Professional Documents
Culture Documents
Introduction
On February 23, 2008, Arsenal played Birmingham in a Premier League football game. In the third
minute of play, Birmingham's Martin Taylor tackled Arsenal's Eduardo da Silva. In the vernacular of
the game, the tackle was late, and Eduardo suffered a fractured left fibula and dislocated ankle. The
images of the injury were so egregious that they were not broadcast during that night's TV highlights
of the match. In the aftermath of the incident, Sepp Blatter, the President of FIFA, football's world
governing authority, called for lifetime bans and criminal prosecutions of footballers guilty of
dangerous tackling.1 Although there was an acknowledgment within the football fraternity of the need
to monitor dangerous tackling more closely, Blatter's proposals as to potential criminal liability were
met with some scepticism.2 This article reviews the applicability of the criminal law of assault to
incidents of this nature. The question of fundamental legal import addressed is: at what point does,
and when is it appropriate for criminal liability to attach to the perpetrator of an injury inflicted upon an
opponent in the course of a game?
The answer, it is suggested, may lie in what can be termed the principle of implied sporting consent.
The jurisprudential origins of implied sporting consent, its evolution as a principle and its influence on
the current status of the law of sporting assault are central to this discussion. Its origins are located
in *Crim. L.R. 752 case law of the late 19th century such as Bradshaw. 3 Its development as a
principle is examined in light of the surprising number of criminal proceedings arising out of violence
in the sports of rugby and football. The current status of the law of sporting assault is discussed,
mainly in the context of the Court of Appeal's decision in Barnes. 4 The analysis is informed by a
comparative approach whereby reference is made to the sophisticated approach of the Canadian
courts to violence in sport, principally in the context of ice hockey. The article concludes by reflecting
upon the suitability of the ordinary law of violence in addressing unnecessarily aggressive behaviour
in sport, and the influence it might have on the playing culture of our leading contact sports.
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not expose the perpetrator to criminal liability. The doctrinal root of that approach is located in contact
sports' long-standing exemption from the normal threshold of consent in the criminal law of assault.6
The origins of this implied sporting consent can be traced to a trilogy of late 19th century case law,
namely Bradshaw, 7 Moore 8 and Coney. 9 In Bradshaw, the accused struck an opponent with his
knee during a football game, resulting in the eventual death of the opponent. Bamwell B.'s direction to
the jury is established as the historical source of the criminal law's approach to violence in sport:
If a man is playing according to the rules and practice of the game and not going beyond it, it may be
reasonable to infer that he is not actuated by any malicious motive or intention, and that he is not
acting in a manner which he knows will be likely to be productive of death or injury. But, independent
of the rules, if the prisoner intended to cause serious injury and was indifferent and reckless as to
whether he would produce serious injury or not, then the act would be unlawful.10
*Crim. L.R. 753 The Bradshaw jury, taking into account evidence from an umpire that no unfair play
had occurred, acquitted the accused on the manslaughter charge. In Moore, the accused had jumped
knees first into the back of an opponent. He had done so with such force that he threw the victim
against an on-rushing goalkeeper. The victim suffered serious internal injuries and died a few days
later. In summing up to the jury, who returned a guilty verdict, Hawkins J. took an approach similar to
that of Bradshaw, noting succinctly:
Football is a lawful game, but a rough one, and persons who play it must be careful to restrain
themselves so as not to do bodily harm to any other person.11
In Coney, the principle that, independent of the rules of the game in question, criminal liability could
attach to deliberately or recklessly dangerous play causing serious injury, was extended to include
non-fatal violence. In the stated case, the participants (and organisers and spectators) in a prize fight
faced various criminal assault and abetting charges. The Court for Crown Cases Reserved held that,
because prize fighting was unlawful, the consent of the participants was irrelevant. Nevertheless,
where the activity could be considered lawful, a number of dicta noted that the question as to whether
consent affected the illegal character of the force inflicted was one of reconciling the social utility of
the defendant's conduct with the level of injury inflicted.12
Over half a century later, the English Court of Appeal in Donovan would reaffirm the general rule
that the consent of the victim is immaterial where the accused has beaten the victim to such a degree
of violence that the infliction of bodily harm is a probable consequence. Swift J. went on to remark
that the rule was one to which there were a number of well established exceptions, including the
manly diversions of rough and undisciplined sport or play.13 In Attorney-General's Reference (No.6
of 1980), the Court of Appeal delivered the more modern expression of the rule. Lord Lane C.J.
