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JUDGE ARRAMi

FEB 04 2015

CIVIL COVER SHEET

JS 44C/SDNY
REV. 4/2014

<*

Mfcjr

The JS-44 civil cover sheet andthe information contains hegmneither

pleadings or other papers as required by law, except asMroviaecay local

Judicial Conference of the United States in SeptembcW?4,^j

:~~J'

initiatingthe civil docket sheet.


PLAINTIFFS

DEFENDANTS

River LightV, LP. and Tory Burch LLC

Top Fashion Inc. d/b/a Top Handbag and Cai Yan Chen

ATTORNEYS (FIRM NAME, ADDRESS, AND TELEPHONE NUMBER

ATTORNEYS (IF KNOWN)

R. David Hosp, Fish & Richardson P.C.

601 Lexington Avenue, 52nd Floor, New York, NY 10022


Tel.: (212)765-5070

CAUSE OF ACTION (CITE THE U.S. CIVIL STATUTE UNDER WHICH YOU ARE FILING AND WRITE ABRIEF STATEMENT OF CAUSE"
(DO NOT CITE JURISDICTIONAL STATUTES UNLESS DIVERSITY)

Trademark infringement under 15 U.S.C. 1051 et seq. and copyright infringement under 17 U.S.C 101, et seq.

Has this action, case, or proceeding, or one essentially the same been previously filed in SDNY at any time? NoSresQudge Previously Assigned
If yes, was this case Vol. Invol.

Dismissed. No

Is THIS AN INTERNATIONAL ARBITRATION CASE7

No 0

Yes

If yes, give date.

Yes
NATURE OF SUIT

(PLACE AN[x] INONEBOXONLY)

ACTIONS UNDER STATUTES

TORTS

PERSONAL INJURY

CONTRACT

[
I
[
[

1110
] 120
1130
]1"0

[ ]150

INSURANCE
MARINE

[ ] 310 AIRPLANE
[ ] 315 AIRPLANE PRODUCT
LIABILITY

MILLER ACT

NEGOTIABLE
INSTRUMENT
RECOVERY OF
OVERPAYMENT &

[ ] 320 ASSAULT, LIBELS,


SLANDER

[ J 330 FEDERAL
EMPLOYERS'

MEDICARE ACT

[ J 340 MARINE
[ ) 345 MARINE PRODUCT

RECOVERY OF

LIABILITY

OF JUDGMENT

[ ] 151
[ 1152

DEFAULTED

STUDENT LOANS

[ ) 350 MOTOR VEHICLE


[ ] 355 MOTOR VEHICLE

RECOVERY OF

INJURY

[ ] 362 PERSONAL INJURY -

OF VETERAN'S
BENEFITS

STOCKHOLDERS

[ 1190

SUITS
OTHER

1 1195

CONTRACT
CONTRACT
PRODUCT

MED MALPRACTICE

[ J365 PERSONALINJURY
PRODUCT LIABILITY

21 USC 881
, , 6g0 OTHER

LAND

CONDEMNATION

[ )220
[ 1230

ACCOMMODATIONS

FORECLOSURE
RENT LEASE &
EJECTMENT

[ ]445 AMERICANS WITH

[ ]240
[ ]245

TORTS TO LAND
TORT PRODUCT

[ 1446 AMERICANS WITH

( ]290

LIABILITY
ALL OTHER
REAL PROPERTY

DISABILITIES EMPLOYMENT

28 USC 157

1 ) 830 PATENT
fc) 840 TRADEMARK

[ ] 370 OTHER FRAUD


[ ] 371 TRUTH IN LENDING

SOCIAL SECURITY

REAPPORTIONMENT

[
[
[
[
[

] 410 ANTITRUST
J430 BANKS & BANKING
] 450 COMMERCE
1460 DEPORTATION
1470 RACKETEER INFLU
ENCED & CORRUPT
ORGANIZATION ACT

(RICO)

[ 1480 CONSUMER CREDIT


[ ] 490 CABLE/SATELLITE TV
[ 1850 SECURITIES/
COMMODITIES/

[ 1380 OTHER PERSONAL

LABOR

PROPERTY DAMAGE

[ 1385 PROPERTY DAMAGE

[ ] 710 FAIR LABOR


STANDARDS ACT

VACATE SENTENCE
28 USC 2255

[ ] 530 HABEAS CORPUS


[ ] 535 DEATH PENALTY
[ J540 MANDAMUS &OTHER

] 861
] 862
J 863
1864
1865

HIA(1395ff)
BLACK LUNG (923)
DIWC/DIWW (405(g))
SSID TITLE XVI
RSI (405(g))

EXCHANGE

[ ]890 OTHER STATUTORY


ACTIONS

[ ]891 AGRICULTURAL ACTS

[ ] 740 RAILWAY LABOR ACT


[ ] 751 FAMILY MEDICAL
LEAVE ACT (FMLA)

[ J790 OTHER LABOR


LITIGATION

[ I 791 EMPL RET INC


SECURITY ACT
IMMIGRATION

PRISONER CIVIL RIGHTS

[ ) 462 NATURALIZATION
[ ] 550 CIVIL RIGHTS
( 1555 PRISON CONDITION

(
(
(
[
[

RELATIONS

(Non-Prisoner)

[ 1210

[ J423 WITHDRAWAL

PROPERTY RIGHTS

REAL PROPERTY

[ ] 441 VOTING
[ 1442 EMPLOYMENT
[ 1443 HOUSING/

I 1 375 FALSE CLAIMS

[ ] 820 COPYRIGHTS

PERSONAL PROPERTY

[ J463 ALIEN DETAINEE


[ ] 510 MOTIONS TO

[ ]440 OTHER CIVIL RIGHTS

[ J400 STATE

28 USC 158

INJURY PRODUCT
LIABILITY

[ ) 720 LABOR/MGMT

CIVIL RIGHTS

OTHER STATUTES

[ ] 422 APPEAL

[ ]368 ASBESTOS PERSONAL l '

PRODUCT LIABILITY

ACTIONS UNDER STATUTES

BANKRUPTCY

SE|ZURe 0F PROPERTY

PRISONER PETITIONS

LIABILITY

[ ] 196 FRANCHISE

INJURY/PRODUCT LIABILITY

[ ]360 OTHER PERSONAL

OVERPAYMENT

[ ]160

FORFEITURE/PENALTY

PRODUCT LIABILITY

(EXCL VETERANS)
[ 1153

PERSONAL INJURY

[ 1367 HEALTHCARE/
PHARMACEUTICAL PERSONAL , , 625 DRUG RELATED

LIABILITY

ENFORCEMENT

& Case No.

APPLICATION

[ J465 OTHER IMMIGRATION

( j560 CIVIL DETAINEE

FEDERAL TAX SUITS

[ 1870 TAXES (U.S. Plaintiff or

[ ] 893 ENVIRONMENTAL

Defendant)

[ ] 871 IRS-THIRD PARTY

MATTERS

[ ] 895 FREEDOM OF
INFORMATION ACT

26 USC 7609

[ ] 896 ARBITRATION
[ ] 899 ADMINISTRATIVE
PROCEDURE ACT/REVIEW OR
APPEAL OF AGENCY DECISION

[ 1950 CONSTITUTIONALITY OF
STATE STATUTES

ACTIONS

CONDITIONS OF CONFINEMENT

DISABILITIES -OTHER

[ ] 448 EDUCATION

Checkif demanded in complaint:

CHECK IF THIS IS ACLASS ACTION

p_0 YOU CLAIM THIS CASE IS RELATED TO ACIVIL CASE NOW PENDING IN S.D.N.Y.?

UNDER F.R.C.P. 23

IF SO, STATE:

DEMAND STBD at trial

OTHER lnJunction. etc JUDGE

DOCKET NUMBER

Check YES only ifdemanded in complaint

JURY DEMAND: EYES LKlO

NOTE: You must also submit at the time of filing the Statement of Relatedness form (Form IH-32).

(PLACE AN x INONE BOX ONLY)

H 1 Original

ORIGIN

LH 2 Removed from

Proceeding

II 3 Remanded D 4 Reinstated or

StateCourt

from

a. ,11 parties represented

Q 5 Transferred from 6 Multidistrict

Reopened

(Specify District)

7 Appeal to District

Litigation

Judge from

ADDellate

Magistrate Judge

Court

Judgment

I I b. At leastone
party is pro se.

(PLACEANxINONEBOXONLY)

1 U.S. PLAINTIFF

BASIS OF JURISDICTION

2 U.S. DEFENDANT \x\ 3 FEDERAL QUESTION

IFDIVERSITY, INDICATE

Q4 DIVERSITY

CITIZENSHIP BELOW.

