Considering that the action of vitamin B
12
plays a role in HCY
metabolism that is similar to that of folate (Mattson and Shea, 2003), and
because folate and vitamin B
12
deficiencies retard methionine regeneration,
SAM levels are also reduced as a consequence of lack of folate or deficiency in
vitamin B
12
action (Selhub and Miller, 1992). Impaired methylation has been
implicated in many neurological and psychological disorders, including
dementia, depression, and psychosis. Decreased intracellular methylation reac-
tions canalsoresult inanincrease of SAH. This line of reasoningis supportedby
the demonstration that HCY induces DNA breakage and resultant apoptosis,
and that co-treatment with SAMprevented homocysteine-induced apoptosis.
The participation of SAMin methylation reactions results in the production of
SAHunder the catalysis of S-adenosylmethionine methyltransferase (Cantoni,
1986) (Fig. 3.1, reaction7). The hydrolysis of SAHcatalyzedby SAHhydrolase
produces HCYand adenosine (Fig. 3.1, reaction 8). The compensatory down-
regulation of the reconversion of homocysteine to methionine andthe absence
of the betaine metabolic pathway inthe brain further excludes the possibility of
efficiently regenerating methionine from homocysteine. Choline, a precursor
of betaine in other organs, could therefore condense with acetyl-coA to
optimally produce the neurotransmitter acetylcholine inthe brain, ina reaction
catalyzed by choline acetyltransferase (ChaT) (Fig. 3.1, reaction 15) (Fisher
et al., 2002). Findings of a recent study demonstrates that dietary folate defi-
ciency in middle age adult mice decreased levels of acetylcholine, which were
restored by dietary supplementation with SAM even in the absence of folate.
Adult mice heterozygously lacking 5
0
,10
0
-methylene tetrahydrofolate reduc-
tase (which are impaired in folate usage and have reduced SAM levels), or
homozygously lacking apolipoprotein E (which have reduced SAM due to
oxidativestress) andagednormal miceeachdisplayreducedacetylcholine levels
as compared to normal adult mice. Dietary folate deficiency further reduced
acetylcholine and induced cognitive impairment in each of these mice, while
supplementation with SAMin the absence of dietary folate restored acetylcho-
line levels andcognitive performancetolevels observedinthe presenceof folate
Folate Deprivation, the Methionine Cycle, and Alzheimers Disease 89
(Chan et al., 2006). That observation underscores the importance of folate and
the principal methyl donor SAM in the regulation of acetylcholine levels,
which represents an important the rapeutic approach for age-related neurode-
generation such as AD.
III. TheTranssulfurationPathwayHomocysteine
Elimination and Glutathione Metabolism
The transsulfuration pathway is another path for HCY elimination via
which about 60% of HCY is believed to be metabolized (Storch et al.,
1988). It comprises several reaction sequences which start with the forma-
tion of cystathionine followed by those of cysteine and glutathione.
Cystathionine formation is derived from the condensation of L-serine
with homocysteine, in a reaction catalyzed by the heme and vitamin B
6
-
dependent cystathionine-b-synthase (CBS). Cystathionine is subsequently
cleaved to yield cysteine and 2-ketobutyrate in a reaction catalyzed by
cystathionine g-lyase (Mosharov et al., 2000). But, cystathionine g-lyase is
absent or has a limited presence in the brain therefore, levels of cystathio-
nine found in brain tissues is putatively due to the action of CBS since it is
considered the rate-limiting enzyme in HCY transsulfuration. CBS genetic
knockout mice model first developed by Watanabe et al. (1995) exhibit
increased HCY levels. Among them, CBS homozygote knockout mice
developed significantly elevated levels of plasma total HCY compared
to heterozygote knockout which showed mildly elevated concentration
of total plasma HCY, which are closely similar to those in humans
with heterozygous CBS deficiency. Those findings suggest that partial
impairment in homocysteine transsulfuration produces similar effects on
HCY metabolism in humans and mice. A recent study aiming at evalu-
ating the in vivo effect of high serum homocysteine concentration on
amyloid-b-peptide (Ab) levels in the brain and in relation to AD neuropa-
thology using a mice model carrying the well-established amyloidosis
mutant genes APP/PS1 (Holcomb et al., 1998) and heterozygous for a
cystathionine-b-synthase mutation (APP/PS1/CBS); therefore, resulting
in deficient CBS activity and high homocysteine levels. The mouse
model showed significant elevations of serum homocysteine levels com-
pared to the double transgenic APP/PS1 model of amyloidosis. Results
showed that female (but not male) APP/PS1/CBS mice exhibited signifi-
cant elevations of Ab40 and Ab42 levels in the brain. Correlations between
homocysteine levels in serum and brain Ab levels were statistically signifi-
cant (Pacheco-Quinto et al., 2006). Deficiency in CBS leading to
90 Flaubert Tchantchou and Thomas B. Shea
homocysteinuria results in multiple organs/systems damage, severe vascular
disease, and mental retardation (Mudd et al., 1995). Human hepatoma cell
line demonstrates increase synthesis of cystathionine under oxidative stress
conditions. The increase synthesis of cystathionine is followed by an
increase in HCY flux through the transsulfuration pathway (Mosharov
et al., 2000). Increased transcription levels of CBS gene are present in
apolipoprotein E homozygote and heterozygote knockout mice in a
gene dosage manner. This increase is potentiated by folate deprivation
(Tchantchou et al., 2006a). The immediate consequence of this increase
in cystathionine levels is that it could lead to an increase in the concentra-
tions of the downstream metabolites, cysteine and glutathione (GSH). The
transsulfuration reaction thus provides a direct link between homocysteine
and glutathione, the major endogenous redox buffer in mammalian cells.
It is therefore not surprising that a number of enzymes at this metabolic
nexus display sensitivity to redox changes (Mosharov et al., 2000). Thus,
changes in the levels of expression or functional activity of CBS can
affect levels of HCY (Mattson and Shea, 2003). Such a regulatory switch
could be rationalized as representing a self-correcting response to depleted
glutathione levels in cells faced with an oxidative challenge (Loehrer et al.,
1996). This highlights the overwhelming importance of the transsulfuration
pathway, which under oxidative stress has a dual beneficial impact
since its upregulation would, in addition to accelerating homocysteine
elimination, also contribute to the increase synthesis of the antioxidant
glutathione in many cell and tissue types. In so doing, the transsulfuration
pathway contributes at least indirectly in preventing or quenching oxidative
damage to the brain and other organs. GSH systematically called g-gluta-
mylcysteinylglycine is a ubiquitous tripeptide, formed from the amino acids
glutamate, glycine, and cysteine by two ATP-dependent enzymatic reac-
tions (Schulz et al., 2000). GSH is a major intracellular antioxidant and
its antioxidant activity depends upon the thiol group within the molecules.
GSH is crucial in the free radical scavenging of singlet oxygen and the
OH radical (Larsson et al., 1983). GSH plays this crucial role in detoxifying
peroxides and/or electrophilic toxins such as 1-chloro-2,4-dinitrobenzene
(CDNB) used as substrates in reactions catalyzed by GSH peroxidase
(Fig. 3.1, reaction 12) and glutathione S-transferase (Fig. 3.1, reaction 14),
respectively. Intracellular GSH is maintained in its thiol form by glutathione
disulfide (GSSG) reductase, which requires NADPH molecule (Fig. 3.1,
reaction 13). The availability of cysteine is critical for the synthesis of
GSH in most cells (Ceballos-Picot et al., 1996). Glutathione levels and acti-
vity of glutathione synthase (GS) are increased under oxidative stress
conditions induced by dietary deficiency (folate and vitamin E). This increase
in glutathione levels is substantiated by apoliprotein E deficiency (Gilgun-
Folate Deprivation, the Methionine Cycle, and Alzheimers Disease 91
Sherki et al., 2001; Shea et al., 2002). Deficiency in this gene was shown to
promote the increase of oxidative stress (Ramassamy et al., 1999). Moreover,
experimental elevations in glutathione in AD brain were capable of reducing
oxidative damage and therefore represented an attempt to compensate for
increased ROS induced by dietary and genetic deficiency (Huang et al., 2000).
Furthermore, this increase in GSH levels in the nervous system is triggered by
the upregulation of the transcription and activity profile of glutathione
synthase. Glutathione synthase gene and activity displayed differential
compensatory responses to dietary folate and apolipoprotein E deficiency.
A significant increase in transcription of GS is observed only in APOE
/
mice and only when they were maintained on folate-deficient diet, suggesting
that the combined impact of diet-induced and genetically induced oxidative
stress is required to induce an increase in transcription. The magnitude of this
combined impact is reflected by a synergistic increase in thiobarbituric acid-
reactive substance levels in brain tissue of APOE
/
mice maintained under
folate deficiency. Maintenance of normal mice ondietary folate deficiency also
induces a significant increase in the combined impact of the absence of APOE
and the dietary folate deficiency results in a dramatic increase in TBARs in
brain tissue (Shea and Rogers, 2002b), and further indicates a synergistic
deleterious impact of these dietary folate and genetic deficiencies. Therefore,
the increase in GS transcription and activity in APOE
/
mice subjected to
oxidative stress inducing diet correlate with the synergistic increase in TBARs.
But, these increases in both activity and transcription of GS in the brain of
APOE
/
mice maintained on folate-deficient diet are unable to compensate
fully for the synergistic increase in oxidative damage. This observation under-
scores the extent of oxidative damage that diet-induced and genetically
induced oxidative stress could cause to brain tissue (Tchantchou et al.,
2004a). These findings highlight the fact that distinct compensatory responses
in an antioxidant-generating enzyme can be invoked depending on the nature
and extent of oxidative stress. The combined efficacy of these responses was
reflected by steady-state levels of glutathione, in that both diet-induced and
genetically induced oxidative stress individually elevated glutathione levels,
whereas the combined impact of both induced an apparent additive increase
(Shea and Rogers, 2002b; Tchantchou et al., 2004a). The cumulative increase
of GSHlevels in brain tissues under oxidative damage is suggestive of a possible
alteration of the activity of enzymes that help use glutathione to quench
reactive oxygen species and toxins that induce oxidative damage to the
brain. A recent clinical trial with a small number of cognitively impaired
patients demonstrated that the therapeutic combination of N-acetylcysteine
and B-vitamin supplements (folate and vitamin B
12
) improved cognitive
status of these hyperhomocysteinemic patients (McCaddon, 2006). In that
combinatorial therapy, which has homocysteine levels lowering properties,
NAC will increase the flow of homocysteine through the transsulfuration
92 Flaubert Tchantchou and Thomas B. Shea
pathway leading to an increase in GSHformation while folate and vitamin B
12
will regulate homocysteine remethylation via the transmethylation pathway.
The use of N-acetylcysteine in this combinatorial therapy correlates with
previous findings demonstrating that the administration of N-acetylcysteine
to ApoE-deficient mice deprived of folate alleviated oxidative damage and
cognitive decline, and their restored glutathione synthase and GSH levels to
those of normal mice maintained in the presence of folate (Tchantchou et al.,
2005). The activity and the transcription profile of GSH peroxidase which
catalyzes the reaction in which GSH is used to eliminate hydrogen peroxide
and results in the formation of the oxidized form of glutathione (GSSG) and
that of GSH reductase, which catalyzes the reconversion of GSSG to GSH
are elevated in hippocampus and inferior parietal lobule of AD patients
(Aksenov et al., 1998; Lovell et al., 1998). This might reflect the protective
gene response to the increased peroxidation in the brain regions showing
severe AD pathology (Aksenov et al., 1998; Tchantchou et al., 2004a).
The levels of glutathione S-transferase, a protective enzyme against aldehydes
and especially 4-hydroxynonenal (HNE, a marker of lipid peroxidation) are
decreased in the brain and ventricular CSF of autopsied AD (Lovell et al.,
1998). APOE
/
mice maintained on folate-deficient diet demonstrate
similar increase in the activity of glutathione peroxidase and glutathione
reductase than that of APOE
/
mice on the complete diet. By contrast,
but consistent with observations made in AD patient brains, APOE
/
mice
display a significant decrease in glutathione S-transferase activity. The decrease
might be due to the methylation status of this enzyme. The similar increase in
GPx and GRactivity, which contributes in recycling the oxidized glutathione
(GSSG) back to the reduced form (GSH), combined with the significant
decrease in GST activity constitutes a justification for the increase GSH levels
in mice brain under oxidative damage (Shea and Rogers, 2002b; Tchantchou
et al., 2004a). The supplementation of APOE
/
mice with a potent methyl
donor, S-adenosylmethionine, when maintained on folate-deficient diet,
restores GST, GPx, and GR activity (Tchantchou et al., 2006b). This high-
lights the importance of potent methyl donors in the regulation of enzymes
that catalyze reactions involving the utilization of glutathione.
Considering the direct correlation between folate deprivation and
increase homocysteine levels, which exerts its neurotocixity via several
frameworks that include its ability to trigger increase b-amyloid deposition,
free radical formation, or its direct interaction with the plasma membrane,
combinatorial therapeutic approaches (McCaddon, 2006; Tchantchou et al.,
2004b) aiming at preventing homocysteine accumulation while maintaining
a normal methylation status provide a real hope to the management of
AD onset and at least part of the diseases symptoms.
Folate Deprivation, the Methionine Cycle, and Alzheimers Disease 93
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Folate Deprivation, the Methionine Cycle, and Alzheimers Disease 97
C H A P T E R F O U R
Molecular Mechanisms of Adaptation
to Folate Deficiency
Ilan Ifergan* and Yehuda G. Assaraf

Contents
I. Folate Metabolism 101
II. Pathological States Associated with Folate Deficiency or
Nutritional Folate Insufficiency 105
A. Folate deficiency, neural tube defects and congenital
heart defects 105
B. Folate deficiency, homocysteinemia, and atherosclerotic
cardiovascular disease 106
III. Molecular Mechanisms of Adaptation to Folate Deprivation 108
A. The role of folate-dependent enzymes in adaptation
to folate deficiency 108
B. Cellular retention of folates: The key role of polyglutamylation 110
C. Overexpression of folate influx systems 112
D. Downregulation of folate efflux systems 123
References 131
Abstract
Folic acid is an essential vitamin for a wide spectrum of biochemical reactions;
however, unlike bacteria and plants, mammals are devoid of folate biosynthesis
and thus must obtain this cofactor from exogenous sources. Therefore, folate
deficiency may impair the de novo biosynthesis of purines and thymidylate and
thereby disrupt DNA and RNA metabolism, homocysteine remethylation, methi-
onine biosynthesis, and subsequent formation of S-adenosylmethionine (the
universal methyl donor) which in turn may lead to altered methylation reac-
tions. This impaired folate-dependent intracellular metabolism can lead to
several key pathologies including, for example, megaloblastic anemia, homo-
cysteinemia, cardiovascular disease, embryonic defects, in particular neural
tube defects (NTDs), congenital heart defects, and possibly cancer. The current
review presents and evaluates the up-to-date knowledge regarding the
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00404-4 All rights reserved.
* The Fred Wyszkowski Cancer Research Laboratory, Department of Biology, Technion-Israel Institute of
Technology, Haifa 32000, Israel
{
To whom correspondence should be addressed; Email: assaraf@tx.technion.ac.il
99
molecular mechanisms underlying cellular survival and/or adaptation to folate
deficiency or insufficiency. These mechanisms of adaptation to folate deficiency
generally associated with folate uptake, intracellular folate retention, folate-
dependent metabolism, and active folate efflux specifically include: (a) Up- or
downregulation of various folate-dependent enzymes like dihydrofolate reduc-
tase (DHFR) and thymidylate synthase (TS), (b) Cellular retention of folates via
polyglutamylation by the enzyme folylpoly-g-glutamate synthetase (FPGS),
(c) Overexpression of folate influx systems including the reduced folate carrier
(RFC), folate receptor (FR) as well as the proton-coupled folate transporter
(PCFT), a recently identified intestinal folate influx transporter optimally func-
tioning at the acidic microclimate of the upper intestinal epithelium, (d) Down-
regulation of ATP-driven folate efflux transporters of the multidrug resistance
protein (MRP; ABCC) family and breast cancer resistance protein (BCRP; ABCG2)
that belong to the multidrug resistance (MDR) efflux transporters of the ATP-
binding cassette (ABC) superfamily. Moreover, the intricate interplay between
various components of the adaptive response to folate deprivation is also
discussed. 2008 Elsevier Inc.
Abbreviations
ABC ATP-binding cassette
AICARTF aminoimidazole carboxamide ribonucleotide
transformylase
ALL acute lymphoblastic leukemia
BCRP breast cancer resistance protein
cDNA complementary DNA
CFD cerebral folate deficiency
CHO Chinese hamster ovary
CNS central nervous system
CSF cerebrospinal fluid
DHF dihydrofolate
DHFR dihydrofolate reductase
FPGS folylpoly-g-glutamate synthetase
FR folate receptor
GARTF glycinamide ribonucleotide transformylase
GGH g-glutamyl hydrolase
GSH glutathione
HFM hereditary folate malabsorption
RFC reduced folate carrier
IMP inosine monophosphate
LF low folate
MDR multidrug resistance
100 Ilan Ifergan and Yehuda G. Assaraf
MFS major facilitator superfamily
MRPs multidrug resistance proteins
MSDs membrane-spanning domains
MTHFR methylene-tetrahydrofolate reductase
MTX methotrexate
NBF nucleotide-binding fold
NTD neural tube defect
PABA p-amino benzoic acid
pB promoter B
PCFT proton-coupled folate transporter
Pgp P-glycoprotein
PI3K phosphoinositol-3-kinase
ROS reactive oxygen species
SAM S-adenosylmethionine
SLC solute carrier family
SHMT serine hydroxymethyltransferase
THF tetrahydrofolate
TMD transmembrane domain
TS thymidylate synthase
I. Folate Metabolism
Folic acid, the oxidized form of vitamin B
9
, and its reduced derivative,
tetrahydrofolate (THF; Fig. 4.1), are water-soluble vitamins commonly
termed folates. The term folate stems from the Latin word folium which
means leaf; indeed, folates are present in substantial amounts in green leafy
vegetables. THF cofactors play an essential role as one-carbon donors and
acceptors in several crucial intracellular metabolic reactions. Folic acid is
composed of three covalently linked components: a pteridine ring, p-amino
benzoic acid (PABA) and a glutamate residue (Fig. 4.1). Mammals are able
to synthesize the pteridine ring. However, unlike bacteria and plants,
mammals are devoid of the enzymatic capacity of coupling pteridine to
PABA (Birn, 2006) and thus are absolutely dependent on folate uptake from
exogenous sources. These sources include intestinal uptake of folates bio-
synthesized by intestinal bacterial flora as well as dietary folate intake
particularly from green leafy vegetables, fruits, grain, yeast, liver, and dairy
products (Birn, 2006).
Biologically active folates exist predominantly in the reduced form (i.e.,
the two double bonds on the pteridine ring are enzymatically reduced),
thereby resulting in THF (Adams et al., 1970); Figs. 4.1 and 4.2). Inside the
cell, THF cofactors function as both acceptors and donors of one-carbon
Adaptation to Folate Deprivation 101
5-CH
3
-THF
N
N
O
NH CH C
COOH OH
NH
C
O
OH
CH
3
H
N
N N
N
H
N
N N
N
N
N
Folic acid
O
NH CH
2
CH
2
CH
2
CH
2
CH
2
CH
2
NH
2
CH
3
CH
3
CH
2
CH
2
CH
2
CH
2
CH
2
CH
2
CH
2
CH
2
CH C
COOH OH
NH
H
2
N
H
2
N
H
2
N
H
2
N
H
2
N
C
O
OH
N
N
N
N
N N
O
NH CH C
COOH
N
C
O
OH
N
N N
N
1
2
3
4
5
6
7
8
5,10-CH
2
-THF
O
NH CH C
COOH
OH N
C
O
OH
N
N
H
CH
2
C
N
N
N N
N
N
O
NH CH C
COOH OH
NH
C
O
OH
5-CHO-THF
(leucovorin)
CHO
H
N
N
N
N
CHO
CH
2
N
N
Methotrexate
Chemical structures Chemical category
Oxidized folate
Reduced folate
Reduced folate
Reduced folate
Antifolate
(DHFR inhibitor)
Pteridine ring
p-amino benzoic acid Glutamyl residue
CH
2
Figure 4.1 Chemical structures of oxidized and reduced folates as well as antifolates.
The one-carbon units donated during purine and thymidylate biosynthesis are
highlighted in gray.
102 Ilan Ifergan and Yehuda G. Assaraf
units. These one-carbon units are covalently linked to the THF cofactor
and exist as a wide range of oxidized and reduced forms of the one-carbon
moiety, including methyl, formyl and methylene derivatives (Figs. 4.1 and
4.2). The primary source of one-carbon units for mammalian folate metab-
olism is first donated from serine to the pteridine ring of THF thereby
resulting in the formation of glycine and 5,10-methylene-THF, respectively
(Fig. 4.2). The various THF cofactors include 5,10-methylene-THF,
10-formyl-THF, and 5-methyl-THF (the major folate form in the plasma)
serve as one-carbon donors in various biochemical reactions (Carmel et al.,
2003; Qureshi et al., 1994; Scott, 1999) as depicted in Fig. 4.2; specifically,
cytosolic methionine synthase transfers a methyl group from 5-methyl-THF
to homocysteine in a methyl-cobalamin-dependent reaction, thereby result-
ing in the formation of methionine (Fig. 4.2). The latter is further converted
to S-adenosylmethionine (SAM). In the methylation cycle which occurs in
all nucleated cells, SAM serves as the key methyl group donor of most
biological methylation reactions including that of CpG island DNA methyl-
ation that regulates gene expression (Kim, 2004, 2005), protein methylation
AICARTF
PRPP
GMP AMP
IMP
DHF
TS
THF
THF THF
dTMP
dUMP
Hcy
Met
Glycine
Serine
Folic
acid
Cytoplasm
GARTF
10 -CHO-THF
5,10-CH
2
-THF 5-CH
3
-THF
DNA
5 -CHO-THF
SAM
X
CH
3
X
DHFR
SHMT
MTHFR
DHFR
MS
Figure 4.2 Simplified scheme of intracellular folate metabolism in mammalian cells
with emphasis on the de novo biosynthesis of purines and thymidylate. Abbreviations
of the enzymes and intermediate compounds that are involved in these pathways:
AICARTF, aminoimidazole carboxamide ribonucleotide transformylase; DHF, dihy-
drofolate; DHFR, dihydrofolate reductase; FPGS, folylpoly-g-glutamate synthetase;
GARTF, glycinamide ribonucleotide transformylase; GGH, g-glutamyl hydrolase;
Hcy, homocysteine; IMP, inosine monophosphate; Met, methionine; MS, methionine
synthase; MTHFR, methylene-tetrahydrofolate reductase; PRPP, Phosphoribosyl
pyrophosphate; SAM, S-adenosylmethionine; SHMT, serine hydroxymethyltransfer-
ase; THF, tetrahydrofolate; TS, thymidylate synthase.
Adaptation to Folate Deprivation 103
which serves as an important posttranslational modification, and lipid meth-
ylation important for their biosynthesis including that of phosphatidylcholine
(Stokstad) (Fig. 4.2). Moreover, methylation is a crucial step in the metabo-
lism of neurotransmitters and detoxification of xenobiotics. Hence, folate
deficiency may lead to elevated homocysteine levels due to decreased utili-
zation of this amino acid as well as to altered intracellular methylation
processes. In addition to the above-mentioned role of THF cofactors in
the biosynthesis of glycine and methionine along with the metabolism of
serine and homocysteine, respectively, THF coenzymes play a key role in the
catabolism of histidine and formic acid. Importantly, THF coenzymes are
essential for cellular proliferation due to their primary role in the de novo
biosynthesis of purines and thymidylate that are essential for DNAreplication
(Fig. 4.2). Several key enzymes use reduced folates as cofactors in these
biosynthetic pathways (Fig. 4.2). Specifically, thymidylate synthase (TS)
catalyzes the conversion of dUMP to dTMP through the transfer of a methyl
group from 5,10-methylene-THF to dUMP. Similarly, the cofactor
10-formyl-THF contributes one-carbon units in each of two key de novo
biosynthetic transformylase reactions of purine metabolism (Fig. 4.2). The
first reaction is catalyzed by the enzyme glycinamide ribonucleotide trans-
formylase (GARTF) which transfers a formyl group from 10-formyl-THF
resulting in the formation of the imidazole ring of purines. Whereas, a more
downstreamreaction involves an additional formyl transferase reaction that is
carried out by aminoimidazole carboxamide ribonucleotide transformylase
(AICARTF), resulting in the formation of the purine intermediate inosinic
acid which is commonly termed inosine monophosphate (IMP) (Fig. 4.2).
The latter serves as a crucial intermediate in a biochemical Y-junction which
leads to the regulated and balanced formation of the purine nucleotides AMP
and GMP. Importantly, the folate cofactor is utilized in a cyclic manner
as follows: dihydrofolate (DHF), the by-product of the TS-dependent
reaction, is recycled to the biologically active THF by the enzyme dihydro-
folate reductase (DHFR) in an nicotinamide adenine dinucleotide
phosphate (NADPH)-dependent reduction. The latter THF as well as the
THF by-product of the purine metabolismcan be further converted to 5,10-
methylene-THF and 10-formyl-THF. The latter two folate cofactors are
reused in the de novo biosynthesis of purines and thymidylate precursors of
nucleic acids as has been previously described (Fig. 4.2).
On the basis of plethora of folate-dependent metabolic processes, a
deficiency in intracellular THF pools may therefore impair nucleotide
biosynthesis, homocysteine remethylation, methionine biosynthesis, as
well as cellular methylation processes. This altered intracellular biochemical
status can lead to several disorders including megaloblastic anemia, leuco-
penia and thrombocytopenia, homocysteinemia, cardiovascular disease,
embryonic defects, in particular neural tube defects (NTDs) and congenital
heart defects and possibly cancer (Stanger, 2002). These pathological states
104 Ilan Ifergan and Yehuda G. Assaraf
associated with folate deficiency are discussed in greater detail in the
following chapters. Moreover, a similar effect of folate deprivation can be
achieved by using folic acid antagonists known as antifolates that inhibit the
biosynthesis of purines and/or thymidylate. This rationale has been
exploited for the introduction of a wide spectrum of antifolate-based
therapies of various diseases that are characterized by an abnormal cellular
proliferation including cancer, rheumatoid arthritis, and psoriasis ( Jukes,
1987). Methotrexate (MTX) (Fig. 4.1), the first and most studied antifolate,
binds stoichiometrically and tightly (K
D
1 pM) to the target enzyme
DHFR with an affinity that is a million fold higher than the natural
substrate, DHF (K
m
1 mM) (Bertino, 1993; Ozaki et al., 1981). However,
at least 95% of intracellular DHFR must be inhibited by MTX in order to
block DNA replication (Jackson and Harrap, 1973). In addition to inhibi-
tion of DNA synthesis, antifolate treatment may result in misincorporation
of 2
0
-deoxyuridine 5
0
-triphosphate (dUTP) into DNA, thereby leading to
DNA strand breaks and cell death (Richards et al., 1986). MTX is currently
used for the combination chemotherapeutic treatment of various human
malignancies including childhood acute lymphoblastic leukemia (ALL),
non-Hodgkins lymphoma, osteosarcoma, head and neck cancer, choriocar-
cinoma, small cell lung cancer, and breast cancer (Bertino, 1993; Schornagel
and McVie, 1983). A detailed discussion of the currently available antifolates
is beyond the scope of this review; however, this has been the subject of
a recent review from this laboratory (Assaraf, 2007). Indeed, several key
folate-dependent enzymes have been successfully targeted by one or various
antifolates that are widely used in the combination chemotherapeutic treat-
ment regimen of various human cancers of hematolymphoid lineage or
epithelial origin (Walling, 2006).
II. Pathological States Associated with
Folate Deficiency or Nutritional
Folate Insufficiency
A. Folate deficiency, neural tube defects and congenital
heart defects
The closure of the neural tube occurs during early stages of embryogenesis.
This developmental process heavily relies on the interactions between
genetic, environmental, and nutritional factors. Failure of neural tube
closure is a common congenital malformation resulting in significant mor-
bidity and mortality. NTDs are complex congenital malformations of the
central nervous system (CNS) and the most common (with a prevalence of
1:1000 births) and severe forms of NTDs include anencephaly and spina
bifida (Blom et al., 2006). Anencephaly is an NTD that occurs when there is
Adaptation to Folate Deprivation 105
failure of neurulation, in which the neural folds do not fuse at the cranial
end of the developing embryo, and hence, these infants lack most or all of
the brain tissue. Infants with anencephaly are stillborn or die shortly after
birth. Spina bifida is a posterior NTD that is caused by the failure of the
neural tube to fuse at the caudal end. Consequently, infants with Spina
bifida can have an open lesion on their spine, where significant damage to
the nerves and spinal cord has occurred or the lesion can be closed. Infants
with spina bifida can survive but are at high risk of developing psychosocial
maladjustments. Maternal nutrition factors contribute significantly to the
various etiologies of NTDs. In a seminal study reported on 1976, Smithells
and colleagues (Smithells et al., 1976) discovered that the diets and postpar-
tum blood of women who had given birth to a fetus with an NTD were
deficient in several micronutrients, particularly folic acid. Over the past two
decades, it has been well established that women can reduce their risk of
having an NTD-affected pregnancy by as much as 5075% by taking folic
acid supplementation. Small nonrandomized studies in women who previ-
ously had NTD-affected pregnancies revealed that intake of folic acid supple-
ments during the periconceptional period resulted in a fourfold reduction in
the NTD recurrence risk (Laurence et al., 1981; Seller and Nevin, 1984;
Smithells et al., 1976, 1981, 1983; Vergel et al., 1990). Moreover, in a
thorough, double-blind, placebo-controlled, randomized trial performed by
the Medical Research Council in the UK it was confirmed that supplemen-
tation with a daily dose of 4 mg folic acid resulted in a beneficial effect of a
threefold reduction in the recurrence risk of NTDs (Group, 1991). However,
it is still unclear as to what are the molecular mechanisms by which folic acid
supplementation markedly decreases the risk of an infant being born with an
NTD or other congenital malformations. Moreover, it is completely unclear
why a significant fraction of women who do take folic acid supplementation
during the periconceptional period give birth to NTD-harboring infants.
B. Folate deficiency, homocysteinemia, and atherosclerotic
cardiovascular disease
As detailed above, reduced folates are cofactors that are essential for the
biosynthesis of purine and thymidine nucleotides. Furthermore, folates are
also necessary for the biosynthesis of methionine from homocysteine and
5-CH
3
-THF in a methyl-cobalamin (i.e., methyl-B
12
)-dependent reaction
catalyzed by methionine synthase (Fig. 4.2). Impairment of folate-mediated,
one-carbonmetabolic pathways canresult fromfolate deficiency and/or nutri-
tional folate insufficiency (i.e., a diet that is relatively poor in folates), single
nucleotide polymorphisms and inactivating mutations in folate-dependent
enzymes and folate transporters. These result in homocysteinemia and
increased risk of various pathologies including atherosclerotic cardiovascular
106 Ilan Ifergan and Yehuda G. Assaraf
disease and vascular thrombosis (Arnesen et al., 1995; Durand et al., 2001;
Graham et al., 1997; Rasouli et al., 2005; Ubbink et al., 1993). Data suggest
that folate deficiency was the most common vitamin deficiency in the United
States, thereby affecting 10%of the population; furthermore, more than50%
of the childrenandelderly that live inpoverty were folate deficient (Baileyet al.,
1982). These statistics of folate deficiency were found to be true also for other
non-Western countries including, for example, Thailand (Assantachai and
Lekhakula, 2007) and rural areas of India (Pathak et al., 2004). However,
sincethemandatedfortificationof processedgrains withfolic acidintheUnited
States and Canada in 1998, the incidence of folate deficiency in most popula-
tions in these countries has dramatically declined ( Joelson et al., 2007).
Epidemiological evidence suggests that hyperhomocysteinemia is an
independent single risk factor for arterial thrombotic diseases such as acute
myocardial infarction, stroke, peripheral ischemic occlusive disorders as
well as venous thromboembolism (Arnesen et al., 1995; Durand et al.,
2001; Graham et al., 1997; Rasouli et al., 2005). In this respect, panoply
of epidemiological studies has accumulated over the past decade; these
studies establish a tight association between homocysteinemia and the
significantly increased risk of atherosclerotic cardiovascular disease. It has
been well established that folate deficiency results in elevated levels of
serum homocysteine (i.e., homocysteinemia). Hence, in folate-deficient
individuals, decreased levels of THF cofactors (e.g., 5-CH
3
-THF) limit
metabolic flux through the methionine synthase reaction, with conse-
quent accumulation of homocysteine, the substrate of this enzyme.
Importantly however, dietary folate supplementation can readily normalize
plasma homocysteine levels and may thereby reduce the risk of coronary
artery disease (Graham and OCallaghan, 2000). Studies with animal models
of atherosclerosis and thrombosis have provided evidence that even mod-
erate elevation of homocysteine levels can produce damage to vascular
endothelium and can enhance platelet aggregation (Sauls et al., 2004,
2007). These vasotoxic and other deleterious effects of homocysteine
are believed to result from the following characteristics (Ramakrishnan
et al., 2006):
(a) During the oxidation of excess homocysteine to homocystine and
disulphides, reactive oxygen species (ROS) which are potent oxidants
are generated in the blood which can cause severe endothelial injury.
For example, endothelial cell injury due to copper-catalyzed hydrogen
peroxide formation from cytseine has been demonstrated in vitro
(Starkebaum and Harlan, 1986).
(b) Homocysteine can directly interact in a thiolation reaction by binding
to thiol groups of proteins and thereby form disulphides which can
markedly alter the function of various proteins.
Adaptation to Folate Deprivation 107
(c) Homocysteine can be converted to a highly reactive thiolactone which
could react with proteins resulting in the formation of NH-CO-
adducts, thereby altering the function of various proteins and enzymes.
For instance, a potential mechanism for the thrombotic tendency in
hyperhomocysteinemic patients has been recently identified; thus,
modification of fibrinogen by homocysteine thiolactone increased its
resistance to fibrinolysis (Sauls et al., 2006).
III. Molecular Mechanisms of Adaptation
to Folate Deprivation
This chapter reviews and discusses the up-to-date knowledge regard-
ing the molecular mechanisms that regulate folate homeostasis under folate
replete and deplete conditions. Our specific aim is to describe the role of
folate-dependent enzymes, folate polyglutamylation as well as folate influx
and efflux transport systems in cellular survival and/or adaptation to folate
deficiency and/or insufficiency.
A. The role of folate-dependent enzymes in adaptation
to folate deficiency
De novo biosynthesis of purines and thymidylate precursors of nucleic acids is
absolutely dependent on THF cofactors. Hence, cellular proliferation will be
eventually blocked under conditions of severe folate deficiency. One possi-
ble mechanism of adaptation to folate deprivation lies within the folate
metabolic pathway. Specifically, the DHF by-product is recycled to the
biologically active THF cofactor by the enzyme DHFR; the resultant
THF cofactor can be further converted to 5,10-methylene-THF and
10-formyl-THF for utilization in the de novo biosynthesis of purines and
thymidylate as has been previously described (Fig. 4.2). Hence, augmented
activity of DHFR should theoretically increase the recycling rate of DHF,
at least in some cells, and thus compensate, at least partially, for conditions in
which folate is deprived from the growth medium. Indeed, analysis of three
independent clonal variants of Chinese hamster lung fibroblasts including
FA3, FA7, and FA14 selected under low folate (LF) conditions [15 pM
5-formyl-THF; (Lamers et al., 2006)], revealed that each clone had a fivefold
to sixfold increase in both DHFR activity and protein levels (Zhu et al.,
2002). Similarly, DHFRgene amplification was documented after treatment
with MTX both in cultured cells (Schimke, 1984) and in clinical samples
from patients that were treated with this antifolate (Horns et al., 1984; Trent
et al., 1984). For certain concentrations of MTX, the significant increase in
the intracellular levels of DHFR produces sufficient free enzyme molecules
108 Ilan Ifergan and Yehuda G. Assaraf
to catalyze its biosynthetic reaction resulting in the production of THF.
Therefore, increased activity of DHFR plays a key role under conditions of
folate deficiency or DHFR inhibition by antifolates, thereby producing
more enzyme molecules to minimize the disruption of folate metabolism.
TS activity was also examined under conditions of folate deficiency; as
has been previously mentioned, TS catalyzes the conversion of dUMP
to dTMP by transferring a single methyl group from the cofactor 5,10-
methylene-THF to dUMP (Fig. 4.2). In this study, four colon cancer cell
lines (C26-A, C2610, C26-G, and WiDr) and three squamous cell carci-
noma lines of the head and neck (HNSCC) (11B, 14C, and 22B) were
adapted to grow in a culture medium containing LF levels (i.e., 0.52.5 nM
leucovorin) (Backus et al., 2000). This study revealed that whereas folate
deprivation was associated with up to threefold increased catalytic activity of
TS in squamous cell carcinoma of the head and neck, the folate-depleted
colon cancer cells showed up to sevenfold decreased catalytic activity of
TS when compared to their folate-replete parental controls. The increased
activity of TS in the folate-depleted squamous carcinoma cells of the head
and neck may compensate for the folate-deprived condition, thus facilitat-
ing an enhanced utilization of folates for the biosynthesis of dTMP. How-
ever, the decreased activity of TS in the folate-deprived colon cancer cells
may serve as an important mechanism for rebalancing the intracellular
concentration of nucleotides for cellular utilization. Specifically, the
decreased activity of TS in these colon cancer cells may release more THF
cofactors for de novo purine biosynthesis; moreover, decreased TS activity
may result in diminished levels of dTMP, the latter of which is presumably
less required as the proliferation rate is decreased due to the severe folate
deficiency. Indeed, folate deprivation of cultured cells has been reported to
increase the intracellular ratio of dUMP to dTMP by as high as tenfold
( James et al., 1994; Melnyk et al., 1999). Consistent with the hypothesis that
certain cells downregulate DNA synthesis under folate-deprived conditions,
folate-deficient human colon adenocarcinoma HCT116 cells appeared
to favor a preferential shuttling of the flux of one-carbon units to the
methionine cycle (upregulation of methylene-tetrahydrofolate reductase,
MTHFR) and thereby suppress the nucleotide biosynthetic pathway
(including downregulation of the enzymes SHMT, TS, and DHFR;
Fig. 4.2) (Hayashi et al., 2007). Therefore, suppression of the pathway of
nucleotide biosynthesis, at least partially, may be strategically exercised by
cells as an adaptation and/or survival mechanism under folate deprivation.
Additional studies are necessary to reveal the role of folate-dependent
enzymes in the complex intracellular biochemical network of folate-
dependent pathways under folate-deprived conditions. Moreover, compu-
terized simulations of de novo biosynthesis of purines and thymidylate
precursors of nucleic acids currently became available (Assaraf et al., 2006;
Seither et al., 1989); these computer-aided models may be used to analyze
Adaptation to Folate Deprivation 109
the nature of this important pathway under conditions of folate deficiency
and thereby predict the possible role of specific folate-dependent enzymes
in adaptation to conditions of folate deprivation.
B. Cellular retention of folates: The key role
of polyglutamylation
Whereas the monoglutamate formof 5-CH
3
-THF is the primary circulatory
folate, the polyglutamylated forms of 5-CH
3
-THF as well as other reduced
folates serve as the abundant intracellular THF cofactors. The enzyme folyl-
poly-g-glutamate synthetase (FPGS) which exists in both the cytosol and
mitochondria (McGuire et al., 2000), catalyzes the polyglutamylation of
folates and antifolates through the addition of multiple equivalents of gluta-
mate units tothe g-carboxyl residue of THFcofactors and certainhydrophilic
antifolates (Fig. 4.3). In contrast to FPGS, the enzyme g-glutamyl hydrolase
(GGH) catalyzes the hydrolysis of these terminal glutamate residues from
polyglutamylated folates and antifolates (Fig. 4.3) (Shane, 1995). Intracellular
folates exist mainly as poly-g-glutamate derivatives, with the parent THF
being elongated by 710 glutamyl residues (McGuire et al., 1980; Shane,
1989). Importantly, the long chain (n > 3) polyglutamylated (anti)folate
derivatives are no longer substrates of efflux systems such as multidrug
resistance proteins (MRPs) (Wielinga et al., 2005; Zeng et al., 2001), breast
cancer resistance protein (BCRP) (Volk and Schneider, 2003) as well as
bidirectional folate transporters including the reduced folate carrier (RFC)
(Matherly and Goldman, 2003). Hence, polyglutamylation is the primary
determinant of intracellular retention and sequestration of THFcofactors and
polyglutamatable antifolates. Moreover, folate polyglutamate congeners dis-
play higher affinities for various folate-dependent enzymes relative to their
non-polyglutamylated forms (Allegra et al., 1985, 1987). Therefore, folylpo-
lyglutamylation increases the efficiency of THF cofactor utilization. Addi-
tionally, a mitochondrial FPGS species exists which allows mitochondria to
accumulate folylpolyglutamates thereby resulting in the biosynthesis of gly-
cine (Lin et al., 1993). The FPGS-dependent entrapment of intracellular
THF cofactors suggests that increased cellular activity of this enzyme should
be highly beneficial to cells subjected to conditions of folate deprivation.
Several studies lend support to this hypothesis:
(a) An increased FPGS activity was documented in several tumors as well as
in the liver and kidney of mice that were subjected to a LF diet for two
weeks (Mendelsohn et al., 1996).
(b) Consistently, mice injected i.v. with a single dose of the antifolate
lometrexol (5,10-dideaza-tetrahydrofolate), an inhibitor of GARTF,
accumulated more drug in their livers when compared to untreated
controls. Moreover, analysis of antifolate polyglutamates revealed that
110 Ilan Ifergan and Yehuda G. Assaraf
longer polyglutamate forms of lometrexol (hepta- and octa- species of
lometrexol) appeared earlier and persisted longer in liver of the folate-
deprived mice when compared to the control group of mice
(Mendelsohn et al., 1996). The increased activity of FPGS may there-
fore enhance (anti)folate polyglutamylation and thereby improve intra-
cellular folate retention. Moreover, the markedly increased affinities of
various folate-dependent enzymes for polyglutamylated folate deriva-
tives relative to the non-glutamylated forms (Allegra et al., 1985, 1987)
should be particularly important under conditions of folate deprivation.
(c) An additional study aimed at understanding the molecular mechanisms
underlying adaptation of cultured breast cancer cells to states of
folate deficiency also supports the important role that increased polygluta-
mylationplays inadaptationtofolate deficiency(Iferganet al., 2004). Inthis
study, MCF-7breast carcinoma cells andtheir mitoxantrone(ananticancer
Folate(glu
1
)
NH
CH
2
CH
2
CH
COOH
C
O
OH
GGH
N
N
O
NH CH
2
CH
2
CH
2
CH C
COOH OH
NH
H
2
N
C
O
OH
H
CH
3
N
N
FPGS
NH CH
2
CH
2
CH
2
CH C
O COOH OH
NH
H
2
N
C
O
H
CH
3
N
N
N
N
Folate(glu
n
)
n
Glutamate
+
ATP
ADP+Pi
Figure 4.3 The reaction of folate polyglutamylation by FPGS and hydrolysis of folate
polyglutamates by GGH. Note that various reduced folate derivatives undergo these
reactions including 5-methyl-THF as depicted in this scheme.
Adaptation to Folate Deprivation 111
drug which is a specific BCRP substrate)-resistant MCF-7/MR subline,
with BCRP (an ATP-driven efflux transporter of mitoxantrone and
folates) overexpression were gradually deprived (3.5 months) of folic
acid from 2.3 mM to 3 nM resulting in the sublines MCF-7/LF and
MCF-7/MR-LF, respectively. Consistent with the above results, folate
deprivation resulted in statistically significant increases of 63% and 20% in
FPGS activity of MCF-7/MR-LF and MCF-7/LF cells, respectively,
relative totheir folate-replete counterparts (Iferganet al., 2004). Adecrease
in one or more folate efflux systems along with increased FPGS activity
were associated with an augmented ability of the LF-adapted sublines to
accumulate folates.
(d) Furthermore, a study with colonic epithelial cells aimed at determining
the alterations occurring at the transcript level of various genes involved
in intracellular folate metabolism and one-carbon transfer reactions
under folate-deprived conditions was recently published (Hayashi
et al., 2007). Consistent with previously mentioned studies, a real-
time quantitative RTPCR analysis revealed that the steady-state
mRNA levels of FPGS were 400% and 16% higher in folate-deficient
HCT116 and Caco2 human colon adenocarcinoma cells, respectively,
relative to their folate-replete counterparts (Hayashi et al., 2007). These
results indicate that transcriptional upregulation of FPGS and/or
decreased degradation of FPGS transcripts (i.e., increased mRNA sta-
bility) are plausible mechanisms of cellular adaptation to folate defi-
ciency. Taken in toto, these cumulative results strongly suggest that
increased FPGS activity may shift the intracellular equilibrium of folates
toward the long chain, hyperpolyglutamylated congeners, thereby
decreasing active folate export via various ATP-driven folate efflux
trasnporters; for a recent review see Assaraf (2006). Hence, increased
FPGS activity appears to play a major protective role and is apparently an
important survival factor in cellular adaptation to folate deficiency.
C. Overexpression of folate influx systems
1. Cellular uptake of folates and MTX
Whereas a balanced diet may contain both folate monoglutamates and
polyglutamates, the latter are enzymatically hydrolyzed to the monogluta-
mate form by glutamate carboxypeptidase II (GCPII), an exopeptidase
anchored to the intestinal apical brush border membrane (Chandler et al.,
1986). The monoglutamate form of 5-methyl-THF, additional reduced
folate derivatives as well as the oxidized folate form, folic acid, are divalent
anions that cannot traverse lipid bilayers by simple diffusion (Dembo and
Sirotnak, 1984; Goldman and Matherly, 1986; Sirotnak and Tolner, 1999).
Therefore, folate monoglutamate uptake into mammalian cells must be
facilitated by specialized carrier-mediated systems (Dembo and Sirotnak,
112 Ilan Ifergan and Yehuda G. Assaraf
1984; Goldman and Matherly, 1986; Ratnam and Freisheim, 1992)
(Figs. 4.4 and 4.5). Indeed, carrier-mediated systems for the uptake of folates
across biological membranes are necessary for intestinal folate absorption
and renal reabsorption as can be found in the upper small intestine and
proximal renal tubules, respectively, as well as for folate uptake into cells
located within the intact embryo and the various tissues of adult organisms
(Lee et al., 1992; Matherly and Goldman, 2003; Ratnam and Freisheim,
1992; Rubin et al., 1967; Selhub and Rosenberg, 1978, 1986; Sirotnak and
Tolner, 1999). Three specialized transport systems exist that can accommo-
date the transport of folates and antifolates across biological membranes
(Matherly and Goldman, 2003):
(i) The RFC is a major uptake route for the transport of folates into
mammalian cells (Matherly and Goldman, 2003) (Figs. 4.4 and 4.5).
RFC (SLC19A1) functions as a bidirectional anion exchanger
(Goldman, 1971; Henderson and Zevely, 1981) with a high affinity
(K
m
1 mM) for reduced folates and hydrophilic antifolates including
MTX (K
m
510 mM) but low affinity (K
m
200400 mM) for folic
acid (Goldman, 1971; Sirotnak, 1985, 1987). RFC is a member of the
solute carrier family (SLC) of facilitative carriers which currently com-
prises 300 genes that have been classified into 43 subfamilies (http://
www.gene.ucl.ac.uk/nomenclature/). The SLC family belongs to an
even larger superfamily known as the major facilitator superfamily
Reduced
folates
Folate
(oxidized and
reduced )
H
+
Folate
(mM)
H
+
Folate
(mM)
Folate
Folate
(nM)
(i.e., 5-CH
3
-THF )
Folate
(mM)
CSF Blood Intestinal lumen Upper intestinal Choroid plexus
epithelial cell
Brain
(acidic pH)
Folate
(mM)
- PCFT : proton-coupled symport of folates and protons.
- RFC : anion-exchange-based transport of reduced folates.
- FR

: high-affinity (K
D
=0.1nM)-based endocytosis of oxidized and reduced folates.
Intestinal
epithelium
(neutral pH)
Figure 4.4 Putative transport pathways of folates from the intestinal lumen through
the blood into the cerebrospinal fluid and the brain.
Adaptation to Folate Deprivation 113
(MFS) of transporters (Saier et al., 1999). Human RFC contains 591
amino acids with a core molecular weight of 64 kDa; however,
although it contains a single consensus site for N-linked glycosylation,
RFC undergoes an extensive glycosylation thereby resulting in a
molecular mass of 85 kDa (Drori et al., 2000). Putative hydropathy
plots and membrane topology studies suggested that RFC contains 12
transmembrane domains (TMDs) with a short cytosolic N-terminus and a
long cytosolic C-terminus (Ferguson and Flintoff, 1999; Liu and
Matherly, 2002). In contrast to most known folate transport systems,
RFC can neither bind nor hydrolyze ATP in order to drive folate
substrate translocation across the plasma membrane. Rather, the RFC-
dependent uphill influx of folates and antifolates is coupled to the
downhill efflux of organic phosphates including thiamine
monophosphate and pyrophosphate (Zhao et al., 2002) that are
synthesized and retained in the cytoplasm. However, when compared
Folate(glu
n
)
FPGS
GGH
Cytoplasm
ATP ADP+Pi
RFC
(AFD)
MRP1,5
BCRP
Reduced
folate

Folic acid
5-CH
3
-THF
PCFT
DHFR
Reduced
folate
Reduced
folate
FR
a
Figure 4.5 Proposed model for major adaptive responses to folate deficiency. Note
that upward arrows denote upregulation whereas downward arrows denote down-
regulation of the relevant components activity. AFD-Absolute folate deficiency.
114 Ilan Ifergan and Yehuda G. Assaraf
to transporters including MRPs, RFC is considered a low-capacity
transporter. Therefore, the net efflux of organic phosphates via the
RFC is negligible when compared to the rate of the biosynthesis of
these organic phosphates (Goldman, 1971). The central developmental
role that mammalian RFC plays has been established in RFC knockout
mice studies; whereas RFC-null embryos died in utero before embryonic
day 9.5 (E9.5), the rescue of the nullizygous embryonic lethal phenotype
was achieved by supplementation of pregnant monoallelic RFC dams
with 1 mg daily subcutaneous doses of folic acid (Zhao et al., 2001).
Furthermore, the rescued RFC nullizygous embryos died within 12
days after birth due to a failure of the hematopoietic organs (Zhao et al.,
2001).
(ii) The second route of folate uptake involves the small family of folate
receptors (FRs) (Figs. 4.4 and 4.5). This group of receptors is encoded
by three distinct genes known as FRa, FRb, and FRg, respectively
(Elnakat and Ratnam, 2004, 2006; Elwood, 1989; Lacey et al., 1989;
Ratnam et al., 1989; Sadasivan and Rothenberg, 1989; Shen et al.,
1994, 1995). An additional FR isoform (i.e., FRd) has been putatively
identified from genome database mining; however, neither its tissue
expression nor its folate-binding activity has been experimentally
established (Spiegelstein et al., 2000). Whereas the high-affinity
folate-binding membrane glycoproteins FRa and FRb are glycosyl-
phosphatidylinositol (GPI)-anchored receptors, FRg is a secreted pro-
tein which lacks a GPI anchor. FRa displays a high affinity for folic acid
and 5-CH
3
-THF (K
D
0.110 nM) but lower affinity (K
D
10
300 nM) for other reduced folates and MTX (Antony, 1992; Brigle
et al., 1994; Wang et al., 1992; Westerhof et al., 1995). The FR-
dependent uptake of folates proceeds via a classical mechanism of
receptor-mediated endocytosis. Moreover, whereas RFC exhibits a
relatively wide pattern of tissue expression, the expression of FRa,
the most abundant FR isoform in adults, is restricted to few tissues
including the apical (luminal) surface of epithelial cells. Moreover,
membrane-associated FRb is expressed and binds folate in the placenta
(Ratnam et al., 1989). A specific pathological state of loss of function of
FRa has been described recently; auto-antibodies against FRa have
been associated with cerebral folate deficiency (CFD) in the presence of
normal folate blood levels (see paragraph below discussing Cerebral folate
deficiency syndrome and auto-antibodies against folate receptors). It therefore
appears that FRa is a key mediator of folate uptake into the brain
(Ramaekers et al., 2005; Spector and Johanson, 2006). Additionally,
gene knockout studies have established that FRa is vital for normal
nerve tube development of mouse embryos; importantly, maternal folic
acid supplementation prevents the development of NTDs in FRa
knockout mouse embryos (Piedrahita et al., 1999) (see the paragraph
Adaptation to Folate Deprivation 115
below entitled Knockout mice lacking the folic acid-binding protein Folbp1,
currently termed Folr1, the murine homologue of the human FRa). In contrast
to the severe morphogenetic abnormalities of FRa knockout embryos
that die in utero, FRb knockout mouse embryos have been shown to
develop normally (Piedrahita et al., 1999).
Cerebral folate deficiency syndrome and auto-antibodies against folate receptors:
Cerebral folate deficiency (CFD) is defined as any neuropsychiatric syn-
drome associated with low levels of 5-CH
3
-THF in the cerebrospinal fluid
(CSF) (the active THF cofactor in the blood and CSF) in the presence of
normal folate metabolism outside the CNS, as evidenced by normal folate
levels in serum and erythrocytes, normal hematological values and normal
homocysteine levels. Infantile-onset CFD is a neurological syndrome that
presents 4 to 6 months after birth; the primary manifestations of this type
of CFD are significant irritability, slow head growth, cerebellar ataxia,
psychomotor retardation, pyramidal tract signs in the legs, dyskinesias, and
sometimes seizures (Ramaekers and Blau, 2004; Ramaekers et al., 2002).
Later in infancy, central visual disturbances may become apparent thereby
leading to blindness. Despite these numerous and severe clinical manifesta-
tions, the sole biochemical anomaly consistently identifiable in these CFD
patients is low levels of 5-CH
3
-THF in the CSF. Maintenance of normal
folate levels in the CSF is primarily attributable to the transport activity of
high affinity FRs that are anchored to the plasma membrane of various
epithelial and mesenchymal cells via a GPI moiety (Fig. 4.4). Membrane-
associated FRa is expressed at substantial levels in the basolateral surface of
the choroid plexus epithelium (Fig. 4.4). 5-CH
3
-THF binds to FRa with a
very high affinity (K
D
0.1 nM) and is then internalized into choroid
epithelial cells via receptor-mediated endocytosis (Fig. 4.4). As discussed
above, reduced folate transport from the plasma into the CSF is apparently a
concentrative process as the ratio of 5-CH
3
-THF levels in the CSF versus
the plasma is 3:1 (Spector, 1989; Weitman et al., 1992). Following endocy-
tosis and dissociation of 5-CH
3
-THF from FRa in the cytosol, a fraction of
the endocytotic membrane-bound FRa recycles back to the basolateral cell
surface of the choroid plexus epithelium (Holm et al., 1991); whereas,
another fraction of FRa is sorted out to the apical surface of the choroid,
where it is cleaved from its GPI anchor. Hence, receptor molecules are
released into the CSF while retaining their functional capacity to bind
5-CH
3
-THF. Then, at the apical surface of the choroid, folate efflux into
the CSF is believed to occur via the bidirectional anion exchanger RFC that
displays a folate transport K
m
at the micromolar range, consistently reflect-
ing the intracellular concentration of reduced folate cofactors (Assaraf et al.,
2006) (Fig. 4.4). Once in the spinal fluid, 5-CH
3
-THF is transported into
neuronal tissues via the RFC. Taken together, the above physiological
characteristics clearly establish the central role that FRa plays in the
116 Ilan Ifergan and Yehuda G. Assaraf
transport of 5-CH
3
-THF across the choroid plexus epithelial cells. There-
fore, this raised the hypothesis that CFD may potentially be associated with
alterations (i.e., decrease) in the capacity of FRa to transport reduced folates
across the choroid epithelium. Direct clinical evidence to support this
hypothesis was first obtained by Rothenberg and colleagues (Rothenberg
et al., 2004) who initially discovered auto-antibodies against FRs in women
with a pregnancy complicated by NTDs. In this study, it was found that 9 of
12 women with a current or previous affected pregnancy with an NTD
contained neutralizing auto-antibodies against FRs. Moreover, these auto-
antibodies were capable of blocking the binding of radiolabeled folic acid to
FRs on isolated membranes from FRa-rich cells as well as in intact KB cells
that highly express FRa. Consistently, folic acid uptake by KB cells was
potently blocked in the presence of these auto-antibodies to FRs.
Subsequent studies by Ramaekers and associates (Ramaekers et al., 2005)
revealed that sera from 25 out of 28 children with CFD contained high-
affinity blocking auto-antibodies against membrane-bound FRs present in
choroid plexus epithelial cells. Oral replacement therapy with folinic acid
improved the levels of 5-CH
3
-THF in the CSF and led to clinical amelio-
ration. Hence, these important studies demonstrated for the first time
that CFD is a CNS disorder which may be caused by auto-antibodies
abolishing the FRa-dependent transport of 5-CH
3
-THF from the plasma
into the CSF.
Knockout mice lacking the folic acid-binding protein Folbp1, currently termed
Folr1, the murine homologue of the human FRa: Early embryonic lethality was
observed in knockout mice lacking the folic acid-binding protein Folbp1
(currently termed Folr1), the murine homologue of the human FRa
(Piedrahita et al., 1999). Histological examination of transverse sections of
Folbp
/
nullizygous E8.5 embryos revealed defects in the neuroepithelium;
in the cephalic neural tube, neither the forebrain nor the optic vesicles were
formed. The neuroepithelium was only one to two cells thick. At the level
of the midbrain, the neuroepithelium of both the basal and planar plates was
also limited to no more than two cells in thickness. Remarkably, supple-
menting pregnant Folbp1
/
dams with folinic acid reversed the embryonic
lethality and the neuroepithelium defects in 80% of the nullizygous pups.
Moreover, administration to pregnant rats of an antiserum against FRs
(da Costa and Rothenberg, 1996) resulted in resorption of embryos or
multiple embryonic developmental abnormalities (da Costa et al., 2003).
Specifically, the antiserum displayed a dose-dependent effect on embryo
viability and organogenesis. Administration of folinic acid prevented tera-
togenicity resulting from low doses of antiserum, but failed to protect
against high antibody concentrations that inflicted embryo damage by
immune-mediated cell lysis. Moreover, resorption of embryos with larger
doses of antiserum was prevented by the immunosuppressant dexametha-
sone. Furthermore, cardiovascular abnormalities were observed in 100%
Adaptation to Folate Deprivation 117
of Folr1 knockout mice lacking a functional Folr1 (Zhu et al., 2007).
A dose-response study with folinic acid was also performed in order to
determine the impact of maternal folate supplementation on cardiac devel-
opment in Folr1 nullizygous fetuses. Hence, partially rescued preterm Folr1
fetuses were found to harbor outflow tract defects, aortic arch artery
abnormalities, and isolated dextrocardia (i.e., a peculiar anatomic anomaly
in which the heart is positioned on the right side of the chest). Consistent
with the above results, maternal supplementation with folinic acid rescued
embryonic lethality and the observed cardiovascular abnormalities in a
dose-dependent manner. This study further establishes the beneficial effects
of folate supplementation in the prevention of congenital heart defects. The
latter may be possibly mediated via the folate supplementation impact on
neural crest cells and regulation of genes associated with signaling pathways
resulting in normal development of pharyngeal arches and the secondary
heart field. Moreover, these studies clearly demonstrate the important
developmental role of the Folr1 in folate homeostasis.
(iii) The third route of folate uptake is the low pH folate transporter that
has been recently cloned and termed proton-coupled folate transporter
(PCFT; heme-carrier protein, HCP-1; SLC46A1) [Qiu et al., 2006);
Figs. 4.4 and 4.5]. This transport system functions optimally at acidic
pH (5.5) but poorly at physiological pH (7.4). PCFT recognizes folic
acid, reduced folates (e.g., 6S-5-CH
3
-THF) and MTX as transport
substrates with comparable high affinities (K
m
0.52 mM) (Assaraf
et al., 1998; Henderson and Strauss, 1990; Kumar et al., 1997; Sierra
et al., 1997). Hence, PCFT plays a key role in the intestinal absorption
of folates within the acidic microclimate of the upper small intestine,
notably the duodenum and the upper jejunum (Qiu et al., 2006)
(Fig. 4.4). Human PCFT is a 459 amino acids membrane glycoprotein
(50 kDa) with 12 predicted transmembrane helices. PCFT belongs
to the solute carrier superfamily (i.e., SLC) of transporters (Saier et al.,
1999). PCFT is a classic representative of proton-coupled folate trans-
porters and low pH transport systems mediating intestinal absorption of
various essential nutrients including amino acids, peptides, metal ions
and various organic anions (Boll et al., 2002; Fei et al., 1994; Gunshin
et al., 1997; Nozawa et al., 2004). Although initially deposited into the
GenBank as a heme carrier protein (HCP1) (Shayeghi et al., 2005),
further kinetic studies at pH 5.5 revealed that the predominant (if not
the sole) transport function of PCFT is high-affinity transport of folic
acid [K
m
0.83 mM; (Qiu et al., 2006)] as well as reduced folates such
as (6S)55-CH
3
-THF [K
m
0.53 mM; (Qiu et al., 2006)]. At this
acidic pH, PCFT was also shown to mediate an extremely high affinity
transport of the novel antifolate pemetrexed [Alimta; K
m
0.09 mM;
(Wang et al., 2004)] as well as high affinity for MTX [K
m
2.0 mM;
118 Ilan Ifergan and Yehuda G. Assaraf
(Qiu et al., 2006)]. PCFT displayed an optimal folic acid transport
activity at pH 5.5 and the transport V
max
markedly declined as the pH
increased toward the physiological pH of 7.4. PCFT was shown to
function as an inward symporter cotransporting protons and folates and
thus proved to be an electrogenic transporter. Hence, the downhill
gradient of protons in the acidic microclimate of the proximal small
intestine drives the uphill uptake of oxidized and reduced folates.
Consistent with the important role that PCFT plays in intestinal folate
absorption, it was recently discovered that inactivating mutations in
this folate transporter result in hereditary (congenital) folate malab-
sorption (HFM) (Qiu et al., 2006; Zhao et al., 2007) (See the detailed
paragraph below entitled Loss-of-function mutations in the PCFT gene and
HFM). Moreover, in the presence or absence of restoration of normal
folate levels in the circulation of HFM patients via oral folate replace-
ment therapy, these patients also exhibit a folate transport defect from
the blood into the CNS (Geller et al., 2002).
Loss-of-function mutations in the PCFT gene and HFM: Consistent with the
acidic pH of the upper small intestine (Mason, 1994; McEwan et al., 1990;
Selhub and Rosenberg, 1981), intestinal folate transport occurs primarily via
PCFT (Qiu et al., 2006). HFM (OMIM 229050HFM) first described by
Lubhy et al. in 1961 (Lubhy, 1961) is a rare autosomal recessive disorder
caused by impaired intestinal folate absorption and defective folate uptake
into the CNS with an early onset of a few months after birth. The disease
manifests itself with very low levels of folate in the blood as well as in the
CSF. HFM patients typically suffer from some or all of the following
symptoms: megaloblastic anemia, recurrent or chronic diarrhea, failure to
thrive, immune deficiency, recurrent infections (e.g., upper respiratory
infections), seizures, neurogical deficits as well as moderate to severe mental
retardation. The underlying deficit in this syndrome has been shown as a
severe defect in intestinal folate absorption (Geller et al., 2002) reflected in
an abnormal ratio (i.e., markedly decreased) of CSF:serum folate level.
As mentioned above, in healthy individuals, the normal folate level ratio
of CSF:serum is typically 3:1 (Alperin and Haggard, 1970), whereas in
HFM patients this ratio was found to range from 1:10 to 1:1 (Geller
et al., 2002). Importantly, if diagnosed early, most of the symptoms of this
disorder could be resolved by parenteral administration of large doses of
lecucovorin (Geller et al., 2002; Matherly and Goldman, 2003; Poncz and
Cohen, 1996). However, it should be noted that although the signs and
symptoms of this disorder could be obviated by folate replacement therapy
and the CSF:blood folate level ratio is improved, the normal CSF:blood
folate ratio of 3:1 was never restored. Recently, multiple loss-of-function
mutations were identified in the PCFT gene in five families with HFM
(Qiu et al., 2006; Zhao et al., 2007). These PCFT inactivating mutations
Adaptation to Folate Deprivation 119
were largely homozygous and were spread out throughout the entire coding
region. Introduction of these mutations into a PCFT expression vector and
their stable transfection into a HeLa subline that is doubly deficient in both
PCFT as well as RFC transport activities allowed for the assessment of the
impact of these congenital PCFT mutations on folate transport at acidic pH.
A complete loss of folic acid transport was observed in four of the five HFM
families; this loss of folate transport was due to decreased transporter stability
and/or plasma membrane trafficking defects inflicted by the amino acid
substitutions in highly conserved transporter regions. Whereas, a few
mutant PCFT transporters retained some residual folate transport activity
at low pH. Moreover, folate transport at acidic pH was markedly impaired
in immortalized lymphocytes from HFM patients. Taken together, these
pioneering studies establish the key role that inactivating PCFT mutations
play in the pathogenesis of HFM. Moreover, it is imperative that these
molecular studies will facilitate the rapid diagnosis and treatment of this
disorder in infants as well as the prenatal identification of families harboring
the mutant PCFT gene and thereby offer proper genetic counseling.
2. The role of influx transporters in adaptation to folate deficiency
Several lines of evidence support the notion that an increased activity of
folate influx systems is a crucial cellular adaptive response to folate
deficiency:
(a) The facility of RFC to mediate an efficient influx of reduced folates
should be beneficial to cells under conditions of folate deprivation
(Fig. 4.5). An increased activity of this reduced folate transporter may
serve as an important cellular adaptive response under conditions in
which folates are present in the growth medium at limiting concentra-
tions. Indeed, the T-cell leukemia subline CCRF-CEM-7A which was
gradually adapted to grow in 150-fold decreased leucovorin concen-
tration relative to its parental CCRF-CEM counterpart, displayed a
dramatic overexpression of the RFC ( Jansen et al., 1990). This over-
expression was associated with a consistently increased V
max
of MTX
influx [95-fold; (Assaraf et al., 1998)] when compared to parental
CCRF-CEM cells. Moreover, the expression of MRP1, an ATP-
dependent folate efflux transporter, was nearly completely lost in
these LF-adapted CCRF-CEM-7A cells (Assaraf et al., 2003). These
alterations were consistently associated with a marked decrease in both
folic acid and leucovorin growth requirements in CCRF-CEM-7A
cells.
(b) In independent studies, four colon cancer cell lines (C26-A, C2610,
C26-G, and WiDr) as well as three squamous cell carcinoma lines of the
head and neck (HNSCC) (11B, 14C, and 22B) were adapted to grow
in a culture medium containing LF levels (i.e., 0.52.5 nM leucovorin)
120 Ilan Ifergan and Yehuda G. Assaraf
(Backus et al., 2000). Consistent with the efficient folate influx ability of
the RFC, a two- to sevenfold increased transport activity of RFC in
LF-adapted cell lines was observed when compared to their folate-
replete counterparts. Hence, the increased activity of RFC appears to
serve as an important adaptive response to folate deficiency. The
importance of RFC transport activity in folate deplete growth condi-
tions should be studied in regards to the mechanism underlying upre-
gulation or downregulation of this folate transporter gene. Whereas
several transcript variants of the human RFC (regulated by several
promoters) have been identified, promoter B (pB) of the human
RFC was found to drive the expression of one variant which serves
as the major form of the intestinal human RFC (Gong et al., 1999;
Nguyen et al., 1997; Sirotnak and Tolner, 1999; Williams and Flintoff,
1998; Zhang et al., 1998). A recent study aimed at identifying the
minimal promoter region required for basal transcriptional activity of
this promoter undertook a deletion construct analysis of the human
RFC pB and determined their transcriptional activity in colon cancer-
derived Caco-2 cell transfectants (Subramanian et al., 2003). The mini-
mal region required for basal activity of human RFC pB in Caco-2 cells
was identified as a sequence between nucleotides 1088 and 1043.
Moreover, a sequence between nucleotides 141 and 2016 (i.e.,
outside the minimal region of the pB) was found to be responsive to
folate deficiency in Caco-2 cells; this promoter region led to a signifi-
cant and specific upregulation in folate uptake under conditions of
folate deficiency. This upregulation was associated with a parallel
increase in human RFC mRNA and protein levels as well as in the
transcriptional activity of human RFC pB. The identification of puta-
tive folate responsive elements in the human RFC pB may pave the
way for detailed studies aimed at pinpointing the exact role that
transcriptional upregulation of the human RFC plays in adaptation to
cellular conditions of folate deficiency.
(c) As with enhanced RFC transport activity, increased FR levels should
also play a contributing role in the adaptation to folate deficiency
(Fig. 4.5). This is particularly true as FRs mediate the unidirectional
influx of folates and are devoid of the folate efflux component displayed
by the RFC. Consistent with this presumption, it has been recently
shown that introduction of an FRa cDNA into cells that normally lack
receptor expression induced higher proliferation rates and increased
cellular survival under conditions of folate deprivation relative to their
parental counterparts (Antony, 1996). Indeed, a 5.5-fold increased
density of FRs was documented in human tumor xenografts implanted
in folate-deprived mice (Mendelsohn et al., 1996). Interestingly, the
increased density of FRs was associated with a modest reduction in
the affinity of this receptor to folic acid in four out of five tumors,
Adaptation to Folate Deprivation 121
suggesting an increased expression of the second FR with lower affinity
(i.e., FRb) in these tumors (Mendelsohn et al., 1996). Additionally, an
increased FPGS activity was also documented in these tumors. The
increased levels of FRs should augment the rate of unidirectional folate
uptake. Once taken up into cells, folates will be efficiently retained in
the cancer cells due to the increased activity of FPGS, the enzyme
responsible for folylpolyglutamylation (Fig. 4.5).
(d) In another study, a severe folate restriction (the growth medium
contained only 15 pM leucovorin; Lamers et al., 2006) was imposed
on Chinese hamster lung fibroblasts DC-3F/FA3 cells (Zhu et al.,
2002). Consistent with the above-mentioned experiments, these LF-
adapted cells also exhibited FRa overexpression. Moreover, three
independent LF-selected clones (i.e., FA3, FA7, and FA14) displayed
a five- to sixfold increased DHFR protein levels as well as catalytic
activity (Zhu et al., 2002). Thus, increased FRa levels should enhance
the rate of folate uptake following which the internalized folates could
be efficiently reduced and further utilized due to the increased activity
of DHFR (Fig. 4.5).
(e) In yet another study, LF [15 pM leucovorin (Lamers et al., 2006)]-
selected Chinese hamster lung fibroblasts were found to overexpress
FRa mRNA by more than 500-fold; furthermore, the mechanisms
underlying this dramatic increase in FRa transcripts were found to be
mediated via a significant gene amplification as well as an increase in
transcript half-life (Zhu et al., 2001). As has been discussed above, FR
levels have been shown to be upregulated under LF levels (Kane et al.,
1988; McHugh and Cheng, 1979). This inverse relationship was found
to occur at the translational level in cervical carcinoma cells (Sun and
Antony, 1996); specifically, it was suggested that the folate-dependent
translational regulation of FRa is attributable to an interaction of a
46 kDa cytosolic protein, recently identified as hnRNP E1(Xiao et al.,
2001), with an 18-base cis-element in the 5
0
-untranslated region of the
human FRa transcript (Sun and Antony, 1996). In contradistinction to
these results, a recent study demonstrated that 48 and 72 h of exposure
of HepG2 cells to a folate-deficient medium resulted in 12% and 43%
decreased FR protein expression, respectively (Abdel Nour et al.,
2007). Similarly, FR expression in kidney tubules was shown to be
downregulated in response to a LF diet (da Costa et al., 2000; Gates
et al., 1996). The molecular mechanisms underlying this decreased FR
protein expression under conditions of folate deficiency are yet to be
revealed.
(f ) Chinese hamster ovary (CHO) cells were exposed to a stepwise selec-
tion to the lipophilic antifolate pyrimethamine resulting in the estab-
lishment of the Pyr
R100
subline (Assaraf and Slotky, 1993). These
pyrimethamine-resistant cells displayed a fourfold increase in the folic
122 Ilan Ifergan and Yehuda G. Assaraf
acid influx mediated by the low pH folate transporter currently identi-
fied as PCFT (HCP-1/SLC46A1) (Assaraf et al., 1998; Qiu et al., 2006).
These lipophilic antifolate-resistant cells also displayed the loss of several
folate efflux transporters including MRP1 (Stark et al., 2003). The
increased activity of the folate influx transporter PCFT along with the
loss of several ATP-driven folate efflux transporters should increase
folate uptake and decrease folate efflux, respectively, thereby increasing
the intracellular folate pool (Fig. 4.5). Indeed, Pyr
R100
cells displayed a
17-fold increase in the intracellular folic acid pool relative to parental
CHO AA8 cells (Assaraf and Goldman, 1997; Stark et al., 2003).
Of special note was the finding that the expansion in the intracellular
folate pool in these cells resulted in high levels of resistance to lipophilic
antifolates via competitive negation of the antifolate inhibitory effect at
the level of folate-dependent enzymes. Hence, it appears that over-
expression of PCFT may serve as a cellular adaptive response under
folate-deprived conditions; however, further studies are warranted in
order to identify the mechanisms underlying PCFT overexpression
under conditions of folate deficiency and/or antifolate inhibition.
D. Downregulation of folate efflux systems
1. The ABC superfamily of transporters
The term ABC transporters was first introduced in 1992 by Chris Higgins in
a memorable review (Higgins, 1992). The acronym ABC represents the
highly conserved ATP-binding cassette signature of the 49 known members
of this large superfamily of human transporters (Dean and Allikmets, 2001);
the ABC is utilized by these transporters to bind and hydrolyze ATP,
thereby energizing the vectorial transport of various substrates across
biological membranes (Borst et al., 2000; Dean, 2002; Gottesman et al.,
2002). Additional terminologies have been used for this superfamily includ-
ing Traffic ATPases and P-glycoproteins (Pgps). The basic structure of the
ABC transporters is often based on minimal data; however, the putative
membrane topology of Pgp (ABCB1), one of the most famous and well-
studied members of this group of transporters, is thought to consist of 12
TMDs and two ATP-binding sites and is 1,280 amino acids long. Some
ABC transporters may dimerize to form two nearly equal (e.g., BCRP) or
unequal halves (ABCG5 and ABCG8), resulting in a homodimeric or
heterodimeric ATP-dependent transport systems, respectively. Several
ABCtransporters contain more than 12 hydrophobic transmembrane helices
and may be much larger than Pgp; for example, MRP1 is a 1522 amino acids
membrane glycoprotein with as many as 17 transmembrane helices.
ABC transporters mediate the ATP-dependent transport of various
drugs and their conjugates and thereby confer a multidrug resistance
Adaptation to Folate Deprivation 123
(MDR) phenotype upon cancer cells (Szakacs et al., 2006). This transport
activity is clearly exemplified by several MDR transporters including Pgp,
MRP1 (ABCC1), or BCRP (ABCG2/MXR/ABCP), each of which has
been already shown to mediate MDR in cancer cells. The identified genetic
variations of several ABC transporters (Fromm, 2002) may alter the
response to drug treatment. Several members of the ABC superfamily play
a key role in preventing the intestinal absorption of toxic compounds,
including many drugs and food components. Moreover, these transporters
play a key role in a second defense line by protecting vital organs in the body
including the brain, CSF, testis, as well as protecting the fetus against various
highly toxic xenobiotics. Consistent with this protective role of ABC
transporters, knockout mouse models of ABC transporter genes (e.g.,
ABCB1) resulted in an altered (i.e., decreased) bloodbrain barrier function
(Schinkel et al., 1997), intestinal drug absorption ( Jonker et al., 2002;
Sparreboom et al., 1997), fetal drug exposure (Smit et al., 1999), and
drug-induced damage to testicular tubules (Wijnholds et al., 2000). Addi-
tional physiological roles of several ABC transporters include the excretion
of endogenous metabolites from mammalian secretory epithelia, even
against a steep concentration gradient (Borst and Elferink, 2002). Accord-
ingly, ABC transporters play a key physiological role in liver excretion of
bile salts (transported by BSEP, the bile salt export pump, ABCB11),
phosphatidylcholine (MDR3 P-glycoprotein, ABCB4), bilirubin glucuro-
nides (MRP2, ABCC2), and various hydrophobic cytotoxic drugs (MDR1
P-glycoprotein, ABCB1) (Borst and Elferink, 2002). Moreover, ABC
transporters are capable of mediating hydrophobic peptide export such as
gramicidin D or cyclosporin A (transported by ABCB1) (Borgnia et al.,
1996; Sarkadi et al., 1994), peptides for antigen presentation (transported by
heterodimeric ABC transporters TAP1 and TAP2) (Schmitt and Tampe,
2000), and mitochondrial peptides (transported by ABC transporter related
to TAP) (Young et al., 2001). Nuclear receptors play a key role in the
transcriptional regulation of many mammalian ABC transporters; this is
clearly the case for MDR1 and MRP2 (Borst and Elferink, 2002).
2. The MRP (ABCC) family of MDR efflux transporters
Human MRPs constitute an important ABCC subfamily comprising 13
members including the cystic fibrosis conductance regulator (CFTR/
ABCC7) and the sulfonylurea receptors (SUR1/ABCC8 and SUR2/
ABCC9) (Deeley et al., 2006). Several MRPs mediate the ATP-driven
efflux of both endogenous compounds and various drugs as well as their
conjugated metabolites including Vinca alkaloids, anthracyclines, epipodo-
phyllotoxins, camptothecins, taxenes, antifolates, nucleoside and nucleotide
analogues, peptide-based cytotoxins, platinum compounds, and tyrosine
kinase inhibitors (Cools et al., 2005; Szakacs et al., 2006). The detoxification
process of many cytotoxic drugs requires their conjugation to glutathione
124 Ilan Ifergan and Yehuda G. Assaraf
(GSH), glucuronate, or sulfate before their binding to- and extrusion by
MRPs. However, the hydrophilic nature of the resultant conjugates pre-
vents them from diffusing back into the cell through biomembranes. Hence,
the ATP-dependent efflux of these drug conjugates must be mediated by
dedicated transporters, as first pointed out by Ishikawa (1992). As discussed
above, various members of the MRP family mediate the export of these
drug conjugates. Furthermore, the broad spectrum of MRP substrates also
includes phosphate as well as glutamate conjugates of organic compounds
(Borst et al., 2004; Keppler et al., 1997; Kruh and Belinsky, 2003; Wielinga
et al., 2005). MRP1 (ABCC1) was the first GS-X pump to be identified in
cells selected for MDR (Cole et al., 1992). This 190 kDa N-glycosylated
transmembrane protein is the founding member of the MRP family, first
cloned in the laboratory of Cole et al. (1992). Transport experiments carried
out with purified membrane vesicles from MRP1-overexpressing cells
established that MRP1 mediates the transport of various drugs conjugated
to GSH, sulfate, or glucuronate. MRP2 (ABCC2) was cloned in 1996
(Konig et al., 1996; Paulusma et al., 1996) and MRP3, MRP4, and
MRP5 soon followed (Kool et al., 1997) due to the identification of 21
potential human ABC transporters by Allikmets et al. (1996). Additional
studies identified new MRPs including MRP6, MRP7 (Hopper et al.,
2001), MRP8, and MRP9, respectively (Tammur et al., 2001). MRP4
(ABCC4) and MRP5 (ABCC5) were found to mediate the transport of
cyclic nucleotides and nucleotide analogs and thus confer resistance to base-
and nucleoside analogues used in the chemotherapy of cancer and viral
diseases such as HIV and AIDS. Whereas these 9 MRPs have been identi-
fied experimentally, an additional MRP pseudogene has been identified
during a computerized human genome search, suggesting that all human
MRPs have been already identified.
The MRP family is composed of two major structural types, one with 17
hydrophobic transmembrane segments (MRP1, -2, -3, -6, and -7), and one
with 12 transmembrane segments (MRP4, 5, -8, -9, and -10). Moreover,
the membrane-spanning domains (MSDs) of various MDR transporters
play a key role in substrate binding as was revealed in studies using affinity
probes as well as site-directed mutagenesis (Hafkemeyer et al., 1998; Loo
and Clarke, 1994).
3. BCRP (ABCG2), a MDR efflux transporter
Breast cancer resistance protein (BCRP) is a member of the small ABCG
subfamily of transporters which is composed of five members including
ABCG1, ABCG2, ABCG4, ABCG5, and ABCG8, respectively. Whereas
Pgp and MRP1 confer drug resistance upon most cell lines, the mechanism
underlying high level mitoxantrone-resistance and lower level resistance to
anthracyclines and camptothecins could not be attributed to these transpor-
ters (Borst and Elferink, 2002). This initially mysterious and atypical
Adaptation to Folate Deprivation 125
drug resistance phenotype was found to be a result of decreased drug
accumulation which could be explained by transport activity of an uniden-
tified efflux transporter. Finally, a 72 kDa membrane glycoprotein was
cloned by Doyle et al. (1998) and termed BCRP. The latter is a half-size
ABC transporter which is expressed at substantial levels in breast cancer
cells. Allikmets et al. (1998) termed this transporter ABCP, a transporter
present at high levels in the placenta. BCRP cDNA was subsequently
cloned from human placenta (Allikmets et al., 1998) and mitoxantrone-
resistant human colon carcinoma cells (Miyake et al., 1999). The BCRP
gene is composed of 16 exons and 15 introns spanning 66 kb and has been
mapped to chromosome 4q22 (Bailey-Dell et al., 2001). Initial studies of the
BCRP promoter region revealed that it is TATA-less with five putative Sp1
sites downstream from a CpG island and contains several AP1 sites as well
as a functional estrogen response element (ERE) (Bailey-Dell et al., 2001;
Ee et al., 2004).
Members of the ABCG subfamily are considered half-transporters
with a single hydrophobic MSD and two cytosolic nucleotide-binding
folds (NBF; i.e., ATP-binding sites). It has been found that the transport
activity of these transporters is activated upon dimerization (Polgar et al.,
2004, 2006). BCRP transports a wide array of both positively and nega-
tively charged compounds including various chemotherapeutic cytotoxic
agents. Similarly to Pgp, BCRP does not require GSH for translocation of
electroneutral amphipathic drugs (Maliepaard et al., 2001). The broad
spectrum of BCRP substrates includes anticancer drugs such as anthracy-
clines (e.g., mitoxantrone and doxorubicin), epipodophyllotoxins, irinote-
can (SN-38) and topotecan, bisantrene, imatinib, flavopiridol, hydrophilic
antifolates (e.g., MTX and pemetrexed) and lipophilic antifolates (e.g.,
trimetrexate and pyrimethamine) and their di- and triglutamate conjugates
as well as the nucleoside analogues lamivudine and zidovudine as has been
previously reviewed (Krishnamurthy and Schuetz, 2006). Additionally,
BCRP exports various dietary toxic compounds such as the carcinogen
PhIP, the chlorophyll derivative pheophorbide as well as porphyrins.
BCRP also extrudes fluorescent compounds including Hoechst 33342,
lysotracker, rhodamine 123, and novel receptor-targeted agents such
as imatinib and gefitinib (Morgillo and Lee, 2005; Ozvegy et al., 2001).
A recent study demonstrated that BCRP is expressed in mammary gland
alveolar epithelial cells during pregnancy and lactation ( Jonker et al., 2005).
In contrast to the detoxifying role of BCRP in adult humans ( Jonker et al.,
2002; van Herwaarden et al., 2003), BCRP expressed in the mammary
gland was found to secrete a variety of drugs, toxins, and carcinogens into
milk and thus expose suckling newborn and young to xenotoxins ( Jonker
et al., 2005). The contradiction between the detoxifying and the newborn
contaminating role of BCRP in humans has been partially resolved by an
additional finding from this group demonstrating that BCRP secretes
126 Ilan Ifergan and Yehuda G. Assaraf
riboflavin (vitamin B2) into milk, thereby supplying the suckling infants and
young with this important micronutrient (van Herwaarden et al., 2007).
4. The role of efflux transporters in folate homeostasis
and adaptation to folate deficiency
The intracellular folate pool can be modulated by the above-mentioned
folate influx systems, by FPGS activity as well as by several ATP-driven
folate efflux transporters of the ABC superfamily (Borst and Elferink, 2002).
Various studies demonstrated that inverted membrane vesicles isolated from
cell lines overexpressing MRP1 (ABCC1) through MRP5 (ABCC5) have
the capacity to accumulate folate and MTX in an ATP-dependent manner
(Chen et al., 2002; Hooijberg et al., 1999; Kool et al., 1999; Wielinga et al.,
2005; Zeng et al., 1999, 2001). Moreover, kinetic analyses with inside-out
membrane vesicles isolated from MRP3- and MRP5-overexpressing cells
revealed that these MRPs mediate the transport of both folic acid and
leucovorin with K
m
values in the millimolar range (K
m
0.62 mM)
(Zeng et al., 2001). cMOAT (MRP2) has been found to mediate the
transport of various reduced folate cofactors including THF, 5-CH
3
-THF,
5,10-CH
2
-THF, and 5-CHO-THF (Kusuhara et al., 1998). Kinetic studies
with inside-out membrane vesicles isolated from MRP4-overexpressing
cells documented a higher affinity for folic acid (K
m
0.17 mM) and
leucovorin (K
m
0.64 mM) than MRP3 and MRP5 (Chen et al., 2002).
The higher affinity of MRP4 for these folate derivatives is consistent with
the relatively high affinity of this efflux transporter for MTX (K
m