observed that it was not in the public interest that people should try to cause, or should cause, each
other actual bodily harm for no good reason, though, and again in the public interest, that approach
was not intended to cast doubt on the accepted legality of properly conducted games and sports.14
In both cases, the Court of Appeal noted that the underlying public interest in the sporting exception
to the usual threshold of criminal consent had a long and established history based on the manly
diversion of contact sports that intend to give strength, skill and activity, and may fit people for
defence, public as well as personal, in time of need.15 As noted by the House of Lords in Brown, the
public interest in, and accompanying legality of, contact sports is now slightly more refined than
national, military preparedness.16 It is based largely on the societal and health benefits of participation
in sport, as underpinned by responsible methods of *Crim. L.R. 754 self-regulation through which it
is made clear that violence and harm are incidental only to the norms of a properly conducted game,
and will face internal sanction.17
There has been some criticism of the theoretical and moral coherency underpinning the well
established exceptions to the usual bodily harm threshold of consent in the criminal law of assault.18
For instance, how can the (social utility) rationale underpinning that threshold be reconciled--indeed,
how can the criminal law of assault itself be reconciled--with the sport of boxing, where the deliberate
infliction of injury, principally to the head and softer areas of the body, is rewarded with points?19 That
criticism is well made, though, equally, Ashworth's view that the sui generis nature of the legality of
boxing means that it would be wrong to use it as a benchmark, against which a level of sporting
criminality might be set, is also correct.20 Of more immediate import is the fact that in Brown, the
House of Lords reiterated the criminal law of assault's benevolent view of contact sports, including
boxing, to which, in contrast, the satisfying of the sadomasochistic libido was not a good reason in
the public interest for departing from the usual threshold of criminal consent.21 In Dica, the Court of
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continue to inform the debate in other jurisdictions as to when acts of violence on the field of play
might attract criminal liability.43
In Cey, a participant in an amateur ice hockey game crosschecked an opponent into the boards
surrounding the ice rink. The victim suffered injuries to the face and mouth. At trial, the defendant was
acquitted on a charge of assault causing bodily harm. On appeal, the acquittal was overturned and a
retrial ordered, principally on the ground that the trial judge had not properly addressed the issue of
implied *Crim. L.R. 757 sporting consent. The Saskatchewan Court of Appeal held that the proper
approach in instances of alleged criminal assault resulting from a contact sport was to consider first,
whether there was an express or implied consent to the type of contact involved and secondly,
whether that contact was of such a nature that in any event no true consent could be given. In a
sports setting, the court acknowledged that consent will almost always be of an assumed or implied
nature. The nature of the contact for which that implied consent is assumed must not be of such a
high risk of injury and such a distinct probability of serious harm as to be beyond what, in fact, the
players commonly consent to, or what, in law, they are capable of consenting to.44 Therefore, in
application to the facts at hand, the first matter that the trial judge should have sought to have had
determined was whether there was an express or implied consent and secondly, whether
crosschecking the victim exceeded the implied sporting consent.45
The usefulness of the Cey judgment is located in that court's attempt to provide an objective
framework within which the scope of implied sporting consent could be assessed. Prior to Cey,
Canadian case law suggested that players in a contact sport were presumed to consent to physical
conduct that was reasonably incidental and instinctive to the sport, though it was admitted that the
type of conduct that a court of law might consider to be reasonably incidental was hard to predict.46
In Cey, the court sought to delineate the scope of a participant's sporting consent by way of
objective criteria, namely: the nature or conditions under which the game in question is played; the
nature of the act and surrounding circumstances; the extent of force employed; the degree of risk of
injury including the probability of serious harm; and the state of mind of the accused.47
The Cey court went on to say that the criteria:
[A]re, of course, all matters of fact to be determined with reference to the whole of the
circumstances. In large part, they form the ingredients which ought to be looked to in determining
whether in all of the circumstances the ambit of consent at issue in any given case was exceeded.48
The Cey principles were utilised in Cicarelli, 49 where the accused was charged with assault for his
part in a bench-clearing brawl, which took place after the whistle had blown on a televised National
Hockey League game. Although the victim suffered no bodily harm, the accused was convicted after
striking the opposing player three times on the head with a hockey stick. The trial judge, referring to
the objective criteria outlined in Cey, found that the accused's conduct was not of a nature impliedly
consented to by the victim. A subsequent appeal was dismissed. The Cicarelli judgment has two
outstanding points of interest. First, the appellate court held that the objective standard used by the
trial judge was preferable to the playing culture standard proposed by counsel for the appellant--that
players are deemed to consent to anything that may be expected to happen during a game.50 *Crim.