(U.S. NOT A PARTY)

CITIZENSHIP OF PRINCIPAL PARTIES (FOR DIVERSITY CASES ONLY)


(Place an [X] in one box for Plaintiff and one box for Defendant)
PTF

DEF

CITIZEN OF THIS STATE

[ ]1

[ ]1

CITIZEN OR SUBJECT OF A

PTF DEF

CITIZEN OF ANOTHER STATE

[ ]2

[ ]2

INCORPORATED or PRINCIPAL PLACE

[ ]3 [ ]3

FOREIGN COUNTRY

INCORPORATED and PRINCIPAL PLACE

PTF

DEF

( )5

[ ]5

[ ]6

[ ]6

OF BUSINESS IN ANOTHER STATE

[ ]4 [ ]4

FOREIGN NATION

OF BUSINESS IN THIS STATE

PLAINTIFF(S) ADDRESS(ES) AND COUNTY(IES)

Tory Burch LLC, 11 West 19th Street, 7th Floor, New York, NY 10011, New York County;
River Light V, L.P., 11 West 19th Street, 7th Floor, New York, NY 10011, New York County.

DEFENDANT(S) ADDRESS(ES) AND COUNTY(IES)

Top Fashion Inc. d/b/a Top Handbag, 145 West 30th Street, Unit B, New York, NY 10001, New York
County; Cai Yan Chen, 251-23 57 Avenue, Little Neck, New York 11362, Queens County.

DEFENDANT(S) ADDRESS UNKNOWN


REPRESENTATION IS HEREBY MADE THAT, AT THIS TIME, I HAVE BEEN UNABLE, WITH REASONABLE DILIGENCE, TO ASCERTAIN
RESlbENCE ADDRESSES OF THE FOLLOWING DEFENDANTS:

Check one:

THIS ACTION SHOULD BE ASSIGNED TO:

WHITE PLAINS

[x] MANHATTAN

(DO NOT check either box if this a PRISONER PETITION/PRISONER CIVIL RIGHTS
, COMPLAINT.)

DATE AiljUC}
RECEIPT #

SIGNATWREdF, ATTORNEY OF REGQBD


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ADMITTED TO PRACTICE IN THIS DISTRICT


N NO
W YES (DATE ADMITTED Mo. _2

Attorney Bar Code # RH3344

Magistrate Judge is to be designated by the Clerk of the Court. MAG. JUDGE C0TT
Magistrate Judge
Ruby J. Krajick, Clerk of Court by

is so Designated.
Deputy Clerk, DATED

UNITED STATES DISTRICT COURT (NEW YORK SOUTHERN)

Yr. 2007

15 CV 00821
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK

RIVER LIGHT V, L.P. and


TORY BURCH LLC,
GO

Plaintiffs,
C.A. No.
JURY TRIAL DEMANDED

TOP FASHION INC. d/b/a TOP HANDBAG

and CAI YAN CHEN,


Defendants.

COMPLAINT

Plaintiffs River Light V, L.P. and Tory Burch LLC ("TB LLC") (together, "Tory Burch")
file this Complaint for trademark infringement, trademark counterfeiting, trademark dilution, and
trademark cancellation, as well as copyright infringement, unfair competition, and other related
claims against defendants Top Fashion Inc. d/b/a Top Handbag ("Top Fashion") and Cai Yan Chen
(together, "Defendants"), and in support thereof allege as follows.
NATURE OF THE ACTION

1.

This case concerns Defendants' sale of a line of infringing and counterfeit Tory Burch

products and blatant copying and unlawful use of Tory Burch's intellectual property, including a
confusingly similar and/or substantially indistinguishable version of Tory Burch's iconic "TT

Logo" trademark depicted below, which dilutes Tory Burch's registered and common law rights
in several respects.

UH

2.

For over a decade, Tory Burch, together with its authorized licensees, has used the

distinctive and famous TT Logo as its core branding element in connection with the sale of its
distinctive style of handbags, clothing, footwear, jewelry, and a variety of other products through
TORY BURCH retail boutiques, select high-end specialty stores and department stores, and online
at toryburch.com. Tory Burch owns many federal trademark registrations (some of which are

incontestable) for the TT Logo, and similar variations thereof, in connection with such products.
In addition, Tory Burch owns a federal copyright registration for the TT Logo.
3.

Tory Burch also uses and owns copyright registrations for the below-depicted "4T

Design" and "Lux T Jacquard Design."

J Li

4T Design

4.

Lux T Jacquard Design

Tory Burch has invested significant time, energy, and hundreds of millions of dollars

in the advertising, promotion, and offering of its goods and services under the TT Logo, 4T Design,

Lux T Jacquard Design, and other variations thereof (collectively, Tory Burch's TT Logo and its
variations are referred to herein as the "Tory Burch Trademarks," and the copyrighted designs of
the TT Logo, the 4T Design, and the Lux T Jacquard Design are referred to herein as the "Tory
Burch Copyrighted Designs").

5.

The TT Logo and/or other of the Tory Burch Trademarks and Copyrighted Designs

appear on virtually all of Tory Burch's products. The Tory Burch Trademarks and Tory Burch
Copyrighted Designs are closely and uniquely associated with the TORY BURCH brand and have

come to symbolize the high quality that consumers expect from Tory Burch as the source of such

products. Accordingly, Tory Burch enjoys strong consumer loyalty, recognition, and goodwill in
the Tory Burch Trademarks and Copyrighted Designs.
6.

The TT Logo in particular is famous, and embodies an enormous amount of goodwill,

which is a valuable asset of the company.

7.

Reflecting its popularity and iconic status, the TT Logo and other Tory Burch

Trademarks are often infringed and counterfeited, and Tory Burch enforces its rights through legal
actions. Tory Burch has spent significant resources protecting its trademarks and copyrighted
designs from infringers unlawfully and unfairly attempting to capitalize on Tory Burch's goodwill.
8.

Defendants are one such group, trading unfairly off of Tory Burch's goodwill and

pirating Tory Burch's intellectual property. In spite of Tory Burch's clear and longstanding rights
in the Tory Burch Trademarks in connection with handbags, footwear, clothing, jewelry, and other
products, Defendants have adopted confusingly similar designsthe "Infringing TT Logo" and
the "Infringing T Design" depicted belowand use them in connection with the unauthorized

manufacture, production, distribution, advertisement, offering for sale, and/or sale of counterfeit

products, including handbags, footwear, clothing, and jewelry (the "Infringing Products").

tkti PR mmmt H

tmrnt

4H4tHl
^ a> _ ju pp

4$$!
I

Infringing TTLogo
(as compared to the TTLogo and 4T Design)

mm til mm tit mm

Infringing T Design
(as compared to the Lux T Jacquard Design)

9.

As shown below, Defendants position the Infringing TT Logo and Infringing T Design

on their Infringing Productsproducts which themselves mimic the distinctive style of the Tory
Burch productsin the same size and manner as Tory Burch positions the Tory Burch Trademarks
and Copyrighted Designs on its products, including with the Infringing TT Logo in the same gold
tone used by Tory Burch, thereby conveying to consumers a product that has the same overall
commercial impression as Tory Burch products. To further the deliberate deception, Defendants
also use merchandise hangtags that feature an orange hue suspiciously similar to the distinctive
orange hue that is used by, and has come to be associated with, Tory Burch. Thus, the overall

manner in which Defendants design, market, and sell their Infringing Products replicates the Tory
Burch merchandising aesthetic and makes clear that Defendants' adoption and use ofthe Infringing
TT Logo and Infringing T Design is not merely a coincidence.

Genuine Tory Burch Clutch

Defendants' Infringing Clutch

Genuine Tory Burch Tote

Defendants' Infringing Tote

Genuine Tory Burch Tote

10.

Defendants' Infringing Tote

Defendants are not connected or affiliated with Tory Burch, nor do they have

permission from Tory Burch to use any ofthe Tory Burch Trademarks or Tory Burch Copyrighted
Designs or any other intellectual property belonging to Tory Burch. Rather, Defendants are
blatantly exploiting the Tory Burch Trademarks and Copyrighted Designs for Defendants' own
commercial gain, intending to confuse and deceive the public by drawing on Tory Burch's
goodwill in the marketplace. By using the Infringing TT Logo and Infringing T Design to sell the
Infringing Products that deliberately copy the style of the Tory Burch products, Defendants intend

to, and are likely to, cause confusion and deceive consumers and the public regarding the source
of Defendants' products, and to dilute the value of Tory Burch's intellectual property, all to the
detriment of Tory Burch.