0.22 mM) (Chen et al., 2002). Moreover, folic acid transport by MRP3,
MRP4, and MRP5 occurs with a relatively high V
max
of 0.71.7 nmol/mg
protein/min. Thus, the ATP-dependent transport of folic acid and leucov-
orin via MRP3, MRP4, and, MRP5 occurs with a low affinity, yet high
capacity.
Kinetic studies with inside-out vesicles isolated from BCRP-overex-
pressing HEK293/ABCG2 cells documented an ATP-dependent transport
of radiolabeled folic acid with a transport rate of 87 pmol/mg protein/min
(Chen et al., 2003). In contrast to the wild-type BCRP, inside-out vesicles
isolated from HEK293/G482 ABCG2 cells overexpressing the mutant
Gly482 BCRP were devoid of folic acid transport capability. The activity
of folate efflux systems may decrease the intracellular folate pool; indeed,
overexpression of MRP1, MRP2, and MRP3 in human ovarian carcinoma
2008 cells resulted in a 3238% decrease in the intracellular folate pools
under folate-replete growth conditions (Hooijberg et al., 2003). Consis-
tently, a marked increase in the folic acid (4 h pulse) growth requirement
was documented for MRP1- and MRP3-overexpressing cells relative
to parental 2008 ovarian carcinoma cells. These results suggest that
MRP1, MRP3 as well as additional folate efflux transporters may decrease
intracellular folate pools and thereby exert a deleterious effect on cells,
Adaptation to Folate Deprivation 127
particularly under conditions of folate deficiency. Several studies lend
support to the role of various MRPs as well as BCRP in adaptation to
folate deficiency:
(a) The capacity of MRP1 to transport folates should be deleterious to cells
under conditions of folate deprivation. This possible contribution of
MRP1 to cellular folate homeostasis could be readily examined in
CCRF-CEM leukemia T-cells lacking MRP2, MRP3, and BCRP
expression but barely expressing MRP4 and MRP5 (Assaraf et al.,
2003). Accordingly, gradual folate deprivation of this cell line resulted
in the CCRF-CEM-7A cell line which can grow in about 150-fold
decreased leucovorin concentration (i.e., 0.25 nM) ( Jansen et al., 1990);
these cells showed dramatic decreases in both folic acid and leucovorin
growth requirements. As expected, MRP1 expression was nearly
completely lost (Assaraf et al., 2003) along with a dramatic overexpres-
sion of the RFC ( Jansen et al., 1990). However, the poorly expressed
transporters MRP4 and MRP5 retained their low expression level in
this LF-adapted cell line. Consistently, the loss of MRP1 expression was
associated with diminished folate efflux capability in CCRF-CEM-7A
cells; these cells showed a fivefold fall in the folic acid efflux rate
constant relative to parental CCRF-CEM cells. A similar fall in the
folic acid efflux rate was achieved by incubating parental CCRF-CEM
cells with probenecid, an MRP1 transport inhibitor (Hooijberg et al.,
1999). These results suggest that under conditions of folate deprivation,
loss of MRP1 expression serves as an adaptive response aimed at pre-
venting the deleterious folate depletion effect of this ATP-driven folate
efflux transporter (Fig. 4.5).
(b) The loss of MRP1 protein levels under folate-deprived conditions
raised the possibility that a folate-dependent bidirectional regulatory
mechanism controlling MRP1 expression is operative in these cells.
Therefore, folate-replete conditions (5 nM leucovorin) were imposed
on CCRF-CEM-7A cells which, as shown above, have completely lost
MRP1 expression under folate deplete conditions. Indeed, under these
folate-replete conditions, CCRF-CEM-7A cells displayed a complete
restoration of parental MRP1 levels (Assaraf et al., 2003). Similarly,
RFC-defective CCRF-CEM sublines (CEM/MTX-LF and CEM/
GW-70LF) lost MRP1 expression under low folic acid conditions
(25 nM folic acid). Consistently, full restoration of MRP1 expression
was achieved upon growth of these cell lines under folate-replete
conditions (2.3 mM folic acid; Assaraf et al., 2003). These compelling
evidences suggest that changes in extracellular folate status can modu-
late MRP1 levels. The molecular mechanism underlying this folate-
dependent bidirectional regulatory mechanism of MRP1 expression is
yet to be revealed.
128 Ilan Ifergan and Yehuda G. Assaraf
(c) An increased intracellular folate pool serves as a resistance mechanism
against lipophilic antifolates such as pyrimethamine and trimetrexate by
competitively negating the inhibitory effect of these antifolates. This
study supports the putative intracellular folate depletion effect of MRP1
and MRP5. Specifically, CHO cells were exposed to a stepwise selec-
tion with the lipophilic antifolate pyrimethamine, resulting in the
establishment of the Pyr
R100
subline (Assaraf and Slotky, 1993). These
pyrimethamine-resistant cells displayed a complete loss of MRP1
expression and a marked decrease in MRP5 levels (Stark et al., 2003)
along with a fourfold increase in PCFT folate influx activity (Assaraf
et al., 1998; Qiu et al., 2006). The lack of MRP1 and MRP5 expression
along with the poor expression of other MRPs, was associated with a
fivefold decreased efflux of both folic acid and cholic acid as well as
17-fold increase in the intracellular pool of folic acid relative to parental
CHO cells (Assaraf and Goldman, 1997; Stark et al., 2003). Consis-
tently, this resulted in a 14-fold decreased folic acid and leucovorin
growth requirements; moreover, a very low concentration of 100 pM
leucovorin was sufficient to support the growth of Pyr
R100
cells. These
results strongly suggest that downregulation of MRP1 and MRP5 may
be crucial components of cellular adaptation to folate deficiency.
(d) Despite the above body of evidence, folate deprivation does not neces-
sarily result in the loss of MRP1 expression as has been found with
MRP1-overexpressing 2008/MRP1 cells subjected to a pulse exposure
in folate-free medium(Hooijberg et al., 2004). Consistent with previous
studies, these folate-deprived cells showed a decreased efflux of dauno-
rubicin, a typical reflection of decreased MRP1 activity (Hooijberg
et al., 2004). Moreover, full restoration of MRP1-dependent daunoru-
bicin efflux activity was achieved upon a 48 h pulse replenishment of
folate-deprived cells with 2.5 mM leucovorin. However, this folate-
dependent MRP1 activity occurred in the absence of any alterations
in MRP1 protein levels. This folate-dependent modulation of MRP1
activity may be possibly explained by putative posttranslational modifi-
cations of MRP1 (Hooijberg et al., 2004). Indeed, a cyclic phosphory-
lation (and dephosphorylation) of MRP1 has been previously suggested as
a posttranslational modification that could modulate MRP1-dependent
anthracycline efflux activity (Ma et al., 1995). Accordingly, these
researchers showed that treatment of MRP1-overexpressing HL60/
ADR cells with the protein serine kinase inhibitors H-7 and stauros-
porine completely abolished MRP1 serine phosphorylation; in turn, the
lack of MRP1 serine phosphorylation was associated with a major
decrease in MRP1 drug efflux activity and a marked increase in drug
accumulation. The suggestion that posttranslational modifications of
MRP1 could modulate its transport activity is consistent with studies
demonstrating that blocking phosphoinositol-3-kinase (PI3K/Akt)
Adaptation to Folate Deprivation 129
activity with LY294002 in MRP1-overexpressing colon carcinoma
cells resulted in a marked increase in doxorubicin accumulation and
cytotoxicity (Abdul-Ghani et al., 2006). Yet, further studies are neces-
sary to determine whether phosphorylation (and depohosphorylation)
of MRP1 and/or other posttranslational modifications can modulate
MRP1 transport activity in a bidirectional manner thereby serving as a
delicate and well-controlled folate homeostasis mechanism.
(e) The role of BCRP in folate homeostasis was studied as well; in these
studies, MCF-7 breast cancer cells, with low BCRP protein levels, and
their MR (i.e., mitoxantrone, an anticancer drug which is a specific
BCRP substrate)-resistant MCF-7/MR subline, with BCRP overex-
pression, were gradually deprived (over 3.5 months) of folic acid from
2.3 mM to 3 nM resulting in the sublines MCF-7/LF and MCF-7/
MR-LF, respectively. These LF-adapted sublines displayed only resid-
ual BCRP mRNA consistent with poor BCRP protein levels and
transport activity along with a significant increase in FPGS activity
(Ifergan et al., 2004). The loss of BCRP and MRP1 expression along
with the increased FPGS activity were associated with enhanced cellu-
lar accumulation of folates. These results suggest that significant expres-
sion of BCRP and MRP1 may induce intracellular folate depletion.
Thus, BCRP and MRP1 are likely to undergo downregulation upon
folate deprivation (Fig. 4.5). Additional support to this hypothesis was
gained by conducting experiments of short-term (2 weeks) exposure of
MCF-7/MR cells to folate-free medium followed by one week of
adaptation to low folic acid (1 nM)-containing medium (Ifergan et al.,
2005). The short-term folate-deprived cells were characterized by a
selective confinement of BCRP to the endoplasmic reticulum instead
of the plasma membrane as was apparent to some extent before folate
deprivation. Moreover, consistent with the effects of long-term folate
deprivation, these cells also displayed a threefold decrease in BCRP and
MRP1 protein levels, thereby resulting in a 5-fold increased cellular
accumulation of folic acid. These data suggest that lack of plasma mem-
brane targeting of BCRP may be selected or regulated upon short-term
folic acid deprivation due to the folate-depleting effect of this efflux
transporter. One possible mechanismunderlying translocation of BCRP
from the plasma membrane to the cytoplasmic compartment may be
associated with downregulation of the PI3K-Akt signaling pathway as
has been documented in hematopoietic stem cells (Mogi et al., 2003).
However, further studies are required to determine whether the con-
finement of BCRP to the cytoplasmic compartment in the short-term
folate-deprived breast cancer cells may be a result of decreased activity of
the PI3K-Akt signaling pathway. Hence, consistent with the folate
transport capability of both MRP1 and BCRP, downregulation of
these ATP-driven folate efflux transporters, increased FPGS activity
130 Ilan Ifergan and Yehuda G. Assaraf
and selective confinement of BCRP to the endoplasmic reticulum
appear to be crucial components of the preservation of the precious
cellular folate pools that are particularly shrunken under conditions of
folate deficiency (Assaraf et al., 2003; Liani et al., 2003; Rothem et al.,
2002). Moreover, it has been reported recently that the folic acid trans-
port rate via BCRP is 2- to 5-fold higher at pH 5.5 than at pH 7.3
(Breedveld et al., 2007). Hence, it is possible that the role of BCRP in
folate homeostasis is mostly important in many tumor tissues, where
the extracellular pH is more acidic than in most normal mammalian
cells and may be as low as pH 5.8 (Tannock and Rotin, 1989) due to the
high rate of lactic acid production, even under aerobic conditions
(Boyer and Tannock, 1992; Gatenby and Gillies, 2004; Tannock and
Rotin, 1989).
(f ) As has been previously discussed, RFCis a nonconcentrative, facilitative
bidirectional anion-exchanger that equally displays a high-affinity (i.e.,
at the micromolar range) influx and efflux activities for reduced folate
cofactors. Hence, under conditions of extreme folate deprivation, RFC
activity may be downregulated in order to protect cells from further
loss of intracellular folates (Fig. 4.5). Indeed, we have recently found
(I. Ifergan and Y. G. Assaraf, unpublished data) a 15-fold decrease in
the viable cell number of RFC-overexpressing CHO C5/RFC cells
when compared to the RFC-deficient C5 cells after 6 days of in-
cubation in folic acid-free medium. Moreover, both the moderately
RFC-expressing as well as the RFC-overexpressing MCF7/MR and
CCRF-CEM/7A cell lines, respectively, showed 2.5-fold decreased
RFC mRNA levels after 7 and 3 days of incubation in folic acid-free
medium, respectively. These decreased mRNA levels were associated
with a marked decrease in RFCtransport activity. Hence, it appears that
whereas increased activity of RFC may serve as an important mecha-
nism of adaptation to conditions of folate deprivation ( Jansen et al.,
1990), the folate efflux component of the RFC may be detrimental to
cells under the complete lack of folates in the growth medium. Hence,
downregulation of RFC transport activity may serve as a novel
component of adaptation to conditions of severe folate deficiency.
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Adaptation to Folate Deprivation 143
C H A P T E R F I V E
Structure and Function of the
Reduced Folate Carrier: A Paradigm
of a Major Facilitator Superfamily
Mammalian Nutrient Transporter
Larry H. Matherly*
,
and Zhanjun Hou

Contents
I. Introduction 146
II. MFS of Transporters 147
III. Folate Transport in Tissue Folate Homeostasis and Physiology:
Role of Multiple Transport Systems for Folate Uptake and Efflux 150
IV. Role of RFC in Antifolate Chemotherapy 152
V. Functional Properties of RFC 154
VI. Biochemistry of RFC 156
VII. Cloning of RFC cDNAs That Restore Transport to
Transport-Impaired Cultured Cells 158
VIII. Topological Structure of RFC 159
A. Topological structure by HA epitope accessibility
and N-glycosylation scanning mutagenesis 159
B. Topological structure by scanning cysteine
accessibility methods 163
IX. Insights into Structural and Functional Determinants of RFC from
Studies of Mutant RFC Proteins 164
A. Identification of structurally or functionally important amino
acids by selecting for mutant RFCs with antifolate inhibitors 165
B. Identification of structurally or functionally important
amino acids in RFC by homology comparisons and
site-directed mutagenesis 166
C. Deletional and insertional mutagenesis of RFC 167
D. Localization of a substrate-binding domain
by radioaffinity labeling 168
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00405-6 All rights reserved.
* Developmental Therapeutics Program, Barbara Ann Karmanos Cancer Institute, Wayne State University
School of Medicine, Detroit, Michigan 48201
{
Developmental Therapeutics Program, Barbara Ann Karmanos Cancer Institute, Wayne State University
School of Medicine, Detroit, Michigan 48201
145
E. SCAM for mapping the substrate translocation pathway 169
F. Mapping helix packing associations in hRFC 172
X. Conclusions 173
Acknowledgment 175
References 175
Abstract
Folates are essential for life and folate deficiency contributes to a host of health
problems including cardiovascular disease, fetal abnormalities, neurological
disorders, and cancer. Antifolates, represented by methotrexate, continue to
occupy a unique niche among the modern day pharmacopoeia for cancer along
with other pathological conditions. This article focuses on the biology of the
membrane transport system termed the reduced folate carrier or RFC with a
particular emphasis on RFC structure and function. The ubiquitously expressed
RFCis the major transporter for folates inmammaliancells andtissues. Loss of RFC
expression or function portends potentially profound physiological or develop-
mental consequences. For chemotherapeutic antifolates used for cancer, loss of
RFCexpressionor synthesisof mutant RFCproteinwithimpairedfunctionresults in
antifolate resistance due to incomplete inhibition of cellular enzyme targets and
low levels of substrate for polyglutamate synthesis. The functional properties for
RFC were first documented nearly 40 years ago in murine leukemia cells. Since
1994, when RFCwas first cloned, tremendous advances inthe molecular biology of
RFCandbiochemical approachesfor studying thestructure of polytopic membrane
proteins have led to an increasingly detailed picture of the molecular structure of
the carrier, including its membrane topology, its N-glycosylation, identification
of functionally and structurally important domains and amino acids, and helix
packing associations. Although no crystal structure for RFC is yet available,
biochemical and molecular studies, combined with homology modeling, based
on homologous bacterial major facilitator superfamily transporters such as LacY,
now permit the development of experimentally testable hypotheses designed to
establish RFC structure and mechanism. 2008 Elsevier Inc.
I. Introduction
Folate is the generic term for water-soluble members of the B class of
vitamins that are required for normal tissue growth and development. Folic
acid is the synthetic form of the metabolically important folates found in cells
that differ in the level of oxidation of the pteridine ring, the nature of the one-
carbon substituent at the N
5
and N
10
positions, and the extent of g-glutamate
conjugation (Stokstad, 1990). The biological importance of reduced folates
derives fromtheir essential roles in one-carbon transfer leading to thymidylate,
purine nucleotides, serine, and methionine, and in biological methylation
reactions from S-adenosyl methionine (Stokstad, 1990).
146 Larry H. Matherly and Zhanjun Hou
Folates are hydrophilic molecules that are anions at physiological pH and
thus cross biological membranes only poorly by diffusion. Reflecting this,
mammalian cells have evolved sophisticated uptake systems for facilitating
cellular uptake of folate cofactors (Matherly and Goldman, 2003). The
reduced folate carrier (RFC) or SLC19A1 is expressed ubiquitously and is
recognized to be the major transport system for folates in mammalian cells
and tissues (Matherly and Goldman, 2003). In addition to its generalized
role in folate transport, RFC performs certain specialized tissue functions
including absorption across intestinal/colonic epithelia (Balamurugan and
Said, 2006; Chiao et al., 1997; Said, 2004), transport across the basolateral
membrane of renal proximal tubules (Kneuer et al., 2005), transplacental
transport of folates (Sweiry and Yudlievich, 1985), and folate transport
across the bloodbrain barrier (Spector and Johanson, 2006). Reflecting
these important physiological roles, low levels of RFC can be envisaged to
contribute to a number of pathophysiological states associated with folate
deficiency, including cardiovascular disease, fetal abnormalities, neurological
disorders, and possibly cancer (Matherly, 2004). Susceptibilities to these
conditions could be exacerbated with folate deficiency. Importantly, mem-
brane transport by RFC is also important for the antitumor activities of
antifolate therapeutics used for cancer chemotherapy such as methotrexate
(MTX) and pemetrexed (Matherly et al., 2007; Fig. 5.1).
This chapter focuses on the biology of the RFC with a particular
emphasis on RFC structure and function. The functional properties for
RFC were first documented nearly 40 years ago in murine leukemia cells
(Goldman et al., 1968). However, it is only since the cloning of the rodent
RFCs in 1994 (Dixon et al., 1994; Williams et al., 1994) and the human
RFC (hRFC) in 1995 (Moscow et al., 1995; Prasad et al., 1995; Williams
and Flintoff, 1995; Wong et al., 1995), and the application of molecular
biology approaches to engineer RFC for biochemical studies, that a detailed
picture of the molecular structure of this physiologically important carrier
has emerged, including its membrane topology, its N-glycosylation, and
identification of functionally and structurally important domains and amino
acids. In this chapter, we review the considerable progress in this area,
drawing significantly from the literature for RFC since 1994, along with
structural inferences from structurally homologous bacterial major facilitator
superfamily (MFS) members for which crystal structures were recently
reported (Abramson et al., 2003; Huang et al., 2003; Yin et al., 2006).
II. MFS of Transporters
The MFS of transporters is represented in animals, plants, fungi, lower
eukaryotes, bacteria, and eukaryotic organelles and transports a diverse
assortment of substrates in a uniport, symport, or antiport fashion, including
Structure and Function of the Reduced Folate Carrier 147
Folic Acid
HN
N
N
N H
2
N
O
CH
2
HN
O
HN CH CH
2
CH
2
CO
2
H
C
CO
2
H
Methotrexate
N
N
N
N H
2
N
NH
2
CH
2
N H
3
C
O
HN CH CH
2
CH
2
CO
2
H
C
CO
2
H
Tomudex (Ratitrexed)
HN
N H
3
C
O
CH
2
N H
3
C
O
S
HN CH CH
2
CH
2
CO
2
H
C
CO
2
H
5-Formyl Tetrahydrofolate
HN
N
N
NH H
2
N
O
CH
2
HN CHO
O
HN CH CH
2
CH
2
CO
2
H
C
CO
2
H
5-Methyl Tetrahydrofolate
HN
N
N
NH H
2
N
O
CH
2
HN CH
3
O
HN CH CH
2
CH
2
CO
2
H
C
CO
2
H
Pemetrexed
HN
N NH H
2
N
O
CH
2
H
2
C
O
HN CH CH
2
CH
2
CO
2
H
C
CO
2
H
Figure 5.1 Transport substrates for the reduced folate carrier (RFC). Structures are shown for folate and antifolate substrates for RFC.
amino acids, neurotransmitters, sugars, vitamins, nucleosides, and organic
phosphates (Saier et al., 1999). The MFS includes over 2000 sequenced
members (Chang et al., 2004), making it the largest secondary active
transporter family. MFS proteins typically contain 400600 amino acids
and a structural motif composed of two halves, each half composed of six
transmembrane-spanning a-helices connected by a large hydrophilic loop,
with cytosolic N- and C-termini.
Protein structural information is a prerequisite for understanding the
mechanism of membrane transport. It is remarkable that, given their abun-
dance and biological importance, there is a paucity of structural information
on the MFS proteins. This in part reflects difficulties in isolating sufficient
quantities of purified proteins and in crystallizing membrane proteins for
X-ray diffraction. Accordingly, structural insights have relied on an exten-
sive array of sophisticated biochemical and biophysical approaches, along
with homology structural modeling from the crystal structures that have
been reported.
To date, X-ray crystal structures have been reported for four MFS
proteins. The first structural evidence approaching atomic resolution was
for the oxalate transporter (OxlT) at 6.5 A

, generated by cryoelectron
microscopy (Hirai et al., 2002, 2003). In 2003, X-ray crystallographic
structures of the MFS proteins, the lactose/proton symporter (LacY)
(Abramson et al., 2003), and the inorganic phosphate/glycerol-3-phosphate
antiporter (GlpT) (Huang et al., 2003) were reported at resolutions of 3.5
and 3.3 A

, respectively. In 2006, a crystal structure of the Escherichia coli


multidrug transporter EmrD was reported (Yin et al., 2006). For GlpT,
LacY, and OxlT, the proteins were crystallized in cytoplasmic orientations,
whereas EmrD appears as an intermediate conformation.
In spite of their very different substrates and mechanisms, and limited
sequence homologies, the overall structures of these four MFS transporters
are quite similar. In some cases, most notably LacY (Kaback, 2005), the
structure data corroborates an abundance of biochemical and biophysical
data. All four MFS structures exhibit symmetrical structures in which two
bundles of six helices surround a large central cavity. In both the GlpT and
LacY structures, hydrophilic cavities accommodate the substrate-binding
sites formed by helices-I, -II, -IV, and -V of the N-terminal domain, and
helices-VII, -VIII, -X, and -XI of the C-terminal domain (Abramson et al.,
2003; Huang et al., 2003). Helices III, VI, IX, and XII do not directly
participate in substrate binding and are embedded in the lipid bilayer. The
helices that form the hydrophilic cavity are irregular in that they contain
numerous proline and glycine residues, likely permitting structural
flexibility.
While no crystal structures are available, mammalian MFS proteins have
also been studied by biochemical methods and modeling based on the GlpT
and LacY structures. Examples include the human glucose transporter
Structure and Function of the Reduced Folate Carrier 149
(GLUT1) (Hruz and Mueckler, 2001; Salas-Burgos et al., 2004), the human
glucose-6-phosphate transporter (Almqvist et al., 2004; Fiser and Sali,
2003), the rat organic cation transporter-1 (OCT1) (Popp et al., 2005),
the rabbit organic cation transporter-2 (OCT2) (Zhang et al., 2005), and, as
described below, hRFC (Hou et al., 2006; Matherly et al., 2007).
Biochemical and structural data with LacY were used to argue for a
model for lactose/H

symport in which the hydrophilic substrate-binding


cavity is alternately accessible to either side of the membrane (alternating
access model) (Abramson et al., 2003). Direct support for this model was
recently described in studies in which almost every residue of Lac Y was
replaced individually with cysteine and tested for reactivity with N-ethyl
maleimide (Kaback et al., 2007). In this report, alkylation of substituted
cysteine residues with NEM was alternately increased on the periplasmic
side of the LacY sugar-binding site in the presence of ligand, accompanying
decreased reactivity on the cytoplasmic side, consistent with a model in
which the sugar-binding site is alternately exposed to either side of the
membrane during transport (Kaback et al., 2007). Similar models were
proposed for GlpT (Huang et al., 2003) and EmrD (Yin et al., 2006).
III. Folate Transport in Tissue Folate
Homeostasis and Physiology: Role of
Multiple Transport Systems for Folate
Uptake and Efflux
Mammalian cells cannot synthesize folates de novo, so these derivatives
must be acquired from foods. Although folates are absorbed throughout the
intestine, absorption occurs primarily in the duodenum and upper jejunum.
Excellent sources of folate include orange juice, liver, dried beans and peas,
dark green leafy vegetables, and strawberries. A proton-coupled folate
transporter (PCFT; SLC46A1) has been implicated as the major transport
system at the acidic pH in the upper small intestine (Qiu et al., 2006).
However, the expression of RFC throughout the intestine (Balamurugan
and Said, 2006; Chiao et al., 1997; Said, 2004; Wang et al., 2001) implies its
contribution to intestinal folate uptake as well, particularly in the lower
intestine. Folates are also absorbed by RFC in the colon and monoglutamyl
folate synthesized by the intestinal microflora can be nutritionally significant
(Rong et al., 1991). Following intestinal absorption, folates are transported
across the basolateral membrane [via the multidrug resistance-associated
proteins (MRPs) 1 and 3] of enterocytes (Mutch et al., 2004) and delivered
via the hepatic portal system to the liver, where they are stored as polyglu-
tamates. Folates are eventually released from the liver (primarily 5-methyl
tetrahydrofolate monoglutamate) into the bloodstream, whereupon they
are transported via specific transport systems into peripheral tissues.
150 Larry H. Matherly and Zhanjun Hou
Specific transport systems for folates include RFC and PCFT, both of
which are reported to be widely expressed (Qiu et al., 2006; Whetstine
et al., 2002; Zhao and Goldman, 2007), but are functionally distinct in that
transport by RFC occurs optimally at neutral pH (7.4) whereas transport
by PCFT is optimal at acidic pH (5.56.5) (Matherly and Goldman, 2003;
Zhao and Goldman, 2007). Other uptake systems include the high-affinity
folate receptors (FRs) (a and b), glycosyl-phosphoinositol-linked proteins
that accumulate folates via an endocytotic process (Matherly and Goldman,
2003; Salazar and Ratnam, 2007), and the organic anion transporters
(OATs) that are expressed in epithelial tissues such as kidney and transport
organic anions in addition to folates (Matherly and Goldman, 2003;
Miyazaki et al., 2004; Zhou and You, 2007), such as bromosulfopthalein,
taurocholate, and probenecid.
Renal tubular secretion and reabsorption of folates in proximal tubules
involve specific roles for folate transporters on the basolateral (e.g., OAT1,
OAT3, and RFC) and apical (e.g., OATP1, FRa, MRP2, and MRP4)
membranes (Nozaki et al., 2004; Russel et al., 2002). Folates are filtered via
the glomerulus and reabsorbed by an FRa-mediated endocytotic process,
then transported into the bloodstream by folate transporters localized to the
basolateral membrane. Both FRa and RFC are also involved in transpla-
cental transport of folates (Barber et al., 1999; Sweiry and Yudlievich, 1985).
The choroid plexus separates the blood compartment from the cerebral
spinal fluid (CSF). 5-Methyl tetrahydrofolate is typically present in CSF at
approximately four times the concentration found in plasma (Spector and
Lorenzo, 1975). FRa is localized to the basal (blood) side of choroid plexus
and likely mediates uptake of folates from blood (Spector and Lorenzo,
1975; Suleiman and Spector, 1981). RFC is localized on the apical mem-
brane of the bulbous microvili of the choroid plexus epithelium adjacent to
the ventricular membrane (Wang et al., 2001), suggesting its role in trans-
porting folates into the CSF at the apical surface. The recent finding that at
least some cases of hereditary folate maladsorption syndrome are accompa-
nied by low levels of central nervous system and plasma folates and a loss of
functional PCFT (Qui et al., 2006) suggests a role of PCFT in CNS folate
transport along with those of FRa and RFC. The possibility that RFC may
also contribute to hereditary folate maladsorption syndrome has been sug-
gested (Said, 2004). Interestingly, RFC was detected in axons and dendrites,
and on the apical membrane of the spinal canal (Wang et al., 2001),
suggesting that this carrier is an important mode of folate transport in
neuronal cells.
For mice in which RFC was inactivated by targeted homologous
recombination (knockout mice), RFC was obligatory for development
because targeting both alleles was embryonic lethal (Zhao et al., 2001b).
However, 10% of RFC-null mice could be brought to live birth by
supplementing the dams with folic acid. These mice subsequently died
Structure and Function of the Reduced Folate Carrier 151
within 1 or 2 weeks due to the failure of hematopoietic organs such as the
bone marrow, thymus, or spleen (Zhao et al., 2001b), consistent with in vitro
immunohistochemistry detection of RFC in the red pulp of the spleen
(Wang et al., 2001).
RFC knockout mice have begun to provide insights into the possible
role of RFC in cancer etiology. For instance, APC
min/
mice in which one
copy of RFC was inactivated developed significantly fewer intestinal ade-
nomas than mice with two functional RFC alleles (Lawrance et al., 2007).
Conversely, ablation of one RFC allele in mice decreased plasma S-adenosyl
methionine/S-adenosyl homocysteine, increased colonocyte proliferation,
increased transcripts for colon cancer-related genes (e.g., Cdh1, Cdx1, Igf2,
and Ptgs2) regulated by methylation, and increased susceptibility to carcin-
ogen (azoxymethane), as reflected in the numbers of aberrant crypt foci in
colon (Ma et al., 2005). While it is not easy to reconcile the seemingly
disparate findings of these reports, they presumably reflect the model system
(i.e., carcinogen-treated versus genetically modified Apc
min/
mouse) or the
localization of the tumors (colon versus intestine). Regardless, these results
raise the intriguing possibility that levels of RFC can profoundly impact the
neoplastic process.
Thus, while the RFC is ubiquitously expressed and plays an integral role
in in vivo folate homeostasis and tissue-specific folate transport, this is often in
concert with other folate transport systems such as PCFT and/or high-
affinity FRa. Altered RFClevels and function could easily exacerbate effects
of dietary folate deficiency, thereby contributing to cardiovascular disease,
fetal abnormalities, neurodegenerative disease, and cancer (Matherly, 2004).
Alterations in folate membrane transport by RFC may be further com-
pounded by gene polymorphisms that result in changes in the catalytic
activities of folate-dependent interconverting and biosynthetic enzymes
such as 5,10-methylene tetrahydrofolate reductase (MTHFR) that impact
the intracellular distribution of individual reduced folate forms (Matherly,
2004). The recent generation of a humanized mouse in which the hRFC
gene locus has replaced the mouse RFC gene (Patterson et al., 2008) should
provide an opportunity to study the regulation and function of hRFC in
relation to folate homeostasis and polymorphisms in hRFC or other critical
genes, and in response to dietary interventions with folic acid.
IV. Role of RFC in Antifolate Chemotherapy
MTX continues to be an important component of the chemothera-
peutic arsenal for a number of cancers including pediatric acute lymphoblastic
leukemia, osteogenic sarcoma, lymphoma, and breast cancer (Monahan and
Allegra, 2001). Raltitrexed is used throughout much of the world outside of
152 Larry H. Matherly and Zhanjun Hou
the United States for advanced colorectal cancer (Chu et al., 2003). In 2004,
pemetrexed was approved for pleural mesothelioma in the United States
(Hazarika et al., 2004), and subsequently as a second-line treatment for
nonsmall cell lung cancer (Cohen et al., 2005). MTX has found other
clinical applications including treatment of autoimmune diseases and psori-
asis (Chladek et al., 1998; Giannini et al., 1992).
These classical antifolates are all excellent substrates for cellular uptake
by RFC (Goldman and Matherly, 1985; Goldman and Zhao, 2002; Jansen,
1999; Matherly et al., 2007). Membrane transport of antifolates such as
MTX is critical to drug activity because sufficient intracellular drug is
required to sustain suppression of enzyme targets and to support synthesis
of polyglutamates required for high-affinity inhibition of intracellular
enzymes and sustained drug effects as plasma drug levels decline (Goldman
and Matherly, 1985). Not surprisingly, impaired active transport of MTX
has been identified as an important mechanismof MTXresistance (Goldman
and Matherly, 1985; Matherly et al., 2007; Zhao and Goldman, 2003).
Impaired MTX transport was reported as early as 1962 in MTX-resistant
L5178Y mouse leukemia cells (Fischer, 1962). Decreased MTX transport
by RFC has been reported in cultured murine and human tumor cells
selected in vitro with antifolate (in some cases, with prior exposure to
carcinogen) (Drori et al., 2000; Gong et al., 1997; Jansen et al., 1998;
Rothem et al., 2002, 2003; Roy et al., 1998; Sadlish et al., 2000; Schuetz
et al., 1988; Wong et al., 1999; Zhao et al., 1998a,b, 1999) and in vivo in
MTX-resistant murine leukemia cells from mice treated with MTX che-
motherapy (Sirotnak et al., 1981). In 42 primary osteosarcoma samples from
patients who experienced poor responses to chemotherapy including MTX,
65% showed low-level RFC expression (Guo et al., 1999). Similarly, in
primary acute lymphoblastic leukemia, low levels of RFC were associated
with a poor prognosis (Ge et al., 2007; Gorlick et al., 1997; Levy et al.,
2003).
The MTX-resistant phenotype is frequently complex and involves
elevated or kinetically altered dihydrofolate reductase, and/or decreased
synthesis of MTX polyglutamates in addition to impaired MTX transport
(Goldman and Matherly, 1985; Zhao and Goldman, 2003). Impaired trans-
port that results in a loss of sensitivity to standard doses of antifolate should,
at least in part, be circumvented by increasing extracellular concentrations
of drug. This forces the drug into tumor cells expressing mutated or low
levels of RFC, and involves alternate uptake routes and/or passive diffusion
to a sufficient extent to inhibit intracellular enzymes and/or to support
antifolate polyglutamate synthesis. However, a point is often achieved for
which these elevated extracellular antifolate concentrations are no longer
capable of significantly increasing intracellular drug levels. This is due to
the saturability of RFC, electrical restrictions on net drug accumulation,
and the presence of high-capacity efflux pumps such as the MRPs.
Structure and Function of the Reduced Folate Carrier 153
Thus, relatively small increases in intracellular target enzymes or decreased
levels of antifolate uptake can result in a requirement for intracellular drug
that cannot be achieved clinically.
V. Functional Properties of RFC
Detailed functional studies of RFC transport date back to the late
1960s (Goldman et al., 1968; Sirotnak et al., 1968) and have included a wide
range of both rodent and human (mostly tumor) cell lines in culture
(Sirotnak, 1985). Whereas folates such as 5-methyl or 5-formyl tetrahydro-
folate (leucovorin) and classical antifolates such as MTX, pemetrexed, and
raltitrexed are all RFC substrates (Fig. 5.1), most functional studies have
used radioactive MTX as a surrogate substrate. This reflects its commercial
availability and efficient unidirectional transport over short intervals (due to
its rapid and tight binding to intracellular dihydrofolate reductase)
(Goldman et al., 1968). Further, in contrast to reduced folates such as
5-formyl tetrahydrofolate, MTX is not appreciably metabolized over the
short intervals used for assaying transport. At steady state, bound intracellular
MTX can be easily distinguished from free intracellular drug by simple
efflux into MTX-free media (Goldman et al., 1968). This permits calcula-
tion of transmembrane gradients and uphill transport from the membrane
potentials.
For most reduced folate and many antifolate substrates for RFC, uptake
is saturable at low micromolar concentrations (K
t
15 mM) (Goldman and
Matherly, 1985; Jansen, 1999; Matherly and Goldman, 2003; Sirotnak,
1985). Folic acid is generally a poor substrate for RFC (K
t
> 100 mM) in
physiological buffers. RFC transport is not stereospecific for 5-methyl
tetrahydrofolate (Sirotnak and Donsbach, 1974; White et al., 1978). Because
leucovorin is racemic mixture of (6R) and (6S) stereoisomers of 5-formyl
tetrahydrofolate, it is of interest that the (6R) isomer of 5-formyl tetrahy-
drofolate has a far lower affinity than the natural (6S) stereoisomer (Sirotnak
et al., 1979). A benzoquinazoline antifolate, GW1843U89, is a surprisingly
poor substrate for the murine RFC (V
max
/K
t
0.25) and one of the best
known substrates for the human carrier (V
max
/K
t
20.3) (Duch et al.,
1993). This is the only example of a substantial substrate disparity between
the rodent and human RFCs.
A consistent feature of RFC substrates is their anionic character (Fig. 5.1).
For folates, the glutamate is of particular significance in that its a- and
g-carboxyl groups are ionized at physiological pH, thus limiting diffusion
across biological membranes. For transport by RFC, modifications of the
glutamic acid (e.g., 2-amino-4-phosphonobutanoic acid, L-homocysteic
acid, ornithine) are generally not well tolerated (Westerhof et al., 1995).
154 Larry H. Matherly and Zhanjun Hou
However, modifications of the glutamate g-carboxyl group in the antifo-
lates ZD9331 and PT523 are extremely well tolerated ( Jansen, 1999).
Interestingly, for a series of diamino furo[2,3-d]pyrimidine antifolates
with substituted (e.g., methyl) a- or g-carboxyl groups, analogues with
only single a-carboxyl and no g-carboxyl were potent inhibitors of MTX
transport by hRFC, whereas analogues with only g-carboxyl group but no
a-carboxyl group were poor inhibitors (Deng et al., 2008). This indicates
that the a-carboxyl group is essential for binding to hRFC.
Transport by RFC is temperature-dependent and sodium-independent
(Goldman and Matherly, 1985; Jansen, 1999; Matherly and Goldman, 2003;
Sirotnak, 1985). Although a neutral pH appears to be optimal for RFC
transport in leukemia cells (Goldman et al., 1968), in prostate carcinoma
(Horne and Reed, 2001) and intestinal epithelial cells (Balamurugan et al.,
2006; Chiao et al., 1997) an acidic pH optimum (pH 5.56.5) for RFC
transport was reported. This low-pH transport activity was accompanied by
altered specificity for certain substrates (e.g., folic acid). Very recent studies
suggest that the low-pH transport of (anti)folate substrates in intestine is
likely due to expression of PCFT rather than RFC (Qiu et al., 2006; Zhao
and Goldman, 2007).
RFC is an anion transporter and thus is highly sensitive to its anionic
environment. For instance, replacing anionic buffers with nonanionic
HEPES-sucrose buffers results in concentrative MTX uptake (Henderson
and Zevely, 1983a). This is due to a decreased competition for binding to
RFC in the absence of anions because MTX influx via RFC is competi-
tively inhibited by inorganic anions such as chloride, bicarbonate, or phos-
phate in physiological buffers. Likewise, transport is inhibited by structurally
diverse organic anions such as adenine nucleotides and thiamine phosphates
(Goldman, 1971a).
In studies with membrane vesicles loaded with sulfate or phosphate anions,
uptake of MTX in the trans compartment was dramatically stimulated via a
counter-transport mechanism (Yang et al., 1984). Similarly, influx of radiola-
beled MTX by RFC is significantly enhanced (trans-stimulated) in cells
preloaded with high concentrations of 5-formyl or 5-methyl tetrahydrofolate
(Goldman, 1971a,b). In anion-free buffers without glucose, the rate of MTX
efflux from cells is inhibited but can be stimulated with both inorganic and
organic anions (e.g., folic acid, 5-formyl tetrahydrofolate, AMP, ADP, thia-
mine pyrophosphate, phosphate, sulfate, and chloride) (Henderson and
Zevely, 1980, 1981, 1983b). The anion concentrations required for half-
maximal stimulation of efflux were similar to their K
i
values for inhibition of
influx by RFC.
Thus, large electrochemical anion gradients accelerate the movement
of RFC within the plasma membrane and are likely to provide the
driving force for the concentrative uptake of folate substrates by the carrier.
Most probably, this involves an extrusion of intracellular organic anions into
Structure and Function of the Reduced Folate Carrier 155
the extracellular medium and down a concentration gradient that somehow
drives uptake of folate substrates into cells. Consistent with this model are
recent studies with phosphorylated derivatives of thiamine that show that
these anionic species are good substrates for RFC in murine L1210 cells, and
that efflux of these forms is dramatically enhanced in cells with increased
expression of RFC (Zhao et al., 2001a). However, neither the identification
of the actual physiological counteranion(s), the binding sites for dianionic
folate substrates and the putative transport counteranion(s), nor the mecha-
nism by which the bidirectional fluxes are coupled is firmly established
(see below).
As described above, RFC shows a striking structural homology to
bacterial transporters of the MFS for which crystal structures have recently
been reported [lactose/proton symporter (LacY) (Abramson et al., 2003),
inorganic phosphate/GlpT (Huang et al., 2003), and multidrug transporter
EmrD (Yin et al., 2006)]. By analogy with these bacterial proteins, transport
of folates by RFC into mammalian cells would be expected to involve a
physical movement of the carrier within the plasma membrane accompa-
nied by alternate accessibility of the aqueous substrate-binding cavity to the
intra- and extracellular sides of the plasma membrane. For RFC, as noted
above, this is driven by extrusion of anions down a large (intra- to extracel-
lular) concentration gradient. As described below, recent studies have begun
to explore the three-dimensional (3-D) structure of the hRFC molecule
including identification of substrate-binding residues and the transmem-
brane translocation pathway for anionic folates and antifolates (Hou et al.,
2005, 2006).
VI. Biochemistry of RFC
The low levels of RFC in most tissues and mammalian cell lines for
many years limited its characterization mostly to functional kinetic assays of
folate and antifolate uptake. However, commencing in the early 1980s,
a number of novel biochemical strategies were developed to identify and
study the RFC protein that would subsequently facilitate its cloning and
structural characterization.
Sirotnak et al. (1984) developed a strategy to select L1210 murine
leukemia cells with upregulated RFC. Selection was based on the notion
that carrier-mediated uptake of reduced folate cofactors is rate-limiting to
their utilization in biosynthetic reactions and involved growing cultures
in folate-free culture medium with growth-limiting concentrations of
leucovorin. Under these conditions, only cells that exhibited enhanced
capacities for reduced folate transport were capable of sustained growth.
156 Larry H. Matherly and Zhanjun Hou
Analogous RFC transport-upregulated K562 (Matherly et al., 1991), HL60
(Yang et al., 1992), and CCRF-CEM ( Jansen et al., 1990) leukemia sublines
were generated by selection under folate-limiting growth conditions.
Another key advance involved development of approaches for identify-
ing and quantitating low levels of RFC protein. Specific binding of radi-
olabeled RFC substrates (5-methyl tetrahydrofolate, MTX, or aminopterin)
to surface RFC at 0

C (corresponding to the difference between bound
ligand in the absence and presence of high concentrations of a competing
unlabeled ligand) in intact cells provides an overall estimate of RFC levels
(Henderson et al., 1980a). However, it was not until development of affinity
ligands for covalently modifying the carrier that the molecular characteristics
of the RFCprotein could be studied. Anumber of RFCaffinity reagents have
been reported including 8-azidoadenosine-5
0
-monophosphate (Henderson
et al., 1979), 4,4
0
-diisothiocyanostilbene-2,2
0
-disulfonate (Henderson and
Zevely, 1982), carbodiimide-activated antifolates (Henderson et al., 1980b),
3,3
0
-dithiobissulfosuccinimidyl propionate ( Jansen et al., 1989), N-hydroxy-
succinimide (NHS)-MTX ester (Henderson and Zevely, 1984), and N
a
-(4-
amino-4-deoxy-10-methylpteroyl)-N
e
-4-azido-5-salicylyl)-L-lysine (APA-
ASA-Lys) (Freisheim et al., 1992). Whereas treatment of cells with all of
these reagents irreversibly inhibited
3
H-MTX uptake by RFC, only APA-
ASA-Lys and NHS-MTX showed the sensitivity and specificity needed for
radioaffinity labeling the carrier.
NHS esters of
3
H-MTXand
3
H-aminopterin have been used extensively
for covalently labeling RFC (Henderson and Zevely, 1984; Hou et al.,
2005; Matherly et al., 1991; Schuetz et al., 1988; Witt et al., 2004; Yang
et al., 1992) because these inhibitors are simple to prepare from NHS and
commercially available radioactive antifolates. Both of these reagents show
a relatively high specificity for RFC. In studies of transport-upregulated
K562 human erythroleukemia cells (designated K562.4CF) treated with
NHS-
3
H-MTX, tritium was incorporated into a broadly migrating
7685 kDa band that was increased (7-fold) over parental K562 cells
and could be completely blocked by unlabeled MTX or (6S) 5-formyl
tetrahydrofolate, establishing specificity (Matherly et al., 1991). Additional
experiments confirmed that radioaffinity-labeled hRFC protein was glyco-
sylated because treatment of K562.4CF plasma membranes with endo-
b-galactosidase resulted in a shift to a substantially lower molecular mass
(58 kDa). The mouse RFC from L1210 leukemia cells treated with
NHS-
3
H-MTX or NHS-
3
H-aminopterin typically migrated on SDS gels
or gel filtration (with 0.1% SDS) as a 4248 kDa species (Schuetz et al.,
1988; Yang et al., 1992). However, more recent studies with antibody to
the mouse RFC identified a 58 kDa RFC protein (Zhao et al., 2000b),
suggesting that the smaller molecular mass species must have arisen
from proteolytic degradation of a larger RFC form. A very recent study
with a series of classical diamino furo [2,3-d] pyrimidine analogues with
Structure and Function of the Reduced Folate Carrier 157
methyl-substituted a- and g-carboxyl groups established that the g-carboxyl
NHS ester of antifolate substrates is far more reactive with nucleophilic
amino acid(s) than is the a-carboxyl NHS ester (Deng et al., 2008). This is
interesting because the a-carboxyl group rather than the g-carboxyl group is
essential for high-affinity substrate binding to hRFC (Deng et al., 2008).
APA-
125
I-ASA-Lys is a radioiodinated photoaffinity ligand originally
used for labeling dihydrofolate reductase (Price et al., 1986) that was
subsequently adapted for labeling RFC (Freisheim et al., 1992; Wong
et al., 1995). Ultraviolet activation of a reactive nitrene in APA-
125
I-ASA-
Lys results in a covalent modification of proteins to which it is bound. The
advantages of APA-
125
I-ASA-Lys over NHS-
3
H-MTX include its
increased specificity for MTX-binding proteins, resulting from its decreased
reactivity in the absence of ultraviolet irradiation, and its greater sensitivity,
reflecting the incorporation of the
125
I radionuclide rather tritium.
Freisheim et al. (1992) also used APA-
125
I-ASA-Lys to label 8085 kDa
glycosylated hRFC protein from transport-upregulated CCRF-CEM cells
(Freisheim et al., 1992).
VII. Cloning of RFC cDNAs That Restore
Transport to Transport-Impaired
Cultured Cells
In 1994, a mouse RFC cDNA was isolated by expression cloning and
found to restore MTX transport activity and sensitivity to transport-
impaired ZR75-1 human breast cancer cells (Dixon et al., 1994). This was
followed by a report from Flintoff and coworkers that a homologous
hamster cDNA could restore MTX transport to transport-impaired Chinese
hamster ovary (CHO) cells (Williams et al., 1994). By early 1995, there
were four published reports on the characteristics of the homologous
human cDNAs (Moscow et al., 1995; Prasad et al., 1995; Williams and
Flintoff, 1995; Wong et al., 1995). An identical cDNAfromhuman intestine
was reported in 1997 (Nguyen et al., 1997).
These homologous cDNAs consistently restored in vitro antifolate sensi-
tivities and transport properties typical of the endogenously expressed RFCs
to transport-impaired cell lines. These include characteristic uptake patterns
of radioactive folate and antifolate substrates, inhibition by known substrate
competitors (e.g., 5-formyl tetrahydrofolate, raltitrexed), irreversible inhibi-
tion by NHS-MTX, and a capacity for trans-stimulation by preloading with
reduced folates (Wong et al., 1995, 1997). For transport-impaired CHO or
K562 cells transfected with hRFC cDNAs, a cDNA-encoded 8592 kDa
protein was detected by photoaffinity labeling with APA-
125
I-ASA-Lys
158 Larry H. Matherly and Zhanjun Hou
( Wong et al., 1995, 1997) or antibodies raised to a peptide sequence
predicted from the hRFC cDNA sequence ( Wong et al., 1998). This
species was deglycosylated with N-glycosidase F to 65 kDa, in close
agreement with the predicted size of the full-length hRFC protein
(64,873 Da) and the size of the deglycosylated NHS-
3
H-MTX-labeled
hRFC protein originally identified in transport-upregulated K562.4CF
cells (Matherly et al., 1991).
By hydropathy analysis of the predicted amino acid sequence for hRFC,
the hRFC cDNA encoded a protein that conformed to a model expected
for an integral membrane protein, with up to 12 stretches of mostly
hydrophobic, a-helix-promoting amino acids, internally oriented N- and
C-termini, an external N-glycosylation site at Asn58, and a large central
loop domain connecting transmembrane domains (TMDs) 16 and 712
(Fig. 5.2). Much of this topology structure has been confirmed experimen-
tally (Cao and Matherly, 2004; Ferguson and Flintoff, 1999; Flintoff et al.,
2003; Liu and Matherly, 2002) (see below). The predicted amino acid
sequence is reasonably conserved between species ranging from Xenopus
laevis to mice and humans, with the highest homologies in the TMDs
(Fig. 5.3). Sequence homology is substantially decreased in the most N- or
C-terminal regions and in the TMD6/TMD7 connecting loop domain. The
RFC sequence for primates (humans, chimpanzee) includes 5086 more
amino acids than that for the other species (Fig. 5.3).
Glycosylation at Asn58 is responsible for the aberrant migration of
hRFC on SDS protein gels (Wong et al., 1998). However, N-glycosylation
is not essential for RFCfunction because the murine RFCis not glycosylated.
A transport competent 65 kDa hRFC protein was identified by Western
blots prepared from hRFC-null K562 cells transfected with an hRFC cDNA
in which Asn58 was replaced by glutamine (Wong et al., 1998). When tagged
with a C-terminal hemagglutinin (HA) epitope (YPYDVPDYASL), Gln58
hRFC transport function was largely preserved, accompanying efficient
plasma membrane targeting (Wong et al., 1998). These results suggest that
the N-glycosylation of hRFC does not significantly alter either membrane
targeting or transport function.
VIII. Topological Structure of RFC
A. Topological structure by HA epitope accessibility
and N-glycosylation scanning mutagenesis
The original report by Cowan and coworkers (Dixon et al., 1994) suggested
that the mouse RFC amino acid sequence conformed to a 12 TMD
structure, closely resembling that for other MFS proteins such as GLUT1
(Salas-Burgos et al., 2004). The demonstration of N-glycosylation at Asn58
Structure and Function of the Reduced Folate Carrier 159
N58
M S P S
P
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L 1 2 3 4 5 6 7 8 9 10 11 12
Cytosol
Extracellular
24
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Figure 5.2 Topological model for hRFC showing conserved residues between seven species. Topology model for hRFC, depicting 12
TMDs, internally oriented N- and C-termini, an externally oriented N-glycosylation site at Asn-58, and a cytosolic loop connecting TMDs 6
and 7. Amino acids conserved between RFCs from different species as summarized in Fig. 5.3 are depicted as black circles.
1
6
0
Human -------------------- -------------------- ------MVPSSPAVEKQVPV EPGPDPEL-RSWRRLVCYLC FYGFMAQIRPGESFITPYLL 53
Chimpanzee -------------------- -------------------- ------MVPSSPAVEKQVPV EPGPDPEL-RSWRRLVCYLC FYGFMAQIRPGESFITPYLL 53
Cattle -------------------- -------------------- ------MALSVPEVEKQMPA EPQPGHEQ-QSWWCLVFFLC FYGFMAQMRPGESFITPYLL 53
Mouse -------------------- -------------------- ------MVPTGQVAEKQAYE EPRQDHEL-KSWRCLVFYLC FFGFMAQLRPGESFITPFLL 53
Rat -------------------- -------------------- ------MVPTGQVAEKQACE EPRQDREL-KSWRWLVFYLC FFGFMAQLRPGESFITPYLL 53
Hamster -------------------- -------------------- ------MVPTGQVAEKQACE EPRQDREL-KSWRCLVFYLC FFGFMAQLRPGESFITPYLL 53
Xenopus MTQNESDGQALEKSFTVPGI QMTSENGQMKVEQTPSEEQQ FLPVELQSPTVELPSHLEGQ ESPPEEY--TQWKFLLFYLC LYGFMTQLRPGESFITPYLL 98
Zebrafish MVEESTSNERTEDVKEN--- -MTDENGQ------------ --PVENVAPESVILETKEDL EAQTQKT--RTWMWSVVYLC FYGFMVQLKPGEPFITPYLL 80
Chicken -------------------- -MTVPRR------------- ----EPLSSAADMPQQDEGK KPPMETAPEQRWKLQVFYLC FYGFMTQIRPGESFITPYLL 62
Human GPDKNFTREQVTNEITPVLS YSYLAVLVPVFLLTDYLRYT PVLLLQGLSFVSVWLLLLLG HSVAHMQLMELFYSVTMAAR IAYSSYIFSLVRPARYQRVA 153
Chimpanzee GPDKNFTREQVTNEITPVLS YSYLAVLVPVFLLTDYLRYT PVLLLQGLSFVSVWLLLLLG HSVAHMQLMELFYSVTMAAR IAYSSYIFSLVRPARYQRVA 153
Cattle GPDKNFTQTQVTNEITPVLS YSYLAVLVPIFLLTDYLCYK PVLLLQGLSYVSVWLLLLFG STVLHMQFMEFFFSITMAAR IAYSSYIFSLVPPARYQRMA 153
Mouse --ERKFTKEQVTNEIIPMLP YSHLAVLVPVFLLTDYLRYK PVLVLQCLSFVCVWLLLLLG TSVVHMQLMEVFYSVTMAAR IAYSSYIFSLVHPSRYQRMA 151
Rat --ERNFTKEQVTNEIIPMLP YSHLAVLVPIFLLTDYLRYK PVLVLQCLSFVCVWLLLLLG TSVVHMQLMEVFYSITMAAR IAYSSYIFSLVQPSRYQRMA 151
Hamster --QQNFTIEQVTNEIIPVLP YSHLAVLVPIFLLTDYLRYK PILILQCLSFMCVWLLLLLG TSVVHMQLMEVFYSVTMAAR IAYSSYIFSLVRPSRYQRMA 151
Xenopus STERNFTREQVTNEITPVLS YSYMAVLVPVFLLTDYLRYT PVLILQSLSHISVWLLLIFG TDVIAMQFMEFFYGITMAAR VAYSSYIFSLVSPTNYQRAA 198
Zebrafish STEKNFTREQVTNEINPVLS YSYMVVLVPVFLLTDYLRYK PVLVLQSLSHVSIWLLLLLG NSLLEMQFMEFFYGITMAAR VAYSSYIFSLVPATVYQRVA 180
Chicken GHDKNFTQVEVTNEITPVLT YSYMAVLVPIFLLTDYLRYK PVLVLQSLSHISIWLLLVLG TSVLAMQLMEFFYGVTMAAR IAYSSYIFSLVAPSRYQRMA 162
Human GYSRAAVLLGVFTSSVLGQL LVTVGRVS--FSTLNYISLA FLTFSVVLALFLKRPKRSLF FNRD--DRGRCETSASELER MNPGP--GGKLGHA---LRV 244
Chimpanzee GYSRAAVLLGVFTSSVLGQL LVTVGRVS--FSTLNYISLA FLTFSVVLALFLKRPKRSLF FNRD--DRGRCETSASELER MNPG---GGKLGHA---LRV 243
Cattle SYSRASVLLGVFTSSVLGQL LVTVGRVA--FSTLNYISLA FLTFSLVLALFLKRPKRSLF FNHG--VPGPAGAAPSELDQ MNPGQ--AKAAGAKPGWLPA 247
Mouse SYSRAAVLLGVFISSVLGQA LVTVGHIS--TYTLNCVSLG FILFSLVLSLFLKRPKRSLF FNRS--TLARG-ALPCELDQ MHPGP--DRPETRKLDRMLG 244
Rat SYSRAAVLLGVFISSVLGQV LVTLGGIS--TYMLNCISLG FILFSLSLSLFLKRPKRSLF FNRS--ALVQG-ALPCELDQ MHPGP--GRPEPRKLERMLG 244
Hamster SYSRAAVLLGVFTSSVLGQV LWPLEQKSQNSNMLNYISLG FIIFSLGLSLFLKRPKHSLF FNRS--ALVHK-ALPCELDQ MHPGP--GRPEPGKLERVLG 246
Xenopus GYSRSSILMGVFTSAVLGQL CISLGGVQ--YRTINYISLS CMVLGLFLTFFLQRPKRSLF FNKN-ISKHQNGIHLSEEPK AS--------TGTKAGGLCS 287
Zebrafish SYSRSSVLMGVFTSSVLGQM CVSLGGIS--YTMLSAVSLG FVSFGLLLSFCLPWPKRSMF FNKARMEEERKEAAKSELAK MKPEEKDGIVEGMDTNRSSP 278
Chicken SYSRSSVLLGVFTSSVLGQL CVTLGSVS--FLILNYVSLG FVTFGLFLTLFLERPKRSLF FNRA--EAACNGAAPAELDK MASGDKMDSGDKTDGGKVMG 278
Human ACGDSVLARMLRELGDSLRR PQLRLWSLWWVFNSAGYYLV VYYVHILWNEVDPTTNSARV YNGAADAASTLLGAITSFAA GFVKIRWARWSKLLIAGVTA 344
Chimpanzee ACGDSVLARMLRELGDSLRR PQLRLWSLWWVFNSAGYYLV VYYVHILWNEVDPTTNSARV YNGAADAASTLLGAITSFAA GFVKIRWARWSKLLIAGVTA 343
Cattle AWRDSTFVRMPGELGRAVRL PQLRLWSLWWVFNSAGYYLI VYYVHILWNVVHPTTDTTRV YNGAADAASTLLGALTSFAA GFVKIRWALWARLVIAVVTV 344
Mouse TCRDSFLVRMLSELVENARQ PQLRLWCLWWVFNSSGYYLI TYYVHVLWRSTDSSLS---- YNGAVDAASTLLSAITSFSA GFLSIRWTLWSKLVIAGVIA 346
Rat TCRDSFLVRMLSELVKNVRQ PQLRLWCLWWVFNSAGYYLI TYYVHVLWKITDSRLN---- YNGAVDAASTLLSAITAFTA GFVNIRWALWSKLVIASVIA 346
Hamster SCRNSFLVCMLSELVGNLRQ PHVRLWCLWWVFNSAGYYLI VYYVHVLWSIDKN-LN---- YNGAVDAASTLLSAITSFSA GFVKIRWALWSKLVIASVIA 341
Xenopus RWRDFVIIRMLMELKGTVRH PRLRLWSLWWIFNSAGYYLM LYYVQILWNTVYPATDNRKV YNGGVDAASTLLGAITSFAA GHIKIRWNLWSELVIGLVTA 387
Zebrafish SWTNSVFVGMLKELKHVVKV PSLRLWSLWWVFNSTGYYLV LFYVHILWNKVYPATENKNV YNGAVEAASTLLGAITSFAA GYVKIRWNLWSELVIGLITA 378
Chicken GWRQAVLCRMLREVCTVAKQ SRLQLWSCWWIFNSAGYYLV LYYVQILWNDIYPARDNQRV YNGGVDAASTLLGAIASFAA GYLKIRWALWSALVIGVVTA 378
Figure 5.3 Species homologies for RFC proteins. GenBank accession numbers are Homo sapiens (human) NP 001069921; Pan troglodytes
(chimpanzee) XP 001157360; Gallus gallus (chicken,) NP 001006513; Danio rerio (zebrafish) XP 687261; Bos taurus (cow)NP 001069921;
Rattus norvegicus (Norway rat) NP 001030309; Cricetulus griseus (Chinese hamster) U17566; Mus musculus (mouse) NP 112473; Xenopus laevis
(African clawed frog) NM 001092530.
1
6
1
Human TQAGLVFLLAHTRHP---SS IWLCYAAFVLFRGSYQFLVP IATFQIASSLSKELCALVFG VNTFFATIVKTIITFIVSDV RGLGLPVRKQFQLYSVYFLI 441
Chimpanzee TQAGLVFLLAHTRHP---SS IWLCYAAFVLFRGSYQFLVP IATFQIASSLSKELCALVFG VNTFFATIVKTIITFIVSDV RGLGLPVRKQFQLYSVYFLI 440
Cattle LQAGLVFLMYKT------DD IWLCYAAFVLFRGSYQFLVP IATFQIAASLSQELRALVFG INTFLATVLKTVITLIVSDK RGLGLPVHSQFLVYFVYFLV 438
Mouse IQASLVFCMFQIR------D IWVCYVTFVLFRGAYQFLVP IATFQIASSLSKELCALVFG INTFLATALKTCITLVVSDK RGLGLQVRDQFRIYFIYFLM 440
Rat IQAGLVFCMFQIP------D IWVCYVTFVLFRGAYQFLVP IATFQIASSLSKELCALVFG INTFLATALKTSITLVVSDK RGLGLQVHQQFRIYFMYFLT 440
Hamster IQAGLVFCMYMVHYVTWVHK IWVLYMTYVLFRGAYQFLVP IATFQIASSLSKELCALVFG INTFLATALKTAITLVVSDK RGLGLKVEKQFCIYSVYFMV 441
Xenopus FQAGLLILMNTTE------N IWVCYVAYILFRSSYQFLVP IAIFQIASNLSKELCALVFG VNTFFATILKTIITIIIADK RGLALSVHPQFYVYFVYFTV 481
Zebrafish AQAALLLLMGMTE------D IWVCYVAYALFKGFYQFLVP IAIFQIASSLTKELCALVFG VNTFLGTILKAIITIIVADK RGLALSVHSQFFVYFFYFTL 472
Chicken IQAGLLLFMNTTG------N IWLCYTAYVLFRGSYQFLVP IAIFQIATSLSKELCALVFG VNTFFSTVLKTVITIIVADK RGLGLSVHPQFYVYFSYFSL 484
Human LSIIYFLGAMLDGLRHCQRG HHPRQPPAQGLRSAAEEKAA QALSVQDKGLGGLQPAQSPP LSPEDSLGAVGPASLEQRQS DPYLAQAPAPQAAEFLSPVT 541
Chimpanzee LSVIYFLGAMLDGLRHCQRG HHPRQPPAQGLRSAAEEKAA QALSVQDKGLGGLQPAQSPL LSPEDSLGAVGPASLEQRQS DPYLAPAPAPQAAEFLSPVT 540
Cattle LFAAYFLAAVLVGLRHFQQS RHQPLPAAQELMSPMQEKAT QDG------------AQLPA L--EDGVFAVGELSP---QS E---AKA------------- 505
Mouse LSITCFAWAGLDGLRYCQRG RHQPLAQAQELRSPLET-SV QAISLQDGDLRGPQPS-APQ LLSEDG-MEDDRGDLRVEAK A------------------- 519
Rat LSIICLAWAGLDGLRYYRRG RHQPLAQAQAL-SPLED-SV QAISLQDGDLRRPQPS-APQ LLPEDGSVEDGRADLRVEAK A------------------- 518
Hamster LSVICFVGAVLDGVRYCRRG RHQPLPLPQEL-SPLEN-SV QVPSMQDRGLGGLQPS-APQ LLPEDG-VEDSEASLRAEAK A------------------- 518
Xenopus LAVLYLGAAAFVIIKHYHAE RLKEK--PQIPPKVESEHKT TS------------------ ---SSAVTCESRA------- -------------------- 516
Zebrafish LTVIYLGCSAFIITCHYRNQ RAGAESTEEAVSTELSPIAT AA------------------ ---SESTTVHNGTSIKT--- -------------------- 528
chicken LALVYLLMAMVVIVRHSRRA QP-----PELIPTEG-QVQE KS------------------ ---PEAATVQA--------- --------------------
Human TPSPCTLCSAQASGPEAADE TCPQLAVHPPGVSKLGLQCL PSDGVQNVNQ 591
Chimpanzee TPSPCTLCSAQASGPEAADE TCPQLAVHSPGVSKLGLQCL PSDGVQNVNQ 591
Cattle -------------------- -------------------- ----------
Mouse -------------------- -------------------- ----------
Rat -------------------- -------------------- ----------
Hamster -------------------- -------------------- ----------
Xenopus -------------------- -------------------- ----------
Zebrafish -------------------- -------------------- ----------
chicken -------------------- -------------------- ----------
Figure 5.3 (continued)
for hRFC provided direct confirmation of an extracellular orientation for
the loop domain connecting TMDs 1 and 2 (Fig. 5.2). HA epitope accessi-
bility methods, in which HA epitopes were inserted into the hRFC mole-
cule followed by immunofluorescence detection with HA-specific antibody
in the presence and absence of low levels of Triton X-100 (0.1%) were used
to map the hRFC topological structure (Ferguson and Flintoff, 1999; Liu
and Matherly, 2002). In these studies, intracellular orientations were
confirmed by inserting HA epitopes into the hRFC N-terminus (Pro20,
Gly17), the connecting loop between TMDs 6 and 7 (Ser225, Glu226), and
TMDs 8 and 9 (Ala332). Because HA epitopes in the connecting loops
between TMDs 3 and 4 (Gln120) and between TMDs 7 and 8 (Glu294,
Pro297) were accessible to antibody without permeabilization, these likely
had extracellular orientations. By N-glycosylation scanning mutagenesis, in
which an N-glycosylation consensus sequence [NX(S/T)] was inserted into
putative loop domains, followed by Western blotting of functional constructs
to confirm glycosylation status, the TMD 5/6 loop of hRFC was confirmed
as having an extracellular orientation (Liu and Matherly, 2002).
B. Topological structure by scanning cysteine
accessibility methods
The development of sulfhydryl reagents with reactivities amenable to use
with intact cells, typified by the alkylthiosulfonates and maleimides, has
revolutionized the structural analysis of membrane-spanning ion channels
and membrane transporters (Frillingos et al., 1998; Karlin and Akabas,
1998). Thus, by inserting cysteine residues into functional cysteine-less
membrane proteins and treating with cysteine-active reagents, it is possible
to establish aqueous accessibilities and, by inference, determine membrane
topologies (Hu and Kaplan, 2000; Loo and Clarke, 1995; Nicoll et al.,
1999), identify amino acids that line the transmembrane translocation
pathway (Dodd and Christie, 2001; Loo and Clarke, 2000; Slotboom
et al., 2001), and confirm the spatial relationships between domains
(Kwaw et al., 2001; Loo and Clarke, 2001; Zeng et al., 1999).
In hRFC, there are 11 cysteine residues. A functional cysteine-less
hRFC was generated by deleting 56 C-terminal amino acids including
4 cysteines (Cys546, 549, 563, and580) andreplacing the remaining7 cysteines
(Cys30, 33, 220, 246, 365, 396, and 458) with serines (Cao and Matherly,
2003). AMyc-His
6
epitope was addedtothe truncated C-terminus and single-
cysteine hRFC mutants, including Ser301Cys (TMD7/8 loop), Ala332Cys
(TMD8/9), Ser360Cys (TMD9/10), Ala388Cys (TMD10/11), Ser390Cys
(TMD10/11), and Arg429Cys (TMD11/12) hRFCs, were expressed in
RFC-null CHO cells (Cao and Matherly, 2004). Cells were treated
with thiol-reactive biotin maleimide [3-(N-maleimidylpropionyl)biocytin]
with or without membrane-impermeant stilbenedisulfonate maleimide
Structure and Function of the Reduced Folate Carrier 163
(4-acetamido-4
0
-maleimidylstilbene-2,2
0
-disulfonic acid). Plasma membrane
proteins were solubilized, the hRFC-Myc-His
6
immunoprecipitated, and the
immunoprecipitates analyzed on Western blots. Biotinylated thiols were
detected with peroxidase-linked streptavidin. Consistent with their predicted
extracellular orientations (Fig. 5.2), Ser301Cys, Ser360Cys, and Arg429Cys
hRFCmutants were all highly reactive with biotinmaleimide and labeling was
significantly blocked with membrane-impermeant stilbenedisulfonate malei-
mide. Whereas Ala388Cys and Ser390Cys mutants, located in the middle of
the putative conserved TMD1011 loop domain, were completely unreactive
towardbiotinmaleimide, these positions (as well as Ala332Cys) were all labeled
following permeabilizationwithStreptolysin O. Anidentical strategy was used
by Flintoff et al. (2003) for hamster RFC to localize the connecting loops
between TMD1/2 (Ser46), TMD4/5 (Ser152), TMD5/6 (Ser179), TMD6/7
(Cys224), TMD7/8 (Leu300), TMD 9/10 (Tyr355), and TMD11/12
(Lys430), and the C-terminal domain (Leu475).
Thus, the patterns of biotin maleimide reactivity and protection
by stilbenedisulfonate maleimide, combined with previous findings of N-gly-
cosylation at Asn58 and the results of HA epitope insertion and scanning
glycosylation mutagenesis (see above), strongly support a 12 TMD topology
structure for hRFC with cytosolic orientations for the N- and C-termini and
TMD6/7 loop domain (Fig. 5.2).
IX. Insights into Structural and Functional
Determinants of RFC fromStudies of Mutant
RFC Proteins
An important goal of RFC structurefunction studies has been to
identify amino acids and/or domains that contribute to binding and/or
translocation of folate and antifolate substrates, along with TMD helix
packing associations that facilitate folate substrate binding and translocation.
For RFC, experimental approaches have included: (1) identifying mutant
amino acids in RFC from drug-resistant cells selected with antifolate drugs;
(2) targeting specific amino acids for site-directed mutagenesis based on
amino acid charge or hydrophilic character, along with homology and
membrane topology considerations; (3) deletion and insertion mutagenesis
of potentially functional domains; (4) radioaffinity labeling with specific
radiolabeled affinity inhibitors and identification of the labeled domain/
amino acid by selective proteolysis and site-directed mutagenesis; (5) scan-
ning cysteine accessibility methods (SCAM) with thiol reactive reagents;
and (6) protein cross-linking of cysteine-insertion hRFC mutants with
homobifunctional thiol-reactive cross-linkers. These studies are described
in the following sections.
164 Larry H. Matherly and Zhanjun Hou
A. Identification of structurally or functionally important
amino acids by selecting for mutant RFCs with
antifolate inhibitors
The largest concentration of RFC mutant studies has involved residues
localized in or around TMD1, following initial reports of MTX-resistant
mutants with defective RFC including Glu45Lys (Zhao et al., 1998a)
and Ser46Asn (Zhao et al., 1998b) (unless specifically noted, all numbers
designate the positions in hRFC).
In the hRFC structure, Glu45 flanks TMD1 and is highly conserved
among different species (Fig. 5.3). The first description of the Glu45Lys
mutant was in MTX-resistant L1210 cells treated with N-methyl-N-nitro-
sourea and selected in the presence of MTX (Zhao et al., 1998a). This
Glu45Lys-RFC phenotype included a global decline in carrier mobility,
decreased K
t
s for folic acid and 5-formyl tetrahydrofolate, respectively, an
unchanged K
t
for 5-methyl tetrahydrofolate, and a markedly increased K
t
for
MTX. Virtually identical transport phenotypes were attributed to Glu45Lys
hRFCin separate CCRF-CEMsublines selected for MTXresistance (Gifford
et al., 2002; Jansen et al., 1998) and in a number of CCRF-CEM sublines
selected for resistance to the benzoquinazoline antifolate, GW1843U89
(Drori et al., 2000). When Glu45 was systematically mutated by site-directed
mutagenesis, all position 45 mutants were functional for MTX uptake; how-
ever, there were substantial differences in maximal transport rates (V
max
) for
different substitutions. Increased affinities were measured for 5-formyl tetra-
hydrofolate and folic acid, accompanying some amino acid replacements (Gln,
Arg) but not others (Asp, Leu, Trp) (Zhao et al., 2000c). This implies that
amino acid size rather than the charge at position 45 of RFC is the most
important determinant of RFCsubstrate specificity. For certain substrates such
as 5-formyl tetrahydrofolate, MTX, or folic acid, adverse effects of particular
amino acid replacements on binding affinities were disproportionate to those
seen when 5-methyl tetrahydrofolate was used as transport substrate. Although
these mutagenesis data do not convincingly argue for a direct role of Glu45 in
substrate binding, they, nonetheless, imply that position 45 somehow plays a
role in transport. The role of the exofacial stretch of amino acids flanking
TMD1 and including Glu45 is further considered below.
Ser46 was also suggested to be critical to RFC function because replace-
ment of this amino acid with asparagine in MTX-resistant L1210 cells
resulted in a decreased rate of carrier mobility (V
max
) with MTX but no
change in MTX K
t
(Zhao et al., 1998b). The V
max
effect was substantially
greater for MTX than for reduced folates such as 5-formyl tetrahydrofolate
or 5-methyl tetrahydrofolate. Further evidence of a functionally important
role of Ser46 involves detection of Ser46Ile in CCRF-CEM cells selected
for resistance to the benzoquinazoline antifolate GW1843U89 (Drori et al.,
2000) and of Ser46Asn in a primary osteosarcoma specimen treated with
MTX (Flintoff et al., 2004; Yang et al., 2002).
Structure and Function of the Reduced Folate Carrier 165
Gly44Arg was identified in MTX-resistant CCRF-CEM T-cell acute
lymphoblastic leukemia cells by Wong et al. (1999) and was associated with
an 11-fold increased K
t
for MTX. The same mutation was reported in a
separate CCRF-CEM subline selected for resistance to the hemiphthaloyl
ornithine antifolate, PT523 (Drori et al., 2000). An Ile48Phe mutation was
detected (in combination with Trp105) in mouse RFC from L1210 cells
selected for resistance to 5,10-dideazatetrahydrofolate (Tse et al., 1998).
Ile48Phe was associated with a marked increase in the accumulation of
folic acid, due to a selective decrease in the K
t
for folic acid compared with
5,10-dideazatetrahydrofolate, resulting in an expansion of cellular folate pools.
Mutant studies in murine cells have implicated amino acids localized to
other TMDs as functionally or structurally important to RFC function.
These include Ser309 (Ser313 in hRFC) and Ser297 (not conserved in
hRFC) in TMD8 (Roy et al., 1998; Zhao et al., 1999), Val104 (Val106 in
hRFC) (Zhao et al., 2000a) and Trp105 (Trp107 in hRFC) (Tse et al.,
1998) in TMD3, and Ala130 (Ala132 in hRFC) (Brigle et al., 1995) in
TMD4. In hRFC, Ser127 in TMD4 was implicated as functionally
important ( Wong et al., 1999 ). The impact of these mutations ranges
from effects on carrier mobility without an effect on the K
t
for MTX
binding (Ala130Pro in mouse RFC) (Brigle et al., 1995) to decreases in
both K
t
and V
max
for MTX (Ser127Asn in hRFC) (Wong et al., 1999).
For certain mutants (Trp105Gly and Ser309Phe in mouse RFC), different
transport phenotypes were seen for different transport substrates (Tse et al.,
1998; Zhao et al., 2000a), similar to findings for Ser46Asn and Ile48Phe
(see above). For instance, Trp105Gly increased transport of folic acid
compared with 5,10-dideazatetrahydrofolate by mouse RFC. Ser309Phe
in mouse RFC resulted in an increased (5-fold) K
t
for MTX and
5-formyl tetrahydrofolate without a significant change in the affinities for
folic acid and 5-methyl tetrahydrofolate.
B. Identification of structurally or functionally important
amino acids in RFC by homology comparisons and
site-directed mutagenes is
From membrane topology and comparisons of homologies between hRFC
and RFCs fromother species, a number of highly conserved charged amino
acids are found to map within the TMDs (Figs. 5.2 and 5.3). These include
Asp88 (TMD2), Arg133 (TMD4), Arg373 (TMD10), Lys411 (TMD11),
and Asp453 (TMD12). While replacement of Asp88 in hRFC with gluta-
mate partially preserved transport activity for both MTX and 5-formyl
tetrahydrofolate, substitution with valine abolished activity. Conversely,
valine replacement of Asp453 had only a small effect on carrier activity
(Liu and Matherly, 2001). For murine RFC, transport activity was abolished
by replacement of conserved Arg131 (Arg133 in hRFC) and Arg363
166 Larry H. Matherly and Zhanjun Hou
(Arg373 in hRFC) residues with leucine (Sharina et al., 2001). Similar
results were obtained with aliphatic amino acid substitutions at Arg 133
and Arg373 in hRFC (Deng et al., 2007; Liu and Matherly, 2001). With
hamster RFC, Arg373 was suggested to be functionally important because
systematic replacement at this position with lysine, histidine, glutamine, or
alanine progressively decreased the capacity of the position 373 mutant
RFCs to complement a transport defective hamster phenotype in support-
ing colony formation in the presence of low levels of 5-formyl tetrahydro-
folate (Sadlish et al., 2002b). In direct transport assays, these substitutions
had a much more pronounced adverse effect on carrier translocation (V
max
)
than on substrate binding and also decreased RFCstabilities and intracellular
trafficking. Replacement of Lys404 in mouse RFC with leucine resulted in
a selective loss of binding and transport of reduced folates over MTX
(Sharina et al., 2001). For hRFC, both conservative and non-conservative
substitutions at Lys411 were tolerated; however, Lys411Glu hRFC showed
a substantial decrease in drug uptake (Deng et al., 2008).
Thus, a negative charge at position 88 and positive charges at positions
133 and 373 are essential for high levels of MTX transport by RFC. While
the situation for Lys411 is more complex and differs with different transport
substrates, it nonetheless appears that Lys411 is at least somewhat important
for binding hRFC substrates. As described below, very recent results suggest
that Lys411 in TMD11 of hRFC is the major target for covalent modifica-
tion by NHS-MTX (Deng et al., 2008), consistent with a role of this
conserved cationic amino acid in binding to the carboxyl group(s) of folate
substrates. Finally, recent site-directed mutagenesis results for Ser313
(TMD8), Tyr136 (TMD4), and Tyr281 (TMD7) in hRFC (Hou et al.,
2006) imply critical structural or functional roles of these residues. As
described above, from the results of RFC mutant studies, important roles
for Ser313 and a large portion of TMD4 are likewise suggested.
C. Deletional and insertional mutagenesis of RFC
Another useful strategy to identify and characterize functionally important
domains in RFC has involved deletional mutagenesis. Thus, deletion of
27 N-terminal amino acids (residues 127) from hRFC (Marchant et al.,
2002) or removal of 16 residues (amino acids 722) from hamster RFC
(Sadlish et al., 2002a) had at most minor effects on membrane targeting or
transport function. Deletion of 58 C-terminal residues from hamster RFC
(residues 461518) (Sadlish et al., 2002a) or 139 C-terminal residues from
hRFC (residues 453591) (Marchant et al., 2002) had a slight effect on
transport function and/or surface targeting; for murine RFC, loss of the
C-terminus (residues 445512) resulted in a complete loss of membrane target-
ing (Sharina et al., 2002). As expected, larger deletions (e.g., 302591, 1301),
including entire TMDs, completely abolished plasma membrane targeting of
Structure and Function of the Reduced Folate Carrier 167
hRFC (Marchant et al., 2002). Collectively, these studies argue that neither
the cytosolic facing N- nor C-terminus is directly involved in substrate
binding and that, in general, they only slightly influence membrane targeting
and insertion of the carrier.
A prominent feature of the MFS family of transporters involves a con-
necting loop between TMDs 6 and 7 (Fig. 5.2). Both deletion and insertion
mutagenesis strategies have been used to explore the functional and struc-
tural role of this region in RFC. Thus, deletion of 31 of the 66 amino acids
from the TMD6/TMD7 connecting loop in murine RFC (Sharina et al.,
2002) or deletion of up to 45 of the 67 amino acids in the TMD6/TMD7
loop domain from hamster RFC (Sadlish et al., 2002a) preserved membrane
targeting and transport activity. However, larger deletions in the TMD6/
TMD7 linker domain (57 and 5355 amino acids, respectively) abolished
transport activity.
While deletions of 49 or 60 amino acids from the TMD6/TMD7 linker
of hRFC (amino acids 215263 and 204263, respectively) completely
ablated transport of MTX and 5-formyl tetrahydrofolate, replacement of
the deleted segments with nonhomologous 73 or 84 amino acid segments
from another MFS protein, SLC19A2 (transports thiamine; 18% homolo-
gous to hRFC for the TMD6/TMD7 linker region), restored transport (Liu
et al., 2003). Interestingly, maximal transport activities for these insertional
mutants were absolutely dependent on the presence of the highly conserved
204214 peptide and deletion of the 204214 segment alone completely
abolished transport (Liu et al., 2003).
Thus, the primary purpose of the TMD6/TMD7 linker domain is to
ensure the optimal spacing between the two halves of the RFC protein for
carrier function. This appears to be essentially independent of amino acid
sequence, although an important role for amino acids 204214 is implied.
Most recently, TMD16 and TMD712 hRFC half molecules were
cotransfected into hRFC-null K562 cells (Witt et al., 2004). Coexpressed
hRFC half molecules were targeted to the membrane surface where they
restored transport activity with normal kinetics, showed sensitivity to inhi-
bition by NHS-MTX, and exhibited a capacity for trans-stimulation by
preloading with 5-formyl tetrahydrofolate (Witt et al., 2004).
D. Localization of a substrate-binding domain
by radioaffinity labeling
The ability to restore functional RFC transport by coexpression of hRFC
half molecules provided a unique tool to localize substrate-binding
domains. Thus, coexpression and NHS-
3
H-MTX radioaffinity labeling of
hRFC TMD16 and TMD712 half molecules localized covalent labeling
to TMD712 (Witt et al., 2004). Treatment of radioaffinity-labeled
TMD712 with 2-nitro-5-thiocyanato benzoic acid cleaved adjacent to
168 Larry H. Matherly and Zhanjun Hou
cysteine residues and localized binding of the radioligand to between amino
acids 394 and 457, corresponding to TMDs 11 and 12 (Hou et al., 2005).
More recent results localized affinity labeling of NHS-MTX to Lys411 in
TMD11 because Lys411Ala could effectively transport MTX yet abolished
MTX transport inhibition by unlabeled NHS-MTX and covalent incor-
poration from NHS-
3
H-MTX (Deng et al., 2008). While this directly
implicates Lys411 in carboxyl binding for RFC substrates, its role is para-
doxical because Lys411 in hRFC could be replaced by nonconservative
amino acid substitutions with comparatively modest effects on transport
(Deng et al., 2008; Witt and Matherly, 2002).
E. SCAM for mapping the substrate translocation pathway
The availability of a functional cysteine-less hRFC (Cao and Matherly,
2003) permitted corroboration of mutagenesis and affinity labeling results
by SCAM, which identified amino acids that were aqueous accessible and
were likely involved in forming the putative membrane translocation path-
way for anionic folate substrates. Thus, for hRFC, 282 cysteines were
individually inserted into TMDs 112 of a cysteine-less hRFC template
and hRFC cysteine mutants were expressed in hRFC-null HeLa cells (Hou
et al., 2005, 2006). Altogether, 272 of the 282 single cysteine mutants were
functional for MTX transport, the only exceptions being Arg133, Ile134,
Ala135, Tyr136, and Ser138 in TMD4; Gly163 in TMD5; Tyr281 in
TMD7; Ser313 in TMD8; Arg373 in TMD10; and Gly401 in TMD11.
For the 272 functional mutants, aqueous accessibilities of the cysteine
insertions were confirmed by monitoring losses of transport activity and
the protective effects of substrate (i.e., leucovorin) in the presence of the
membrane-impermeable hydrophilic sodium (2-sulphonatoethyl) metha-
nethiosulfonate (MTSES). The results of these studies strongly supported a
role for amino acids localized to TMDs 4, 5, 7, 8, 10, and 11 in forming the
putative substrate-binding pocket of hRFC, in excellent agreement with
the results of RFC mutant studies.
Exofacial residues flanking TMD1 including positions 40, 44, and 48
(but not 45 or 46), corresponding to a region suggested to be functionally
important from mutant studies (see above), were likewise implicated as
involved in substrate binding by earlier SCAM experiments with MTSES
and cysteine insertion hRFC mutants expressed in transport defective CHO
cells (Cao and Matherly, 2003). Similarly, biotinylation by biotin maleimide
of cysteines inserted at positions 41, 46, 70, and 71, including the exofacial
spanning region connecting TMDs 1 and 2 in hamster RFC, was prevented
by prior treatment with MTX or leucovorin, suggesting that these sites form
part of a substrate-binding domain (Flintoff et al., 2003).
A three dimensional model based in part on SCAM biochemical data for
hRFC is shown in Fig. 5.4 that depicts TMDs 1, 2, 4, 5, 7, 8, 10, and 11 as
Structure and Function of the Reduced Folate Carrier 169
C
Extracellular
Cytosol
Arg133
Ser138
Ala135
Ile134
Arg373
Tyr281
Ser313
K411
TMD11
TMD4
TMD7
TMD8
TMD10
Tyr136
2
0
.
1