L.R. 758 Corbett J. was of the view that the latter was overly permissive and might pander to a
public appetite for violence as entertainment.51 Secondly, in applying the Cey criteria, the trial judge
demonstrated a comprehensive and sensitive understanding of the game in question, and was quite
rightly influenced by the fact that high sticking an opponent in the head was unusual even in a game
as fast, vigorous and competitive as national league hockey.52
Since Cicarelli, and in line with its principles, there have been a number of high profile prosecutions of
professional ice hockey players, including those of Marty McSorley in 200053 and Todd Bertuzzi in
2004.54 The debate in Canada as to whether the criminal law is, in the first place, an appropriate
means of combating violence in sport continues to be deliberated upon, as does the view that when in
the rare instance a conviction for a sports assault is obtained, the tender approach to sentencing
dilutes the deterrent and denunciation value of such convictions.55 At this point, it suffices to state that
the Canadian approach to implied sporting consent, as underpinned by the objective Cey criteria, is a
considered and attractive one. An illustration of its benefits can be found in LeClerc, 56 where the
accused was charged with aggravated assault alleged to have occurring during the course of a
recreational hockey game under whose rules no bodily contact was permitted. The accused and the
victim collided in a tussle over the puck during which the accused hit the victim in the back with his
hockey stick. Applying the rules, the referee immediately stopped play, penalising the accused for a
deliberate attempt to injure. The victim suffered a dislocation of a portion of the cervical spine and
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suffered permanent paralysis from the neck down. The trial judge, noting that the culprit's conduct
was instinctive, reflexive and defensive in nature, acquitted the accused. The Crown appealed.
The appeal, which was dismissed, again raises a number of points of interest. First, the Ontario Court
of Appeal agreed with the trial judge that the fundamental question at issue was whether the culprit's
conduct--stick-hitting the victim on the back near the boards--was, in the context of the Cey criteria
and the game conditions as a whole, so inherently dangerous as to breach the implied consent of the
victim.57 Secondly, the Crown argued that the scope of the implied sporting consent ought to be
narrowed in the stated circumstances because the alleged assault had occurred during the course of
a recreational game in which bodily conduct was not permitted by the governing rules. The trial judge
had found that the ideal of a no contact rule was frequently breached in games of this nature
where bumps and other contacts resulted in many penalties. The Ontario Court of Appeal held that
the trial judge was right to state that, although the no contact rule was relevant in determining the
scope of implied consent, it was not by itself determinative of the issue.58 Thirdly, the Crown argued
that the degree of force of the blow to the victim's neck was sufficient of itself to establish criminal
conduct. *Crim. L.R. 759 The trial judge had found, and again the Court of Appeal agreed, that the
blow, though tragic in consequence, resulted from an instinctive reflex reaction done at high speed
by the accused in an attempt to minimise the risk of bodily harm to his person in close proximity to the
boards surrounding the ice rink.59
The LeClerc approach is a good one with an inherent and welcome flexibility to its application. It
reiterates that the Cey principles can act as a guideline for a court in distinguishing the grey area
between conduct intrinsic to the spirit of a game thus impliedly consented to, and that which is
extrinsic to its norms thus attracting criminal liability. In this, the LeClerc decision can be read as
being sensitive to criticism raised by a number of academics that the sober atmosphere of a
courtroom objectively applying the rule of law might be ill-suited to assessing the spontaneous and
occasionally heated playing culture of the sports arena.60 It is argued that quite the opposite is the
case with, for instance, the trial judge in LeClerc demonstrating a clear understanding of, and
sensitivity towards, the playing culture of the recreational ice hockey game in question. It is of
particular note that notwithstanding the fact that the referee had described the foul in question as
deliberate and vicious; the fact that the injuries suffered were extremely grave in consequence; and
the intemperate zeal of the injuring blow, the trial judge still found that the conduct in question was
not, taking into account the conditions and circumstances of the game as whole, criminal in nature.61
The Cey principles/LeClerc application to implied sporting consent might also be usefully applied
beyond the ice rink, and have been referred to by the Court of Appeal in its most recent decision on
this topic.