11.

Defendants' infringement and dilution of the Tory Burch Trademarks, and

infringement of the Tory Burch Copyrighted Designs, has and will continue to irreparably harm
Tory Burch and the substantial goodwill it has developed in its brand. It also has and will continue
to cause monetary harm in an amount to be determined at trial.

PARTIES

12.

TB LLC is a Delaware limited liability corporation having its principal place of

business at 11 West 19th Street, 7th Floor, New York, New York 10011.
13.

River Light V, L.P. is a subsidiary of TB LLC, and is a Delaware limited partnership

having its principal placeof business at 11 West 19th Street, 7th Floor, New York, New York 10011.
River Light V, L.P. is the record owner of the intellectual property, including the Tory Burch
Trademarks and Tory Burch Copyrighted Designs at issue in the instant action, and licenses such
intellectual property exclusively to its affiliate TB LLC in the United States for use and sub
licensing in connection with TB LLC's business.
14.

Upon information and belief, defendant Top Fashion is a domestic entity located at 145

West 30th Street, Unit B, New York, New York 10001 and at 143 W 30th New York, New York
10001. Top Fashion may be served through its owner, operator, and co-managing agent, Cai Yan

Chen at 143 W 30th New York, New York 10001, or at 145 West 30th Street, Unit B, New York,
New York 10001 or at 251-23 57 Avenue, Little Neck, New York 11362, or through Top Fashion's
CEO and co-managing agent, Xing Hua Lin, at 143 W 30th New York, New York 10001, or at

145 West 30th Street, Unit B, New York, New York 10001.
15.

Upon information and belief, defendant Cai Yan Chen is an individual residing in New

York at 251-23 57 Avenue, Little Neck, New York 11362. Upon information and belief, Cai Yen
Chen is the owner, operator, and co-managing agent of defendant Top Fashion. Cai Yan Chen
may be served at 251-23 57 Avenue, Little Neck, New York 11362, or at 143 W 30th New York,

New York 10001, or at 145 West 30th Street, Unit B, New York, New York 10001.

JURISDICTION AND VENUE

16.

Tory Burch files this action against Defendants for trademark infringement,

counterfeiting, dilution, and cancellation under the Lanham Trademark Act of 1946, 15 U.S.C.

1051 et seq. (the "Lanham Act"), as well as for copyright infringement under 17 U.S.C. 101,
et seq., unfair competition and for related claims under the statutory and common law of the State

ofNew York. This Court has subject matter jurisdiction over the federal trademark infringement,
dilution, and cancellation claims, as well as the federal copyright infringement claims, under 28
U.S.C. 1331, 1338(a).

17.

This Court has supplemental jurisdiction over the state law claims in this action, which

arise under state statutory and common law pursuant to 28 U.S.C. 1367(a), since the state law
claims are so related to the federal claims that they form part of the same case or controversy and
derive from a common nucleus of operative facts.

18.

This Court has personal jurisdiction over Defendants because they are incorporated in,

regularly solicit and conduct business in, reside in, and/or are domiciled in this judicial district.
19.

Venue is proper in this district pursuant to 28 U.S.C. 1391(b) and (c) because this is

the judicial district where (i) a substantial part of the events or omissions giving rise to the claims
occurred; and (ii) where Defendants are subject to personal jurisdiction.
FACTS

The Famous TORY BURCH Brand

20.

Tory Burch launched in 2004 out of a small boutique in Manhattan's NoLita

neighborhood. In ten years, it has grown into a billion dollar fashion powerhouse with more than
2,000 employees and more than 100 Tory Burch stores worldwide. In addition, Tory Burch
operates a multi-channel business platform in more than fifty countries across four continents, and

the fashion line is carried at over 1,000 department and specialty stores worldwide, including such
well-known retailers as Saks Fifth Avenue, Bergdorf Goodman, Neiman Marcus, Nordstrom, and
Bloomingdale's.

21.

Bright and bold colors, including orange in particular, are an integral part ofthe overall

aesthetic of the TORY BURCH brand.

For example, Tory Burch boutiques are instantly

recognizable by their oversized orange lacquered doors. And Tory Burch's packaging, tags, and
other point-of-sale materials incorporate bright and bold colors and designs, including the color
orange and the 4T Design.
The TT Logo

22.

Tory Burch's distinctive TT Logo is the heart of the TORY BURCH brand. It is used

in connection with handbags, including totes, cross-body bags, clutches, shoulder bags, evening
bags, and coordinating wallets and wristlets, as well as a variety of other products, including
clothing, footwear, jewelry, and housewares. The Tory Burch products represent a distinctive style
aesthetic that has been described as "preppy-bohemian." Exh. 1. The following are examples of
the TT Logo depicted on Tory Burch handbags, footwear, jewelry, and accessories.

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23.

Tory Burch filed its first federal trademark application to register the TT Logo on

September 23, 2003, and began using the TT Logo in connection with handbags, clothing, and
footwear, among other items, in February of 2004. Tory Burch owns common law rights in and
incontestable federal trademark registrations for the TT Logo in connection with such goods and
related services (see trademark registration summary chart below).

Tory Burch also owns a

copyright registration for the TT Logo (U.S. Reg. No. VA 1-768-387), with a year of creation of
2003 and a date of first publication of February 1, 2004). Exh. 2.

24.

Tory Burch also owns numerous other trademark registrations for the TT Logo and

variations thereof (collectively, the "Tory Burch Registered Trademarks") in connection with a

variety of goods and services, including handbags, clothing, footwear, and jewelry. The following
chart contains the details of many of the registrations for the Tory Burch Registered Trademarks.

\ Mark

Status

Goods/Services
04: Candles

tSm\
Kg)

Registration
Reg. No. 3029795
First Use 2/1/04

Reg. Date 12/13/05

14: Jewelry
18: Accessories, namely, handbags, umbrellas and
cosmetic bags sold empty
24: Housewares, namely, towels
25: Clothing, namely, shirts, tops, sweaters, pants,
skirts, shorts, dresses, bathing suits, bikinis, sarongs,
shoes, socks, belts, robes and headwear; outerwear,
namely, scarves, jackets, vests, and coats

Mark

Status

Registration
Reg. No. 3024142
First Use 2/8/04

Goods/Services

35: Retail clothing apparel and accessories stores

Reg. Date 12/6/05


Registration
Reg. No. 3563326
First Use 2/1/04

18: A full line of handbags


25: A full line of women's clothing and footwear

Reg. Date 1/20/09


Registration
Reg. No. 4029068
First Use 1/1/08

25: Socks, robes

Reg. Date 9/20/11


Registration
Reg. No. 4129090
First Use 10/31/08

06: Metal key chains

Reg. Date 4/17/12


Registration
Reg. No. 4150523
First Use 10/31/08

18: Leather key chains

Reg. Date 5/29/12


Registration
Reg. No. 4276065
First Use 9/30/08

16: Calendars, note cards, passport covers, pen and


pencil cases, pencils, stationery

Reg. Date 1/15/13


Registration
Reg. No. 4432775
First Use 9/6/13

Reg. Date 11/12/13


Registration
Reg. No. 4045568
First Use 10/21/09

03: Cologne; cosmetic preparations for body care;


cosmetics; fragrances for personal use; nonmedicated skin care preparations; perfumes

09: Eyewear; eyewear cases

Reg. Date 10/25/11


Registration
Reg. No. 4213404
First Use 10/31/08

Reg. Date 9/25/12

18: Backpacks; Beach bags; Business card cases;


Coin purses; Dog collars; Dog leashes; Overnight
bags; Pet clothing; Wallets; Wristlet bags

10

Mark

Registration
Reg. No. 4213405

Kg)
-It*
"3P

Goods/Services

Status

First Use 10/31/09

Reg. Date 9/25/12


Registration
Reg. No. 4459720
First Use 6/30/12

09: Cell phone cases; Leather protective covers


specially adapted for personal electronic devices;
Protective covers and cases for cell phones, laptops
and portable media players
18: Backpacks; Cosmetic cases sold empty;
Handbags; Leather pouches; Tote bags

Reg. Date 12/31/13


Registration
Reg. No. 4365683

"3E"

First Use 3/31/13

25: Belts; footwear

Reg. Date 7/9/13

n3G.
"31?