1
4
.
6

1
3
.
9

5
.7

1
8
.
5

1
7
6
3
4
10
12
9
5 8
11
2
B
A
Figure 5.4 Proposed 3-D models of hRFC based on solved crystal structures of LacY
and GlpT and SCAM analysis, and the hypothesized substrate-binding site of hRFC.
A 3-D hypothetical model for hRFC is presented based on structure alignments
between hRFC and LacY and GlpT and fine-tuned based on experimental SCAM
data. Modeling was performed with the Modeller 8v1 auto mode (Marti-Renom
et al., 2000). All models were drawn by PyMol (DeLano, 2002). Panel A depicts a
side view of hRFC for which the extended C-terminal segment is truncated at Lys479.
TMDs 1, 2, 4, and 5 of the N-terminal region and TMDs 7, 8, 10, and 11 of the
C-terminal region are hypothesized to be involved in the formation of the hydrophilic
170 Larry H. Matherly and Zhanjun Hou
components of the putative aqueous membrane-spanning translocation
pathway flanked by TMDs 3, 6, 9, and 12. These results are consistent
with the published crystal structures of the LacY and GlpT MFS homo-
logues (Abramson et al., 2003; Huang et al., 2003). Based on data showing
the nearly complete ablation of transport activity upon cysteine substitutions
into cysteine-less hRFC, it appears that a number of amino acids are
structurally or functionally important including Arg133, Ile134, Ala135,
Tyr136, and Ser138 in TMD4; Tyr281 in TMD7; Ser313 in TMD8; and
Arg373 in TMD10. A functionally important role was also suggested for
Lys411 in TMD11 (Deng et al., 2008; Sharina et al., 2001; Witt and
Matherly, 2002). Studies with the activated NHS-MTX ester established
covalent modification at this site, thus implicating Lys411 in binding the
glutamate portion of folate substrates (Deng et al., 2008).
Notably, all these amino acids are highly conserved between species as
diverse as Xenopus, zebrafish, mice, humans, and cattle (Fig. 5.3). Compel-
ling evidence from RFC mutant studies (see above) established that Ser313
and Arg373 are functionally important and may contribute to substrate-
binding specificity (Deng et al., 2007; Hou et al., 2006; Sadlish et al., 2002b;
Sharina et al., 2001; Zhao et al., 1999). Lys411, Ser313, and Arg373 may
easily comprise a hydrophilic binding pocket for anionic folate substrates
(Hou et al., 2006) (Fig. 5.4). Reflecting its juxtaposition to both Ser313 and
Arg373 in this model, Tyr281 may also participate in substrate binding. The
finding that individual cysteine replacements of Arg133, Ile134, Ala135,
Tyr136, and Ser138 abolished transport activity is entirely consistent with
previous reports that functionally important amino acids (Ser127, Ala132,
and Arg133) were localized to TMD4 (Brigle et al., 1995; Liu and Matherly,
2001; Sharina et al., 2001; Wong et al., 1999).
The role of the highly conserved residues at positions 40, 44, 45, 46, and
48 in RFCtransport remains a paradox. Whereas mutant studies suggested a
possible functional importance for amino acids located at positions 44, 45, 46,
and 48 in hRFC (Tse et al., 1998; Wong et al., 1999; Zhao et al., 1998a,b),
only positions 40, 44, and 48 were implicated as contributing to a substrate-
binding domain by SCAM(Cao and Matherly, 2003). Similarly, in hamster
RFC, positions 41, 46, and 49 flanking TMD1 along with positions 70 and
cavity for anionic substrate binding (colored as black). TMDs 3, 6, 9, and 12 are likely
buried in the lipid bilayer and do not directly participate in substrate binding (colored as
gray). Panel B depicts a cytosolic viewof only the TMDsegments (numbered 112 as in
Fig. 5.2) of the hRFC molecule so that the order of helix packing can be easily seen.
TMD shading is the same as in Panel A. Panel C shows an enhanced view of the
hypothetical substrate-binding site, including Lys411, Ser313, Tyr281, and Arg373, as
described in the text. Other residues that may contribute to the substrate-binding
pocket are also shown and include Arg133, Ile134, Ala135, Tyr136, and Ser138. The
physical distances between a-carboxyl groups of Lys411, Ser313, Tyr281, and Arg373
are shown in Angstrom. Adapted from Hou et al. (2006).
Structure and Function of the Reduced Folate Carrier 171
71 in or flanking TMD2 were implicated in substrate binding by the ability
of RFC substrate to protect from the inhibitory effects of biotin maleimide
(Flintoff et al., 2003).
F. Mapping helix packing associations in hRFC
Characterizing conserved charged residues in or flanking TMDs by mutant
analysis can shed light on tertiary structural elements in membrane proteins
including interactions between distal domains. Interpretation is in part based
on the notion of an energetic unfavorability associated with uncompensated
charged amino acids localized within the lipid bilayer. However, should
there be a salt bridge between residues of opposite charge, charged amino
acids localized to hydrophobic environments can be substantially stabilized
(Barril et al., 1998). Salt bridges between oppositely charged residues in
separate domains can serve to orient TMDs for membrane insertion and/or
for optimal transport function (Dunten et al., 1993; Merickel et al., 1997).
For hRFC, neutralization of the positive charge on Arg133 (TMD4) by
substitution with leucine or the negative charge on Asp88 (TMD2) by
replacement with valine abolished transport activity (Liu and Matherly,
2001). However, when both mutations were present in the same construct
(i.e., Asp88Leu/Arg133Val), transport activity was restored. This suggests
that disruption of the charge-pair by replacing either Arg133 or Asp88,
individually, with a neutral amino acid results in an unstable, unpaired
charge. However, simultaneous neutralization of both charged amino
acids results in a restoration of high levels of transport activity. These results
strongly imply that Arg133 and Asp88 form a salt bridge complex that
stabilizes the association between TMDs 2 and 4 in the hRFC tertiary
structure. Other reports have also explored RFC tertiary structure at the
level of putative charge-pairs. For murine RFC, a structural or functional
interaction between Glu45 (flanks TMD1) and Lys404 (TMD11) was
suggested because the properties of the double Glu45Lys/Lys404Glu
murine RFC mutant more closely resembled the properties of the Glu45Lys
mutant than those for the Lys404Glu mutant (Zhao et al., 2003). Further,
a cross-linking analysis of hamster RFC suggested that Arg373 (in TMD10)
is in proximity to Glu394 (flanks TMD11), implying juxtaposition of these
domains and the possible formation of a charge-pair (Sadlish et al., 2002b).
Yu et al. (1995) have described a method for assessing TMD helix
packing in polytopic membrane proteins based on disulfide formation
between paired cysteine residues in purified segments of the visual pigment
rhodopsin. This method was subsequently adapted to assess helix proximities
and tilts of the bacterial MFS transporter LacY (Kaback and Wu, 1999).
For hRFC, in situ site-directed thiol cross-linking was applied to study
the proximities and tilts of neighboring transmembrane helices 2, 5, 8, and 11
(Z. Hou and L. H. Matherly, manuscript in preparation), based on their
172 Larry H. Matherly and Zhanjun Hou
proposed orientations toward the putative hRFChydrophilic cavity and their
relative proximities in 3-D models (Hou et al., 2006; Matherly et al., 2007;
Fig. 5.4). As described above, Ser313 in TMD8 was previously implicated in
the binding of antifolate substrates for RFC (Deng et al., 2007; Zhao et al.,
1999) and was identified as irreplaceable by scanning cysteine mutagenesis
(Hou et al., 2006). TMD8 abuts TMD5 and, by SCAM, both these regions
are aqueous-accessible and contribute to the substrate-binding pocket in
hRFC (Hou et al., 2006). TMD11 includes Lys411, the primary target for
covalent radioaffinity labeling with NHS-
3
H-MTX(Deng et al., 2008), and is
aqueous-accessible by SCAM (Hou et al., 2005). Finally, TMD2 flanks
TMD11 and, by homology with LacY (Abramson et al., 2003), lines the
substrate translocation pathway and includes at least one residue (Asp88) that
is essential for transport (Liu and Matherly, 2001).
In initial studies, cysteine-less hRFC was expressed as two (TMD16 and
TMD712) half molecules, each with a cysteine residue inserted at a defined
position in the TMD16 (TMDs 2 or 5) or TMD712 (TMDs 8 or 11)
portions. Altogether, 19 cysteine-substituted TMD16/TMD712 pairs
(175/311, 174/314, 172/315, 171/317, 168/318, 167/321, 164/322,
163/325, 161/326, and 160/326 in TMDs 5/8; 74/415, 74/412, 74/411,
75/408, 78/405, 81/404, 82/404, 84/404, and 85/404 in TMDs 2/11)
were selected for coexpression and cross-linking with homobifunctional
cross-linkers of different lengths [1,1-methanediyl bismethanethiosulfonate,
3 A

; o-phenylenedimaleimide, 6 A

; p-phenylenedimaleimide, 10 A

; and
1,6-bis(maleimido)hexane, 16 A

], so to assess helix proximities and tilts in


relation to the putative hRFC hydrophilic cavity. The results unequivocally
establish that the helices of TMDs 5 and 8 are relatively close together at
their extracellular ends (within 10 A

), then tilt away from each other toward


the cytoplasmic ends; TMDs 2 and 11 are in proximity at both their
extracellular and cytoplasmic ends (within 10 A

). Pro82 in TMD2 may


cause a bend in TMD2, resulting in a lack of cross-linking between the
middle segments of TMDs 2 and 11.
X. Conclusions
Folates are essential for life and folate deficiency contributes to a host of
health problems including cardiovascular disease, fetal abnormalities, neuro-
logical disorders, and cancer (Lucock, 2000; Matherly, 2004). Antifolates,
represented by MTX, continue to occupy a unique niche among the modern
day pharmacopoeia for cancer along with other pathological conditions
(Matherly et al., 2007).
This chapter focuses on the biology of the membrane transport system
termed the reduced folate carrier or RFC with a particular emphasis on
Structure and Function of the Reduced Folate Carrier 173
structure and function. The ubiquitously expressed RFC is the major
transporter for folates in mammalian cells and tissues (Matherly and
Goldman, 2003). Loss of RFC expression or function portends potentially
profound physiological and developmental consequences (Matherly, 2004).
For chemotherapeutic antifolates used for cancer, loss of RFC expression or
synthesis of mutant RFC protein results in antifolate resistance due to
incomplete inhibition of cellular enzyme targets and low levels of antifolate
substrate for polyglutamate synthesis (Goldman and Matherly, 1985;
Goldman and Zhao, 2003).
Protein structural information is a prerequisite for understanding
mechanisms of membrane transport. However, for mammalian MFS trans-
porters, this information has not been widely available due to difficulties in
isolating sufficient quantities of purified proteins and in crystallizing proteins
for X-ray diffraction studies. Since 1994, when RFC was first cloned,
tremendous advances in molecular biology and biochemical approaches
for studying the structures of polytopic membrane proteins have led to an
increasingly detailed picture of the molecular structure of the carrier,
including its membrane topology, its N-glycosylation, identification of
functionally and structurally important domains and amino acids, and
helix packing associations. Although no crystal structure for RFC is yet
available, biochemical and molecular studies, combined with homology
modeling based on homologous bacterial MFS transporters such as LacY,
now permit the development of experimentally testable hypotheses
designed to establish RFC structure and mechanism.
Of course, significant challenges remain. For instance, it is essential to
further identify critical amino acids and domains that comprise the
substrate-binding sites and translocation pathways by biochemical studies
and eventually by X-ray crystallography. Mechanistic studies are needed to
further characterize the energetics of RFC transport, namely how
counter transport by an unidentified physiological counteranion drives
folate substrate accumulation against a concentration gradient, including
the relationship between counteranion and substrate binding. Greater focus
in RFC protein structure studies needs to be on key substrate-specific deter-
minants of binding and translocation, as a prelude to the design of new
antifolate inhibitors that rely on RFC for cellular entry, or with substantially
enhanced transport by other folate transporters such as FRs or PCFT over
RFC. It will be necessary to extend static structural studies of helix packing
by protein cross-linking to dynamic structural changes involving function-
ally important TMD helices that accompany substrate binding and translo-
cation. Likewise, it will be important to expand simple considerations of
secondary and tertiary structures for RFC to potential oligomeric quater-
nary associations, including possible homomeric and heteromeric protein
protein associations that may be significant to transport mechanism or
regulation. Indeed, insights from RFC structurefunction studies may
174 Larry H. Matherly and Zhanjun Hou
eventually foster the development of strategies for biochemically
modulating the carrier that could be therapeutically exploited in the context
of nutritional interventions or antifolate chemotherapy.
ACKNOWLEDGMENT
This work was supported by Grant CA53535 from the National Cancer Institute, National
Institutes of Health.
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184 Larry H. Matherly and Zhanjun Hou
C H A P T E R S I X
Renal Conservation of Folates: Role
of Folate Transport Proteins
Vijaya L. Damaraju,*
,

Carol E. Cass,*
,
and Michael B. Sawyer*
,

Contents
I. Introduction 186
II. Physicochemical Properties, Protein Binding,
and Water Solubility 186
III. Role of Folates in Genomic Stability 188
IV. Folates and the Kidney 188
V. Folate Transport Proteins 189
A. a-Folate receptor 189
B. Reduced folate carrier 190
C. Proton-coupled folate transporter 191
D. Organic anion transporters and multidrug resistance protein 192
VI. Localization of Putative Folate Transporters in Kidney 192
VII. Clinical Studies of Renal Handling of Folates and Antifolates 193
A. Folates 193
B. Antifolates 194
VIII. Role of Renal Folate Conservation in Ethanol-Related
Folate Deficiency 196
IX. Role of Folate Transport Processes in Renal Conservation
of Folates and Antifolates 197
References 198
Abstract
Folates play vital roles in one-carbon metabolism that produces the early
substrates necessary for nucleotide synthesis and salvage. Folates are essen-
tial vitamins in that humans cannot synthesize them and are totally dependent
on the diet to obtain them. As water-soluble vitamins, they would be easily
filtered by the kidney and lost to the tubular fluid but for a highly efficient renal
conservation mechanism. This renal folate trap is made up of a-folate recep-
tors and reduced folate carriers. The locations of these transporters are such
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00406-8 All rights reserved.
* Department of Oncology, University of Alberta, Edmonton, Alberta T6G 1Z2, Canada
{
Department of Experimental Oncology, Cross Cancer Institute, Edmonton, Alberta T6G 1Z2, Canada
{
Department of Experimental Oncology, Cross Cancer Institute, Edmonton, Alberta T6G 1Z2, Canada
185
that they direct folate transport from the apical/luminal sides of kidney cells to
the basolateral/plasma sides. In addition, other transporters such as organic
anion transporters and multidrug resistance proteins are also found in kidney
cells and play a role in renal elimination of folate analogues such as antifolate
cancer chemotherapy drugs. This chapter discusses how these transporter
activities manifest themselves in folate and antifolate pharmacokinetics. It also
discusses effects of alcohol on renal reabsorption of folates. 2008 Elsevier Inc.
I. Introduction
This chapter reviews the current understanding of renal handling of
folates in mammals and the molecular processes underlying folate homeo-
stasis. Various folate analogues and their chemical structures and properties
are described briefly followed by a description of the roles that folates play in
one-carbon metabolism, especially their pivotal role in thymidine synthesis.
Then the early studies that demonstrated the kidneys role in maintaining
the bodys folate stores are reviewed.
Roles of several folate transport proteins including a-folate receptors
(aFRs), reduced folate carriers (RFCs), proton-coupled folate transporters
(PCFTs), organic anion transporters (OATs), and multidrug resistance pro-
teins (MRPs) in renal reabsorption are then reviewed. Clinical implications
of renal reabsorption of folates and antifolates are also discussed.
II. Physicochemical Properties, Protein
Binding, and Water Solubility
The term folate can have two definitions: the anion of folic acid or the
group of structurally related naturally occurring vitamins. Naturally occur-
ring folates are composed of seven members, the chemical structures of
which are presented in Fig. 6.1. Folates consist of a 2-amino-4-hydroxy-
pteridine (pterin) group conjugated by a methylene group to r-amino
benzoic acid, which in turn is linked to one or more glutamic acid residues.
The form most commonly used clinically is folic acid, also known as
pteroylglutamate (PteGlu), which is the fully oxidized form of folate and
is the most stable. The anionic and hydrophilic folate (vitamin B
9
, isolated
from spinach leaves in 1941) occurs physiologically in its reduced form (M
r
440) and belongs to the group of water-soluble B vitamins. Although
the pteridine ring can be synthesized by mammals, inability to couple it
to r-aminobenzoic acid makes folate an essential vitamin in mammals (Birn,
2006). The first step in absorption of dietary folates is hydrolysis of the
glutamate residues conjugated to the PteGlu backbone by g-glutamylhydro-
lase (glutamate carboxypeptidase II) producing the monoglutamate form.
186 Vijaya L. Damaraju et al.
Some folates are metabolized by intestinal cells by adding a methyl group to
the fifth nitrogen of the pterin ring to produce 5-methyltetrahydrofolate (5-
methylTHF). 5-MethylTHF is the most common form that is found in
plasma. Serum concentrations of the major circulating form,
5-methylTHF, range from 5 to 30 nM. Intracellular pools of reduced tetra-
hydrofolates serve as cofactors in several metabolic processes (Stover, 2004).
The vitamin is present in serum either free or bound to carrier proteins like
the folate-binding protein (Holm et al., 1980) or other serum proteins like
albumin (Soliman and Olesen, 1976). In humans, there is a wide variation in
the fraction of protein-bound folate from 20% to 65% (Zettner and Duly,
1978). Serum folates exist mostly in the monoglutamate form, which is the
form that can be readily transported across cell membranes. Once inside cells,
folates are converted to polyglutamate forms by addition of several glutamic
acid residues by folylpolyglutamate synthetase (Balinska et al., 1982). This leads
to retention of folate pools inside the cells for subsequent steps in metabolism.
Position
5,6,7,8
N
5
N
5
N
5
N
10
N
510
N
510

Metabolic step
Generation of formate
Homocysteine to methionine
Histidine metabolism
Synthesis of purines
Synthesis of purines
Synthesis of purines
Synthesis of thymidylate
Derivative
Tetrahydrofolate
5-Methyltetrahydrofolate
Formiminotetrahydrofolate
Folinic acid
10-Formyltetrahydrofolate
5,10-Methenyltetrahydrofolate
5,10-Methylenetetrahydrofolate
Substituent
-H
-CH
3
-CNH
2
-CHO
-CHO
-CH-
-CH
2
-
N
N
N
N
OH
N
H
HN
O
O
OH
O HO
H
2
N
2-Amino-6-((P-((1,3-dicarboxypropyl)carbamoyl)anilino)methyl)-4-pteridinol
(Folic acid)
5
10
N
N
N
N
N H
2
N
HN
O
O
OH
O HO
H
2
N
5
10
CH
3
4-amino-10-methyl folic acid (methotrexate)
Figure 6.1 Structures of folic acid and derivatives and their role in metabolism.
Renal Handling of Folates and Antifolates 187
III. Role of Folates in Genomic Stability
Folate is an essential vitamin that gives rise to cofactors in one-carbon
transfer reactions required for the de novo synthesis of purines and pyrimidines.
Various folates serve as essential donors and receptors for one-carbon metabo-
lism reactions. Possibly, the most important and crucial of these is methylation
of deoxyuridine monophosphate (dUMP) to deoxythymidine monopho-
sphate (dTMP). In this reaction, 5,10-methylene-H
4
PteGlu
n
donates a methyl
group to dUMP to form dTMP, a reaction that is catalyzed by thymidylate
synthase. The dihydrofolate (H
2
PteGlu
n
) produced is reduced by dihydrofo-
late reductase to tetrahydrofolate (H
4
PteGlu
n
). 5,10-Methylene tetrahydrofo-
late is regenerated by serine hydroxymethyl transferase. Folates are not only
involved in pyrimidine metabolism but 5,10-methenyl-H
4
PteGlu
n
and
10-formyl-H
4
PteGlu
n
are also involved in synthesizing the inosine monopho-
sphate that is used to synthesize adenosine monophosphate and guanosine
monophosphate. Folates therefore playa crucial role insynthesis of nucleotides.
Low folate pools result in reduced availability of nucleotides for DNA
synthesis and repair. Chronic lowfolate levels lead to uracil misincorporation
in place of thymine that results in a futile repair cycle that causes frequent
damage to DNA and chromosomes leading to malignant transformation
(Blount and Ames, 1994; Reidy, 1987). Folate also has important roles in
regulating gene expression through its role in the methylation of cytosine
residues and in DNA repair. S-adenosylmethionine is the methyl donor for
methylation of cytosines in DNA and in other cellular biochemical reactions.
IV. Folates and the Kidney
Folates are hydrophilic anionic molecules that require tightly regu-
lated processes for facilitating the transport of natural folates and antifolates.
One of the challenges that the body faces is maintaining adequate folate
stores and this is complicated by folates physiochemical characteristics that
in the absence of reabsorption mechanisms would result in folate being
freely filtered at the renal glomerulus and lost in the urine. Plasma
5-methylTHF is the major form of folate and unbound 5-methylTHF is
freely filtered at glomeruli followed by reabsorption in proximal tubules
(Goresky et al., 1963). Plasma concentrations of 5-methylTHF are 20 ng/ml
and because the kidneys glomerular filtration rate is 125 ml/min, 2000 mg
of 5-methylTHF is filtered at glomeruli each day, with only 1050 mg being
lost in urine (Birn, 2006; Birn et al., 1997). The central role of the kidney in
maintaining the 5-methylTHF pool was first suggested by Johns et al. (1961).
In their study, they administered increasing doses of radiolabeled folic acid to
188 Vijaya L. Damaraju et al.
healthy volunteers and found that at high doses, renal excretion of folic acid
approximated renal excretion of inulin, which provides a measure of renal
glomerular filtration. The same researchers confirmed the earlier study more
accurately using [
3
H] folic acid with a higher specific activity in studies
using dogs. They also demonstrated that methotrexate (MTX), a folate
analogue used in cancer treatment, displaced [
3
H] folic acid from the binding
sites for folic acid.
Mechanisms of renal folate reabsorption remained unsolved until the
studies of Selhub et al. (1987) who investigated the roles of aFRs and RFCs
in the process of renal reabsorption. Selhub et al. (1987) showed that renal
clearance was less than that of inulin, suggesting reabsorption. Renal con-
servation of folate occurs by specialized processes that depend on circulating
folate concentrations and appear to involve FRs, RFCs, and possibly the
PCFT/HCP1 systems (Bhandari et al., 1991; Kamen and Caston, 1975;
McMartin et al., 1992; Morshed et al., 1997; Qiu et al., 2006; Sikka and
McMartin, 1998). In addition to the above-mentioned transporters, OATs
and MRPs were shown to have a role in renal folate transport processes.
A concerted action of these proteins is required to provide mammalian cells
with adequate folate cofactors for nucleotide synthesis. Folate uptake pro-
cesses in apical versus basolateral membranes are important determinants of
the vectorial flow of substrates across cells. In addition to maintaining
cellular folate homeostasis, folate membrane transporters play an important
role in antitumor activity of many antifolates used in cancer therapy.
V. Folate Transport Proteins
A. a-Folate receptor
It is accepted as fact that folate homeostasis is maintained by renal reabsorp-
tion and that aFRs play a major role in this process. The aFR gene of
humans is found on chromosome 11q13 (Ragoussis et al., 1992) and
encodes a 1.28-kb mRNA (Sadasivan and Rothenberg, 1989). aFR is a
single polypeptide of 225 amino acids with a molecular mass of 26,252
(Sadasivan and Rothenberg, 1989). aFRs are anchored to apical brush
border membranes by glycosyl-phosphatidylinositol and are found in
cholesterol-rich membrane domains called caveolae (Lacey et al., 1989;
Rothberg et al., 1990). The major folate-binding protein of kidney, the
aFR, is responsible for 5-methylTHF reabsorption.
The role of the aFR, which was initially termed folate-binding pro-
tein (Selhub and Rosenberg, 1978), in folate renal handling was indicated
when it was identified in kidney proximal tubules (Kamen and Caston,
1975). Selhub and Franklin (1984) determined the proteins mass and
composition and demonstrated that it bound MTX. They also showed
Renal Handling of Folates and Antifolates 189
that the affinity of the aFR for a folate derivative was inversely related to its
clearance and, although aFR had the lowest affinity for MTX of the folate
derivatives tested, MTX was also reabsorbed. McMartin et al. (1992) studied
folate transport by human renal proximal tubule epithelial cells (RPTEC)
and demonstrated that aFRs were responsible for folate reabsorption and
showed that this reabsorption was pH dependent being maximal at pH 5.0.
Morshed et al. studied the transepithelial transport of folates using renal
proximal tubule epithelial cells grown on collagen-coated inserts
(McMartin et al., 1992; Morshed et al., 1997). They showed (using probene-
cid as an RFC inhibitor) that folate uptake at apical membranes was due to
aFRs and RFCs, whereas folate transport at basolateral membranes was due
to RFCs. aFRs were localized to brush border membranes of proximal
tubular epithelial cells in human kidney (Weitman et al., 1992). More
recently, the importance of aFRs in renal folate transport and conservation
was demonstrated in mice in which the genes folbp1 and folbp2 were deleted
(Birn et al., 2005). Elevated (100 times higher than in wild type) folate renal
clearances at low and high folate intakes were demonstrated in mice in whom
folbp1 (similar to aFRs in humans) was knocked out thus implicating folbp1 in
folate renal reabsorption. aFRs have high affinities for folic acid and MTX
with K
m
values of 1 and 100 nM, respectively ( Jansen et al., 1999). aFRs
have higher affinities for a number of folate and antifolate compounds than
bFRs (Brigle et al., 1994). Differences in binding affinities were shown to be
due to amino acid sequence differences in the binding sites between bFRs
(Leu-49, Phe-104, and Gly-164) and aFRs (Ala, Val, and Glu) (Maziarz et al.,
1999). Folate uptake by membrane bound aFRs was postulated to occur by
endocytotic processes. Folates bound to aFRs form vesicles that are then
endocytosed into cytosol, after which acidification releases folates from the
receptor complexes followed by transport into cytosol (Kamen et al., 1988;
Rothberg et al., 1990). The role of potocytosis, which is another uptake
process that has been described in cultured cells (Anderson et al., 1992), in
cellular uptake of folates is considered more controversial than the more
generally accepted endocytotic processes.
B. Reduced folate carrier
The RFC (or SLC19A1) is another membrane protein that plays a major
role in folate transport in mammalian cells with ubiquitous expression in
normal and malignant tissues, consistent with its role in tissue folate homeo-
stasis. The human RFC gene is found at position 21q22.222.3 (Moscow
et al., 1995), and has seven exons that encode a 21.4-kb mRNA
(Tolner et al., 1998). The gene encodes a 65-kDa protein that is hea-
vily glycosylated. Although there are five RFC transcript variants that
arise from alternate splicing of the 5
0
untranslated region (Moscow et al.,
1995; Nguyen et al., 1997; Prasad et al., 1995; Williams and Flintoff, 1995;
190 Vijaya L. Damaraju et al.
Wong et al., 1995), they encode the same protein. RFC exhibits broad
tissue distribution and human RFC transcripts were detected in 68 human
tissues (Whetstine et al., 2002). Immunohistochemistry studies in mice have
demonstrated RFC proteins in brush-border membranes of the jejunum,
ileum, duodenum, and colon and in basolateral membranes of renal tubular
epithelia (Wang et al., 2001). Cell-specific localization and expression of
RFC may reflect its differential roles in relation to tissue needs. RFC is a
facilitative carrier (i.e., nonconcentrative) for folates and other anionic
compounds. RFCs have different affinities for folates compared with
aFRs. Human RFCs have higher affinities for MTX and reduced folates
(K
m
15 mM) than for folic acid (K
m
100200 mM). In contrast,
aFRs have higher affinities for folic acid (K
d
1 nM) and reduced folates
(5-formyltetrahydrofolate and 5-methylTHF, K
d
1040 nM) than MTX
(K
d
150 nM) (Spinella et al., 1995). For an extensive review of RFCs, see
Matherly (2001) and Matherly and Goldman (2003).
C. Proton-coupled folate transporter
For many years, studies of uptake of folates in mammals were mainly
focused on FRs and RFCs [for recent reviews, see Matherly and
Goldman (2003)], although a low pH transport activity that differs from
both aFRs and RFC-mediated activities had been demonstrated in many
cell types. Folate transport activity with a low pH optimum was first
identified in intestinal segments, isolated cells, and membrane vesicles
(Said, 2004). The distinguishing feature of this low pH transport activity is
its similar specificity at low pH toward both oxidized and reduced folates, in
marked contrast to RFCs, which have very low affinities toward oxidized
folates (Zhao and Goldman, 2007). This low pH activity was shown to be
present in cells devoid of RFC activity, thus suggesting that it is distinct
from the RFC activity (Zhao et al., 2004, 2005). Recent cloning and
functional expression of the human gene that encodes low pH activity
demonstrated the existence of the PCFT and confirmed its role in folate
transport and absorption in intestine (Qiu et al., 2006). The PCFT gene is
found on chromosome 17 in humans and the coding region has five exons.
Prior to this discovery, this carrier was reported to be a heme carrier protein,
hence the gene has been referred as PCFT/HCP1 (Qiu et al., 2006). PCFT is
found apically in brush border membranes in duodenum and upper jejunum
(Zhao and Goldman, 2007). Alow-pHtransport activity was demonstrated in
rat kidney brush border membrane vesicles (BBMVs) (Bhandari et al., 1988).
In addition to its role in intestinal folate absorption, PCFT may have a role in
FR-mediated endocytosis (Anderson et al., 1992) in kidney, central nervous
system, and other tumor tissues. FRs present on cell membranes bind extra-
cellular folates, which are internalized in endocytotic vesicles. Folates
are released from the FRs into the cytosol upon acidification of vesicles.
Renal Handling of Folates and Antifolates 191
This release of folate from vesicles to cytosol may be mediated by PCFT
present on vesicle membranes driven by high transvesicular pH gradient
(Murphy et al., 1984; Prasad et al., 1994).
D. Organic anion transporters and multidrug
resistance protein
In addition to aFRs and RFCs, additional proteins transport antifolates in
the kidney: (1) OAT2 and OAT3 are found in basolateral membranes of
RPTECs (Matherly, 2001; Qiu et al., 2006; Sun et al., 2001; van Aubel
et al., 2002; Wang et al., 2001); (2) OAT4 is found in apical membranes of
RPTECs (Takeda et al., 2002); and (3) MRP4 (van Aubel et al., 2002) and
MRP2 (Hooijberg et al., 1999) (also known as cMOAT) are found in apical
membranes of RPTECs. In contrast to rat OAT1 (Takeuchi et al., 2001),
the human homologue hOAT1 does not transport MTX (Hirohashi et al.,
1999; Lu et al., 1999). Lu et al. expressed hOAT1 in HeLa cells and showed
that MTX was not a substrate for hOAT1 (Hirohashi et al., 1999; Lu et al.,
1999). In contrast, when Takeda et al. (2002) transfected mouse proximal
tubule cells with hOAT1, MTX transport was observed, although mice
lacking the gene encoding mouse OAT1 were not used. Evidence for
MRP-mediated transport of folates was derived from cells transfected
with cDNAs expressing the genes for MRPs (Chen et al., 2002; Hirohashi
et al., 1999; Hooijberg et al., 1999; Kusuhara et al., 1998; Zeng et al., 2000,
2001). Studies with diglutamate and higher polyglutamate derivatives of
folates demonstrated that these compounds were not substrates for these
exporters (Chen et al., 2002; Zeng et al., 2001). The major role of MRPs is
to enhance substrate export from cells and thus it may play a role in the rate
and extent of folate retention in cells by regulating intracellular concentra-
tions of monoglutamyl folates. Although MRP3 does transport MTX
(Hooijberg et al., 1999), it is not found in RPTECs, but instead is localized
to distal convoluted tubules (Scheffer et al., 2002).
VI. Localization of Putative Folate
Transporters in Kidney
Renal cells transport folates vectorially from the apical to basolateral
sides of proximal tubule cells. Resulting net fluxes and intracellular con-
centrations are a function of the activities of folate transporters in apical or
basolateral membranes of proximal tubule cells in kidney cortex. From the
integration of information obtained in different experimental systems, a
model for localization of different folate transport proteins in proximal
tubule cells is now emerging (Matherly and Goldman, 2003). aFRs are
present on brush border membranes of renal tubular epithelial cells
192 Vijaya L. Damaraju et al.
(Weitman et al., 1992). OAT-K1, a renal organic anion transporter, med-
iates MTX uptake and is localized to brush-border membranes from rat
kidneys (Masuda et al., 1997). In recent studies, Chen et al. (2002) showed
that in addition to MRP1 and MRP3, MRP2 and MRP4 also mediate
MTX efflux. MRP2 was localized to apical brush border membranes of rat
proximal tubule cells (Schaub et al., 1997). In mice, RFC1 was localized to
basolateral membranes of renal tubular epithelia (Wang et al., 2001). Human
MRP1 and MRP3 were localized to basolateral membranes of kidney
proximal tubules (Evers et al., 1996; Scheffer et al., 2002). Some anion
transporters, rOAT1 and hOAT3, were also present on basolateral mem-
branes of kidney tubules (Cha et al., 2001; Tojo et al., 1999). Interplay of
these various transport systems would favor reabsorption of folates from the
tubular lumen. Development of a cell culture model system (see Fig. 6.2)
with transporters identified thus far that play a role in folate renal transport
might give invaluable insight into roles of each transport process in renal
reabsorption versus secretion, thus enabling selective modulation of these
processes based on cellular needs.
VII. Clinical Studies of Renal Handling
of Folates and Antifolates
A. Folates
It has been well demonstrated that folic acid and other folate derivates are
renally reabsorbed in healthy volunteers who are not aggressively hydrated.
Johns et al. (1961) studied folic acid absorption kinetics using [
3
H] folic acid
Proximal tubule
cell
FR
Oat-K1/OAT4
hOAT2/3
RFC
MRP1
MRP3
MRP 2/4
Apical
Basolateral
Figure 6.2 Vectorial localization of putative folate transporters in kidney.
Renal Handling of Folates and Antifolates 193
(with relatively low activity) in 16 adult males whose age ranged from 22 to
29 years. When they administered 1 mg/kg to subjects, less than 2% of
radioactivity was recovered in the urine after 2 h. After administering
15 mg/kg, 25% of the radioactivity was recovered in the urine. At higher
doses of 150 and 1430 mg/kg, 60% to 70% of the administered radioac-
tivity was recovered in the urine. Based on these results, they concluded that
folic acid was reabsorbed by the kidney. They subsequently replicated these
experiments in vitro using dogs and [
3
H] folic acid as reported by Goresky
et al. (1963) In this later study, dogs were anaesthetized, their ureters were
catheterized, and [
3
H] folic acid was injected directly into the renal artery
along with inulin, the latter to serve as a measure of the glomerular filtration
rate. At least 25 urine samples were then collected over the ensuing 10 min.
At high doses, folic acid elimination paralleled and closely approximated
inulin filtration; whereas at low doses, folic acid secretion was substantially
less than that of inulin filtration, suggesting renal reabsorption. Interestingly
when MTX was coadministered with inulin and low dose [
3
H] folic acid,
the folic acid elimination approximated inulin filtration, suggesting that
MTX competed with folic acid to be reabsorbed. Selhub et al. (1987)
have studied other folate analogues in rats. They administered [
3
H]
folic acid, 5-methylTHF, or MTX to rats by either intravenous bolus
or continuous infusion found that urinary clearance was least for
5-methylTHF at 0.026 ml/min, followed by 0.343 ml/min for folic acid
and 1.51 ml/min for MTX. Comparing these folate urinary clearances to
the apparent urinary clearance for inulin, it was concluded that all three
folates (folic acid, 5-methylTHF, and MTX) were reabsorbed.
B. Antifolates
In contrast to studies with folates in healthy volunteers which clearly
showed reabsorption, studies in cancer patients receiving therapeutic doses
of antifolates have been less clear with many contradicting results. Calvert
et al. (1977) studied 18 cancer patients receiving MTX treatment either as
continuous intravenous infusion or as bolus. In all but 1 of the 18 patients,
renal MTX clearance was less than the measured glomerular filtration rate,
suggesting renal reabsorption. Hendel and Nyfors (1984) studied renal
clearance of low-dose MTX in 12 patients with psoriasis who were treated
with MTX with doses ranging from 7.5 to 30 mg. They found MTX had its
highest renal clearance at high initial concentrations but as plasma concen-
trations fell so did renal MTX elimination. Similarly in the phase I study of
ZD9331, a folate analogue that cannot be polyglutamated, Goh et al. (2001)
found as the dose of ZD9331 increased, the clearance increased, suggesting
renal reabsorption. As well, Sawyer et al. (2003) in a study of the oral
formulation of ZD9331 found that elevated blood urea nitrogen levels,
194 Vijaya L. Damaraju et al.
which are a marker of increased renal reabsorption, were associated with
increased risk of toxicity from ZD9331.
In contrast, when MTX was administered to patients or animals with
hydration or urine alkalinization, the kidney secreted MTX (Huang et al.,
1979; Monjanel et al., 1979). Bourke et al. (1975) studied MTX elimination
in monkeys and found that MTX elimination exceeded glomerular filtra-
tion rates. Eleven monkeys were administered MTX to achieve plasma
MTX levels ranging from 0.04 to 32 mg/m. At concentrations exceeding
1.7 mg/m, MTX elimination was approximately equal to the glomerular
filtrationrate. Incontrast whenMTXconcentrations were less than1.7 mg/ml,
elimination was threefold higher than the glomerular filtration rate. The
investigators administered probenecid, which blocks OATs, to six addi-
tional monkeys in an attempt to determine if a saturable renal excretion
process was involved. Addition of probenecid resulted in lower MTX
elimination that approximated glomerular filtration rates as assessed by
inulin clearance, suggesting saturable renal secretion. In all of these experi-
ments, the monkeys were aggressively hydrated with Ringers lactate,
a buffered lactate hydration solution. Huang et al. (1979) studied MTX
elimination in rhesus monkeys and dogs and again found that MTX elimi-
nation exceeded inulin clearance. In the study by Huang et al., the animals
were aggressively hydrated even more than the animals in the study by
Bourke et al. (1975). Liegler et al. (1969) studied effects of salicylates, para-
aminohippuric acid, and sulfisoxazole on MTX in 15 cancer patients treated
with MTX. Patients were treated with MTX to which a known quantity of
[
3
H]MTX was added. Fourteen patients were found to have normal renal
function as measured by inulin and of these, 12 had MTX clearances greater
than the inulin clearance. In patients administered high-dose para-
aminohippuric acid, the MTX clearance dropped as was the case in the
patients administered salicylates. In contrast, sulfisoxazole had little effect on
MTX clearance.
Clinical studies of renal handling of antifolates showed great contra-
dictions compared with studies of folate renal conservation. The major
difference between studies that showed renal reabsorption and studies that
showed renal secretion was that in the latter studies patients or study
animals were aggressively hydrated and their urine was alkalinized. Hydra-
tion and alkalinization were undertaken due to the belief that antifolates
can cause renal failure because of precipitation of MTX crystals in renal
tubules, leading to mechanical obstruction. No study had adequately
addressed whether antifolates could be absorbed by proximal tubule cells
via the same processes intended for folate renal conservation. Damaraju
et al. (2005) undertook studies with brush BBMVs prepared from renal
cortex to try to resolve these contradictions. BBMVs bound all anti-
folates tested, including CB3717, ZD9331, raltitrexed, aminopterin, and
MTX. Binding of antifolates was likely due to aFRs because treatment of
Renal Handling of Folates and Antifolates 195
BBMVs with phosphatidylinositol phospholipase, which cleaves glycosyl-
phosphatidylinositol linkers of aFRs, abolished binding of antifolates to
BBMVs. In contrast to naturally occurring folates that demonstrated
maximal binding to BBMVs at a pH of 6, antifolate binding to BBMVs
increased with increasing pH in many cases or stayed constant. These
results suggested that potentially all antifolates could be reabsorbed under
certain conditions, especially in the setting of dehydration or vomiting,
which would cause the urine to become alkaline. Although the alkaline
pH in many of the studies in cancer patients or laboratory animals should
have substantially increased renal reabsorption, there was net antifolate
secretion, suggesting that hydration and rapid passage of antifolates
through proximal tubules likely caused net renal secretion of antifolates
despite the presence of aFRs in proximal tubules.
VIII. Role of Renal Folate Conservation in
Ethanol-Related Folate Deficiency
Acute and chronic alcohol ingestion has been associated with folate
deficiency. Several mechanisms have been put forward as contributing
to this folate deficiency: (1) decreased dietary intake, (2) decreased folate
absorption, and (3) increased folate renal excretion because of decrea-
sed renal reabsorption (Eichner and Hillman, 1971, 1973; Halsted, 1980).
Tamura and Halsted (1983) studied folate metabolism in monkeys using
intramuscular [
3
H] folic acid and found increased excretion of folic acid in
monkeys chronically fed alcohol compared with control monkeys fed
alcohol-free diets. Russell et al. (1983) confirmed the increased renal elimi-
nation of folates during acute alcohol ingestion in five patients with chronic
alcoholism. They did their studies in a crossover fashion in which each
patient served as his/her own control. They found that acute ethanol
ingestion was associated with a 2040% increase in renal folate losses.
McMartin et al. (1986) have extensively studied the effects of ethanol on
renal folate conservation in rat models and primary cultures of human
proximal tubule cells. They demonstrated that rats fed alcohol acutely for
14 days had increased urinary excretion of folates that was maximal 8 h
after alcohol ingestion. Alcohols effect on urinary folate excretion was
similar whether the rats had been fed for 14 days, suggesting that rats
could not adapt to alcohols effects. Muldoon and McMartin (1994) showed
in a set of experiments using isolated perfused rat kidneys that infusing
alcohol into the kidney significantly increased 5-methylTHF excretion
compared to controls. Based on studies of the isolated perfused rat kidneys,
Ross and McMartin (1996) studied alcohols effects on binding of folates to
rat brush border membranes and did not find an effect of alcohol on folate
196 Vijaya L. Damaraju et al.
binding. Hamid and Kaur (2005) studied the effect of chronic alcohol
administration on binding of folates to rat renal brush border membranes
and, in contrast to the work of McMartin et al., found a decreased B
max
without any change in the affinity (K
d
). Romanoff et al. (2007) revisited the
issue of alcohols effect on folate transport using cultured human proximal
tubule cells. In their experiments, cells were exposed to alcohol in culture
media either for 1 h or for 5 days. Transport experiments were done on
membrane inserts so that alcohol effects on apical and basolateral transport
could be dissected. They found that alcohol decreased apical transport by
2025% without affecting basolateral transport. They did not find an effect
of alcohol on the B
max
or K
d
values of brush border membranes for folate.
After 5 days of exposure, they found an upregulation of both FRs and RFC
levels. In terms of the effects that alcohol has on renal conservation of folate,
there is evidence that acute ethanol exposure decreases renal reabsorption of
folate based on both in vivo and in vitro studies. The in vitro studies have not
yet produced a convincing explanation of the cause of the altered renal
reabsorption.
IX. Role of Folate Transport Processes in Renal
Conservation of Folates and Antifolates
Folates are essential vitamins that cannot be synthesized in the human
body. They are very water soluble and have modest protein binding, which
means that circulating plasma folates are subject to extensive filtration by
glomeruli in the kidneys. The amount of folate that would be lost in the
urine would be up to tenfold the average intake of folate in the North
American diet were it not for the extensive reabsorption of folates by
proximal tubule cells. In proximal tubule cells, aFRs work together with
RFCs serving as filters to prevent loss of folates into urine. The circulating
folate pool is maintained by the folate trap in the proximal tubule cells of
the kidney; this is evidenced by the fact that aFRs K
d
values for
5-methylTHF at pH 6.07.0 are 62.47.6 nM, which encompasses typical
plasma values for 5-methylTHF.
Renal conservation of folates may be a significant factor in antifolate
pharmacokinetics. Some of the contradictions of antifolate clinical studies
may be explained by the roles aFRs play in folate reabsorption in renal
proximal tubule cells. Antifolate pharmacokinetics would be more predict-
able by considering that an administered antifolate such as MTX displaces
naturally occurring folates from the circulating plasma pool and the anti-
folate is then subject to the folate trap in the kidney. Additionally, aggressive
hydration along with administration of a naturally occurring folate would
substantially decrease renal antifolate reabsorption and possibly reduce
Renal Handling of Folates and Antifolates 197
interpatient variability of antifolate pharmacokinetics. We hypothesize that
addition of folic acid inhibits the renal reabsorption of antifolates preventing
prolonged and unwanted retention of antifolates that can lead to excess
toxicity. Considering that antifolates are integrated into the folate pool and
incorporating this concept into models of antifolate pharmacokinetics may
allow better prediction of antifolate pharmacokinetics. Further studies are
clearly warranted to examine the interplay between folate conservation and
metabolism and antifolate pharmacokinetics and renal excretion.
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C H A P T E R S E V E N
Exploitation of the Folate Receptor
in the Management of Cancer
and Inflammatory Disease
Christopher P. Leamon* and Ann L. Jackman

Contents
I. Introduction 204
II. Aspects of the FR 205
A. FR isoforms 205
B. FR tissue expression 206
III. Exploitation of the FR for Disease Management 208
A. FR role as a biomarker 208
B. Cancer therapy 212
C. Inflammation therapy 223
D. Modulation of FR expression levels 224
IV. Future Prospects 225
References 226
Abstract
Over the last 25 years, the folate receptor (FR) has emerged as an attractive
tumor biomarker with the potential to be exploited for therapeutic purposes.
Increasing evidence suggests that this endocytosing protein can functionally
mediate the cellular uptake and retention of natural folates, certain antifolates,
and folate-drug conjugates; the consequences of the latter two events could
result in biological modulation, including (but not limited to) tumor-targeted
cytotoxicity. Because its tissue expression profile appears to be somewhat
limited to either tissues responsible for whole body retention of folates (e.g.,
kidney and placenta), or certain pathologic tissues (e.g., tumors or activated
macrophages), the FR is believed to be a useful biological target for disease
management. Indeed, recent years have been peppered with reports of novel
FR-targeted therapies, and many have demonstrated impressive in vivo potency,
particularly against tumor xenografts, without the undesirable toxicity that often
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00407-X All rights reserved.
* Endocyte, Inc., West Lafayette, Indiana 47906
{
Institute of Cancer Research, Section of Medicine, Sutton, Surrey, SM2 5NG United Kingdom
203
accompanies nontargeted drug regimens. This chapter will provide essential
details on the properties of the FR, including where it is expressed and how it
has been successfully manipulated for therapeutic benefit. 2008 Elsevier Inc.
I. Introduction
Folic acid (FA), or vitamin B
9
, is an essential nutrient required by all
living cells for proper metabolic maintenance of one-carbon pathways as
well as for nucleotide biosynthesis (Clifford et al., 1998). This ligand displays
extremely high affinity (K
D
100 pM) for a cell surface-oriented glyco-
protein called the folate receptor (FR), which is a glycosylphosphatidylino-
sitol (GPI)-linked protein that captures its ligands from the extracellular
milieu (Luhrs and Slomiany, 1989). The FR also binds the biologically
active and reduced form of FA, namely 5-methyltetrahydrofolate, with high
affinity (Kamen and Capdevila, 1986). Immediately after binding, the plasma
membrane surrounding the FRligand complex will invaginate to form an
internal vesicle, called an endosome (see Fig. 7.1). The pH of the vesicle
lumen is somewhat lowered through the action of proton pumps that are
colocalized in the endosome membrane, and this acidification presumably
mediates a conformational change in the FR protein to release its bound
ligand to allow for cytosolic entry (Leamon and Reddy, 2004). Whereas all
eukaryotic cells also express an anionic transporter called the reduced folate
carrier (RFC) that functions in a low-affinity, high-capacity mode to deliver
folates to the cytoplasm [see Matherly et al. (2007) for an excellent review],
expression of the FR is believed to afford cells a selective growth advantage
by enabling the capture and utilization of folates, particularly under low
folate physiological conditions (Leamon and Low, 2001).
The FR is also a recognized tumor antigen (Coney et al., 1991; Ross
et al., 1994; Weitman et al., 1992a, 1994), and because of this, methods to
exploit its presence and function have been explored for possible therapeu-
tic value. For example, some laboratories are developing anti-FR antibodies
for diagnostic and therapeutic applications (Buijs et al., 1998; Konner et al.,
2006; van Zanten-Przybysz et al., 1999), whereas others are developing
high-affinity antifolates that can be delivered inside the cell via the FR to
inhibit critical proliferative functions (Gibbs et al., 2005; Henderson et al.,
2006; Jackman et al., 2004; Theti and Jackman, 2004; Theti et al., 2003).
Finally, the FA ligand itself can be covalently modified to deliver a toxic
drug payload to FR expressing cells (Leamon and Low, 2001; Leamon
and Reddy, 2004; Leamon et al., 2007a; Reddy et al., 2005).
The purpose of this chapter is to provide the reader with a basic
understanding of FR biology, what tissues express it, and how this protein
can be exploited for the uptake and/or delivery of active pharmaceutical
204 Christopher P. Leamon and Ann L. Jackman
agents. Our reviewwill not exhaustively cover this ever expanding field. For
example, topics such as folate-targeted liposomes, nanoparticles, antisense/
gene formulations, or antibody-mediated therapies will not be covered in
this volume. Instead, we intend to focus only on small molecule-based
applications that are currently being evaluated in the clinic, or those that
are at the preclinical stage of development.
II. Aspects of the FR
A. FR isoforms
Several isoforms of the FR have been reported, and they appear to have
distinct expression patterns in normal and pathological tissues as well as
different properties. The two FR isoforms most relevant to therapeutic
Drug
Spacer
Folate
FR
H
+
H
+
H
+
Endosome
Membrane
invagination
Nucleus
Recycling
endosome
RFC
Antifolate
Late endosome
(segregation)
Figure 7.1 Schematic representation of the trafficking of folates, antifolates, and
FA-conjugates by the FR-mediated endocytosis pathway. Exogenously added ligands
bind specifically to the FR protein with high affinity. The plasma membrane invaginates
around the ligandFR complex to form an intracellular vesicle (early endosome). As
the lumen of the maturing endosome acidifies, the receptor changes conformation and
releases the ligand. Eventually, the fates of released ligands, drug cargo, and the FR are
determined during a sorting process within late endosomal elements near the peri-
nuclear region. The reduced folate carrier (RFC), which unlike the FR is an anion
transporter, can shuttle folate molecules and certain antifolates inside the cell. FAdrug
conjugates, however, are not substrates for the RFC.
Folate Receptor-Based Therapies 205
exploitation are FR-a and FR-b, both of which possess a GPI anchor and
both are functional for high-affinity FA binding, although they can display
some differences with respect to their affinity for reduced folate cofactors or
antifolates (Salazar and Ratnam, 2007). FR-g is an isoform that can be
detected in some hematopoeitic cells; however, because it is not anchored
to the plasma membrane, this protein is constitutively excreted. For this
reason, FR-g will not be discussed further. Following capture of folate
molecules, membrane-associated FR-a and FR-b appear within endocytic
compartments before they are recycled back to the cell surface. Studies
reviewed by Salazar and Ratnam (2007) suggest that there may be cell type
differences for receptor recycling kinetics that may impact the delivery
efficiency of folate or folate conjugates fromthe cell surface to the cytoplasm.
B. FR tissue expression
1. Methods
There are a number of relevant reports, some with small sample numbers,
that describe the tissue distribution of FRs. Five broad methods have been
used to compare FR expression levels. These are (1) FR mRNA levels
measured by PCR or in situ hybridization, (2) FR-a protein levels measured
by immunohistochemistry (IHC) using mono- and polyclonal antibodies,
(3) functional FR levels as measured by
3
H-FA binding to solubilized
tissue membrane preparations, (4) assessing FR tissue expression in real time
using radiodiagnostic imaging, and (5) quantifying FR expression ex vivo by
flow cytometric methods. Importantly, each method has its own particular
merits and pitfalls. For example, FR expression has been reported to be
controlled at the translational level, at least partly in some cells, thus it might
be expected that mRNA and protein levels may not always correlate. IHCis
less amenable to precise quantitation, particularly when comparing the
results from different studies, but it has the advantage in that FR distribution
within a tissue can be visualized; the latter is probably essential when
considering therapeutic exploitation of FR expression because in normal
polarized tissues, expression of this protein is restricted to the apical (luminal)
membrane surface rather than the blood-accessible, basolateral surface. Total
tissue receptor measurement using
3
H-FA has the advantage of measuring
FR that is functional for ligand binding, but this method may be less useful
for (1) polarized normal tissues, (2) assessing the degree of homogeneity
of receptor expression within a tumor, or (3) distinguishing between differ-
ent receptor isoforms. Imaging tissues for FR expression after injection
of an animal or human with a radioactive high-affinity folate-conjugate
has the advantage of measuring FR that is accessible within the blood
stream. Therefore, this latter approach is of high therapeutic relevance
(see Section III.A.2 below); but, it unfortunately cannot quantitate absol-
ute levels of FR protein. Finally, the FR can also be measured by flow
206 Christopher P. Leamon and Ann L. Jackman
cytometry on either disaggregated tumor material (Toffoli et al., 1998) or
surface of epithelial tumor cells in effusions, such as ascitic fluid (Forster
et al., 2007). One disadvantage of this method, though, is that the tissue to
be analyzed requires isolation and ex vivo manipulation.
2. Normal tissue expression
FR-a distribution in normal adult tissue is restricted to the apical membrane
surface of some polarized epithelial cells, including lung, choroid plexus,
and some glandular tissue (Weitman et al., 1992a,b). Expression is also high
in placental trophoblasts and on the luminal surface of proximal tubule
kidney epithelial cells, the latter probably being important for the reabsorp-
tion of folates from the urine (Birn et al., 1993, 1997; Garin-Chesa et al.,
1993; Holm et al., 1992; Prasad et al., 1994; Rettig et al., 1985; Weitman
et al., 1992b). FR-b is expressed on some normal hematopoeitic cells of
myelomonocytic lineage. Interestingly, this isoform is functional when
expressed on activated monocytes and macrophages, but it is nonfunctional
(unable to bind folate) when present on mature neutrophils or CD34stem
cells (Nakashima-Matsushita et al., 1999; Paulos et al., 2004; Reddy et al.,
1999; Ross et al., 1999; Turk et al., 2004).
3. Cancer expression
Elevated expression of the FR-a occurs in several cancer types, although the
actual frequency and degree of expression reported is variable, in part due to
the different methods used and the small sample numbers in some studies.
Nonmucinous ovarian cancer (the majority of ovarian cancers) was the tumor
type first to be associated with overexpression (Campbell et al., 1991).
Initially, this was in the form of reports that a monoclonal antibody (mAb;
MOv18) raised against a membrane preparation from an ovarian tumor,
detected a glycoprotein present in most ovarian tumors (Miotti et al., 1987;
Veggian et al., 1989); furthermore, it was later shown that this antigen was a
high-affinity folate-binding protein (FBP) with an amino acid sequence
identical to FBPs found in placenta and KB (human nasopharyngeal carci-
noma) tumor cells (Campbell et al., 1991; Coney et al., 1991). Several studies
confirmed that 8090% of these tumors overexpress FR-a (Parker et al.,
2005; Toffoli et al., 1997; Wu et al., 1999). Other gynecological cancers (e.g.,
50% of serous uterine tumors) also overexpress the receptor (Allard et al.,
2007; Dainty et al., 2007; Marziarz et al., 1999; Wu et al., 1999). Although the
endometrioid histological subtype may express the receptor less frequently, it
is by far the most common form of uterine cancer and therefore a consider-
able number of uterine cancer patients may benefit from some form of
FR-targeted therapy. Other tumors reported to overexpress FR-a to varying
frequencies include pediatric ependymal brain tumors, breast, colon, renal
and lung tumors, and mesothelioma (Parker et al., 2005).
Folate Receptor-Based Therapies 207
Current knowledge also suggests that functional FR-b overexpression in
cancer is restricted to myeloid leukemia and perhaps head and neck carci-
noma (Ross et al., 1994, 1999). Taken together, the total number of tumors
with FR overexpression is very large; thus, FR-targeted strategies could
have significant impact on cancer treatment for patients diagnosed with FR
overexpression.
III. Exploitation of the FR for
Disease Management
A. FR role as a biomarker
As discussed above, the FR is expressed on the apical membrane of polar-
ized epithelia in a limited number of normal tissues; however, many
different types of malignant tissues have also been found to express this
protein, and in large quantities (Coney et al., 1991; Parker et al., 2005; Ross
et al., 1994; Weitman et al., 1992a, 1994). Importantly, not all human
cancers within a particular indication will express the FR; ovarian cancer
is close at 90%, but the total positives of most other cancer types is
lower. For example, 64% (102 of 160) of renal cell carcinoma specimens
are positive, and that number decreases to less than 20% for primary
colorectal carcinoma (unpublished data, Endocyte, Inc.). Because novel
FR-targeted therapies are now being tested clinically (Amato et al., 2005;
Konner et al., 2006; Leamon et al., 2007a; Messmann et al., 2007; Reddy
et al., 2007a; Sausville et al., 2007), the FR may be considered a useful tissue-
based biomarker. Therefore, having the ability to screen patients for
FR-positive disease could certainly increase the efficiency of and decrease
the time for clinical investigations of FR-targeted therapies.
At present, two principal methods have been utilized for assessing
a patients FR status. These include an invasive tissue-based immunohisto-
chemical assay, and a noninvasive radiodiagnostic approach. The merits of
both techniques will be discussed below.
1. Immunohistochemistry
IHC has proven to be beneficial for the selection of patients that are more
likely to respond to a given therapy. Indeed, the HercepTest

IHC screen,
which is used for selecting patients with Her-2 expressing breast cancer
( Jacobs et al., 1999), enables the clinician to predict with reasonable cer-
tainly which patients may not benefit from Herceptin therapy. A related test
has also been developed for the immunohistochemical detection of the FR.
Thus, polyclonal rabbit antiserum was produced using bovine milk soluble
folate-binding protein as the antigen. Due to the high degree of homology
between the human FR and folate-binding proteins from various sources,
208 Christopher P. Leamon and Ann L. Jackman
the affinity-purified IgG fraction from this antiserum (herein called PU17)
adequately detects the presence of FR in formalin-fixed, paraffin-embedded
tissues (Endocyte, Inc.). PU17 was selected as the probe to validate the first
FR IHC method to be clinically used. Importantly, the scoring methodol-
ogy is based on a 0 to 3 scale (similar to HercepTest

), and the technique


is both robust and sensitive. Normal kidney cortex serves as the positive
tissue control (3), whereas normal skeletal muscle is the negative tissue
control (zero). To date, this assay has been used to screen well over 100
patients for eligibility related to the clinical testing of potent folate-targeted
agents (vide infra).
2. Radiodiagnostic imaging
Nuclear medicine has both therapeutic and diagnostic value. The latter can
be important for the noninvasive measuring of FR expression within a
given tissue or organ. Applications with anti-FR monoclonal antibodies
or derivatives have been tried clinically with limited success due to their
(1) prolonged circulation times owing to their rather large molecular size,
(2) potential immunogenicity (possibly requiring humanization), (3) cost of
goods, and (4) suboptimal tumor to nontarget tissue ratios (T/NT) (Buijs
et al., 1998; Colcher et al., 1990; Modorati et al., 1994; Seccamani et al.,
1989; van Zanten-Przybysz et al., 1999). Thus, more focus has recently been
directed toward the use of smaller FA-based imaging agents that do not
suffer from such limitations. Numerous folate-targeted small molecule
agents have been produced to date (Antich et al., 1994; Guo et al., 1999;
Ilgan et al., 1998; Leamon et al., 2002; Linder et al., 2000; Mathias and
Green, 1998; Mathias et al., 1996, 1998, 2000; Muller et al., 2004, 2006c;
Reddy et al., 2004; Wang et al., 1996), but one of the earlier compounds to
be investigated was a diethylenetriaminepentaacetic acid derivative of FA
(DTPA-folate). This molecule was found to efficiently chelate Indium-111
to produce a highly water-soluble, FR-targeted radiodiagnostic agent that
rapidly bound to the FR-expressing tissues but also rapidly cleared from the
circulation following intravenous administration (Mathias et al., 1998).
111
In-DTPA-folate was clinically tested through Phase 2 and found to be
safe and useful for the identification of FR-positive lesions (Siegel et al.,
2003). Most importantly, the performance of this agent provided the
needed proof of concept data to support ongoing efforts toward the devel-
opment of FA-based therapeutics. Interestingly, DTPA-folate was not
developed any further; instead, it was replaced with a peptidic analogue of
FA that could efficiently chelate Technetium-99m. This new agent, herein
called EC20, is cheaper to produce, and a greater radiation dose can be
given to patients (to increase image resolution) because
99m
Tc has a much
shorter half-life compared to
111
In (6 h vs 2.8 days, respectively) (Leamon
et al., 2002; Reddy et al., 2004). To date, more than 250 patients in Phase
1 and 2 trials have safely received
99m
Tc-EC20 for the purpose of identifying
Folate Receptor-Based Therapies 209
FR-positive lesions. In fact,
99m
Tc-EC20 (FolateScan) is currently being
used for selecting FR-positive cancer patients before they enter clinical trials
for the testing of folate-targeted therapeutics (Endocyte, Inc.).
Because multiple methods exist for FR detection in human tissues, one
may question the utility for using one versus another. As summarized in
Table 7.1, the FolateScan (e.g.,
99m
Tc-EC20) and IHC methods are com-
pared relative to five performance parameters. For each situation, it appears
that the radiodiagnostic imaging method has a distinct advantage over IHC.
Specifically, IHC permits the staining identification of selected archived
tissue. In fact, it is not uncommon for tissue samples to be stained many
months to even years after the specimen was obtained. Conversely, imaging
allows for the noninvasive, real-time assessment of functionally active and,
very importantly, accessible FRs. The latter point is further illustrated in
Fig. 7.2 where FRs are correctly identified on the membranes of normal
human alveolar cells, yet no uptake of an intravenously administered folate-
based radiodiagnostic agent is observed in the lungs of a cancer-free patient.
Actually, unless there is malignant disease, no uptake of FolateScan has ever
appreciably been seen in human lung (Endocyte, Inc.). Taken together,
these arguments suggest that radiodiagnostic scanning (likely together with
computerized tomography) is the preferred technique for assessing the FR
status of malignant lesions.
Although it has been known for many years, the image in Fig. 7.2
distinctly shows that normal human kidney expresses a fair amount of
functional FR protein (Birn et al., 1993, 1997; Weitman et al., 1992a,b).
The FR is predominantly expressed on the apical membrane of the proxi-
mal tubules, and its function within this organ is believed to be for
Table 7.1 Reasons FolateScan may be better than IHC for detecting the FR in tissues
Performance
criteria FolateScan IHC
Assessment of
FR status
Real-time tissue analysis Archived tissue
Specimen
analyzed
Whole body imaging Selected tissue specimen
Functionality Binds to functional FR Detects functional and
nonfunctional FR
Specicity Can bind to FR-a and
FR-b
Validated FR-b IHC is
not available
Accessibility Reveals accessible tissue
sites
Indiscriminant (e.g.,
normal lung)
a
a
see Fig. 7.1.
210 Christopher P. Leamon and Ann L. Jackman
resorption of glomerularly filtered folates to allow for homeostatic concen-
trations of this vitamin to persist in the serum. Because of this highly
localized uptake and potential for unwanted tissue damage, the amount of
injectable radiation (from FolateScan) is typically kept to less than 30 mCi
per patient. Attempts to competitively block FolateScan uptake in the
kidney with preinjected, unlabeled folates have been found to be effective;
however, the uptake in FR-positive tumors is also typically reduced under
these conditions (Leamon et al., 2002; Reddy et al., 2004). Recently, Muller
et al. (2006a, 2007) reported an interesting finding that preinjected, high-
dose pemetrexed (Alimta; pemetrexed; LY231514) selectively reduced
kidney uptake of folate-based radiodiagnostic agents in mice (by >80%)
without adversely affecting uptake in FR-positive tumors (Muller et al.,
2006a, 2007). While the mechanism responsible for this apparent selectivity
Figure 7.2 FolateScan versus IHC. Top panel, FolateScan image of a cancer-free
patient showing no uptake in normal lung and marked uptake in normal kidney.
Bottom panel, IHC image of normal human lung tissue stained with an anti-FR
probe. White arrow, alveolar cell wall; scale bar, 20 mm.
Folate Receptor-Based Therapies 211
is not yet known, this approach could easily be tested clinically since the
safety of pemetrexed in humans has been established. Admittedly, if this
maneuver (or a related one) should work in humans, higher doses of
radiation could potentially be administered for (1) increasing the resolution
of imaging FR-positive tumors and possibly, (2) enabling the development
of folate-targeted radiotherapy.
3. Prognostic applications
The FR is well-known to be upregulated in select cancers of epithelial
origin (Parker et al., 2005). Furthermore, higher expression levels have also
been associated with aggressively growing cancers (Bottero et al., 1993;
Campbell et al., 1991; Hartmann et al., 2007; Ross et al., 1994; Toffoli
et al., 1997, 1998). Recently, it was proposed that this relationship may
possibly be used for prognostic purposes (Hartmann et al., 2007). For
example, using a sensitive IHC staining method, the intensity of FR
expression was found to strongly correlate with therapeutic outcome of
patients with invasive breast cancers. Thus, cancer in 81% of women
bearing high expressing malignancy was found to recur as opposed to 38%
of women bearing low expressing disease (Hartmann et al., 2007). Similarly,
high FR expression was observed more often in poorly differentiated
endometrial cancers and tumors with serous histology (Allard et al., 2007).
The authors concluded that FR expression is both a biomarker associated
with endometrial cancer as well as a prognostic factor associated with
adverse outcome. Likewise, FR expression seemingly predicted the recur-
rence of colorectal carcinomas (Nitzkorski et al., 2007). Notably, while the
prognostic importance of FR expression may not be universal among all
human cancer types (Zhai et al., 2007), it may find utility in helping the
clinician choose the best treatment option for his/her patients.
B. Cancer therapy
1. High-affinity antifolates
a. History There has been a history of research in folate metabolism and
the discovery of antifolate drugs that goes back to the 1940s, when cytotoxic
drug therapy was in its infancy. The first reported antifolate, aminopterin,
was quickly succeeded by its N
10
-methylated counterpart, methotrexate
(MTX), a molecule that remains widely used in clinical practice to this day.
These drugs mimic the structure of key folate intermediates to inhibit the
activity of dihydrofolate reductase (DHFR). 5-Fluorouracil (5-FU) has a
pyrimidine rather than a folate structure, and one of its active metabolites
(FdUMP) potently inhibits thymidylate synthase (TS). This enzyme
requires the cofactor, 5,10-methylene tetrahydrofolate, for activity and
this folate-dependency has been exploited for the development of the
folate-based TS inhibitors, CB3717, raltitrexed (Tomudex; ZD1694),
212 Christopher P. Leamon and Ann L. Jackman
pemetrexed, and plevitrexed (see Figs. 7.3 and 7.4). While there is no doubt
that drugs targeted at folate metabolism continue to make important con-
tributions to cancer treatment, the fact remains that they are cytotoxic
molecules that can not adequately distinguish tumor from normal tissue.
In fact, little opportunity exists for producing tumor-selective cytotoxicity
with this class of agents because (1) both DHFR and TS are expressed in
normal and malignant proliferating tissue and (2) the major plasma
dUMP
dUrd
dUrd (plasma)
TTP
(DNA synthesis)
TS
de novo pathway
TMP
Thd
FH
2
TS inhibitors
TK
salvage
pathway
5, 10-CH
2
FH
4
Figure 7.3 Pathways for thymidylate synthesis. Thymidylate can be synthesized via
the de novo and the salvage pathways. When TS is inhibited, the substrate dUMP
accumulates in cells and effluxed into the plasma. TS, thymidylate synthase; TK,
thymidine kinase; 5,10-CH
2
FH
4
, 5,10-methylene tetrahydrofolic acid; FH
2
, dihydro-
folate; Thd, thymidine; TMP, thymidylate; TTP, thymidine triphosphate, dUMP,
deoxyuridylate; dUrd, deoxyuridine.
Methotrexate
N N
S
H
CB3717
COOH
COOH
COOH
COOH
N
N
NH
2
CH
3
CH
N
H
N
N
H
N
HN
HO
BGC 945
HN
H
3
C CH
3
H
2
C
N
Pemetrexed (Alimta
TM
; LY231514)
Raltitrexed (Tomudex
TM
; ZD1694)
Plevitr exed (BGC 9331; ZD9331)
H
2
C
N
F
N
O
O
O
O
O
O
O
O
O
O
O
N
CH
3
N
H
COOH
COOH
COOH
COOH
COOH
COOH
COOH
COOH
C
HN
H
2
N
H
2
N
N
N
N
H
O
HN
HN
H
3
C
H
2
N
C
N
N
N
N
H
N
H
N
H
N
N
N
NH
CH
H
2
C
C
CH
Figure 7.4 Structures of folate-based thymidylate synthase inhibitors.
Folate Receptor-Based Therapies 213
membrane transporter for these drugs is the RFC that happens to be
ubiquitously expressed. However, it was recognized that the cellular folate
content could regulate the degree of FR expression, and that the extremely
high FA content found in most commercial media was competitively
inhibiting antifolate binding (Kamen and Capdevila, 1986); thus, studies
soon followed showing that the FR was indeed capable of transporting
antifolates inside cells.
The relative contribution that the FR provides (compared with other
transporters) toward antifolate activity has largely been studied in cell
culture systems. Early pivotal studies demonstrated that the FR was indeed
an antifolate transporter, and they often employed experimental conditions
with only partial clinical relevance. For example, McHugh and Cheng
published a paper in 1979 providing good evidence that a high-affinity
membrane associated folate binder could be detected on human tumor
cells, most notably KB cells, but they were cautious about ascribing a
transport function to this protein. Interestingly, both, MTX and aminop-
terin were found to inhibit
3
H-FA binding to that protein (to varying
degrees). Studies from several other laboratories began to suggest that this
protein could indeed mediate the accumulation of folates (5-methyltetra-
hydrofolate) into cells under physiological conditions and that MTX, in
spite of binding relatively weakly to this protein, could also be transported
inside the cells via this system (Antony et al., 1985; Elwood et al., 1986;
Kane et al., 1986). Henderson et al. (1980) provided evidence for a similar
protein on the surface of L1210 mouse leukemia cells. Later, L1210 cells
were adapted to low folate conditions (1 nM folate), and isolated sublines
were found to express an unregulated FR that could bind folates and MTX
(again more weakly) and to also mediate their uptake (Henderson et al.,
1988). Jansen et al. (1989) also isolated an L1210 variant (L1210B73) with an
upregulated FR that was downregulated after transfer to high folate medium
( Jansen et al., 1989). Further studies with this cell line, which coexpressed
the RFC, suggested that the FR was minimally responsible for MTX uptake
under near physiological conditions, but that it may be an important
transport route for the quinazoline TS inhibitor, CB3717, as well as an
additional route for other novel antifolates such as raltitrexed and peme-
trexed that have much higher affinities for the FR than MTX ( Jansen et al.,
1999; Westerhof et al., 1991, 1995b). Another FR-expressing cell line,
L1210-FBP, devoid of a functional RFC, was found to be highly sensitive
(IC
50
s 1 nM) to a number of antifolate drugs including CB3717, ralti-
trexed, BW1843U89, plevitrexed, and pemetrexed, when tested under low
folate conditions (see structures in Fig. 7.4). That the non-RFC mechanism
of uptake was the FR had been demonstrated by the reduced activity of the
drugs when 20 nM FA was added to the test medium. Raltitrexed, but
particularly CB3717, displayed some FR-a-mediated activity against KB
cells that hadbeenpropagatedinlowfolate conditions (e.g., 1 nMfolinic acid)
214 Christopher P. Leamon and Ann L. Jackman
as demonstrated by decreased sensitivity when 20 nM FA was added
(Westerhof et al., 1995a). No FR-a-mediated effects could be detected in
epithelial IGROV-1 (ovarian tumor) or MA104 (mouse kidney) cells, both
of which express lower levels of the FR compared to KB. Thus, the
conclusion from these studies was that the FR-a had the potential to
substitute for the RFC as a folate transporter or to cotransport some
antifolate drugs in tumor cell lines expressing high levels of the FR.
Notably, similar conclusions were drawn for pemetrexed by Shih and
Thornton (1999) using ZR-75-1 human breast carcinoma sublines with
different transport characteristics.
The relevance of the FR to antifolate action under physiological folate
conditions was studied by Theti and Jackman (2004) using A431 cells trans-
fected with the FR (A431-FBP) and KB cells. These highly FR-expressing
tumor cell lines, which also express the RFC, were constantly exposed to
FA-free medium supplemented with 20 nM folinic acid (physiological
folate concentration) as the only folate source. To distinguish between
FR-versus RFC-mediated growth inhibition, antifolate activity was
also measured in the presence of 1 mM FA to competitively inhibit FR-
mediated uptake. In addition, activity was measured in the isogenic A431
cell line in which the FR was not expressed. Up to an eightfold increased
growth, inhibitory activity for raltitrexed, plevitrexed, pemetrexed, and
lometrexol (but not MTX) in at least one of the two cell lines was seen
under conditions where the FR was expressed and not blocked by
FA (Fig. 7.5). With the exception of the nonpolyglutamatable TS inhibitor,
plevitrexed, the exposure time did not affect the relative contribution that
the FR made toward the activity of these drugs. Interestingly, plevitrexed
did display considerable FR-a-mediated activity when the exposure period
was short. This was ascribed to the FR/endosomal apparatus serving as a
selective trap for the drugs. These data demonstrated the potential for some
antifolate drugs to be transported via the FR in tumors highly overexpres-
sing the receptor. Unfortunately, there is little evidence to suggest that cells
expressing low amounts of the FR will be sensitive to the high-affinity
antifolates already in clinical use (Gibbs et al., 2005). Furthermore, RNA
interference in HeLa cells (to knock down FR-a) was not found to affect
their sensitivity to pemetrexed (Chattopadhyay et al., 2004).
b. Development of selective FR-targeted antifolates Elements of FR-
targeting observed with the high-affinity antifolates suggested that it might
be possible to design an antifolate with a high degree of FR targeting giving
a much reduced exposure to normal tissues. Of all the high-affinity anti-
folates drugs studied in cell lines, CB3717 was the most specific for the FR,
as ascribed to its lower affinity for the RFC. Clinical activity in platinum-
refractory ovarian cancer had been reported with this drug, suggesting that
the FR might be implicated in the activity (Clarke et al., 1993). Thus,
Folate Receptor-Based Therapies 215
a group at the Institute of Cancer Research set out to design a TS inhibitor
with a range of properties that they believed would lead to the first truly
FR-targeted antifolate. Desirable properties included potent TS inhibition,
high affinity for the FR, low affinity for the RFC, and therefore growth
inhibition that was selective for FR-a overexpressing cell lines ( Jackman
et al., 2004). Importantly, substrate activity for folylpolyglutamyl synthetase
(FPGS) was considered undesirable. This was because non-FR-mediated
uptake into normal tissues was predicted to occur when exposure was high
immediately after iv dosing in vivo. For a polyglutamatable drug, this would
lead to the formation and retention of highly active polyglutamate forms in
proliferating tissues such as gut and bone marrow.