Barnes
The case arose from an incident in an amateur football match during which the victim sustained a
serious leg injury as a result of a tackle involving the defendant. The defendant was subsequently
convicted of unlawfully and maliciously inflicting grievous bodily harm contrary to s.20 of the Offences
Against the Person Act 1861. In the defendant's subsequent appeal, the appellant highlighted the fact
that the trial judge had made it clear that the appellant should be found guilty only if the prosecution
had proved that what had happened was so reckless that it could not have been done in legitimate
sport, thus was tantamount to an aggravated assault. The appellant's contention was that the trial
judge had not adequately explained to the jury the concept of legitimate sport in the context of the
circumstances at hand, to the extent that it must have been difficult for the jury to determine what they
had to decide in order to find the defendant guilty. The Court of Appeal allowed the appeal, holding
the conviction unsafe on the grounds outlined by the appellant.62
*Crim. L.R. 760 Lord Woolf C.J., delivering the judgment of the court, took as his starting point the
fact that most organised sports have their own (relatively sophisticated) disciplinary mechanisms.
Those internal procedures, allied to the fact that there was also the possibility for an injured player to
obtain damages in a civil action, led Lord Woolf to conclude that a criminal prosecution should be
reserved for those situations where the conduct is sufficiently grave to be properly categorised as
criminal.63 On reviewing and recognising the historical public policy basis of the defence of implied
consent for contact sports, Lord Woolf acknowledged that a critical aspect of the criminality of such
incidents lay in identifying whether the stated conduct breached the limits of that defence, such that,
in the case of ss.18 and 20 of the 1861 Act, it might be deemed unlawful.64
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1.
M. Syed, Thugs should be banned for life, says Sepp Blatter, The Times, March 7, 2008.
2.
M. Samuel, Tackle that broke a leg and divided a nation, The Times, February 28, 2008.
3.
4.
Barnes [2004] EWCA Crim 3246; [2005] 1 W.L.R. 910; [2005] Crim. L.R. 381.
Page8
5.
If death resulted from the assault, the charge could be one of manslaughter or possibly murder, depending on the
defendant's intent.
6.
See P. McCutcheon, Sports Violence, Consent and the Criminal Law (1994) 45 N.I.L.Q. 267.
7.
8.
9.
10.
(1878) 14 Cox C.C. 83 at 85, Bramwell B. Note, J.H. Beale, Consent and the Criminal Law (1895) 8 Harvard Law
Review 317, 323 and 325.
11.
12.
e.g. (1882) L.R. 8 Q.B.D. 534 at 549, Stephen J. See generally J. Anderson, The Legal Response to Prize Fighting in
Nineteenth Century England and America (2006) 57 N.I.L.Q. 265.
13.
14.
15.
1 Fost. (1809), p.260 and 1 East P.C. (1803), pp.268-270. See also G. Williams, Consent and Public Policy [1962]
Crim. L.R. 74 and 154.
16.
Lord Mustill's judgment is most helpful in this regard; [1993] 2 W.L.R. 556 at 584-602.
17.
That approach to consent, sport and the criminal law can also be found in comparable jurisdictions. See generally the
review by the NZ Court of Appeal in Lee [2006] 3 N.Z.L.R. 42.