Registration
Reg. No. 4242007
First Use 11/30/09

09: Eyewear

Reg. Date 11/13/12

hXh
T
hXh

Registration
Reg. No. 4382707
First Use 1/31/11

Reg. Date 8/13/13


Registration
Reg. No. 4363739
First Use 1/31/11

hXi.
"X"
-JC,
"X"

Reg. Date 7/9/13


Registration
Reg. No. 4317165
First Use 8/31/07

Reg. Date 4/9/13


Registration
Reg. No. 4345875
First Use 8/31/07

Reg. Date 6/4/13

09: Cell phone cases; Eyewear; Leather protective


covers specially adapted for personal electronic
devices; Protective covers and cases for cell phones,
laptops and portable media players; Sunglasses
14: Jewelry

18: Business card cases; Cosmetic cases sold empty;


Handbags; Leather pouches; Luggage; Purses; Tote
bags; Umbrellas; Wallets; Wristlet bags
25: Belts; Dresses; Footwear; Hats; Jackets;
Pajamas; Pants; Scarves; Shirts; Skirts; Sweaters;
Swimwear

The above-identified registrations are valid, subsisting, and in full force and effect. Exh. 3.
The 4T and Lux T Jacquard Designs

25.

Since 2004, Tory Burch also has used the following 4T Design, which conforms to the

Tory Burch design style aesthetic, in connection with a variety of goods and services, including
handbags, clothing, and footwear.

11

26.

Below is an example of a Tory Burch shopping bag bearing the 4T Design.

27.

Tory Burch owns copyright registrations for the 4T Design (Reg. Nos. VA 1-812-667,

with a year of completion of 2003 and a date of first publication of February 27, 2004, and VA 1655-281, with a year of completion of 2003 and a date of publication of February 29, 2004). Exh.
4.

28.

Since at least as early as 2008, Tory Burch has also used the following Lux T Jacquard

Design in connection with handbags, clothing, and footwear, and has obtained a copyright
registration for that design (Reg. No. VA 1-655-228, with a year of completion of 2006 and a date
of first publication of November 30, 2007). Exh. 5. Among other uses, Tory Burch has also
12

featured the Lux T Jacquard Design as a repeating pattern on the exterior and/or interior of its
handbags.

Brand Significance

29.

Over the past decade, the Tory Burch Trademarks, the Tory Burch Copyrighted

Designs, and the TORY BURCH brand have seen a meteoric rise in recognition and popularity.
See River Light V, L.P. v. Lin&JInt'l, Mr., No. 13-Civ-3669,2014 WL 6850966, at *1 (S.D.N.Y.
Dec. 4, 2014) (granting Tory Burch's motion for summary judgment as to defendant's liability for
trademark infringement and noting that TORY BURCH is a "well-known fashion brand"). In

2013 alone, Tory Burch earned sales revenues in excess of $900 million. Moreover, Tory Burch
has invested hundreds of millions of dollars in marketing and advertising its goods, marks, and
designs.

30.

The TORY BURCH brand has a strong media presence, and is frequently covered by

fashion blogs, magazines, newspapers, and talk shows. One of the earliest defining moments for
Tory Burch was in 2005 when Oprah Winfrey endorsed the brand on her talk show; immediately
after Oprah's endorsement, the Tory Burch website received over eight million hits. Exh. 6. The
popular television series Gossip Girl frequently features Tory Burch products (and Ms. Tory Burch
herself made a cameo appearance in an episode in 2009). Exh. 7.
31.

Social media platforms are constantly active with buzz about the TORY BURCH

brand, with fans posting photos ofrecent purchases, commenting on current and future collections,

and "pinning" photos of desired products on Pinterest. The TORY BURCH brand has over
13

1,300,000 likes on Facebook and Ms. Tory Burch has over 670,000 followers on Instagram and
over 341,000 followers on Twitter. Exh. 8.

32.

TORY BURCH brand products are particularly popular among the fashion conscious

and celebrity trend-setters. Celebrities frequently seen wearing TORY BURCH products include
Blake Lively, Oprah Winfrey, Jennifer Lopez, Rashida Jones, Jessica Alba, Hilary Swank, Sarah

Jessica Parker, Reese Witherspoon, Pippa Middleton, and Anne Hathaway. Exh. 9. Recently,
Kate Middleton was photographed wearing a graphic print TORY BURCH dress during a "play
date" with Prince George in New Zealand, and the dress sold out almost immediately on Tory
Burch's website and every other online retailer, including Nordstrom.com, Bloomingdales.com,
and Net-a-Porter. Exh. 10. On another occasion, Michelle Obama wore an aqua blue tie-dye
TORY BURCH dress to an event in Watertown, Wisconsin; within days, the dress sold out on the
Tory Burch website and other online retailers such as Shopbop. Exh. 11.

33.

Not surprisingly, Tory Burch has received many awards and accolades, including

(i) the 2008 Accessories Designer of the Year award from the Council of Fashion Designers of
America; (ii) the 2007 Accessory Brand Launch of the Year award from the Accessories Council
of Excellence; and (iii) the 2005 Rising Star Award for Best New Retail Concept from Fashion
Group International. Exh. 12.

34.

The TT Logo in particular is frequently the subject of unsolicited media coverage and

has been repeatedly recognized for its popularity and iconic status:

"iconic double-T medallion" ("Pretty Smart," Fast Company, September 2014);

"now instantly recognizable double T logo" (Rubenstein, Hal, "The Tory Effect,"
Delta Sky, May 2014);

"It's the double T medallion that has women screaming..." (NBC Today Show,
September 26, 2013);

"distinctive double-T logo" (Forbes, Moira, "Tory Burch's Seven Lessons for
Entrepreneurs," Forbes, May 22, 2013);
14

"a stacked-T logo as instantly recognizable as those of brands established

generations prior" (Gaffney, Adrienne, "Tory Burch," The Wall Street Journal,
October 26, 2012);

"the iconic Tory Burch logo" ("Madder Men," Forbes, May 7, 2012);

"bold prints and the double-T logo medallion are hallmarks of the affordable
luxury Tory Burch brand" (Amato-McCoy, Deena M., "Tory Burch," Apparel,
May 1,2012);

"[The Tory Burch] line, with its distinctive double T logo, is now in hundreds of
department stores" (CBS News Sunday Morning, January 29, 2012);

"But the foundation of Burch's brand is her logo, two graphically styled T's.
The logo has shaped Burch's concept from the beginning and is one of the most

recognizable fashion icons."


November 10,2011);

("Designer Tory Burch Resonates with Us,"

the "signature double-T medallion" (Sapienza, Terri, "Clothes to Home with Tory
Burch," The Denver Post, October 24, 2011);

"the near-ubiquitous double-T logo" (Cardwell, Diane, "Where Fashion Types


Talk of Summer Travel," New York Times, June 25, 2011); and

"The famous double T LOGO ... is Tory Burch's most famous . . ." (Urban
Dictionary, "Tory Burch").

Exh. 13.

35.

As a result of Tory Burch's extensive use and promotion of its brand for over a decade,

the Tory Burch Trademarks and Copyrighted Designs, including the famous TT Logo, have
acquired considerable value and recognition; are symbols of Tory Burch's quality, reputation, and
goodwill; and serve as instant source-identifiers for Tory Burch's products and services. See Lin

& J, 2014 WL 6850966, at *1 (noting Tory Burch's continuous use and extensive promotion of
the TT Logo as a source identifier for many of its products since 2004).
Quality Control and Brand Protection

36.

Tory Burch's products are distributed through a carefully controlled network of

authorized retailers, including high-end department stores, select quality boutiques, more than 100
TORY BURCH retail boutiques, and Tory Burch's website. See Lin & J, 2014 WL 6850966, at

15

*2 (noting that sales of TORY BURCH brand products are limited to a network of authorized
retailers).

37.

Tory Burchmaintains strict quality control standards for all of its products. SeeLin &

J, 2014 WL 6850966, at *2 (notingTory Burch's strict quality control standards). Such control is

necessary, as the TORYBURCH brand, similar to otherhigh-end brands with recognizable logos,
is the subject of counterfeiting and trademark infringement. Since its inception, Tory Burch has

spent significant resources to protect its rights in the Tory Burch Trademarks and Tory Burch
Copyrighted Designs, including but not limited to legal actions and seizures of counterfeit goods.
Defendants and Their Infringing Conduct

38.

Defendant Top Fashion is a handbag, clothing, footwear, and accessory wholesale

outlet located in midtown Manhattan. Defendant Cai Yan Chen licenses the Infringing TT Logo

and Infringing T Design to Defendant Top Fashion for use in connection with its infringing
products.

39.

Defendant Cai Yan Chen has a history of capitalizing on the renown of famous brands.