100
75
50
25
0
10
0.1
A431
A431-FBP + FA
A431-FBP
KB + FA
KB
1
0.01
G
r
o
w
t
h

i
n
h
i
b
i
t
o
r
y

I
C
5
0

(


M
)
0.001
0.0001
C
B
3
7
1
7
R
a
l
t
i
t
r
e
x
e
d
P
e
m
e
t
r
e
x
e
d
P
l
e
v
i
t
r
e
x
e
d
B
G
C

9
4
5
BGC945 concentration ( M)
C
e
l
l

g
r
o
w
t
h

(
%

c
o
n
t
r
o
l
)
0.0001 0.001 0.01 0.1 1 10 100
A431
A431-FBP

Figure 7.5 Relative selectivity of folate-based thymidylate synthase inhibitors for


folate receptor positive cell lines. Top panel, representative doseeffect curves for
BGC 945 against A431 (FR-negative) and A431-FBP (FR-positive) tumor cell lines.
Cells were exposed to BGC 945 for 3 days, and the endpoint for growth inhibition was
assessed using the MTT assay. The dotted line indicates the IC
50
values. Bottom panel,
growth inhibitory IC
50
values for TS inhibitors. A431 cells are FR-a-negative while
A431-FBP and KB cells are FR-a-positive. IC
50
are also given for KB and A431-FBP
cells that had been coexposed to the TS inhibitors in the presence of 1 mM folic acid (to
competitively inhibit FR binding).
216 Christopher P. Leamon and Ann L. Jackman
Subsets of quinazoline-based TS inhibitors emerged that had many of
the desirable features, the most promising of which was a subset of cyclo-
penta[g]quinazolines with dipeptide ligands that included CB300638 (BGC
638) and CB300945 (BGC 945) (Bavetsias et al., 2000, 2002; Gibbs et al.,
2005; Henderson et al., 2006; Jackman et al., 2004; Theti et al., 2003). BGC
945, in particular, possessed exceptional FR and TS targeting against tumor
cell lines and against KB and IGROV-1 tumor xenografts (Gibbs et al.,
2005; Jackman et al., 2007a). BGC 945 (Fig. 7.4) is virtually a nonsubstrate
for the RFC with a K
m
2-orders of magnitude higher than that of
conventional antifolates. The structural feature that contributes most to
this property is the dipeptide (L-Glu-g-D-Glu) moiety. The same modifi-
cation to the more usual single L-glutamate found in folates and most
antifolates also contributes to the potent TS inhibition (K
i
1.4 nM).
Further, the second glutamate is in the D rather than the L configuration
to prevent (1) metabolism by FPGS and (ii) hydrolysis of the peptide bond
by systemic hydrolases. Affinity for the FR-a is of the same order (50%) as
the high-affinity FA ligand and the conventional antifolate TS inhibitors
(50150%). These properties combine to give high and low cytotoxic
potency against tumor cell lines that are FR-a-positive and -negative,
respectively (Fig. 7.5) (Gibbs et al., 2005). For example, the growth inhibi-
tory IC
50
for BGC945 is 1 nMin FR-a-transfected A431-FBP cells, and it
is 3 orders of magnitude lower than the IC
50
in the parental A431 cells (IC
50
,
6.9 mM). Similarly, FR-a-positive KB cells are highly sensitive to this agent
(IC
50
, 3.3 nM). That the FR is the uptake mechanism for BGC 945 was
demonstrated by an 1000-fold increase in IC
50
when cells were supplied
with an excess of FA (1 mM) to competitively and selectively inhibit binding
of BGC945 to the FR. This concentration of FAhas no effect on the IC
50
of
BGC 945 against the FR negative A431 cells (Gibbs et al, 2005).
Evaluation of TS inhibitor efficacy in rodent systems is complicated by
the 100-fold higher plasma thymidine (dThd) levels compared with humans
( Jackman et al., 1984; Li et al., 2007). Salvage of dThd by thymidine kinase
leads to circumvention of TS inhibition and consequently low efficacy in
tumor models and low levels of mechanism-based toxicity ( Jackman et al.,
1984). This can be overcome partially by chronic administration schedules
of conventional TS inhibitors, for example, daily 514 days ( Jackman
et al., 2007b). However, these schedules in rodents overpredict exposure
required for efficacy and mechanism-related toxicity toward proliferating
tissues in species such as dogs and humans that have low dThd levels. For
this reason, the preclinical development of BGC 945 has largely been
dependent on the use of pharmacodynamic endpoints of TS inhibition in
mouse tumor and normal proliferating tissues to determine the optimal
exposure required to give a high therapeutic index. Tumor dUrd (KB and
IGROV-1) and plasma dUrd measurements have been used as markers of
localized and normal proliferating tissue TS inhibition, respectively, and
Folate Receptor-Based Therapies 217
they have indicated that the therapeutic window is encouragingly large
(Fig. 7.6) (Forster et al., 2005; Jackman et al., 2007a). In addition, the
increased flux through the dThd salvage pathway that occurs when TS is
inhibited has been exploited by the use of isotopically labeled dThd or dThd
analogues. For example, it was demonstrated that 100 mg/kg 6-R,S-BGC
945 induced tumor-selective TS inhibition, whereas the less FR-selective
agent, BGC 9331, induced additional effects on proliferating tissues such as
gut (Gibbs et al., 2005). Furthermore, very compelling data for the unique
FR-targeted nature of BGC 945 came from positron emission tomography
studies in which
18
F-dThd (FLT) was used to image TS inhibition in KB
tumor-bearing mice (Prof. E. Aboagye, Imperial College, London, personal
communication). Pharmacokinetic analysis demonstrated remarkably slow
clearance fromKBtumor (t
1/2
28 h) so that drug levels fell to 1 mMat 8 h
and then remained at approximately this level for at least 72 h. Plasma and liver
BGC 9331 (mg/kg)
T
u
m
o
r

d
U
r
d

(
m
M
)
P
l
a
s
m
a

d
U
r
d

(
m
M
)
Plasma
*
*
10
8
6
4
2
0
0 50
BGC 945 (mg/kg)
P
l
a
s
m
a

d
U
r
d

(
m
M
)
Plasma
10
8
6
4
2
0
0 50
BGC 945 (mg/kg)
Tumor
40
30
20
10
0
0 50
T
u
m
o
r

d
U
r
d

(
m
M
)
*
BGC 9331 (mg/kg)
Tumor
40
30
20
10
0
0 50
Figure 7.6 Plasma and tumor deoxyuridine (dUrd) levels 24 h after dosing KB tumor-
bearing mice with 50 mg/kg BGC 9331 (plevitrexed) or BGC 945. Each bar represents
the mean SEM for n 1018 mice from three to four independent experiments. *p <
0.05 compared with controls. Elevated plasma dUrd is a pharmacodynamic endpoint of
TS inhibition in proliferating tissues such as gut and bone marrow, while elevated
tumor dUrd is a marker of TS inhibition in the tumor.
218 Christopher P. Leamon and Ann L. Jackman
levels were less than 25 nM at 16 h (Gibbs et al., 2005). Phase 1 clinical studies
with BGC 945 are planned for 2008, and some of the issues relating to
evaluation of this first in man FR-targeted TS inhibitor are discussed in a
recent review ( Jackman et al., 2007b).
2. Folate-targeted chemotherapy
a. Modular design The success of FolateScan (
99m
Tc-EC20; see Section
III.A.2) helped to prove that an FA conjugate could rapidly and easily
penetrate solid tumor tissue in patients. This finding prompted some to
investigate folates ability to deliver potent therapeutic molecules to can-
cer. Yet, initial attempts toward producing active and specific folate-drug
conjugates met with limited success (Leamon and Reddy, 2004). Endo-
cyte, Inc. has remained very active in this area of research, and following
years of troubleshooting and numerous structure-activity studies, some
general rules for producing successful lead conjugates have emerged.
For example, many small molecule cytotoxics (both naturally occurring
and synthetic) are highly lipophilic. This property is typically beneficial to
an agent that must penetrate through the bilayer of a cell before exerting
biological activity, but it becomes an unfavorable trait as one considers
(1) the difficulties of formulating the agent for parenteral administration
and (2) the potential off-target toxicities that usually emerge when the
drug indiscriminately enters normal cells. Whereas FA is appreciably water
soluble at physiological pH owing to its two glutamyl-based carboxylic
acid groups, direct covalent attachment of a drug to either one of those
carboxyl sites does not ensure aqueous solubility of the resulting conju-
gate. Such a result is in fact quite rare. Instead, a hydrophilic spacer can
be placed in-between the folate and drug moieties to effectuate high
water solubility (Leamon et al., 2006). A second benefit that a spacer offers
is to physically separate the targeting moiety (folate) from the drug payload
to maximize its potential to bind to the FR. The spacers composition
can widely vary because peptides, polymers, and even polycarboxylic
acid structures have been found to be very effective (Endocyte, Inc.,
unpublished data).
In addition to a spacer, all highly potent small molecular weight folate
drug conjugates have thus far been constructed with a biologically cleavable
linker (Ladino et al., 1997; Leamon et al., 2005, 2006, 2007a,b; Reddy et al.,
2006, 2007a,b). Referring back to Fig. 7.1, folate conjugates are endocy-
tosed into the cell after binding to the FR. Within the vesicular compart-
ments, the conjugates are exposed to a mildly acidic as well as reducing
environment (Leamon and Reddy, 2004). It was once assumed that the low
pH inside the endosomes triggered a conformational change in the FR to
afford release of the bound folate (or folatedrug conjugate). This event
likely occurs for some of the reduced folates that can bind to the FR with
reasonable affinity, like 5-methyltetrahydrofolate; but for FA, which is the
Folate Receptor-Based Therapies 219
fully oxidized, highest affinity ligand to the FR (and the form of folate that
is most commonly used in the construction of folatedrug conjugates),
endosomal release from the FR may not be very efficient. Evidence
supporting this theory has come from acid-stripping recycling studies with
3
H-FA (Kamen et al., 1988), and more recently, with studies using FA-
based fluorescence resonance energy transfer probes (Yang et al., 2006,
2007). Overall, the predominant route for FA conjugates appears to be
high-affinity binding followed by endocytosis and recycling of the FR
folate complex back to the cell surface under normal conditions. Indirect
but supportive data has also come from the observations that folatedrug
conjugates constructed with stable linkers (e.g., amide bonds) do not pro-
duce pharmacological activity whereas their releasable linker-containing
counterparts do (Leamon et al., 1993). Considering all of the aforemen-
tioned research, a modular design for constructing folatedrug conjugates
evolved, as exemplified in Fig. 7.7. Here, pteroic acid (Pte) typically func-
tions as Module 1, while the drug moiety is placed in the Module 4 position.
A Glu moiety is usually placed within the spacer (Module 2) at a position
juxtaposed to Pte. Importantly, the combination of the Pte and Glu moi-
eties produces FA. Therefore, these molecules are typically referred to as
folate conjugates. However, we and others have found that the Glu
residue of FA is not critical for FR recognition (Leamon et al., 1999,
2003; Muller et al., 2004, 2006b). Finally, Module 3 is reserved for
a cleavable bond.
b. Preclinical pharmacology Both acid-labile and reducible (i.e., disul-
fide) linkers have yielded active folate conjugates. Over the last few years,
the Endocyte team has published on the synthesis and preclinical pharma-
cology for novel folate conjugates of mitomycin C [MMC; (Leamon et al.,
2005; Reddy et al., 2006)], desacetylvinblastine monohydrazide [DAVLBH;
(Leamon et al., 2006, 2007b; Reddy et al., 2007a)], and maytansinoid DM1
Spacer Linker Drug
Module 4
(base drug)
Module 3
(cleavable bond)
Module 2
(spacer)
Module 1
(targeting ligand)
N
N
O
H
N
N
N
OH
H
2
N
Figure 7.7 Modular design of folatedrug conjugates. A folatedrug conjugate con-
sists of four basic modules: (1) a pteroate ligand, (2) a spacer, (3) a biologically cleavable
bond, and (4) a potent drug moiety.
220 Christopher P. Leamon and Ann L. Jackman
(Reddy et al., 2007b). Throughout this unrelenting venture, this team has
repeatedly observed marked antitumor effect against FR-expressing tu-
mors across multiple animal models using well-tolerated treatment regimens
(e.g., cures are typically observed under conditions that cause little to no
weight loss). A typical example of this phenomenon is shown in Fig. 7.8.
Here, a folate conjugate of a powerful antimicrotubule agent was adminis-
tered intravenously to mice bearing well-established subcutaneous human
tumor xenografts. Following a brief three times per week, 2-week schedule,
animals were declared tumor-free (Panel A). In fact, the tumors never
recurred up to the 110 day study endpoint (not shown); furthermore, the
activity was not accompanied by any weight loss (Panel B), and it was
10 20 30 40 50 60
0
200
400
600
800
1000
1200
1400
1600
A
5/5 cures
0/5 cures
PTI (days)
10 20 30 40 50 60
PTI (days)
T
u
m
o
r

v
o
l
u
m
e

(
m
m
3
)
25
15
5
5
15
25 B
(
%
)

W
e
i
g
h
t

c
h
a
n
g
e
Figure 7.8 Antitumor activity of a folatedrug conjugate. FR-positive human KB cells
were inoculated sc in nu/nu mice. Eleven days later, animals were treated intravenously
with a folatedrug conjugate on days 11, 13, 15, 18, 20, and 22 either alone (

) of with a
40-fold excess of free folate (). A control cohort (

) was not treated. Tumor volume


was assessed every 23 days. The dotted vertical line represents the day of final dosing.
Data represent the average 1 SD (n 5 animals per cohort). Panel A, activity; Panel
B, change in body weight. PTI, post-tumor implantation.
Folate Receptor-Based Therapies 221
competable with an excess of coinjected folates (i.e., an indicator of FR-tar-
geted specificity). The consequence of such findings typically allows for an
increase in therapeutic index (over the unconjugated drug) as well as for the
potential to dose folate-drug conjugates more frequently (e.g., dose-dense
regimens) (Reddy et al., 2007a). Experience has further shown that anti-
tumor activity is more often observed when the conjugated drug is intrinsi-
cally very potent, such as those with single digit nanomolar IC
50
values
in vitro (Leamon and Reddy, 2004; Leamon et al., 2005, 2006). This latter
concept also adds value in enabling some highly toxic compounds to be
dosable (as a folate conjugate).
The Endocyte research team has also recognized the probable benefit for
tethering not only multiple copies of the same drug to folate but also the
simultaneous tethering of different drug molecules to this vitamin. An
example of the latter was recently published. Here, the molecule called
EC0225 represents the first in class multidrug, folate-targeted agent to be
disclosed. It is constructed with a single folate moiety, extended by a
hydrophilic peptide-based spacer, which in turn is attached to Vinca alkaloid
and mitomycin units via two distinct disulfide-containing linkers. Despite
its large, bulky size (molecular weight 2327 g/mol), EC0225 retained its
high affinity for FR-positive cells, and it was found to produce potent dose-
responsive activity in vitro via an endocytic mechanism. EC0225 further
proved to be very active against syngeneic and xenograft in vivo models,
with curative activity occurring with the administration of well-tolerated
regimens (Leamon et al., 2007a).
c. Clinical experience To date, two folate-drug conjugates have entered
clinical trials. The first, EC145, is a folate-Vinca alkaloid conjugate that was
evaluated in 2006 for safety and pharmacokinetics in a Phase 1 trial
(Sausville et al., 2007). The study treated refractory cancer patients with
either an intravenous (IV) bolus dose or a 1 h IV infusion on days 1, 3, 5
(week 1) and 15, 17, 19 (week 3) of a 4-week cycle. EC145 was generally
found to be well tolerated at doses up to 2.5 mg. Interestingly, one ovarian
cancer patient reportedly achieved a partial response, with declining
CA125, and she remained on study for more than 9 months; another
ovarian cancer patient exhibited stable disease for less than 5 months with
declining CA125. Importantly, Phase 2 trials were initiated in mid-2007
and interim results should be available in early 2008.
A Phase 1 trial for a second agent, EC0225 (the targeted dual-drug
conjugate; see above), began in March of 2007. This study is currently
evaluating bolus IVadministration of EC0225 on days 1, 3, and 5 (i.e., week 1)
and on days 8, 10, and 12 (i.e., week 2) of a 4-week cycle. It is a standard dose
escalation study designed to identify the dose and schedule that will be used
in future Phase 2 (efficacy) trials.
222 Christopher P. Leamon and Ann L. Jackman
3. Folate-targeted immunotherapy
A successful cancer immunotherapy may be one that teaches the immune
system to recognize and destroy malignant tumor cells while simultaneously
building a long-lasting antitumor memory (Blattman and Greenberg, 2004).
To date, one particular approach has been reported whereby folate is used to
deliver a hapten (fluorescein, or FITC) molecule to FR-positive tumors
(Lu and Low, 2002; Lu et al., 2004, 2005, 2006). This immunotherapy is
composed of an FITC-based vaccine, the targeted small molecule conjugate,
EC17 (folateFITC), and immunostimulatory cytokine(s). The vaccine
component is formulated with a Th1-biased adjuvant to stimulate the
production of antihapten antibodies. Following the formation of an anti-
FITC titer, which generally takes a few weeks, the folateFITC conjugate is
administered subcutaneously to stimulate the formation of a bispecific
molecular bridge between the tumor surface FR and endogenous anti-
FITC antibodies. This process effectively marks the tumor cells for
immune recognition and also initiates a specific antitumor response that
can be potentially enhanced upon costimulation with the cytokines inter-
leukin-2 and interferon-a (Lu and Low, 2002; Lu et al., 2004, 2005, 2006).
A Phase 1 safety trial for this program, called FolateImmune, was
successfully completed in 2007 (Amato et al., 2005; Messmann et al.,
2007). At present, evaluation of this targeted hapten therapy continues in
Phase 2 clinical trials of renal cell carcinoma, an immune-responsive cancer
with 64% FR positivity (Endocyte, internal communications).
C. Inflammation therapy
As discussed above (Section IIA), the two principal tissue-associated FR
isoforms are FR-a and FR-b. Despite their different tissue expression
profiles, both isoforms can efficiently bind the FA ligand as well as drug
conjugates thereof. FR-a is indeed more prevalent among epithelial-based
pathologies, but its b counterpart has been found in some solid cancers as
well as AML samples (Ross et al., 1994, 1999). Interestingly, FR-b was also
identified on the surface of activated (not resting) macrophages, particularly
in the inflamed tissues from rheumatoid arthritis patients (Nakashima-
Matsushita et al., 1999).
While its role, or physiological relevance, has not yet been firmly
established, it is known that FR-b can be targeted with folatedrug con-
jugates. For example,
99m
Tc-EC20 (FolateScan; see Section III.A.2) was
reported to concentrate in the livers, spleens, and arthritic extremities of
adjuvant-induced arthritic rats via a folate-dependent mechanism (Turk
et al., 2002). The uptake within these tissues was also shown to be due to
resident ED2-positive macrophages. Similarly, near-infrared fluorescent-
labeled folate probes were reported to accumulate within the inflamed
Folate Receptor-Based Therapies 223
arthritic joints of mice via a folate-targeted mechanism (Chen et al., 2005),
and activated peritoneal macrophages were found to capture 10 times more
folate-labeled liposomes than their coresident FR-positive tumor cells
(Turk et al., 2004).
Knowing that activated, TNF-a producing macrophages express FR-b,
and that they are targetable in vivo, quickly allowed for the testing of possible
FR-based therapies. The first reported approach was actually a modified
form of the targeted immunotherapy described in the preceding section.
Thus, paw swelling in rats immunized against a hapten (prior to the induc-
tion of adjuvant arthritis) was profoundly decreased in a manner that was
attributed to folatehapten targeting (Paulos et al., 2004). While no supple-
mental cytokine therapy was needed to observe this effect, this therapeutic
approach was found to be reproducible in multiple rodent models, and was
at least comparable in activity to that produced by methotrexate, etanercept,
anakinra, and celecoxib (Paulos et al., 2006). A second therapeutic approach
was also reported recently that utilized an FR-b-specific monoclonal anti-
body conjugated with the potent protein synthesis inhibitor, Pseudomonas
exotoxin A (Nagayoshi et al., 2005). Interestingly, this immunotoxin was
observed to induce apoptosis and reduce the numbers of macrophages in
RA synovial tissue engrafted into SCID mice (Nagai et al., 2006). To date,
there have been no publications regarding inflammation therapy with small
molecule folatedrug conjugates. However, such programs are currently
being resourced and preclinical leads may soon follow.
D. Modulation of FR expression levels
Resistance to some of the aforementioned FR-targeted therapies will
almost certainly be, in part, due to inadequate expression of the FR. For
example, there is a relationship between the growth inhibitory IC
50
for
BGC 945 and FR expression levels in a small panel of cell lines (Gibbs et al.,
2005). A similar relationship also exists for some folate conjugates, in
particular those that are constructed with less-potent drug payloads
(C. Leamon, personal observations). It is now known that the amount of
FR expressed within a tissue is regulated transcriptionally and posttranscrip-
tionally by discrete regulatory elements in the genes or the mRNA (Elnakat
and Ratnam, 2006; Matherly and Goldman, 2003). Increased transcription
can be observed in FR-a expressing cultured cells in response to their
transfer to subphysiological concentrations (low or subnanomolar) of folate.
Notably, folate-dependent translational regulation, involving a 46 kDa
cytosolic protein (hnRNP E1), has been reported in cervical carcinoma
cells (Pillai et al., 2003).
Some studies suggest that it may be possible to increase endogenous FR
expression levels in tumors with the use of clinically approved agents. For
example, the FR-a promoter is negatively regulated by the estrogen
224 Christopher P. Leamon and Ann L. Jackman
receptor, particularly in the presence of the ligand, estrogen. Tamoxifen, via
its antagonizing action of estrogen, has been shown to derepress transcrip-
tion and increase FR-a expression up to 36-fold in HeLa-I-1 cells that
express both the ER and FR-a (Kelley et al., 2003). Another steroid that
increases transcription of the FR-a is dexamethasone, a positive regulator of
the FR-a gene. While known to be mediated via its agonistic activity on the
glucocorticoid receptor, dexamethasones effects on the FR-a appear to be
indirect (Tran et al., 2005). Interestingly, these nuclear receptors appear to
only modulate expression of the FR-a in cells in which this protein is
already transcriptionally active. Histone deacetylase (HDAC) inhibitors,
such as valproic acid or SAHA, particularly when combined with dexa-
methasone, have also been shown to increase FR-a expression. This is
presumably related to the fact that histone acetylation is important for the
transcriptional activity of nuclear receptors because nuclear receptor cor-
epressors recruit class II HDACs, thereby inducing a transcriptionally
repressed state (Tran et al., 2005).
The expression level of FR-b can also be modulated. Here, all-trans
retinoic acid appears to be useful for increasing FR-b in AML cells. This
effect is mediated via the retinoid nuclear receptors, RARa, RARb, and
RARg that act on a common downstream target (Elnakat and Ratnam,
2004). Importantly, transcriptional upregulation of this nonclassical target
can be further potentiated by HDAC inhibitors.
Finally, there is accumulating evidence from mouse xenograft studies to
suggest that modulation of FR expression by these nuclear receptor ligands,
possibly in combination with HDAC inhibitors, may be feasible in a clinical
situation for tumors that express the appropriate nuclear receptors.
Although this concept has not yet been evaluated clinically, it may prove
to be a useful addition to some antifolate and even folatedrug conjugate
therapies, especially for those patients bearing disease with limited levels of
FR expression.
IV. Future Prospects
The FR is viewed as a potentially useful biological target, certainly
for the management of many human cancers. To date, there are several
different therapeutic approaches being evaluated clinically that exploit the
function and/or presence of the FR in human malignancies, and a few more
are yet to come. Preliminary Phase 1 evidence suggests that both the small
molecule and biological approaches may some day yield promising thera-
peutic alternatives for patients having FR-positive disease. The FR may be
utilized either to deliver potent drugs inside cells or as an immunological
marker; in both cases, it is clearly thought to be a rational target for the
Folate Receptor-Based Therapies 225
oncology and possibly inflammation sectors of drug development. As more
knowledge is gained from clinical evaluation and new insights on modulat-
ing the expression levels of this protein emerge, FR-based medicines could
provide the clinician with critical therapeutic alternatives for disease
management.
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Folate Receptor-Based Therapies 233
C H A P T E R E I G H T
Folate Receptor Expression in
Pituitary Adenomas: Cellular
and Molecular Analysis
Chheng-Orn Evans,* Congjun Yao,* David LaBorde,*
and Nelson M. Oyesiku*
Contents
I. Introduction 236
II. Methods 238
A. Cell culture 238
B. Stable transfection 238
C. Western blotting procedures 238
D. Cell proliferation assay 239
E. Soft agar colony assay 239
F. BrdU incorporation assay 239
G. Flow cytometric assessment of PCNA expression 239
H. Folic acid binding 240
I. Quantitative RT-qPCR 240
J. Statistical analyses 240
III. Result 242
A. Tumor classification 242
B. FRa mRNA expression in NF adenomas 242
C. Expression of FRa protein 242
D. Assessment of FRa-binding capacity 246
E. Immunohistochemical analysis of FRa expression 247
F. Selection of clones of aT3-1 cells stably expressing FRa
and mFRa 249
G. FRa induces cell proliferation in aT3-1 cells 250
H. FRa induces cell cycle progression and PCNA expression 251
I. FRa promotes growth in soft agar assay 251
J. [
3
H]Folic acid binding 252
K. FRa induces aT3-1 cell growth through NOTCH3 pathway 252
L. In vivo imaging of FR expression 258
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00408-1 All rights reserved.
* Department of Neurosurgery and Laboratory of Molecular Neurosurgery and Biotechnology,
Emory University School of Medicine, Atlanta, Georgia, 30322
235
IV. Discussion 259
Acknowledgments 263
References 263
Abstract
Clinically nonfunctional pituitary adenomas cause hypopituitarism or compres-
sion of regional structures. Unlike functional tumors, there is no available
medical treatment or specific imaging technique for these tumors. We have
recently discovered that both folate receptor (FR)a mRNA and protein are
uniquely overexpressed in nonfunctional pituitary tumors, but not in functional
adenomas. We hypothesized that FRa may hold significant promise for medical
treatment by enabling novel molecular imaging and targeted therapy. Here, we
used murine pituitary tumor cell line aT3-1 as a model to investigate the
biological significance of FRa and its mutant FR67. We demonstrate that over-
expression of FR facilitated tumor cell growth and anchorage-independent
growth in soft agar. More colonies were observed in FR overexpressing cells
than in mutant FR67 clones in soft agar. Cell proliferation rate was increased,
the percentage of cells in S-phase was increased, and high PCNA staining was
detected in cells overexpressing the receptor. In aT3-1 cells transfected with
mutant FR67, cell proliferation rate was reduced, the percentage of cells resid-
ing in S-phase was slightly decreased, and low PCNA staining was observed. By
real-time quantitative PCR, the genes involved in NOTCH3 pathway including
NOTCH3, HES-1, and TLE2 were altered; the mRNA expression of FGFR1 was
upregulated, and ERb mRNA was downregulated in FR overexpressing cells. Our
findings suggest that FRa plays a role in pituitary tumor formation, and this
effect may in part be due to its regulation of the NOTCH3 pathway. 2008
Elsevier Inc.
I. Introduction
Pituitary tumors are mostly benign adenomas arising from adenohypo-
physeal cells in the anterior pituitary. They comprise 10% of all brain tumors
and occur in 20% of the population. They cause significant morbidity by
compression of regional structures and the inappropriate expression of
pituitary hormones (Asa, 1998; Greenman and Melmed, 1996). Functional
tumors, such as GHand ACTH adenomas, give rise to severe life-threatening
clinical syndromes, such as Acromegaly or Cushings disease, and PRL
adenomas result in impaired reproduction. However, 30% of all anterior
pituitary adenomas are termed nonfunctional (NF) pituitary adenomas due
to their lack of clinical hormone hypersecretion (Asa and Kovacs, 1992).
Clinically, NF tumors manifest as hypopituitarism or visual field defects due
to regional compression of the optic chiasm (Asa and Ezzat, 1998; Asa and
Kovacs, 1992; Black et al., 1987; Katznelson et al., 1993). The NF tumors are
uniquely heterogeneous (Table 8.1). They typically are quite large and cause
236 Chheng-Orn Evans et al.
hypopituitarism or blindness from regional compression (Greenman and
Melmed, 1996). Despite the lack of clinical hormone hypersecretion,
immunocytochemical staining for hormones reveals evidence for hormone
expression in 79% of these tumors, and we refer to these as immunohisto-
chemically positive (NF). The remainder is negative for hormone expression
(Asa et al., 1992; Katznelson et al., 1993) and these are referred to as
immunohistochemically negative (NF).
In a previous study (Evans et al., 2001), we used cDNA microarray
analysis and real-time quantitative PCR(RT-qPCR) to compare expression
profiles of 7075 genes in the normal pituitary with that in different adeno-
mas, including NF, PRL-producing adenomas, GH-producing adenomas,
and ACTH-secreting adenomas. In those experiments, we found that the
folate receptor (FR)a gene was significantly overexpressed in NF adeno-
mas. Next, we have discovered that both FRa mRNA and protein are
uniquely overexpressed in NF tumors, but not in functional adenomas
(Evans et al., 2003; Moreno et al., 2005). But whether or how FRa plays a
role in pituitary tumorigenesis is unclear. The FR genes are located on
chromosome 11q13.313.5, a region commonly amplified in carcinomas
of the head and neck and breast (Rijnboutt et al., 1996). There are three
isoforms of FR (FRa, FRb, and FRg) that vary in sequence, ligand
preference, and tissue distribution (Miotti et al., 1987; Shen et al., 1994).
FRa (GenBank U20391) is the major isoform mediating folate transport and
is the subject of this study. The FRa receptor is absent or weakly expressed in
most normal tissues. FRa is vastly overexpressed in tumors such as ovarian,
renal, breast, and colorectal carcinomas, as well as anaplastic ependymomas,
choroid plexus, and pituitary tumors (Evans et al., 2001; Kane et al., 1986;
Mathias and Green, 1998; Mathias et al., 1998; Miotti et al., 1987).
It is suggested that elevated levels of FRa induce cell proliferation not
only by mediating folate uptake but also by generating other regulatory
signals. In vitro studies demonstrate that cellular overexpression of the FRa
results in enhanced proliferation and survival by providing enhanced folic
acid uptake (Antony, 1992; Chung et al., 1993; Kane et al., 1986; Luhrs
et al., 1992; Ross et al., 1994).
Table 8.1 Classication of NF adenomas by cell of origin
Cell type Hormone expression NF tumors (%)
Null cell None 17
Oncocytoma None 6
Silent corticotroph ACTH 8
Silent somatotroph GH 3
Gonadotrophs Intact LH/FSH or subunits 4079
Folate Receptor Expression in Pituitary Adenomas 237
Cell culture studies also demonstrate that some NF tumors secrete
hormone in vitro (Yamada et al., 1989). Unlike functional tumors, currently,
there is no available medical treatment or specific imaging technique for
these NF tumors.
In order to study the possible influence of FRa overexpression in NF
pituitary tumors cell growth, we analyzed the biochemical and the
biological characteristics of the murine aT3-1 cell transfected with FRa
cDNA and a mutant FR67 cDNA. We took advantage of this mutant FR67
in our current study because it significantly inhibited folate binding and
uptake in one tumor cell line in other studies (Orr and Kamen, 1994, 1995).
We also examined molecules that might physically and functionally associ-
ate with FRa in order to elucidate the involvement of the receptor in signal
transduction of pituitary adenoma pathogenesis.
II. Methods
A. Cell culture
Cells (aT3-1) were maintained in monolayer culture in high-glucose
DMEM (Invitrogen, Carlsbad, California) with 10% FBS and were grown
in folate-free RPMI with 5% FBS for all the experiments in humidified
5% CO
2
at 37

C. Cells were routinely passaged with 0.5 mmol/liter
EDTA in phosphate-buffered saline. Cell numbers were determined by
hemocytometer.
B. Stable transfection
The cells were plated in 35-mm culture wells at 5 10
5
cell/ml and cultured
for 1 day. The following day, the transfections were performed by a lipofection
method (Lipofectamine
TM
2000, Invitrogen). DNA (4 mg) was mixed
with 10 ml of Lipofectamine
TM
2000 in 500 ml of Opti-MEM

, and added
to the cell. The cells were passaged at 1:10 dilution into fresh growth medium
24 h after transfection. Zeocin, 300 mg/ml was added for stable selection.
C. Western blotting procedures
For total cell extracts, cells were washed twice with PBS, scraped, and cen-
trifuged at 1000 rpm for 5 min. The pellet was suspended in denaturation
buffer (10 mmol/liter Tris, 150 mmol/liter NaCl, 2 mmol/liter EDTA,
pH 7.4, and 0.2% SDS and were denatured at 100

C for 5 min. Protein
concentration was determined using the bicinchoninic acid protein assay
and proteins were resolved on a 15% SDS acrylamide gel and transferred to a
nitrocellulose membrane. FRa was detected by incubating the membrane
238 Chheng-Orn Evans et al.
with polyclonal antihuman FRa antibody, followed by HRP-conjugated
anti-rabbit IgG secondary antibody. Visualization was carried out on X-ray
film by enhanced chemiluminescence. b-Actin expression was detected to
ensure equal protein loading.
D. Cell proliferation assay
Cells growing in log phase were lifted using EDTA and seeded in 24-well
plates (1 10
4
cells/well in a final volume of 500 ml) in triplicates and
incubated at 37

C in 5% CO
2
. The cells were incubated for 10 days and the
media were changed every 3 days. Every other day, the cells were counted
with Trypan blue in hematocytometer. Each experiment was repeated three
times.
E. Soft agar colony assay
Cells (5 10
3
) from each cell line collected using EDTA were suspended in
0.3% agar in DMEM containing 10% FBS and plated on 0.7% solidified agar
in 35 mm dishes. After 15 days of culture, colonies with more than 20 cells
were counted and photographed.
F. BrdU incorporation assay
BrdU is only incorporated into the DNA of proliferating cells. BrdU
incorporation assay was carried by pulse labeling the cells with BrdU for
30 min. The levels of BrdU incorporated into cellular DNA were quanti-
fied by anti-BrdU antibody; total DNA was stained by 7-AAD. The samples
were analyzed by BD FACScan and data were evaluated using Flowjo
software. This two-color flow cytometric analysis permits the enumeration
and characterization of cells that are actively synthesizing DNA (BrdU
incorporation) in terms of their cell cycle position (i.e., G0/1-, S-, or
G2/M-phases, defined by 7-AAD staining intensities).
G. Flow cytometric assessment of PCNA expression
PCNA is a nuclear antigen that is only expressed in proliferating cells and
absent in resting cells. For PCNA analysis, cells were washed with 1% FBS/
PBS and fixed with cold 70% ethanol overnight in 50 ml tube. After
removing ethanol, the cells were incubated with an anti-PCNA,
fluorescein-conjugated monoclonal antibody, or isotype-matched control
IgG (Pharmingen, Becton Dickinson, Jan Hose, California) for 30 min at
room temperature. The stained cells were then washed and fixed with
formaldehyde. Fluorescence data from 10
4
cells were collected and histogram
analysis was performed with the Flowjo software.
Folate Receptor Expression in Pituitary Adenomas 239
H. Folic acid binding
[
3
H]folic acid purification and solubilized folic acid binding were performed
as described (Doucette and Stevens, 2001). Cells were grown in T-25 in
folate-free RPMI for 3 days and were selected with 300 mg/ml of Zeocin
when applicable. After washing twice with PBS and centrifugation for
5 min at 1000 rpm, the pellet was solubilized in 1-ml ice-cold solubilization
buffer (25 mmol/liter TrisHCl, pH 7.5, 150 mmol/liter NaCl, 5 mmol/
liter EDTA, and 1% (v/v) Triton X-100) for 20 min. [
3
H]folic acid
(20175 nmol/liter, depending on the cell line) was added and the samples
were incubated at 37

C for 1 h in shaking water bath to allow ligand
binding to the receptor. The samples were then placed on ice for 5 min,
and 1 ml of dextran-coated charcoal solution (25 mmol/liter TrisHCl, pH
7.5, 150 mmol/liter NaCl, 5 mmol/liter EDTA, 8 mol/liter dextran, and
80 mol/liter activated charcoal) was added to each tube to absorb unbound
radiolabel. The samples were vortexed and incubated on ice for 15 min,
followed by centrifugation for 30 min at 3400 rpm at 4

C. Aliquot of 1 ml
of each supernatant was counted by scintillation counting. Nonspecific
binding was determined in each experiment by measuring [
3
H]folic
acid binding in the presence of 750-fold excess unlabeled folic acid. Specific
binding values were determined by subtracting the nonspecific value from
the respective total radioactivity.
I. Quantitative RT-qPCR
Expression of the selected genes was quantified using RT-qPCR analysis.
Briefly, total RNA was isolated using the Trizol reagent (Invitrogen) and
was reverse transcribed using Supersript II RT (Invitrogen). Specific pri-
mers were designed using Primer3 software (MIT Whitehead Institute,
http://frodo.wi.mit.edu/cgi-bin/primer3/primer3_www.cgi) and listed in
Table 8.2. All PCR reactions were performed in GeneAmp 5700 sequence
detection system (Applied Biosystems) and repeated in three separate
experiments, each sample was run in duplicate. b-Actin and b-tubulin
were used as internal control. Cycle threshold (Ct) values were obtained
and the relative differences in expression between groups were determined
using the 2(ddCT) formula, where ddCT (Ct gene of interest Ct
actin or tubulin in experimental sample) (Ct gene of interest Ct actin or
tubulin in untransfected, untreated aT 3-1 cells sample).
J. Statistical analyses
Results are expressed as mean SEM. Differences were assessed by one-
way Anova to all results except the binding assay where student t-test was
used. p < 0.05 was considered to be statistically significant.
240 Chheng-Orn Evans et al.
Table 8.2 Primer sequences used for quantitive RT-qPCR
Gene Forward primer Reverse primer
FRa GCATTTCATCCAGGACACCT GGTGTAGGAGGTGCGACAAT
NOTCH3 TGAGTGTCCAGCTGGCTATG CACAGGTGCCATTGTGTAGG
Hes-1 AAACGAAAATGCCAGCTGAT ATGCCGGGAGCTATCTTTCT
DLK1 TGTCAATGGAGTCTGCAAGG AGGGAGAACCATTGATCACG
Pit1 CACGGCTCAGAATTCAGTCA CTGATGGTTGTCCTCCGTTT
SFRP1 CGAGTTTGCACTGAGGATGA GCAGGTACTGGCTCTTCACC
ASCL-1 CATCTCCCCCAACTACTCCA CAAAGTCCATTCCCAGGAGA
b-Catenin GTGCAATTCCTGAGCTGACA CTTAAAGATGGCCAGCAAGC
IDH1 AGGTTCTGTGGTGGAGATGC GACGCCCACGTTGTATTTCT
PITX2 CTGGAAGCCACTTTCCAGAG GTACGAATAGCCGGGGTACA
RB1 GCAGTCCAAGGATGGAGAAG ACAGGGCAAGGGAGGTAGAT
TLE2 CCCTTTCACCTCATCCTTCA CTGTGCCTACCAGAGCATCA
Cyclin D1 AGTGCGTGCAGAAGGAGATT CACAACTTCTCGGCAGTCAA
ERa TTACGAAGTGGGCATGATGA ATAGATCATGGGCGGTTCAG
ERb GAAGCTGGCTGACAAGGAAC AACGAGGTCTGGAGCAAAGA
GATA3 CTGGAGGAGGAACGCTAATG CAGGGATGACATGTGTCTGG
EGFR ACACTGCTGGTGTTGCTGAC CCAAGGACCACTTCACAGT
PTTG1 GGCATCTAAGGATGGGTTGA TTCGGCAACTCTGTTGACTG
FGFR1 ATGGTTGACCGTTCTGGAAG GGAAGTCGCTCTTCTTGGTG
Actin
a
TATGCCAACACAGTGCTGTCTGG TACTCCTGCTTGCTGATCCACAT
Tubulin
b
GGAGAGCTGTGATTGCCTGC CCACCCAGTGAGTGGGTCAG
a
Wang et al. (2007).
b
Gao et al. (2004).
III. Result
In a previous study (Evans et al., 2001), we used cDNA microarray
analysis and RT-qPCR to compare expression profiles of 7075 genes in the
normal pituitary with that in different adenomas, including NF, PRL-
producing adenomas, GH-producing adenomas, and ACTH-secreting ade-
nomas. In those experiments, we found that the FRa gene was significantly
overexpressed in NF adenomas. Next, we characterized the expression of
FRa in NF and NF, PRL, GH, and ACTH pituitary adenomas (Evans
et al., 2003). The identification of FRa may further elucidate the pathways
of pituitary oncogenesis and provide effective therapeutic treatment to
pituitary tumors.
We show some of the importance results of our previous study (Evans
et al., 2003) in following sections.
A. Tumor classification
The clinical and pathological characteristics of the 39 adenomas used in the
study are listed in Table 8.3. Ten of the NF adenomas were not positive
with anterior pituitary hormone histochemistry and were designated immu-
nohistochemically negative (NF) tumors. Thirteen NF tumors stained
with one or more anterior pituitary hormones and were designated immu-
nohistochemically positive (NF). Six were classified as PRL, five as GH,
and five as ACTH-positive adenomas. With the exception of two with
cavernous sinus invasion, all tumors were noninvasive as defined by histo-
logical and radiological criteria. Other clinical features related to the tumor
are noted in Table 8.3. Five normal pituitary controls were obtained from
the National Hormone and Pituitary Program, National Institute of Diabe-
tes and Digestive and Kidney Diseases.
B. FRa mRNA expression in NF adenomas
We investigated the relative expression levels of FRa mRNA in NF
adenomas by RT-qPCR. We found that there was significant overexpres-
sion of FRa mRNA in 13 NF adenomas from 17- to 174-fold compared
with the controls ( p 0.001) (Fig. 8.1).
C. Expression of FRa protein
Whether the high levels of FRa mRNA resulted in overexpression of FRa
protein was investigated with Western blotting of 39 pituitary tumors and 5
normal pituitaries using a highly specific polyclonal antibody against this
242 Chheng-Orn Evans et al.
Table 8.3 Clinical and pathological characteristics of adenomas from patients used
in the study (Evans et al., 2003)
Patient ID Sex, Age Clinical features/tumor size IHC
93 M, 57 NF, visual loss, cavernous
sinus invasion, 1.5 cm
Neg
a
74 M, 67 NF, hypogonadism,
2.5 cm
Neg
164 M, 35 NF, visual loss, 4 cm Neg
153 M, 72 NF, hypogonadism, 2 cm Neg
155 M, 66 NF, headache, visual loss,
hypocortisolism,
1.5 cm
Neg
104 F, 61 NF, visual loss, 1.5 cm Neg
105 F, 48 NF Neg
75 M, 60 NF, visual loss, 2 cm Neg
68 M, 74 NF Neg
191 F, 44 NF Neg
65 F, 54 NF FSH 1, LH 2
77 M, 67 NF FSH 2
174 F, 53 NF FSH 1, LH 1
143 M, 60 NF FSH 1, LH 1,
ACTH 1
89 M, 62 NF FSH 2
91 M, 56 NF FSH 2, TSH 1
100 F, 65 NF FSH 1, LH 1,
ACTH 2,
PRL, GH1
112 F, 58 NF FSH 3, PRL 2,
LH 2
69 M, 67 NF FSH 2, LH 3
60 F, 90 NF FSH 1,
LH 23
198 M, 58 NF FSH 1, LH 1
208 F, 47 NF LH1
138 M, 60 NF FSH 12, LH
12
183 M, 36 Hyperprolactinemia,
visual loss, 2 cm
PRL 3
192 M, 41 Hyperprolactinemia,
visual loss, 3 cm
PRL 3
151 M, 52 Hyperprolactinemia PRL 3, GH 1
240 M, 39 Hyperprolactinemia PRL 3
244 F, 40 Hyperprolactinemia PRL 3
(continued)
Folate Receptor Expression in Pituitary Adenomas 243
Table 8.3 (continued)
Patient ID Sex, Age Clinical features/tumor size IHC
213 M, 24 Hyperprolactinemia PRL 3
123 M, 30 Acromegaly, 2 cm GH 3, TSH 3,
FSH 3, LH 3
196 F, 69 Acromegaly, 2 cm ND
b
168 F, 39 Acromegaly, 1 cm GH 3, PRL 23
218 F, 33 Acromegaly GH 3, PRL 23
145 M, 34 Acromegaly GH 3, PRL
23, TSH 1
232 F, 39 Cushings disease ACTH 2
137 F, 41 Cushings disease ND
239 F, 55 Cushings disease, cav
sinus invasion
ACTH 4
126 F, 29 Cushings disease, 1.6 cm ACTH 3
233 M, 11 Cushings disease ACTH 3,
FSH 1
a
Neg, immunostaining for GH, ACTH, PRL, FSH, LH, and TSH were negative.
b
ND, not determined.
Sex, age of patient, and a brief description of tumor type are given.
Con
0
40
80
120
160
200
FR expression in NF immunohistochemically
positive by RT-qPCR
NF immunohistochemically positive samples
F
R

m
e
s
s
a
g
e

(
r
e
l
a
t
i
v
e

t
o

c
o
n
t
r
o
l
)
77 65 174 143 89 91 100 112 69 60 198 208 138
Figure 8.1 Relative expression levels of FRa mRNA in NF adenomas by RT-
qPCR. Expression levels of each tumor were normalized to the 18S RNA of the
same sample. Fold difference was the ratio of the normalized value of each sample to
controls as described in Methods and Materials (Evans et al., 2003). Con, five normal
controls; 65138, NF adenomas. There was a significant overexpression of FRa
mRNA in 13 NF adenomas from 17- to 174-fold compared with the controls ( p
0.001). Notably, sample 208 exhibited the highest FRa mRNA expression among the
13 samples (174-fold).
244 Chheng-Orn Evans et al.
receptor. This antibody was produced by rabbits immunized with a recom-
binant FRa-glutathione S-transferase fusion protein and has been shown to
recognize the same protein as the Mab LK26 (data not shown). The results
for two normal pituitaries (N1 and N3), one NF adenoma (#65), and
9 NFadenomas are shown in Fig. 8.2A and for the 13 NFadenomas are
shown in Fig. 8.2B. Two PRL-secreting adenomas (PRL #183 and 192)
and three GH-secreting adenomas (GH #123, 196, and 168) are shown
in Fig. 8.2C, whereas four ACTH-secreting (ACTH #232, 137, 239,
and 126) adenomas are shown in Fig. 8.2D. Adenoma #65, which was
NF, was included in all of the blots to provide a basis of comparison for
the different gels. These results show that the majority (7 of 10 tumors
showing FRa expression) of the NF tumors and all of the NF tumors
overexpress FRa relative to the normal pituitaries and functional adenomas.
The results of the Western blot analysis are summarized in a box plot
shown in Fig. 8.3. The horizontal line in each box represents the median
value of FRa expression of each adenoma group and controls. The box
represents the 25th and 75th percentile range of scores. The 10 NFsamples
showed an average increase of 19-fold compared with controls, whereas the
N1
77 138 174 143 89
65 183 192 123 196 168
91 100 112 69 60 198 208 65
kDa
40.0
A
B
C D
28.8
kDa
40.0
28.8
kDa
40.0
28.8
65 232 137 239 126
kDa
40.0
28.8
N3 65 68 93 74 164 153 155 104 105 75
Figure 8.2 (AD) Western blot of FRa expression in pituitary adenomas. Total protein
(10 mg) of each sample was separated by a 15% SDS-PAGE. Immunodetection was
carried out using a polyclonal antibody, rabbit antihuman FRa IgG, as described
in Methods and Materials. Panel (A) showed FRa expression in two normal pituitaries,
one NF (65), and nine NF adenomas. Panel (B) showed FRa expression in 13 NF
adenomas. Panel (C) showed FRa expression in one NF (65), two PRL (183 and 192),
and three GH-secreting adenomas (123, 196, 168), whereas panel (D) showed one NF
(65) and four ACTH-secreting adenomas (232126).
Folate Receptor Expression in Pituitary Adenomas 245
13 NFshowed a mean increase of 36-fold relative to controls. Six PRL, five
GH, and five ACTH-secreting adenomas showed no increase compared with
controls. The KruskalWallis test on ranks of the median values of FRa
protein showed that there were significant differences between tumor groups
(w
2
29.639, degrees of freedom 5, p < 0.05). The Mann-Whitney test
showed there was a significant difference between NF compared with
controls ( p 0.014), PRL ( p 0.009), GH ( p 0.014), and ACTH-
secreting adenomas ( p 0.007). Furthermore, there was a significant differ-
ence between NF compared with controls ( p 0.001), NF ( p 0.041),
PRL ( p 0.001), GH ( p 0.001), and ACTH-secreting adenomas ( p
0.001). However, there was no significant difference between PRL, GH, and
ACTH-secreting adenomas compared with controls.
D. Assessment of FRa-binding capacity
The Western blot analysis indicates the relative amount of a protein in the
tissue or cell but does not provide any information about its functional
potential. To determine whether the overexpressed FRa protein in the
FR protein expression in pituitary adenomas
*
**
Tumor type
5
Control
0
10
10
F
o
l
d

i
n
c
r
e
a
s
e

c
o
m
p
a
r
e
d
t
o

c
o
n
t
r
o
l

(
O
D
)
20
30
40
10
NF
13
NF+
6
PRL
5
GH
5
ACTH
n =
Figure 8.3 Box plots representing the FRa protein expression by adenoma subtypes,
by Western blot. A horizontal line in each box represents the median value of FRa
protein expression of each group. Box, the 25th and 75th percentile range of scores.
Whiskers, the highest and lowest values. Numbers of pituitaries tested in each group
were n 5 for controls, 10 for NF, 13 for NF, 6 for PRL, 5 for GH, and 5 for
ACTH-secreting adenomas. *, in NFadenomas, FRa was significantly overexpressed
compared with controls ( p 0.014), PRL ( p 0.009), GH ( p 0.014), and ACTH-
secreting adenomas ( p 0.007). **, in NF adenomas, FRa was significantly over-
expressed compared with controls ( p 0.001), NF ( p 0.041), PRL ( p 0.001),
GH ( p 0.001), and ACTH-secreting adenomas ( p 0.001).
246 Chheng-Orn Evans et al.
adenomas was properly folded and had the potential to transport folates,
specific binding of folic acid was measured in the various tumors for which
sufficient tissue was available (37 pituitary tumors and 5 normal pituitaries).
In the five normal pituitary controls, folic acid binding was 0.94.8 pmol/
mg protein, with a mean of 2.2 pmol/mg protein (Fig. 8.4). In the 10 NF
samples, binding ranged from 1.6 to 136.1 pmol/mg protein, which was
0.7- to 62-fold greater than the mean of the controls. The 13 NF
adenomas bound between 7.6 and 242.7 pmol/mg protein, which was 3-
to 110-fold higher than the mean of control samples. Folic acid binding was
very low (0.022.1 pmol/mg protein) in five PRL, five GH, and four
ACTH-secreting adenomas.
E. Immunohistochemical analysis of FRa expression
Immunohistochemical (IHC) analysis was performed in the human pituitary
tumors to determine the cellular and subcellular localization of FRa
overexpression. Frozen tissue sections from five NF, six NF, two PRL,
three GH, and two ACTH-secreting adenomas and two normal anterior
pituitary glands were used for these analyses. Three specimens of ovarian
Folic acid binding in pituitary adenomas
*
**
***
Tumor type
n = 5
Control
0
50
F
o
l
i
c

a
c
i
d

b
i
n
d
i
n
g
(
p
m
o
l
/
m
g
)
100
150
10
NF
13
NF+
5
PRL
5
GH
4
ACTH
Figure 8.4 Box plots representing folic acid binding to FRa by adenomas subtypes.
A horizontal line in each box represents the median value of folic acid binding to FRa of
each group. Box, the 25th and 75th percentile range of scores. Whiskers, the highest and
lowest values. Numbers of pituitaries tested in each group were n 5 for normal
pituitary controls, 10 for NF, 13 for NF, 5 for PRL, 5 for GH, and 4 for ACTH-
secreting adenomas. *, in NF adenomas, folate binding was significantly different
from controls ( p 0.007), PRL ( p 0.003), GH ( p 0.003), and ACTH-secreting
adenomas ( p 0.002). **, in NF adenomas, folate binding was significantly different
from controls ( p 0.001), PRL ( p 0.001), GH ( p 0.001), and ACTH-secreting
adenomas ( p 0.001). ***, in PRL adenomas, folate binding was significantly different
from controls ( p 0.047).
Folate Receptor Expression in Pituitary Adenomas 247
Figure 8.5 IHC demonstrating cytoplasmic FRa in anterior pituitary gland and
pituitary adenomas. Ovarian adenocarcinoma served as a positive control for FRa
receptor IHC. Strong immunoreactivity for FRa was present on the luminal membrane
of ovarian adenocarcinoma glands and, to a lesser extent, within the cytoplasm(A; arrow).
Ovarian adenocarcinoma did not show any immunoreactivity when the primary antibody
directed against FRa was replaced with PBS (B; negative control). Normal (nonneoplas-
tic) anterior pituitary gland showed focal weak staining for FRa in glandular cells but
248 Chheng-Orn Evans et al.
adenocarcinoma served as a positive control for FRa IHC because this
tumor type consistently expresses high levels of FRa. All of the ovarian
adenocarcinomas showed strong luminal and membranous immunoreactiv-
ity for FRa and moderate cytoplasmic staining (Fig. 8.5A, arrow). The
ovarian adenocarcinomas showed no immunoreactive staining when the
primary antibody (LK26) FRa was replaced with normal PBS (Fig. 8.5B),
indicating that there was no nonspecific staining from the secondary anti-
body. All five of the NF adenomas showed FRa expression by IHC.
Immunostaining was seen diffusely in the cytoplasm of tumor cells in these
adenomas and varied from strong in four tumors (100% of cells; Fig. 8.5D)
to moderate in one tumor (50% of cells; Fig. 8.5E). No staining was noted
within other cellular constituents of the adenoma such as vascular structures
or supporting stromal elements. The six NF adenomas that showed focal
weak staining for hormones (Fig. 8.5F, stained for LH, arrow) expressed high
levels of FRa (Fig. 8.5G, stained with LK26). Strong cytoplasmic expression
was also seen in five of these six NFtumors (100% of cells), and more than
moderate staining was seen in one tumor (80% of cells). Cytoplasmic FRa
expression in these NF adenomas was much greater than that seen in normal
(nonneoplastic) anterior pituitary glands, which showed only focal weak
staining of pituitary cells (Fig. 8.5C, arrow).
In the seven functional adenomas analyzed (two PRL, two ACTH, and
three GH adenomas), FRa expression was either totally absent (two GH
tumors, 0% of cells) or only minimally detected (15% of cells in two PRL
and three other tumors). Pituitary adenomas that showed strong staining for
PRL hormone (Fig. 8.5H) showed very light staining for FRa (Fig. 8.5I,
stained with LK26).
In this study, we have following results.
F. Selection of clones of aT3-1 cells stably expressing FRa
and mFRa
Cells (aT3-1) were transfected with expression vector containing FRa
cDNA (pZeoSV-FRa) or mutant FRa 67 (pZeoSV-FR67) or expression
vector alone (pZeoSV). After 3 weeks in 300 mg/ml Zeocin, 30 clones from
each of pZeoSV-FRa, pZeoSV-FR67, and pZeoSV-transfected cells were
none in stromal cells (C; arrow). NF adenomas that did not show any evidence of
hormone production by IHC were all immunoreactive for FRa, with the intensity of
staining various from strong (D) to moderate (E). Immunoreactivity for FRa was limited
to the cytoplasm of adenoma cells and not present in stromal cells or blood vessels. NF
adenomas that showed only focal, weak immunoreactivity for hormones (IHC for LH
shown by arrow in panel F) also showed strong cytoplasmic expression FRa (G). Pituitary
adenomas such as a prolactinoma showing cytoplasmic immunoreactivity for PRL by IHC
(H), but did not show appreciable cytoplasmic FRa (I).
Folate Receptor Expression in Pituitary Adenomas 249
selected and expanded. Three representative clones for pZeoSV-FRa
(named as FRwt-3, FRwt-11, and FRwt-14) and mutant FRa 67 (named
as FR67-9, FR67-11, and FR67-27), one clone from pZeoSV (pZeo) were
selected for further studies. Selection of clones was based on the protein
expression of FRa protein. Figure 8.6 demonstrated the protein expression
of these clones. Similar endogenous FRa protein expression was exhibited
in pZeo cells as that of aT3-1 cells. The clones transfected with pZeoSV-
FRa (FRwt-3, FRwt-11, and FRwt-14) showed high level of FRa
protein expression while the mutant FR67 clones (FR67-9, FR67-11,
and FR67-27) showed moderate high level of FRa protein expression
compared to the endogenous expression of parent aT3-1 cells and pZeo
cells. b-Actin protein revealed similar expression level in all the cells tested.
G. FRa induces cell proliferation in aT3-1 cells
To determine whether FRa affects cell proliferation, all clones were plated
at 1 10
4
/ml in 24-well plate in either folic acid-free medium or regular
medium with folic acid and were cultured for 10 days. When cultured in
regular medium containing 10 mM of folic acid, the clone transfected with
either FRa or FR67 mutant presented no difference in growth rate com-
paring with cells transfected with vector alone or parent aT3-1 cells (data
not shown). While cultured in folic acid-free medium containing 10 nM of
folic acid resembling physiological concentration of folic acid, three clones
of FRa-transfected cells (FRwt-3, FRwt-11, and FRwt-14) displayed
significantly greater proliferation rate than the cells transfected with control
vector only at all time points tested (Fig. 8.7). The three transfected clones
with FR67 mutant exhibited slightly reduced proliferation rate than the
cells transfected with vector only and significantly reduced growth rate
compared with FRwt clones (Fig. 8.7). These experiments indicate that
overexpression of FRa does induce a significant proliferation effect in aT3-
1 cell, while overexpression of mutant FR67 counteracts the proliferation
effect of FRa in these cells.
a
T
3
-
1

p
Z
e
o
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5
F
R
w
t
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7
-
9
F
R
6
7
-
1
1
F
R
6
7
-
2
7
FRa
b-Actin
Figure 8.6 Representative Western blot analysis of FRa protein (A) and b-actin
protein (B) expression in aT3-1 cells, pZeo-transfected cells, FRa-transfected clones
(FRwt-3, FRwt-11, FRwt-14) and mutation in FR67-transfected clones (FR67-9,
FR67-11, FR67-27).
250 Chheng-Orn Evans et al.
H. FRa induces cell cycle progression and PCNA expression
The cell cycle profile was determined by a BrdU incorporation assay to
address the effect of overexpression of FRa in the context of cell cycle
regulation. Cells (aT3-1) overexpressing FRa presented an increase in cells
residing in S-phase (1822%) compared with 1314% in cells transfected
with pZeo and parental cells ( p < 0.05). On the other hand, the cells
transfected with mutant FR67 displayed a decreased number of cells resid-
ing in S-phase (1012%), while no statistical significance was observed
compared with control cells. These results indicate that FRa induces cell
cycle progression in S-phase in aT3-1 cells (Table 8.4). To further confirm
that FRa overexpression influences cell proliferation, PCNA staining using
flow cytometry technique was measured in aT3-1 and derived clones.
PCNA is a nuclear antigen that is only expressed in proliferating cells and
absent in resting cells. Cells transfected with FRa (FRwt-3, FRwt-11, and
FRwt-14) exhibited higher level of PCNA expression compared with pZeo
clones and parental aT3-1 cells. On the contrary, cells transfected with
mutant FR67 showed similar or slightly lower lever of PCNA expression
compared with control cells (Fig. 8.8).
I. FRa promotes growth in soft agar assay
Cells (aT3-1) and all clones derived from aT3-1 were further tested for the
anchorage-independent growth in soft agar assay. This assay was performed
by seeding 5000 cells in a 35 mm culture dish and the number of colonies
0
10
20
30
40
0 2 4 6 8 10
Days
C
e
l
l

n
u
m
b
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r
s

(

1
0
4
)
FRwt-11
FRwt-14
FRwt-3
pZeo
Cell
FR67-27
FR67-11
FR67-9
Figure 8.7 Overexpression of FRa induces cell growth in aT3-1 cells. Cells (aT3-1)
and single clone of stable cells overexpressing FRa and mutant FR67, at an initial
concentration of 0.2 10
5
/ml, were harvested at time points indicated and counted.
Shown are mean values SD from three independent experiments, each performed in
triplicate.
Folate Receptor Expression in Pituitary Adenomas 251
larger than 20 cells formed in 2 weeks was counted. The cell growth in soft
agar was significantly increased in FRa overexpressing cells compared with
parent and pZeo cells ( p < 0.001). The cells transfected with mutant FR67
formed a significantly lower number of colonies compared with parent and
pZeo cells ( p <0.01) (Fig. 8.9). These results suggest that overexpression of
FRa in aT3-1 cells may induce cellular transformation, and the FR67
mutation abrogates this ability of FRa.
J. [
3
H]Folic acid binding
In order to determine the total amount of FRa in each cell type, the
solubilized folic acid-binding assay of each cell type was performed in two
independent experiments, each sample was done in duplicate. JAR cells and
NIH3T3 cells were used, respectively, as positive and negative control cells.
Total solubilized folic acid binding indicated that the three FRwt cells had
significantly higher binding of folic acid than the FR67 mutant, the pZeo,
and the aT3-1 cell (Fig. 8.10).
K. FRa induces aT3-1 cell growth through NOTCH3 pathway
RT-qPCR was performed to investigate the possible mechanisms involved
in induced cell proliferation by FRa overexpression in aT3-1 cells. We are
interested in studying whether FRa associates with the recognized pathways
in pituitary adenoma tumorigenesis. PTTG1, FGFR1, and estrogen recep-
tors have been proposed important roles in pathogenesis of pituitary ade-
noma. Elevated PTTG1 and FGFR1, EGFR (epidermal growth factor
receptor), and downregulated estrogen receptor have been discovered in
NF pituitary tumors (Bradshaw and Kakar, 2007; Chaidarun et al., 1994;
Gittoes, 1998; McCabe et al., 2002, 2003; Onguru et al., 2004). In our
Table 8.4 BrdU incorporation assay in folate receptor overexpressing cells
G0/G1-phase (%) S-phase (%) G2-phase (%)
aT3 78 3 14 2 8 2
pZeo 77 3 13 2 10 1
FRwt-3 71 5 20 2* 10 3
FRwt-11 67 4 22 3* 11 1
FRwt-14 70 2 18 3* 12 2
FR67-9 83 3 10 1 7 1
FR67-11 80 5 12 3 8 2
FR67-27 81 2 11 2 8 2
* p < 0.05, compared with untransfected aT3-1 cells and pZeo cells.
Mean values are from two independent experiments, each done in triplicate.
252 Chheng-Orn Evans et al.
previous report, we proposed that activated Wnt pathway and NOTCH3
pathway may be engaged in NF pituitary adenoma pathogenesis (Moreno
et al., 2005). Based on these observations, the genes selected for this study
are genes involved in Wnt pathway including SFRP1, b-catenin, PITX2,
cyclin D1, RB1, and TLE2, and the genes related to NOTCH3 pathway
including NOTCH3, ASCL-1, DLK1, HES-1, and PIT1. Other genes
involved in the pathogenesis of NF adenoma including EGFR, FGFR1
(fibroblast growth factor receptor 1), ERa (estrogen receptor a), ERb
(estrogen receptor b), PTTG1 were also examined.
FRa mRNA overexpression was confirmed by RT-qPCR in both
FRwt clones and FR67 clones, the two groups of cells displayed similar
mRNA FRa expression (data not shown). Parent aT3-1 and pZeo cells
49.00 0.06
58.80
48.57
38.75
59.92 62.00
46.70 44.65
H
i
s
t
o
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r
a
m
FRwt-3
FL1-H: PCNA-FITC
10
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50
100
150
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250
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1
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3
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4
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FRwt-11
FL1-H: PCNA-FITC
10
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250
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FRwt-14
FL1-H: PCNA-FITC
10
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250
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Negative control
FL1-H: PCNA-FITC
10
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40
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FL1-H: PCNA-FITC
10
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300
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1
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4
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pZeo
FL1-H: PCNA-FITC
10
0
100
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300
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1
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2
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3
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FR67-9
FL1-H: PCNA-FITC
10
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50
100
150
200
250
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1
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2
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3
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H
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FR67-11
FL1-H: PCNA-FITC
10
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300
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1
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2
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H
i
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FR67-27
FL1-H: PCNA-FITC
10
0
50
100
150
200
250
10
1
10
2
10
3
10
4
Figure 8.8 Flow cytometric measurement of PCNA in stably transfected and nontrans-
fected aT3-1 cells. (A) The negative control was stained with the FITC-conjugated
isotype control mAb; (B) Nontransfected aT3-1 cells; (C) pZeo cells; (D) FRwt-3
cells; (E) FRwt-11 cells; (F) FRwt-14 cells; (G) FR67-9 cells; (H) FR67-11 cells;
(I) FR67-27 cells. The results shown are representative of three different experiments.
Folate Receptor Expression in Pituitary Adenomas 253
T3-1
FRwt-3 FRwt-11 FRwt-14
pZeo
FR67-9 FR67-27 FR67-11
B
0
50
100
150
200
250
T3 pZeo FRwt-3 FRwt-11 FRwt-14 FR67-9 FR67-11 FR67-27
C
o
l
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n
y

n
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m
b
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r
s
A
p < 0.01
p < 0.001

Figure 8.9 Overexpression of FRa in aT3-1 cells induces soft agar formation. Control
clone (aT3-1, pZeo), FRa overexpressing clones, and mutant FR67 overexpressing
clones were seeded in triplicate into 0.3% agar in six-well plates at 5 10
3
/ml.
(A) After 15 days of culture, colonies containing more than 20 cells were enumerated.
Results are mean SD for three separate experiments. (B) After 15 days of culture, the
plates were counted and photographed. Representative results from three independent
experiments are shown.
254 Chheng-Orn Evans et al.
showed no ectopic FRa mRNA expression (data not shown). Three groups
of cells (FRwt, FR67, and control cells) demonstrated similar level of
endogenous FRa expression by using murine cDNA primers (data not
shown).
Interestingly, NOTCH3 mRNA expression was significantly induced in
FRwt clones ( p < 0.001) compared to that of pZeo clone. The expression
of NOTCH3 mRNA was decreased in mutant FR67 clones, but no
statistical difference was observed between FR67 group and pZeo clone
(Fig. 8.11A). HES-1 mRNA was increased in FR67 mutant clones ( p <
0.01, comparing to pZeo cells) (Fig. 8.11B) but not in FRwt clones. No
detectable mRNAs expression of DLK1 and PIT1 were observed in these
three groups of cells. There was no marked difference of the ASCL-1
expression among these cells (data not shown).
FGFR1 mRNA expression was increased in FRwt clones ( p < 0.05)
compared to that in pZeo. No significant change of FGFR1 expression was
found in FR67 mutant clones (Fig. 8.11C). While ESR1 mRNA expres-
sion showed no difference among pZeo, FRwt, and FR67 cells, the
substantially reduced ESR2 mRNA expression was observed in FRwt
clones ( p < 0.001). A lesser degree of reduced ESR2 mRNA expression
was detected in FR67 mutant clones ( p < 0.01) compared to that of pZeo
(Fig. 8.11D). However, no substantial changes of PTTG1 and EGFR were
observed in either FRwt clones or FR67 mutant clones compared to the
control cells (data not shown).
However, most of the genes involved in Wnt pathway, including
SFRP1, b-catenin, PITX2, cyclin D1, and RB1 mRNA expression
demonstrated no significant difference among three groups of cells. While
TLE2 mRNA expression exhibited an increasing tendency in all FRwt
clones compared to pZeo, no statistical difference was noticed (Fig. 8.11E).
Surprisingly, a substantial higher expression of TLE mRNA was observed in
Folic acid binding
5
0
5
10
15
20
25
30
aT3-1 pZEO FRwt-3 FRwt-11 FRwt-14 FR67-9 FR67-11 FR67-27
S
p
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c
i
f
i
c

b
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n
d
i
n
g

(
p
m
o
l
/
m
g
)
*
*
*
Figure 8.10 Solubilizedfolic acidbinding. Solubilizedfolic acidbinding was as described
inMaterials andMethods (SectionH). Meanvalueare fromtwoindependent experiments.
*p <0.05, compare with untransfected aT3-1, transfected pZeo, and FR67 cells.
Folate Receptor Expression in Pituitary Adenomas 255
FR67 mutant clones compared to that in pZeo cells ( p < 0.05). TLE2
mRNA resembled HES-1 mRNA in their expression pattern among all the
cells studied.
0
1
2
3
4
5
6
7
pZeo FRwt-3 FRwt-11 FRwt-14 FR67-9 FR67-11 FR67-27
N
o
t
c
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3

m
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A

e
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p
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s
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(
f
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c
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e
)
A
Tubulin
Actin
p<0.001
ND
pZeo FRwt-3 FRwt-11 FRwt-14 FR67-9 FR67-11 FR67-27
B
0
1
2
3
4
5
H
E
S
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1

m
R
N
A

e
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(
f
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d

c
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a
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g
e
)
Tubulin
Actin
P<0.01
ND
Figure 8.11 (continued)
256 Chheng-Orn Evans et al.
0.0
0.5
1.0
1.5
2.0
0.00
0.50
1.00
1.50
2.00
D
C
F
G
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(
f
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)
Tubulin
Actin
Tubulin
Actin
P<0.05
ND
E
S
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2

m
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A

e
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p
r
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s
s
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(
f
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c
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a
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g
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)
p<0.05
pZeo FRwt-3 FRwt-11 FRwt-14 FR67-9 FR67-11 FR67-27
pZeo FRwt-3 FRwt-11 FRwt-14 FR67-9 FR67-11 FR67-27
(continued)
Folate Receptor Expression in Pituitary Adenomas 257
L. In vivo imaging of FR expression
SPECT/CT of FolateScan (Technetium Tc-99m EC20) in pituitary tumors
is a novel imaging tracer and technique for in vivo imaging of FR expression
in clinically NF pituitary tumors that express the FR. The folate-targeted
imaging agent FolateScan (Technetium Tc-99m EC20; Endocyte, Inc.)
consists of technetium-99m conjugated to an FR ligand (EC20) in clinically
NF pituitary tumors. Because the FR is overexpressed in clinically NF
tumors, uptake of FolateScan in the tumor can serve as a marker for selection
of FR tumors for folate-targeted therapy.
To perform the study, each patient had a medical examination, met
eligibility criteria, and signed an informed consent in an IRB-approved
protocol. Baseline vital signs, blood, and urine samples were obtained for
analysis 2 h before injection. Patients received two IV injections 13 min
apart: 1 mg of folic acid and 12 ml injection of 0.1 mg/666 MBq of
FolateScan. The patients had midthigh to head planar images at 12 h
postinjection followed by imaging using a SPECT scanner with integrated
CT (GE VG/Hawkeye). Following surgery, Western blot analysis was
performed to detect folate-receptor expression in tumor samples.
Patients were imaged prior to surgery, and their planar and SPECT
images were compared to Western blot analysis. Patients had presented with
visual deficit and a hormonal profile consistent with clinically NF pituitary
0.00
0.50
1.00
1.50
2.00
2.50
3.00
3.50
T
L
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s
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(
f
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c
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a
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g
e
)
Tubulin
Actin
*
P < 0.05 (TLE2/tubulin); p < 0.01(TLE2/actin) E
ND
*
Wt-11 vs pZeo p < 0.05 (TLE2/actin)
pZeo FRwt-3 FRwt-11 FRwt-14 FR67-9 FR67-11FR67-27
Figure 8.11 mRNAs expression of NOTCH3 (A), HES-1 (B), FGFR1 (C), ESR2 (D),
and TLE2 (E) in FRa overexpressing and mutant FR67 overexpressing cells compared
with control pZeo cells. All measurements are shown relative to the expression levels of
actin and tubulin. Values are based on three independent experiments, each performed
in duplicate.
258 Chheng-Orn Evans et al.
tumor. FolateScan successfully indentifies the FR pituitary tumor. The
Western blot analysis validates that this tumor was FR positive. Similarly
in patients where the tumor was FR by FolateScan scintigraphy, this was
validated by lack of FR expression by Western blot analysis. These prelimi-
nary data demonstrate that FolateScan can successfully target FR pituitary
tumors and provide preliminary evidence that folate can be used as a delivery
system for tumor-targeted delivery of drugs into pituitary tumors (Figs. 8.12
and 8.13).
IV. Discussion
Our result demonstrates that FRa overexpression induces growth in
the NF pituitary tumor cell line aT3-1 in physiological folic acid culture
condition and soft agar. The increased cell growth in FRwt cells were
further confirmed by BrdU incorporation assay (BrdU is only incorporated
into the DNA of proliferating cells) and PCNA staining (PCNA is a nuclear
antigen that is only expressed in proliferating cells and absent in resting
cells). These results indicate that FRa overexpression may confer a growth
advantage to pituitary tumor cells. Our data are in agreement with the
observation that transfection of FRa in NIH/3T3 cells is associated with an
Tc-99m FolateScan
Protocol
2 IV injections 13 minutes
apart:
(1) 1 mg folic acid
(2) 12 mL/0.1 mg
Folatescan
(EC20) labeled with 1525
mCi Tc-99m
12 h postinjection:
Whole body imaging
SPECT/CT images follow
whole body
Tc-99m Folatescan whole body
Patient 1: Folate-Receptor positive
Patient 2: Folate-Receptor negative
Gadolinium-enhanced MRI
Tc-99m Folatescan whole body
Gadolinium-enhanced MRI
Figure 8.12 SPECT/CT of Tc-99m FolateScan in pituitary tumors. A novel imaging
tracer and technique.
Folate Receptor Expression in Pituitary Adenomas 259
increased growth rate both in vitro and in vivo (Bottero et al., 1993). Our data
are further supported by the study in the epithelial ovarian cancer that
demonstrates that FRa overexpression is significantly correlated with the
percentage of cells in the S-phase (Toffoli et al., 1997). Therefore, FRa
overexpression may present a stimulus for cell growth in NF pituitary
tumors.
The degree of FRa expression is associated with biological aggressive-
ness of ovarian neoplasms and suggests an involvement of FRa in neoplastic
progression (Toffoli et al., 1997). Functional downregulation of FRa with
specific intracellular expression of single-chain antibodies (intrabody) in
ovarian cancer cells was accompanied by reduced cell proliferation and
adhesion also supports the role of FRa in cancer progression (Figini et al.,
2003). Antisense oligonucleotides targeted to the FRa induced a dose-
dependent decrease in breast cancer cell survival. Jhaveri et al. (2004)
indirectly confirms the importance of FRa in cancer development. Alternate
mechanisms of FRa enhancement of cell proliferation have been eluci-
dated; for instance, FRa is partitioned in cellular-membrane domains in
close physical and functional association with the src-family member p53
56 lyn and the Gai-3 subunit of heterotrimeric G-proteins (Miotti et al.,
2000) and FRa expression transcriptionally regulates the expression of the
tumor suppressor gene caveolin-1 (Bagnoli et al., 2000). Upregulated FRa
has been associated with two pathways by statistical analysis of RT-qPCR
Folate-receptor positive
10/1 SPECT in target/background
CT correlation confirms uptake in pituitary
Folate-receptor negative
1/1 SPECT in target/background
CT correlation guides search for uptake
Western blot analysis FR Western blot analysis FR+
10 mg 20 mg 10 mg 20 mg
Coronal
Sagittal
Coronal
Sagittal
Patient 1 Patient 2
Figure 8.13 SPECT/CT of Tc-99m FolateScan in pituitary tumors. A novel imaging
tracer and technique. FolateScan can be used to image FR expression in nonfunctional
FR pituitary tumors and has potential as a mechanism for tumor-targeted drug/
therapy delivery.
260 Chheng-Orn Evans et al.
data in a panel of 39 microdissected ovarian carcinoma (Hough et al., 2001).
However, how FRa interacts with the genes in those two pathways has not
been examined. In another experiment, the opposite effect has been
observed in the transduction of cervical carcinoma cells with FRa cDNA,
where FRa overexpression inhibits cell proliferation (Sun et al., 1995,
1999). In a previous study, we have demonstrated that FRa is overexpressed
in NF pituitary tumors (Evans et al., 2001, 2003; Moreno et al., 2005);
however, whether the perturbation of FRa gene expression is involved
pituitary tumor cell growth is unknown.
The mutant FR67 was used in this study because it was discovered to
inhibit folate binding and uptake in MA104 cells, a monkey kidney epithe-
lial cell line, and confer a dominant negative phenotype (Orr and Kamen,
1994, 1995). Our study showed that FRa protein expression was decreased
in mutant FR67 (see Fig. 8.6). Additionally, we discovered that mutant
FR67 slowed cell growth in cell culture and remarkably reduced colony
formation in soft agar as compared with wild-type FR. Similarly, mutant
FR67 showed remarkably decreased numbers of cells residing in S-phase by
BrdU assay and reduced PCNA staining as compared with FRwt, and
slightly delayed S-phase progression and decreased PCNA staining as com-
pared with control cells.
It is suggested that elevated levels of FRa induce cell proliferation not
only by mediating folate uptake, which in turn, facilitates DNA synthesis
and replication and induces cell proliferation, but also by generating other
regulating signals. Our study found that FRa overexpressing cells had folic
acid-binding capacity significantly higher than both control cells (aT3-1
and pZeo). However, the folic acid-binding capacity in FR mutant cells was
significantly decreased ( p 0.001) when compared to FRa overexpressing
cells. Perhaps this may be part of the mechanism that FRa induces cell
proliferation in aT3-1 cells.
Tumorigenicity was determined by transplanting tumor cells subcuta-
neously in the flank of nude mice. No obvious tumor growth was observed
in any of the mice when each group of four immunodeficient mice was in-
jected with (5 10
6
cells) either FRa (FRwt-3, FRwt-11, and FRwt-14),
mutant FR67 (FR67-9, FR67-11, and FR67-27), and pZeo-transfected
and parental aT3-1 cells.
It has also been proposed that FRa may promote cell proliferation
independent of folate internalization. For example, hFR, similar to other
glycosylphosphatidylinositol-linked proteins (Horejsi et al., 1999;
Ilangumaran et al., 2000), may have a role in cell signaling processes leading
to cell growth and proliferation (Miotti et al., 2000). Our data suggest that
FRa may be associated with tissue-specific regulatory signals such as
NOTCH3 and FGFR1 to regulate cell growth.
Emerging data support the role of the NOTCH signaling pathway
in tumorigenesis and neural development. Constitutive expression of
Folate Receptor Expression in Pituitary Adenomas 261
NOTCH3-IC in the peripheral epithelium in the developing lung of
transgenic mice resulted in altered lung morphology and delayed develop-
ment, suggesting that NOTCH3 signaling could contribute to lung cancer
progression through the inhibition of terminal differentiation (Dang et al.,
2003). Moreover, transgenic mice expressing NOTCH3-IC in thymocytes
and T cells developed early and aggressive T-cell neoplasias (Bellavia et al.,
2002). NOTCH3 has been extensively studied in brain development, and
recently it has been functioned as an oncogene in the brain (Dang et al.,
2006). In our study, by RT-qPCR, we discovered that NOTCH3 mRNA
is significantly upregulated in FRwt cells and slightly reduced in FR67 cells
as compared with control pZeo cells. This observation, in conjunction with
our previous report that demonstrated that both NOTCH3 and FRa were
overexpressed in NF pituitary adenoma (Moreno et al., 2005), indicates that
FRa may correlate with NOTCH3, a brain oncogene, in promoting cell
growth and tumor formation in pituitary tumors.
A high level of mRNA and protein expression of FGFR1 has been
observed in pituitary adenomas compared with normal pituitaries. Signifi-
cantly enhanced expression of FGFR1 was observed in invasive adenomas
compared with other pituitary tumors, suggesting the receptor-mediated
mechanisms of growth factor action may be critically important in pituitary
tumorigenesis (McCabe et al., 2003). Our previous microarray study in 23
NF pituitary tumors also found increased FGFR1 expression (Moreno et al.,
2005). However, with immunohistochemistry, some researchers found that
only basic fibroblast growth factor was increased in pituitary adenoma and
the FGFR1 immunoreactivity was inversely correlated with maximum
tumor diameter (Fukui et al., 2002). By RT-qPCR, we found that
FGFR1 mRNA was upregulated in FRwt-transfected cells and ESR2
mRNA was downregulated in FRwt cells.
ERb mRNA expression was detected in the adult normal human pitui-
tary gland; however, the expression of ERb in NF pituitary tumors was
reduced when compared with normal pituitaries (Gittoes et al., 1999). This
is consistent with our microarray finding that showed decreased ERb
expression in NF human pituitary tumors. In breast cancer, a negative
correlation has been observed between ER and FRa (Rochman et al.,
1985). More recently, it has been demonstrated that ER represses both
the FRa promoter and the endogenous FRa gene expression (Kelley et al.,
2003). Our data shows that overexpression of FRa downregulates ESR2
may indicate that there may be a two-way communication between FRa
and ESR2 in pituitary tumor cells. However, whether FRa directly
or indirectly interacts with NOTCH3, FGFR1, and ESR2 requires further
investigation.
Abnormal nuclear accumulation and missense mutations of b-catenin
have been observed in 57% pituitary tumor patients, suggesting that the
upregulation of the Wnt signaling pathway plays an important role in the
262 Chheng-Orn Evans et al.
tumorigenesis and development of pituitary adenomas (Semba et al., 2001).
In our previous study, we observed mRNA overexpression in PITX2,
cyclin D1, and NF pituitary adenomas. This indicates that an elevated
Wnt/b-catenin signaling may be involved in the progression of these
tumors (Moreno et al., 2005). However, RT-qPCR of most of these
genes related to Wnt pathway fails to show mRNA alteration of SFRP1,
b-catenin, and cyclin D1. TLE2 (transducin-like enhancer of split 2), a
mammalian homologue of the Drosophila transcriptional repressor Groucho,
displayed increased expression in FR67 clones and showed a similar expres-
sion pattern as HES-1 in pZeo, FRwt, and FR67 cells. TLE2 was found to
interact and is coexpressed with HES-1 in both neural and nonneural tissues
(Grbavec et al., 1998). Furthermore, the universal Groucho/TLE corepres-
sors have also been implicated as components of the NOTCH pathway and
effectors of various other signaling cascades including the nuclear transdu-
cers of Wingless/Wnt signaling pathways, EGFR signaling, and other
receptor tyrosine kinase pathways (Hasson and Paroush, 2006). In our
previous communication, we proposed that TLE2 may serve as a link
between NOTCH3 pathway and Wnt pathway. While in this report,
TLE2 was found to be the only gene affected by FRa overexpression in
Wnt pathway. It is possible that TLE2 may act as a common cellular target
for cross-pathway regulation by FRa between NOTCH3 pathway and
other pathways.
In conclusion, our data suggest that FRa overexpression facilitates cell
proliferation and plays an important role in pituitary tumorigenesis. Poten-
tially, this finding could be exploited in order to develop new, innovative
molecular targeted treatment modalities for NF pituitary adenomas.
ACKNOWLEDGMENTS
We gratefully acknowledge financial assistance to Nelson M. Oyesiku, MD, PhD, FACS,
from the National Institutes of Health (R01-NS5143901). We thank the Department of
Neuropathology, Emory University Hospital, for the histology and IHC analysis.
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C H A P T E R N I N E
Regulation of Human Dihydrofolate
Reductase Activity and Expression
Emine Ercikan Abali, Nancy E. Skacel, Hilal Celikkaya, and
Yi-Ching Hsieh
Contents
I. Introduction 268
II. Structure and Binding of Dihydrofolate, MTX, and NADPH 269
III. Mechanism of DHFR Catalysis 272
IV. Alternative Substrates: Folic Acid and Dihydrobiopterin 273
V. Genomic Organization of DHFR 274
VI. Human Dihydrofolate Reductase Pseudogenes 276
VII. Transcriptional Regulation 276
VIII. Polymorphisms of DHFR 280
A. 19-bp deletion polymorphism in human DHFR intron-1 281
B. DHFR copy number variation in 9-bp tandem repeats 282
IX. Posttranscriptional Regulation of DHFR 283
X. Translational Regulation of DHFR 283
Acknowledgments 287
References 287
Abstract
Dihydrofolate reductase (DHFR) enzyme catalyzes tetrahydrofolate regenera-
tion by reduction of dihydrofolate using NADPH as a cofactor. Tetrahydrofolate
and its one carbon adducts are required for de novo synthesis of purines and
thymidylate, as well as glycine, methionine and serine. DHFR inhibition causes
disruption of purine and thymidylate biosynthesis and DNA replication, leading
to cell death. Therefore, DHFR has been an attractive target for chemotherapy of
many diseases including cancer. Over the following years, in order to develop
better antifolates, a detailed understanding of DHFR at every level has been
undertaken such as structure-functional analysis, mechanisms of action, tran-
scriptional and translation regulation of DHFR using a wide range of technolo-
gies. Because of this wealth of information created, DHFR has been used
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00409-3 All rights reserved.
The Cancer Institute of New Jersey, Robert Wood Johnson Medical School, University of Medicine and
Dentistry of New Jersey, New Brunswick, New Jersey 08903
267
extensively as a model system for enzyme catalysis, investigating the relations
between structure in-silico structure-based drug design, transcription
from TATA-less promoters, regulation of transcription through the cell cycle,
and translational autoregulation. In this review, the current understanding of
human DHFR in terms of structure, function and regulation is summarized.
2008 Elsevier Inc.
I. Introduction
The enzyme dihydrofolate reductase (DHFR, 5,6,7,8-tetrahydrofolate:
NADPoxidoreductase, EC 1.51.3) catalyzes the reduction of dihydrofolate
(H
2
F) to tetrahydrofolate (H
4
F) utilizing NADPH as a cofactor. H
4
F and its
derivatives are essential cofactors in the synthesis of thymidylate, purines, and
some amino acids (Figs. 9.1Aand 9.2A) (Blakley and Cocco, 1984; Futterman,
1957; Osborn and Huennekens, 1958). Inhibition of DHFR results in a
depletion of the reduced folate pools, inhibition of DNA synthesis, and cell
death. Due to its biological significance, DHFRhas proven to be an important
target of antineoplastic, antiprotozoal, antifungal, and antimicrobial drugs in
addition to its use for the treatment of other nonmalignant diseases, such as
arthritis.
Antifolates are the oldest of the antimetabolite class of anticancer drugs
and have been used in the clinic for more than four decades. The first
clinically useful antifolate was aminopterin, a tight binding inhibitor of
DHFR. Treatment with aminopterin led to the first-ever remissions in
childhood leukemia. Soon after, methotrexate (MTX) replaced aminopterin
based on animal studies showing that MTX had a better therapeutic index.
Over the following years, in order to develop better antifolates, a detailed
understanding of DHFRat every level has been undertaken such as structure
functional analysis, mechanisms of action, transcriptional and translation regu-
lation of DHFR using a wide range of technologies. Because of this wealth of
information created, DHFR has been used extensively as a model system
for enzyme catalysis, investigating the relations between structure in silico
structure-based drug design, transcription from TATA-less promoters, regu-
lation of transcription through the cell cycle, and translational autoregulation.
In this review, the current understanding of human DHFR is summar-
ized. We begin with the structure and kinetic mechanism of enzyme of
DHFR. The review then concentrates on the genomic organization, poly-
morphisms, transcriptional, and translational regulation of DHFR. We refer
readers to earlier reviews that discuss many aspects of DHFR regulation for
additional in-depth analysis (Azizkhan et al., 1993; Banerjee et al., 2002;
Blakley, 1995; Cody and Schwalbe, 2006; Hammes-Schiffer and Benkovic,
2006; Schnell et al., 2004; Slansky and Farnham, 1996).
268 Emine Ercikan Abali et al.
II. Structure and Binding of Dihydrofolate,
MTX, and NADPH
As a result of its importance, a detailed picture how DHFR works
emerged by studying its kinetics and structure; however, the most extensive
structural characterization has been done for Escherichia coli. Fortunately, the
amino acids required for catalysis and the general features of the secondary
NH
2
H
2
N
4
5
6
9
7
8
2
1
N
N
N
N
N
O
O OH
OH
O
NH
Pteridine pABA
pABG
Methotrexate (MTX)
4
2
1
5
8
7
6
9
10
OH
H
2
N
N
N N
H
NH
NH
O
O OH
OH
O
N
Dihydrofolate (H
2
F)
Glu
4
5
6 8 2
H
2
N
O
O
O
O

O P P
P
O
O
O
O
O
OH
O
HO OH HO
N
N
N
N N
NH
2
Nicotinamide
Adenine
NADPH
Phosphoribose
A
B
NADPH
Antifolate
Loop I
B
g
h
f
a
e
b
c d
F
C
E
Figure 9.1 (A) Structures and atomic numbering of methotrexate (MTX), dihydro-
folate (H
2
F), and NADPH. (B) a-Carbon representation of human DHFR complexed
with NADPH and MOT, a furo analog of folate (N-[(4-phenyl)carbonyl]-L-glutamic
acid). b-Sheets are labeled with lower case letters and a-helices are labeled with upper
case letters (PDB code 1hfq) (Cody et al., 1998).
Human Dihydrofolate Reductase 269
structures have been conserved throughout the evolution expect in protozoa
and plants where DHFR is fused to thymidylate synthase as a bifunctional
enzyme.
DHFR shares a modified version of a common motif that is highly
conserved within the enzymes that bind NAD(H) or NADP(H). This
motif called the dinucleotide-binding domain, or Rossmann fold consists
of an open, six-stranded, parallel b-sheet flanked on each side by a-helices
(Bottoms et al., 2002; Carugo and Argos, 1997a,b; Rossmann et al., 1974).
In the case of DHFR, several parallel and antiparallel b-strands are inter-
calated by a-helices (Carugo and Argos, 1997b).
Human DHFR is a monomeric protein of 186 amino acids with a
molecular weight of 21,544 Da (Blakley, 1995). The core of the human
DHFR has an eight-stranded b-sheet consisting of seven parallel strands and
a carboxy-terminal antiparallel strand. The seventh strand consists of two
consecutive strands, bG1 and bG2 due to a seven-residue disruption
between residues 160 and 167, resulting in a tight turn. Five a-helices are
HN
N
2
2
2
2
1 1
5
5
8 8
7 7
6
6
5
5
6
6
4
4
4
4
N
H
H
2
N
N
H
N
H
2
N
H
2
N
HN H
O
O
N
N
H
N
N
H
O
R
1
R
2
R
2
R
2
H
2
N
A
O
B
H
+
B
E
NADPH

H
2
F
E
NADP
+

H
4
F
E
NADPH

H
4
F
E
H
4
F
E
NADPH
225s
1
84s
1
14mM
1
s
1
0.7mM
1
s
1
4.4mM
1
s
1
100s
1
94s
1
98mM
1
s
1
1360s
1
37s
1
Figure 9.2 (A) Reduction of H
2
F by DHFR. (B) Kinetic scheme of the catalytic cycle
of DHFR denoted as E. The five kinetic intermediates and the rate constants at pH 7.65
at 20

C are shown (Blakley, 1995).
270 Emine Ercikan Abali et al.
packed against the b-sheet core (Fig. 9.1B). The helix aE
0
, which is imme-
diately after aE is perpendicular to aE and may have emerged due to five
residue insertion in human DHFR relative to bacterial enzymes (Davies
et al., 1990). In addition, vertebrate including human DHFR has one left-
handed, type II polyproline-like helix, which is not present in E. coli.
Another deviation fromE. coli DHFRis the presence of a cis-peptide linkage,
one between residues Arg65 and Pro66. The other cis-peptide linkage is a
conserved structural feature of all DHFRs and is between residues Gly116
and Gly117, which are near the nicotinamide-binding site (Blakley, 1995;
Cody and Schwalbe, 2006; Davies et al., 1990). The active site cleft is formed
at the junction of two subdomains: a larger subdomain that binds the
adenosine portion of NADPH and the smaller loop domain. The active
site is enclosed in a large hydrophobic pocket surrounded by the a-helix B,
the central b-sheets (a, e, and b) and the loop 1. Two polar groups, Glu30 and
Arg70 at each end, seal this hydrophobic pocket. The acidic residue, Glu30
interacts with the 2-amino group and N3 of the pteridine ring folate and
the 2-amino group and N1 of MTX. The basic group, Arg70 interacts
with the a-carboxylate of the glutamate moiety of both the substrate and
the inhibitor. The nicotinamide moiety also resides in this deep hydrophobic
pocket in the vicinity of the substrate, but the rest of the NADPHbinds in an
extended conformation with the 2
0
-phosphoADP-ribose moiety occupying
a cleft which includes the carboxy-terminal ends of five strands of b-sheet
(Cody et al., 1992).
The conformation of vertebrate DHFRs including human DHFR is
more rigid than E. coli DHFR. However, the amino acids required for
catalysis and the general features of the secondary structures, as well as the
kinetic pathways are all conserved throughout the evolution with the
exception of the flexibility of the enzymes between vertebrates and E. coli.
Comparison of crystal structures of DHFR reveals that unlike E. coli
DHFR, vertebrate DHFRs lack loop 1 motion and subdomain rotation
(Met20 loop in E.coli) structures (Sawaya and Kraut, 1997). While there are
no obvious structural explanation for the lack of subdomain rotation in
vertebrates, there are three structural differences between vertebrate and
E. coli DHFR that may give rise to the rigidity of vertebrate DHFRs:
insertion of a left-handed polyproline-type helix in vertebrate DHFRs
loop 1, Gly20 in the loop 1 of vertebrate DHFR instead of an asparagine
which creates a stable b-hairpin, and the truncation of the vertebrates GH
loop preventing the formation of hydrogen bonds with loop 1.
The structures of folate and MTX are essentially the same except for the
4-amino group and a methyl group attached to N10 in MTX instead of a
4-oxo group and hydrogen attached to N10 of folate (Fig. 9.1A). However,
MTX binding to human DHFR is quite different than that of folate,
consequently making different interactions with the active site residues.
MTX is protonated at the N1 position of the pteridine ring and is also
Human Dihydrofolate Reductase 271
rotated 180

about the C6C9 as compared with the pteridine ring of folate.