18.
B. Bix, Assault, Sado-masochism and Consent (1993) 109 L.Q.R. 540; D. Kell, Social Disutility and Consent (1994)
14 O.J.L.S. 121; and P. Roberts, The Philosophical Foundations of Consent in the Criminal Law (1997) 17 O.J.L.S.
389.
19.
20.
A. Ashworth, Principles of Criminal Law, 5th edn (2006), p.321. For an assessment of the current legal status of boxing,
see J. Anderson, The Legality of Boxing: A Punch Drunk Love? (2007).
21.
22.
[2004] EWCA Crim 1103; [2004] Q.B. 1257 at [41], Judge L.J. Note also Konzani [2005] EWCA Crim 706; [2005] 2 Cr.
App. R. 14 at [34]-[46], Judge L.J.
23.
Lloyd (1989) 11 Cr. App. R. (S.) 36; [1989] Crim L.R. 513, Pill L.J., as echoed in Lord Mustill's observation, [1993] 2
W.L.R. 556 at 593.
24.
Billinghurst [1978] Crim L.R. 553; Gingell [1980] Crim. L.R. 661; Bishop, The Times, October 12, 1986; Johnson (1986)
8 Cr. App. R. (S) 343; Devereux, The Independent, February 23, 1996; C [1999] 2 Cr. App. Rep. (S.) 64; Moss [2000] 1
Cr. App. R. (S.) 307; Bowyer [2001] EWCA Crim 1853, [2002] 1 Cr. App. R. (S.) 101; Pepper [2002] EWCA Crim 3141;
and Best [2004] EWCA Crim 483.
25.
Birkin [1988] Crim. L.R. 854; Kamara, The Times, April 15, 1988; Chapman (1989) 11 Cr. App. R. (S.) 93; Shervill
(1989) 11 Cr. App. R. (S.) 284; Lincoln (1990) 12 Cr. App. R. (S.) 250; Davies (1990) 12 Cr. App. Rep. (S.) 308; Rogers
(1993) 15 Cr. App. R. (S.) 393; Goodwin (1995) 16 Cr. App. R. (S.) 885; Tasker [2001] EWCA Crim 2213; [2002] 1 Cr.
App. R. (S.) 515; Thelwell [2004] EWCA Crim 208; Cotterill [2007] EWCA Crim 526, [2007] 2 Cr. App. R. (S.) 64;
Wilkinson [2007] EWCA Crim 2456; and, in Scotland, Butcher v Jessop 1989 S.C.C.R. 119 and Ferguson v Normand
1995 S.C.C.R. 770.
26.
Note also the results of a nationwide survey of trial judges in the United States, three-quarters of whom were of the
opinion that incidents of excessive sports violence should be handled in the criminal courts; M. Barry, R. Fox and C.
Jones, Judicial Opinion on the Criminality of Sports Violence in the United States (2005) 15 Seton Hall Journal of
Sports and Entertainment Law 1.
27.
The appellant asked the Court of Appeal to take into account that he had no previous convictions; that he had offered to
pay compensation; that the risk of re-offending was assessed independently as being low; that he had a number of
glowing character references as to his sporting and personal character; and that he, the appellant, was a married man
with dependent children who had a small family business to maintain.
28.
[2000] 1 Cr. App. R. (S.) 307 at 309, Potts J. See also Garfield [2008] EWCA Crim 130; [2008] 2 Cr. App. R. (S.) 62 at
[7], Walker J.
29.
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30.
Barnes [2004] EWCA Crim 3246; [2005] Crim. L.R. 381 at [5], Lord Woolf C.J.
31.
Jobidon [1991] 2 S.C.R. 714; 7 C.R.4th 233 (Can. Sup. Ct., 1991), 273-274, Gonthier J.
32.
See generally J. Barnes, Sports and the Law in Canada (1996), pp.251-269.
33.
34.
35.
Note G. Letourneau and A. Monganas, Violence in Sports: Evidentiary Problems in Criminal Prosecution (1978) 16
Osgoode Hall Law Journal 577
36.