For example, Cai Yan Chen applied to federally register a check design trademark highly similar
to Burberry's famous checkdesign(Ser. No. 85/374,777). Exh. 14. After Burberry filed a Notice
of Opposition against Cai Yan Chen's application through the TTAB (No. 91204544), Cai Yan
Chen abandoned the application. Exh. 15. Defendant Cai Yan Chen also owns two trademark
registrations (Reg. Nos. 4,320,008 and 4,320,009) for design marks arguably confusingly similar
to Louis Vuitton's famous "quatrefoil" design. Exh. 16.

40.

In late 2012, Tory Burch learned that Top Fashion was selling handbags mimicking the

distinctive design and style of Tory Burch's handbags, and bearing the Infringing TT Logo and
Infringing T Design that are substantially indistinguishable from and confusingly similar to the

16

Tory Burch Trademarks and Tory Burch Copyrighted Designs, including the TT Logo, 4T Design,
and Lux T Jacquard Design (see product comparison chart below).
41.

Over the course of multiple visits to Top Fashion's store since that time, Tory Burch's

agents have observed and identified hundreds of handbags, wallets, makeup bags and belts
containing the Infringing TT Logo and/or Infringing T Design on display. Defendants sell as both
on a retail and wholesale basis. Upon information and belief, Defendants distribute the Infringing
Products wholesale to dozens of retailers throughout the country. The chart below demonstrates
Defendants' unlawful activity by comparing examples of genuine Tory Burch handbags to
Defendants' unauthorized reproductions of the Infringing TT Logo and Infringing T Designs on

infringing handbags.

Genuine Tory Burch Handbags

Defendants' Infringing Handbags

*~mmmmm%WmmMmmmmmmmmWmmWI*t

17

Genuine Tory Burch Handbags

Defendants' Infringing Handbags

18

2012-2013 Correspondence

42.

Tory Burch sent a cease-and-desist letter to Top Fashion on October 12, 2012,

(i) explaining Tory Burch's intellectual property rights in its TT Logo, 4T Design, and Lux T
Jacquard Design; (ii) identifying Defendants' infringing conduct (use of the Infringing TT Logo
and Infringing T Design in their sale of infringing products); and (iii) demanding, among other
things, that Defendants immediately and permanently cease and desist their unlawful conduct.
Exh. 17.

43.

On October 15,2012, Tory Burch receiveda response letter from Top Fashion,via Lin

Xing Hua (President of Top Fashion), refusing to comply with thedemands made in Tory Burch's
letter. Exh. 18. Top Fashion asserted that it was not unlawfully using Tory Burch's intellectual

property. Id. Top Fashion indicated further that the Infringing TT Logo was licensed to Top
Fashion by an individual named Cai Yan Chen, who owns a federal trademark registration for the
Infringing TT Logo. Id.

44.

Cai Yan Chen's federal trademark application for the Infringing TT Logo in connection

with "handbags, shoulderbags, backpacks, purses, tote bags, luggage,clutch purses, garmentbags
for travel, evening bags, and wallets" in Class 18 was filed on July 8, 2011 and claimed a first use
date of June 1, 2011; it matured to registration on February 21, 2012 (Reg. No. 4,102,185). Exh.
19.

45.

Cai Yan Chen also applied to register the Infringing T Design as a trademark in

connection with leather for use in the manufacture ofproducts including handbags, claiming a first

use date of June 1, 2011; however, the USPTO ultimately refused to register Cai Yan Chen's

application on the basis of a likelihood of confusion with Tory Burch's TT Logo. Exh. 20. Top

19

Handbag did not respond to the USPTO's refusal, and the application therefore became abandoned.
Id.

46.

On November 20,2012, Tory Burch responded to Top Fashion's letter, explaining that

Top Fashion's conduct is infringing and unlawful, regardless of whether Cai Yan Chen had
obtained a federal trademark registration. Exh. 21. Tory Burch reiterated its demands from its
October 12, 2012 letter, and noted further that Top Fashion's letter failed to address how its

infringement of Tory Burch's copyright in the Lux T Jacquard Design. Id.


M.

The parties exchanged correspondence throughout the remainder of 2012 and into

2013, and based on that correspondence, Tory Burch believed that Top Fashion stopped selling
the Infringing Products. However, as explained in more detail below, Tory Burch recently learned
that Defendants continue to sell the Infringing Products in blatant disregard of Tory Burch's
intellectual property.
Top Fashion's Recent and Current Activities

48.

In the first half of 2014, third parties, including agents from U.S. Customs and Border

Protection, began sending Tory Burch inquiries regarding the legitimacy of Top Fashion's

products.

Tory Burch then conducted an investigation and discovered that, contrary to its prior

understanding, Top Fashion was in fact continuing to sell the Infringing Products.
49.

First, on June 17,2014, an investigator for Tory Burch entered defendant Top Fashion's

location at 143 West 30th Street, New York, New York 10001 and purchased a handbag bearing
the Infringing TT Logo for $30.00. The investigator paid cash and was given a business card that
read, among other things "TOP FASHION, INC. Handbag Wholesale."
50.

On August 28, 2014, an investigator for Tory Burch visited the same Top Fashion

location and observed several handbags bearing the Infringing TT Logo openly displayed for

20

purchase. The investigator purchased two handbags and two wallets for a total price of$90.00
and paid cash.

51.

On January 9,2015, Tory Burch's investigator visited Top Fashion and observed over

seven hundred (700) Infringing Products openly displayed and available for purchase, including
handbags, wallets, makeup bags, and belts bearing the Infringing TT Logo. The investigator

purchased eleven Infringing Products, including seven handbags, two wallets, one makeup bag,
and one beltall of which bear the Infringing TT Logo.

52.

Further, notwithstanding its knowledge of Tory Burch's clear prior rights, Defendants

have apparently expanded their product line to include clothing, shoes, jewelry, and other
accessories. Indeed, on July 18,2014, Cai Yan Chen filed twonew federal trademark applications
for theInfringing TTLogo in connection with "Dresses, skirts, tunics, sweaters, tops, shorts, pants,

jackets, denim, outwear, belts, hats, scarves, gloves, swimwear and shoes, namely, heels, flats,
wedges, slippers, loafers, sneakers, sandals, flip-flops, boots and espadrilles" in Class 25 (Ser. No.
86/341,327) and "jewelry and watches" in Class 14 (Ser. No. 86/341,253), with both applications

claiming a first use date of August 1, 2011. Exh. 22. The Trademark Office recently approved
the '253 application for publication. Id. The following photographs illustrate Defendants' use of
the Infringing TT Logo in several expanded categories of goods:

Defendants' Infringing Footwear

Genuine Tory Burch Footwear

21

Defendants' Infringing Jewelry

Genuine Tory Burch Jewelry

Genuine Tory Burch Belt

53.

Defendants'Infringing Belt

Because Cai Yan Chen's application for the Infringing TT Logo in connection with

handbags wrongly matured to registration, and its application for the Infringing TT Logo in
connection with jewelry and watches was wrongly approved for publication, in light of Tory

Burch's longstanding and incontestable rights for nearly identical trademarks for identical goods
and services, Tory Burch (i) filed a Petition to Cancel the registration with the Trademark Trial

and Appeal Board; (ii) filed aNotice ofOpposition against the application for jewelry and watches;
(iii) intends to file a Notice of Opposition against theapplication for clothing and footwear, if and
when it is approved for publication; and (iv) intends to file a Motion to Stay the Trademark Trial
and Appeal Boardproceedings during the pendency of this action.

22

54.

As shown above, Defendants use a combination of elements so reminiscent of the

TORY BURCH brand and Tory Burch products that it is clear they are willfully executing a
calculated scheme to unlawfully trade off the goodwill of the famous TORY BURCH brand. In
addition to their adoption and use of the Infringing TT Logo and Infringing T Design, Defendants:

Position the Infringing TT Logo on their Infringing Products in the same size and manner
as Tory Burch positions the TT Logo on its products, and use the Infringing TT Logo in
the same gold tone Tory Burch is famous for:

Genuine Tory Burch Clutch

Defendants' Infringing Clutch

Position the Infringing T Design on their Infringing Products in the same size and manner
as Tory Burch positions the Lux T Jacquard Design on its products:

Genuine Tory Burch Tote Defendants' Infringing Tote

Sell products that are substantially similar to Tory Burch's most popular products (e.g., the
popular "Reva flat" depicted below):

^^tf|P
Genuine Tory Burch Reva Flat

Defendants' Infringing Reva Flat

23

Use an orange hue on their merchandise hangtags that is suspiciously similar to the
distinctive orange hue used by Tory Burch:
Defendants' Use of Orange

Distinctive Tory Burch Orange

55.