As a result, the carboxylate group of Glu30 interacts with the 2-amino
group and N3 in the case of folate and N1 and the 2-amino group of MTX.
These differences form the basis for the extremely tight binding of MTX
(K
i
1.2 pM) as compared to folate (K
m
0.08 mM) (Ercikan et al.,
1993b).
III. Mechanism of DHFR Catalysis
DHFR catalyzes the reduction of 7,8-dihydrofolate to 5,6,7,8-
tetrahydrofolate using NADPH as the hydride donor. Specifically, the
pro-R hydrogen of NADPH is transferred to C6 of the pteridine ring
with concomitant protonation at the N5 position (Fig. 9.2A) (Benkovic
and Hammes-Schiffer, 2003). The kinetic mechanism of E. coli and human
DHFR catalysis are studied extensively by several groups (Blakley, 1995;
Hammes-Schiffer and Benkovic, 2006; Sawaya and Kraut, 1997; Schnell
et al., 2004). Although the kinetic pathways for both E. coli and human
DHFR are very similar, the conformational changes leading to catalysis is
different. Under steady-state turnover conditions at the cellular concentra-
tions of substrate and cofactor, the enzyme (E) cycles through five kinetic
intermediates (E) with the substrate (H
2
F), product (H
4
F), and the cofactor:
the holoenzyme E:NADPH; the Michaelis complex E:NADPH:H
2
F; and
the three product complexes, E:NADP:H
4
F, E:H
4
F, and E:NADPH:
H
4
F (Fig. 9.2B) (Blakley, 1995; Hammes-Schiffer and Benkovic, 2006;
Sawaya and Kraut, 1997; Schnell et al., 2004). The ternary substrate com-
plex, E:NADPH:H
2
F is rapidly converted to the ternary product complex,
E:NADP:H
4
F. However, a distinctive characteristic of the DHFR-catalyzed
reaction is that H
4
F is not released after this chemical transformation step.
Hence after hydride transfer, NADPH replaces NADP before the release
of H
4
F, which is the rate-determining step at physiological pH. The coordi-
nation of ligand binding and release is maintained by a strong negative
cooperativity of the binding of NADPH and H
4
F to DHFR.
In the catalytic cycle of all DHFRs, the conformation of the enzyme
changes and has been shown that these molecular motions are essential for
the enzyme catalysis. It is elegantly demonstrated in E. coli DHFR that these
conformations are not induced by ligands, but rather the ligand-bound
conformation is present in solution as a minor conformation. Once the
ligand binds to the minor conformation, it shifts the equilibrium so that
the ligand bound conformation becomes the major conformation
(Hammes-Schiffer and Benkovic, 2006; Schnell et al., 2004).
In E. coli DHFR, the major conformational changes in the five inter-
mediates of the kinetic scheme occur in the Met20 loop (residue 924 in
272 Emine Ercikan Abali et al.
E. coli numbering) and the substrate-binding pocket. The Met20 loop
adopts four different conformational states, denoted as open, closed, and
occluded or disordered states depending on the identity of the ligand. While
the occluded and the closed conformations have been observed in solution
in NMR experiments, the open and the disordered conformations has been
observed only in crystal forms. The open conformation resembles an
intermediate conformation between the occluded and the closed states.
The disordered state may represent the time-averaged fluctuations between
the closed and occluded conformations (Sawaya and Kraut, 1997; Schnell
et al., 2004). The Met20 loop assumes the closed conformation in the
holoenzyme and the Michaelis complex where the substrate and cofactor
are correctly aligned for the hydride transfer within the active site. The
Met20 loop occludes the nicotinamide ring from binding in the active site
in the three product complexes, namely E:NADP:H
4
F, E:H
4
F, and
E:NADPH:H
4
F. Thus, the loop movement is coordinated with the five
kinetic intermediates in the catalytic cycle. In contrast to the flexible
movement of Met20 loop in E. coli, in the structures of all vertebrates, the
loop 1 region (Met20 loop in E. coli) was only found in closed conforma-
tion. However, instead of a loop movement, the flexibility in human
DHFR is achieved by the two conformations of phenylalanine 31 in
order to regulate the entrance to the active site (Sawaya and Kraut, 1997;
Shrimpton et al., 2003). After substrate binding to the active site, the
interactions between the paraaminobenzoylglutamate (pABG) moiety of
folate allow DHFR to adopt the closed conformation. In summary, two
different mechanisms for introducing flexibility evolved in vertebrate and
bacteria to reduce H
2
F to H
4
F suggesting that such motions are essential to
coordinate catalysis.
IV. Alternative Substrates: Folic Acid and
Dihydrobiopterin
H
2
F and its polyglutamylate forms are the major substrate of DHFR,
although the fully oxidized folate and biopterin are poor substrates of
DHFR. In January 1998, Food and Drug Administration initiated the folic
acid fortification program, which requires addition of 0.431.4 mg folic acid
per pound to enriched flour. For folic acid to be converted to the physio-
logically useful form found in the blood stream, 5-methyltetrahydrofolate,
folic acid is reduced to H
4
F in the upper small intestine or in the liver by
DHFR. Due to the increase in intake of folic acid in recent years and low
expression of DHFR, unmetabolized folic acid enters the systemic circula-
tion in people, which may affect one carbon metabolism negatively (Wright
et al., 2007).
Human Dihydrofolate Reductase 273
Binding affinity of DHFR and the turnover for the reduction of folate
by DHFR is much lower towards folate than the natural substrate, H
2
F. The
basis for this discrepancy is due to the formation of a dead-end complex of
E:NADP:folate, from which either ligand can dissociate very slowly to form
productive enzyme complex (Blakley, 1995).
DHFR also catalyzes the reduction of dihydrobiopterin (BH2) to tetra-
hydrobiopterin (BH4), which serves as a cofactor in nitric oxide (NO)
synthesis (Abelson et al., 1978). Dysregulation of NO synthesis by endothe-
lial NO synthase (eNOS) has been implicated in the development of
atherosclerosis. Restoration of NO synthesis may be critical for prevention
and treatment of cardiovascular diseases. NO is synthesized by eNOS using
the cofactor BH4. During vascular oxidative stress, BH4 is oxidized to BH2
making BH4 limiting, thus impairing eNOS function. BH2 is reduced to
BH4 by DHFR, suggesting a key role of this enzyme in maintaining BH4
levels (Chalupsky and Cai, 2005).
The dissociation constant of H
2
F (K
d
0.12 mM) from DHFR is
250-fold lower than that of BH2 (K
d
31 mM) (Tsay et al., 1990). Apossible
explanation for the reduced rate of reduction of BH2 is the lack of the
paraaminobenzoylglutamate (pABG) in BH2 which has been shown to
induce a closed conformation in the active site of DHFR, hence retention
of the substrate in the active site for the reduction reaction (Shrimpton
et al., 2003).
V. Genomic Organization of DHFR
The functional DHFR gene (GeneID: 1719) is located at chromo-
some 5q11.2-q13.3. It was cloned, mapped, and sequenced by the Nienhuis
and Attardi laboratories (Chen et al., 1982, 1984; Masters and Attardi, 1983;
Maurer et al., 1984, 1985). The DHFR gene is 30 kb long and contains six
exons and five introns with strictly conserved intron/exon boundaries. The
approximate length of the introns varies between 0.35 kb (intron 1) and
11.4 kb (intron 3). After pre-mRNA processing, the most abundant DHFR
transcript is 3,800-nucleotide long. The other two transcripts are 800 and
1,000 nucleotide in size. The reason for different length of transcripts is the
utilization of the three different polyadenylation signals found in exon 6.
Exon 1 and 6 contains the 5
0
untranslated region (5
0
UTR) plus 83 nucleo-
tides after the start codon and the entire 3
0
UTR plus 75 nucleotides before
the stop codon, respectively. The coding region is only 564 nucleotides
long and encodes a 21-kDa, 186-residue protein.
Since dhfr is a housekeeping gene, it contains multiple GC boxes but
lacks the canonical TATA box, which is known to direct transcriptional
initiation. Moreover, the human dhfr gene possesses a bidirectional
274 Emine Ercikan Abali et al.
promoter transcribing the synthesis of a DNA mismatch repair protein,
MSH3 from the opposite strand in the opposite direction (Shinya and
Shimada, 1994; Watanabe et al., 1996). The two major transcriptional
start sites of the two genes are separated by only 90 nucleotides. This
bidirectional promoter is composed of multiple GC boxes and two initiator
elements. The human dhfr contains two promoters. The major transcripts
from the downstream promoter codes for 99% of DHFR mRNA (Blume
et al., 2003; Martianov et al., 2007). The minor transcript initiates 400
nucleotides upstream from the major transcription site and it is shown to
repress the transcriptional activity of the major core promoter (Fig. 9.3).
Chromatin structure of human dhfr have been studied extensively by
Shimada et al. (1986) and is similar to that of mouse and hamster (Azizkhan
et al., 1986; Mitchell et al., 1986; Pemov et al., 1995). All of the CpG islands
in the dhfr gene are fully methylated and there are no DNAse hypersensitive
sites except the 1.1 kb region which includes the promoter region. The
normal nucleosome pattern is interrupted in the 5
0
promoter region of the
gene and displays nucleosome-free zones from 760 to 150 bp relative to
the major transcriptional start site. Furthermore, there is a nucleosome
resistant region within the nucleosome-free promoter region that is occu-
pied with a nuclear multi-protein complex. Shimada et al. (1987) stably
transfected a fully methylated human DHFR minigene into Chinese ham-
ster ovary cells and found that the promoter of the integrated minigene
restored its methylation pattern to that of the normal dhfr gene in its natural
chromosomal context, suggesting that the formation of the characteristic
chromatin is an intrinsic property of the nucleotide sequence.
dhfr minor
IV
A
B
GGGGCGGGGGGGCGGGGCCTCGCACAAATGGGGACGAGGGGGGCGGGGCGGCCACAATTTCGCGCCAAACTTGA DHFR coding
CCCCGCCCCCCCGCCCCGGAGCGTGTTTACCCCTGCTCCCCCCGCCCCGCCGGTGTTAAAGCGCGCTTTGAACT non-coding
III II I
+1
dhfr major MSH3
Figure 9.3 (A) Genomic organization of dhfr is drawn according to the scale. The
number of nucleotides between each circle is 100. Nuclease resistant region is under-
lined and the nucleosomes are shown as large cylinders. Transcription factors are
represented as follows: The two overlapping E2F sites are indicated as two small
cylinders flanking the major transcription site of DHFR. Small rectangular boxes
represent the overlapping GC boxes. The two large black boxes represent the first
two exons of DHFR. (B) The bidirectional core promoter is enlarged to show this
region in detail. The consensus sequences of four G/C box recognition sequences for
Sp factor binding region are boxed. The two overlapping E2F recognition site are
underlined. Major transcription start site is shown as 1.
Human Dihydrofolate Reductase 275
VI. Human Dihydrofolate Reductase
Pseudogenes
There is one functional DHFRgene located in the region of q11.1-q13.3
region of chromosome 5 and at least four pseudogenes interspersed on several
chromosomes. Three of the DHFRpseudogenes are located on chromosomes
3, 6, and 18 (Anagnou et al., 1984; Blakley and Sorrentino, 1998; Maurer et al.,
1984, 1985; Polymeropoulos et al., 1991). These pseudogenes presumably
have no activity, since unlike hDHFR they were not amplified in MTX-
resistant cell lines (Anagnou et al., 1984; Chen et al., 1982, 1984).
The first two DHFR pseudogenes, hDHFR-c
1
and hDHFR-c
2
, were
identified while studying the chromosomal organization of hDHFR. The
official symbols for these pseudogenes are DHFRP1 (GeneID: 573971) and
DHFRP2 (GeneID: 1721), and they are located on chromosomes 18 and 6,
respectively. They lack introns but contain poly(A) tracts at their ends
suggesting that they are derived from the functional processed DHFR
mRNA through chromosomal transposition that integrated into different
chromosomes (Anagnou et al., 1984; Chen et al., 1984).
The coding sequence of DHFRP1 was found to be identical to that of
the exons 26 of the functional hDHFR gene and contains the open reading
frame plus 2.9 kb of 3
0
UTR. DHFRP1 has a novel form of polymorphism
in humans with distinct racial distribution of 94% in Mediterranean origin,
77% in Asian Indians, 67% in Chinese, 57% in Southeast Asians, and 32% in
American blacks suggesting that the transposition of this pseudogene took
place before to the origin of the human racial groups (Anagnou et al., 1988).
The pseudogene DHFRP2 is only 93% homologous to the functional
hDHFR and contains several in-phase termination codons in its three
reading frames. A polymorphism is also detected in DHFRP2 in which
there is the C to A substitution in the eighth AAAC in a short tandem repeat
(Polymeropoulos et al., 1991). This mutation is shown to be widespread in
five continents with a high frequency (Perez-Lezaun et al., 1996).
The pseudogene DHFRP3 which lacks introns contains only the 3
0
half of
the DHFR coding sequence and a tract of nine adenines 90 bp downstream
fromthe end of the coding sequence and a member of the Alu element within
the DHFR coding region (Shimada et al., 1984). The pseudogene DHFRP4,
also known as cHD1 is 92% homologous to the functional DHFR mRNA
and completely lacks introns (Masters et al., 1983).
VII. Transcriptional Regulation
DHFR expression is regulated at many levels. Cellular transcription
is regulated not only by the transcription factors, but also through chro-
matin remodeling involving acetylation and methylation of histones.
276 Emine Ercikan Abali et al.
Histone acetyl transferase (HAT) may be recruited to the DNA after
transcriptional factor binding, thereby enhancing nucleosomal relaxation
followed by increased transcription. Furthermore, transcription factors can
bind directly to histone deacetylases (HDAC) that remove acetyl groups
from histones and stabilize nucleosomal structure leading to repression of
transcription (Roberts and Orkin, 2004). DHFR transcription has been
studied extensively in terms of acquired drug resistance since DHFR is
the target for one the most commonly used anticancer drugs, MTX
(Banerjee et al., 2000, 2002). In addition, the DHFR promoter has been
used as a model to study TATA-less promoters (Azizkhan et al., 1993) and
cell cycle regulated genes (Slansky and Farnham, 1996). Although expres-
sion of DHFR is induced dramatically at the G1/S boundary after growth
stimulation, dhfr mRNA is present throughout the cell cycle suggesting that
there is a continuous transcription of DHFR at low levels throughout the
cycle (Slansky and Farnham, 1996).
Transcription factors are grouped into classes as basal factors and regu-
latory factors. Basal factors interact with the minimal or proximal promoter
region and they are required and sufficient for accurate transcription.
Regulatory factors, on the other hand, interact with gene-specific regions
to stimulate transcription. However, since DHFRhas a TATA-less promoter,
the distinction between basal and regulatory factors is not clear. The key
proteins required for regulation of the dhfr promoter are two transcription
factors: Sp1 and E2F1. Sp1 binds to G/C box sequences in the promoter.
These sequences are consensus decanucleotide (5
0
GGGGCGGGGC 3
0
).
The sequence that mediates E2F1 binding on human DHFR is 5
0
TTTCGCGCCAAA 3
0
that is close to the transcription start site and is
conserved among human, mouse, and hamster.
Sp1 is important for both basal and regulated transcription of DHFR.
In in vitro and in vivo footprinting experiments, Sp1 is always bound to the
promoter. In TATA-less promoters, Sp1 substitutes for TATA-binding
protein in initiating the basal transcriptional machinery (Schilling and
Farnham, 1994). Deletion of the GC box in hamster dhfr abolishes expres-
sion even in the presence of the E2F-binding site, suggesting that Sp1 is
required for transcription of dhfr and that E2F site is an activator of
transcription.
There is dispute on the assignment of specific roles of Sp1 and E2F in
regulation of DHFR gene expression. Unlike many E2F-dependent genes
whose cell cycle regulation is clearly dependent on E2F, there is conflicting
data on the role of E2F on the transcription of dhfr. While in some studies,
E2F sites alone are adequate to induce transcription after growth stimulation
(Slansky et al., 1993), in other studies, the binding of Sp1 to the proximal
GC box of the dhfr promoter is growth regulated (Black et al., 1999; Chang
et al., 2001; Park et al., 2003). Even though DHFR is used as a prototype to
study cell cycle regulation through E2F activation, it is only one of the few
E2F-dependent genes in which E2F appears to play an important role in
Human Dihydrofolate Reductase 277
both repression and activation of transcription (Fry et al., 1999; Schilling and
Farnham, 1994). In mouse embryo fibroblasts (MEFS) lacking both p107
and p130, unlike thymidylate synthase, thymidine kinase and ribonucleo-
tide reductase that are E2F-regulated genes involved in DNA replication,
DHFR was not derepressed in G0G1, but was the only gene that was
prematurely induced after serum stimulation. In addition, DHFR was
normally regulated in Rb negative MEFS (Hurford et al., 1997). Chang
et al. (2001) speculate that these puzzling findings are due the unique
arrangement of Sp1 and E2F sites in the dhfr promoter.
Recent studies have shown that Sp1 and E2F cooperate in regulating dhfr
gene expression through directly interacting with each other and also
through the master regulator, tumor suppressor protein, Rb and two
other Rb homologues, p107 and p130, collectively known as pocket
proteins. Rb and the other related pocket proteins bind to members of
the E2F family of transcription factors and regulate cell cycle progression
from G1 to S (Nevins, 2001). E2F13 are known to bind Rb and they are
known as activators of transcription, whereas E2F4 and 5 are repressors and
they are bound to p107 or p130, the other pocket proteins. Rb accom-
plishes transcriptional repression by recruiting a myriad of corepressors to
E2F-regulated promoters (Roberts and Orkin, 2004). In quiescent or
terminally differentiated cells, E2F4 or E2F5 are bound to p107 or p130.
Phosphorylation status of Rb changes during the cell cycle. The hyperpho-
sphorylated Rb is inactive and is predominantly found in proliferating cells,
whereas the hypophosphorylated active form is abundant in quiescent or
differentiating cells. Mitogenic stimulation of quiescent cells induces activa-
tion of cyclin D-dependent kinase (cdk) 4(6) which phosphorylate pRb
leading to dissociation of Rb from E2F, allowing free E2F to activate
transcription of genes involved in cell cycle progression and in DNA
replication. For example, DHFR activity during this transition from G1
to S increases by tenfold. The biological relevance of the Rb-E2F pathway
is emphasized by the fact that in many cancers this pathway is dysregulated
leading to an increase in free E2F activity. According to the current
model, in G0 and early G1, chromatin modifiers such as the Sin3B-HDAC
complex, members of the ATP-dependent complex SWI/SNF, and histone
H3 methyltransferase are in complex with p130, masking the transactivation
domain of E2F, thereby repressing transcription. In mid to late G1, p130 is
replaced by p107 and then by Rb in the late G1 and S phases. After
mitogenic simulation, cyclin-dependent kinases 4 and 6 are activated by
cyclin D, which in turn phosphorylates pocket proteins. This allows the
switch from repressive E2Fs to activating E2Fs and the recruitment of
histone acetyltransferase leading to G1S transition (Fig. 9.4).
Just like E2Fs, Sp1 has been reported to interact directly with pRb and
p107 as well as E2F13 and HDAC (Chang et al., 2001; Noe et al., 1998).
While Rb protein induces Sp1 driven transcription, HDAC represses
278 Emine Ercikan Abali et al.
transcription (Chang et al., 2001; Doetzlhofer et al., 1999). Furthermore,
physical interaction of E2F with Sp1 synergistically activates transcription of
Drosophila and Chinese hamster DHFR (Lin et al., 1996).
Other studies also support the notion that DHFR is regulated differently
from the other E2F-dependent genes. For example, while E2F1 expression
correlated with thymidylate synthase expression, it correlated with DHFR
HDAC
HDAC
Rb
SP1
Rb
SP1
Rb
SP1
Rb
SP1
p130
P
p130
P
Rb
Rb
P
P
P P P
P
Cyclin D
CDK4
P P
Rb
mSin3B-HDAC
Suv39H1
mSin3B-HDAC
Suv39H1
SWI/SNF
SWI/SNF
SWI/SNF
E2F-
4,5
DP1
E2F-
4,5
DP1
E2F-
4,5
E2F-
4,5
DP1
HAT HAT
Late G1
E2F-
1-3
DP1
Rb
G0
Early G1
Figure 9.4 A model for E2Fs and Sp1 mediated transcriptional regulation of dhfr. The
bent arrow represents the major transcription start site. In G0 and early G1, chromatin
modifiers such as the Sin3B-HDAC complex and histone H3 methyltransferase are in
complex with p130, masking the transactivation domain of E2F, thereby repressing
transcription. In mid to late G1, p130 is replaced by p107 and then by Rb in the late G1
and S phases. After mitogenic simulation, cyclin-dependent kinases 4 and 6 are acti-
vated by cyclin D, which in turn phosphorylates pocket proteins. This allows the switch
from repressive E2Fs to activating E2Fs and the recruitment of histone acetyltransferase
leading to G1S transition. Sp1 interacts directly with pRb and p107 as well as E2F13
and HDAC. While Rb protein induces Sp1 driven transcription, HDAC represses
transcription.
Human Dihydrofolate Reductase 279
expression to a lesser extent in osteosarcoma patients (Sowers et al., 2003).
These findings were similar to that of the cytotoxicity profile of
5-fluorouracil (5-FU), a TS inhibitor and MTX, a DHFR inhibitor; HT-
1080 cells overexpressing E2F1 were less sensitive to a 5-day exposure to
5-FU whereas there is no appreciable increase in resistance to MTX, a
DHFR-specific drug (Banerjee et al., 1998).
Recently, another layer of transcriptional regulation of DHFR was
reported (Blume et al., 2003; Martianov et al., 2007). As shown in Fig. 9.3,
DHFR has a minor transcription start site, which is 400 nucleotides
upstream of the major transcription site (Blume et al., 2003; Fujii and
Shimada, 1989; Martianov et al., 2007; Masters and Attardi, 1985). The
minor transcript is present in the nucleus and it is not translated into a protein
product. This noncoding transcript initiates from the minor promoter and
terminates within the second promoter. Blume et al. (2003) demonstrated
that in vitro, the noncoding transcript inhibits transcription from the major
promoter through altering the transcription pre-initiation complex assem-
bly. In quiescent cells, transcriptional repression of DHFR from the major
promoter is regulated by this minor transcript (Martianov et al., 2007).
VIII. Polymorphisms of DHFR
Single-nucleotide polymorphisms (SNPs) are present in 1% of the
human genome. SNPs might occur in coding region or noncoding region;
the former may lead to defective protein due to amino acid changes, the
latter may affect the gene transcription, RNA splicing, or RNA stability.
To date, no polymorphism within the coding region of DHFR have
been found possibly due to the critical role of enzyme (Banerjee et al., 2002;
Blakley and Sorrentino, 1998; Gellekink et al., 2007; Parle-McDermott
et al., 2007). Although there are many SNPs of DHFR found from various
human genomic DNA databases, most have not been analyzed further. The
first functional SNP of DHFR discovered by Saikawas group (Goto et al.,
2001) is 829C > T in the 3
0
UTR. They identified this SNP from 37
children with acute leukemia (25 acute lymphoblastic leukemia and 7
acute myeloblastic leukemia), as well as from 83 healthy Japanese children
fromage 0.75 to 15 years. Two SNPs were found: A732T>Aand 829C>T
in the 3
0
UTR. A 732T > A in the 3
0
UTR was observed in all alleles in
this study and may be a specific polymorphism in Japanese population.
Although 14.2% of this Japanese population had 829C > T substitution,
outcome to treatment could not be assessed because of the small number
of occurrences of this SNP. However, the 829T/T mRNA expression
level was higher than 829C/C in random cases studies (Goto et al., 2001).
The increased mRNA expression was shown to be due to improved
280 Emine Ercikan Abali et al.
message stability concomitantly leading to higher levels of DHFR protein
and resistance to MTX in a DHFR negative Chinese hamster cell line
transfected with 829T/T variant of DHFR and compared to the 829C/C
variant (Mishra et al., 2007). This SNP has not been detected in a non-
Japanese American patient cohort (Mishra et al., 2006) or in the Irish
population (Parle-McDermott et al., 2007).
Another SNP, 721A > T in the 3
0
UTR of DHFR was identified in the
Irish population by Parle-McDermott et al. (2007) while screening for the
829SNP. Approximate frequencies of the DHFR 721A/A, 721A/T, and
721T/T are 50%, 43%, and 7%, respectively. Since lack of folate during
pregnancy and polymorphisms within the 5,10-methylene tetrahydrofolate
reductase is found to contribute to neural tube defects (NTD) including
spina bifida (Botto and Yang, 2000), the 721SNP was analyzed for its
significance in NTD cases (n 238), mothers of cases (n 280), fathers
of case (n 279), and control (n 256). However, no correlation was
found between this SNP and NTDs. The role of this polymorphism on
DHFR expression was not explored.
A. 19-bp deletion polymorphism in human DHFR intron-1
It has been shown that intron-1 might play a regulatory role in expression of
DHFR. While mouse DHFR deletion of exon-1 and intron-1 reduces the
promoter transcriptional activity (Farnham and Means, 1990); hamster
DHFR intron-1 is required for protein translation and stability (Noe
et al., 2003). Recent studies showed that a 19-bp deletion in DHFR
intron-1 might correlate with the risk of developing various diseases
where folate metabolism has been shown to be important. Some of these
diseases are spina bifida, preterm delivery, autism, cardiovascular disease,
and breast cancer (Adams et al., 2007; Gellekink et al., 2007; Johnson et al.,
2005; Parle-McDermott et al., 2007; van der Linden et al., 2007; Xu et al.,
2007). There are conflicting results from different laboratories about the
significance of this polymorphism, and the mechanism by which DHFR
and folate regulation is altered remains unclear.
Johnson et al. (2004) discovered the polymorphic 19-bp deletion within
intron-1 of DHFR from 157 spina bifida families and 219 unrelated,
unaffected controls. The genotype analysis showed that the frequencies of
control individuals differed significantly from two allele deletion homozy-
gote mothers of spina bifida cases, but not in spina bifida patients or fathers
of patients (Czeizel and Dudas, 1992; Rhoads and Mills, 1986). The same
laboratory later demonstrated a positive correlation between pregnant
women who take low dosage of folate supplements and spina bifida. This
group hypothesized that since there is an Sp1-binding site within the region
where the deletion occurs, DHFR expression decreases, hence lowering the
reduced folate pools in the cells (Gee et al., 1992). However, it was shown
Human Dihydrofolate Reductase 281
that homozygote 19-bp deletion increased DHFR message levels about 1.5-
to 5-fold compared to nondeletion controls (Parle-McDermott et al., 2007;
Xu et al., 2007). Furthermore, in Irish population 19-bp deletion allele is a
maternal protective allele, that is, NTD-risk pregnancy was lower in mothers
with the deletion allele. The differences between the two studies were the
size and the genetic background of the two populations under study and the
folate supplementation. While the Irish study had more patients, they did not
correlate folate levels with outcome. Johnson group had patients with mixed
ethnicity, but measured folate levels of mothers. In another study, the 19-bp
deletion was not associated with spina bifida risk in mothers and children
DHFRexpression was similar in patients with the deleted allele to that of the
patients with the wild-type genotype (van der Linden et al., 2007).
DHFR 19-bp deletion polymorphism was also found to increase the risk
of pretermdelivery and lowbirth weight in the presence of lowdietary folate
( Johnson et al., 2005). Furthermore, this polymorphism was associated
with lowhomocysteine, with decreased risk of cardiovascular and congenital
abnormalities ( Johnson et al., 2005; Wald et al., 2002) and with greater breast
cancer risk in multivitamin users (Xu et al., 2007).
Combinational polymorphism studies analyzed whether folate-related
enzymes were involved autism disorders, impaired social communication,
and interactions with restricted behavior patterns due to neuro-
developmental defects (Olney et al., 1981; Tunnicliff and Ngo, 1977).
The risk of autism was studied in relation to several folate-related gene
variants present in methionine synthase reductase, methionine synthethase,
reduced folate carrier, glutamate carboxypeptidase II, methylene tetrahydro-
folate reductase, and the DHFR 19-bp deletion. Analysis of the individual
folate polymorphisms showed that only the 19-bp DHFR deletion was a
significant risk factor for autism (Padmanabhan and Shafiullah, 2003).
B. DHFR copy number variation in 9-bp tandem repeats
By sequencing the coding region, including intronexon boundaries, and
UTRs of the DHFR gene from 20 Caucasian individuals, Heijers group
identified 10 polymorphisms, including the 19-bp deletion. A 9-bp tandem
repeat, 492 nucleotides upstream from the major transcriptional initiation
site was highly polymorphic with alleles ranging from 3 to 9 repeats
(Gellekink et al., 2007). As mentioned earlier, 99% of DHFR expression
starts from the major core promoter, which is 71 bases upstream from the
translational start site. Although this polymorphism may affect the regula-
tion of the noncoding RNA that regulates the transcription from the major
promoter, the length of this repeat was not associated with homocysteine
and folate levels in serum or red blood cells. Furthermore, no increased risk
for spina bifida was associated with this polymorphism in mothers (van der
Linden et al., 2007).
282 Emine Ercikan Abali et al.
IX. Posttranscriptional Regulation of DHFR
Recently, a new posttranscriptional mechanism of gene regulation has
been found in mammalian cells and plants. microRNAs (miRNA) are 22
nucleotide noncoding RNAs and act by translational repression, mRNA
cleavage, mRNAdeadenylation, or transcriptional silencing. miRNAs share
the RNAi machinery to form hybrids with target mRNA by anchoring the
3
0
end of RNA(Murchison and Hannon, 2004). The 3
0
UTRof DHFRhar-
bors a mir-24 microRNA-binding site which is next to the SNP 829C >T
(vide supra). The higher DHFR message and protein levels and increased
resistance to MTX in SNP 829C >T compared to wild-type DHFR could
be explained by the impairment of the mir-24 binding to DHFR mRNA
thus downregulating DHFR protein levels (Mishra et al., 2007).
X. Translational Regulation of DHFR
It has been over four decades since initial reports described a rapid
increase in DHFR levels in response to the antifolate, MTX (Bertino et al.,
1962). As increased intracellular levels of DHFRmay hinder clinical success,
considerable efforts and attention have been directed toward determining
the exact molecular mechanism of this induction. As a result of these efforts,
we and others have determined that a translational mechanism underlies this
rapid increase. Recently, it has been shown that this same translational
mechanism can be used to improve in vivo imaging in positron emission
tomography (Mayer-Kuckuk et al., 2002), explain differences in the drug
response between species (Zhang and Rathod, 2002), and potentially aid in
the development and design of more effective anticancer medicines.
In patients with leukemia, DHFR activity increases approximately six-
fold in blast cells upon treatment with MTX(Bertino et al., 1962). Following
this initial report, many in vivo and in vitro studies have shown that DHFR
protein levels increase, or are induced in response to MTX treatment
(Bertino et al., 1963; Hillcoat et al., 1967). The increase in DHFR is
associated with MTX bound to the protein, and suggested that MTX
protected DHFRfromdegradation (Bertino et al., 1970). Cell culture studies
have demonstrated that the rapid increase in DHFRprotein levels seen upon
exposure to MTX remains unaffected by the transcriptional inhibitor acti-
nomycin D but is blocked by the translational inhibitor cycloheximide
(Hillcoat et al., 1967). Evidence for a translational role in the upregulation
response came from studies showing that DHFR mRNA levels remain the
same in the presence or absence of MTX (Bastow et al., 1984; Cowan et al.,
1986). Later studies showed that the half-life of DHFRprotein is the same in
Human Dihydrofolate Reductase 283
the presence and absence of MTX (Cowan et al., 1986; Domin et al., 1982).
Therefore, having ruled out transcriptional changes and stability changes as
causing the rapid increase in DHFRupon exposure to MTX, our laboratory
and others (Chu et al., 1993; Ercikan et al., 1993a) began to explore the role
of a translational mechanism in the induction.
Using rabbit reticulocyte in vitro translation assays and UV cross-linking
assays, our laboratory has demonstrated that addition of exogenous DHFR
to its own mRNA inhibits its translation, and DHFR protein can bind its
own cognate mRNA (Ercikan et al., 1993a; Ercikan-Abali et al., 1997).
More detailed analysis localized the DHFR/RNA interaction to a 100 bp
region within the coding region (Ercikan-Abali et al., 1997). Based on these
reports, a translational model emerged to explain elevated DHFR protein
levels that involved an autoregulatory translation process. This model pro-
poses that human DHFRprotein can bind to its cognate mRNAand thereby
inhibit its own translation. Addition of the inhibitor MTX (or substrate), via
a conformational change (Appleman et al., 1988; Bystroff and Kraut, 1991)
associated with its binding to DHFR, disrupts the DHFR proteinmRNA
complex, and allows translation to resume. Others (Tai et al., 2004) have used
gel shift and nitrocellulose filter-binding assays to localize the binding site to
an 82 nucleotide sequence corresponding to nucleotides 401482 in the
coding region. So far, only one study demonstrated in vivo functional
biological activity of this sequence. The 82-nucleotide sequence was placed
upstream of a luciferase gene and transfected into human colon RKO cells.
Upon MTXexposure, a twofold increase in the 82-nucleotide heterologous
luciferase construct versus no change in controls was reported (Tai et al.,
2004). Computer modeling of mRNA folding within the 100-bp binding
region of DHFR revealed two possible stemloop structures suitable for
DHFR protein binding.
With respect to identifying the amino acids in DHFR that are associated
with the rapid induction of DHFR in response to MTX, divergent results
were published by groups investigating this question. Tai et al. (McPherson
et al., 1999; Tai et al., 2002) utilized binding assays to identify critical amino
acid residues on human DHFR protein that mediate RNA recognition
(McPherson et al., 1999; Tai et al., 2002). Using site-directed mutagenesis,
RNA gel mobility shift assays and RNA nitrocellulose filter-binding assays,
Tai et al. (2002) investigated the ability of variant His-tagged DHFRs to
bind to DHFR mRNA. They identified the only cysteine residue in
DHFR, Cys6 as being essential for RNA recognition. Moreover, they
reported that mutations at Ile7, Arg28, and Phe34 greatly reduced
mRNA-binding activity, but did not directly show whether these residues
are important for the functional upregulation of DHFR by impairing MTX
binding to DHFR protein that relieves the translational inhibition.
To identify key amino acids on DHFR associated with the functional
upregulation response, Skacel et al. (2005) took two different approaches
284 Emine Ercikan Abali et al.
from the binding assay used by Tai et al. One approach was to use site-
directed mutagenesis to identify the specific amino acids in the DHFR
protein that are involved in the upregulation of DHFR. The second
approach was the use of different antifolates that differ in their mode of
binding to the active site of DHFR to determine structureactivity in
relation to the upregulation of DHFR. The reasoning was that antifolates
with diverse structure would affect the translational upregulation of DHFR
differently, providing additional information on the active site amino acids
involved. A mammalian cell culture system was established to study changes
in DHFR protein levels upon exposure to MTX. Chinese hamster ovary
cells lacking DHFR were transfected with wild-type and mutants of human
DHFR fused to EGFP, to identify amino acids essential for increases in the
DHFR response to MTX. Although many mutants tested by two groups
were similar, their conclusions differed (Skacel et al., 2005; Tai et al., 2002).
The discrepancy may be explained by the different methods used by the two
groups; one looking at the RNAprotein binding and the other at the
upregulation of DHFR protein induced by antifolates.
Based on results fromour functional study, three amino acids, all associated
with the NADPH-binding site, Glu30, Leu22, and Ser118 were shown to be
involved in the upregulation of DHFR by MTX and a new model for
translational regulation of DHFR was proposed. Glu30Ala, Ser118Ala, and
Leu22Arg, demonstrate little to no detectable changes in DHFRprotein levels
in response to MTX exposure. These mutant DHFRs were also analyzed for
their induction to the antifolates trimetrexate, raltitrexed, and pemetrexed.
When transfectants containing wild-type DHFREGFP were exposed to
each of the four antifolates, significant increases in cellular DHFREGFP
fusion protein levels were observed. The response of variants Glu30A, Ser118-
Ala, and Leu22Arg to all four antifolates was significantly reduced. In contrast,
while Cys6 mutants were induced by MTX and trimetrexate, they remain
unchanged when treated with raltitrexed and pemetrexed.
In addition to identifying three amino acids required for the functional
upregulation of DHFR (detailed below), this study contributed to our
understanding of the general nature of the interaction between antifolate,
DHFR protein, and the upregulation response. The ability of DHFR to be
upregulated by MTX was found to be independent of the catalytic activity
of DHFR. Among the three DHFR mutants that did not upregulate, one
was catalytically inactive (Glu30Ala), one had poor catalytic activity
(Leu22Arg), and one had similar kinetic properties to DHFR (Ser118Ala).
Second, although antifolate binding to DHFR is necessary for the transla-
tional upregulation response, the strength of the binding to DHFR did not
correlate with the upregulation response. Mutant DHFRs with decreased
MTX binding, some as much as 150- to 10,000-fold decreases, were equally
upregulated in response to MTX as wild-type DHFR protein. An illustra-
tive example of this is the double mutant DHFR Leu22Phe/Phe31Ser
Human Dihydrofolate Reductase 285
previously characterized (Ercikan-Abali et al., 1997) that has an 8,000-fold
increase in K
i
(K
i
26 nM). Despite such a tremendously weakened affinity
to MTX, this double mutant, DHFR Leu22Phe/Phe31Ser shows a similar
time- and dose-dependent increase in DHFR levels upon MTX exposure as
human wild-type DHFR. Studies with different antifolates support the
hypothesis that the trigger domain for upregulation lies outside the folate/
MTX-binding domain. From these functional study results, we hypothe-
sized that MTX may have two different and independent effects on DHFR
protein, one being inhibition of catalysis and the other being upregulation
of DHFR protein (see model).
Based on the data from these functional studies, a new model of DHFR
translational regulation has been proposed (see Fig. 9.5). In this model,
DHFR may exist in at least two conformers that are in equilibrium and can
interconvert. In one conformer DHFR is bound to NADPH, and in the
other conformer DHFR is bound to mRNA. Binding of MTX or H
2
F to
the binary complex of DHFRNADPH shifts the equilibrium toward the
catalytic function of DHFR. Binding of MTX or H
2
F to the DHFR
mRNA complex leads to a conformational change releasing the mRNA,
and resulting in translational derepression and resumption of DHFR syn-
thesis (Fig. 9.5). The lack of upregulation seen with variants Ser118Ala,
Leu22Arg, and Glu30Ala with any of the antifolates used in this support this
model for translational regulation. We propose that these mutants are
immobilized or fixed in a rigid conformation incapable of interacting with
DHFR mRNA and therefore cannot be induced. These nonconformers
may not be able to bind RNA and/or their trigger domain may not be
accessible to antifolates. In all three of the mutants, changes in the local
DHFR
DHFR
DHFR
DHFR
DHFR
DHFR
DHFR
DHFR
DHFR
Increase in DHFR
protein levels
Free mRNA
+
DHFR mRNA
NADPH
MTX
Figure 9.5 A model for the translational upregulation of DHFR by antifolates. The
cartoon portrays two conformers of DHFR protein: One bound to NADPH, and the
other bound to DHFR mRNA. These two conformers are in equilibrium and can
interconvert. Binding of MTX or dihydrofolate to the DHFRmRNA complex leads to
a conformational change releasing the mRNA, and resulting in translational derepres-
sion and resumption of DHFR synthesis.
286 Emine Ercikan Abali et al.
NADPH-binding site, lead to abolishment of translational upregulation.
This model should stimulate future efforts directed at the elucidation of the
mechanism of translational upregulation.
ACKNOWLEDGMENTS
We regret that many important references could not be cited, or were cited indirectly by
citing review particles due to space limitations. This work was supported by Grant CA 08010
from the United States Public Health Service (to J. R. B.) and Department of Medicine
Grant from UMDNJ (to E. A. E.). We gratefully acknowledge helpful discussions with
Dr. Joseph Bertino, Dr. Debabrata Banerjee, and Dr. Vivian Cody for providing the ribbon
diagram of human dihydrofolate reductase.
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C H A P T E R T E N
Catalysis of Methyl Group Transfers
Involving Tetrahydrofolate and B
12
Stephen W. Ragsdale*
Contents
I. Introduction to Methyltransferases and Their Cofactors 294
II. Three Component Systems Required for B
12
/THF-Dependent
Methyltransferases 296
III. Biological Systems Impacted by B
12
and Folate-Dependent
Methyltransferases 297
A. Methionine biosynthesis 297
B. Methanogenesis 297
C. Methanogenic methyltransferases and the 22nd amino acid 299
D. Acetogenesis 299
E. Other metabolic systems in which B
12
- and folate-dependent
methyltransferases play a key role 300
IV. Structure and Function of B
12
in Methyltransferases 301
A. Binding of B
12
to the enzymes 301
B. Generation and maintenance of the active Co(I) state of B
12
304
C. The importance of the dmb-off /dmb-on equilibrium 305
V. Activation of the Methyl Group Donors 307
A. Binding of the methyl group donor to the MtxB
(MTII) component 307
B. General acid catalysis, Lewis acid catalysis, and covalent
catalysis to accomplish electrophilic activation of the methyl
group donor 310
VI. Activation of the Methyl Group Acceptors: Zn Thiolates and
NiFeS Clusters 314
A. Methylation of thiol acceptors 315
B. Methylation of the NiFeS cluster of ACS 316
Acknowledgments 317
References 317
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00410-X All rights reserved.
* Department of Biological Chemistry, University of Michigan Medical School, Ann Arbor,
Michigan 48109-0606
293
Abstract
This review focuses on the reaction mechanism of enzymes that use B
12
and
tetrahydrofolate (THF) to catalyze methyl group transfers. It also covers the
related reactions that use B
12
and tetrahydromethanopterin (THMPT), which is
a THF analog used by archaea. In the past decade, our understanding of the
mechanisms of these enzymes has increased greatly because the crystal struc-
tures for three classes of B
12
-dependent methyltransferases have become avail-
able and because biophysical and kinetic studies have elucidated the
intermediates involved in catalysis. These steps include binding of the cofactors
and substrates, activation of the methyl donors and acceptors, the methyl
transfer reaction itself, and product dissociation. Activation of the methyl
donor in one class of methyltransferases is achieved by an unexpected proton
transfer mechanism. The cobalt (Co) ion within the B
12
macrocycle must be in the
Co(I) oxidation state to serve as a nucleophile in the methyl transfer reaction.
Recent studies have uncovered important principles that control howthis highly
reducing active state of B
12
is generated and maintained. 2008 Elsevier Inc.
I. Introduction to Methyltransferases
and Their Cofactors
An organic chemist wishing to insert a methyl group into a compound
might use methyltriflate or diazomethane. In biology, the methyl donors are
much less explosive. Figure 10.1 shows some of the simple methyl donors
H
2
N
H
2
N
NH
2
NH
2
NH
2
NH
2
COO

N
O
O
O
P
SH
SAM
CH
3
HO
HO
HO
N
N
N
NH
2
NH
2
NH
2
O
O
O
O
O
O
OH
O O
P

O
O
O
N
H
H
H
N
N
N
N
N
HO
NH
O
Co
N
N
N
N
H
H
H
MTHF
CH
3
CH
3
CH
3
-B
12
-OH
CH
3
-OAryl
CH
3
-Cl
CH
3
-NH
2
CH
3
-SR
CH
3
-SCoM (methyl-SCoM)
CH
3
-H
4
folate (MTHF)
CH
3
-H
4
MPT
CH
3
-
+
SR (SAM)
CH
3
-Co (CH
3
-B
12
)
CH
3
-Ni
H
COOH
COOH
H
O
O
N
N
Figure 10.1 Methyl donors in biology.
294 Stephen W. Ragsdale
that are found in nature like methanol, methylamines, methanethiols as well
as the cofactors that are involved in methylation reactions like methyltetra-
hydrofolate (MTHF), S-adenosyl-L -methionine (SAM), and methyl-B
12
.
A methyltransferase catalyzes the transfer of a methyl group from one of
the donors shown in Fig. 10.1, like MTHF or SAM, to an acceptor like
homocysteine or the N6 group on adenine in DNA (Fig. 10.2).
Two cofactors figure prominently in methyltransferase chemistry: vitamin
B
12
(or cobalamin) and tetrahydrofolate (THF). The history of vitamin B
12
dates back to its description as the antipernicious anemia factor (Minot and
Murphy, 1926; Whipple and Robscheit-Robbins, 1925). Cobalamin was
isolated by Smith and Folkers in 1948 (Rickes et al., 1948; Smith, 1948) and
its structure was crystallized (Rickes et al., 1948) and its structure was deter-
mined in 1956 (Hodgkin et al., 1956). Like heme, F
430
, and chlorophyll,
vitamin B
12
is a tetrapyrrolic cofactor with a central Co atom coordinated by
the four equatorial pyrrole nitrogen ligands (Fig. 10.1). Extending fromone of
the pyrrole rings is a propanolamine-linked group that can serve as the lower
axial ligand to Co. The lower ligand is dimethylbenzimidazole in cobalamins,
while the upper axial ligand is a cyano-, methyl-, or 5
0
-deoxyadenosyl- group
in vitamin B
12
, methylcobalamin (MeCbl
1
), and adenosylcobalamin(AdoCbl)
or coenzyme B
12
, respectively. The biological role of MeCbl as an essential
coenzyme for a methyltransferase (Guest et al., 1962) was revealed a few years
after a role for AdoCbl as the coenzyme for glutamate mutase was discovered
(Barker et al., 1958).
Tetrahydrofolate (THF) is the reduced form of the vitamin folic acid,
which was first recognized as the compound in brewers yeast that can
reverse anemia. Folic acid was isolated in a highly purified form from 4 tons
of spinach leaves by Esmond Snell, Herschel Mitchell, and Roger Williams
(Mitchell et al., 1941). The vitamin was crystallized soon after (Pfiffner et al.,
1945; Stokstad, 1943) and synthesized in 1946 by Lederle Laboratories
(Angier et al., 1946). Besides serving as a cofactor in methyltransferase
reactions, THF is the major one-carbon carrier in cells and is needed for
protein and DNA synthesis and is important in nitrogen metabolism. Its
essentiality in such key metabolic processes makes THF metabolism a key
target for anticancer and antimicrobial drugs (M.P. Costi, S. Ferrari, 2001).
CH
3
-H
4
folate
CH
3
-
+
SR
SAM
MTHF
Methyltransferases
SR
Y (DNA, histone, serotonin, dopamine)
RS

(Homocysteine)
CH
3
-Y
CH
3
-Co(III)
CH
3
-RS (Methionine) Co(I)
H
4
folate
Figure 10.2 Two types of methyltransferases.
Tetrahydrofolate and B
12
in Methyltransferases 295
There are two classes of methyltransferases, which differ in their use of
an activated versus an unactivated methyl group donor. One class of methyl-
transferases, exemplified by methionine synthase, use an unactivated methyl
donor and an intermediate methyl carrier, cobalamin, which in the Co(I)
oxidation state is an extremely potent nucleophile that can react with the
methyl group of MTHF to generate an intermediate organometallic MeCbl
intermediate. The methyl group is then transferred from MeCbl to the final
acceptor, which for methionine synthase is homocysteine, generating
methionine. The other class of methyltransferases uses an activated methyl
donor in the form of SAM to directly methylate the N6 of adenine or the
amino groups of lysine or arginine in histones, and so on. This review
focuses on the first class of methyltransferases that utilize THF and B
12
.
In all methyltransferase-catalyzed reactions, as shown in Fig. 10.3, trans-
fer of the methyl group involves cleavage of a methyl-X bond, where X
can be one of a variety of functional groups (N, S, Cl, O, etc.). Heterolysis
can lead to two products: a methyl cation or a methyl anion. On the contrary,
homolysis leads to a methyl radical. For methyl group transfers, heterolysis is
most common, leading to the formation of a methyl carbocation equivalent.
II. Three Component Systems Required for
B
12
/THF-Dependent Methyltransferases
All B
12
-dependent methyltransferases contain three components, as
indicated in Fig. 10.4 and Table 10.1. In these systems, the B component
binds the methyl donor, a C component binds B
12
, and an A compo-
nent binds the methyl group acceptor. An alternative nomenclature in use
describes the B component as MT1 and the A component as MT2. Recent
literature references for each methyltransferase system are given in Table 10.1.
In each case, the methyl group is unactivated, that is, it is a secondary alcohol,
an amine (primary, secondary, or tertiary), or a thiolate. The required
electrophilic activation is accomplished by the B component, as described
in more detail below. The C component supplies the supernuclophilic
Co(I) state of B
12
, which acts as an intermediary methyl group acceptor that
interacts with the B component to accept the methyl group from the
Intermediates
CH
3
-X
[ CH
3
+
+X

] Heterolysis
[ CH
3

+X
+
] Heterolysis
[ CH
3
+X


] Homolysis
Figure 10.3 Three ways to cleave a methyl-X bond.
296 Stephen W. Ragsdale
substrate, forming MeCbl. The C Component then interacts with the A
component to transfer the methyl group to the ultimate methyl group
acceptor.
III. Biological Systems Impacted by B
12
and
Folate-Dependent Methyltransferases
A. Methionine biosynthesis
B
12
-dependent methyltransferases play an important role in microbial and
eukaryotic metabolism. Biosynthesis of methionine in most microbes and
eukaryotes depends upon the B
12
- and THF-dependent enzyme, methio-
nine synthase (MetH). Since methionine is the precursor of SAM, methio-
nine synthase supports the many methyltransferases involved in methylation
of DNA, proteins, and neurotransmittors (Fig. 10.2). An elevated level of
homocysteine is linked to a number of pathological states, including prema-
ture heart disease and neural tube defects and methionine synthase plays an
important role in controlling homocysteine homeostasis (Col et al., 2007).
B. Methanogenesis
As shown in Fig. 10.5, growth of methanogens requires the conversion of
substrates (CO
2
, methylamines, methylthiols, and acetate) to methyl-
SCoM. The nickel containing enzyme methyl-SCoM reductase then
catalyzes the conversion of methyl-SCoM to methane. Table 10.1 lists six
B
12
-dependent methyltransferases that are important in growth of metha-
nogenic archaea. Most of these methyltransferases catalyze the transfer of
a methyl group from the methyl donor (Methyl-X) to CoM, thus providing
methyl-SCoM needed for methane formation. These methanogenic
methyltransferases use B
12
(or an analog with a slight modification in the
MtxB,
CmuB,
MetH,
AcsE,
MtrH
MtxC,
CmuA,
MetH,
AcsCD,
CdhDE
MtxA,
CmuA,
MetH,
AcsAB,
CdhABC
MT1
or
B
MT2
or
A
X=
OH, OR,
OAr, NR
2,
SH, Cl,
THF,
THMPT
X
CH
3
-X
Y

Y=
HCys, CoM,
CODH/ACS,
ACDS
CH
3
-Y
CH
3
Co
I
Co
III
Figure 10.4 B
12
-dependent methyltransferases.
Tetrahydrofolate and B
12
in Methyltransferases 297
Table 10.1 B
12
-dependent methyltransferases
Methyl donor
Methyltransferase
components Biological system
Ultimate methyl
acceptor Reference
MTHF MetH Methionine
Synthesis
Homocysteine (Matthews, 2001)
CH
3
NH MtmABC Methanogenesis Coenzyme M (Krzycki, 2004)
(CH
3
)
2
N MtbABC Methanogenesis Coenzyme M (Soares et al., 2005)
(CH
3
)
3
N MttABC Methanogenesis Coenzyme M (Soares et al., 2005)
CH
3
SH MtsAB Methanogenesis Coenzyme M (Tallant et al., 2001)
MTHMPT MtrA-H Methanogenesis CoM (Gottschalk and Thauer, 2001)
CH
3
OH MtaABC Methanogenesis Coenzyme M (Hagemeier et al., 2006)
MTHF AcsABCDE Acetogenesis THF, CODH/ACS (Doukov et al., 2007)
MTHF MtaABC Acetogenesis THF (Das et al., 2007)
CH
3
OAr MtvABC Acetogenesis THF (Naidu and Ragsdale, 2001)
CH
3
Cl CmuAB Dehalorespiration THF (Studer et al., 2001)
benzimidazole component) bound to the C component. Growth on
acetate or H
2
/CO
2
involves the generation of methyltetrahydromethanop-
terin (MTHMPT), which is converted to methyl-SCoM by the Mtr system.
As described below, this is interesting membrane-bound system links the
methyl transfer reaction to generation of a sodium ion gradient, which is
utilized to make ATP (Gottschalk and Thauer, 2001).
C. Methanogenic methyltransferases
and the 22nd amino acid
Study of the methanogenic methyltransferases has uncovered the 22nd
amino acid, pyrrolysine, which is encoded by a UAG stop codon. This
system is reminiscent of selenocysteine, encoded by the UGA codon. For
pyrrolysine synthesis, there is an enzymatic system, encoded by the pylBCD
genes to synthesize pyrrolysine, a dedicated pyrrolysyl-tRNA synthetase
(encoded by pylS), which aminoacylates a specific amber-decoding tRNA
(encoded by the pylT gene) with pyrrolysine (Blight et al., 2004; Longstaff
et al., 2007). Thus, like the other 20 natural amino acids, pyrrolysine is
co-translationally placed into the nascent polypeptide chain. The role of
pyrrolysine in the methyltransferase reaction is discussed below.
D. Acetogenesis
A role for B
12
in anaerobic CO
2
fixation was described in 1965 (Ljungdahl
et al., 1966; Poston et al., 1964). There are two B
12
-dependent methyl-
transferases involved in the Wood-Ljungdahl pathway of CO
2
fixation
(Fig. 10.6). The first, MTHF: corrinoid iron-sulfur protein (CFeSP)
methyltransferase is encoded by the acsE gene and catalyzes transfer of the
methyl group from MTHF to the Co(I)-B
12
site in the CFeSP, which is
encoded by the acsCD genes. In the subsequent reaction, the methylated
Methyl-Coenzyme M Reductase
MCR
CH
4
CH
3
-SCoM
CH
3
COOH
CH
3
-NR
2
(R=H, CH
3
)
CH
3
-SH
CH
3
-OH
MeTr
MeTr
MeTr
CO
2
N N
N
N
O
O
N
Nl(l)
A
B
C
D
Figure 10.5 Methanogenesis.
Tetrahydrofolate and B
12
in Methyltransferases 299
CFeSP transfers the methyl group to a NiFeS cluster in acetyl-CoA synthase
(ACS); thus, this is a metal (Co) to metal (Ni) methyl group transfer between
two proteins. ACS then catalyzes the condensation of its Ni-bound methyl
group with CO (generated by CO dehydrogenase, CODH) and coenzyme
A to generate acetyl-CoA. The series of organometallic intermediates is one
of the novel features of the Wood-Ljungdahl pathway.
Two other methyltransferase systems that are shown in Fig. 10.6 couple
to the Wood-Ljungdahl pathway. The MtvABCsystem transfers the methyl
group of vanillate or other methoxylated aromatics to THF to gener-
ate MTHF (Engelmann et al., 2001; Naidu and Ragsdale, 2001), while
MtaABC catalyzes the synthesis of MTHF from the methyl group of
methanol and THF (Das et al., 2007). MtvB was shown to catalyze methyl
transfer from the aromatic phenylmethyl ether to the corrinoid component
of MtvC and MtvA catalyzed the MtvC-dependent methylation of THF
(Naidu and Ragsdale, 2001). The sequence homology between the Mtv
and Mta systems suggests that the A, B, and C components in the two
systems share similar functions (Das et al., 2007).
E. Other metabolic systems in which B
12
- and
folate-dependent methyltransferases play a key role
Growth of Sphingomonas paucimobilis SYK-6 on lignin-derived biaryls and
monomers requires the ligM gene, which is homologous to mtvB, to catalyze
the transfer of the methyl group from vanillate to THF. Since the ligM gene
in this organism is located in the same gene cluster as two genes encoding
THF-dependent enzymes, it is likely that lignin degradation is linked
directly to one-carbon metabolism (Abe et al., 2005). However, unlike
the methyltransferase reactions described in the previous section, these
remain to be characterized.
CO
2
HCOOH
MeTr
MtvABC or
MtaABC
H
3
C
O
C
CO
CODH
H
2

H
2

H
2

H
2

CO
2
ACS
Co(I)
CFeSP
CH
3
-Co(III)
CH
3
-THF
CH
3
-OAr or
CH
3
-OH
THF
THF
CoA
SCoA
Figure 10.6 Methyltransferases in acetogenesis.
300 Stephen W. Ragsdale
IV. Structure and Function of B
12
in Methyltransferases
A. Binding of B
12
to the enzymes
Three modes of B
12
binding have been described: dmb-on, dmb-off /
his-on, and base-off, which refers to whether or not a lower axial
ligand is coordinated to Co (Fig. 10.7). Thus, dmb-on indicates that the
dimethylbenzimidazole group, which is appended to one of the tetrapyrrole
rings, is ligated to Co, while his-on refers to the state in which the dmb
ligand is replaced by a His residue donated by the protein. Dmb-on and
dmb-off have often been referred to as base-off and base-on;
however, this is inaccurate because the His ligand also acts as a base. It is
more accurate to only refer to the base-off binding mode when there is
no nitrogenous base ligand. Such a coordination mode was first revealed by
spectroscopic studies of the CFeSP in the Wood-Ljungdahl pathway
(Ragsdale et al., 1987) and recently confirmed in the crystal structure
(Svetlitchnaia et al., 2006). In most cases, unambiguous definition of the
ligation state, that is, dmb-on, dmb-off , base-off , was first revealed
by spectroscopic studies. For example, a dmb-off state was revealed for
several proteins by electron paramagnetic resonance (EPR) spectroscopy
(Ragsdale et al., 1987) (Stupperich, 1990, #220) several years before a crystal
structure revealed a his-ondmb-off binding mode in the B
12
-binding
domain of methionine synthase (Drennan et al., 1994). EPR spectroscopic
studies have been successful in revealing the ligation mode in a number of
other enzymes (Abend et al., 1998, #6281; Yamanishi et al., 1998, #2310;
Lawrence et al., 1999, #4157; Abend et al., 1999, #3897; Ke et al., 1999,
#6277). The EPR spectrum of the Co(II) state of B
12
is particularly
diagnostic of the axial ligation state because the unpaired electron in the
d
2
Z
orbital exhibits strong interactions with the axial ligand. If this ligand is a
nitrogen atom, with a nuclear spin (I ) of 1, each of the eight hyperfine lines
(due to splitting of the resonance by interactions with the Co nucleus with
I 7/2) in the EPR spectrum exhibit a three-line splitting. The base-off
mode of B
12
binding is characterized by the presence of singlets instead of
Figure 10.7 Three modes of B
12
binding.
Tetrahydrofolate and B
12
in Methyltransferases 301
triplets at each of the eight resonant positions, as was observed in the EPR
spectrum of the CFeSP (Ragsdale et al., 1987). The his-on mode is
clearly indicated by adding
15
N-His to the growth medium, which replaces
the natural abundance histidine (mostly
14
N) in enzymes. Since
15
N has a
nuclear spin of , doublet instead of triplet superhyperfine lines are
observed at each of the eight resonant positions in the EPR spectrum.
Observation of the triplet spectrum in B
12
proteins labeled with
15
N-His
suggests a dmb-on binding mode.
Crystallographic studies of methyltransferases have revealed the elegant
molecular details of how proteins bind B
12
. The crystal structures of the
cobalamin-binding component of several methyltransferases are available,
including the B
12
-binding domain of methionine synthase in several states
(Bandarian et al., 2002, 2003; Drennan et al., 1994), MtaC (Das et al., 2007 )
(Fig. 10.8) and the CFeSP (AcsCD) from M. thermoacetica (Svetlitchnaia
et al., 2006) (Fig. 10.9), and the MtaBC complex from Methanosarcina barkeri
(Hagemeier et al., 2006). In all of these methyltransferase structures, cobala-
min is bound within a Rossman a/b fold (Fig. 10.10). The C compo-
nents that have a dmb-off/his-on mode of B
12
binding share a sequence
motif DXHXXGX
41
SXLX
2628
GG in which the His is the lower axial
ligand. The Asp, His, and Ser residues in this sequence are referred to as
the catalytic triad and facilitate formation of the base-off conformation
by protonating the His ligand, (Ludwig and Matthews, 1997). In the
M. thermoacetica MtaC, the Asp and His are present in the catalytic triad
(Fig. 10.6); however, it appears that a Thr residue replaces Ser. The dmb
Figure 10.8 B
12
-binding site in M. thermoacetica MtaC (Das et al., 2007). The region
containing the conserved DXH motif (see text) is shown in cornflower blue. Generated
from PDB ID# 1Y80 using Chimera.
302 Stephen W. Ragsdale
side chain is deeply embedded and is responsible for much of the binding
energy that tethers the cobalamin to the protein. A dmb-on structure is
not available in the methyltransferase class, which is somewhat surprising since
several AdoCbl-dependent isomerases share the dmb-on binding mode,
Figure 10.9 B
12
-binding site in the M. thermoacetica CFeSP (Svetlitchnaia et al., 2006 ).
The region containing the hydrophobic helix (see text) is shown in cornflower blue.
Generated using Chimera from PDB ID code 2H9A.
Figure 10.10 B
12
-binding site in M. barkeri MtaC focusing on the Rossman domain
involved in ligating the Dmb moiety, generated from PDB ID code 2I2X, using
Chimera.
Tetrahydrofolate and B
12
in Methyltransferases 303
including diol dehydratase (Abend et al., 1998; Shibata et al., 1999; Yamanishi
et al., 1998), ribonucleotide reductase (Lawrence et al., 1999; Sintchak et al.,
2002), and ethanolamine ammonia lyase (Abend et al., 1999; Ke et al., 1999).
Most of the methyltransferases share the dmb-off/his-on binding
mode, while the CFeSP involved in transferring the methyl group to the
ACS component in the Wood-Ljungdahl pathway is in the base-off
state, as revealed by spectroscopic studies (Ragsdale et al., 1987) and con-
firmed by crystallographic studies (Svetlitchnaia et al., 2006) of the CFeSP
(Fig. 10.9). A related protein in the methanogenic acetyl-CoA decarbony-
lase synthase complex also is in the base-off state ( Jablonski et al., 1993).
Proteins that bind B
12
in the base-off state lack the DXH . . . signature
sequence. Instead, they contain a relatively hydrophobic helix below the
plane of the cobalamin (SVLTAWAA) (Fig. 10.9). A coordinating water
molecule in the upper axial position is replaced by a methyl group during
catalysis. The EPR spectrum of the CFeSP in H
2
17
O exhibits
17
O-induced
hyperfine broadening, providing conclusive demonstration that H
2
O
coordinates to the metal center in one of the open axial positions (Stich
et al., 2006).
B. Generation and maintenance of the active Co(I) state of B
12
Cobalt in B
12
can exist in the (I), (II), and (III) states. Cobalt cycles between
the Co(I) and methyl-Co(III) states during catalysis. In the Co(I) state, Co
has a d
8
configuration. In B
12
and related corrinoids, Co(I) is a super-
nucleophile (Schrauzer and Deutsch, 1969; Schrauzer et al., 1968) and is
weakly basic, with a pK
a
below 1 for the Co(I)-H complex (Tackett et al.,
1963). Protein-bound Co(I) is also highly reducing with a standard reduc-
tion potential for the Co(II)/(I) couple below 500 mV (Banerjee et al.,
1990b). These properties make Co(I) fairly unstable and subject to inacti-
vation. For example, in cobalamin-independent methionine synthase, the
Co(I) center undergoes oxidative inactivation to the 2

state once in every


1002,000 turnovers (Drummond et al., 1993; Fujii et al., 1977). The Co(II)/
Co(I) reduction potential of the CFeSP-bound corrinoid in the anaerobic
microbial system (AcsA-E), is 504 mV (Harder et al., 1989), and the Co(I)
intermediate is oxidized to the catalytically inactive Co(II) state once every
100 turnovers (Menon and Ragsdale, 1999).
Once oxidative inactivation occurs, the B
12
-dependent methyltrans-
ferases require reductive activation to reenter the catalytic cycle. This diffi-
cult reduction of the inactive Co(II) to the Co(I) state is accomplished by
different systems. In cobalamin-independent methionine synthase, the unfa-
vorable one-electron reduction is coupled to the highly exergonic demeth-
ylation of SAM, forming MeCbl (Banerjee et al., 1990a). In E. coli,
flavodoxin is the electron donor, while, in humans, the donor is methionine
synthase reductase (Olteanu and Banerjee, 2001). The reductive methylation
304 Stephen W. Ragsdale
reaction is necessary for reactivation of the Co(II) state because the quinone/
hydroquinone and hydroquinone/semiquinone couples of the E. coli flavo-
doxin have a significantly more positive redox potential ( 250 mV and
450 mV, respectively (Vetter and Knappe, 1971)), than the Co(II)/(I)
couple of methionine synthase (526 mV) (Banerjee et al., 1990c) (Olteanu,
2004, #6302). Before reductive activation, the His ligand dissociates from
the Co center to generate the base-off conformation. The rationale for
generating the base-off state is that the nitrogen ligand would donate
electron density to the Co center, making the reduction more difficult.
In methionine synthase, binding of flavodoxin, the redox partner responsible
for reductive activation, leads to dissociation of the His ligand (Hoover et al.,
1997). Removal of the dmb ligand also is an intermediate step in the
electrochemical reduction of Co(II) to the Co(I) state of B
12
in solution
(Lexa and Saveant, 1976). Thus, methyltransferases appears to have evolved a
mechanismto facilitate the reductive activation that can be understood based
on the principles of inorganic chemistry and electrochemistry.
While SAM-dependent reductive methylation is used to return Co to
the catalytic cycle in methionine synthase, in the methanol- (Daas et al.,
1996b) and dimethylamine- (Wassenaar et al., 1998) methyltransferases, an
ATP-dependent activating protein is involved. ATP-dependent activation
also appears to be required for the aromatic O-demethylase from some
acetogens (Kaufmann et al., 1998).
In the M. thermoaceticum MTHF:CFeSP methyltransferase involved in
the Wood-Ljungdahl pathway, the inactive Co(II) state of the CFeSP is
already base-off in the resting enzyme, which represents a ready state
for electron transfer to form a four-coordinate Co(I) state (Harder et al.,
1989; Ragsdale et al., 1987; Stich et al., 2006; Wirt et al., 1993, 1995). The
direct electron donor is the [4Fe-4S] cluster of the AcsC subunit of the
CFeSP(Menon and Ragsdale, 1999). This cluster has a reduction potential of
523 mV(Harder et al., 1989), which is nearly isopotential with the Co(II)/
Co(I) couple of the CFeSP-bound B
12
and can accept electrons from a
low-potential ferredoxin or directly from enzymatic systems that couple
toferredoxin, including CO/CODH, H
2
/hydrogenase, or pyruvate/pyruvate
ferredoxin oxidoreductase (Menon and Ragsdale, 1999). These low poten-
tial electron donors have a reduction potential similar to that of the Co(II)/(I)
couple, which probably explains why this system does not require coupling
to ATP or reductive methylation as in the systems described above.
C. The importance of the dmb-off /dmb-on equilibrium
Kinetic and thermodynamic studies of alkylated corrinoids have shown that
the nature of the lower ligand strongly influences the rate and mode of CoC
bond breaking (Hogenkamp et al., 1965; Krautler, 1987; Pratt, 1999). Since
Tetrahydrofolate and B
12
in Methyltransferases 305
most of the methyltransferase C components contain a Co-N-His bond
replacing the Co-N-dmb ligation in the free cofactor, enzymatic (Dorweiler
et al., 2003) and model (Fasching et al., 2000) studies have been conducted to
determine if this ligand switch conferred a special mechanistic advantage. On
the basis of studies of methyl transfer from MTHF to Co(I) in methionine
synthase, it was concluded that the replacement of 5,6-dimethylbenzimida-
zole by imidazole has little effect on the kinetics of the methyl transfer
reaction. This is in accord with studies of B
12
models by Krautler, which
confirmthe expectation that imidazole and benzimidazole are comparable as
axial ligands (Fasching et al., 2000). However, it was noted that the imidazole
nitrogen in imidazolylcobamide allows pH-dependent control of reactivity
by protonation/deprotonation of the axial ligand, since the pK
a
of the
coordinating nitrogens in imidazole and benzimidazole are 7.0 (Datta and
Grzybowski, 1966) and 5.5 (Catalan et al., 1983; Lane and Quinlan, 1960),
respectively. Accordingly, the pK
a
of the imidazole ligand is 1.4 pH units
higher than that of 5,6-dimethylbenzimidazole (pK
a
2.9) in the methyl-
Co(III) states (Fasching et al., 2000).
Complete removal of the axial donor ligand to Co is expected to
markedly affect the methyl transfer reaction. The presence of an N-donor
ligand in the lower axial ligand position inhibits heterolytic cleavage,
whereas O-donor ligands, such as water, do not exhibit this inhibition.
For example, MeCbl reacted with homocysteinethiolate at least 1500-
fold more slowly than methylcobinamide (Norris and Pratt, 1996). This
axial ligand effect appears to be recapitulated in the M. thermoacetica
CFeSP in which transfer of the methyl group from free methyl-cobinamide
(lacking the lower axial dimethylbenzimidazole ligand) to the nickel center
in ACS occurs at a rate 10
3
times faster than that with free MeCbl
(Seravalli et al., 2001). Furthermore, in methyltransferases with a dmb-off/
his-on conformation, such as methionine synthase, the His ligand to the Co
ion is removed to facilitate reduction of the inactive Co(II) enzyme. A similar
axial His ligand dissociation from the Co(II) center has been observed upon
binding of the ATP-dependent activating protein to the methanogenic
MtaABC system from M. barkeri (Daas et al., 1996a). A catalytic triad
consisting of His759, Asp757, and Ser810 in methionine synthase, which is
conserved among the dmb-off/his-on proteins, is involved in removal of
this axial ligand by protonating the N-atom that ligates to Co, as illustrated
by proton uptake associated with reduction of Co(II) to Co(I) (Hoover
et al., 1997). The role of ligand dissociation on methionine synthase takes on
special significance since this coordination state change is accompanied by a
global conformational change in the protein (Hoover et al., 1997). There
was only a minor affect of the axial ligation on the rates of methyl transfer
between exogenous cobalamin cofactor and folate bound to the N-terminal
domains of methionine synthase (residues 2649) (Dorweiler et al., 2003).
In fact, based on the minor effect of the axial ligand on the methyl transfer
306 Stephen W. Ragsdale
from MTHF to Co(I) in methionine synthase, it was concluded that the
primary role of the ligand triad is to control the conformational equilibria
during catalysis, rather than to control axial ligation (Dorweiler et al.,
2003). These major conformational changes are an exciting hallmark of
the catalytic cycle of methionine synthase.
Other effects of the protein, besides the N-donor ligand, on the methyl
transfer reaction are observed in methyltransferases. In the CFeSP, the
CoOH
2
bond is lengthened by 0.2 A, which is proposed to further
enhance reduction of the Co(II) species (Stich et al., 2006). Evidence for
this enhancement is suggested by the 100-fold faster methylation of ACS
by the methylated CFeSP than by free MeCbi