D. White, Sports Violence as Criminal Assaults: Development of Doctrine by Canadian Courts [1986] Duke Law
Journal 1030.
37.
38.
39.
40.
41.
42.
43.
Cited in Barnes [2004] EWCA Crim 3246; [2005] Crim. L.R. 381 at [12].
44.
45.
46.
47.
48.
49.
50.
54 C.C.C.3d. 121 (Ont. Dist. Ct., 1989) at [18], rejecting G. Williams, Consent and Public Policy [1962] Crim. L.R. 74,
81.
51.
52.
53.
54.
55.
Note A. Husa and S. Thiele, In the Name of the Game: Hockey Violence and the Criminal Justice System (2002) 45
Crim. L.Q. 509.
56.
57.
58.
59.
60.
See S. Fafinski, Consent and the Rules of the Game: The Interplay of Civil and Criminal Liability for Sporting Injuries
(2005) 69 J. Crim. L. 414; S. Gardiner, The Law and the Sports Field [1994] Crim. L.R. 513; and M. James and S.
Gardiner, Touchlines and Guidelines [1997] Crim L.R. 41.
61.
62.
See further B. Livings A Different Ball Game--Why the Nature of Consent in Contact Sports Undermines a Unitary
Approach (2007) 71 J. Crim. L. 534.
Page10
63.
Barnes [2004] EWCA Crim 3246; [2005] Crim. L.R. 381 at [5].
64.
Barnes [2004] EWCA Crim 3246; [2005] Crim. L.R. 381 at [17].
65.
Barnes [2004] EWCA Crim 3246; [2005] Crim. L.R. 381 at [12], citing 48 CCC 3d 480 (Sask. Ct. App., 1989), 490,
Gerwing J.A.
66.
Barnes [2004] EWCA Crim 3246; [2005] Crim. L.R. 381 at [13], citing the Law Commission, Consent and Offences
Against the Person (Law Com CP 134, 1994), para.10.18. See also Law Commission, Consent in the Criminal Law
(Law Com CP 139, 1995), paras.12.1-12.31.
67.
Barnes [2004] EWCA Crim 3246; [2005] Crim. L.R. 381 at [15].
68.
Barnes [2004] EWCA Crim 3246; [2005] Crim. L.R. 381 at [16].
69.
70.
Barnes [2004] EWCA Crim 3246; [2005] Crim. L.R. 381 at [25] and [28]-[29].
71.
e.g. A. Pendlebury, Perception of Playing Culture in Sport: The Problem of Diverse Opinion in the Light of Barnes
(2006)
4
Entertainment
Sports
Law
Journal,
available
at
http://go.warwick.ac.uk/eslj/issues/volume4/number2/pendlebury/ [Accessed July 15, 2008].
72.
See S. Gardiner et al. (eds) Sports Law, 3rd edn (2006), pp.606-612.
73.
See the small field-work project on the attitudes of rugby union players undertaken by Pendlebury, Perception of
Playing Culture in Sport (2006) 4 Entertainment Sports Law Journal, paras 16-30. See also the comments made by the
Criminal Injuries Compensation Board, Twenty-third Annual Report. 1997. Cm.265, para.37.
74.
C. Hewett, Rugby union: inside story, Simon Devereux, Guardian, August 30, 1996.
75.
A point well made by the trial judge who would later write of his surprise at the intensity of criticism emanating from the
rugby fraternity and sporting press as to his treatment of Devereux; see J. Baker, Two High Profile Sports Cases: A
View from the Bench (2001) 9 S. & L. J. 95.
76.
A. Dalton and W. Chisholm, Violence part of rugby says Sole as player fined for punch, The Scotsman, February 14,
1997. Subsequently, the procurator fiscal and the Scottish Rugby Union publicly rebuked Mr Sole.
77.
See previously the concerns for sport and games outlined by, amongst others, R. Leng, Consent and Offences against
the Person: Law Commission Consultation Paper No.134 [1994] Crim L.R. 480, 487.
78.
For an interesting application of this approach, note the scenario outlined by M. James, The Trouble with Roy Keane
(2002) 1 Ent. Law 72.
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