"I" " """'ix '

Defendants are not authorized and have never been authorized by Tory Burch to

produce, manufacture, distribute, advertise, offer for sale, and/or sell products bearing the TT
Logo, 4T Design, Lux T Jacquard Design, or any variation thereof.

56.

Upon information and belief, Defendants' Infringing Products are of a quality inferior

to Tory Burch's genuine products.

57.

Upon information and belief, Defendants are aware of the extraordinary fame and

strength ofthe TORY BURCH brand and the Tory Burch Trademarks and Copyrighted Designs,
including the iconic TT Logo, and the goodwill associated therewith. Upon information and belief,
Defendants had access to the Tory Burch Trademarks and Copyrighted Designs prior to
Defendants' creation and sale of the Infringing Products.
24

58.

Upon information and belief, Defendants are actively using, promoting, and otherwise

advertising, distributing, selling, and/or offering for sale substantial quantities of Infringing
Products with theknowledge that such goods will be mistaken for genuine Tory Burch products.

59.

Upon information and belief, at all relevant times, Defendant Cai Yan Chen, who has

been doing business in his individual capacity, and as the owner of the Infringing TT Logo and
Infringing TDesign, contributed directly tothese infringing acts by knowingly allowing Defendant

Top Fashion to display and offer the Infringing Products. Upon information and belief, Defendant
Cai Yan Chen personally participated in, directed, and/or had the ability and right to supervise,
direct, and control the infringing activities alleged in this Complaint. Defendant Cai Yan Chen
had an obligation and ability to control and stop these infringements, but failed to do so. Upon
information and belief, Defendant Cai Yan Chen has received, and continues to receive, direct
financial benefits from these acts of infringement. These acts and omissions to act by Defendant

Cai Yan Chen materially contributed to and proximately caused the infringement alleged herein.

60.

Upon information and belief, Defendants are conducting their counterfeiting and

infringing activities within thisjudicial district and elsewhere throughout New York.
61.

Defendants' use of unauthorized reproductions of the Tory Burch Trademarks and

Copyrighted Designs in connection with the manufacturing, advertising, promoting, distributing,


offering for sale, and/or selling of the Infringing Products is likely to cause confusion, deception,
and mistake in the minds of consumers, the public, and the trade. Defendants' wrongful conduct

is likely to create a false impression anddeceive consumers, thepublic, andthetrade into believing
there is a connection or association between genuine Tory Burch products and Defendants'
Infringing Products.

25

62.

Defendants are engaging in the above-described illegal counterfeiting knowingly and

intentionally, or with reckless disregard or willful blindness to Tory Burch's rights for the purpose
of trading on the goodwill and reputation of Tory Burch. If Defendants' intentional counterfeiting
and infringing activities are not permanently enjoined by this Court, Tory Burch and the
consuming public will continue to be damaged.
63.

Tory Burch is suffering irreparable injury and has suffered substantial damage as a

result of Defendants' counterfeiting and infringing activities.


64.

Tory Burch has no adequate remedy at law.


FIRST CLAIM FOR RELIEF

(Trademark Infringement - 15 U.S.C. 1114)

65.

Tory Burch incorporates herein by reference the averments ofthe preceding paragraphs

as though fully set forth herein.

66.

The Tory Burch Registered Trademarks are nationally recognized, including within

this judicial district, as being affixed to goods originating with Tory Burch.
67.

As described above, Tory Burch owns the distinctive Tory Burch Registered

Trademarks, including the TT Logo, all in connection with a variety of goods and services
including clothing, footwear, handbags, and jewelry.
68.

The registrations embodying the Tory Burch Registered Trademarks, several of which

are incontestable, are in full force and effect, and are entitled to protection under both federal law
and common law.

69.

Tory Burch's ownership and exclusive use in commerce of the TT Logo and other Tory

Burch Registered Trademarks predates the use by Defendants of their Infringing TT Logo and
Infringing T Design.

26

70.

Defendants use the Infringing TT Logo and Infringing T Design in interstate commerce

in connection with the sale, offering for sale, distribution, and/or advertising of their Infringing
Products.

71.

Defendants' use of the Infringing TT Logo and Infringing T Design is without Tory

Burch's permission or authority and is in total and willful disregard of Tory Burch's rights to
control its trademarks.

72.

Defendants' unauthorized use in commerce of the Infringing TT Logo and Infringing

T Design, as described above, constitutes trademark infringement in violation of 15 U.S.C. 1114


in that it is without Tory Burch's consent and is likely to cause confusion, mistake, and/or
deception among consumers.

73.

Upon information and belief, Defendants are and were at all relevant times both

actually and constructively aware of Tory Burch's prior use, ownership, and registration, and
Defendants' conduct is therefore willful and intentional and intended to confuse the public as to

the source of Defendants' products, and to injure Tory Burch and reap the benefit of Tory Burch's
goodwill associated with the Tory Burch Registered Trademarks.
74.

As a direct and proximate result of Defendants' willful and unlawful conduct in

violation of 15 U.S.C. 1114, Tory Burch has been damaged and will continue to be damaged.

75.

Upon information and belief, Defendants have realized, and continue to realize,

substantial revenues, profits, and other benefits rightfully belonging to Tory Burch as a result of
their wrongful conduct.
76.

Defendants' conduct has caused, is causing, and will continue to cause Tory Burch to

suffer irreparable harm and, unless Defendants are restrained, Tory Burch will continue to be so
damaged, because it has no adequate remedy at law.

27

77.

In light of the foregoing, Tory Burch is entitled to injunctive relief prohibiting

Defendants from using the Tory Burch Registered Trademarks or any marks identical and/or
confusingly similar thereto for any purpose, and to recover from Defendants all damages, including
attorneys' fees, that Tory Burch has sustained and will continue to sustain as a result of such
infringing acts, and all gains, profits and advantages obtained by Defendants as a result thereof, in
an amount not yet known, as well as the costs of this action pursuant to 15 U.S.C. 1117(a),

attorneys' fees and treble damages pursuant to 15 U.S.C. 1117(b), and/or statutory damages
pursuant to 15 U.S.C 1117(c).
SECOND CLAIM FOR RELIEF

(Trademark Counterfeiting - 15 U.S.C. 1114)

78.

Tory Burch incorporates herein by reference the averments ofthe preceding paragraphs

as though fully set forth herein.


79.

As described above, Tory Burch owns the distinctive Tory Burch Registered

Trademarks, including the TT Logo, all in connection with a variety of goods and services
including clothing, footwear, handbags, and jewelry.
80.

The registrations embodying the Tory Burch Registered Trademarks, several of which

are incontestable, are in full force and effect, and are entitled to protection under both federal law
and common law.

81.

Tory Burch's ownership and exclusive use in commerce ofthe TT Logo and other Tory

Burch Registered Trademarks predates the use by Defendants of their Infringing TT Logo.
82.

Defendants, without authorization from Tory Burch, have used and are continuing to

use spurious designations that are identical to, or substantially indistinguishable from, the Tory
Burch Registered Trademarks, including the TT Logo, in interstate commerce.

28

83.

Defendants' unauthorized use of the Infringing TT Logo and Infringing T Design is

without Tory Burch's permission or authority and is in total and willful disregard of Tory Burch's
rights to control its trademarks.

84.

The foregoing acts of Defendants are intended to cause, have caused, and are likely to

continue to cause confusion or mistake, or to deceive consumers, the public, and the trade into
believing that Defendants' Infringing Products are genuine or authorized by Tory Burch.
85.

Defendants' acts constitute trademark counterfeiting in violation of 15 U.S.C. 1114.

86.

Upon information and belief, Defendants are and were at all relevant times both

actually and constructively aware of Tory Burch's prior use, ownership, and registration, and
Defendants' conduct is therefore willful and intentional and intended to confuse the public as to
the source of Defendants' products, and to injure Tory Burch and reap the benefit of Tory Burch's
goodwill associated with the Tory Burch Registered Trademarks.
THIRD CLAIM FOR RELIEF

(False Designation of Origin & False Description - 15 U.S.C. 1125(a))

87.

Tory Burch incorporates herein by reference the averments ofthe preceding paragraphs

as though fully set forth herein.

88.

As described above, Tory Burch owns the distinctive Tory Burch Trademarks, all in

connection with a variety of goods and services, including clothing, footwear, handbags, and
jewelry.

89.

Tory Burch's ownership and exclusive use in commerce ofthe Tory Burch Trademarks

predates the use by Defendants of their Infringing TT Logo and Infringing T Design.

29

90.

Defendants use the Infringing TT Logo and Infringing T Design in interstate commerce

in connection with the sale, offering for sale, distribution, and/or advertising of their Infringing
Products.

