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Department of Environmental Engineering, Texas A&M University-Kingsville, MSC 213, Kingsville, Tx 78363, USA
Accepted 25 October 2004
Available online 1 January 2005
Abstract
Both planning and design of municipal solid waste management systems require accurate prediction of solid waste generation.
Yet achieving the anticipated prediction accuracy with regard to the generation trends facing many fast-growing regions is quite
challenging. The lack of complete historical records of solid waste quantity and quality due to insucient budget and unavailable
management capacity has resulted in a situation that makes the long-term system planning and/or short-term expansion programs
intangible. To eectively handle these problems based on limited data samples, a new analytical approach capable of addressing
socioeconomic and environmental situations must be developed and applied for fullling the prediction analysis of solid waste generation with reasonable accuracy. This study presents a new approach system dynamics modeling for the prediction of solid
waste generation in a fast-growing urban area based on a set of limited samples. To address the impact on sustainable development
city wide, the practical implementation was assessed by a case study in the city of San Antonio, Texas (USA). This area is becoming
one of the fastest-growing regions in North America due to the economic impact of the North American Free Trade Agreement
(NAFTA). The analysis presents various trends of solid waste generation associated with ve dierent solid waste generation models
using a system dynamics simulation tool Stella. Research ndings clearly indicate that such a new forecasting approach may
cover a variety of possible causative models and track inevitable uncertainties down when traditional statistical least-squares regression methods are unable to handle such issues.
2004 Elsevier Ltd. All rights reserved.
1. Introduction
The prediction of municipal solid waste generation
plays an important role in a solid waste management.
Yet achieving the anticipated prediction accuracy with
regard to the generation trends facing many fastgrowing regions is quite challenging. In addition to population growth and migration, underlying economic
development, household size, employment changes,
and the impact of waste recycling would inuence the
solid waste generation interactively. The development
of a reliable model for predicting the aggregate impact
0956-053X/$ - see front matter 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.wasman.2004.10.005
670
2. Methodology
The method of system thinking has been used for over
30 years (Forrester, 1961). It provides us with eective
tools for better understanding those large-scale complex management problems. System dynamics, being designed based on system thinking, is a well-established
methodology for studying and managing complex feedback systems. It requires constructing the unique causal
loop diagrams or stock and ow diagram to form a
system dynamics model for applications. Relevant work
of how to develop system dynamics models can be found
in the literature (Forrester, 1961, 1968; Randers, 1980;
Richardson and Pugh, 1981; Mohapatra, 1994).
To build a system dynamics model, one should identify a problem and develop a dynamic hypothesis
explaining the cause of the problem. The mode formulation is normally designed to test a computer simulation
model with regard to alternative policies in the problem.
Simulation runs in a system dynamics model is governed
entirely by the passage of time. Such a time-step simulation analysis takes a number of simulation steps along
the timeframe to update the status of system variables
of concern as a result of system activities. When the initial conditions are assigned for those variables, which
denote the state of the system, the model may start to
produce the related consequences for those system variables based on the initiation of action and the ow of
information.
System dynamics modeling has been used to address
practically every sort of feedback system, including business systems (Sterman, 2000), ecological systems (Grant
et al., 1997), social-economic systems (Forrester, 1969,
1971; Meadows, 1973), agricultural systems (Qu and
Barney, 1998; Saysel et al., 2002), political decisionmaking systems (Nail et al., 1992), and environmental
systems (Vizayakumar and Mohapatra, 1991, 1993; Vezjak et al., 1998; Ford, 1999; Wood and Shelley, 1999;
Abbott and Stanley, 1999; Deaton and Winebrake,
2000; Guo et al., 2001). In terms of environmental concerns, the application matrix has covered several issues,
671
3. Case study
3.1. Overview of the study area
NAFTA is a comprehensive trade agreement that improves virtually all aspects of doing business within
North America after being implemented on January 1,
1994. Tremendous economic growth along the USMexico border region has been observed since then. Growth
associated with population increases in Mexico (the
Maquiladoras), and in the US (the river corridor along
Laredo, McAllen, and Brownsville) very recently due
to NAFTA related activities is apparent in the Rio
Grande/Rio Bravo region. Active economic activities
due to the impact of NAFTA have been fast extended
from the USMexico border region to the Harlingen,
San Antonio, and Corpus Christi areas in Texas. In
1995, due to the increasing trend of municipal solid
waste generation, the City of San Antonio implemented
a voluntary recycling program to help reduce the
amount of waste being landlled; thus extending the life
of the landlls. Revenue generated from the sale of recycled material would be expected to oset the operating
costs. However, due to poor participation from the city
residents, not enough income was generated to justify
the continued operation of the recycling program. Ending the program, however, would shorten the lifespan of
the landlls; therefore the City is considering building a
material recovery facility (MRF) to continue the recycling program without requiring the support of the city
residents.
For solid waste collection purposes, the City of San
Antonio is divided into four service areas (see Fig. 1);
Northloop, Northwest, Southcentral and Southeast.