. This rate enhancement is


likely due to a combination of favorable proteinprotein interactions
between ACS and CFeSP and enzyme-induced elongation of the lower
axial ligand bond (Stich et al., 2006). Lengthening the CoOH
2
bond in
the methyl-Co(III) state would stabilize the unoccupied Co 3d
2
z
orbital,
increasing mixing of this orbital with the corrin-based occupied frontier
orbitals, effectively making the Co center more Co(I)-like, which
would facilitate heterolytic CoC bond cleavage. Furthermore, partially
dissociating the lower water ligand would discourage homolytic bond
cleavage given the strong preference of Co(II)corrinoids to retain an
axial ligand.
V. Activation of the Methyl Group Donors
A. Binding of the methyl group donor to the MtxB
(MTII) component
The substrates that donate the methyl groups in biology vary in size from
methanol (32 Da) to MTHF (443 Da for the monoglutamate derivative).
Thus, the size of the substrate-binding site must vary markedly among
different methyltransferases. The electronic properties also differ, since the
methyl group is bonded to a hydroxy, phenoxy, thiol, or amine (primary,
secondary, or tertiary) group. Regardless, in all methyltransferases, the
domain/protein that binds the methyl group donor folds into an a/b
triosephosphate isomerase (TIM) barrel structure, as observed in the crystal
structures of the methanol-binding protein MtaB (Hagemeier et al., 2006),
the homocysteine and MTH-binding domains of methionine synthase (Evans
et al., 2004), the methylamine-binding protein MtmB (Hao et al., 2002), the
MTHF:CFeSP methyltransferase (Doukov et al., 2000, 2007), and even
the MTHF-binding domain of the corrinoid-independent methionine
synthase (MetE) (Pejchal and Ludwig, 2005). In all of these proteins, the
methyl donor binds within the cavity formed by the TIM barrel, as shown in
Tetrahydrofolate and B
12
in Methyltransferases 307
the electrostatic surface rendering of the structure of the MTHF:CFeSP
methyltransferase (Fig. 10.11). The red surface at the MTHF-binding site
indicates the negative charge, which complements positively charges on the
substrate. MTHF (or THF) is strongly cemented within this cavity
(Kd<10 mM) by hydrogen bonds that are conserved between MTHF:
CFeSP methyltransferase and methionine synthase (Fig. 10.12). The
MTHF-binding site also resembles the binding site for the related pterin
substrate (dihydropteroate) in dihydropteroate synthase (Achari et al., 1997;
Hampele et al., 1997), with conserved residues D75, N96, and D160, forming
a pterin hook (Doukov et al., 2000).
Based on the structure of the MtaBC complex and on biochemical
studies, it was proposed that methanol binds between a Zn ion in the
TIM barrel of MtaB and the cobalamin site in MtaC (Fig. 10.13) (Evans
et al., 2004). In the case of the methylamine methyltransferase (MtmB),
a novel amino acid, pyrrolysine, is located within the cavity of the TIM
barrel (Fig. 10.14) (Hao et al., 2002). Biochemical and crystallographic
results indicate that the methylamine substrate forms a covalent complex
with pyrrolysine as part of the activation mechanism (Fig. 10.15), as dis-
cussed in more detail below.
Figure 10.11 The methyltetrahydrofolate (MTHF)-binding site in the MTHF:CFeSP
methyltransferase (AcsE).
308 Stephen W. Ragsdale
Arg516
Asn508
WAT
Asp473
Asn411
Asp390
WAT
Glu320
Asn323
Figure 10.12 Methyltetrahydrofolate (MTHF)-binding site in MetH. FromEvans et al.
(2004).
Figure 10.13 Proposed methanol-binding site between the Co and Zn ions (pinpoint)
in MtaBC. Modified from Hagemeier et al. (2006). Generated from PDB ID code 2I2X
using Chimera.
Tetrahydrofolate and B
12
in Methyltransferases 309
B. General acid catalysis, Lewis acid catalysis, and covalent
catalysis to accomplish electrophilic activation of the
methyl group donor
Among the methyltransferases, a similar principle underlies the activation of
the methyl group that will be transferred: to donate positive charge to
the heteroatom attached to the methyl group, leading to electrophilic
activation of the methyl group. There is a solid chemical basis for this
mechanism. Quaternary amines, with a full positive charge on nitrogen, do
not require activation, as shown by studies of methyl transfer from a variety
Figure 10.14 Pyrrolysine (stick diagram) in the channel formed by the triosephosphate
isomerase (TIM) barrel of MtmB. Generated from 1NTH (Hao et al., 2002) using
Chimera.
Figure 10.15 Proposed role of pyrrolysine in activating methylamines. Modified from
Hao et al. (2002 ).
310 Stephen W. Ragsdale
of quaternary ammonium salts to Co(I)-cobaloxime (Hilhorst et al., 1994),
trimethylphenylammonium cation to cob(I)alamin (Pratt et al., 1994), and
dimethylaniline at low pH to Co(I)-cobyrinate (Zheng et al., 1999).
In addition, methyl transfer is catalyzed by Lewis acids, such as Zn(II)
(Wedemeyer-Exl et al., 1999). Among the various methyltransferases,
different mechanisms are used to accomplish electrophilic activation of the
methyl group, including general acid catalysis in which proton transfer occurs
to the N5 group on the pterin of MTHF, Lewis acid catalysis involving
binding of methanol to a Zn(II) site, and covalent catalysis in which an adduct
is formed between the methyl donor and a pyrrolysine residue.
In the methyltransferases that transfer the methyl group of MTHF to
cobalamin, protonation of the N5 group of MTHF leads to electrophilic
activation of the methyl group (Fig. 10.16). This mechanism has been most
thoroughly studied in methionine synthase and the M. thermoacetica MTHF:
CFeSP methyltransferase. Proton uptake has been measured with pH indi-
cators, by transient kinetics, and nuclear magnetic resonance (NMR)
(Seravalli et al., 1999; Smith and Matthews, 2000). The protonation step
also has been studied by following the pH dependencies of the steady state
and transient reaction kinetics of the MTHF:CFeSP methyltransferase
Figure 10.16 Proton transfer networks without an obvious proton donor. From
Doukov et al. (2007).
Tetrahydrofolate and B
12
in Methyltransferases 311
(Zhao et al., 1995) and methionine synthase (Matthews, 2001) and by
studies of variants that are compromised in acidbase catalysis (Doukov
et al., 2007). Thus, in both methionine synthase and MTHF:CFeSP
methyltransferase, the rate of reaction of CH
3
-H
4
folate with the protein-
bound or exogenous cobalamin increases as the pH is lowered (with a pK
a
of 5.66.0) and the reverse reactions exhibit the opposite pH-rate profile
(Matthews, 2001; Zhao et al., 1995). Furthermore, binding of CH
3
-H
4
folate
to MTHF:CFeSP methyltransferase is coupled to proton uptake from
solution with a pH profile similar to that of the methyl transfer reaction
(Seravalli et al., 1999), suggesting protonation in the binary complex. Sur-
prisingly, when a similar experiment was performed with the MetH(2649)
fragment, proton release rather than proton uptake is observed (Smith and
Matthews, 2000). Thus, it is clear that general acid catalysis facilitates the
methyl transfer reaction, but whether this occurs in the binary or ternary
complex, or perhaps in the transition state for the methyl transfer reaction
remains undecided. Perhaps methionine synthase and MTHF:CFeSP
methyltransferase differ in this aspect of catalysis.
The crystal structure of the MTHF:CFeSP methyltransferase revealed
no obvious proton donor within H-bonding distance of the N5 position
of CH
3
-H
4
folate and the only amino acid located near enough to N5 to
participate in H-bonding is the side chain of Asn199 (Fig. 10.16) (Doukov
et al., 2007). Although Asn is not chemically suitable to be a proton donor, it
is conserved in all methyltransferases. The recent crystal structures of the
binary complexes of CH
3
-H
4
folate bound to methionine synthase (Evans
et al., 2004) and the MTHF:CFeSP methyltransferase (Doukov et al., 2007)
reveal very similar environments around N5 of the pterin (Fig. 10.16).
An important role for the Asn residue is indicated by its movement from
a distant position to within H-bonding distance of the N5 atom upon CH
3
-
H
4
folate binding, where it becomes part of an extended H-bonding net-
work that includes several water molecules that are also conserved in the
methionine synthase structure.
The lack of a discernable proton transfer pathway is seen in a number of
enzymes, including methionine synthase (Evans et al., 2004), dihydrofolate
reductase (Rod and Brooks, 2003), and purine nucleoside phosphorylase
(Fedorov et al., 2001). Figure 10.16 shows the similarity in the H-bonding
patterns among these proteins. Given the provocative location of Asn199 in
MTHF:CFeSP methyltransferase and its potential role in transition state
stabilization in the transmethylation reaction, an Asn199 variant was
prepared by site-directed mutagenesis and the properties of this variant
were compared to those of the wild-type protein by kinetic and structural
studies to evaluate the contribution of this residue to catalysis (Doukov
et al., 2007). These experiments are consistent with the involvement of an
extended H-bonding network in proton transfer to N5 of the folate that
includes Asn199, a conserved Asp (Asp160), and a water molecule.
312 Stephen W. Ragsdale
This situation is reminiscent of purine nucleoside phosphorylase, which
involves protonation of the purine N7 in the transition state and is accom-
plished by an extended H-bonding network that includes water molecules,
a Glu residue, and an Asn residue (Kicska et al., 2002). Similarly, in MTHF:
CFeSP methyltransferase, an N199A variant exhibits only 20-fold
weakened affinity for CH
3
-H
4
folate, but a much more marked 20,000
40,000-fold effect on catalysis, suggesting that Asn199 plays an important
role in stabilizing a transition state or high-energy intermediate for methyl
transfer (Doukov et al., 2007). Thus, we speculate that the conformation of
Asn in the transition state for methyl transfer resembles that of the Asn243 in
the phosphorylase in which the carboxamide oxygen would accept the
H-bond from N5-H, and the carboxamide nitrogen would donate a
H-bond to O
4
(Fig. 10.17). This dual H-bonding function could rationalize
the placement of Asn at this key position in the methyltransferases.
In the methyl group transfer from methanol to CoM, catalyzed by the
methanogenic MtaB, activation by protonation of the hydroxyl group is not
feasible since the pK
a
of CH
3
OH
2

is 1.5 (Olah, 1993). Biochemical


experiments provided strong evidence that activation involves Lewis acid
catalysis by a Zn ion, which donates positive charge to the oxygen of the
hydroxyl group of the substrate (Sauer and Thauer, 1997). The biochemical
studies are complemented by model studies, which demonstrate Zn(II)-
catalyzed methylation of cob(I)alamin by methanol (Schnyder et al., 1998).
The catalytic metal-binding site of MtaB is deep within a funnel at the
C-terminus, where the Zn(II) is ligated by two sulfurs from Cys residues
and one carboxylate O from Glu (Fig. 10.18) (Hagemeier et al., 2006). Zn
and the Co in the cobalamin are only 7.7 A

apart. It was proposed that the


Lewis acid activation of methanol occurs by coordination of the hydroxyl
group of methanol to the empty fourth coordination site at Zn(II). This
binding mode is similar to that observed in alcohol dehydrogenase and
Figure 10.17 Left: Asn199 in the apo and MeTr-bound states. Right: Proposed transi-
tion state for proton transfer. Modified from Doukov et al. (2007).
Tetrahydrofolate and B
12
in Methyltransferases 313
carbonic anhydrase, both of which use Zn-based Lewis acid catalysis for
substrate activation. There are other charged residues in the second coordi-
nation sphere that may also provide H-bonds and a suitable electrostatic
environment for the electrophilic activation of the methyl group, facilitat-
ing attack on the methyl group by the Co center.
Figure 10.15 summarizes the proposed mechanism of covalent catalysis
by pyrrolysine in activation of the methyl group of mono-, di-, and
trimethylamines (Hao et al., 2002). Recent structures of MtmB in the
presence of hydroxylamine and N-methyl-hydroxylamine demonstrate
the adduct between the amine and C-2 of pyrrolysine (Hao et al., 2004).
Thus, as shown in Fig. 10.15, nucleophilic attack of the methylamine substrate
on the imino group of pyrrolysine generates a substituted methyl ammonium
adduct at C-2. The positive charge on nitrogen is expected to lead to electro-
philic activationof the methyl group, facilitating attack by Co(I), which would
generate methyl-Co(III) and leave a covalent amine adduct on pyrrolysine.
Proton transfer associated with elimination of the amine as ammonia would
regenerate pyrrolysine for the next round of catalysis.
Thus, there are at least three ways that enzymes activate the methyl
donor in methyltransferases: general acid catalyzed protonation of the N5 of
pterins in MTHF (and probably in MTHMPT) through a H-bonding
network, Lewis acid catalysis using a Zn active site near the cobalamin,
and covalent catalysis using a novel amino acid.
VI. Activation of the Methyl Group Acceptors:
Zn Thiolates and NiFeS Clusters
The methyl group acceptors listed in Table 10.1 are amines (THF,
THMPT), thiols (CoM or homocysteine), and metal ions (a NiFeS cluster).
Transfer of the methyl group to THF or THMPT is simply the reverse of
Figure 10.18 Zn site in M. barkeri MtaB (gold) where methanol is proposed to be
activated (Hagemeier et al., 2006). The MtaCsubunit is shown in cyan. Generated using
Chimera from PDB# 2I2X.
314 Stephen W. Ragsdale
the methylation of cobalamin by MTHF or MTHMPT and will not be
discussed here, where the focus will be on methylation of homocysteine
by methionine synthase, of CoM by several of the A components, or of
the Ni center in the A-Cluster of ACS.
A. Methylation of thiol acceptors
A general theme for enzymes catalyzing alkyl transfers to thiols is that they
possess a catalytic Zn site, which is considered to be important in enhancing
the nucleophilicity of the thiol at neutral pH (Matthews and Goulding,
1997). The role of Zn appears to be activation of the thiol group by
decreasing its pK
a
value, since a proton is released upon binding of homo-
cysteine to methionine synthase (Goulding and Matthews, 1997). Although
the nucleophilicity of a Zn-bound thiol is less than that of a free thiolate, the
pK
a
of the free thiol of CoM or homocysteine is too high to allow signifi-
cant amounts of the thiolate to be present, and the Zn-bound thiolate is
much more nucleophilic than a thiol. Thus, metal ion-catalyzed activation
poises homocysteine or CoM for nucleophilic attack on an intermediate
methyl donor, such as MeCbl.
A subset of these methyltransferases, including methionine synthase,
MtaA, MtbA, and MtsA share a Cys-X-His-Xn-Cys motif, where Zn
coordinates to the His and two Cys residues (Gencic et al., 2001; Kruer
et al., 2002; Tallant et al., 2001; Zhou et al., 1999). In methioine synthase,
the ligation of homocysteine directly to a Zn site was shown by XAS studies
using selenohomocysteine (Peariso et al., 2001). The crystal structure of the
homocysteine domain of methionine synthase reveals an (ab)
8
TIM barrel,
like that of the MTHF-binding domain. Although they exhibit little
sequence identify, both cobalamin-dependent (MetH) and cobalamin
independent (MetE) methionine synthases contain Zn-binding sites. The
Zn site in cobalamin-independent methionine synthase contains two Cys
and one His ligands, while in cobalamin-dependent methionine synthase
(Fig 10.19), it consists of three Cys ligands ((Evans et al., 2004; Peariso et al.,
1998, 2001) and references therein). Homocysteine binds similarly to a
(Cys)
3
Zn site within the TIM barrel in betainehomocysteine methyltrans-
ferase (BHMT) (Evans et al., 2002).
The A components of a variety of methanogenic methyltransferases
also contain catalytic Zn sites that are responsible for binding CoM or
homocysteine, including the MtaA component of the methanol:CoM
methyltransferase system, which is responsible for methyl transfer from
methyl-Co(III) on MtaC to CoM (Gencic et al., 2001). MtsA (Tallant
et al., 2001) and MtbA (Kruer et al., 2002), which are MeCbl:CoM
methyltransferases. Other Zn enzymes that bind thiols during their catalytic
mechanism include the E.coli Ada protein (Myers et al., 1994; Wilker
and Lippard, 1997), S-methylmethionine:homocysteine methyltransferase
Tetrahydrofolate and B
12
in Methyltransferases 315
(Thanbichler et al., 1999), epoxyalkane:coenzyme M transferase (Allen et al.,
1999; Ensign and Allen, 2003), and protein farnesyl transferase (Huang
et al., 1997; Strickland et al., 1998).
B. Methylation of the NiFeS cluster of ACS
Acetyl-CoA Synthase (ACS), encoded by the acsB gene in M. thermoacetica,
is part of a complex that catalyzes the conversion of CO
2
, CoA, and a
methyl group to acetyl-CoA, as shown on the right hand side of Fig. 10.6.
Several reviews that focus on the structure, function, and mechanism of
ACS are available (Brunold, 2004; Drennan et al., 2004; Lindahl, 2004;
Ragsdale, 2006; Riordan, 2004). The other component of this complex is
CODH, which is encoded by the acsA gene, and catalyzes the reduction of
CO
2
to CO. CODH and ACS contain internal channels that interlink to
form a 70 A

channel that sequesters CO and facilitates its delivery to the


ACS active site (Tan et al., 2005; Doukov et al., 2008). This channel has
been identified biochemically (Maynard and Lindahl, 1999; Seravalli and
Ragsdale, 2000) and by X-ray crystallography (Darnault et al., 2003;
Doukov et al., 2002, 2008).
The catalytic strategy of ACS is to use a Ni active site, the A-Cluster, to
form organometallic intermediates. The A-Cluster consists of a [4Fe-4S]
cluster bridged to a binuclear NiNi center, which contains a Ni site (Ni
p
)
that is thiolate bridged to another Ni ion in a thiolato- and carboxamido-
type N
2
S
2
coordination environment (Darnault et al., 2003; Doukov et al.,
2002; Ragsdale et al., 1985; Svetlitchnyi et al., 2004). Although the details
are under discussion, the basic mechanism of ACS involves metal-centered
Figure 10.19 Homocysteine ligated to Zn within the triosephosphate isomerase (TIM)
barrel of the N-terminal domain of MetH. Generated from PDB ID# 1Q8A using
Chimera.
316 Stephen W. Ragsdale
catalysis that includes the following bioorganometallic intermediates:
methyl-Ni, Ni-CO, and acetyl-Ni. The mechanism involves transfer of a
methyl group from the MeCbl state of the CFeSP to a Ni center, which also
binds CO and CoA; then, ACS catalyzes condensation of the CC and CS
bonds to form acetyl-CoA (Ragsdale and Wood, 1985). The methyl trans-
fer reaction could occur by either a radical or an S
N
2-type nucleophilic
mechanism. Model studies of the reaction between methyl-Co
3
(CH
3
-
Co
3
dimethylglyoximate) and a Ni
1
macrocycle provide precedent for
a methyl radical transfer (Ram and Riordan, 1995; Ram et al., 1997).
A radical methyl transfer would require homolysis of the CH
3
Co bond
of the methylated CFeSP, which Martin and Finke pointed out was not
favorable because reduction of CH
3
-Co
3
requires redox potentials
(<1 V) that are too low for physiological electron donors (Martin and
Finke, 1990). Rapid kinetic studies and stereochemical studies using a chiral
methyl donor also indicate that the transmethylation reaction involves an
S
N
2-type nucleophilic attack of Ni on the methyl group of the methylated
CFeSP (CH
3
Co
3
) to generate methyl-Ni and Co
1
(Lebertz et al., 1987;
Menon and Ragsdale, 1998, 1999). Thus, it is likely that the metal-to-metal
methyl transfer reaction is similar to the other B
12
-dependent methyltrans-
ferase reactions described above. In fact, kinetic studies indicate that the Ni
(I) site on ACS is as strong a nucleophile as is the Co
1
site in the CFeSP
(Tan et al., 2003).
ACKNOWLEDGMENTS
I thank NIH (GM39451) for supporting the work in my laboratory on methyltransferases.
I thank Ruma Banerjee, Joe Krzycki, Vadim Gladyshev, and Rick Finke for their comments
on parts of the manuscript.
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324 Stephen W. Ragsdale
C H A P T E R E L E V E N
Methyltetrahydrofolate in
Folate-Binding Protein Glycine
N-Methyltransferase
Zigmund Luka*
Contents
I. Introduction 326
II. 5-Methyltetrahydrofolate in Folate Metabolism 326
A. Folate uptake, metabolism, and catabolism 326
B. 5-Methyltetrahydrofolate, methyl trap 328
III. Folate-Binding Enzymes 330
IV. Glycine N-Methyltransferase 331
A. GNMT genes and proteins 331
B. Enzyme kinetics and activity regulation 333
V. GNMT as Methyltetrahydrofolate-Binding Protein 335
A. Inhibition of GNMT by folate 336
B. Role of GNMT in folate and one-carbon metabolism 336
C. GNMT mutations in human patients and
GNMT knockout mouse model 337
D. Crystal structure of GNMTfolate complex
and mechanism of inhibition 339
VI. Conclusions 340
Acknowledgments 341
References 341
Abstract
In mammals, folate is used as a carrier of one-carbon units (C
1
) in nucleic acids
metabolism and biological methylation. Among all forms of folate the most
abundant is 5-methyltetrahydrofolate (5-CH
3
-THF), which is of exceptional
importance. Its distinctive role among other forms of folate is in its dual
function. As a C
1
carrier it is used for synthesis of methionine by remethylation
of homocysteine. In addition, 5-CH
3
-THF is bound to and inhibits glycine-N-
methyltransferase (GNMT). GNMT is one of the key enzymes in methionine and
S-adenosylmethionine (AdoMet) metabolism. It removes excess AdoMet by
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00411-1 All rights reserved.
* Department of Biochemistry, Vanderbilt University School of Medicine, Nashville, Tennessee 37232
325
using it for methylation of glycine. The interaction of 5-CH
3
-THF and GNMT was
proposed as an important regulatory mechanism in AdoMet metabolism and
biological methylation. The recent discovery of human individuals with mutant
GNMT and the study of a mouse model with the GNMT gene knocked out
showed that inactivation of that enzyme, indeed, has a significant impact on
AdoMet levels in the liver and plasma. The crystal structure of GNMTcomplexed
with 5-CH
3
-THF revealed that there are two folate molecules bound to one
tetrameric form of GNMT, which is a basis for establishing of mechanism of
inhibition of GNMT. The role of GNMT as a folate-binding protein and how it
affects one-carbon folate metabolism is discussed. 2008 Elsevier Inc.
I. Introduction
Living organisms need folate as enzyme cofactors to carry C
1
from a
number of sources for biosynthesis of nucleic acids and methylation. After
absorption from the diet in the intestine, transferring to circulation and
transport into the cells, the folates are bound by folate-binding enzymes so
there is almost no free folate in the cells (Wagner, 1995). In the liver, the most
abundant form of folate is methyltetrahydrofolate and changes in its amount
are associated with several metabolic conditions. Only one enzyme, methio-
nine synthase (MS), uses methyltetrahydrofolate as a substrate but this is not a
major methyltetrahydrofolate-binding protein. In the liver and several other
tissues, the major methyltetrahydrofolate-binding protein is the enzyme,
glycine N-methyltransferase (GNMT). This enzyme, in addition to its
important biological role of removing excess S-adenosylmethionine by
methylation of glycine, also binds methyltetrahydrofolate without using it
for any enzymatic reaction. Moreover, methyltetrahydrofolate is a potent
inhibitor of GNMT. The high level of GNMT in the liver controls the
availability of the folate for other enzymes and use of AdoMet for methylation
reactions since all forms of folate are interconvertible. For these reasons more
attention should be paid to the biological role of this particular
methyltetrahydrofolate-binding protein/enzyme. In this chapter, the latest
data on the role of GNMT as folate-binding regulatory protein are presented.
II. 5-Methyltetrahydrofolate in Folate
Metabolism
A. Folate uptake, metabolism, and catabolism
A comprehensive review on folate metabolism with discussion of roles of
different folate forms is published in this issue (Chapter 1 by Stover). In this
chapter, the biological role of one form of folate, methyltetrahydrofolate,
will be the main subject, although the more important steps in folate
metabolism will be briefly discussed.
326 Zigmund Luka
Mammals get folate from the diet as a mixture of different forms (Cook,
2001; McKillop et al., 2006; Seyoum and Selhub, 1998). The major form of
folate in the diet is 5-CH
3
-THF, which is, for example, 85% in egg yolk,
43% in spinach, 46% in yeast (McKillop et al., 2006), 36% in cows liver, and
58% in orange juice (Seyoum and Selhub, 1998). The structure of 5-CH
3
-
THF is shown in Fig. 11.1. Other folate forms differ in substitutions at C5
and C10 carbon atoms on the pterin and in the number of glutamate
residues linked to p-aminobenzoate (PABA). The number of glutamate
residues varies from 1 to 8 depending on the food (Cook, 2001; McKillop
et al., 2006; Seyoum and Selhub, 1998).
Folate uptake is a complex process, which is discussed in published
reviews (Halsted, 1979; Matherly and Goldman, 2003; Pacha, 2000; Said,
2004; Said and Mohammed, 2006; Sirotnak and Tolner, 1999). There are
Figure 11.1 5-Methyltetrahydrofolate(5-CH
3
-THF) and scheme of C
1
unit transfer.
The structure of 5-CH
3
-THF is shown in the upper part. The scheme at the bottom
shows the sources of C
1
units for THF loading and the major folate forms used for
synthesis of methionine, deoxythymidine 5
0
-phosphate (dTMP), and purines.
GNMT-methyltetrahydrofolate 327
two main steps of folate transport. The first step begins with folate absorption
by the small intestine epithelium and transfer of folate into mucosa cells.
In the brash border of mucosal cells, all polyglutamate forms are converted
to monoglutamates by action of a specific enzyme, folylpoly-g-glutamate
carboxypeptidase (Shane, 1995). The monoglutamate forms of folates are
transported through intestine epithelium cells into the circulation by a passive
mechanism at high concentration of folate and by the reduced folate carrier
(RFC) at lower folate levels. In the second step folate monoglutamates are
transported from circulation into the cells by the RFCand by folate receptors.
Folate is used in C
1
metabolism in all tissues but most folate is metabolized
in the liver (Clifford et al., 1990; Cook, 2001). In the liver cells the folate pool
is almost equally divided between cytosol and mitochondria. In both compart-
ments the first step of metabolismis the addition of glutamate residues to folate
monoglutamates by folylpoly-g-glutamate synthase (Shane, 1995). In the rat
the predominant form is pentaglutamate (Shin et al., 1972), while in human it
is hexa- and heptaglutamates (Foo et al., 1982).
Folates in the cell serve as carriers of C
1
groups. In the very simplified
scheme in Fig. 11.1 the main sources of C
1
groups and their use in the cell is
presented. The C
1
groups are added to tetrahydrofolate (THF) from serine,
formate, choline, glycine, sarcosine, andfromhistidine metabolites bydifferent
cytosolic and mitochondrial enzymes.
Loading of THF with different C
1
groups results in synthesis of different
forms of folate, which are using for synthesis of purines, deoxythymidine
5
0
-phosphate (dTMP), and methylation as shown in Fig. 11.1. In the cell the
distribution of the folate forms is maintained relatively constant. In the rat
liver cytosolic folate pool there are four major forms: THF, 27% of total
folate; 5-CH
3
-THF, 45%; 10-formylTHF, 19.3%; 5-formylTHF, 8.7%,
and small amounts of other forms: 5-formiminoTHF, 5,10-methenylTHF,
5,10-methyleneTHF, and dihydrofolate (Cook, 2001). Detailed folate
metabolism is discussed in another chapter of this issue (Chapter 1 by
Stover)) and in other reviews (Appling, 1991; Cook, 2001; Wagner, 1995).
Catabolism of folates includes three main pathways. Free folate monoglu-
tamates are passively excreted from the cells into the circulation. Free folate
polyglutamates are hydrolyzed to monoglutamates by action of g-glutamyl
hydrolase (GGH) and subsequently excreted as monoglutamates. Free folates
also undergo oxidative degradation releasing different products depending on
the degradation scheme (Suh et al., 2001).
B. 5-Methyltetrahydrofolate, methyl trap
All forms of folates are used in specific enzymatic reactions and the impor-
tance of most of them for cell metabolism is well studied. Among them one
form is of exceptional importance. This is 5-CH
3
-THF, the major form of
folate in cytosol. The 5-CH
3
-THF is synthesized from 5,10-methylene-THF
328 Zigmund Luka
by methylene-THF reductase (MTHFR). Its exceptional role is in its dual
function. First, it is used for synthesis of methionine by remethylation of
homocysteine by MS thus maintaining a constant supply of methionine for
protein synthesis and methylation reactions (Fig. 11.2).
However, if utilization of 5-CH
3
-THF by MS is somehow (i.e., by B
12
deficiency) interrupted more and more folate accumulates as 5-CH
3
-THF.
This happens because this formof folate could be converted into THF only by
MS and 5,10-methylTHF reductase is irreversible. This is called the methyl
trap theory (Herbert and Zalusky, 1962). Accumulation of 5-CH
3
-
THF results in severe abnormalities in folate metabolism and human disease
(Shane and Stokstad, 1985).
Methionine
AdoMet
1
2
3
4
5
6
AdoHcy
Adenosine
Homocysteine
Cystathionine
Cysteine and Pyruvate
THF
Diet
Folate pool
Glycine
5-CH
3
-THF
5, 10-CH
2
-THF
5-CH
3
-THF
inhibition
AdoMet
inhibition
Methylation
reactions
Sarcosine
Figure 11.2 Participation of glycine-N-methyltransferase (GNMT) in methionine and
folate metabolism. Numbers at arrows show enzymes involved in synthesis and regula-
tion of methionine metabolism: 1-methionine adenosyltransferase; 2-a variety of
methyltransferases; 3-GNMT; 4-S-adenosylhomocysteine hydrolase; 5-methionine
synthase; 6- methylene tetrahydrofolate reductase. Inhibition of reaction 6 by AdoMet
and reaction 3 by 5-CH
3
-THF is shown.
GNMT-methyltetrahydrofolate 329
The importance of 5-CH
3
-THF for overall metabolism was studied
experimentally by using the gene knockout technique. Two mouse models
were developed: one with MS knocked out (Swanson et al., 2001) and
another with MTHFR knocked out (Chen et al., 2001). Both models
showed severe effects of changed of 5-CH
3
-THF levels. The MS knockout
appeared to be lethal and no homozygous MS-deficient mice were
obtained. The detailed study of heterozygous animals led to the conclusion
that the reason for lethality was a methyl trap. The MTHFR-deficient mice
exhibited severe abnormalities in early development. In cases of those
animals that survived, the level of 5-CH
3
-THF in the liver was more than
20-fold lower, the level of AdoMet slightly lower and the level of AdoHcy
in the liver was 410 times higher with a number of physiological abnorm-
alities. Both studies clearly showed that the level of 5-CH
3
-THF must be
carefully maintained in the cell for methionine synthesis.
The second role of 5-CH
3
-THF was unexpected when it was first
discovered: it serves as an allosteric regulator of GNMT. The enzyme
does not use folate as a substrate for any enzymatic reaction but it is one
of the most important regulatory proteins in methionine and S-adenosyl-
methionine metabolism. Thus, 5-CH
3
-THF is used not only as a substrate
for homocysteine remethylation reaction but also as a regulatory element in
cellular methylation.
III. Folate-Binding Enzymes
Once folate is transferred into the cell all folate forms are bound to
folate-metabolizing enzymes. The level of folate-binding proteins in the cell
is extremely high compared to other proteins expressed. The major folate-
binding enzymes (both cytosol and mitochondria) are: 10-formylTHF
dehydrogenase (1.2% of pig liver total protein, Min et al., 1988), serine
hydroxymethyltransferase (0.8% in rabbit liver, Schirch and Gross, 1968),
dimethylglycine dehydrogenase (0.8% in rat liver, Wittwer and Wagner,
1980), C
1
-THF synthase (0.5% in sheep liver, Paukert et al., 1976), and
GNMT (13% in rat and rabbit livers, Heady and Kerr, 1973; Ogawa and
Fujioka, 1982a). As a result, in the cell there is almost no free folate because
there are more folate-binding sites on the proteins then there are folate
molecules (Cook, 2001; Henderson, 1990; Kim et al., 1996; Wagner, 1982,
1995). This obviously depends on composition of the pool of the folate
forms. THF is used for C
1
-group loading by a number of enzymes and
therefore must be available in large quantity. For DNA synthesis,
10-formylTHF and 5,10-methyleneTHF must be available and their level
in the cell is also high.
330 Zigmund Luka
IV. Glycine N-Methyltransferase
The GNMT activity was detected first by Blumenstein and Williams
(1960) in their search for a way for direct transfer of the methyl group to
glycine from S-adenosylmethionine as a methyl donor. Such an activity was
detected in all liver extracts they tested by formation of radioactively labeled
sarcosine from radioactive glycine. The authors did not proceed with enzyme
purification, however. An enzyme catalyzing methylation of glycine was
identified and purified from rabbit liver by Heady and Kerr (1973) and it
was named as glycine N-methyltransferase and abbreviated as GNMT.
A. GNMT genes and proteins
For a long time GNMT activity was found only in mammals, although
genes with homology to mammalian GNMT are present in many species
genomes, for example, Zebrafish or red flour beetle. Glycine methylation in
other organisms was reported only for cyanobacteria Aphanothece halophytic
(Waditee et al., 2003) by a monomeric enzyme with low homology to rat
GNMT. Since it is not known whether these other forms of GNMT bind
folate in this review only mammalian GNMTs are considered. The GNMT
proteins are encoded by similar genes in all species, from which they were
cloned and sequenced: rat (Ogawa et al., 1987), mouse (Luka and Wagner,
GB accession number AF 325352, 2001), human (Chen et al., 2000), and
chimpanzee (GB accession number, AACZ02071362). All GNMT genes are
relatively small, about 5 kb with a coding sequence of 6 exons of 100200
nucleotides (Fig. 11.3).
The best-studied gene is that from human because of its potential as a
cancer gene marker (Chen et al., 2000; Tseng et al., 2003). It was found that
the transcriptional site is positioned at 800 nucleotide (Chen et al., 2000).
This was unusual because in rat, the transcriptional site was located just
upstream of an ATG codon in the first exon (Ogawa et al., 1987). There
were several polymorphic sites found in human GNMT gene (Tseng et al.,
2003). In the 5
0
upstream sequence the most common are a C/T at 45
nucleotide, DTTACA deletion/insertion at 991, and GA repeats at 1259
nucleotides. Regarding these polymorphisms the human GNMT genes
consists of two main alleles: one with 11 GA repeats and another with
16 GA repeats. One allele (1289 T-allele) carries 11 GA repeats, a DTTACA
insertion and thymidine at 45, while another allele (1289 C-allele) carries
16 GA repeats, a sequence DTTACA is deleted and cytidine at 45 position.
Regulation of GNMT gene expression has not been studied except for
a few experiments (Tseng et al., 2003). From those experiments with a
gene reporter system it was found that the 11 GA allele (1289 T-allele)
is expressed about 1.6 times more efficiently than 16 GA allele when
GNMT-methyltetrahydrofolate 331
5
0
-upstream sequence to 2034 nucleotides were used in a gene reporter
vector. What was found for certainty was that the level of mRNA for
GNMT was higher in liver, kidney, pancreas, and prostate (Chen et al.,
2000), that is, similar to results obtained by analysis of GNMT protein
abundance (see below).
GNMTenzyme was first purified fromrabbit liver and immediately it was
found that that enzyme was unusually highly abundant in that organ with an
estimated level of up to 3%of total soluble proteins in the cytosol (Heady and
Kerr, 1973). In the same study, GNMTactivity was found also in kidney and
pancreas. No GNMTactivity was detected in fetal liver and in three kinds of
cancer cells: Novikoff hepatoma, Morris hepatoma, and Ehrlich ascites cells
(Heady and Kerr, 1973, 1975). Significantly, lower expression of GNMT
was found in hepatocellular carcinoma cells in the later studies (Liang et al.,
2005; Liu et al., 2003). Similar to the rabbit, the highest level of this enzyme in
the rat was found in liver (Ogawa and Fujioka, 1982a), where it consists of
about 1% of soluble proteins, and lower but still a significant level in rat
pancreas (Yeo and Wagner, 1992, 1994).
After initial studies on GNMT properties were done on rabbit liver
protein, more detailed analysis was performed on the rat liver enzyme.
GNMT from that source was purified to homogeneity (Ogawa and Fujioka,
1982a) and protein properties were studied using protein chemistry
such as analysis of reactivity of sulfhydryl groups (Fujioka et al., 1987) and
probing of protein conformation by arginine modification (Konishi
and Fujioka, 1987). Protein sequence was determined by cloning and
Figure 11.3 Glycine-N-methyltransferase (GNMT) gene and protein. At the top the
scheme of the mouse GNMT gene (GeneBank accession number AF 325352) is shown.
Numbers from 1 to 6345 indicate the numbers of nucleotides. Below are aligned amino
acid sequences of mouse and human GNMT (GeneBank codes D89664 and
NM018960). Different amino acid residues are in boxes.
332 Zigmund Luka
sequencing of GNMT cDNA (Ogawa et al., 1984, 1987). Native and recom-
binant GNMTs were compared by kinetics, limited proteolysis and AdoMet
binding (Konishi and Fujioka, 1988). Ogawas research group reported the
first crystal structure of GNMT, which will be discussed below. GNMT from
pancreas was also purified to homogeneity and its kinetic properties were
studied (Yeo and Wagner, 1992). Recombinant human and mouse GNMTs
were expressed in Escherichia coli and their kinetic properties, stability, and
crystal structures were studied (Luka and Wagner, 2003a; Luka and Wagner,
2003b; Pakhomova et al., 2004).
It was found that GNMT is a tetrameric protein consisting of four
identical subunits of about 32.5 kDa, which depends on the protein origin.
The cDNAs for GNMT from human, rabbit, pig, and mouse were cloned
and sequenced (Aida et al., 1997; Chen et al., 1998; Ogawa et al., 1993) from
which amino acid sequences were derived. It appeared that GNMTs are
very similar with amino acid sequence similarity of about 90%. As an
example, in Fig. 11.3 sequences of GNMTs from mouse and human are
aligned. All sequenced proteins contain 292294 amino acid residues with
no signs of any unusual features. The theoretical isoelectric points are about
7.17.5, but experimentally, the pI value for native rat enzyme was found to
be 6.4 (Ogawa and Fujioka, 1982a).
Rat liver GNMT is phosphorylated in vivo and could be phosphorylated
in vitro by cAMP-dependent protein kinase (Wagner et al., 1989). This was
confirmed by hepatocyte studies (Moller et al., 2003). The studies on rat liver
and recombinant GNMTs showed that there are several phosphorylated
serine residues, but the total level of phosphorylation is very low (Luka
et al., 2006a). It was found that the only residues undergoing phosphorylation
are serines and in rat GNMT those serine residues are Ser9, Ser71, Ser139,
Ser182, and Ser241. The Ser9 was phosphorylated in vitro when cAMP-
dependent protein kinase was used (Luka et al., 2006a; Wagner et al., 1989).
The GNMT crystal structure was solved for rat, mouse, and human
recombinant proteins either as an apoprotein on in complex with AdoHcy,
AdoMet, AdoMet and acetate, or as a complex with 5-CH
3
-THF (Fu et al.,
1996; Huang et al., 2000; Luka et al., 2007; Pakhomova et al., 2004;
Pattanayek et al., 1998; Takata et al., 2003). It appeared that in the crystal,
GNMT is organized as flat-shaped tetramer with numerous interactions
between subunits. Each subunit consists of an active center for reaction of
AdoMet and glycine inside of the globular part.
B. Enzyme kinetics and activity regulation
Kinetics of GNMT was studied on native liver and pancreatic enzymes and
on recombinant enzyme from different sources. Some kinetic properties of
native GNMT were obtained by using crude liver extracts from pig and
human (Ogawa et al., 1993). Measuring of the dependence of reaction
GNMT-methyltetrahydrofolate 333
velocity on concentration of AdoMet and glycine revealed that K
m
for
AdoMet is in the range of 0.030.2 mM and for glycine in the range of
220 mM(Luka and Wagner, 2003a; Ogawa and Fujioka, 1982a; Pakhomova
et al., 2004). The k
cat
values were found in the range of 3596 min
1
(Luka
and Wagner, 2003a; Ogawa and Fujioka, 1982a; Pakhomova et al., 2004).
GNMT is the only methyltransferase, which is a tetrameric protein. Based on
that fact one could assume that there should be some kind of cooperativity
in the response tothe substrate concentration. Such cooperativity was found in
rat native enzyme toward AdoMet but not toward glycine: in the latter case
dependence of velocity on glycine concentration is purely hyperbolic (Ogawa
and Fujioka, 1982a). Interestingly enough, that AdoMet-cooperativity was
found in case of native liver enzymes only (Konishi and Fujioka, 1988; Ogawa
et al., 1993): recombinant rat, mouse, and human enzymes showed no coop-
erativity toward AdoMet (Konishi and Fujioka, 1988; Luka and Wagner,
2003a; Pakhomova et al., 2004). That finding was explained as the result of
acetylation of N-terminal valine in native protein and absence of acetyl group
on valine in recombinant protein (Ogawa et al., 1997). The latter conclusion
was drawn on the basis of removing of the N-terminal 7 amino acids, not just
deacetylation of the native protein or acetylation of recombinant enzyme.
In another case, rabbit liver enzyme (Kloor et al., 2004) showed no AdoMet-
cooperativity with the rat liver enzyme.
Analysis of GNMT crystal structure allowed proposing the mechanism of
enzymatic reaction. This mechanism is discussed in detail in Takata et al.
(2003). The reaction begins with AdoMet binding to the active center. To
make this possible, the N-terminal loop of 120 amino acids in apoprotein
should be removed from its position blocking the entrance to active center.
The N-terminal fragment is exposed into solvent as a result of major confor-
mation rearrangements. After transferring the methyl group from the posi-
tively charged AdoMet to glycine via an S
N
2 reaction, the neutral sarcosine
and AdoHcy do not interact strongly with protein moiety and are released.
A few residues play critical roles in the enzymatic reaction: Tyr21, Tyr33,
Gly137, Asn138, His142, Arg175, and Tyr194 (residue numbers for rat
GNMT). The mechanism of the transfer of the methyl group from AdoMet
to glycine by GNMTwas evaluated by theoretical studies (Soriano et al., 2006;
Velichkova and Himo, 2005) and it was found that generally it is in good
agreement with that of proposed by Takata et al. withthe exceptionthat Tyr21
most likely is not involved in reaction (Velichkova and Himo, 2005).
In the very first study of GNMT from rabbit liver, it was found that one
product of the reaction AdoHcy is a moderate inhibitor of reaction with
constant of inhibition (K
i
) of 40 mM (Heady and Kerr, 1973). The other
product, sarcosine, is not an inhibitor.
The enzyme activity of GNMT is changed in response to a number of
factors. There are two levels of GNMT activity regulation: one is genetically
determined and results in tissue specificity of GNMT expression. Another
334 Zigmund Luka
level of GNMT activity regulation is a result of changes of activity and gene
expression in response to diet, hormone status, drug administration, and so
on. When rats were fed a high-methionine diet (3% methionine), it resulted
in an increase in GNMT activity and abundance of GNMT protein in the
liver (Ogawa and Fujioka, 1982b). This result was confirmed by Rowling
et al. (2002). GNMT activity is changed in response to some other treatments,
like retinoids (McMullen et al., 2002) or ethanol administration (Villanueva
and Halsted, 2004).
The hormonal status is an important factor in methyl group metabolism
as recently summarized (Williams and Schalinske, 2007). That conclusion
was based also on studies of changes of GNMT activity with hormonal
status and treatment. In an early study, it was found that activity of GNMT
in rat and mice liver and kidney increased with aging (Mays et al., 1973).
The increase was of about 50% of initial activity at 312 months in rat and
almost 100% increase in mice between 12 and 30 months. Later it was found
that GNMT expression is regulated by growth hormone (Aida et al., 1997;
Brown-Borg et al., 2005; Uthus and Brown-Borg, 2003).
Other hormones, glucagon and glucocorticoids, affect GNMT activity
(Rowling and Schalinske, 2003). Glucagon treatment of rat increased
GNMT activity by 25%, which was explained as a result of change of
metabolites in the transsulfuration pathway ( Jacobs et al., 2001). In adrenal-
ectomized rats administration of dexamethazone increased GNMT activity
3.6-fold (Rowling and Schalinske, 2003). In alloxan-induced diabetic sheep
the level of GNMT transcript increased 65-fold (Xu and Snoswell, 1985).
That level of increase might be an exception since similar experiment with
rats showed only about twofold increase in GNMT activity in the liver (Yeo
and Wagner, 1994). In diabetic rats both a folate-enriched diet and folate
deficiency resulted in increased GNMT activity (Nieman et al., 2006).
Phosphorylation is another possible way to regulate GNMT activity. By
phosphorylation of GNMT with protein kinase A, activity of GNMT
significantly increased (Wagner et al., 1989). The question still remains
whether GNMT phosphorylation in vivo results in such changes of confor-
mation or some target protein binding, which could be of importance in
terms of the biological role of GNMT.
Among all factors affecting GNMT activity the most important appeared
to be inhibition of GNMT by folate (Wagner et al., 1985; Yeo et al., 1999),
which will be discussed in detail below.
V. GNMT as Methyltetrahydrofolate-
Binding Protein
The fact that GNMT is somehowparticipating in regulation of the ratio
of AdoMet/AdoHcy and level of methylation in the cells was implied since
discovery of GNMT (Heady and Kerr, 1973); however, the mechanism of
GNMT-methyltetrahydrofolate 335
that regulation was not known. Establishment of such a mechanism began
with the discovery of GNMT as major rat liver cytosolic folate-binding
protein. In 1977 Zamierowski and Wagner reported that injected radioactive
folic acid into rat mostly bound to one of several unidentified rat liver
cytosolic proteins.
That protein was purified to homogeneity and found that it binds almost
exclusively 5-CH
3
-THF. Antibodies to that protein were produced (Suzuki
and Wagner, 1980) and radioimmunoassay showed that that this new folate-
binding protein was most abundant in rat liver cytosol. It was also expressed
in kidney, prostate, and some other organs (Cook and Wagner, 1981).
A surprising discovery was made when it was found that the unknown
folate-binding protein was, in fact, GNMT (Cook and Wagner, 1984).
A. Inhibition of GNMT by folate
The detailed studies on folate binding by GNMT showed that folates inhibit
GNMT activity (Wagner et al., 1985). The most potent inhibitor is 5-CH
3
-
THF. Later, inhibition was studied more precisely on rat liver and pancre-
atic GNMT (Yeo et al., 1999). It was found that inhibition of GNMT
activity by 5-CH
3
-THF-Glu
5
is noncompetitive regarding substrates, Ado-
Met and glycine. Inhibition of liver and pancreatic enzymes is similar. For
rat liver enzyme, 50% activity inhibition was observed at 2 mM folate
concentration at pH 7.5 and at 1 mM at pH 9.0. The binding constants
were determined and it was found that K
d
depends on pH: at pH 7.4 the K
d
value was determined as 0.095 mM, while at pH 9.0 that value was much
higher of 1.9 mM. Interestingly, the cooperativity toward AdoMet was
found much stronger at pH 7.4 than at pH 9.0 with correspondent
Hill coefficients of 2.0 and 1.5 at 5-CH
3
-THF concentration of 0.2 mM.
The cooperativity is increased with folate concentration.
B. Role of GNMT in folate and one-carbon metabolism
Discovery of folate binding by GNMT and inhibition of GNMT activity by
folates raised the question of what is the biological importance of such an
interaction and inhibition. In the working hypothesis of Wagner and his
colleagues (Balaghi et al., 1993; Wagner et al., 1985) proposed the relation-
ship between methyl group and folate one-carbon pool metabolisms with a
crucial regulatory role of GNMT.
In the simplified scheme in Fig. 11.2 the essential metabolic pathways and
enzymatic reactions, which are involved in methionine and folate metabolism
regulation by GNMTare presented. Methionine comes fromthe diet and it is
used for synthesis of proteins and AdoMet by methionine adenosine transfer-
ase (MAT, reaction 1). AdoMet is used by about 5060 methyltransferases in
human (Clarke and Banfild, 2001). In Fig. 11.2, all of the methyltransferases
336 Zigmund Luka
are shown as reaction 2, but for GNMT it is shown as reaction 3. One of the
products of methylation reactions is AdoHcy which undergoes further
metabolismvia transsulfuration reactions. AdoHcy is hydrolyzed to adenosine
and homocysteine by S-adenosylhomocysteine hydrolase (reaction 4).
Homocysteine can be converted back to methionine by transferring a methyl
group from 5-CH
3
-THF by MS (reaction 5). In turn, 5-CH
3
-THF is
synthesized from 5,10-methylene-THF by MTHFR (reaction 6) and that
reaction is inhibited by AdoMet.
The levels of methionine and AdoMet are determined by diet and by the
availability of methyl groups from 5-CH
3
-THF, which may vary signifi-
cantly. Since the level of AdoMet can affect biological methylation, it must
be thoroughly regulated. The proposed regulation mechanism explains how
it is achieved, at least in the liver, where most of the AdoMet and folate are
metabolized. In the first scenario, when methionine level in the diet and in
the cell is higher than normal, the level of AdoMet is also abnormally high
because there is no feedback between level of AdoMet and MAT activity.
A high level of AdoMet results in increase in inhibition of MTHFR (reaction
6) and less 5-CH
3
-THF is synthesized. This, in turn, leads to activation of
GNMT because of less inhibition by 5-CH
3
-THF (reaction 3). That results
in increased use of AdoMet for glycine methylation and funneling of excess
AdoMet through the transsulfuration pathway (homocysteine-cystathionine-
cysteine and pyruvate) shown in Fig. 11.3.
When the methionine level becomes lower than normal the level of
AdoMet is also decreased below normal and this must be prevented. Again,
this is achieved by activation/inhibition of MTHFR and GNMT. The
MTHFR is activated because concentration of its inhibitor, AdoMet,
decreased. Therefore, more 5-CH
3
-THF is synthesized, more homocyste-
ine is remethylated to methionine, and more AdoMet synthesized. At the
same time increased concentration of 5-CH
3
-THF inhibits GNMT, less
AdoMet is used for glycine methylation and becomes available for other
methylation reactions (reaction 2).
C. GNMT mutations in human patients and
GNMT knockout mouse model
The proposed mechanism of AdoMet level regulation via GNMT was
confirmed in vivo by: (a) search for humans with genetically inactivated
GNMT and (b) by using a mouse model with gene for GNMT knocked
out. If the proposed scheme of regulation is true then absence or low
activity of GNMT should result in high level of AdoMet and methionine
with normal or lower levels of AdoHcy.
Exploring the first approach three patients were found with extremely
high plasma levels of methionine and AdoMet and normal levels of AdoHcy
(Augoustides-Savvopoulou et al., 2003; Luka et al., 2002; Mudd et al., 2001).
GNMT-methyltetrahydrofolate 337
Two of these patients were children from one Italian family and a third
patient was a child from Greece. All of them have very high level of AdoMet
in the plasma (2.22.7 mM with normal level about 100 nM) and methionine
(4001000 mM with normal level 1545 mM), but normal level of AdoHcy.
All patients were characterized with mild liver disease.
GNMT genes of all three patients were sequenced. In the case of the
Italian family DNA from parents and both children was also analyzed.
Indeed, as was expected, GNMT genes from all patients carried missense
mutations in the exons. The brother and sister from the Italian family carry
the two mutations: one (C/T in CTT codon for Leu49) in exon 1 and
another (C/A in codon CAT for His176) in exon 4. The GNMT gene of
the third patient carries an A/G mutation in codon AAT for Asn140. These
mutations cause change of Leu49 to proline, Asn140 to serine, and His176
to asparagines, respectively.
Activity of all mutant GNMTs were assayed in vitro after cDNAs with
corresponding mutations were cloned and expressed in an E. coli expression
vector (Augoustides-Savvopoulou et al., 2003; Luka and Wagner, 2003c).
It was shown that all mutations inactivate GNMT to different extents: the
N140S mutant possess only traces of WT GNMT activity, L49P is inacti-
vated by 90%, but the H176N mutant activity decreased only 25% regard-
ing V
max
(Luka and Wagner, 2003c). The K
m
values for AdoMet and
glycine also were changed compared to WT GNMT. These data are in
excellent agreement with proposed scheme of regulation of the levels of
methionine and AdoMet by GNMT.
The second strategy to show the role of GNMT in vivo also was explored
by developing the mouse model with GNMT knocked out by using
gene targeting (Luka et al., 2006b). In that mouse model exon 1 and the 5
0
-
regulatory sequence of GNMT gene, which carries at least part of putative
promoter in targeted allele, was replaced via homologous recombination with
NEO (neomycin phosphotransferase) gene.
Transgenic mice showed no difference in appearance and growth rate at
least for 36 months. GNMT activity assay and Western blotting showed
that transgenic animals, indeed, possessed no GNMT activity and no
GNMT protein. The levels of main metabolites were exactly as was
expected for inactivated GNMT and as was found in human patients: the
concentration of methionine increased from 100 nmol/g liver in WT
animals to about 700 nmol/g, the concentration of AdoMet increased
from 37 nmol/g in WT animals to about 1334 nmol/g in knockout
mice, while the level of AdoHcy slightly decreased from 1215 nmol/g to
35 nmol/g liver (Luka et al., 2006b). These changes in concentrations of
AdoMet and AdoHcy resulted in an increase in the AdoMet/AdoHcy ratio
from about 3300, that is, 100-fold. These changes mean that concentration
of the substrate for almost all methylases, AdoMet, increased enormously.
At the same time, the concentration of AdoHcy, which is an inhibitor for
338 Zigmund Luka
most of the methyltransferases that use AdoMet, decreased. That should
result in significant increase in methylation reactions in the cells.
D. Crystal structure of GNMTfolate complex
and mechanism of inhibition
Biochemical and genetic studies showed the regulatory role of GNMT in
methionine and folate metabolism. The mechanism of GNMT inhibition
by folate was proposed by solving crystal structure of the GNMTfolate
complex by Luka et al. (2007). The rat recombinant GNMT and 5-CH
3
-
THF (monoglutamate) were used in their study. In binding experiments, it
was found that there were two 5-CH
3
-THF molecule bound to one
molecule of tetrameric form of GNMT in solution at pH 7.5. That was
different from earlier experiments it was found that at pH 7.4 only one
molecule of 5-CH
3
-THF-Glu
5
(pentaglutamate) was bound to mole of
tetrameric GNMT (Yeo et al., 1999). The reason for that discrepancy was
explained as a result of different methods used for folate concentration
determination (UVabsorbance and fluorescence) and possibly, while less
likely, by the difference in binding of GNMT with 5-CH
3
-THF-mono and
pentaglutamates.
In the crystal structures of the GNMTfolate complex two folate mole-
cules in the tetrameric structure of GNMT were identified as shown in
Fig. 11.4.
An extraordinary feature of the folate-binding sites in the GNMT struc-
ture is that all four subunits participate in interaction with each folate
molecule. As it is shown in Fig. 11.4, one of folates interacts with 5 N-
terminal residues of subunits Aand Cand with fragments of 206217 residues
fromsubunits Band D. Another folate molecule interacts with 5 N-terminal
residues of subunits B and D and residues 206217 from subunits A and C.
The crystal structure of that complex provides the clue to on how folate
inhibits GNMT activity. From GNMT inhibition studies of folate (Yeo
et al., 1999), it is known that folate inhibition is noncompetitive regarding
both substrates, that is, folate does not compete for binding sites for any of
the substrates. The crystal structure of GNMTfolate complex confirmed
that earlier finding.
In the mechanism of GNMT enzymatic reaction proposed by Takata
et al. (2003), the first step is the binding of AdoMet. In the apoprotein,
however, the entrances to active centers on each subunit are closed by
U-loops formed by N-terminal residues of the adjacent subunits. Moreover,
the 5 N-terminal residues of all subunits interact as is shown in Fig. 11.4.
When AdoMet enters the active center, it displaces the N-terminal U-loops
and disrupts N-terminal residues interactions. The crystal structure of
GNMT with AdoMet showed that in the GNMTAdoMet complex,
N-terminal fragments of all subunits no longer interact and are exposed
GNMT-methyltetrahydrofolate 339
into solvent (Takata et al., 2003). Thus, binding AdoMet requires disruption
of the interaction of all N-terminal fragments of GNMT subunits.
That mechanism implies that any modification of the interaction of
N-terminal fragments will result in activation/inhibition of the enzymatic
reaction. Bound folate molecules strongly interact with the first 7 N-terminal
residues of each subunit. As a result, their flexibility significantly decreased
and much higher concentration of AdoMet is needed to enter the active
centers, that is, the enzymatic reaction is inhibited by folate.
VI. Conclusions
Cell and organism homeostasis requires strict regulation of all bio-
chemical processes in response to changes of environment. GNMT is one of
the most important parts of that regulation machinery. Therefore, exact
Figure 11.4 Crystal structure of rat glycine-N-methyltransferase (GNMT)5-methyl-
tetrahydrofolate (5-CH
3
-THF) complex. The individual subunits are in black and in
light gray and marked as A, B, C, and D with interacting N-terminal as N
A
, N
B
, N
C
,
and N
D
, respectively. Two 5-CH
3
-THF monoglutamate molecules are shown in
sphere mode and marked by arrows. Figure was drawn by using atom coordinates
taken from Protein Data Bank accession code 2IDK.
340 Zigmund Luka
knowledge of how that part is built and how it operates is needed for a
correct explanation of any abnormality in the cell and correct prediction of
how that affects the cells and organism.
The data discussed in this chapter show that knowledge of the role of
GNMT as methylating enzyme and folate-binding protein allows us to
predict the major effect of inactivation of that enzyme: increase in the
level of methionine and AdoMet, folate binding and physiological conse-
quences for liver. Our knowledge of GNMT function, however, is still not
sufficient to answer other questions. We still do not know why GNMT is
abundant in pancreas, kidney, and prostate but is not expressed in other
tissues. Is that related to secretion by pancreas and prostate? If so, what is the
mechanism of GNMT participation in that process? Another question is
how different forms of folate are distributed among all folate-binding
protein in the cell and how it is related to any abnormality, including
diseases? This is also a practical problem since folate derivatives are widely
used in medicine. Another unanswered question is, what is the primary
reason for the GNMT gene being completely repressed in tumor cells. Is it
just a trivial consequence of a shift of the total pattern of gene expression or
is repression of GNMT, a part of a tumor growth triggering mechanism?
The hope is that recent development in GNMT studies will bring the
answers to most of these questions.
ACKNOWLEDGMENTS
This work was supported by Grant DK15289 from the National Institutes of Health. The
author thanks Prof. Conrad Wagner for his critical reading of the manuscript.
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GNMT-methyltetrahydrofolate 345
C H A P T E R T W E L V E
Mechanism-Based Inhibitors of
Folylpoly-g-Glutamate Synthetase and
g-Glutamyl Hydrolase: Control of
Folylpoly-g-Glutamate Homeostasis
as a Drug Target
James K. Coward* and John J. McGuire

Contents
I. Introduction 348
II. Folylpoly-g-Glutamate Homeostasis as a Drug Target 350
A. FPGS and GH: Biochemistry 350
B. FPGS and GH: Structure 352
III. Design of Fluoroglutamate-Containing Folates and Antifolates as
FPGS or GH Alternate Substrates and/or Inhibitors 354
A. Replacement of hydrogen by fluorine: Electronics
versus sterics 354
B. Predicted effect of fluorine substitution in free amino acids and
in fluoroglutamate-containing oligo-g-glutamates 356
IV. Synthesis of Fluorine-Containing Folates and Antifolates from the
Corresponding Fluoroglutamates and Related Fluoroamino Acids 356
A. 4-Fluoroglutamic acid 356
B. 4,4-Difluoroglutamic acid and derivatives 357
C. 3,3-Difluoroglutamic acid 358
D. Folates and antifolates derived from 4-FGlu 358
E. Folates and antifolates derived from 4,4-F
2
Glu and 4,4-F
2
Orn 359
F. Folates and antifolates derived from 3,3-F
2
Glu 360
G. Fluoroglutamate derivatives: Summary and conclusions 361
V. Design of Phosphorus-Containing Pseudopeptides as
FPGS Inhibitors 361
A. Introduction 361
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00412-3 All rights reserved.
* Departments of Medicinal Chemistry and Chemistry, University of Michigan, 3813 Chemistry, 930 N.
University, Ann Arbor, Michigan 48109
{
Grace Cancer Drug Center, Roswell Park Cancer Institute, Buffalo, New York 14263
347
B. Synthesis of phosphorus-containing pseudopeptide inhibitors
of FPGS 362
C. Biochemical properties of phosphorus-containing
pseudopeptide analogues of g-glutamyl conjugates of folate
and antifolates 364
D. Phosphorus-containing pseudopeptides: Summary
and conclusions 365
VI. Design of Epoxide-Containing Peptidomimetics as GH Inhibitors 366
A. Introduction 366
B. Synthesis of epoxide-containing peptidomimetics 366
VII. Conclusions 366
Acknowledgment 367
References 367
Abstract
Intracellular folate pools consist primarily of g-glutamyl isopeptide conjugates of
reduced forms of the vitamin, folic acid. Biosynthesis of these oligomeric isopep-
tides is catalyzed by the enzyme folylpoly-g-glutamate synthetase (FPGS).
The highly anionic character of the oligomers renders them unable to cross
the cell membrane and, therefore, these forms of reduced folates (and certain
antifolates) accumulate in cells to high concentration. g-Glutamyl hydrolase
(GH) catalyzes the hydrolysis of the oligo-g-glutamates derivatives to monoglu-
tamyl forms, which are substrates for the reduced folate carrier and able to
exit the cell. This chapter describes research, primarily from our laboratories,
on the design, synthesis, and biochemical evaluation of several novel
analogues of glutamic acid, g-glutamyl peptides, and derivatives of folic
acid as well as of antifolate drugs. These include a series of fluoroglutamic
acids, fluoroglutamate-containing isopeptides, phosphorus-containing pseudo-
peptides, and epoxide-containing peptidomimetics. The fluoroglutamic acids and
fluoroglutamate-containing folates and antifolates exhibit position-dependent
effects on the reactions catalyzed by FPGS and GH, thus providing insight into
the catalytic mechanism and control of these enzymes. The phosphinic acid-
containing pseudopeptides are the most potent inhibitors of FPGS identified to
date, and were designed based on mechanistic enzymology data from our
laboratories and others, prior to the publication of any structural information
about the targeted enzymes. 2008 Elsevier Inc.
I. Introduction
Naturally occurring folate conjugates are composed of a series of
oligo-g-glutamate isopeptides attached to pteroic acid via an amide bond
(Fig. 12.1). Although the structures of these compounds have been known
for many years (Stokstad and Koch, 1967), details on their biosynthesis,
348 James K. Coward and John J. McGuire
degradation, and utilization have been elucidated only more recently (Galivan
et al., 2000; McGuire and Coward, 1984; Schirch and Strong, 1989; Shane,
1989). In this chapter, we describe research, primarily from our own labora-
tories, that has sought to exploit our understanding of the reactions catalyzed
by folylpoly-g-glutamate synthetase (FPGS, EC 6.3.2.17) and g-glutamyl
hydrolase (GH, EC 3.4.19.9). These enzymes act in concert to maintain
levels of intracellular folylpoly-g-glutamates sufficient for cell growth, as well
as adequate levels of antifolate chemotherapeutic agents to inhibit the growth
of cells targeted in the treatment of cancer and other pathological conditions
such as rheumatoid arthritis. Early work demonstrated an absolute require-
ment for folylpoly-g-glutamate synthesis for cell viability in Chinese hamster
ovary cells. A mutant cell line, AUXB1, that is auxotrophic for glycine,
adenosine, and thymidine (McBurney and Whitmore, 1974), or glycine
and methionine (Taylor and Hanna, 1977), contains primarily low levels of
monoglutamate derivatives of reduced folates, and it was concluded that the
defect in this cell line as well as a temperature-sensitive variant, tsAUXB1, is
the enzyme responsible for linking glutamate residues onto intracellular folate
derivatives. Taylor and Hanna (1977) subsequently identified FPGS as the
single enzyme responsible for the multiple auxotrophy. Two consequences
HN
O
O
O
O
CO
2

CO
2

CO
2

CO
2

CO
2

CO
2

CO
2

CO
2

H
2
N
H
2
N
H
2
N
N
H
N
H
N
H
N
H
N
H
N
H
N
H
H
N
N
H
N
H
N
H
N
H
H
N
H
N
HN
HN
O
O
O
O
g GH FPGS
n
Figure 12.1 Effects of FPGS-catalyzed glutamate ligation and GH-catalyzed isopeptide
hydrolysis on folate efflux and uptake in intact cells.
FPGS and GH Inhibitors 349
of folylpolyglutamate formation were clear from the early work on AUXB1
mutants, namely the importance of polyglutamates in one-carbon biochem-
istry (Schirch and Strong, 1989) and in folate retention (Matherly and
Goldman, 2003) (Fig. 12.1). Associated with the impact of polyglutamyla-
tion, resistance to antifolates in cancer chemotherapy has been attributed to
decreased expression of the FPGS gene that results in decreased formation of
poly-g-glutamyl derivatives of antifolate drugs and more rapid efflux from
the cell (Pizzorno et al., 1988). With some drugs, for example, Tomudex,
decreased polyglutamylation also decreases drug target inhibitory potency
(Clarke et al., 2000). Natural variations in the gene coding for GH arising
from single nucleotide polymorphisms (Chave et al., 2003) lead to increased
expression of GH, which could lead to resistance to antifolate drugs such as
methotrexate (MTX) (Schneider and Ryan, 2006). Thus, it is likely that
development of small molecule inhibitors of FPGS (McGuire and Coward,
2003; McGuire et al., 1996b) and/or GH (Galivan et al., 2000) could have
clinical application (Longo et al., 1997; Rots et al., 1999)
II. Folylpoly-g-Glutamate Homeostasis as a
Drug Target
A. FPGS and GH: Biochemistry
The reactions catalyzedbyFPGSandGHare showninSchemes 12.1and12.2.
The carbon atom involved either in peptide bond formation (FPGS) or in
hydrolysis (GH) is converted from a carbonyl group (sp
2
) to an unstable
tetrahedral intermediate (sp
3
), which collapses to expel either an inorganic
phosphate (FPGS) or a glutamate leaving group (GH). In the case of FPGS,
activation of the g-carboxyl group involves the ATP-dependent formation
of a g-glutamyl phosphate (Banerjee et al., 1988). In the case of GH, an
active site cysteine (Cys110 in the human enzyme) has been shown to be
essential for enzyme activity (Chave et al., 1999, 2000) and is presumed to
be involved in formation of an acyl enzyme intermediate (Alexander et al.,
2008). Given that the folate conjugates under discussion in this chapter
contain oligomers of glutamic acid, FPGS can be considered a polymerase
while GH can be compared with other enzymes that hydrolyze polymeric
biomolecules, that is, nucleases (nucleic acids) or glycohydrolases (oligosac-
charides). As such, it is important to determine if each reaction proceeds via
either a processive or a distributive mechanism (McClure and Chow, 1980).
Analysis of FPGS-catalyzed ligation of glutamic acid to either (6RS) 5,6,7,
8-tetrahydrofolate (H
4
PteGlu, rat FPGS) (McGuire et al., 1980; Taylor
and Hanna, 1977) or (6R) 5,10-dideazatetrahydrofolate (DDAH
4
PteGlu,
human FPGS) (Tomsho et al., 2005) indicated that product chain length is
inversely dependent on substrate concentration. As suggested by these
350 James K. Coward and John J. McGuire
data, a processive mechanism of multiple glutamate ligations has been
demonstrated at low concentration of DDAH
4
PteGlu (Tomsho et al.,
2008). Similarly, kinetic analysis of GH-catalyzed hydrolysis of a derivative
of Glu-g-Glu revealed that formation of the acyl enzyme intermediate is not
rate-limiting, thus suggesting that the product release may be the rate-
limiting step, a conclusion that is consistent with GH-catalyzing processive
hydrolysis (Alexander et al., 2008). As will be discussed below, these findings
place constraints on the design of selective inhibitors for these enzymes.
C
O
N
H
H
2
N
CO
2
-
CO
2
-
-
O
=
O
3
P
CO
2
- C
O
N
H
CO
2
-
CO
2
-
CO
2
-
ATP
ADP
C
O
N
H
P
CO
2
-
CO
2
-
-
O
=
O
3
P
CO
2
-
FPGS
(X = CH
2
)
Mechanism-Based
FPGS inhibitors
Het
Het
O
N
H
CO
2
-
CO
2
-
ATP
ADP
FPGS
O
N
H
C
O
O
PO
3
=
X=NH, O, CH
2
H
2
N
CO
2
-
CO
2
-
Z
Z
Het
C
O
N
H
CO
2
-
H
N CO
2
-
O CO
2
-
Z
Donor substrate
Acceptor substrate
g-Glutamyl isopeptide product of FPGS-catalyzed ligation
involving fluoroglutamate-containing acceptor or donor
substrates (Y=H or F, Z=H or F).
Postulated phosphorylated phosphinate-containing
pseudopeptide resulting from FPGS-catalyzed, ATP-
dependent reaction
P
O
X
Y
Y
Y
Y
Folate-based
P
i
Het =
N
N
HN
N
O
H
2
N
N
H
N
N
N
N H
2
N
NH
2
N
Me
N
H
HN
N
O
H
2
N
C
H
2
C
C
O
+
Methotrexate-based Lometrexol-based
O
O
CO
2
-
Scheme 12.1 Mechanism of FPGS-catalyzed glutamate ligation, effects of fluoroglu-
tamate-containing acceptor or donor substrates, and inhibition by phosphorous-
containing pseudopeptide analogues.
FPGS and GH Inhibitors 351
B. FPGS and GH: Structure
Crystal structures of both enzymes have been reported in the literature.
FPGS from Lactobacillus casei has been crystallized as a binary complex
(2.4 A

) with Mg-ATP (Sun et al., 1998) and as a ternary complex with


5,10-methylene H
4
PteGlu and the nonhydrolyzable ATP analogue,
AMPPCP (1.94 A

) (Sun et al., 2001). A large conformational change occurs


on binding of the folate substrate, although the glutamate portion of this
substrate does not diffract at this resolution. More recently, a crystal
C
O
N
H
CO
2

H
N CO
2

O
CO
2

Z
GH-Cys
110
-SH
C
O
N
H
CO
2

H
N CO
2

CO
2

S O

Cys
110
GH
H
2
N
CO
2

CO
2

Z
C
O
N
H
CO
2

S
Cys
110
O
Z
Y
Y
Y
C
O
N
H
CO
2

O
Y
GH
GH-Cys
110
-SH
H
2
O
CO
2

CO
2

O
CO
2

GH-Cys
110
-SH
CO
2

CO
2

CO
2

S
Cys
110
GH
OH
Substituted o- or p-aminobenzoyl glutamate product of
GH-catalyzed hydrolysis involving fluoroglutamate-containing
isopeptide substrates(Y=H or F, Z=H or F).
Postulatead GH inactivation by an
epoxide-containing pseudopeptide
Mechanism-Based
GH Inhibitor
RNH
RNH
RNH
RNH
R = H (o- or p-), CH
3
, Het (see scheme 1)
Scheme 12.2 Mechanism of GH-catalyzed hydrolysis of g-glutamyl isopeptides,
effects of fluoroglutamate-containing isopeptide substrates, and postulated inhibition
by epoxide-containing peptidomimetics.
352 James K. Coward and John J. McGuire
structure of the bifunctional protein FolC from Escherichia coli, which
harbors both FPGS and 7,8-dihydrofolate synthetase [DHFS, Eq. (12.1)]
H
2
PteOH Glu ATP ! H
2
PteGlu ADP 12:1
activities, has been reported (Mathieu et al., 2005). Both the N-terminal and
C-terminal domains of FolC are superimposable with those of the L. casei
enzyme. Most interestingly, the structural data indicate that dihydropteroate
can bind to the C-terminal domain (1.9 A

) of FolC, which is distinct from


the site in the N-terminal domain (1.6 A

). Crystallization of FolC in the


presence of 7,8-dihydrofolate (H
2
PteGlu) and ATP provides a ternary
complex consisting of 7,8-dihydropteroylphosphate and ADP bound to
the C-terminal domain. This complex apparently is formed by hydrolysis
of H
2
PteGlu to give pteroic acid and release of glutamate, followed by
ATP-mediated formation of the acyl phosphate. Comparison of the
C-terminal domains of FolC and L. casei FPGS does not reveal a common
folate-binding site (Mathieu et al., 2005). This suggests the possibility of
designing inhibitors that target specifically each domain. No crystal struc-
ture for human or other eukaryotic FPGS has been reported to date. The
crystal structure reported for human GH at 1.6 A

(Li et al., 2002) indicates


that this enzyme is a dimer, since confirmed in solution by ultracentrifuga-
tion (Eisele et al., 2006), and is a class I glutamine amidotransferase based on
sequence alignment with members of this superfamily (Chave et al., 2000).
This is not surprising if one considers the reaction catalyzed by GH, that is,
reaction of a nucleophile (H
2
O) and a g-substituted glutamine, -NHGlu-g-
(Glu)
n
-g-Glu-OH.
Considering the reactions catalyzed by FPGS and GH, it is tempting
to consider the use of ATP analogues, such as AMPPNP and AMPPCP
(Yount, 1975), or glutamate analogues as inhibitors of the formation or
hydrolysis of folate polyglutamates. However, nucleotide analogues are not
readily transported across cell membranes and are generally not effective in
cell culture experiments or in vivo (Debart et al., 2007). In contrast, analogues
of glutamic acid or glutamine readily cross the cell membrane. However, the
fact that glutamate and glutamine are involved in a wide array of biochemical
reactions makes the use of analogues of these amino acids somewhat prob-
lematic. Such analogues are toxic, for example, acivicin and 6-diazo-5-oxo-
norleucine (Ahluwalia et al., 1990) as are the free fluoroglutamic acids
described below [e.g., 4-fluoroglutamic acid (4-FGlu); Galivan et al.,
1985a]. Therefore, our focus has been to design analogues of glutamic acid
and glutamyl-g-glutamate, based on our understanding of the catalytic mech-
anism of the two target enzymes, FPGS and GH, that can be incorporated
into folate and antifolate platforms (Schemes 12.1 and 12.2). As is described
FPGS and GH Inhibitors 353
below, this strategy has succeeded in identifying several novel compounds
that provide additional insight into enzyme catalysis and regulation, and also
result in the most potent inhibitors of FPGS identified to date. The inhibitory
effects of a variety of compounds that are not FPGS substrate analogues have
been reported previously (McGuire and Coward, 2003).
III. Design of Fluoroglutamate-Containing
Folates and Antifolates as FPGS or GH
Alternate Substrates and/or Inhibitors
A. Replacement of hydrogen by fluorine: Electronics
versus sterics
Fluorine is often used in medicinal chemistry research to alter biological
properties of the analogue versus the natural product (Bohm et al., 2004),
and replacement of hydrogen by fluorine is often said to be isosteric
based primarily on the slightly smaller atom radius of F (0.570 A

) versus H
(0.790 A

). However, as shown in Table 12.1, the van der Waals radii and
length of the CX bond are both considerably longer when X F versus X
H; in fact, the CF bond length is more similar to that of a COH bond
than it is to a CH bond. In addition, the van der Waals volume of a CF
3
group is ca. 50% larger than that of a CH
3
group and more similar to that of a
CH
3
CH
2
group (Table 12.1). In agreement with the large difference in
electronegativity between H and F (Table 12.1), the effects of fluorine
substitution on pK
a
values of the three acidic groups in glutamic acid,
a-NH
3

, a-CO
2
H, and g-CO
2
H are substantial (Table 12.2). For the
purposes of this review, the effects of interest are those on the g-CO
2
H and
a-NH
3

where fluorine substitution could affect the ability of the fluoroglu-


tamate to act as a donor substrate (i.e., folate/antifolate analogue) or as an
acceptor substrate (i.e., glutamic acid analogue), respectively, in FPGS-
catalyzed poly-g-glutamate biosynthesis.
1
Similarly, electronic effects because
of fluorine substituents in g-glutamyl peptides would be use in the study of
GH catalysis. Reviews of our earlier research on fluoroglutamic acids and
fluoroglutamate-containing folates and antifolates as probes and/or inhibitors
1
In previous publications from our laboratories, the terms acceptor and incoming were used to describe
two of the substrates involved in the reaction catalyzed by FPGS. The folate or antifolate that reacts with ATP
to form the g-glutamyl phosphate intermediate (Banerjee et al., 1988) was considered the acceptor
substrate, whereas the free glutamic acid or an analogue was considered the incoming substrate. In this
chapter, we have used a more general nomenclature, one used for glycosyltransferases (cf. Qasba et al., 2005)
and ATP-dependent synthetases (cf. Watanabe et al., 2007), in which the electrophilic acyl donor derived
from a folate or an antifolate is defined as the donor substrate and the nucleophilic glutamic acid or analogue is
defined as the acceptor substrate.
354 James K. Coward and John J. McGuire
Table 12.1 Chemical properties of uorine

Sterics
Atomic radius (A

)
a
H 0.790
F 0.570
van der Waals radius (A

)
b
H 1.20
F 1.47
Bond length (A

, R
3
CX)
b
H 1.099
F 1.428
OH 1.440
van der Waals volume (A
3
/substituent)
c
CH
3
21.6
CF
3
39.8
CH
3
CH
2
38.9
(CH
3
)
2
CH 56.2