91.

Defendants' use of the Infringing TT Logo and Infringing T Design is without Tory

Burch's permission or authority and is in total and willful disregard of Tory Burch's rights to
control its trademarks.

92.

Defendants' unauthorized use in commerce of the Infringing TT Logo and Infringing

T Design, and advertising of the same, as described above, constitutes false designation of origin
in violation of 15 U.S.C. 1125(a)(1)(A) in that it is likely to cause confusion, to cause mistake,
or to deceive as to the affiliation, connection, or association of Defendants with Tory Burch and/or
as to the origin, sponsorship, or approval by Tory Burch of Defendants' goods, services, or
commercial activity.

93.

Upon information and belief, Defendants are and were at all relevant times both

actually and constructively aware of Tory Burch's prior use, ownership, and registration, and
Defendants' conduct is therefore willful and intentional and intended to confuse the public as to
the source of Defendants' products, and to injure Tory Burch and reap the benefit of Tory Burch's
goodwill associated with the TT Logo.
94.

As a direct and proximate result of Defendants' willful and unlawful conduct in

violation of 15 U.S.C. 1125, Tory Burch has been damaged and will continue to be damaged.
95.

Upon information and belief, Defendants have realized, and continue to realize,

substantial revenues, profits, and other benefits rightfully belonging to Tory Burch as a result of

their wrongful conduct.

30

96.

Defendants' conduct has caused, is causing, and will continue to cause Tory Burch to

suffer irreparable harm and, unless Defendants are restrained, Tory Burch will continue to be so
damaged, because it has no adequate remedy at law.

97.

In light of the foregoing, Tory Burch is entitled to injunctive relief prohibiting

Defendants from using the Tory Burch Trademarks, or any marks confusingly similar thereto, and
to recover all damages, including attorneys' fees, that Tory Burch has sustained and will sustain,

and all gains, profits and advantages obtained by Defendants as a result of their infringing acts
alleged above in an amount not yet known, as well as the costs of this action.
FOURTH CLAIM FOR RELIEF

(Trademark Dilution -15 U.S.C. 1125(c))

98.

Tory Burch incorporates herein by reference the averments ofthe preceding paragraphs

as though fully set forth herein.

99.

As described above, Tory Burch owns the distinctive and federally registered TT Logo

in connection with a variety of goods and services, including clothing, footwear, handbags, and
jewelry.

100.

Tory Burch's ownership and exclusive use in commerce of the TT Logo predates the

use by Defendants of their Infringing TT Logo and Infringing T Design.

101.

Through consistent and continued use, product promotion, and consumer and industry

recognition, Tory Burch has developed the TT Logo to the point it is "famous" within the meaning
ofthe Lanham Act. Defendants did not begin using the Infringing TT Logo or Infringing T Design
in commerce until after Tory Burch's TT Logo became famous.

31

102.

Defendants use the Infringing TT Logo and Infringing T Design in interstate commerce

in connection with the sale, offering for sale, distribution, and/or advertising of their Infringing
Products.

103.

Defendants' use of the Infringing TT Logo and Infringing T Design is without Tory

Burch's permission or authority and is in total and willful disregard of Tory Burch's rights to
control its trademarks.

104.

Defendants' unauthorized use of the Infringing TT Logo and Infringing T Design in

the context of counterfeit products identical to Tory Burch's products is likely to cause dilution
(by blurring and tarnishment) of the distinctive qualities of the TT Logo in violation of 15 U.S.C.
1125(c).

105.

Upon information and belief, Defendants are and were at all relevant times both

actually and constructively aware of Tory Burch's prior use, ownership, and registration, and

Defendants' conduct is therefore willful and intentional and intended to confuse the public as to
the source of Defendants' products, and to injure Tory Burch and reap the benefit of Tory Burch's
goodwill associated with the TT Logo and other Tory Burch Trademarks.
106.

As a direct and proximate result of Defendants' violations of 15 U.S.C. 1125, Tory

Burch has been and will continue to be damaged.


107.

Upon information and belief, Defendants have realized, and continue to realize,

substantial revenues, profits, and other benefits rightfully belonging to Tory Burch as a result of
their wrongful conduct.

108.

Defendants' conduct has caused, is causing, and will continue to cause Tory Burch to

suffer irreparable harm and, unless Defendants are restrained, Tory Burch will continue to be so
damaged, because it has no adequate remedy at law.

32

109.

In light of the foregoing, Tory Burch is entitled to injunctive relief prohibiting

Defendants from using the TT Logo, and to recover all damages, including attorneys' fees, that

Tory Burch has sustained and will sustain, and all gains, profits and advantages obtained by
Defendants as a result of their infringing acts alleged above in an amount not yet known, as well
as the costs of this action.
FIFTH CLAIM FOR RELIEF

(Copyright Infringement - 17 U.S.C. 101, etseq.)

110.

ToryBurchincorporates hereinby reference the averments of the preceding paragraphs

as though fully set forth herein.

111.

Tory Burchowns valid copyrightregistrations in the Tory Burch Copyrighted Designs.

112.

Tory Burchhas compliedin all respects with the CopyrightAct and with all other laws

governing copyright in connection with its registered works. Tory Burch is the proprietor of all
rights, title, and interest to the Tory Burch Copyrighted Designs.
113.

As the owner of the Tory Burch Copyrighted Designs, Tory Burch is entitled to

exclusive use of these designs without unauthorized use of the Tory Burch Copyrighted Designs
by third parties.

114.

Given the widespread popularity of the Tory Burch products bearing the Tory Burch

Copyrighted Designs, Defendants had access to saidcopyrighted worksand, upon information and
belief, Defendants have knowingly infringed upon said designs by manufacturing, distributing,

advertising, and selling identical and/or substantially similar copies of the designs to the public in
violation of 17 U.S.C. 501.

115.

Upon information and belief, Defendants have intentionally, knowingly, and willfully

copied the Tory Burch Copyrighted Designs in order to personally benefit from the widespread

33

customer recognition and acceptance of said designs, and to capitalize upon the market created by
said designs.

116.

Upon information and belief, the aforesaid infringements by Defendants of the Tory

Burch Copyrighted Designs occurred and continue to occur with Defendants' knowledge that such
designs are copyrighted, and Defendants, in committing the acts complained of herein, have
willfully infringed upon Tory Burch's rights under the Copyright Laws of the United States, Title
17 U.S.C. 101, etseq.

117.

Upon information and belief, Defendants have realized, and continue to realize,

substantial revenues, profits, and other benefits rightfully belonging to Tory Burch as a result of
their wrongful conduct.
118.

Defendants' conduct has caused, is causing, and will continue to cause Tory Burch to

suffer irreparable harm and, unless Defendants are restrained, Tory Burch will continue to be so
damaged, because it has no adequate remedy at law.
119.

In light of the foregoing, Tory Burch is entitled to injunctive relief prohibiting

Defendants from using Tory Burch's copyrighted works, including the Tory Burch Copyrighted
Designs, and to recover from Defendants all damages, including attorneys' fees, that Tory Burch
has sustained and will sustain as a result of such infringing acts, and all gains, profits and
advantages obtained by Defendants as a result thereof, in an amount not yet known, as well as the
costs of this action pursuant to 17 U.S.C. 504(b) or statutory damages pursuant to 17 U.S.C.
504(b), and attorneys' fees and treble damages pursuant to 17 U.S.C. 505(b).

34

SIXTH CLAIM FOR RELIEF

(Dilution and Injury to Business Reputation - NY General Business Law 360-1)

120.

Tory Burch incorporates herein by reference the averments of the preceding paragraphs

as though fully set forth herein.


121.

As described above, Tory Burch owns the distinctive TT Logo in connection with a

variety of goods and services, including clothing, footwear, handbags, and jewelry.
122.

Through consistent and continued use, product promotion (including in New York),

and consumer and industry recognition, Tory Burch has developed the TT Logo to the point it is
"famous" within the meaning of the Lanham Act. Defendants did not begin using the Infringing

TT Logo or Infringing T Design in commerce until after Tory Burch's TT Logo became famous.
123.

Tory Burch's ownership and exclusive use in commerce of the TT Logo predates the

use by Defendants of their Infringing TT Logo and Infringing T Design.


124.

Defendants use the Infringing TT Logo and Infringing T Design in interstate commerce

in connection with the sale, offering for sale, distribution, and/or advertising of their Infringing
Products.

125.

Defendants' use of the Infringing TT Logo and Infringing T Design is without Tory

Burch's permission or authority and is in total and willful disregard of Tory Burch's rights to
control its trademarks.

126.