Solid waste is collected in each service area and sent to
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Table 2
Employment growth in San Antonio after NAFTA implementation
(BLS, 2003)
Year
Employment (jobs)
Growth (%)
1993
1994
1995
1996
1997
1998
1999
640,537
668,235
668,646
696,192
712,224
728,379
743,056
4.32
0.06
4.12
2.30
2.27
2.02
2.52
Growth (%)
1993
1994
1995
1996
1997
1998
1999
$24,675
$29,379
$28,794
$34,545
$40,706
$46,654
$52,096
19.06
1.99
19.97
17.83
14.61
11.66
13.53
Table 1
US Census data for San Antonio allocated into solid waste collection service centers
Population count
Avg capita/H
Tonnes count
232,177
144,791
232,550
176,505
786,023
$18,734
$16,461
$9436
$10,194
$39,150
$34,400
$19,719
$21,303
2.71
3.13
3.61
3.10
38,745
45,665
37,362
33,211
154,983
308,511
210,494
239,102
177,827
935,933
$32,589
$28,445
$15,921
$17,381
$42,937
$37,477
$20,976
$22,900
2.31
2.60
3.14
2.57
56,756
66,890
54,728
48,648
227,021
411,417
290,135
259,969
183,125
1,144,646
$48,791
$43,156
$25,477
$27,428
$48,791
$43,156
$25,477
$27,428
2.55
2.83
3.45
2.92
74,620
87,945
71,955
63,960
298,478
CPI-2000
a
Normalized income level based on US Department of Labor Bureau of Labor Statistics, Washington, DC 20212 Consumer Price Index 2000,
average.
Converter
Stock
Flow 1
Flow 2
1
2
3
4
5
673
environmental, managerial, geographical, and regulatory factors may further compound such an understanding. They are complex not only because all
factors are simultaneously involved and aected by
each other but because they dynamically occur over
time.
To develop a predictive statistical regression model
for the four service center areas we will have to rely
on the historical population and income data provided
by the US Census for the years, 1980, 1990, and 2000
only. However, statistical issues, specically a small degree of freedom, prohibits trying to include more than
two explanatory variables in the model due to the scarcity of datasets. With no other reliable databases available in this case it requires employing a system
dynamics model to project the amount of waste generated up to the year 2010 so as to help analyze the implications of dierent MRF site selection alternatives in the
near future.
Tons
Tons Recycled per Service Center
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Tons
Fig. 4. Generalized form of model 2 used to simulate tonnes generated by people per household.
Tons Rate
Fig. 5. Generalized form of model 3 used to simulate tonnes generated by historical amount generated.
Tons
Fig. 6. Generalized form of model 4 used to simulate tonnes generated by income per household.
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Population Rate
Tons
Table 5
Simulation results for municipal solid waste generation in San Antonio (tonnes/year)
Model
Northeast
Southeast
Southcentral
Northwest
Total
Base case
1
2
3
4
5
Range
Disparity
93,833
88,238
90,761
92,550
96,481
127,912
88,238127,912
39,674
65,355
93,483
77,825
79,333
82,875
80,208
77,82593,483
15,658
75,058
89,319
87,984
89,251
93,224
91,773
75,05893,224
18,139
113,449
95,085
105,379
109,077
113,748
108,316
95,085113,748
18,663
347,675
366,125
361,949
370,210
386,328
408,209
361,949408,209
46,260
140.000
120.000
Tonnes
100.000
80.000
60.000
40.000
20.000
0
2000
Northloop
2002
2004
Northwest
2006
Southcentral
2008
2010
Southeast
Tonnes
676
100.000
90.000
80.000
70.000
60.000
50.000
40.000
30.000
20.000
10.000
0
2000
Northloop
2002
2004
Northwest
2006
Southcentral
2008
2010
Southeast
Fig. 9. Simulation of tonnes generated based on income per service center region (model 1).
Table 6
Income per service center model simulation results at 2010
Income per service center
Northloop
Southeast
Southcentral
Northwest
Total
88,238
501,037
$53,611
6177
93,483
186,435
$30,486
6252
89,319
273,679
$28,357
6656
95,085
362,805
$47,536
6544
366,125
1,323,956
$159,990
25,629
POPULATION
NLSC
NWSC
SCSC
SESC
1980
(a)
1990
2000
YEAR
2010
Population
INCOME
NLSC
NWSC
SCSC
SESC
1980
PERSONS/HOUSEHOLD
(b)
1990
2000
YEAR
2010
4
NLSC
NWSC
SCSC
SESC
0
1980
1990
2000
2010
YEAR
(c)
Household size
TONNES VS. YEAR
100000
Tonnes
677
80000
NLSC
NWSC
SCSC
SESC
60000
40000
20000
0
1980
1990
2000
2010
YEAR
(d)
Waste generation
4. Conclusion
In this analysis, system dynamics models were developed for the prediction of solid waste generation in
an urban setting having a high economic growth potential. A case study for the City of San Antonio, Texas
678
Acknowledgements
The authors are thankful for the data reports cited
and used in this analysis as well as the technical and
administrative support from many people in the Environmental Services Department of the City of San Antonio, including Daniel Cardenas, Arturo Alvarez, Pamela
Bransford, David McDaniel, Juana Perez, and Rose
Ryan.
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