Electronegativity (w)
b
H 2.20
F 3.98
a
http://environmentalchemistry.com/yogi/periodic/atomicradius.html
b
Timperley and White (2003).
c
Leroux (2004).
Table 12.2 Effect of uorine on pK
a
of glutamic acid
a
H
3
N CO
2
H
CO
2
H
X
X aNH
3

aCO
2
H gCO
2
H
H
b
9.67 2.19 4.25
3-F (8.6) (1.6) (3.8)
3,3-F
2
c
7.45 0.5 3.25
4-F 9.45
d
(2.1) (2.5)
4,4-F
2
(8.5) (1.4) (1.2)
a
Values in parentheses estimated based on known fluorine substituent effects (see
Schlosser, 1998).
b
Jencks and Regenstein (1976).
c
McGuire et al. (1990).
d
Unkeless and Goldman (1971).
FPGS and GH Inhibitors 355
of FPGS and GHhave been published (Coward et al., 1991; Tsukamoto et al.,
1996a) and serve as a foundation for the material reviewed in this chapter.
B. Predicted effect of fluorine substitution in free amino acids
and in fluoroglutamate-containing oligo-g-glutamates
In the FPGS reaction, the ability of the folate/antifolate analogue to form
the g-glutamyl phosphate intermediate (Scheme 12.1) would be reduced by
a decrease in pK
a
of the g-CO
2
H as a result of a decreased nucleophilicity of
the conjugate base. Similarly, a decrease in the pK
a
of the a-NH
3

group
due to fluorine substitution would lead to a decrease in nucleophilicity of
the conjugate base, resulting in attenuated reactivity of the fluoroglutamic
acid as an FPGS acceptor substrate.
2
The magnitude of these electronic
effects is obviously dependent on the position of the fluorine substitution on
the glutamate side chain (Table 12.2). In the case of GH-catalyzed hydro-
lysis of g-glutamyl peptides (Scheme 12.2), the effect of fluorine substitution
is also expected to be position-dependent. Thus, based on the known
enhanced electrophilicity of a,a-difluoro ketones (Gelb et al., 1985) and
g,g-difluoroglutamate esters (Tsukamoto and Coward, 1996), a similar
enhanced electrophilicity would be expected to lead to g-glutamyl peptides
such as (4,4-difluoro)glutamyl-g-glutamate with enhanced activity as a GH
substrate. The synthesis of selectively fluorinated glutamic acids was pursued
in order to test these predictions.
IV. Synthesis of Fluorine-Containing Folates
and Antifolates from the Corresponding
Fluoroglutamates and Related Fluoroamino
Acids
A. 4-Fluoroglutamic acid
This nonnatural amino acid was studied initially as either of two racemic
diastereomers [DL-erythro (2S,4R; 2R,4S) and DL-threo (2S,4S; 2R,4R)],
and the racemic threo diastereomer was found to act as a chain-terminating
inhibitor of FPGS (McGuire and Coward, 1985). Subsequently, synthesis of
all four stereoisomers was reported by Hudlicky (1993), followed by a very
2
A decrease in pK
a
of the a-NH
3

moiety, due to the presence of a neighboring electron-withdrawing group


such as fluorine, results in an amino acid in which the nucleophilicity is decreased as indicated. However, it
should also be noted that, in accord with the HendersonHasselbach equation, the mole fraction of the
nucleophilic free amine present in solution is dependent on the pH. Thus, depending on the assay pH or
intracellular pH, the concentration of the nucleophilic a-amino group may be increased sufficiently to offset
the decreased inherent nucleophilicity of the amino acid analogue due to the presence of an electron-
withdrawing group nearby.
356 James K. Coward and John J. McGuire
similar independent synthesis of the L-threo (2S, 4S) isomer of 4-FGlu in our
laboratory (Hart et al., 1996). Both of these syntheses involved the stereo-
selective nucleophilic fluorination of (4R)-hydroxy-L-proline followed by
oxidation to the corresponding (4S)-L-pyroglutamate and hydrolysis to the
free 4-fluoro amino acid. A complementary synthetic approach involving
electrophilic fluorination or hydroxylation of appropriate 5-oxoprolinol
derivatives ultimately led to either the (2S, 4S) or the (2S, 4R) diastereomer,
respectively (Konas and Coward, 2001). As predicted, FPGS-catalyzed liga-
tion of the L-threo (2S, 4S) diastereomer to form a Glu-g-(4-F)Glu derivative
proceeded smoothly but subsequent FPGS-catalyzed ligation was dramatically
decreased due to the electron-withdrawing fluorine substituent adjacent to the
g-CO
2
H. It should be noted that the DL-erythro diastereomer was not
incorporated, thus indicating a stereochemical discrimination between the
two C-4 fluorine stereoisomers (4S >> 4R) (McGuire and Coward, 1985).
B. 4,4-Difluoroglutamic acid and derivatives
Experiments with this fluorinated glutamate were pursued with the expecta-
tion that the expected markedly decreased pK
a
of the g-CO
2
H (Table 12.2)
would result in an additional chain-terminating substrate with only one chiral
center, thus facilitating synthesis of fluorinated analogues of folates and anti-
folates. Synthesis of (2S) 4,4-difluoroglutamic acid (4,4-F
2
Glu) was first
investigated by fluorination of 4-oxo-L-proline followed by oxidation at
C-5 to yield the corresponding 4,4-difluoro-L-pyroglutamate, a route used
by both Hudlicky and our group in the synthesis of (2S,4S) 4-FGlu (vide
supra). However, oxidation at C-5 was completely prevented by the presence
of two strongly electron-withdrawing fluorine atoms adjacent to the desired
site of oxidation (Hart, 1995). An alternate route, involving nitro aldol
chemistry, resulted in an efficient synthesis of (2RS) 4,4-F
2
Glu (Tsukamoto
et al., 1996c). Extension of this research involved regioselective reactions at
the electron-deficient carbonyl group adjacent to the geminal difluoro sub-
stituents, leading ultimately to (2RS) 4,4-difluoroornithine (4,4-F
2
Orn) and
(2RS) 4,4-difluoroglutamine (4,4-F
2
Gln) (Tsukamoto and Coward, 1996).
Subsequent research on fluoroglutamate-containing folylpoly-g-glutamates
(vide infra) suggested the use of 4,4-F
2
Glu as a useful probe of GH-catalyzed
hydrolysis. Thus, the stereospecific synthesis of (2S) 4,4-F
2
Glu was reinves-
tigated, resulting in two complementary synthetic routes to this fluorine-
containing glutamate (Konas and Coward, 1999) and the corresponding
difluoroglutamine and g-glutamyl peptide (Konas et al., 2002). Surprisingly,
(2S) 4,4-F
2
Glu was only a very poor FPGS substrate. However, if one recalls
the stereoselectivity of the activity of 4-FGlu diastereomers as FPGS
substrates, the results obtained with 4,4-F
2
Glu can be rationalized. Only the
2S, 4S isomer of 4-FGlu is a substrate while the position of the C-4 fluorine
substituent in the 2S, 4R isomer prevents binding to FPGS. With two
FPGS and GH Inhibitors 357
fluorine atoms at C-4 in 4,4-F
2
Glu, this binding impediment may be partially
or totally responsible for the observed lack of substrate activity.
C. 3,3-Difluoroglutamic acid
Although placement of one or two fluorine substituents adjacent to the
g-CO
2
H, as in 4-FGlu or 4,4-F
2
Glu, was of interest in terms of the impact
on FPGS-catalyzed ligation or GH-catalyzed hydrolysis, the distal position-
ing of fluorine substituents at C-3 would permit investigation of the impact
of a decreased pK
a
at the a-amino group (Table 12.2). The synthesis of both
diastereomers (2R, 3S; 2R, 3R) of L-3-fluoroglutamic acid via chemoenzy-
matic methods has been reported (Vidal-Cros et al., 1985, 1989). However,
neither synthesis nor biochemical studies of the corresponding folyl or
antifolyl derivatives have been described. A racemic synthesis of DL-3, 3-
difluoroglutamic acid (DL-3,3-F
2
Glu) was first achieved at Merrill-Dow
Research Institute and was made available for our research in limited
quantities (McGuire et al., 1990). Most interestingly, FPGS-catalyzed liga-
tion of 3,3-F
2
Glu resulted in an enhanced ligation rate, apparently resulting
from a higher concentration of the nucleophilic substrate, the unprotonated
a-amino moiety of the glutamate acceptor substrate present at the assay pH
of 8.4, due to the decreased pK
a
of the a-amino group. Extension of our
nucleophilic fluorination methodology allowed us to obtain larger quanti-
ties of this fluorinated amino acid from the internal carbamate derived from
3-hydroxy DL-prolinol (Hart and Coward, 1993) for use in the synthesis of
folates and antifolates containing this interesting fluorinated glutamate.
More recently, a stereoselective synthesis of N-Cbz and N-Boc L-3,
3-F
2
Glu dibenzyl ester has been reported (Suzuki et al., 2004) although
the corresponding free amino acid has not yet been described.
D. Folates and antifolates derived from 4-FGlu
Synthesis of an MTX analogue containing (2RS, 4RS) 4-FGlu resulted in
a compound with very interesting biological properties (Galivan et al.,
1985b). In brief, this compound, g-FMTX, has essentially identical pharma-
cological properties as MTX with the significant difference that g-FMTX is
not converted to poly-g-glutamate derivatives, as is predicted by the fact
that 4-FGlu is a chain-terminating FPGS acceptor substrate (vide supra).
Specifically, g-FMTX and MTX are equally cytotoxic to rat hepatoma
(H35) cells when administered continuously. However, g-FMTX is signif-
icantly less toxic (ca. 2300-fold) than MTX when each is present for only
the first 2 h of a 72-h growth period. These data provide additional support
for the hypothesis that polyglutamate formation is required for the observed
cytotoxic potency of MTX in pulsed exposure. Subsequently, separation
of the racemic diastereomers, DL-erythro (2S, 4R; 2R, 4S) and DL-threo
(2S, 4S; 2R, 4R), of 4-FGlu was accomplished and the corresponding
358 James K. Coward and John J. McGuire
MTX derivatives were obtained (McGuire et al., 1989). Enzyme-catalyzed
hydrolysis of the DL-erythro, threo mixture provided the erythro, threo mixture
with R stereochemistry (D-isomer) at C-2 (McGuire et al., 1991). Subse-
quently, the synthesis of (2S, 4R) 4-FGlu and its conversion to derivatives
of MTX and folic acid was reported (Hart et al., 1996). Biochemical
investigations with this series of compounds confirmed the hypothesis that
only the L-isomer (2S) of 4-FGlu, as an acceptor substrate, is recognized by
FPGS and is ligated to MTX but the resulting product, a Glu-g-(4-F)Glu
derivative, is not a substrate for further ligation; that is, it acts as a chain-
terminator. Consistent with this hypothesis, the corresponding stereoche-
mically pure MTX (g-FMTX) and folate analogues, as donor substrates, are
not elongated by FPGS. The inability to form polyglutamates of the MTX
analogue, g-FMTX, is presumably a significant factor in the reduced toxicity
of this compound reported by scientists at Shionogi Research Laboratories
in attempts to develop less-toxic antifolates for the treatment of rheumatoid
arthritis (Kokuryo et al., 1997; Tsushima et al., 1988).
It was of interest to ascertain if insulation of the inductive effects could be
achieved by evaluation of the putative product of FPGS-catalyzed ligation of
L-Glu to g-FMTX. Chemical synthesis of this 4-FGlu-g-Glu derivative, as a
mixture of two racemic diastereomers, and subsequent investigation of its
biochemical properties provided direct evidence that this compound is an
FPGS substrate, albeit with a ca. fivefold reduction in V
max
/K
m
when
compared with the nonfluorinated dipeptide (Licato et al., 1990). Surpris-
ingly, the fluorinated dipeptide containing a strongly electron-withdrawing
fluorine substituent adjacent to the isopeptide carbonyl group was a poor GH
substrate and acted as an inhibitor of GH-catalyzed hydrolysis of the non-
fluorinated dipeptide. This effect has also been observed in related g-glutamyl
peptides containing 4,4-F
2
Glu (Pankuch, 2004). Based on extensive literature
precedent, including work from our own laboratory (Tsukamoto and
Coward, 1996), it was expected that the 4,4-difluoro substitution would
result in enhanced hydrolytic lability. More recently, a more quantitative
assessment of this effect was possible using a fluorogenic substrate (Konas et al.,
2002). In this work, the rate of hydrolysis (V
max
/K
m
) of the fluorinated
dipeptide, -(4,4-F
2
)Glu-g-Glu was ca. 25% of the nonfluorinated isopeptide,
-Glu-g-Glu. This surprising result is apparently due to an effect on K
m
rather
than on k
cat
(Alexander et al., 2008).
E. Folates and antifolates derived from 4,4-F
2
Glu
and 4,4-F
2
Orn
Syntheses of MTXanalogues containing (2RS) 4,4-F
2
Glu (Tsukamoto et al.,
1996c) and (2RS) 4,4-F
2
Orn (Tsukamoto et al., 1996b) have been reported.
As is the case with the free amino acid, the MTXanalogue containing (2RS)
4,4-F
2
Glu is neither a substrate nor an inhibitor of human FPGS, although it
FPGS and GH Inhibitors 359
is an excellent inhibitor of dihydrofolate reductase (DHFR). The inhibitory
effect on FPGS activity of folate and antifolate analogues containing orni-
thine has been known for many years (George et al., 1987; McGuire et al.,
1986; Rosowsky et al., 1986). However, unless the d-amino group is masked
(Rosowsky, 1999), this class of compounds is unable to enter cells and inhibit
intracellular polyglutamate biosynthesis. This is presumably due to proton-
ation of the highly basic d-amino group (pK
a
10.8) of ornithine at physio-
logical pH. The synthesis of (2RS) 4, 4-F
2
Orn allowed for its incorporation
into a new MTX analogue that would have a markedly lower pK
a
(ca. 6.9)
that should enter the cells more readily. Unfortunately, the MTX analogue
containing (2RS) 4, 4-F
2
Orn does not inhibit FPGS but this new analogue
does enter cells as indicated by its cytotoxic effects in CCRF-CEM human
leukemia cells (Tsukamoto et al., 1996b).
F. Folates and antifolates derived from 3,3-F
2
Glu
Conversion of 3,3-F
2
Glu to the corresponding analogues of MTX (Hart
et al., 1996) and folate (McGuire et al., 1995) has been described. In each
case, the analogues are better substrates, as indicated by a ca. five- to ten-fold
increase in V
max
/K
m
. MTX is not converted to higher polyglutamates
(n > 2) in cell-free assays using FPGS from various sources (Cook et al.,
1987; McGuire et al., 1983). In contrast, tetrahydrofolate (H
4
PteGlu) and
5,10-dideazatetrahydrofolate (H
4
DDAPteGlu) are converted to products as
long as penta- and hexaglutamates, respectively (McGuire et al., 1980;
Tomsho et al., 2005). However, the 3,3-F
2
Glu-containing analogues of
MTX and folate are unable to form longer (n > 2) polyglutamates (McGuire
et al., 1995, unpublished results). This indicates that the product of the rapid
first ligation reaction, a (3,3-F
2
Glu)-g-Glu derivative, is a poor FPGS
substrate. However, when the product of FPGS-catalyzed ligation of 3,3-
F
2
Glu to MTX, that is, a Glu-g-(3,3-F
2
)Glu derivative, was isolated,
purified, and studied as an FPGS substrate, incorporation of additional
glutamate proceeded more rapidly than was the case with the nonfluori-
nated natural donor substrate, a Glu-g-Glu derivative (McGuire et al.,
1990). Overall, the data obtained with 3,3-F
2
Glu and its derivatives indicate
active site tolerance for this fluorinated amino acid as an acceptor substrate
and for most 3,3-F
2
Glu-containing derivatives as donor substrates. Only
when 3,3-F
2
Glu in the donor substrate is present adjacent to the pteroyl (or
analogue) moiety is the ligation reaction blocked. This suggests that the
larger fluorine atom presents a steric impediment to catalysis at that site but
that no such an impediment occurs when the 3,3-F
2
Glu is located more
distal to the heterocyclic platform (Scheme 12.1). The conclusion of active
site conformational flexibility based on these data with 3,3-F
2
Glu is consis-
tent with our results suggesting a processive mechanism for FPGS catalysis at
low concentration of the donor substrate (Tomsho et al., 2008).
360 James K. Coward and John J. McGuire
G. Fluoroglutamate derivatives: Summary and conclusions
The efficacy of fluoroglutamic acids both as FPGS donor and acceptor
substrates appears to involve a combination of electronic and steric effects.
While the former can be rationalized on the basis of the influence of fluorine
on pK
a
of the protonated a-amino group and the a- and/or g-carboxylic
acid, the role of the increased size of fluorine versus hydrogen is more
difficult to predict. In hindsight, it appears that there are steric constraints
regarding fluorine substitution for one of the prochiral hydrogen atoms at
C-4, whereas there appears to be no such constraint at C-3. However, the
position of the 3,3-difluoro- or 4-fluoroglutamyl moiety in the oligo-g-
glutamyl chain has a significant impact on its ability to act as an FPGS
substrate, which suggests that rearrangement of the ES complex resulting
from the first ligation product, that is, E

Het-(3-F
2
or 4-F)Glu-g-Glu, may
be limiting. This decrease in conformational flexibility during multiple
glutamate ligations is consistent with the conclusion that FPGS catalysis
appears to proceed via a processive mechanism whereby the newly formed
product containing one additional glutamate does not dissociate from the
enzyme prior to the next glutamate ligation reaction (Tomsho et al., 2008).
Finally, although not discussed in detail in this chapter, extensive cell culture
experiments indicate that the overall effects of fluoroglutamate incorpora-
tion into folates and antifolates result in complex and, as yet, incompletely
understood ramifications on folate-dependent one-carbon biochemistry
and antifolate cytotoxicity as a result of altering polyglutamate biosynthesis
and/or hydrolysis (Galivan et al., 1985b; McGuire et al., 1996a; Tsukamoto
et al., 1996b).
V. Design of Phosphorus-Containing
Pseudopeptides as FPGS Inhibitors
A. Introduction
The reactions catalyzed by FPGS and GH proceed via intermediates that
involve unstable tetrahedral intermediates (Schemes 12.1 and 12.2). Our
design of mechanism-based inhibitors of these enzymes has focused on either
mimicking (FPGS) or intercepting (GH) formation of these intermediates.
Much as the research described above has focused on organofluorine chemis-
try, the research described below involves organophosphorus chemistry.
Initially, our efforts were aimed at synthesizing b-ketophosphonate analogue,
1b (R CO
2

), of the unstable g-glutamyl phosphate intermediate, 1a


(Structure 1). Unfortunately, only the a-descarboxy analogue, 1b (R H),
was amenable to synthesis (Tang and Coward, 1983) and, not surprisingly, no
inhibition of FPGS activity by this compound was observed. Subsequently,
FPGS and GH Inhibitors 361
Rosowskys group reported the synthesis of a related b-carboxamido phos-
phonate, 1c (Forsch et al., 1999). This compound also was inactive as an
inhibitor of FPGS.
On further consideration, given that compounds such as 1b and 1c do not
contain a mimic of the acceptor glutamate substrate and, considering the
premise underlying the design of multisubstrate analogue inhibitors
(Lienhard and Secemski, 1973; Wolfenden, 1972, 2003), it was hypothesized
the presence of this moiety would be required in any proposed mimic of the
postulated tetrahedral intermediate (Scheme 12.1). When this part of our
research was initiated, there was ample precedent in the literature to indicate
that phosphorus-containing pseudopeptides (phosphonamidates, phospho-
nates, and phosphinates) were potent inhibitors of both metalloproteases
(Bartlett and Marlowe, 1983) and ATP-dependent ligases (Abell and
Villafranca, 1991; McDermott et al., 1990). These compounds were proposed
as tetrahedral mimics in which the stable tetrahedral phosphorus species
mimics the unstable transient carbon-based tetrahedral intermediate. Prior to
the determination that GH is a cysteine peptidase (Chave et al., 1999), data in
the literature suggested that this enzyme was a Zn
2
-dependent protease
(McGuire and Coward, 1984). With this in mind, our initial synthetic efforts
were aimed at phosphorus-based pseudopeptides that, with appropriate
structural modifications, would inhibit either FPGS or GH.
B. Synthesis of phosphorus-containing pseudopeptide
inhibitors of FPGS
The general structure of the synthetic targets pursued in this research is
shown in Scheme 12.1. Three types of pseudopeptides were initially con-
sidered, the phosphonamidates (X NH), phosphonates (X O), and
phosphinates (X CH
2
). The first syntheses of both the phosphonamidate
and phosphonate analogues involved use of a phosphonic acid monomethyl
C
O
N
H
X
C
R
Y
O
PO
3
=
a, R=CO
2

, X = CH
2
, Y = O (acyl phosphate)
b, R=CO
2

or H, X=Y=CH
2
(b-keto phosphonate)
c, R=CO
2

, X=NH, Y=CH
2
(b-amido phosphonate)
1
Het
Structure 1 Structure of g-glutamyl phosphate intermediate, 1a, formed during FPGS-
catalyzed glutamate ligation, and structures of two stable analogues, 1b and 1c.
362 James K. Coward and John J. McGuire
ester containing an appended glutaric acid moiety derived ultimately from
L-glutamic acid. This ester could be coupled to an L-glutamic acid diethyl
ester or 2-hydroxyglutaric acid diethyl ester via the corresponding phos-
phonochloridate or a Mitsunobu coupling, respectively, to afford the phos-
phonamidate and phosphonate analogues of the isopeptide, Glu-g-Glu
(Malachowski and Coward, 1994a,b). Subsequent research indicated that
related phosphonamidates are unstable in aqueous media (Chen et al., 1997).
Therefore, further synthetic efforts on FPGS inhibitors of this class focused
on the phosphonate and phosphinate analogues. A modified synthesis of the
phosphonate analogue of Glu-g-Glu involved the use of the phosphonic
acid monomethyl ester derived ultimately from L-homoserine (Nair et al.,
1995) and (2S) 2-hydroxyglutaric acid dibenzyl ester. Further elaboration
led to the MTX-based phosphonate pseudopeptide and the corresponding
p-ABA-based analogue, with defined stereochemistry at both chiral centers
of this pseudopeptide (2
0
S, 2
00
S), for evaluation as inhibitors of FPGS and
GH, respectively (Tsukamoto et al., 1998).
Synthesis of the phosphinic acid analogues proved to be more difficult,
due primarily to the harsh reaction conditions associated with formation of
the C-P-C array required in this class of compounds. Use of trivalent
phosphorus (P
III
) nucleophiles and electrophilic partners via either conjugate
addition or S
N
2 reactions led first to simplified (Malachowski and Coward,
1994a), then more complex (Valiaeva et al., 2001) phosphinate analogues of
Glu-g-Glu. Elaboration of the more complex analogue led to the desired
phosphinate pseudopeptides, albeit as a mixtures of racemic diastereomers,
for evaluation as inhibitors of FPGS and GH(Valiaeva et al., 2001). Although
successful in providing the desired phosphinate analogue for biochemical
evaluation (vide infra), this synthesis suffered from being stereorandom.
Astereoselective synthesis of these compounds has been developed that allows
for the synthesis of two diastereomeric (2
0
S, 2
00
S and 2
0
S, 2
00
R) phosphinate
pseudopeptide analogues of Glu-g-Glu (Bartley and Coward, 2005). Signifi-
cant improvements in this synthesis included the use of less harsh conditions to
form the N-terminal PC bond (Deprele and Montchamp, 2001), conjugate
addition to 2-methylene glutaric acid esters containing a chiral auxiliary (Liu
et al., 2002), albeit with only modestly stereoselectivity, to form the
C-terminal CP bond, and ultimate separation of the two diastereomeric
pseudopeptides by standard chromatographic methods. Coupling of the
free pseudopeptides to three heterocyclic platforms (Scheme 12.1) employed
substituted benzoyl azides as previously described (Valiaeva et al., 2001).
As is described below, these compounds are extremely potent inhibitors of
isolated human FPGS but are ineffective as inhibitors of polyglutamate
biosynthesis in intact mammalian cells, presumably due to an inability to
cross the cell membrane because of their highly polar structures. In an attempt
FPGS and GH Inhibitors 363
to overcome this significant limitation of this class of compounds, the synthe-
sis of prodrug esters of the phosphinate-containing pseudopeptides was pur-
sued. The pivaloyloxymethyl (POM) ester was chosen because of its
hydrophobic nature, which should lead to improved membrane transport
(Beaumont et al., 2003), as well as its susceptibility to hydrolysis to the parent
drug once inside the cell (Liederer and Borchardt, 2006). A synthesis of a
tris-POM ester prodrug of the MTX-based phosphinate pseudopeptide has
been reported (Feng and Coward, 2006). Unfortunately, facile hydrolysis of a
single POM ester resulted in a disappointing lack of improvement in phar-
macological properties of two sets of POM esters, one being the MTX-based
phosphinate pseudopeptide and a second being the POM ester derivatives of
MTX itself or its g-glutamyl conjugate, in a series of wild-type and MTX
resistant cell lines (Feng and Coward, 2006). Finally, it should be recalled that
FPGS from bacterial sources is known to be a bifunctional protein that
harbors both FPGS and DHFS activities (Mathieu et al., 2005; Salcedo
et al., 2001). A series of aryl phosphinic acids has been designed as potential
inhibitors of the DHFS domain of the bifunctional protein as potential
antibacterial and antimalarial drugs. The first synthesis of aryl phosphinic
acid analogues of folate and several antifolates has been reported (Yang and
Coward, 2007).
C. Biochemical properties of phosphorus-containing
pseudopeptide analogues of g-glutamyl conjugates
of folate and antifolates
As noted above and reported for similar compounds targeted at glutathionyl
spermidine synthetase (Chen et al., 1997), the phosphonamidate derivatives
(Scheme 12.1, X NH) are unstable in aqueous media and were not inves-
tigated further. However, the corresponding phosphonate (Scheme 12.1,
X O) and phosphinate (Scheme 12.1, X CH
2
) pseudopeptides have
been investigated as possible inhibitors of either GH (phosphonate) or FPGS
(phosphonate and phosphinate). Investigation of the phosphonate analogue as a
possible GH inhibitor was predicated on the hypothesis that GH is a Zn
2
-
dependent metallopeptidase (McGuire and Coward, 1984) and, as such, a
potential target for phosphorus-based tetrahedral mimics (Bartlett and
Marlowe, 1983). However, the lack of any inhibitory activity of the MTX-
based phosphonate pseudopeptide, or the analogous p-ABA-based analogue,
argues strongly against this hypothesis (Tsukamoto et al., 1998). In contrast,
these phosphonates are potent (IC
50
15 nM), competitive (K
i
2 nM)
inhibitors of glutamate carboxypeptidase II (GCP II, EC 3.4.17.21),
a zinc-dependent metallopeptidase, also known as N-acetylated a-linked acidic
dipeptidase or prostate-specific membrane antigen (Tsukamoto et al., 2002).
These data together with the independent demonstration that GH is a cysteine
364 James K. Coward and John J. McGuire
peptidase (Chave et al., 1999) indicate that a different approach to the design of
GH-specific inhibitors is required (vide infra).
Examination of the phosphonate- and phosphinate-containing pseudo-
peptides as FPGS inhibitors was more gratifying. The MTX-based phos-
phonate analogue (MTX-phosphonate) is a very potent competitive
inhibitor (K
i
46 nM) of human FPGS and retains the potent inhibitory
activity of MTX against DHFR with a value of IC
50
0.9 nM (Tsukamoto
et al., 1998). The related phosphinate-containing pseudopeptide (MTX-
phosphinate), a mixture of two racemic diastereomers, is an even more
potent competitive inhibitor (K
i
3.1 nM) and also retains inhibitory
activity against DHFR (IC
50
2.1 nM) (McGuire et al., 2003). Evaluation
of the single isomer phosphinates coupled to three heterocyclic platforms
(Scheme 12.1, Het) has demonstrated that one diastereomer, presumably
2
0
S, 2
00
S, exhibits values of IC
50
ca. 10- to 30-fold lower than the other
diastereomer, presumably 2
0
S, 2
00
R. The more potent diastereomers are
competitive inhibitors with values of K
i
15 nM ( J. J. McGuire et al.,
in preparation). The surprisingly small difference in inhibitory activity
between the two diastereomers suggests that the D-configuration at the
C-terminal glutamate is tolerated in these inhibitors, a conclusion consistent
with the conformational flexibility of distal glutamate residues, that is, n > 0
in Het-pAB-Glu-g-[Glu]
n
-g-OH, as discussed above in the context of the
position-dependent effects of 3,3-F
2
Glu.
D. Phosphorus-containing pseudopeptides: Summary
and conclusions
The successful synthesis and biochemical evaluation of a series of phosphorus-
containing pseudopeptides as potential inhibitors of GH and FPGS has
demonstrated that these compounds, while ineffective against isolated GH,
are potent inhibitors of isolated preparations of GCP II and FPGS. Although
not discussed in detail in this chapter, extensive cell culture experiments
indicate that the highly polar phosphorus-containing pseudopeptides do not
inhibit mammalian cell growth (CCRF-CEM) under conditions where MTX
is highly cytotoxic (McGuire and Coward, 2003; Tsukamoto et al., 1998).
As discussed above, the synthesis of prodrug esters is being pursued in an
attempt to overcome the cell membrane permeability of this class of com-
pounds. This approach has been successful with phosphinate-containing mul-
tisubstrate analogues targeting ras protein farnesyltransferase (Manne et al.,
1995; Patel et al., 1995). It is apparent that the phosphinic acid-containing
pseudopeptides described herein are potent inhibitors of FPGS. If improved
transport can be achieved, they have great promise as potential drugs based on
inhibiting the biosynthesis of folate and antifolate polyglutamates.
FPGS and GH Inhibitors 365
VI. Design of Epoxide-Containing
Peptidomimetics as GH Inhibitors
A. Introduction
Incorporation of fluoroglutamic acid into glutamate-containing isopeptides,
either by chemical synthesis or by FPGS-catalyzed ligation, leads to com-
pounds that exhibit a reduced rate of GH-catalyzed hydrolysis (Alexander
et al., 2008; Licato et al., 1990; McGuire et al., 1990). However, the lack of
predictability associated with this approach coupled with the well-knownpoor
bioavailability and metabolic stability of peptide drugs led us to investigate
alternate peptidomimetics as potential GH inhibitors. Our initial approach
involved the use of phosphorus-containing pseudopeptides to target GH, a
putative Zn
2
metallopeptidase but, as noted above, this was unsuccessful and
it is now well established that GH is a cysteine peptidase (Galivan et al., 2000).
More recent synthetic efforts have focused on epoxide-containing peptides
and pseudopeptides.
B. Synthesis of epoxide-containing peptidomimetics
Initially, extension of our research on derivatives of glutamic acid g-semi-
aldehyde as potential GH inhibitors led to a series of C-terminal epoxides.
Although these compounds are GH inhibitors, they act as alternate substrates,
thus complicating the chemical and kinetic analysis of the inhibition process
(Alexander, 2004). More recently, we have developed methods for the
synthesis of pseudopeptides in which a centrally located epoxide moiety has
replaced the scissile peptide bond in the Glu-g-Glu isopeptide (Scheme 12.2).
The synthetic route involves olefination of an N-terminal glutamic acid
g-semialdehyde by a sulfone. The sulfone is appended to a cyclopentene that
acts as a glutaric acid surrogate. The resulting olefin is converted to an
epoxide, which is then elaborated to the desired peptidomimetic
(Alexander, 2004; D. Majumdar et al., in preparation). Biochemical evalua-
tion of these new potential GH inhibitors will be reported in due course.
VII. Conclusions
This chapter summarizes research, primarily from our laboratories,
on the design, synthesis, and biochemical evaluation of several novel ana-
logues of glutamic acid, g-glutamyl peptides, and derivatives of folic acid and
also of antifolate drugs. These include a series of fluoroglutamic acids,
fluoroglutamate-containing isopeptides, phosphorus-containing pseudopep-
tides, and epoxide-containing peptidomimetics. The enzyme targets of these
366 James K. Coward and John J. McGuire
compounds are enzymes that catalyze the biosynthesis (FPGS, Scheme 12.1)
and hydrolysis (GH, Scheme 12.2) of poly-g-glutamate conjugates of folates
and antifolates. The fluoroglutamic acids and fluoroglutamate-containing
folates and antifolates exhibit position-dependent effects on the reactions
catalyzed by FPGS and GH, thus providing insight into the catalytic mecha-
nism and control of these enzymes. The phosphinic acid-containing pseudo-
peptides are the most potent inhibitors of FPGS identified to date, and were
designed based on mechanistic enzymology data from our laboratories and
others, prior to the publication of any structural information about the targeted
enzymes.
ACKNOWLEDGMENT
Research in our laboratories has been supported by grants from the National Cancer Institute
[CA 28097 ( JKC), CA 43500 ( JJM), CA 16056 (RPCI CCSG)]. We thank our students,
postdoctoral associates, and other colleagues whose names are given in the references for
their enthusiastic pursuit of the research described herein.
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FPGS and GH Inhibitors 373
C H A P T E R T H I R T E E N
Methylenetetrahydrofolate
Reductase, Common Polymorphisms,
and Relation to Disease
Philip Thomas* and Michael Fenech*
Contents
I. Introduction 376
A. Methylenetetrahydrofolate reductase 377
B. MTHFR and disease 381
C. MTHFR and pregnancy outcomes 383
D. MTHFRenvironment interactions 384
E. MTHFRother gene interactions 385
II. Conclusions 386
References 386
Abstract
Folate plays a key role in maintaining genomic stability and providing methyl
groups for the formation of dTMP from dUMP which is required for DNA
synthesis and repair and for the maintenance of methylation patterns involving
cytosine or specific sites such as CpG islands. Under conditions of low folate,
dUMP accumulates producing DNA strand breaks and micronucleus formation
as a result of excessive uracil incorporation into DNA in place of thymine.
Methylenetetrahydrofolate reductase (MTHFR) is an important folate metabo-
lizing enzyme that catalyzes the irreversible conversion of 5,10-methylenetre-
trahydrofolate, which is the methyl donor for the conversion of dUMP to dTMP,
into 5-methyltetrahydrofolate, which is the methyl donor for remethylation of
homocysteine to methionine. Certain common polymorphisms within the
MTHFR gene (C677T, A1298C) result in reduced enzymatic activity and have
been associated with reduced risk for a variety of cancers such as acute
lymphocytic leukemia, lung and colorectal cancer. These common polymorph-
isms are also associated with hyperhomocysteinemia that has been reported to
be an increased risk factor for neural tube defects and cardiovascular disease.
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00413-5 All rights reserved.
* CSIRO Human Nutrition, Adelaide BC, Adelaide, South Australia 5000
375
In this chapter, we consider the role that MTHFR plays in relation to folate
metabolism and the possible contribution made in relation to certain important
clinical outcomes. 2008 Elsevier Inc.
I. Introduction
Folate (vitamin B
9
) is an essential B vitamin that is crucial to the
prevention of genomic instability and hypomethylation of DNA (Choi
and Mason, 2000, 2002). Folate is required for the synthesis of deoxythy-
midine monophosphate (dTMP) from deoxyuridine monophosphate
(dUMP), which is essential for DNA synthesis and repair (Fig. 13.1).
Under conditions of folate deficiency, dUMP accumulates resulting in
excessive uracil incorporation into DNA leading to single- and double-
strand DNA breaks, chromosome breakage, and ultimately micronucleus
(MN) formation (Blount and Ames, 1995; Blount et al., 1997; Fenech,
2001). Folate and vitamin B
12
are required in the synthesis of methionine
through the remethylation of homocysteine (Hcy) that ultimately leads to
the synthesis of S-adenosylmethionine (SAM). SAM plays an important role
as a methyl donor required for the maintenance of genomic methylation
patterns that determine gene expression, DNA conformation, and is
required for the synthesis of myelin, neurotransmitters, and membrane
phospholipids (Calvaresi and Bryan, 2001; Zingg and Jones, 1997). Folate
deficiency reduces SAM levels resulting in lower DNA cytosine methyla-
tion and elevated levels of Hcy. Additionally, folate deficiency may lead to
demethylation of centromeric DNA repeat sequences and centromere
dysfunction leading to abnormal chromosome distribution during nuclear
DNA synthesis
and repair
B
6
MTHFR
(B
2
)
Cystathione
Homocysteine
B
6
MTRR
5-methyl THF
dTMP
B
12
Cob (III)
B
12
Cob (II)
B
12
Cob (I)
Folic acid
SAM
Dietary folate
CH
3
DNA
methylation
Gene expression
Cell proliferation and
protein synthesis
THF
5,10-methyl
THF
DHF
5,10-methylene
THF
dUMP
MTR
Methionine
Figure 13.1 Metabolism of folic acid. Adapted from Wagner (1995). SAM: S-adenosyl
methionine, MTRR: methionine synthase reductase, MTR, methionine synthase;
THF, tetrahyrdofolate; DHF, dihydrofolate; MTHFR, methylene tetrahydrofolate
reductase; dUMP, deoxyuridine monophosphate; dTMP, deoxythymidine monopho-
sphate; Cob(I), reduced form of vitamin B
12
; Cob(III), oxidized form of vitamin B
12
.
376 Philip Thomas and Michael Fenech
division, resulting in elevated rates of aneuploidy, altered gene dosage and
increased cancer risk (Beetstra et al., 2005; Duesberg et al., 1999; Rasnick
and Duesberg, 1999; Wang et al., 2004).
A. Methylenetetrahydrofolate reductase
One of the intriguing aspects of the relationship between folate status
and cancer risk is the potential modifying effect of polymorphisms in key
folate metabolizingenzymes. Methylenetetrahydrofolate reductase (MTHFR)
is a pivitol enzyme within the folate methionine pathway which can influ-
ence both the bioavailability of folate for dTMP synthesis and maintain
methylation patterns at CpG islands known to regulate gene expression.
MTHFR catalyzes the reduction of 5,10-methylenetretrahydrofolate into
5-methyltetrahydrofolate, which is the major circulating form of folate, and
acts as a methyl donor in the remethylation of Hcy to methionine (Crott et al.,
2001; Goyette et al., 1998, 1994; Rozen, 1997; Sibani et al., 2003). The
MTHFR gene was cloned in 1998 and found to be 20.3 kb long, consisting
of 11 exons ranging in size from 102 to 432 bp (Frosst et al., 1995; Goyette
et al., 1998). The major gene product is a catalytically active 77 kDa protein
consisting of 656 amino acids, which has been shown to map to the short
arm of chromosome 1 at 1p36.3 (Goyette et al., 1994).
MTHFR enzymatic activity can be affected in a number of ways. First,
polymorphisms within the gene sequence could alter the affinity of the
enzyme for either substrate or its cofactor flavin adenine dinucleotide (FAD
or vitamin B
2
). Second, high concentrations of methionine or SAM are
inhibitory to MTHFRactivity, and finally, insufficient levels of FAD cofactor
may lead to reduced enzymatic activity (Hustad et al., 2000; Kimura et al.,
2004; Rivlin, 1996). Under conditions of reduced MTHFR activity, 5,10-
methylenetetrahydrofolate concentration increases with a resultant subsequent
lowering of 5-methyltetrahydrofolate concentration. This shift in balance
favors dTTP synthesis over CpG island methylation, a reduction in the
number of chromosome breaks by minimizing uracil incorporation, an
increase in DNA hypomethylation that could favor chromosome loss, and a
resultant increase in the concentration of plasma Hcy (Blount and Ames, 1995;
Blount et al., 1997; Castro et al., 2004; Kimura et al., 2004; Stern et al., 2000).
Many polymorphisms within the MTHFR gene have been reported
within the literature; however, very few have been conclusively studied in
relation to disease and population dynamics. The two most widely studied
of these are the common C677T and A1298C polymorphisms.
1. MTHFR C677T polymorphism
A common genetic variant of MTHFR involves a cytosine (C) to thymine
(T) transition at position 677 within exon 4 of the gene, resulting in an
alanine to valine substitution and reduced enzyme activity. This C677T
MTHFR, Common Polymorphisms, and Relation to Disease 377
transition is a mutation that causes thermolability as the activity of the
encoded enzyme is reduced at 37

C (Botto, 2000; Kang et al., 1991).
Enzyme activity of the CT heterozygote and the TT homozygote is
reduced by 35% and 70%, respectively, when compared to the normal
CC genotype ( James et al., 1999). Homozygosity for the T allele is asso-
ciated with reduced enzyme activity resulting in mild to moderately
elevated Hcy levels (Frosst et al., 1995).
The population frequency of the C677T allele shows significant differ-
ences based upon geographical location and ethnic background. Wilcken
et al. (2003) studied the C677T polymorphism in more than 7000 newborns
from 16 areas within Europe, Asia, the Americas, the Middle East, and
Australia. The TT homozygosity was particularly common in northern
China (20%), southern Italy (26%), and Mexico (32%). There was also
some evidence for changes in geographic gradients in Europe (north to
south increase) and China (north to south decrease). The TT genotype
frequency was low among new born individuals of African ancestry, inter-
mediate among newborns of European origin, and high among newborns of
American Hispanic ancestry. Areas at the extremes of the frequency distri-
bution showed deviations from Hardy-Weinberg expectations (Helsinki,
southern Italy, and southern China). The findings suggested the existence of
selective pressures leading to the marked variation. It has been shown from
other studies that C677T homozygosity in white Europeans ranged from
7.2% in Germany to 22% in northern Italy (Cattaneo et al., 1997; Koch
et al., 1998). In Japanese populations, the homozygous frequency was
shown to range between 10.2% and 12.2% whereas in black Africans, the
homozygosity was not reported but the allelic frequency was 7% (Arinami
et al., 1997; Morita et al., 1998; Schneider et al., 1998). This suggests that the
allele is less common within the black African population. It is plausible that
dietary folate may exert a selective pressure if high maternal folate deter-
mines the survival of C677T TT homozygotes in utero; preliminary data
suggests that this may be possible but evidence is as yet inconclusive (Lucock
et al., 2003; Munoz-Moran et al., 1998).
2. MTHFR A1298C polymorphism
A second polymorphism in the MTHFR gene involves an A to C transition
at position 1298 within exon 7 that results in a change from a glutamate to
an alanine residue. This mutation alters an mboII recognition site and has an
allelic frequency of 0.33 (van der Put et al., 1998). The activity of the
enzyme is decreased but not to the same extent as the C677T allele
(Weisberg et al., 1998a). It has been shown that neither the homozygous
nor the heterozygous state of A1298C leads to an elevation in plasma Hcy or
lower plasma folate concentration, which is evident for the homozygous
state for C677T (Lievers et al., 2001). However, compound heterozygosity
for both the C677T and the A1298C is associated with reduced MTHFR
378 Philip Thomas and Michael Fenech
enzyme activity, higher plasma Hcy, and lower plasma folate concentrations
(Botto et al., 2003; Friedman et al., 1999; Weisberg et al., 1998b).
The combined association of these two alleles produces a similar biochemi-
cal profile to those individuals who are homozygote for the T allele of
C677T. The population frequency for A1298C homozygosity is not as well
documented as for the C677T allele and is thought to have a prevalence of
about 10% (van der Put et al., 1998; Weisberg et al., 1998a). To date, over
30 other mutations have been identified as being associated with severe
MTHFR deficiency (Sibani et al., 2000, 2003). The relationship between
these rare polymorphisms and population dynamics and disease outcomes
has yet to be fully determined.
3. MTHFR and genomic instability
Damage to the genome could lead to altered gene dosage and gene expres-
sion as well as contribute to the risk of accelerated cellular death. Certain
genomic instability biomarkers have been found to be altered in individuals
possessing polymorphisms within the MTHFR gene. MN formation is a
biomarker of chromosome malsegregation and fragility and has been found
to be elevated in individuals carrying the variant C677T, TT genotype
compared with the wild-type or heterozygous genotype (Andreassi et al.,
2003; Botto et al., 2003; Kimura et al., 2004). Nucleoplasmic bridges
(a biomarker for chromosomal rearrangement) were also found to be sign-
ificantly increased in C677T, TT cells grown under low folate conditions
compared with C677C or C677T cells (Leopardi et al., 2006). Kimura et al.
also showed that nuclear buds (a biomarker for gene amplification) were
markedly higher under conditions of low folate and high riboflavin com-
pared with low folate and low riboflavin conditions, indicating a potential
genotoxic effect of elevated riboflavin concentrations under conditions of
low folate. Note that the level of nuclear buds was lower in C677T, TT cells
compared with C677C, or C677T cells. This suggests that nuclear bud
formation under low folate conditions may be exacerbated when riboflavin
concentration increases or in the presence of the MTHFR wild-type
genotype, both of which increase MTHFR activity (Kimura et al., 2004).
Abnormal folate and methyl metabolism have been shown to lead to
chromosome malsegregation and DNA hypomethylation (Fenech, 2001).
Hypomethylation of repeat sequences within the centromeric regions of
chromosomes may lead to faulty kinetochore assembly or despiralization
leading to the loss of chromosomes as micronuclei (Botto et al., 2003). It has
been shown that individuals who have the C677T, TT polymorphism are
associated with genomic DNA hypomethylation and have an increased risk
for having children with three copies of chromosome 21 (Down syndrome)
(Friso et al., 2002; Stern et al., 2000). James et al. (1999) found a 2.6-fold
higher risk in individuals with the C677T polymorphism of having a Down
syndrome child compared with wild-type individuals. It has also been
MTHFR, Common Polymorphisms, and Relation to Disease 379
reported that mothers of Down syndrome children have a higher frequency
of joint heterozygotic MTHFR polymorphisms (677 and 1298) compared
to those with chromosomally normal offspring (OR: 5.7) (Gregorio
Lorenzo Acacio, 2005).
The interactive relationships between folate, MTHFR genotype, and its
cofactor riboflavin are complex and have been shown to affect a number of
biomarkers of genomic instability. A flow diagram of these relationships and
potential outcomes are highlighted in Fig. 13.2.
The framework predicts that (1) as folate concentration increases, geno-
mic instability events arising from aneuploidy and breakage-fusion-bridge
(BFB) cycles are minimized, (2) genome hypomethylation and aneuploidy
are minimized during high MTHFR activity, (3) the risk of BFB cycles is
increased under high riboflavin and low folate conditions, (4) the risk of
genome hypomethylation and aneuploidy are maximized under both low
riboflavin and low folate conditions, and (5) reduced MTHFR activity may
decrease MN frequency caused by uracil incorporation and subsequent
chromosome breakage but may increase MN originating from chromosome
loss or gain resulting from changes in methylation patterns. These complex
Low
MTHFR
activity
High
MTHFR
activity
Low CpG
methylation *
High CpG
methylation *
Low uracil in DNA
High uracil in DNA
High
Low F
Low F
Low R
High R
G
E
N
O
T
Y
P
E
High MNi (Chromosome
Loss/Gain) frequency
increased
ANEUPLOIDY
Low MNi (Chromosome
loss/gain) frequency
decreased
ANEUPLOIDY
Low MNi (Chromosome breaks)
Low NPB (Chromosome
rearrangement)
Low NBUDs (Gene
amplification)
High MNi (Chromosome breaks)
High NPB (Chromosome
rearrangement)
High NBUDs (Gene
amplification)
REDUCED
CANCER
RISK?
INCREASED
CANCER
RISK?
INCREASED
CANCER
RISK?
Figure 13.2 Mechanistic framework explaining the interrelationship between
MTHFR genotype, riboflavin (R), and folic acid (F) with respect to (1) CpG methyla-
tion and uracil in DNA, (2) aneuploidy and micronuclei (MNi) originating from
chromosome loss events, (3) MNi (originating from acentric chromosome fragments),
nuclear buds (NBUDs), nucleoplasmic bridges (NPBs), and breakage-fusion-bridge
(BFB) cycles, (4) initiation of cancer caused by CpG hypomethylation and aneuploidy,
and (5) initiation of cancer caused by increased BFB cycles, MNi (originating from
acentric chromosome fragments), NBUDs, and NPBs. *For brevity, other carcinogenic
mechanisms induced by altered genome methylation, such as silencing of tumor
suppressor genes and/or activation of oncogenes, are not included in the diagram.
380 Philip Thomas and Michael Fenech
relationships may go some way to explain how the MTHFR C677T
polymorphism may influence the relative risk for certain important clinical
outcomes. The prevention of chromosome breakage and BFB cycles caused
by uracil incorporation into the DNA may be more relevant to conditions
such as leukemia or lymphoma, whereas prevention of CpG hypomethyla-
tion may be more relevant to cancers caused by DNA hypomethylation or
aneuploidy-driven developmental defects such as Down syndrome.
B. MTHFR and disease
1. Cancer
Low folate intake has been shown to be associated with increased cancer risk
(Giovannucci et al., 1993, 1995; Sellers et al., 2001; Zhang et al., 1999), raising
the possibility of a potential role for the C677T mutation in carcinogenesis or
cancer progression. The association between MTHFR and cancer suscepti-
bility has been examined in a number of different cancers. Individuals with
C677T homozygosity have been shown to have a 2.8-fold increased risk for
endometrial cancer, whereas patients with ovarian tumors have been shown to
have allelic deletions in the MTHFR gene (Esteller et al., 1997; Viel et al.,
1997). In contrast, various studies have shown that TT homozygotes have a
1.2- to 3.0-fold reduced risk for colorectal cancer and a 4.3-fold reduced risk
for acute lymphocytic leukemia, but the protective effect may be lost in
individuals who are folate deficient (Chen et al., 1996; Ma et al., 1997;
Skibola et al., 1999). Reduced MTHFR enzymatic activity may prove to be
protective by inhibiting hypermethylation that could lead to CpG island
silencing of certain tumor suppressor genes. For example, it has been shown
in patients with lung cancer that the TT allele is associated with the increased
expression of the tumor suppressor gene p16 (Kamiya et al., 1998).
It is also thought that the protective effect afforded by the polymorphism
toward conditions such as lung and colorectal cancers may be due to the
diversion of folate to purine and thymidine synthesis. This leads to the
increased availability of 5,10-methylenetetrahydrofolate and subsequent
methyl groups for the conversion of dUMP to dTMP, thereby reducing
uracil incorporation and subsequent DNA instability (Crott et al., 2001;
Kimura et al., 2004; Ueland et al., 2001).
A small number of studies have investigated the association between the
A1298C polymorphism and colorectal cancer risk (Chen et al., 2002; Keku
et al., 2002; Le Marchand, 2002). In all studies, a reduced risk was found to
be evident in CC individuals compared to AA subjects. Relative risks were
in the range of 0.60.8 but were not found to be statistically significant. It
has also been reported that the A1298C result was not due to a confounding
C677T effect (Chen et al., 2002) and that a greater protective effect
occurred in individuals who carried both 677T and 1298C alleles compared
to wild-type subjects (Le Marchand, 2002).
MTHFR, Common Polymorphisms, and Relation to Disease 381
2. Cardiovascular disease
Homozygosity for the C677T allele leads to a relative deficiency in the
remethylation process of Hcy into methionine resulting in mild-to-moder-
ate hyperhomocysteinemia, a condition recognized as an independent risk
factor for atherosclerosis (Clarke et al., 1991; Danesh and Lewington, 1998).
A number of studies have investigated whether an association between
MTHFR polymorphisms and cardiovascular disease exists. A meta-analysis
was performed in 1996 combining all studies where MTHFR genotyping
data was available for patients with coronary heart disease. It was shown that
individuals who were 677T homozygotes had a significant 19% higher risk
for coronary heart disease compared with the other MTHFR genotypes
(Blom, 1998). A more recent meta-analysis of over 72 studies in which
MTHFR genotypes were available in patients that had been diagnosed with
ischemic heart disease, deep vein thrombosis, or pulmonary embolism
showed a significantly higher risk in people with the MTHFR mutation
(Wald et al., 2002). Further meta-analysis investigation involving over 80
studies examining increased risk for coronary disease showed an odds ratio
of 1.14 (95% confidence intervals (CI): 1.051.24) for TT versus CC
genotype (Lewis et al., 2005). Although there is not a strong allelic associa-
tion in most studies, it may be that the resulting elevated Hcy may also
interact with other risk factors that may induce vascular events in those
individuals who have underlying conditions such as thrombophilia that may
predispose to cardiovascular disease (Refsum and Ueland, 1998; Ueland
et al., 2001).
3. Alzheimers disease
Alzheimers disease (AD) is a neurodegenerative disorder that is character-
ized clinically by cognitive decline, memory loss, visuospatial and language
impairment, and is the commonest form of dementia (Burns et al., 2002;
Kawas, 2003; Mattson, 2004; St George-Hyslop, 2000). Regions of the
brain that are involved in short-term memory and learning such as the
temporal and frontal lobes are impaired as a result of neuronal loss and
the breakdown of the neuronal synaptic connections (Mattson et al., 1998).
Many case control studies have shown that Alzheimers patients have
been found to be deficient in certain micronutrients such as folate, vitamin
B
12
, and have elevated levels of the sulfur-based amino acid Hcy (Aisen
et al., 2003; Shea and Rogers, 2002). These factors are associated with
increased MN formation and the alteration of methylation patterns that
could modify gene expression (Fenech and Crott, 2002; Scarpa et al., 2003;
Suzuki et al., 2002). It has been shown that adequate folate intake improves
global cognitive function (de Lau et al., 2007) and that increased Hcy levels
have a significant effect in the reduction of effective cognitive function
(Kim et al., 2007).
382 Philip Thomas and Michael Fenech
Hyperhomocysteinemia has been shown to be a strong independent risk
factor for AD in a number of epidemiological studies (Clarke et al., 1998;
McCaddon et al., 1998; Morris, 2003; Seshadri et al., 2002; Wang et al.,
2001). It appears that nervous tissue may be extremely sensitive to excessive
Hcy as it promotes excitotoxicity and damages neuronal DNA giving rise to
apoptosis (Kruman et al., 2002). Studies have also shown a strong correlation
between a reduction in hippocampal width, which is associated with short-
term memory loss and concentrations of plasma Hcy (Williams et al., 2002).
Recently MRI measurements have shown that an inverse relationship exists
between plasma Hcy and cortical and hippocampal volume (den Heijer
et al., 2003). The above findings have been interpreted as involving neuro-
nal damage within the hippocampal regions leading to memory loss, which
is characteristic of AD. Elevated Hcy has also been implicated as playing a
role in an iron dysregulation/oxidative stress cycle that is thought to be
central to the pathogenesis of the disease (Dwyer et al., 2004).
As AD is related to low folate, vitamin B
12
, and elevated Hcy levels,
investigators have looked toward genetic polymorphisms within the folate
methionine pathway (Fig. 13.1) to explain the effect of micronutrient
differences. In determining the risk factor of C677T in relation to AD, no
association between C677T and increased susceptibility to Alzheimers risk
was found (Brunelli et al., 2001). However, another study found that female
TT homozygotes have significant cognitive decline compared to wild type
and heterozygotes (Elkins et al., 2007). However, if combinations of poly-
morphisms within a gene are considered together, then sometimes effects
become apparent that are not always evident if those same polymorphisms
are considered in isolation. Wakutani et al. (2004) found that the MTHFR
677C-1298C-1793G haplotype to be protective in Japanese populations
against late onset AD.
C. MTHFR and pregnancy outcomes
1. Neural tube defects
Under low folate conditions, individuals possessing C677T polymorphisms
are predisposed to hyperhomocysteinemia. It has been shown that hyperho-
mocysteinemia is an increased risk factor for neural tube defects (NTD)
(Finnell et al., 1998; Steegers-Theunissen et al., 1994, 1995). Initial studies
reported an increased frequency of the C677Tallele in both affected mothers
and children inferring an increased risk for NTD. Data generated frommeta-
analysis studies indicate that TT individuals have a doubling in risk of having
an affected child (Botto, 2000). Interestingly, it has been observed that low
maternal blood folate and no periconceptional folate supplementation ele-
vate the risk associated with the T allele (Christensen et al., 1999; Shaw et al.,
1998). The combination of a TT genotype and low folate concentration
increases Hcy concentration, while impairing the formation of embryonic
MTHFR, Common Polymorphisms, and Relation to Disease 383
methionine which may result in abnormalities in myelin synthesis that
could contribute to NTD formation (Aubard et al., 2000).
Limited data is available regarding the association between A1298C and
the incidence of NTD. In one study, a significant association was found in a
subset of cases between the allele and an increased spina bifida risk but this
result could not be replicated (Botto, 2000; Trembath et al., 1999).
Compound heterozygosity for both the C677T and A1298C alleles may
increase spina bifida risk compared to the wild-type combinations. Two
separate studies have calculated odds ratios of 2.0 (95% CI: 0.95.1) and
2.8 (95% CI: 1.17.6) for allelic compound heterozygosity in relation to
increased risk for spina bifida (Botto, 2000; Trembath et al., 1999; van der
Put et al., 1998).
2. Preeclampsia
Hyperhomocysteinemia in conjunction with a TT genotype has been
associated with an increased risk for spontaneous abortion, placental abrup-
tion, and preeclampsia (Ray and Laskin, 1999). It is thought that the
elevated levels of Hcy produce placental endovascular damage as a result
of oxidative stress. It has been shown that 17% of women suffering with
severe preeclampsia were found to have hyperhomocysteinemia compared
with a 2% prevalence found in the general population (Dekker et al., 1995;
Leeda et al., 1998). Recent studies have not been able to associate a clear
relationship between MTHFR polymorphisms and placenta-mediated dis-
eases such as preeclampsia (Els et al., 2000; Laivuori et al., 2000; Thomas
Kaiser and Moses, 2000). However, an increased incidence of the TT allele
has been reported in women who have experienced abruption placentae,
interuterine fetal growth retardation, and still births compared to women
who have had normal pregnancies (Kupferminc et al., 1999). These pregnancy
outcomes are associated with elevated Hcy and emphasizes the importance of
maintaining adequate folate levels periconceptionally, especially in individuals
who possess MTHFR polymorphisms that may contribute to increased risk
for abnormal pregnancies.
D. MTHFRenvironment interactions
A number of studies have examined the interaction between nutritional
status and the C677T polymorphism in relation to clinical outcomes. Two
studies suggest that neural tube risk associated with C677T, TT, homozy-
gosity may be dependent on nutritional status. The first study showed a
13-fold increased risk for spina bifida in C677T, TT, homozygotes with a
red blood cell folate value in the lowest study quartile (Christensen et al.,
1999). The second found that maternal multivitamin use (containing folic
acid) reduced the risk for spina bifida in individuals with wild-type or
heterozygous alleles (OR 0.3) and in those with the homozygous TT
384 Philip Thomas and Michael Fenech
genotype (OR 0.2) (Shaw et al., 1998). Studies investigating colorectal
cancer showed that the inverse association with TT homozygosity was
greatest in those individuals with high folate or methionine intake (Chen
et al., 1996; Ma et al., 1997). These results suggest that dietary methyl supply
is particularly important among TTindividuals. When dietary methyl supply
is high, TT individuals may be at reduced risk of colorectal cancer as the
higher levels of 5,10-methylenetetrahydrofolate make purines and thymi-
dines available for the nucleotide pool during DNA synthesis and repair.
Alcohol consumption was found to remove the reduced risk associated
with TT individuals for colorectal cancer (Ma et al., 1997). In fact TT
individuals who consumed large volumes of alcohol were at even greater
risk than those without the Tallele whoconsumed similar volumes of alcohol
(Chen et al., 1996). This would suggest that when 5-methyltetrahydrofolate
is depleted by alcohol consumption, TT individuals may be less able to
compensate, leading to alterations in methylation patterns that may lead to
altered expression of oncogenes.
E. MTHFRother gene interactions
Other genes whose alleles have been studied in combination with MTHFR
alleles include transcobalamin, cystathionine-b-synthase, methionine syn-
thase reductase, and methionine synthase. Polymorphisms in the MTHFR
and transcobalamin genes (C776G) have been shown to influence Hcy
metabolism that may in turn increase the risk for spontaneous abortion. It
has been shown that embryos with a combined T677T and transcobalamin
C776G or G776G genotype have an odds ratio of 3.8 for spontaneous
abortion compared with embryos with only one of these genotypes
(Zetterberg et al., 2003). Cystathionine-b-synthase catalyzes the conversion
of Hcy to cystathionine, thus providing an alternative route for Hcy
metabolism. It has been shown that individuals who have polymorphisms
for both the C677T allele and the cystathionine-b-synthase 844ins68 allele
are at an increased risk for spina bifida (OR 5.2; 95% CI: 1.421.2). The
risk is higher than would be expected if each of the polymorphisms for
C677T (OR 2.1; 95% CI: 1.13.9) or 844ins68 (OR 0.8; 95% CI:
0.41.4) were considered individually suggesting a significant genegene
interaction (Ramsbottom et al., 1997). It has been shown that individuals
who are homozygous for polymorphisms within the methionine synthase
reductase gene (A66G) and MTHFR C677T appear to have an increased
risk for spina bifida (OR 4.1; 95% CI: 1.016.4) (Morrison et al., 1998).
Further evidence for potential genegene interactions involving MTHFR
was shown in individuals that possess both the C677T, T allele, together
with the methionine synthase A2756G, G allele. This combination was
found to reduce the risk of colorectal cancer and may afford a certain degree
of protection (Le Marchand, 2002).
MTHFR, Common Polymorphisms, and Relation to Disease 385
II. Conclusions
The MTHFR C677T polymorphism has been implicated in a number
of clinical diseases. Under conditions of low folate, the MTHFR C677T,
TT genotype is associated with increased risk for NTDs. Conversely when
folate levels are adequate, the TT genotype may reflect a selective advantage
for the reduction in risk for both lung and colorectal cancer. Individuals who
are TT homozygotes or compound heterozygotes for both the A1298C and
C677T alleles may have to pay more attention to adjusting their folate and
riboflavin intake in order to reduce genomic instability and the effect of
potential clinical outcomes associated with hyperhomocysteinemia.
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392 Philip Thomas and Michael Fenech
C H A P T E R F O U R T E E N
Mitochondrial
Methylenetetrahydrofolate
Dehydrogenase,
Methenyltetrahydrofolate
Cyclohydrolase, and
Formyltetrahydrofolate Synthetases
Karen E. Christensen* and Robert E. MacKenzie

Contents
I. Introduction 394
II. Yeast Mitochondria Contain a Trifunctional
DehydrogenaseCyclohydrolaseSynthetase 395
III. Mammalian Mitochondrial
Methylenetetrahydrofolate Dehydrogenase 395
A. Discovery and characterization of NAD-dependent
methylenetetrahydrofolate dehydrogenasecyclohydrolase
(MTHFD2) 395
B. Differences between the NAD- and NADP-dependent
dehydrogenasecyclohydrolases 396
C. Distribution and expression of methylenetetrahydrofolate
dehydrogenasecyclohydrolases 401
IV. Mitochondrial Formyltetrahydrofolate Synthetase 403
A. Discovery 403
B. Characterization of the monofunctional synthetase 404
C. Expression and distribution 404
V. Conclusion 405
A. Metabolic compartmentation of the folate enzymes 405
B. Functions of mitochondria in folate-mediated metabolism 406
C. Mathematical models 407
References 408
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00414-7 All rights reserved.
* Montreal Childrens Hospital Research Institute, Montreal, QC, Canada H3Z 2Z3
{
Department of Biochemistry, McGill University, Montreal, QC, Canada H3G 1Y6
393
Abstract
Folate-mediated metabolism involves enzyme-catalyzed reactions that occur in
the cytoplasmic, mitochondrial, and nuclear compartments in mammalian cells.
Which of the folate-dependent enzymes are expressed in these compartments
depends on the stage of development, cell type, cell cycle, and whether or not
the cell is transformed. Mitochondria become formate-generating organelles in
cells and tissues expressing the MTHFD2 and MTHFD1L genes. The products of
these nuclear genes were derived from trifunctional precursor proteins, expres-
sing methylenetetrahydrofolate dehydrogenasemethenyltetrahydrofolate
cyclohydrolase, and formyltetrahydrofolate synthetase activities. The MTHFD2
protein is a bifunctional protein with dehydrogenase and cyclohydrolase activ-
ities that arose from a trifunctional precursor through the loss of the synthetase
domain and a novel adaptation to NAD rather than NADP specificity for the
dehydrogenase. The MTHFD1L protein retains the size of its trifunctional precur-
sor, but through the mutation of critical residues, both the dehydrogenase and
cyclohydrolase activities have been silenced. MTHFD1L is thus a monofunctional
formyltetrahydrofolate synthetase. This review discusses the properties and
functions of these mitochondrial proteins and their role in supporting cytosolic
purine synthesis during embryonic development and in cells undergoing rapid
growth. 2008 Elsevier Inc.
I. Introduction
Folate-mediated metabolism is a complex series of pathways that
involve several amino acids, the synthesis of purines and thymidylate, the
support of cellular methylation reactions via recycling of homocysteine to
methionine, and the synthesis of S-adenosylmethionine. Serine, glycine,
and formate are the main sources of the one-carbon folates used in these
biosynthetic pathways. Folate-dependent enzymes are found in different
subcellular compartments, often with the same activity appearing in more
than one compartment. In this regard, there are significant differences seen
between species (Christensen and MacKenzie, 2006). The object of this
review is to concentrate on the enzyme activities found in mammalian
mitochondria, and to discuss possible advantages of this compartmentation.
The cytoplasm and mitochondria of mammalian cells contain isoforms of
serine hydroxymethyl transferase (SHMT1 and SHMT2, respectively) that
generate glycine and methylenetetrahydrofolate from serine, in a reversible
reaction. In essence, it is the fate of this methylenetetrahydrofolate that is the
key to understanding the contribution of the mitochondria to overall folate-
mediated metabolism. The genetics and biochemical characterization of
these enzymes in yeast mitochondria provide an informative introduction
to the situation in mammals.
394 Karen E. Christensen and Robert E. MacKenzie
II. Yeast Mitochondria Contain a Trifunctional
DehydrogenaseCyclohydrolaseSynthetase
Early genetic evidence indicated that three enzyme activities, NADP-
dependent methylenetetrahydrofolate dehydrogenase, methenyltetrahydrofo-
late cyclohydrolase, and 10-formyltetrahydrofolate synthetase were physically
associated in yeast ( Jones, 1977). Purification of these enzymes first from liver
(Paukert et al., 1976; Tan et al., 1977) and then fromyeast (Paukert et al., 1977)
demonstrated that they actually form a trifunctional protein in eukaryotes.
Using proteolysis, several laboratories were able to show that the eukaryotic
trifunctional enzymes were composed of an amino terminal dehydrogenase
cyclohydrolase domain attached to a synthetase domain (MacKenzie, 1984).
Expression of the human trifunctional enzyme (MTHFD1) and its two active
domains in Escherichia coli (Humand MacKenzie, 1991) allowed the character-
ization of the linker region connecting the domains. The cytoplasmic form
of the yeast dehydrogenasecyclohydrolasesynthetase (ADE3) was cloned by
Staben and Rabinowitz (1986). The mitochondrial isozyme (MIS1) was
subsequently cloned and characterized by Shannon and Rabinowitz (1986
and 1988). This distribution of two NADP-dependent trifunctional
dehydrogenasecyclohydrolasesynthetases in yeast led to the proposal of a
similar model for mammalian cells (Appling, 1991). In the yeast model, one-
carbonunits derivedfromserine inmitochondria as methylenetetrahydrofolate
are oxidized to formyltetrahydrofolate and, by the reverse activity of the
formyltetrahydrofolate synthetase, produce formate. The formate released
from the mitochondria can then be incorporated into cytoplasmic forms of
one-carbon tetrahydrofolates by the activities of the cytoplasmic ADE3. This
allows the mitochondria to contribute one-carbon units for use in biosynthetic
reactions in the cytoplasm.
III. Mammalian Mitochondrial
Methylenetetrahydrofolate Dehydrogenase
A. Discovery and characterization of NAD-dependent
methylenetetrahydrofolate
dehydrogenasecyclohydrolase (MTHFD2)
An observation by Scrimgeour and Huennekens (1960) that extracts of
Ehrlich ascites tumor cells contained NAD-dependent methylenetetrahydro-
folate dehydrogenase activity went unsubstantiateduntil Mejia andMacKenzie
(1985) demonstrated that the same activity is detectable in all transformed and
nondifferentiated cells assayed. Moreover, the NAD-dependent activity could
DehydrogenaseCyclohydrolaseSynthetase 395
be separated from the known cytosolic NADP-dependent dehydrogenase by
column chromatography. At the time these authors suggested that the use of
NAD rather than NADP could shift the cellular one-carbon folate pool in
favor of elevated formyltetrahydrofolate levels. This shift would favor the
synthesis of purines rather than methionine. However, the metabolic role of
MTHFD2 has been clarified only recently as discussed in Section V.B.
Upon purification, the protein was found to be a bifunctional NAD-
dependent methylenetetrahydrofolate dehydrogenasecyclohydrolase with
a polypeptide size of 34,000 Da, rather than the 100,000 Da of the known
NADP-dependent dehydrogenasecyclohydrolasesynthetase enzymes (Mejia
et al., 1986). In addition, it required Mg
2
(or Mn
2
) for activity, unlike
any known dehydrogenase. Subcellular fractionation of ascites tumor cells
demonstrated that MTHFD2 is located in mitochondria (Mejia and
MacKenzie, 1988). This was confirmed by the presence of a mitochondrial
targeting sequence in the amino acid sequence deduced from the cDNA clone
(Belanger and MacKenzie, 1989). It was first shown that the divalent ion is
required for NADbinding (Rios-Orlandi and MacKenzie, 1988), and later and
more surprisingly, that both Mg
2
and inorganic phosphate are absolutely
essential for this purpose (Yang and MacKenzie, 1993). These authors found
that the dehydrogenase can also use NADP but with a higher K
m
and lower
V
max
. In this case, inorganic phosphate is not only not required, but also is a
competitive inhibitor against NADP. These properties led to the proposal that
the bifunctional enzyme evolved from an NADP-dependent precursor and is
the mammalian homolog of the mitochondrial yeast MIS1 protein.
B. Differences between the NAD- and NADP-dependent
dehydrogenasecyclohydrolases
Characterization of the dehydrogenasecyclohydrolase activities of the
cytosolic enzyme showed that they are not catalytically independent
because NADP is an inhibitor of the cyclohydrolase (Smith and
MacKenzie, 1983), and most convincingly, that about half of the methe-
nyltetrahydrofolate produced by the dehydrogenase (5060%) is prefer-
entially channeled through the cyclohydrolase rather than being released
into the bulk medium (Cohen and MacKenzie, 1978). Pawelek and
MacKenzie (1998) expressed the cDNA clones for three enzymes with
different cofactor specificities: the DC domain of the human MTHFD1
(DC301), the bifunctional DC enzyme from Photobacterium phosphoreum,
and the human MTHFD2. The rates of forward and reverse dehydrogenase
and cyclohydrolase activities as well as the overall forward and reverse
activities were measured. The kinetic analysis revealed that the overall
forward reaction from methylene- to formyltetrahydrofolate shows a
hydride transfer kinetic isotope effect, whereas the overall reverse reaction
396 Karen E. Christensen and Robert E. MacKenzie
does not. This clearly showed that the dehydrogenase and cyclohydrolase
catalyzed reactions cannot be considered as a single complex reaction. It also
demonstrated that the rate of the overall reverse reaction of formyl- to
methylene conversion is the same as that for the first step, catalyzed by the
cyclohydrolase. This showed that the channeling of the intermediate methe-
nyltetrahydrofolate in the reverse direction is 100% efficient. Moreover, it
was found that the presence of 2
0
,5
0
-ADP, an analog of NADP, stimulated the
reverse cyclohydrolase activity of the human MTHFD1 DCdomain by more
than twofold. The cyclohydrolase activity of MTHFD2 could not be stimu-
lated by 2
0
,5
0
-ADP or by 5
0
-ADP. This suggests that the NADP-dependent
DC domains are optimized to catalyze the reverse direction by efficiently
retaining the labile methenyl intermediate and converting it to methylenete-
trahydrofolate. In contrast, the properties of the NAD-dependent DCsuggest
that it is not optimized for catalysis of the reverse reaction.
The X-ray structure of the NADP-dependent DC domain of MTHFD1
(Allaire et al., 1998) as well as structures with bound inhibitors (Schmidt
et al., 2000 and Fig. 14.1) set the stage for site-directed mutagenesis
Figure 14.1 The methylenetetrahydrofolate dehydrogenasemethenyltetrahydrofolate
cyclohydrolase binding site of MTHFD1 (Protein Data Bank ID: 1DIB; Schmidt et al.,
2000). The folate analog LY345899 is shown in green; NADP is shown in yellow.
Arg173 and Ser197 are involved in NADP binding and Asp125 is required for binding
the folate substrate. Lys56 and Gln100 are involved in catalyzing the cyclohydrolase
reaction. Figure generated using PyMol version 0.96 (DeLano, 2004).
DehydrogenaseCyclohydrolaseSynthetase 397
experiments to understand the binding of the NADP (Pawelek et al., 2000)
and the kinetic mechanism of the dehydrogenasecyclohydrolase activities
catalyzed by this bifunctional site (Sundararajan and MacKenzie, 2002).
These studies showed that Lys56, supported by its interaction with
Gln100, provides the acidbase catalysis required for the cyclohydrolase.
A double mutant K56Q/Q100K has no cyclohydrolase activity but retains
two-thirds of the normal dehydrogenase activity. Asp125 is required for the
binding of the folate substrates; both activities are abolished by mutations at
this position. The binding of NADP involves Arg173, with a minor
contribution from Ser197. Mutation of Arg173 causes a 500-fold increase
in the K
m
for NADP, while mutation of Ser197 causes a 20-fold increase.
The results showed very clearly that the majority of the interaction of the
NADP with the enzyme is via the 2
0
-phosphate (Fig. 14.1).
The crystal structure and the characterization of NADP binding to the
cytoplasmic enzyme were critical to allow understanding of the mitochon-
drial MTHFD2. In the absence of X-ray structures, Christensen et al.
(2005a) built a homology model of MTHFD2 based on three related crystal
structures. Yang and MacKenzie (1993) found that P
i
is a competitive
inhibitor when NADP is used as a substrate for the NAD-dependent
methylenetetrahydrofolate dehydrogenase. This was interpreted to mean
that P
i
binds to MTHFD2 in a position similar to that of the 2
0
-phosphate of
NADP in the DC domain of MTHFD1. The homology model predicted
that Arg166 and Arg198 are located in the region of the 2
0
-hydroxyl of
bound NAD. Characterization of mutants showed that Arg166 is critically
responsible for P
i
binding, and is positioned properly by its interaction with
Asp190. Arg166 plays a role in phosphate binding similar to that of Arg173
in MTHFD1 and cannot be mutated without complete loss of the dehy-
drogenase activity. Because mutants of Arg198 retain some dehydrogenase
activity, it was proposed that it assists in P
i
binding and proper orientation
and plays a role similar to that of Ser197 in MTHFD1. Thus in MTHFD2,
the P
i
is retained in a positively charged pocket where it interacts with the
2
0
-hydroxyl of bound NAD (Fig. 14.2).
The mitochondrial enzyme, MTHFD2, also absolutely requires Mg
2
for activity. Possible binding sites were sought by examination of multiple
sequence alignments for Asp and Glu residues conserved in NAD-depen-
dent DC enzymes but not in NADP-dependent enzymes. The identified
residues were tested by mutagenesis and only Asp133 was found to be
essential for activity; D133E retains no dehydrogenase activity showing
that positioning of the carboxyl group is critical. Mg
2
binds to a cavity
bounded by Asp133, inorganic phosphate, and the NAD cofactor, and
assists in the binding and positioning of the P
i
, similar to the role assigned
to Arg198. Thus, this enzyme uses Mg
2
and P
i
to bind NAD in a manner
normally found with NADP (Fig. 14.2).
398 Karen E. Christensen and Robert E. MacKenzie
Comparison of the structures of NAD- and NADP-dependent dehy-
drogenases (Fig. 14.3) pointed out that the binding of NADP to the DC
domain of MTHFD1 was almost entirely explained by interaction of
arginine residues with the 2
0
-phosphate of the molecule. In comparison,
NAD-binding proteins, such as alcohol dehydrogenase, exhibit multiple
interactions between the cofactor and protein with considerably more com-
plementarity of fit. The NAD-binding site of MTHFD2 shows the overall
looser interaction with the cofactor that is characteristic of NADP sites. To
convert this site to an NAD-binding site would have entailed the develop-
ment of enhanced complementarity and the development of multiple
cofactorprotein interactions. Instead, through evolution, Mg
2
and P
i
have been used in a novel fashion to mimic the binding of NADP, effectively
converting this enzyme to NAD specificity.
The mode of binding of NAD, indicating that the precursor of this protein
was NADP specific, fits nicely with earlier work. It was recognized from the
isolation of the cDNA encoding MTHFD2 (Belanger and MacKenzie, 1989)
that the message for the protein had a rather long 3
0
-untranslated region. Patel
et al. (2002) isolated the cDNA and the gene encoding the murine MTHFD1
and compared these with the cDNA of MTHFD2. They found DNA
sequence homologies between the synthetase region of MTHFD1 and the
Figure 14.2 The ion-binding site of MTHFD2. Arg166 (assisted by Asp190) and
Arg198 bind the inorganic phosphate. Asp133, inorganic phosphate, and NAD form
the binding site for the magnesium ion. This binding site positions the phosphate and
magnesium ions so that they form ionic and hydrogen bonds with NAD, facilitating
cofactor binding. Figure generated using PyMol version 0.96 (DeLano, 2004). Adapted
from Christensen et al. (2005a, Fig. 4, p. 34321).
DehydrogenaseCyclohydrolaseSynthetase 399
Figure 14.3 Comparison of the cofactor-binding sites of (A) alcohol dehydrogenase (Protein Data Bank ID: 1HDX), (B) MTHFD2, and
(C) the DC domain of the human MTHFD1 (Protein Data Bank ID: 1DIB). There is a close complementarity of fit between the NAD
cofactor and the protein in classic NAD-dependent proteins, such as alcohol dehydrogenase, that permits multiple cofactorprotein
interactions to bind the cofactor. This close fit is disrupted in MTHFD2; the NAD-binding site is more similar to a classic NADP-binding
site, such as that of MTHFD1. NADP-binding sites usually depend on interactions with the 2
0
-phosphate of NADP for cofactor binding. In
MTHFD2, magnesium and inorganic phosphate ions in the NAD-binding site set up a web of ionic and hydrogen bonding interactions that
compensate for the lack of a covalent bond with phosphate. This allows the adaptation of an NADP-binding site to bind NAD.
Figure generated using PyMol version 0.96 (DeLano, 2004). From Christensen et al. (2005a, Fig. 5, p. 34322).
3
0
-untranslated region of MTHFD2. Similar observations were made using
human and Drosophila sequences. It is abundantly clear that the mitochondrial
NAD-dependent enzyme did not arise from a bifunctional prokaryotic-
like bifunctional enzyme, but from an NADP-dependent methylenetetrahy-
drofolate dehydrogenasecyclohydrolasesynthetase through loss of the
synthetase domain.
C. Distribution and expression of methylenetetrahydrofolate
dehydrogenasecyclohydrolases
Folate metabolism is compartmentalized in mammalian cells (Fig. 14.4),
primarily between the cytoplasm and mitochondria (Christensen and
MacKenzie, 2006). However, recent exciting work by Woeller et al.
(2007) demonstrates that the three folate-dependent activities involved in
de novo thymidylate synthesis contain small ubiquitin-like modifier (SUMO)
modification consensus sequences and are located in the nucleus during S
and G2/M phases of the cell cycle in MCF-7 cells. Clearly, the expression
and localization of the folate-dependent enzymes is dynamic, dependent on
tissue, cell type, and cell cycle.
5-MethylTHF
Methionine
Thymidylate
Purines
Mitochondria
MethenylTHF
Serine
MethyleneTHF
FormylTHF
Formate
THF
Glycine
D
NAD
NADH
Mg
+2
+ Pi
C
MethenylTHF
Serine
MethyleneTHF
FormylTHF
Formate
THF
Glycine
NADP
NADPH
D
C
S
ADP + Pi
ATP THF
S
ADP + Pi
ATP
THF
Cytoplasm
Figure 14.4 The cytoplasmic and mitochondrial folate pathways of embryonic and
transformed cells. In the cytoplasm, the methylenetetrahydrofolate dehydrogenase (D),
methenyltetrahydrofolate cyclohydrolase (C), and formyltetrahydrofolate synthetase
(S) activities are found in the trifunctional protein MTHFD1. In the mitochondria of
embryonic and transformed cells, the dehydrogenase and cyclohydrolase activities are
found in MTHFD2 whereas the synthetase activity is found in MTHFD1L. From
Christensen et al. (2005b, Fig. 8, p. 7601).
DehydrogenaseCyclohydrolaseSynthetase 401
The cytoplasmic MTHFD1 is ubiquitously expressed in all mammalian
cells although there is extensive variation in the level of mRNA found in
different tissues of the mouse (Peri and MacKenzie, 1991) and in the rat
(Thigpen et al., 1990). Despite its tissue-specific variation, it is probably a
house-keeping enzyme. The overall reaction (including cyclohydrolase):
methylenetetrahydrofolate NADP
,formyltetrahydrofolate NADPH
has a K
eq
16 and the dehydrogenasecyclohydrolase appears to act
to maintain these cytoplasmic pools in equilibrium (Pelletier and
MacKenzie, 1995).
In contrast, the mitochondrial MTHFD2 has been detected only in
transformed cell lines and in embryonic tissues; it has not been detected in
differentiated tissues (Mejia and MacKenzie, 1985; Smith et al., 1990).
Although no NAD-dependent dehydrogenase activity is detectable in
adult tissue extracts, very small amounts of mRNA can be detected (Peri
and MacKenzie, 1993). The MTHFD2 gene is induced in quiescent Balb/c
3T3 cells by serum or phorbol esters whereas expression of MTHFD1 is
unaffected by mitogenic signals (Peri and MacKenzie, 1991).
The limited expression distribution pattern observed for the mitochondrial
MTHFD2 raised questions as to its role and importance. Di Pietro et al. (2002)
performed a knockout of the nuclear gene encoding this protein in mice and
found that the null mutation was embryonic lethal at about 12 days gestation.
In particular, it was striking that the normal development of hematogenesis in
the liver did not occur. While establishing a critical role for this protein, the
results suggested that perhaps the expression is liver-specific during embryo-
genesis. That this is not the case was established by in situ hybridization studies
that showed generalized transcription of the mRNA in all tissues of embryos
during early development (Di Pietro et al., 2004).
Characterization of null fibroblast cell lines established from MTHFD2
knockout embryos established that they contain functional mitochondria, but
unlike wild-type cells, are glycine auxotrophs (Patel et al., 2003). This
observation shows that the cytoplasmic SHMT1 alone cannot provide the
cellular requirement for glycine. Without MTHFD2, the accumulation of
mitochondrially generated methylenetetrahydrofolate blocks production of
glycine by SHMT2 (Patel et al., 2003). These authors also demonstrated that
the null cells preferentially incorporate exogenously added formate into
purines when compared to controls, indicating that less endogenous formate
is being produced by the mitochondria in these cells. These experiments
indicate a role for mitochondria in providing both glycine and formate to the
cell during times of rapid growth. Although the presence of MTHFD2
explained the production of mitochondrial formyltetrahydrofolate, it was
402 Karen E. Christensen and Robert E. MacKenzie
not clear from these studies how the formyltetrahydrofolate yielded formate
for use in the cytoplasm.
IV. Mitochondrial Formyltetrahydrofolate
Synthetase
A. Discovery
The distribution of both cytoplasmic and mitochondrial trifunctional
enzymes in yeast provided a likely model for mammalian cells. Barlowe
and Appling (1988), in a detailed investigation, isolated mitochondria from
rat liver and detected methylenetetrahydrofolate dehydrogenase and for-
myltetrahydrofolate synthetase activities in the most highly purified frac-
tions. Their work established the concept in mammalian metabolism that
mitochondria can supply one-carbon units for cytoplasmic use. While
mitochondrial preparations have these activities, the amounts are low, and
it was not clear that the story was complete in the absence of either a
purified protein or identification of a gene encoding a mitochondrial
isoform of MTHFD1. Moreover, the presence of MTHFD2 would put
both NAD- and NADP-dependent dehydrogenases in the same metabolic
compartment. With the high ratio of NAD/NADH and low ratio of
NADP/NADPH, these enzymes would be catalyzing a futile cycle if both
were present in the same metabolic compartment. However, the expression
of MTHFD2 (see Section III.C) indicated that it is not found in adult
tissues, leaving open the possibility that two MTHFD1 isoforms might
exist in mitochondria, but expressed at different times.
One possible argument against the yeast model holding true for mam-
mals was that mitochondrial preparations might contain small amounts of
MTHFD1, and that in fact, there was no mitochondrial trifunctional
isoform in mammalian cells. Christensen et al. (2005b) addressed this ques-
tion by undertaking to inactivate the MTHFD1 gene in embryonic stem
cells. The null embryonic stem cells were used to generate spontaneously
immortalized fibroblast cell lines. These cell lines were found to be purine
auxotrophs, as would be predicted from the loss of both the dehydrogenase
and synthetase activities that provide formyltetrahydrofolate for purine
synthesis. In the absence of the cytoplasmic dehydrogenase, cyclohydrolase,
and synthetase activities, identical enzyme activities of the products of
other genes could be detected unambiguously. Extracts of these cells had
no NADP-dependent methylenetetrahydrofolate dehydrogenase, but did
exhibit detectable 10-formyltetrahydrofolate synthetase activity that was
localized to the mitochondria.
While these results of Christensen et al. (2005b) supported the presence
of a monofunctional synthetase in mitochondria, no such protein had been
DehydrogenaseCyclohydrolaseSynthetase 403
isolated. However, Prasannan et al. (2003) made the important discovery of
the existence of a human gene encoding a mitochondrial isoform of
MTHFD1 (MTHFD1L). The protein encoded contains 978 amino acids,
including a 60 amino acid N-terminal extension containing a mitochondrial
targeting sequence, with a predicted cleavage site between residues 31 and 32.
Transfection experiments with the complete cDNA in CHO cells confirmed
that the protein is targeted to mitochondria. The length of the protein is
consistent with it being a trifunctional DCS; expression of a cDNA clone
in yeast demonstrated formyltetrahydrofolate synthetase activity, but not
methylenetetrahydrofolate dehydrogenase activity.
How could the existence of MTHFD1L be reconciled with the presence
of a putative monofunctional synthetase uncovered by Christensen et al.
(2005b)? Considerable evidence is available on residues necessary for the
methylenetetrahydrofolate dehydrogenase and cyclohydrolase activities
(Pawelek et al., 2000; Sundararajan and MacKenzie, 2002). By comparison
of multiple sequence alignments, it was found that MTHFD1L contains a
nonconservative mutation in a lysine residue critical for cyclohydrolase
activity, as well as in three residues critical for the binding of NADP,
thereby supporting a prediction that this enzyme would exhibit only the
synthetase activity (Christensen et al., 2005b). These authors suggested that
the inactive DC domain would still dimerize as seen in the structure of the
DC domain of MTHFD1 (Allaire et al., 1998), and thus serve to maintain
the dimeric interaction of the MTHFD1L enzyme.
B. Characterization of the monofunctional synthetase
Walkup and Appling (2005) expressed the cDNA encoding MTHFD1L in
E. coli, and characterized the purified protein. They confirmed that
MTHFD1L is monofunctional, exhibiting only synthetase activity. Gel
filtration studies and chemical crosslinking demonstrated that the protein
is a dimer. Kinetic analysis showed that the synthetase exhibits increased
efficiency with the polyglutamate forms of tetrahydrofolate, consistent with
the properties of other eukaryotic and prokaryotic enzymes; the K
cat
/K
m
THF values were 0.03 s
1
M
1
for the monoglutamate and 0.71 s
1
M
1
for the pentaglutamate substrates.
The sequential activities of MTHFD2 and MTHFD1L enable the pro-
duction of formate in mitochondria from methylenetetrahydrofolate gener-
ated either from serine via SHMT2 or from glycine via the glycine cleavage
system.
C. Expression and distribution
MTHFD1L is similar in structure to the cytoplasmic trifunctional enzyme,
except that the dehydrogenase and cyclohydrolase activities are silent due to
mutations of critical binding and catalytic residues (Christensen et al.,
404 Karen E. Christensen and Robert E. MacKenzie
2005b). Northern analysis of tissue blots (Prasannan et al., 2003) indicated
that the transcript for the MTHFD1 is highest in liver and kidney, while
that of the MTHFD1L is highest in placenta, followed by thymus, spleen,
brain, and lung, and is relatively low in liver and kidney. Sugiura et al.
(2004) found that MTHFD1L mRNA is expressed ubiquitously in normal
tissues, and of the 15 examined, found expression highest in ovary, lung,
and thymus, and lowest in white blood cells, muscle, and lymphocytes.
Using microarray gene expression profiling of normal and cancerous colon
tissue, these authors found that MTHFD1L is upregulated in colon adeno-
carcinomas. They also showed that overexpression of the enzyme in human
embryonic kidney 293 cells stimulated colony formation indicating that
expression of this gene confers a growth advantage.
V. Conclusion
A. Metabolic compartmentation of the folate enzymes
In yeast, the presence of cytoplasmic and mitochondrial isoforms of a
trifunctional dehydrogenasecyclohydrolasesynthetase support a model
wherein the mitochondria can produce formate which can be used by the
cytoplasmic enzymes for the synthesis of purines and for methylation reac-
tions. However, it is not yet clear what advantage the compartmentation of
folate metabolism provides for yeast, since deletion of the MIS1 gene has
little effect. Perhaps the mitochondrial pathway provides a useful redun-
dancy or plays a role under specific growth conditions.
In mammals, it is clear that the duplication of isoforms of the same
folate-dependent enzyme activity in both the cytoplasm and mitochondria
does support different metabolic functions. For example, the fact that
Chinese hamster ovary cells lacking mitochondrial serine hydroxymethyl-
transferase are glycine auxotrophs despite the presence of a cytosolic isoform
of the same enzyme, clearly illustrated a specific metabolic role for mito-
chondria (Chasin et al., 1974; Stover et al., 1997). The utilization of
methylenetetrahydrofolate and its interconversion with formyltetrahydro-
folate within the mitochondria enable specific roles in cellular one-carbon
metabolism. Of critical importance is the nature and distribution of the
dehydrogenase, cyclohydrolase, and synthetase activities. MTHFD2
evolved from a trifunctional dehydrogenasecyclohydrolasesynthetase
precursor with the loss of the synthetase domain (Patel et al., 2002).
Moreover, a trifunctional dehydrogenasecyclohydrolasesynthetase pre-
cursor gave rise to a monofunctional synthetase (MTHFD1L) by mutagen-
esis of critical amino acid residues essential for dehydrogenase and
cyclohydrolase activities. While all three activities are present in at least
DehydrogenaseCyclohydrolaseSynthetase 405
some mammalian mitochondria, their expression is controlled by two
different nuclear genes. Clearly one must understand why this is important.
MTHFD2 is unique in mammals because not only did it derive from a
trifunctional precursor, it also evolved to use NAD rather than NADP by an
unusual mechanism (Christensen et al., 2005a). The use of NAD instead
of NADP has been estimated to shift the equilibrium position between
methylenetetrahydrofolate and formyltetrahydrofolate in mitochondria by
as much as 200-fold in favor of formyltetrahydrofolate (Pelletier and
MacKenzie, 1995). Under conditions of rapid growth, cytoplasmic serine
is used in protein synthesis and provides methylenetetrahydrofolate required
for thymidylate synthesis and methylation reactions. To compete for serine
and ensure sufficient one-carbon units for purine synthesis, the mitochon-
drial pathway using NAD provides a thermodynamically favorable means to
convert mitochondrially generated methylenetetrahydrofolate into formate.
B. Functions of mitochondria in folate-mediated metabolism
The complement of enzymes required to produce formate from methyle-
netetrahydrofolate in the mitochondria includes both MTHFD2 and the
monofunctional MTHFD1L. When both enzymes are present in good
amounts, such as in transformed cells or in embryonic tissues, then the
pathway for mitochondrial formate production is complete. The formate
released by the mitochondria is captured by MTHFD1, and is available to
support purine synthesis. The beauty of this pathway is that whatever
cytoplasmic formyltetrahydrofolate might not be required for purine syn-
thesis can be redirected for methyl transfer reactions by MTHFD1. The
conversion of formyl- to methylenetetrahydrofolate is rate limited by the
slow conversion by the cyclohydrolase of formyl- to methenyltetrahydro-
folate (Pawelek and MacKenzie, 1998), and might contribute to the prefer-
ential access to purine synthesis for cytoplasmic formyltetrahydrofolate.
Mitochondria also use formyltetrahydrofolate to produce formylmethio-
nyl-tRNA to initiate protein synthesis. As formate equilibrates between
cytoplasmic and mitochondrial compartments, MTHFD1L can provide
formyltetrahydrofolate without relying on either mitochondrial serine or
glycine as one-carbon donors. This role is consistent with the ubiquitous
nature of its expression and can maintain mitochondrial formyltetrahydro-
folate pools to support protein synthesis in this organelle under all metabolic
conditions. The knockout of MTHFD2 (Section III.C) established the
important role of formate production during embryogenesis. One might
predict that a knockout of MTHFD1L would also be lethal because it
interrupts the pathway for mitochondrial formate production, and because
its loss might impair mitochondrial functions in cells that do not express
MTHFD2 to provide formyltetrahydrofolate.
406 Karen E. Christensen and Robert E. MacKenzie
The expression of MTHFD2 is thus the main switch to enable
mitochondria to produce formate. But what is the situation in cells that
express little, if any, of this enzyme? In most adult tissues, mitochondrial
serine hydroxymethyltransferase (SHMT) most likely equilibrates serine and
glycine in this compartment, because there is no other source of, or use for,
methylenetetrahydrofolate. However, in liver cells mitochondrial methyle-
netetrahydrofolate can also be produced via demethylation reactions
(e.g. dimethylglycine dehydrogenase) and the glycine cleavage system. In
the absence of the MTHFD2, it has been proposed that in the liver
methylenetetrahydrofolate is used with glycine by mitochondrial SHMT
to produce serine for gluconeogenesis (Christensen and MacKenzie, 2006).
Regulation of the expression of the NAD-dependent dehydrogenase
cyclohydrolase is thus a critical support to enable rapid growth when one-
carbon units for purines and glycine for heme synthesis are critical.
C. Mathematical models
Folate-mediated metabolism is a complex, nonlinear pathway, with several
sources of one-carbon units, and potential competition for these units
between methylation pathways and formyl transfer reactions. It is comfort-
able to draw these folate pathways in general diagrams (such as Fig. 14.4) but
it is becoming clearer all the time that we must be more specific with respect
to which cell, tissue, or organism or stage of development is being studied.
In recent years, the pathways have been addressed by mathematical
modeling that helps to provide insight into function, and to test hypotheses.
Reed et al. (2006) built a mathematical model for folate metabolism where
predictions matched experimental data. The model, for example, predicts
that the inverse relationship between folate and homocysteine is strongest at
very low folate concentrations, and that the DNA methylation rate is
relatively insensitive to changes in folate pool size. The model was also
used to address the conditions of vitamin B
12
deficiency and polymorphisms
in methylenetetrahydrofolate reductase and the effects on purine and thy-
midine synthesis. More recently, the model has been refined to address the
compartmentalization of folate-mediated metabolism (Nijhout et al., 2006).
It predicts the critical role of MTHFD2 that enables mitochondria to
produce formate to support purine synthesis in transformed cells and
embryonic tissues, while in adult hepatic cells the mitochondria produce
serine from glycine that can be used for gluconeogenesis. The development
of models like this one will assist in the understanding of folate metabolism
when comparing different types of cells and tissues, and help predict the
effects of genetic or chemical alterations of these pathways. They hold
promise as useful tools in predicting the effects of inhibitors of various
targets in the pathway, specific for cell type, including tumor cells.
DehydrogenaseCyclohydrolaseSynthetase 407
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410 Karen E. Christensen and Robert E. MacKenzie
C H A P T E R F I F T E E N
The Structure and Mechanism of
6-Hydroxymethyl-7,8-Dihydropterin
Pyrophosphokinase
Jeremy P. Derrick*
Contents
I. Introduction 412
II. Structural and Mechanistic Studies on EcoHPPK 413
A. Identification of the HPPK fold and substrate binding 413
B. Mechanism of catalysis 419
C. Inhibitors 420
III. Structures of HPPKs from Other Organisms 421
IV. Kinetics 424
V. Relationship of HPPK to Other Pyrophosphoryl Transfer Enzymes 426
VI. Concluding Remarks 429
References 430
Abstract
6-Hydroxymethyl-7,8-dihydropterin pyrophosphokinase (HPPK) catalyses the
transfer of pyrophosphate from ATP to 6-hydroxymethyl-7,8-dihydropterin (HMDP),
and is an essential enzyme in the biosynthesis of folic acid. It is also a potential
target for antimicrobial drugs. HPPK from Escherichia coli, which has been the
most intensively investigated, is a monomeric protein with a molecular mass of
about 18,000. Structures of the enzyme, determined by X-ray crystallography
and NMR, have shown that it adopts an a/b fold with a substrate-binding cleft on
the surface. Three loop regions surround the enzyme active site and form
intimate contacts with the substrates. The enzyme has a fixed order of substrate
binding, with ATP binding first, followed by HMDP. Binding of ATP causes a shift
in the conformations of the loop regions, which completes formation of the
HMDP-binding site. Two magnesium ions bind within the active site, bridging
between the phosphate groups in ATP and the enzyme. Both ions appear to play
an integral role in ATP recognition and stabilization of the transition state of the
reaction. Ligand binding and kinetic studies have shown that the overall rate of
Vitamins and Hormones, Volume 79
#
2008 Elsevier Inc.
ISSN 0083-6729, DOI: 10.1016/S0083-6729(08)00415-9 All rights reserved.
* Faculty of Life Sciences, Manchester Interdisciplinary Biocentre, University of Manchester, Manchester,
United Kingdom
411
the reaction is not limited by the rate of substrate transformation into products
on the enzyme, which is relatively fast, but is more likely caused by a slow step
associated with product release. These fundamental studies open up the potential
for exploitation through the design of specific HPPK inhibitors. 2008 Elsevier Inc.
I. Introduction
6-Hydroxymethyl-7,8-dihydropterin pyrophosphokinase (HPPK; EC
2.7.6.3) catalyses an essential step in the biosynthesis of folic acid. The
enzyme was first identified in 1969 (Richey and Brown, 1969) but it is in
the last 8 years that most of our current knowledge of its structure and
mechanism has been acquired. Folic acid is a dietary requirement for man,
but bacteria, plants, and parasites have the ability to synthesize folic acid
de novo. As a result, HPPK, along with several of the enzymes from the folate
pathway, are not found in man, rendering them attractive potential targets
for the development of antimicrobial agents. Indeed, the enzyme in the
folate pathway after HPPK, dihydropteroate synthase (DHPS), has been
known for many years to be the target for sulfonamide drugs (Bermingham
and Derrick, 2002). The possibility that knowledge of the structure and
mechanism of HPPK could be deployed to direct the development of novel
antimicrobials is a strong justification for research into the enzyme.
The section of the folic acid biosynthesis pathway to which HPPK
belongs is shown in Fig. 15.1. Although it is not shown in Fig. 15.1, the
pathway begins with formation of the pterin ring from GTP, via a complex
O
OH
CH
2
OH DHNA
HO
N
N
HN
H
2
N N
H
7,8-dihydroneopterin Glycoladehyde
O
CH
2
OH
(HMDP)
ATP
AMP
HPPK
N
N
HN
H
2
N N
H
6-hydroxymethyl-
7,8-dihydropterin
O
CH
2
O
N P P
P P
N
HN
NH
2
H
2
N N
H
pABA
DHPS
6-hydroxymethyl-
7,8-dihydropterin
pyrophoshate
(DHPPP)
O
CH
2
NH N
CO

2
N
HN
H
2
N
CO

2
N
H
7,8-dihydropteroate
Figure 15.1 Three steps from the folic acid biosynthesis pathway.
412 Jeremy P. Derrick
reaction catalyzed by GTP cyclohydrolase I (Auerbach et al., 2000; Bracher
et al., 2001; Nar et al., 1995, 1996). An intermediate in the pathway, 7,8-
dihydroneopterin, is a substrate for dihydroneopterin aldolase (DHNA),
which releases glycolaldehyde to form 6-hydroxymethyl-7,8-dihydropterin
(HMDP). HPPK then catalyses the transfer of pyrophosphate from ATP to
HMDP, to form 6-hydroxymethyl-7,8-dihydropterin pyrophosphate
(DHPPP) and AMP. DHPPP acts as a substrate for DHPS, which uses
para-aminobenzoic acid (pABA) to form dihydropteroate. DHPS can be
thought of acting as a link between the folate pathway and the chorismate
pathway, which synthesizes pABA (Dosselaere and Vanderleyden, 2001).
The final steps in the pathway then form dihydrofolate and tetrahydrofolate
[not shown in Fig. 15.1a more complete review of the folate biosynthesis
pathway can be found in Bermingham and Derrick (2002)].
The evidence for the pathway in Fig. 15.1 comes from the pioneering
experiments of Gene Brown and colleagues. In 1961, Brown et al. estab-
lished that cell free extracts from Escherichia coli were able to convert
HMDP, ATP/Mg
2
, and pABA to dihydropteroate (Brown et al., 1961).
Further work provided evidence that DHPPP was an intermediate in the
synthetic pathway (Weisman and Brown, 1964). Richey and Brown then
demonstrated that two distinct enzymes were responsible for dihydroptero-
ate formation and partially separated them by chromatography (Richey and
Brown, 1969). At this stage it was clear that there was a distinct enzyme
which was responsible for the transfer of pyrophosphate from ATP to
HMDP. In 1990, Lopez et al. reported the DNA sequencing, partial purifi-
cation, and overexpression of HPPK from Streptococcus pneumoniae (Lopez
et al., 1990). E. coli HPPK (EcoHPPK), which was to form the basis for
much structural and kinetic investigation, was purified to homogeneity by
Talarico et al. (1991), a significant achievement given that the enzyme
constituted only about 0.01% of soluble cell protein. This feat permitted
the subsequent cloning, sequencing, and overexpression of the E. coli
enzyme (Talarico et al., 1992). Since then, well over 600 separate HPPK
sequences have been determined from different organisms (as listed by Pfam
(Bateman et al., 2004)). The purpose of this review is to focus specifically on
recent structural and kinetic studies, which have ensured that HPPK is
currently the best understood pyrophosphoryl transfer enzyme to date.
II. Structural and Mechanistic Studies on
EcoHPPK
A. Identification of the HPPK fold and substrate binding
The first 3-D structures of HPPK were determined independently for
enzymes derived from E. coli (Stammers et al., 1999; Xiao et al., 1999) and
Haemophilus influenzae (Hennig et al., 1999). The enzyme adopts an ab
Structure and Mechanism of HPPK 413
sandwich foldbroadly similar to ferridoxinbut the precise arrangement
of secondary structural elements is, so far, unique to HPPK. The fold
comprises six b-stands and four a-helices in the order b1-a1-b2-b3-a2-
b4-b5-b6-a3-a4, such that the six strands form a single antiparallel b-sheet,
with the helices arranged on either side (Fig. 15.2A). The active site has been
identified by cocrystallization with a variety of substrates and inhibitors
details of some of the structures determined are summarized in Table 15.1.
The substrates bind within a valley on the enzyme surface, 25 A

long and
10 A

deep; the site lies on one face of the central b-sheet and is bounded at
opposite ends by the a2 and a3 helices. Amajor feature of ligand recognition
in HPPK is mediated by three loop regions, between b1 and a1 (loop L1),
b2 and b3 (loop L2), and a2 and b4 (loop L3). The dynamic behavior of these
loop regions plays a major role in substrate recognition and catalysis.
Several investigators have useda varietyof substrates andsubstrateanalogues
tostudy the residues withinHPPKthat are involvedinrecognitionof ATPand
HMDP. Hennig et al. (1999) showed by ultracentrifugation that the substrate
analog 6-hydroxymethyl-7,7-dimethyl-7,8-dihydropterin (HMMDP) bound
to H. influenzae HPPK (HiHPPK). This ligand was found to be degraded to
6-hydroxy-7,7-dimethyl-7,8-dihydropterin on prolonged incubation with
the enzyme, however, and the 2.1 A

resolution structure of HiHPPK was


determined in complex with the modified ligand. A binary complex of
EcoHPPK with HMMDP bound was reported by Stammers et al. (1999).
Interestingly, although ATP was included in the crystallization conditions, no
density for it was observedinthe structure andnodegradationof HMMDPwas
reported. Stammers et al. were also able to determine the structure of a ternary
complex with ATP/Mg
2
and a related inhibitor, 6-hydroxymethyl-7-
methyl-7-phenyethyl-7,8-dihydropterin bound to EcoHPPK. Blaszczyk
et al. (2000) adopted a slightly different approach to the formation of a nonpro-
ductive ternary complex, by cocrystallizing EcoHPPK in complex with
HMDP and an ATP analog, a,b-methyleneadenosine triphosphate
(AMPCPP), which effectively blocks the transfer of pyrophosphate by the
enzyme. Together, the results of these studies have formed the basis for
understanding substrate recognition by HPPK.
The binding site for both substrates is open in the EcoHPPK apoen-
zyme, a feature that can be readily appreciated from superposition of a
space-filling model for the apoenzyme onto the position of the AMPCPP
and HMDP ligands derived from the ternary complex (Fig. 15.2B). If a
similar reconstruction is carried out using the structure of the enzyme
derived from the ternary complex (Fig. 15.2C), the AMPCPP ligand is
still exposed, but the HMDP molecule is almost completely buried. This
observation illustrates an important aspect of the way in which EcoHPPK
responds to substrate binding: ATP binds first to EcoHPPK, followed by
HMDP (discussed further in Section IV, below). Significant structural
changes, particularly in the L2 and L3 loop regions, occur after binding of
414 Jeremy P. Derrick
ATP and help to form the binding site for HMDP (Fig. 15.2D). Blaszczyk
et al. (2000) have noted the roles of two highly conserved residues, N10 and
Q50, in promoting a hydrogen bonding network, which has a role in
stabilizing the conformations of loops L1, L2, and L3.
Figure 15.2 Structures of E. coli HPPK (EcoHPPK) alone and in complex with sub-
strates and substrate analogs (A) ribbon diagram to illustrate the fold of a
6-hydroxymethyl-7,8-dihydropterin pyrophosphokinase (HPPK) monomer, with heli-
ces in red and b-strands in yellow (from PDB 1Q0N). The locations of the three loop
regions (L1, L2, L3) are indicated. (B) Surface filling model of the apoenzyme (PDB
code 1HKA) with stick models of a,b-methyleneadenosine triphosphate (AMPCPP) and
6-hydroxymethyl-7,8-dihydropterin (HMDP) superimposed from the structure of the
tertiary complex (PDB code 1Q0N). Note that the binding sites for the adenine and
ribose moieties in AMPCPP are well formed in the apoenzyme. (C) Surface filling model
of the protein component from the EcoHPPKAMPCPPHMDP ternary complex with
stick models of AMPCPP and HMDP superimposed (PDB code 1Q0N). Note that the
HMDP is almost completely buried in the ternary complex. (D) Structural alignment of
the apoenzyme in red (PDB code 1HKA) with the ternary complex in green (PDB code
1Q0N), with stick models of AMPCPP and HMDP superimposed. The largest structural
changes occur within loops L2 and L3, as indicated.
Structure and Mechanism of HPPK 415
Table 15.1 Summary of selected HPPK structures determined by X-ray crystallography or NMR
Organism
PDB
code Method
Resolution
(A

) Ligands References
Escherichia coli 1HKA XRD 1.50 None Xiao et al., 1999
Escherichia coli 2F65 NMR AMPCPP Li et al., 2006
Escherichia coli 2F63 NMR AMPCPP and
6-hydroxymethyl-7,7-
dimethylpterin
Li et al., 2006
Escherichia coli 1EQM XRD 1.50 ADP Xiao et al., 2001
Escherichia coli 1RB0 XRD 1.35 DHPPP Blaszczyk et al., 2004b
Escherichia coli 1Q0N XRD 1.25 AMPCPP and HMDP Blaszczyk et al., 2000
Escherichia coli 1RAO XRD 1.56 AMP and DHPPP Blaszczyk et al., 2004b
Escherichia coli 1DY3 XRD 2.0 ATP and 6-hydroxymethyl-7-
methyl-7-phenethyl-7,8-
dihydropterin
Stammers et al., 1999
Escherichia coli 1EX8 XRD 1.85 6-(Adenosine tetraphosphate-
methyl)-7,8-dihydropterin
Shi et al., 2001
Haemophilus
inuenzae
1CBK XRD 2.1 6-Hydroxymethyl-7,7-
dimethyl-7,8-dihydropterin
Hennig et al., 1999
Saccharomyces
cerevisiae
2BMB XRD 2.3 6-Hydroxymethylpterin
monophosphate
Lawrence et al., 2005
Streptococcus
pneumoniae
2CG8 XRD 2.9 None Garcon et al., 2006
The crystal structures of the ternary complexes of EcoHPPK established
a key role for the two Mg
2
ions which are bound within the active site.
Catalysis is known to be dependent on Mg
2
, and the ion also has an effect
on the binding affinity of the enzyme for ATP (Shi et al., 2000). Both ions
are 6-coordinated, one bridging the a- and b-phosphates of AMPCPP/
ATP, and the other bridging the b- and g-phosphates (Fig. 15.3A). Addi-
tional coordination is provided from the side chains of two absolutely
conserved Asp residues, D95 and D97, and the hydroxyl group of
HMDP. Other residues involved in binding ATP are E77, R92, H115,
and R121. Once ATP has bound, formation of the HMDP-binding pocket
is completed. It is highly specific for recognition of the pterin ring: all the
potential hydrogen bond donors and acceptors on the pterin ring in posi-
tions 1, 2, 3, 4, and 8 are saturated through hydrogen bonds to residues
Figure 15.3 Substrate recognition by E. coli HPPK (EcoHPPK) (A) Interaction
between a,b-methyleneadenosine triphosphate (AMPCPP), D95, D97, and the two
Mg
2
ions within the active site. (B) Residues involved in binding 6-hydroxymethyl-
7,8-dihydropterin (HMDP). Selected residues are indicated, superimposed on a blue
ribbon plot of the EcoHPPK backbone. The AMPCPP molecule has been omitted for
clarity. Coordinates were taken from PDB code 1Q0N for both diagrams.
Structure and Mechanism of HPPK 417
within the binding site. Furthermore, the pterin ring is effectively sand-
wiched on both sides by two aromatic residues, Y53 and F123. An illustra-
tion of the principal interacting residues is shown in Fig. 15.3B. The highly
specific nature of the recognition of the pterin ring explains the high affinity
of the enzymeAMPCPP binary complex for HMDP (Bermingham et al.,
2000; Li et al., 2002). It also has important ramifications for the design of
inhibitors against the enzyme (see following section).
Two product complex structures with EcoHPPK have been reported,
with DHPPP alone and AMPDHPPP (Blaszczyk et al., 2004b). The
authors used these to complete the series of enzyme-substrate and enzyme-
product crystal structures that describe the HPPK reaction pathway. They
observed that there is a significant degree of disorder in the phosphate groups
in AMP and DHPPP, requiring the modeling of two alternate conforma-
tions. They also reported that the AMPDHPPP ternary complex had an
almost identical conformation to an NMR structure for the EcoHPPK
AMPCPP binary complex, with loop L3 displaced far from the active
site. By contrast, loop L3 is closed over the active site in the EcoHPPK
AMPCPPHMDP ternary complex. The authors interpreted this series of
structures as indicative of extensive movement of loop L3 during substrate
binding, catalysis, and product release. The loop is displaced outwards on
ATP binding, inwards after formation of the AMPCPPHMDP ternary
complex and back outwards again after formation of the EcoHPPK
AMPDHPPP product complex.
The conclusions discussed above concerning structural transitions in
HPPK during the reaction cycle were based solely on crystal structures of
the various intermediate structural states. It is well established that the
constraints of packing within a crystalline lattice can fix loop regions in
particular conformational states, which may not be accurately representative
of the situation in solution. In the case of HPPK, more recent work by
NMR (Li et al., 2006) and computational studies (Keskin et al., 2002; Yang
et al., 2005) has indicated that the loop regions in the enzyme are accessible
to a wider range of conformational states than is apparent from the crystal
structure, particularly of the apoenzyme form.
As a consequence of the small size and monomeric state of EcoHPPK,
solution state NMR has made a valuable contribution to structural studies
on the enzyme (Garcon et al., 2004; Li et al., 2006; Xiao et al., 2001). The
3-D structure of EcoHPPK in complex with the ATP analog b,g-
methyleneadenosine triphosphate (AMPPCP) provided a verification,
independent from crystallography, of structural transitions which occur on
the binding of ATP (Xiao et al., 2001). More recently, two further struc-
tures of a binary complex with AMPCPP and a ternary complex with
AMPCPP and 6-hydroxy-7,7-dimethyl-pterin, have provided novel
insights into the nature of the conformational changes between different
ligand-bound states of the enzyme (Li et al., 2006). Both the apoenzyme and
418 Jeremy P. Derrick
the binary complexes with ATP analogs exhibit a higher degree of confor-
mational flexibility, particularly within loop regions L1L3, than the ternary
complex. This is manifest in weak or absent NH cross peaks for residues
within loops L1 and L3 for the AMPCPP binary complex. Most signals
from residues in the ternary complex, by contrast, are well defined, includ-
ing all those originating from loops L1 to L3. These observations suggest a
tightening-up of the structure on binding of the HMDP analog. The
results provide evidence for multiple structural conformations in the apo-
enzyme and binary complexes in solution, requiring a revision of the
classical induced fit model of substrate binding, as applied to EcoHPPK,
to a more complex population-based model (Li et al., 2006).
The conclusions from NMR work have been bourne out by computa-
tional studies of the dynamics of the EcoHPPK structure: Keskin et al.
(2002) concluded that the core regions of secondary structure within
HPPK, which comprise most of the residues conserved in sequence, were
rigid but that the L2 and L3 loops exhibited a much greater degree of
motion. They also provided independent evidence of the relative restriction
in mobility of the structure on binding of substrates. Yang et al. (2005)
applying a different methodology (essential dynamics analysis) reached
similar conclusions and suggested that the open conformation of L3,
which had been identified in the crystal structure complex with ADP
(Xiao et al., 2001), was also accessible to the loop in solution in the apoen-
zyme form. The current consensus is that a selected fit model pertains to
the initial binding events in the HPPKreaction cycle: the apoenzyme adopts a
wide range of conformational states, principally driven by diverse structures
of L2 and L3. Following binding of ATP, a reorganization of the L3
structure promotes formation of the HMDP-binding site. It would be
interesting to pursue the study of other structural states of the EcoHPPK
reaction cycle, particularly the product complexes, given that the steps
associated with product departure are apparently responsible for limiting
the overall rate of catalysis (discussed further in Section IV, below).
B. Mechanism of catalysis
The current model for the mechanism of the pyrophosphoryl transfer
reaction is based primarily on crystallographic data, particularly the struc-
ture of the nonproductive ternary complex EcoHPPKAMPCPPHMDP
(Blaszczyk et al., 2000). The authors proposed an in-line single displacement
mechanism for nucleophilic attack of the b-phosphorus in ATP by the
hydroxyl oxygen in HMDP. It was suggested that the reaction has some
associative character (shown schematically in Fig. 15.4): an associative
mechanism would require that the transition state contains a pentacoordi-
nate geometry at the b-phosphorus atom in the transition state (S
N
2-like).
By contrast, a dissociative transition state would have a trigonal planar
Structure and Mechanism of HPPK 419
geometry at this atom (S
N
1-like) (Matte et al., 1998). In the case of HPPK,
the value of the EcoHPPKAMPCPPHMDP structure in distinguishing
between these possibilities lies in its degree of similarity with the real
EcoHPPKATPHMDP transition state.
A number of roles in substrate binding and catalysis have been proposed
by Blaszczyk et al. (2000) for the two Mg
2
ions that are bound within the
HPPK active site. It seems likely that the Mg
2
ions play a role in ATP
binding and the associated conformational change which promotes the
binding of HMDP. The ions could play an important part in orientating
the hydroxyl oxygen of HMDP relative to the b-phosphorus and the
bridging oxygen atom between the a- and b-phosphates to ensure optimal
geometry for the reaction. The Mg
2
ions could also activate the b-phos-
phorus for nucleophilic attack, and contribute to stabilization of the negative
charge on the transition state. Again, these proposals are largely based on the
crystal structure and require further investigation by other techniques.
C. Inhibitors
Relatively few specific inhibitors of HPPK have been reported in the
literature. Wood and colleagues described the synthesis of disubstituted
pterin analogs with two substituents at the 7-position on the ring, which
were shown to inhibit HPPK activity (Wood, 1975). The use of these
inhibitors in structural studies on E. coli (Li et al., 2006; Stammers et al.,
1999) and HiHPPK (Hennig et al., 1999) has already been discussed.
A comparison of the structures of the EcoHPPKATP6-hydroxymethyl-
7-methyl-7-phenethyl-7,8-dihydropterin (PDB 1DY3) and EcoHPPK
AMPCPPHMDP (PDB 1Q0N) ternary complexes shows that W89 in
the latter structure would cause a steric clash with the phenethyl substituent.
The side chains of R82 and R92, known to be essential for catalysis (Li et al.,
2003), adopt different rotamers in the two structures. Furthermore, the
conformation of L3 differs between the two structures. These slight changes
Figure 15.4 Schematic diagram of the transition state for the 6-hydroxymethyl-7,8-
dihydropterin pyrophosphokinase (HPPK) reaction. Adapted from Blaszczyk et al.
(2000).
420 Jeremy P. Derrick
to the geometry of the active site could explain why 6-hydroxymethyl-7-
methyl-7-phenethyl-7,8-dihydropterin does not appear to be a substrate for
the reaction.
An alternative approach to the inhibition of EcoHPPK was developed
by Shi et al. (2001) who experimented with three different bisubstrate
analogs: 6-hydroxymethylpterin was linked by 2, 3, or 4 phosphate groups
to adenosine. Optimal inhibition was obtained with the tetraphosphate
inhibitor, which bound to the enzyme with submicromolar affinity.
A crystal structure of the inhibitor bound to EcoHPPK showed that the
ligand did indeed form a bridge between the pterin and ATP-binding sites.
The work illustrated the feasibility of designing HPPK inhibitors based on
bisubstrate analogs.
III. Structures of HPPKs from Other Organisms
The crystal structures of several other HPPK enzymes have been
reported from different organisms. The structure of HPPK from HiHPPK
was reported at about the same time as the first EcoHPPK crystal structure,
and is very similar in many respects (Hennig et al., 1999). It was determined
in complex with the inhibitor 6-hydroxy-7,7-dimethyl-7,8-dihydropterin
but, interestingly, without ATP bound: it appears that the pterin-based
inhibitor is capable of binding to HiHPPK in the absence of ATP. HiHPPK
is a monomer in solution although the crystallographic asymmetric unit
contains a dimer; the formation of the dimer is a feature of packing
within the crystal form, and unlikely to have any physiological significance.
The conformation of the loops in the HiHPPK structure is closest to the
EcoHPPKAMPCPPHMDP ternary complex (Fig. 15.5A) and it is likely
that HiHPPK passes through a similar closed state in its reaction cycle, in
a similar fashion to EcoHPPK.
In parasites, plants, and some bacteria, the HPPK polypeptide is fused to
the preceding and/or following enzymes in the folate pathway, generating a
multienzyme complex. In the malaria parasite Plasmodium falciparum, for
example, HPPK is fused to DHPS, the following enzyme in the pathway
and the target for the sulfonamide group of drugs (Brooks et al., 1994). HPPK
DHPS fusions are also found in plants (Rebeille et al., 1997). Storozhenko et al.
give details of HPPKDHPS sequences from29 different organisms, covering
plants, fungi, and some eubacteria (Storozhenko et al., 2007). By contrast,
HPPK from the respiratory pathogen S. pneumoniae is joined to the preceding
enzyme, DHNA (Lopez and Lacks, 1993). In Pneumocystis carinii, a trifunc-
tional DHNAHPPKDHPS complex has been found (Volpe et al., 1993).
The reason why the folate enzymes from such a diverse range of organisms
have a tendency to form multienzyme complexes is unclear. It is possible that
Structure and Mechanism of HPPK 421
some advantage may be gained by substrate channeling: this is a phenomenon
where the product of one enzyme is handed on to the next enzyme in the
pathway, without equilibrating with the bulk phase. It is well established that
Figure 15.5 Comparison of 6-hydroxymethyl-7,8-dihydropterin pyrophosphokinase
(HPPK) structures. (A) Structural alignment of H. influenzae HPPK (HiHPPK) (PDB
1CBK) in red with E. coli HPPK (EcoHPPK) (PDB 1Q0N) in green. The inhibitor
6-hydroxy-7,7-dimethyl-7,8-dihydropterin is superimposed. (B) Structural alignment
of the HPPK domain from S. cerevisiae (PDB 2BMB) in red with EcoHPPK (PDB
1Q0N) in green. The ligand 6-hydroxymethylpterin monophosphate, which was
cocrystallized with the Saccharomyces enzyme, is superimposed. Loops L2 and L3 are
indicated. (C) Assembly of S. cerevisiae HPPKdihydropteroate synthase (ScHPPK
DHPS). The DHPS domains are in red, HPPK domains in green and the linker peptide
(between DHPS and HPPK) is in blue. The 6-hydroxymethylpterin monophosphate
ligands show the positions of the active sites. (D) S. pneumoniae dihydroneopterin
aldolase (DHNA)HPPK (PDB 2CG8). The locations of the HPPK and DHPS domains
are indicated.
422 Jeremy P. Derrick
this can occur in enzymes from some biosynthetic pathways (Huang et al.,
2001). However, there is currently no evidence for channeling of substrates to,
or products from HPPK.
In the yeast Saccharomyces cerevisiae, HPPK is found as part of a trifunc-
tional DHNAHPPKDHPS polypeptide; in order to investigate the
assembly of this complex, Lawrence et al. (2005) determined the crystal
structure of the HPPKDHPS fragment to 2.3 A

resolution. A structural
alignment of the S. cerevisiae HPPK (ScHPPK) component with EcoHPPK
shows good agreement with the location of most secondary structures,
although electron density for the equivalent of loop 3 (L3) is missing from
the Saccharomyces structure (Fig. 15.5B). Interestingly, L2 adopts a confor-
mation in the ScHPPK structure which is similar to its equivalent in the
EcoHPPKAMPCPPHMDP ternary complex. The main point of diver-
gence between the two HPPK structures lies in an additional five residues in
ScHPPK, between b4 and a3. Crystal structures of DHPS show that the
enzyme adopts a TIM barrel-type fold and is dimeric (Achari et al., 1997;
Babaoglu et al., 2004; Baca et al., 2000; Hampele et al., 1997). The associa-
tion of the two DHPS monomers in the ScHPPKDHPS complex is the
dominant feature of the structure (Fig. 15.5C). The two HPPK domains are
kept apart, and do not make contact. The structure was determined with the
inhibitor 6-hydroxymethylpterin monophosphate (PMM) bound in both
the HPPK and the DHPS active sites; the two active sites are well separated
in space, with a distance of about 34 A

between PMM molecules bound to


the same polypeptide chain. Lawrence et al. (2005) went on to propose a
structural arrangement for the DHNAHPPKDHPS trifunctional com-
plex, based on 222 point group symmetry, which would incorporate the
DHNA tetramer. This could serve as a model for other DHNAHPPK
DHPS trifunctional complexes in fungal pathogens.
As mentioned above, HPPK in S. pneumoniae is fused to the preceding
enzyme in the pathway, the aldolase DHNA (Lopez and Lacks, 1993).
DHNA from bacterial sources adopts a barrel-shaped octameric structure
with 422 point group symmetry (Goulding et al., 2005; Hennig et al., 1998).
The determination of the crystal structure of the S. pneumoniae DHNA
HPPK bifunctional enzyme showed how this arrangement of quaternary
structure could be adapted to accommodate the eight HPPK domains
(Garcon et al., 2006). It was apparent that there was no linker region
between the two domains, reducing their relative conformational flexibility.
The molecular mass of a single S. pneumoniae DHNAHPPK polypeptide is
about 29 kDa, so the octamer has an overall mass of about 230 kDa, making
this the largest enzyme from this section of the folate biosynthesis pathway
(DHNA, HPPK, DHPS) whose crystal structure has been determined to
date. The structure has an elongated barrel shape, with the DHNA domains
forming the central parts of the barrel, and the HPPK domains capping the
ends (Fig. 15.5D). The active sites of the HPPK and DHNA domains point
Structure and Mechanism of HPPK 423
outwards and, as was the case for ScHPPKDHPS, they are well separated
in space with no obvious structural link between them. One major differ-
ence from the ScHPPKDHPS structure is that the HPPK domains form
extensive monomermonomer contacts; presumably this feature helps to
prevent the octamer from dissociating into monomers.
Doubtless the structures of HPPKs from other organisms will be deter-
mined in due course. A key question is likely to be, whether the structural
changes which occur on substrate binding to EcoHPPK are also found in
other HPPKs. A similar question could also be posed concerning the studies
of ligand binding and kinetics of the reaction, where measurements have
largely been carried out on EcoHPPK: this work is reviewed in the next
section.
IV. Kinetics
The question of the binding order of the substrates for HPPK was first
addressed by Bermingham et al. (2000). Using EcoHPPK, they showed that
a fluorescent ATP analogue, 2
0
(3
0
)-O-(N-methylanthraniloyl) adenosine
5
0
-triphosphate (MANT-ATP), bound to the apoenzyme with a K
d
of
10 mM. An equilibrium displacement titration of MANT-ATP by ATP also
permitted the determination of the K
d
for ATP (4.5 mM). The apoenzyme,
however, failed to show any measurable affinity for the second substrate,
HMDP. In a parallel investigation into the nucleotide-binding specificity
of EcoHPPK, Shi et al. (2000) demonstrated that nucleotide recognition by
the enzyme was highly specific for ATP, with the equilibrium-binding con-
stant for GTP, for example, being 260-fold higher. These researchers also
showed that Mg
2
played an important part in ATP binding, and that the
binding constant for AMP was much weaker than for ATP.
The use of a non-hydrolyzable analog of ATP, AMPCPP, has been
extremely valuable for the formation of nonproductive ternary complexes
of the enzyme, as a way of studying substrate-binding order and modeling
the transition state of the reaction (Blaszczyk et al., 2000). Bermingham et al.
showed HMDP bound to the enzymeAMPCPP binary complex,
providing evidence for a compulsory substrate-binding order:
E $E:AMPCPP $E:AMPCPP:HMDP
They also demonstrated that the binding of HMDP to the enzyme
AMPCPP binary complex led to an enhancement in the fluorescence of the
pterin ring, which could be used to deduce the equilibrium-binding
constant for HMDP (K
d
36 nM).
Rapid mixing of MANT-ATP with EcoHPPK, using a stopped flow
apparatus, produced an exponential rise in fluorescence over 5 s, which
424 Jeremy P. Derrick
could be fitted to a single-binding step (Bermingham et al., 2000). The
calculated on-rate, 3.9 10
5
M
1
s
1
, is relatively slow and several orders
of magnitude removed from the diffusion rate limit for enzyme-ligand
encounter (Stroppolo et al., 2001). In a second type of stopped flow experi-
ment, EcoHPPK was mixed rapidly with AMPCPP and HMDP: here, again,
a slow rise in fluorescence was observed, this time associated with the binding
of HMDP. The rate of fluorescence increase was solely dependent on the
concentration of AMPCPP and not on HMDP, indicating that addition of
AMPCPP to the apoenzyme was slowbut that subsequent HMDP binding to
the binary complex was considerably faster.
These binding studies were confirmed and extended by Li et al. (2002):
they showed that ATP binding to EcoHPPK could be measured directly
from an associated enhancement in the tryptophan fluorescence of the
enzyme, and deduced on- and off-rates for the ligand from stopped flow
measurements. Through the use of HMDP fluorescence, they also deter-
mined the on- and off-rates for HMDP binding to the enzymeAMPCPP
binary complex, showing that the on-rate for HMDP binding was indeed
some two orders of magnitude faster than that for ATP addition. Most
importantly, through the use of quenched flow measurements, these authors
were able to deduce rate constants for the interconversion of the substrate
and product complexes, and for product release from the enzyme. Criti-
cally, the results demonstrated that product formation is not rate limiting for
EcoHPPK: one or more steps after the chemical transformation step are
likely to be rate limiting and thus responsible for the rather slow overall k
cat
for the reaction of 0.71 s
1
. Given the relatively low affinity of AMP for the
enzyme, release of the second substrate, DHPPP, is most likely to be
responsible. Some evidence for this hypothesis has come from a study of
DHPPP binding by Garcon et al. (2004): DHPPP is capable of binding to
the EcoHPPK apoenzyme with high affinity (K
d
0.2 mM), but binding
does not produce any change in the fluorescence of the pterin ring, as is the
case for HMDP. Stopped flow studies which examined changes in pterin
fluorescence during the course of the reaction identified two distinct phases:
the first phase, an enhancement, is likely associated with the binding of
HMDP to the enzymeATP binary complex. The second phase, which
probably occurs after product formation, consists of a quench in pterin
fluorescence which brings it back down to its starting value. At present,
it is unclear whether product release from the enzyme follows a compulsory
or random order and which of these associated steps might limit the overall
rate of the reaction, although it seems most likely that AMP leaves the
enzymeDHPPPAMP ternary complex first, followed by DHPPP.
Further kinetic studies on EcoHPPK have studied the roles of conserved
residues and loop regions in the reaction mechanism. R82 and R92 are both
highly conserved residues: from the crystal structures obtained with ATP or
AMPCPP bound, it is clear that the side chains of these residues have a role in
Structure and Mechanism of HPPK 425
interacting with the a- and b-phosphates. Li et al. (2003) described the
consequences, for the kinetics of the enzyme, of mutation of each of these
residues individually to Ala. Both mutations had little or no effect on
substrate-binding kinetics but a much reduced rate constant for the chemical
step (k
3
). As a result, the burst-type kinetics observed for the wild-type
enzyme (Li et al., 2002) was not seen with the R82A and R92A mutants.
The mutations had effectively shifted the rate-limiting step in the kinetic
pathway to pyrophosphoryl transfer. Accompanying crystallographic studies
suggested that R92 initially binds to the a-phosphate in ATP, and then
moves to b-phosphate immediately before group transfer takes place
(Blaszczyk et al., 2003). The authors concluded that the major role for
both Arg residues lies in their contribution to transition state stabiliza-
tioncalculated at 6.3 kcal/mol and 3.6 kcal/mol for R92 and R82,
respectively.
As discussed above in Section II, the loop regions of HPPK play a central
role in substrate recognition and catalysis. Loop L3 closes over the active site
during formation of the ternary complex. R82 and R92 lie at the base of the
loop, interacting with ATP. Blaszczyk et al. (2004a) examined the role of
loop L3 by engineering a six residue deletion into the segment between
R82 and R92, to create a deletion mutant termed V83G8489. The
deletion had little effect on ATP binding but binding affinity for HMDP
was reduced by about two orders of magnitude. The rate constant for
chemical catalysis was reduced by a factor of about 10
5
, establishing the
importance of loop L3 in stabilizing the ternary complex. An extension of
this study examined the roles of two specific residues from loop L3, R84
and W89 (Li et al., 2005). In the model for the ternary complex of the
enzyme, with AMPCPP and HMDP, the side chain of R84 lies adjacent to
the a-phosphate and ribose ring of ATP. W89 lies closer to the tip of loop
L3, and makes contact with both the HMDP and the AMPCPP g-phos-
phate. The R84A mutation produced few effects on the rate constants for
the reaction, but the W89A mutation weakened ATP and HMDP binding,
and slowed the chemical transformation step by a factor of 15. The inter-
pretation of the results by the authors was that neither residue played a direct
part in the function of loop L3; rather, the loop appears to function by
orientating R82 and R92 appropriately for catalysis.
V. Relationship of HPPK to Other
Pyrophosphoryl Transfer Enzymes
To what extent can the extensive information which has been accu-
mulated on the structure and mechanism of HPPK be applied to other
pyrophosphoryl transfer enzymes? Pyrophosphoryl transfer reactions are
relatively rare, compared with the large number of kinases which have
426 Jeremy P. Derrick
been characterized. One reason may be the greater electron density at the
b-phosphorus than the g-phosphorus atom, which would militate against
nucleophilic substitution at this site. Are all pyrophosphoryl transfer enzymes
related structurally or mechanistically? Although other pyrophosphoryl trans-
fer enzymes have not been studied in as much detail as HPPK, there is
sufficient information available now to suggest that this is not the case. At
a structural level at least, it would appear that there is no common theme
underlying different pyrophosphoryl transfer enzymes. An examination of
three separate pyrophosphoryl transfer enzymes, where crystal structures
have been determined, will serve to illustrate the point.
Thiamin pyrophosphokinase (EC 2.7.6.2) catalyses the pyrophosphor-
ylation of thiamin by ATP to form thiamin pyrophophate, which is subse-
quently used by a range of enzymes in carbohydrate metabolism. The
human enzyme has been shown to have a ping-pong type mechanism
and, in common with HPPK, a relatively slow turnover value of about
0.07 s
1
(Onozuka and Nosaka, 2003). The crystal structures of thiamin
pyrophosphokinase have been determined from yeast (Baker et al., 2001)
and mouse (Timm et al., 2001): the active site of the enzyme lies between
two lobes, formed from an a/b Rossman fold and a b-sandwich-type
domain. Although complexes with thiamin bound were determined, no
structure has been reported in complex with ATP, or an ATP analog.
A groove between the subunits was identified which could accommodate
ATP, including several conserved aspartate residues which could coordinate
Mg
2
ions (Baker et al., 2001). The mode of binding of thiamin to thiamin
pyrophosphokinase, against the edges of b-strands, is rather different from
HMDP recognition by HPPK, where the substrate binds against one face of
the central b-sheet in the protein. Consequently, there appear to be few
points of similarity between the two enzymes.
Phosphoribosylpyrophosphate synthetase (EC 2.7.6.1) is another pyro-
phosphoryl transfer enzyme which has been studied in some detail. The
enzyme catalyzes the transfer of pyrophosphate from ATP to D-ribose
5-phosphate, to form 5-phospho-alpha-D-ribose 1-diphosphate. The struc-
ture consists of two consecutive a/b domains, each of which resembles the
fold of a type I phosphoribosyltransferase (Eriksen et al., 2000). Quaternary
structures vary: the Bacillus subtilis and human enzymes form hexamers
(Eriksen et al., 2000; Li et al., 2007) but the enzyme from Methanocaldococcus
jannaschii is a tetramer (Kadziola et al., 2005). A product complex, formed by
soaking crystals of the M. jannaschii enzyme with AMP and 5-phospho-
alpha-D-ribose 1-diphosphate, showed the positions of the two products
between the domains (Kadziola et al., 2005). The inferred recognition of the
substrates indicated no evident similarity with binding of ATP and HMDP
to HPPK. Human phosphoribosylpyrophosphate synthetase has been shown
to have a fixed order of substrate binding, with ribose-5-phosphate binding
first and 5-phosphoribose diphosphate being released last (Fox and Kelley,
Structure and Mechanism of HPPK 427
1972). Again, therefore, there seem to be relatively few points of similarity
between HPPK and phosphoribosylpyrophosphate synthetase.
The final example, GTP pyrophosphokinase (EC 2.7.6.5) catalyzes the
transfer of pyrophosphate from ATP to GTP, to form guanosine 3
0
-diphos-
phate 5
0
-triphosphate (pppGpp) and AMP. Synthesis of pppGpp plays a key
role in the stringency response in bacteria and is connected with nutrient
starvation (Chatterji and Ojha, 2001). GTP pyrophosphokinase activity in
E. coli is catalyzed by the RelA protein and hydrolysis, to remove the
3
0
-diphosphate from pppGpp and regenerate GTP is catalyzed by a protein
called SpoT. In some bacteria, both the GTP pyrophosphokinase and the
pppGpp hydrolase activities are found on the same polypeptide chain (Hogg
et al., 2004). The crystal structure of the RelA/SpoT homolog from Strepto-
coccus dysgalactiae revealed two copies of the bifunctional enzyme in two
different conformations: GTP pyrophosphokinase-ON, hydrolase-OFF and
GTP pyrophosphokinase-OFF, hydrolase-ON (Hogg et al., 2004). The
structure elegantly demonstrated how a conformational switch in the enzyme
would allow it to alternate between states supporting the net synthesis or
degradation of pppGpp. Crystals were grown in the presence of GDP and,
although electron density was found for ligands in some of the active sites
within the complex, these observations did not allow for a precise conclusion
to be drawn concerning the mechanism of pyrophosphoryl transfer from
ATP. More relevant for a comparison with the structure of HPPK was the
observation that part of the RelA/SpoT fold was related to the palm domain
of DNA polymerase b. The similarity between the HPPK fold and the DNA
polymerase b palm domain has been remarked upon before (Blaszczyk et al.,
2000): a babbab motif is found in both proteins, and also in adenylyl cyclase.
Consequently, it should be possible to align the structures of HPPK
and RelA/SpoT. Figure 15.6A shows that the central b-sheet and two
helices from HPPK overlay well with the GTP pyrophosphokinase domain
from RelA/SpoT. This structural conservation lies, however, on the oppo-
site side of HPPK from the substrate-binding cleft. Figure 15.6B shows that
the HPPK loop regions, in blue, do not align well with equivalent structures
in RelA/SpoT. DNA polymerase b. This shows that, although the structural
convergence between HPPK and RelA/SpoT is intriguing, it may not
necessarily have any particular functional significance. There is no evidence
that residues critical to catalysis by HPPK are conserved in RelA/SpoT.
In summary, therefore, the limited knowledge which we currently have
of the structures and mechanisms of other pyrophosphoryl transfer enzymes
does not indicate any marked similarities with HPPK. Indeed, the members
of this class of enzymes seem to have relatively little in common with each
other, apart from the reactions that they catalyze. The proposition that
HPPK can serve as a paradigm for other pyrophosphoryl transfer enzymes
should, therefore, be viewed with some skepticism.
428 Jeremy P. Derrick
VI. Concluding Remarks
Our current understanding of the structure and mechanism of HPPK
has advanced considerably within the last 8 years. One reason for this
explosion of knowledge is that EcoHPPK has shown itself to be particularly
Figure 15.6 Structural alignment of the GTP pyrophosphokinase domain from Strep-
tococcus dysgalactiae RelA/SpoT with E. coli HPPK (EcoHPPK). (A) Ribbon plots of the
RelA/SpoT homolog (PDB 1VJ7, green) and E. coli HPPK (EcoHPPK) (PDB 1Q0N,
blue) are shown. Note how the two a-helices at the top of the diagram and the b-sheet
superimpose well. (B) Alternate view of the alignment in A, but with a,b-methylenea-
denosine triphosphate (AMPCPP) and 6-hydroxymethyl-7,8-dihydropterin (HMDP)
from the 6-hydroxymethyl-7,8-dihydropterin pyrophosphokinase (HPPK) structure
included in the superposition. The loop regions from HPPK, which are responsible
for substrate recognition, are not part of the conserved core structure with the RelA/
SpoT ppGpp synthetase domain.
Structure and Mechanism of HPPK 429
well suited to structural and kinetic studies. Crystals of EcoHPPK can
diffract to high resolution, permitting very detailed studies of the active
site and responses of the enzyme to ligand binding. These studies have been
complemented by a near-complete kinetic description of the reaction and
some understanding of the roles of certain key residues involved in catalysis.
Although the E. coli enzyme has been the subject of most of this work and it
has proven to be an ideal subject in many respects, the degree to which the
results obtained can be transferred to HPPKs from other organisms, partic-
ularly those within multifunctional complexes, remains to be seen. Another
area that is ripe for development is the design of inhibitors against the
enzyme: to date, only a very limited number of specific inhibitors have
been reported for HPPK. Finally, the determination of the crystal structures
of multienzyme complexes which include HPPK has started to provide
information on the relationship between it and other enzymes in the folate
pathway. In the future, such work could extend from in vitro studies of
HPPK structure, kinetics, and mechanism toward a systems-based assess-
ment of the functioning of the enzyme in vivo.
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Structure and Mechanism of HPPK 433
Index
A
ABC. See ATP binding cassette
Acromegaly, 236
ACTH-secreting adenomas, 237
Acute lymphoblastic leukemia, 105, 152153,
166, 280
Acute lymphocytic leukemia, 9, 381
AD. See Alzheimers disease
ADE3 gene, 11
Adenosylcobalamin (AdoCbl), 295
S-Adenosylhomocysteine, 84, 329, 337
S-Adenosyl methionine, 4, 22, 50, 85, 146, 152,
295, 376
ADE3, yeast dehydrogenase, 395
AdoMet, effect of, 17
aFRs. See aFolate receptors
AICAR. See Aminoimidazole carboxomide
ribotide
AICARFT. See Phosphoribosylaminoim-
idazolecarboxamide formyltransferase
AICARTF. See Aminoimidazole carboxamide
ribonucleotide transformylase
AIRS. See Aminoimidazole ribotide synthetase
Alcohol dehydrogenase, 313, 399400
ALL. See Acute lymphoblastic leukemia; Acute
lymphocytic leukemia
Alzheimers disease, 86, 8890, 382
cause of, 84
HCY role in, 85
risk factors of, 87
22nd Amino acid. See Pyrrolysine
para-Aminobenzoic acid (pABA), 413
Aminoimidazole carboxamide ribonucleotide
transformylase, 104
Aminoimidazole carboxomide ribotide, 18
Aminoimidazole ribotide synthetase, 18
Aminomethyltransferase, 3, 26
Aminopterin, 157, 195, 212, 214, 268
AMT. See Aminomethyltransferase
Amyloid-bpeptide (Ab), 90
Anencephaly, 105106
Aneuploidy, 377, 380381
Anionic and hydrophilic folate, 186
Antifolates, 105, 110, 113, 124, 155, 268,
283, 285
carbodiimide-activated, 157
chemotherapy, RFC in, 152154
derivation
from 3,3-F2Glu, 360
from 4-FGlu, 358
from 4,4-F2Glu and 4,4-F2Orn, 359360
folate transport processes in renal conservation
of, 197198
high-affinity, 212
proteins transport antifolates in kidney, 192
renal handling, clinical studies of, 194196
selective FR-targeted, development
of, 215219
synthesis of, 356357
trafficking of, 205
translational upregulation of DHFR by, 286
Antipernicious anemia factor, 295
Atherosclerotic cardiovascular disease and folate
deficiency, 106108
ATP binding cassette, 100
Atrophic gastritis type B, 84
Autism, 281282
B
Bacillus stearothermophilus, 8
Bacillus stearothermophilus SHMT (bsSHMT), 8
bamyloid protein, 85
BBMVs. See Brush border membrane vesicles
BCRP. See Breast cancer resistance protein
B
12
-dependent methyltransferases
binding sites, 302303
cobalt in, 304305
component systems for, 296297
dmb-off /dmb-on equilibrium, impact
on, 305307
electrophilic activation in, 296
EPR spectrum of the Co(II) state of, 301
generation and maintenance of the active Co(I)
state of, 304305
modes of binding, 301304
role in CO
2
fixation of Wood-Ljungdahl
pathway, 299300
Benzimidazole, 299, 306
Betaine homocysteine methyltransferase, 24
BFB. See Breakage-fusion-bridge
BH2. See Dihydrobiopterin
BH4. See Tetrahydrobiopterin
Biopterin, 273
Biosynthetic enzymes, 28. See also Mitochondrial
one-carbon metabolism
GARFT and AICARFT, 1820
435
Biosynthetic enzymes, 28. See also Mitochondrial
one-carbon metabolism (cont.)
MS, 2224
TS, 2022
Breakage-fusion-bridge, 380
Breast cancer resistance protein, 100, 110, 125
in folate deficiency adaptation, 128131
Brush border membrane vesicles, 191
C
CA125 marker, 222
Catalytic triad, 302, 306
b-Catenin, 253, 255, 262263
CBS. See Cystathionine-bsynthase
CDNB. See 1-Chloro-2,4-dinitrobenzene
Cell growth enzymes. See Folylpoly-g-Glutamate
synthetase (FPGS); g-Glutamyl hydrolase
(GH)
Central nervous system, 14, 26, 84, 105,
151, 191
Cerebral folate deficiency, 115116
Cerebral spinal fluid (CSF), 87, 116, 151
CFD. See Cerebral folate deficiency
CFeSP, Corrinoid ironsulfur protein
CFTR. See Cystic fibrosis conductance regulator
Chinese hamster ovary, 25, 122123, 158
1-Chloro-2,4-dinitrobenzene, 91
CHO. See Chinese hamster ovary
Choline and acetyl-coA, 89
Clostridium acidiurici, 9, 11
Clostridium cylindrosporum, 9
CNS. See Central nervous system
Cobalamin, 22, 295296, 303, 308, 311, 315
Cob(I)alamin, 23, 89, 311, 313
Colon cancer cells, TS in, 109
Congenital heart defects and folate
deficiency, 105106
Corrinoid iron-sulfur protein, 299
CpG hypomethylation, 381
CSF. See Cerebral spinal fluid
C677T transition, 377378
Cushings disease, 236
Cyclin D-dependent kinase (cdk), 278
Cycloheximide, 283
Cyclohydrolases, 396, 401
Cystathionine-bsynthase, 8990, 385
Cystathionine formation, 90
Cystathionine glyase, 90
Cystic fibrosis conductance regulator, 124
Cytoplasm, FOCM in, 35
biosynthetic enzymes, 1824
enzymes in, 512
folate-binding proteins, 24
folate-interconverting enzymes, 1318
Cytoplasmic FTHFS, activity of, 11
Cytoplasmic serine hydroxymethyltransferase
gene variants in, 9
mechanisms of, 58
reactions in, 5
regulation in, 8
D
DDATHF. See 6-R-dideazatetrahydrofolate
Deoxythymidine monophosphate, 20, 376
Deoxyuridine monophosphate, 20
2
0
Deoxyuridine 5
0
-triphosphate, 105
DHF. See Dihydrofolate
DHFR. See Dihydrofolate reductase
dhfr gene, 274277, 282
DHNA. See Dihydroneopterin aldolase
DHPPP. See 6-Hydroxymethyl-7,
8-dihydropterin pyrophosphate
DHPS. See Dihydropteroate synthase
3,3-Difluoroglutamic acid, 358
folates and antifolates from, 360
4,4-Difluoroglutamic acid and derivatives, 357
folates and antifolates from, 359360
Dihydrobiopterin, 273274
Dihydrofolate (H
2
F), 104, 268269
Dihydrofolate reductase, 28, 86, 100, 104, 212,
268, 270271
catalysis mechanism, 272273
genomic organization, 72275
polymorphisms of, 280281
19-bp deletion, 281282
copy number variation, 282
posttranscriptional regulation of, 283
pseudogenes in human, 276
reduction of H
2
F by, 270
regulation of expression, 276280
model, for mediated transcriptional
regulation in, 279
Sp1 and E2F1, transcription factors, 277
role in folate deficiency, 108109
translational regulation of, 283287
translational upregulation, by
antifolates, 286
Dihydroneopterin aldolase, 413
Dihydropteroate synthase, 412
5,6-Dimethylbenzimidazole, 306
Dimethylglycine dehydrogenase, 2627, 330, 407
dmb-off /dmb-on equilibrium, 305307
dmb-on structure, 303304
DMGDH. See Dimethylglycine dehydrogenase
DNA hypomethylation, 379, 381
Down syndrome, 379381
Drosophila, 279
dTMP. See Deoxythymidine monophosphate
dUMP. See Deoxyuridine monophosphate
dUTP. See 2
0
deoxyuridine 5
0
-triphosphate
E
E. coli HPPK (EcoHPPK), 413414
binding site for substrates, 414
catalysis mechanism, 419420
436 Index
inhibition of, 421
kinetic studies on, 424426
structures of, 415
substrate recognition by, 417
ternary complexes, role of, 417418
Endothelial NO synthase (eNOS), 274
ERE. See Estrogen response element
Escherichia coli, 149, 269, 352, 395, 413
Estrogen response element, 126
F
FA. See Folic acid
FAD. See Flavin adenine dinucleotide
FAICAR. See Formylaminoimidazole
carboxomide ribonucleotide
FBP. See Folate-binding protein
FDH. See 10-FormyTHF dehydrogenase
FGAR. See Formylglycinamide ribonucleotide
Flavin adenine dinucleotide, 16
Fluorine
on analogues, 356
chemical properties, 355, 357
pK
a
of glutamic acid, effect on, 357
steric impediment to catalysis, 360361
substitution effect, 354, 356
4-Fluoroglutamic acid, 356357
folates and antifolates from, 358359
4-Fluoroglutamic acid (4-FGlu), 353
5-Fluorouracil drug, 52
5-Fluorouracil (5-FU), 212, 280
fMet-tRNA. See Formylmethionyl-tRNA
FOCM. See Folate-mediated one-carbon
metabolism
Folate
binding proteins, 24
cycle, 60
deficiency, 8485
definition of, 146
enzyme, 86
functions and importance of, 185
in genomic stability, 188
metabolic pathway of, 108
metabolism of, 8590, 101105
models of, 53
polyglutamylation, FPGS in, 111
renal conservation of, 186
clinical studies of, 193194
in ethanol-related folate
deficiency, 196197
folate transport processes in, 197198
mechanisms of, 188189
putative folate transporters, localization
of, 192193
transport proteins in, 189192
role of, 84
structure and physicochemical
properties, 186187
Folate-based thymidylate synthase
inhibitors, 213, 216
Folate-binding protein, 187, 189, 207208,
336, 341
Folate deficiency, 99, 104
factors causing, 196
homocysteinemia, and atherosclerotic
cardiovascular disease, 106108
molecular mechanisms, for regulation
downregulation of folate efflux
systems, 123131
folate-dependent enzymes in, 108110
folate influx systems
overexpression, 112123
polyglutamylation in cellular retention of
folates, 110112
neural tube defects and congenital heart
defects, 105106
Folate-dependent enzymes, in folate deficiency
adaptation, 108110
Folate enzymes, metabolic compartmentation
of, 405406
FolateFITC conjugate, 223
FolateImmune program, 223
Folate influx systems
downregulation of
ABC transporters, 123124
BCRP (ABCG
2
) in, 125127
efflux transporters in folate homeostasis and
deficiency, 127131
MRP (ABCC) family, 124125
folate deficiency, cellular adaptive response
in, 120123
overexpression of
folates and MTX, cellular uptake
of, 112120
Folate-interconverting enzymes, 27
10-formyTHF dehydrogenase, 1415
5,10-methenylTHF cyclohydrolase and
5,10-methyleneTHF dehydrogenase, 13
5,10-methenylTHF synthetase, 1516
5,10-methyleneTHF reductase, 1618
Folate-mediated metabolism, 394, 406407
Folate-mediated one-carbon metabolism, 45
biosynthetic enzymes
GARFT and AICARFT, 1820
MS, 2224
TS, 2022
in cytoplasm, mitochondria and nucleus, 3
defects in, 46
enzymes in
cytoplasmic SHMT, 59
10-FormylTHF synthetase, 911
glutamate formiminotransferase and glycine
formiminotransferase, 1112
folate-binding proteins, 24
folate-interconverting enzymes
10-formyTHF dehydrogenase, 1415
Index 437
Folate-mediated one-carbon metabolism (cont.)
5,10-methenylTHF cyclohydrolase and
5,10-methyleneTHF
dehydrogenase, 13
5,10-methenylTHF synthetase, 1516
5,10-methyleneTHF reductase, 1618
mathematical models for, 5154
blood vs. intracellular metabolite
concentrations, 6667
gene-gene and gene-environment
interactions, modeling of, 6770
importance of, 5455
novel homeostatic mechanisms, 7075
steady states and fluctuations, 7577
mathematical models in
advantages of, 5759
kinetics, parameter values, and model
structure, 5961
limitations of, 5557
model development in, 6166
structure and function of, 4951
Folate-mediated thymidylate synthesis, 28
Folate pathways, cytoplasmic and
mitochondrial, 401
Folate receptor, 100, 204
contribution in cancer treatment
folate-targeted chemotherapy, 219222
folate-targeted immunotherapy, 223
high-affinity antifolates, 212215
selective FR-targeted antifolates, 215219
expression levels, modulation in, 224225
in folate deficiency adaptation, 121122
afolate receptors, 186, 189190
in folate transport in biological
membranes, 115118
in inflammation therapy, 223224
isoforms of, 205206
for prognostic purposes, 212
role as biomarker, 208
tissue expression, 206
elevated expression of FR-a, in cancer, 207
FR-a and FR-b distribution, in
tissue, 207
FR-b overexpression in cancer, 208
methods, to compare FR expression
levels, 206207
upregulated in select cancers, of epithelial
origin, 212
Folates
catabolism of, 328
in cell, 328
3,3-difluoroglutamic acid, 360
4,4-difluoroglutamic acid and
derivatives, 359360
4-fluoroglutamic acid, 358359
from folylpoly-g-glutamate synthetase
(FPGS), 354356, 355
metabolism
biological role of
methyltetrahydrofolate, 326328
folate-metabolizing enzymes, 330
and methyl trap theory, 328330
uptake, 325326 (See also Folates uptake)
FolateScan image, 211
Folates uptake
in biological membranes
folate receptors role in, 115118
low pH folate transporter in, 118120
RFC role in, 113115
and efflux, multiple transport
systems, 150152
Folate-targeted chemotherapy
EC145 and EC0225 evaluation, 222
EC0225, folate-targeted agent, 222
folatedrug conjugates, modular design
of, 219220
antitumor activity, of conjugate, 221
Glu moiety placing within spacer, 220
Folate-targeted immunotherapy, 223
Folate transport, multiple transport systems
in, 150152
folbp1and folbp2 genes, 190
Folic acid, 204, 295
biosynthesis pathway, 412
definition of, 146
metabolism, 376
Folylpoly-gglutamate synthetase, 100,
216, 349
as analogues, 353
in cellular adaptation of folate
deficiency, 110112
from Escherichia coli, 352353
fluorine substitution, 354
folates and antifolates as, 354356, 355
from Lactobacillus casei, 352353
phosphorus-containing pseudopeptide
inhibitors of
biochemical properties, 364365
synthesis, 362364
Formiminotransferase/cyclodeaminase, 12
Formylaminoimidazole carboxomide
ribonucleotide, 18
Formylglycinamide ribonucleotide, 18
Formylmethionyl-tRNA, 28, 406
10-Formyltetrahydrofolate synthetase, 395, 403
5-FormylTHF, 8
10-Formyl THF dehydrogenase, 1415, 330
10-FormylTHF synthetase, 911, 27
FPGS. See Folylpoly-gglutamate synthetase
FR. See Folate receptor
FRa gene overexpression, 237238
in NF pituitary tumors cell growth,
analysis, 238
BrdU incorporation assay, 239, 252
cell cycle progression and PCNA
expression, 251
438 Index
cell proliferation and soft agar colony
assay, 239
cells (aT31) culture, 238
clinical and pathological characteristics,
of adenomas, 243244
ERb mRNA expression detection, 262
FGFR1 expression, 262
flow cytometric measurement,
of PCNA, 253
folic acid binding, 240, 252, 255
FRa protein, binding capacity
assessment, 246247
FRa protein expression, 242, 245246
IHC analysis of expression, 247249
NOTCH3 mRNA expression, 255258
PCNA analysis, 239
RT-qPCR analysis, 240
SPECT/CT of Tc-99m
FolateScan, 259260
statistically significance, 240
aT31 cell growth and NOTCH
3
pathway, 252253, 255256
aT31 cells, cell proliferation and selection
of clones of, 249252
in aT31 cells inducing soft agar
formation, 254
transfection, 238
tumorigenicity determination, 261
in vivo imaging, 258259
western blotting, for analysis of FRa
protein, 238239, 250
Wnt/b-catenin signaling, 263
FTCD. See Formiminotransferase/
cyclodeaminase
G
GAR. See Glycinamide ribotide
GARFT. See Phosphoribosylglycinamide
formyltransferase
GARS. See GAR synthetase
GAR synthetase, 18
GARTF. See Glycinamide ribonucleotide
transformylase
GCPII. See Glutamate carboxypeptidase II
GCS. See Glycine cleavage system
Genome hypomethylation, 380
GGH. See gglutamyl hydrolase
gGlutamylcysteinylglycine, 91
gGlutamyl hydrolase, 110
in hydrolysis of folate polyglutamates, 111
GH. See g-Glutamyl hydrolase
GH-catalyzed hydrolysis, kinetic analysis of, 351
GH inhibitors, 366
GH-producing adenomas, 237
GlpT. See Glycerol-3-phosphate antiporter
Glucose transporter, 149150
GLUT1. See Glucose transporter
Glutamate carboxypeptidase II, 112
Glutamate formiminotransferase, 1112
g-Glutamyl hydrolase, 349
Glutathione, 85
and apoliprotein E deficiency, 92
in detoxification, 124
metabolism, 9093
stability of pool, 55
synthesis, 4950
utilization of, 85
Glutathione disulfide, 91
Glutathione S-transferase enzyme, 85, 93
Glutathione synthase, 9192
Glycerol-3-phosphate antiporter, 149
Glycinamide ribonucleotide transformylase, 104
Glycinamide ribotide, 18
Glycine cleavage system, 26
Glycine formiminotransferase, 1112
Glycine methylation, 331, 337
Glycine N-methyltransferase, 24, 330
AdoMet-cooperativity, 334, 336337
as binding protein for methylation, 335340
effect of glucagon and glucocorticoids, 335
folate inhibition
effect of, 336
mechanism, 339340
genes and proteins, 331333
hormonal status, 335
kinetics and activity regulation, 333335
in liver, 332333
mutations in human patients, 337339
in one-carbon pool metabolisms, 336337
phosphorylation of, 335
in vivo and in vitro, 338
Glycosylphosphatidylinositol, 115, 196
Glycosylphosphatidylinositol (GPI)-linked
protein, 204
GNMT. See Glycine N-methyltransferase
GPI. See Glycosylphosphatidylinositol
G-proteins, 260
GS. See Glutathione synthase
GSH. See Glutathione
GSSG. See Glutathione disulfide
GTP pyrophosphokinase, 428429
H
Haemophilus influenzae, 413
HA epitope accessibility methods, 159163
HAL. See Histidase
HAT. See Histone acetyl transferase
HCP. See Heme-carrier protein
Hcy. See Homocysteine
HDAC. See Histone deacetylases
Heme-carrier protein, 118
HercepTest

IHC screen, 208


Hereditary (congenital) folate malabsorption, 119
Her-2 expression, in breast cancer, 208
HFM. See Hereditary (congenital) folate
malabsorption
Index 439
HiHPPK. See H. influenzae HPPK
H. influenzae HPPK, 414
Histidase, 12
Histone acetyl transferase, 277
Histone deacetylase inhibitors, 225
Histone deacetylases, 277
HMDP. See 6-Hydroxymethyl-7,
8-dihydropterin
HMMDP. See 6-Hydroxymethyl-7,7-dimethyl-7,
8-dihydropterin
HNE. See 4-Hydroxynonenal
Homocysteine, 282, 376
B vitamin and, 84
CBS reaction with, 50
characteristics of, 107108
elimination, 86, 9093
folate status and, 62, 104, 407
level and pathological states of, 297
levels and multiple cognitive dysfunctions, 84
polymorphism and, 282
remethylation cycle, 15, 89, 330, 376
role of, 85
to thiolactone, 108
TS expression and, 20
Homocysteinemia, 106108, 383
Homozygosity, for C677T allele, 382
HPPK. See 6-Hydroxymethyl-7,8-dihydropterin
pyrophosphokinase
Human brain
homocysteine elimination and glutathione
metabolism in, 86
L-protein in, 26
MTHFS in, 15
SHMT1 in, 8
Human DHFR intron-1, 19-bp deletion in, 281
Human RFC (hRFC), 147
topological model for, 160
6-Hydroxymethyl-7,8-dihydropterin, 413
6-Hydroxymethyl-7,8-dihydropterin
pyrophosphate, 413
6-Hydroxymethyl-7,8-dihydropterin
pyrophosphokinase, 412
comparison in structure, 421424
pyrophosphoryl transfer enzymes, relationship
with, 426429
structures, determined by X-ray
crystallography/NMR, 416
transition state, 420
6-Hydroxymethyl-7,7-dimethyl-7,
8-dihydropterin, 414
4-Hydroxynonenal, 93
Hyperhomocysteinemia, 84, 107, 382383
Hypopituitarism, 236237
I
IGROV-1 tumor xenografts, 217
IHC. See Immunohistochemistry
Imidazole ring, 11, 1920, 104, 306
Immunohistochemistry (IHC), 208209
vs. FolateScan, 210
Immunotoxin, 224
IMP. see Inosine monophosphate
Initiation factor 2 (IF-2), 28
Inosine monophosphate, 18, 104
Intracellular folate metabolism, in mammalian
cells, 103
L
Lactose/proton symporter, 149
LacY. See Lactose/proton symporter
ligM gene, 300
liver cytosolic folate pool, of rats, 328
Low folate (LF) conditions, 17, 62, 68, 108, 188,
214, 379380, 383, 407
L-protein, in human brain, 26
M
Major facilitator superfamily, 113114
of transporters, 147150
MCI. See Mild cognitive impairment
MDR. See Multidrug resistance
MeCbl. See Methylcobalamin
MEFS. See Mouse embryo fibroblasts
Membrane-spanning domains, 125
Methanethiosulfonate, 169, 173
Methanocaldococcus jannaschii, 427
Methanogenesis, 297299
Methanol, 2, 295, 305, 308, 311, 313
Methenyltetrahydrofolate cyclohydrolase, 395,
397
5,10-MethenylTHF cyclohydrolase, 9, 13, 27
5,10-MethenylTHF synthetase, 1516
Methionine, 2, 10, 23, 50, 5657, 329, 335337,
339, 376377
Methionine adenosyltransferase, 88, 329
Methionine biosynthesis, 16, 104, 297
Methionine cycle, 4950, 52, 58, 6061, 65,
72, 109
Methionine synthase, 2224, 87, 385
and SHMT activity interaction, effects of, 69
Methionine synthase reductase, 282
Methionine synthethase, 282
Methionyl-tRNA
f
Met
formyltransferase, 28
Methotrexate, 52, 73, 105, 152153, 189, 212,
268269, 283286, 350
Methylamine methyltransferase, 308
Methylamines, 295, 297, 310, 314
Methylcobalamin, 295
5,10-Methylene tetrahydrofolate, 86, 212
Methylene tetrahydrofolate
dehydrogenase, 397, 401
Methylene tetrahydrofolate reductase, 5, 87,
109, 377
and disease, 381383
440 Index
colorectal cancer and lymphocytic
leukemia, 381
neurodegenerative disorder, 382383
risk factor for atherosclerosis, 382
environment and other gene
interactions, 384385
and genomic instability, 379381
polymorphisms within, 377
MTHFR A1298C, 378379
MTHFR C677T, 377378
and pregnancy outcomes
preeclampsia, 384
risk factor for NTD, 383384
5,10-Methylene tetrahydrofolate reductase, 89,
152
5,10-MethyleneTHF. See 5,10-Methylene
tetrahydrofolate
5,10-MethyleneTHF dehydrogenase, 9, 13, 27
5,10-MethyleneTHF reductase, 1618
Methyl group acceptors
acetyl-CoA synthase (ACS), 316317
thiols, 315316
Methyl group donors
binding with MtxB (MTII)
component, 307308309
in biology, 294
electrophilic activation, 310314
role of methyltransferases, 311312
5-Methyltetrahydrofolate, 85, 87, 187, 204, 273
5-methylTHF. See 5-Methyltetrahydrofolate
5-MethylTHF accumulation, 23
Methyltransferases
in acetogenesis, 300
B
12
-dependent, 296297
dmb-off /dmb-on equilibrium, impact
on, 305307
generation and maintenance of the active
Co(I) state of, 304305
modes of binding, 301304
catalyzed reactions of, 296
cofactors, 294296
crystallographic studies of, 302
effect of heterolysis and homolysis, 296
impact on biological systems
acetogenesis, 299300
amino acids, 299
biosynthesis of methionine, 297
metabolic systems, 300
methanogenesis, 297299
role in transfer of methyl group, 295
role of pyrrolysine in reactions of, 299300
types of, 295296
Methyl trap, 23, 330
Methyl trap theory, 329
Met20 loop, in E. coli, 273
MFS. See Major facilitator superfamily
MFT. See Methionyl-tRNA
f
Met
formyltransferase
Mild cognitive impairment, 84
Mild MTHFR deficiency, 17
Mitochondrial formyltetrahydrofolate
synthetase, 403404
Mitochondrial one-carbon metabolism, 2425
biosynthetic enzymes, 28
enzymes role in, 2527
folate-interconverting enzymes, 27
Mitochondrial serine
hydroxymethyltransferase, 2526
Mitomycin C, 220
Monofunctional synthetase
characterization of, 404
expression and distribution, 404405
Mouse embryo fibroblasts, 278
MRPs. See Multidrug resistance proteins
MS. See Methionine synthase
MSDs. See Membrane-spanning domains
MTH-binding domains, 307308309
MTHFC. See 5,10-methenylTHF cyclohydrolase
MTHF:CFeSP methyltransferase, 312
MTHFD. See 5,10-methyleneTHF
dehydrogenase
MTHFD1 gene, 403
Mthfd1 gene, 910
MTHFD2 gene, 402
MTHFR. See Methylene tetrahydrofolate
reductase
MTHFR gene, 377, 379, 381
MTHFS. See 5,10-MethenylTHF synthetase
MtmB. See Methylamine methyltransferase
MTSES. See Methanethiosulfonate
MTX. See Methotrexate
Multidrug resistance, 110, 123, 150, 186
Multidrug resistance proteins, 100, 110, 150, 186
in folate deficiency adaptation, 128131
in renal reabsorption of folate, 192
Multiple cognitive dysfunctions and HCY
levels, 84
N
NADP-dependent methylenetetrahydrofolate
dehydrogenase, 395
NADPH. See Nicotinamide adenine dinucleotide
phosphate-oxidase
Neural tube defects, 2, 99, 104, 281, 383
and folate deficiency, 105106
NF-PRL-producing adenomas, 237
N-glycosylation scanning mutagenesis, 159163
NHS. See N-hydroxysuccinimide
N-hydroxysuccinimide, 157
Nicotinamide adenine dinucleotide
phosphate-oxidase, 104
Nitric oxide (NO), 274
NKH. See Nonketotic hyperglycinemia
NMDA. See N-methyl- D-aspartate
N-methyl- D-aspartate, 88
Index 441
Nonfunctional (NF) pituitary adenomas, 236
Nonketotic hyperglycinemia, 26
NOTCH signaling pathway, 261262
NTDs. See Neural tube defects
O
OAT-K1, role of, 193
OATs. See Organic anion transporters
OCT1. See Organic cation transporter-1
Organic anion transporters, 151, 186
in renal reabsorption of folate, 192
Organic cation transporter-1, 150
Oxalate transporter, 149
OxlT. See Oxalate transporter
P
PABA. See p-Amino benzoic acid
pABG. See Paraaminobenzoylglutamate
p-Amino benzoic acid, 101
Paraaminobenzoylglutamate, 273274
PCFT. See Proton-coupled folate transporter
PCFT gene, 119
cis-Peptide linkage, 271
Phosphoinositol-3-kinase, 129130
Phosphoribosylaminoimidazolecarboxamide
formyltransferase, 16
Phosphoribosylglycinamide
formyltransferase, 16
Phosphoribosylpyrophosphate
synthetase, 427
Photobacterium phosphoreum, 396
PI3K. See Phosphoinositol-3-kinase
Pituitary tumors, 236238, 242, 252, 258, 262
Plasma and tumor deoxyuridine (dUrd)
levels, 218
Plasmodium falciparum, 421
Pneumocystis carinii, 421
Polyglutamatable drug, 216
Polyglutamates, 1, 349350, 360
Polyglutamylation, in cellular retention of
folates, 110112
Presenilin-1 (PS-1), 85
Promoter B (pB), 121
Proton-coupled folate transporter, 100, 150, 186
in folate uptake in biological
membranes, 118120
in renal reabsorption of folate, 191192
Pseudomonas exotoxin A, 224
PteGlu. See Pteroylglutamate
Pteroylglutamate, 186
Pyridoxal-5
0
-phosphate, 86
pyrrolysine, 299, 310
Q
Quaternary amines, 309
Quinazoline-based TS inhibitors, 217
R
Radiodiagnostic imaging, 209212
applications with anti-FR monoclonal
antibodies, 209
DTPA-folate, investigation, 209
99m
Tc-EC20 (FolateScan), 210
Rat liver GNMT, 332333
6-R-dideazatetrahydrofolate, 20
Reactive oxygen species, 107
Reduced folate carrier, 100, 110, 186, 204
in adaptive response to folate
deficiency, 120121
in antifolate chemotherapy, 152154
biochemistry of, 156158
cDNA cloning, 158159
in folate transport, 146, 151152
functional properties of, 154156
mammalian cells folates transport of, 113115
in renal reabsorption of folate, 190191
structuralfunctional determinants of, 164
antifolate inhibitors, 165166
deletional and insertional mutagenesis
of, 167168
helix packing associations in hRFC,
mapping of, 172173
homology comparisons and site-directed
mutagenesis, 166167
by radioaffinity labeling, 168169
SCAM in substrate translocation pathway
mapping, 169172
topological structure of, 159164
Renal conservation of folates, 186
and antifolates
clinical studies of, 193196
folate transport processes in, 197198
in ethanol-related folate deficiency, 196197
folate transport proteins in
aFolate receptor, 189190
organic anion transporters and multidrug
resistance protein, 192
proton-coupled folate transporter, 191192
reduced folate carriers, 190191
mechanisms of, 188189
putative folate transporters, localization
of, 192193
Retinoic acid, role in SHMT1 activity, 8
Retinoid nuclear receptors, 225
RFC. See Reduced folate carrier
Rheumatoid arthritis, 223
Rhodobacter capsulatus, 64
Riboflavin, 127, 379380
ROS. See Reactive oxygen species
S
Saccharomyces cervisiae, 11, 423
SAH. See S-Adenosylhomocysteine
SAM. See S-Adenosyl methionine
442 Index
Sarcosine dehydrogenase, 2627
SCAM. See Scanning cysteine accessibility
methods
Scanning cysteine accessibility
methods, 163164
for substrate translocation pathway
mapping, 169172
SDH. See Sarcosine dehydrogenase
Serine hydroxymethyltransferase, 5, 25, 330,
405406
SHMT. See Serine hydroxymethyltransferase
SHMT isozymes, role of, 8
Single-nucleotide polymorphisms (SNPs), 9, 70,
280281
SLC. See Solute carrier family
Small ubiquitin-like modifier, 28, 401
Solute carrier family, 113
Sphingomonas paucimobilis SYK-6, 300
Spina bifida, 22, 24, 106, 281282, 384385
Streptococcus dysgalactiae, 428
Streptococcus pneumoniae, 413
Sulfonylurea receptors, 124
SUMO. See Small ubiquitin-like modifier
SUR. See Sulfonylurea receptors
T
TATA-less promoters, 268, 277
TBARs. See Thiobarbituric acid reactive species
Tetrahydrobiopterin, 274
Tetrahydrofolate (H
4
F), 2, 86, 101, 268, 295
THF. See Tetrahydrofolate
THF cofactors
polyglutamylation and, 110
role of, 101104
THF polyglutamates, 2
Thiamin pyrophosphokinase, 427
Thiobarbituric acid reactive species, 88
Thrombophilia, 382
Thymidine kinase, 217
Thymidylate synthase, 2022, 64, 100, 212
in folate deficient conditions, 109
Thymidylate synthesis, 213
TMDs. See Transmembrane domains
TMD6/TMD7 connecting loop, amino acids
deletion of, 168
Transcobalamin genes (C776G), 385
Transmembrane domains, 114, 159
Transmethylation pathway, 8590
derivation and consists of, 85
Transsulfuration pathway, 85, 9093
TS. See Thymidylate synthase
T/T genotype, role of, 68
TT homozygosity, 378, 384385
Tumorigenicity, 261
V
Valproic acid, 225
Vinca alkaloid, 222
Vitamin B
9
, 85, 101, 186, 204, 376
vitamin B
12
(or cobalamin), 10, 12, 23, 68,
89, 295, 383, 407
Vitamin B
6
, role in SHMT1 activity, 8
W
Wnt signaling pathway, 262263
X
Xenopus laevis, 159
Index 443

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