Defendants' unauthorized use of the Infringing TT Logo and Infringing T Design in

the context of counterfeit products identical to Tory Burch's products is likely to cause dilution
(by blurring and tarnishment) of the distinctive qualities of the TT Logo in violation of New York,
General Business Law 360-1.

35

127.

Upon information and belief, Defendants are and were at all relevant times both

actually and constructively aware of Tory Burch's prior use, ownership, and registration, and
Defendants' conduct is therefore willful and intentional and intended to confuse the public as to

the source of Defendants' products, and to injure Tory Burch and reap the benefitof Tory Burch's
goodwill associated with the TT Logo and other Tory Burch Trademarks.
128.

By the acts described above, Defendants have caused and will continue to cause

irreparable injury to Tory Burch's goodwill and business reputation, in violation of New York,
General Business Law 360-1.

129.

As a direct and proximate result of Defendants' violations of New York, General

Business Law 360-1, Tory Burch has been and will continue to be damaged.

130.

Upon information and belief, Defendants have realized, and continue to realize,

substantial revenues, profits, and other benefits rightfully belonging to Tory Burch as a result of
their wrongful conduct.

131.

Defendants' conduct has caused, is causing, and will continue to cause Tory Burch to

suffer irreparable harm and, unless Defendants are restrained, Tory Burch will continue to be so
damaged because it has no adequate remedy at law.

132.

In light of the foregoing, Tory Burch is entitled to injunctive relief prohibiting

Defendants from using the TT Logo and variations thereof, and to recover all damages, including
attorneys' fees, that Tory Burch has sustained and will sustain, and all gains, profits and advantages
obtained by Defendants as a result of their infringing acts alleged above in an amount not yet
known, and the costs of this action.

36

SEVENTH CLAIM FOR RELIEF

(New York Statutory and Common Law Trademark Infringement N.Y. Gen. Bus. L. Sec. 360-o)

133.

Tory Burch incorporates herein by reference theaverments of thepreceding paragraphs

as though fully set forth herein.

134.

As described above, Tory Burch owns the Tory Burch Trademarks in connection with

a variety of goods and services, including clothing, footwear, handbags, and jewelry.

135.

Tory Burch's ownership andexclusive use in commerce of the Tory Burch Trademarks

predates the use by Defendants of their Infringing TT Logo and Infringing T Design.
136.

Defendantsuse the InfringingTT Logo and Infringing T Design in interstate commerce

in connection with the sale, offering for sale, distribution, and/or advertising of their Infringing
Products.

137.

Defendants' use of the Infringing TT Logo & Infringing T Design is without Tory

Burch's permission or authority and is in total and willful disregard of Tory Burch's rights to
control its trademarks.

138.

Defendants' unauthorized use in commerce of the Infringing TT Logo and Infringing

T Design, as described above, is likely to cause confusion among relevant consumers.


139.

Defendants' acts constitute trademark infringement in violation of the law of the State

of New York.

140.

Upon information and belief, Defendants are and were at all relevant times both

actually and constructively aware of Tory Burch's prior use, ownership, and registration, and
Defendants' conduct is therefore willful and intentional and intended to confuse the public as to

the source of Defendants' products, and to injure Tory Burch and reap the benefit of Tory Burch's
goodwill associated with the Tory Burch Trademarks.
37

141.

As a direct and proximate result of Defendants' trademark infringement in violation of

the law of the State of New York, Tory Burch has been and will continue to be damaged.

142.

Upon information and belief, Defendants have realized, and continue to realize,

substantial revenues, profits, and other benefits rightfully belonging to Tory Burch as a result of
their wrongful conduct.

143.

Defendants' conduct has caused, is causing, and will continue to cause Tory Burch to

suffer irreparable harm and, unless Defendants are restrained, Tory Burch will continue to be so
damaged, because it has no adequate remedy at law.
EIGHTH CLAIM FOR RELIEF

(New York Common Law Unfair Competition


and Misappropriation of Intellectual Property Rights)

144.

Tory Burch incorporates herein by reference the averments ofthe preceding paragraphs

as though fully set forth herein.

145.

As described above, Tory Burch owns the distinctive Tory Burch Trademarks in

connection with a variety of goods and services, including clothing, footwear, handbags, and
jewelry.
146.

Tory Burch's ownership and exclusive use in commerce of the Tory Burch Trademarks

predates the use by Defendants of their Infringing TT Logo and Infringing T Design.
147.

The above-described acts, including Defendants' adoption and use of the confusingly

similar Infringing TT Logo and Infringing T Design, constitute common law unfair competition
and misappropriation of Tory Burch's intellectual property rights.
148.

Defendants misappropriated the labors and expenditures of Tory Burch in bad faith.

149.

As

a direct and

proximate result of Defendants'

unfair competition and

misappropriation, Tory Burch has been and will continue to be damaged.

38

150.

Upon information and belief, Defendants have realized, and continue to realize,

substantial revenues, profits, and other benefits rightfully belonging to Tory Burch as a result of
their wrongful conduct.

151.

Defendants' conduct has caused, is causing, and will continue to cause Tory Burch to

suffer irreparable harm and, unless Defendants are restrained, Tory Burch will continue to be so
damaged, because it has no adequate remedy at law.
NINTH CLAIM FOR RELIEF

(Unjust Enrichment)

152.

ToryBurch incorporates hereinby reference the averments of the preceding paragraphs

as though fully set forth herein.

153.

Through the conduct described above, Defendants were enriched at Tory Burch's

expense and it is against good equity and conscience to permit Defendants to retain any profits or
other rewards from its conduct.

154.

Defendants' conduct was with a deceptive intent.

155.

Defendants' conduct has caused, is causing, and will continue to cause Tory Burch to

suffer irreparable harm and, unless Defendants are restrained, Tory Burch will continue to be so
damaged, because it has no adequate remedy at law.
TENTH CLAIM FOR RELIEF

(Cancellation of Cai Yan Chen's Federal Trademark Registration)

156.

Tory Burch incorporates herein by reference the averments ofthe preceding paragraphs

as though fully set forth herein.


157.

This is an action for cancellation of Cai Yan Chen's trademark registration for the

Infringing TT Logo, pursuant to 15 U.S.C. 1064 and 1119.

39

158.

In view of Tory Burch's prior trademark rights in the distinctive TT Logo and other of

the Tory Burch Trademarks, Cai Yan Chen is not entitled to the exclusive right to use the Infringing
TT Logo and U.S. Reg. No. 4,102,185 should be cancelled.

159.

Registration of the Infringing TT Logo is causing, and will continue to cause, damage

to Tory Burch, because it unfairly provides Cai Yan Chen with prima facie evidence of the
exclusive right to use the Infringing TT Logo in connection with its Infringing Products.
160.

Based on the foregoing, Tory Burch is entitled to an order pursuant to 15 U.S.C.

1119, directing the Director of the Trademark Office to cancel U.S. Reg. No. 4,102,185.
PRAYER FOR RELIEF

WHEREFORE, Tory Burch respectfully prays that this Court enter judgment in its favor
and against Defendants as follows:
A.

Defendants, their agents, servants, employees, officers, associates, attorneys, and

all persons acting by, through, or in concert with any of them, are hereby temporarily,
preliminarily, and permanently enjoined from using the Tory Burch Trademarks, or any marks,

designs or designations confusingly similar thereto and the Tory Burch Copyrighted Designs,
including, but not limited to:

(1)

manufacturing, importing, advertising, marketing, promoting, supplying,

distributing, offering for sale, or selling any products which bear the Tory Burch Trademarks
and/or the Tory Burch Copyrighted Designs, or any marks/designs identical, substantially
indistinguishable, substantially similar, and/or confusingly similar thereto;
(2)

engaging in any other activity constituting unfair competition with Tory

Burch, or acts and practices that deceive consumers, the public, and/or trade, including without
limitation, the use of designations and design elements associated with Tory Burch;

40

(3)

engaging in any other activity that would dilute the distinctiveness of the

Tory Burch Trademarks; and

(4)

committing anyotheract which falsely represents or which hasthe effect of

falsely representing that the goods and services of Defendants are licensed by, authorized by,
offered by, produced by, sponsored by, or in any other way associated with Tory Burch;
B.

Ordering Defendants to recall from any distributors and retailers and to deliver to

Tory Burch for destruction or other disposition all remaining inventory of Infringing Products, or
other products bearing the Tory Burch Trademarks, Tory Burch Copyrighted Designs, or any
marks confusingly similar or substantially similar thereto, including all advertisements,

promotional and marketing materials therefore, as well as means of making same;


C.

Ordering Defendants to file with this Court and serve on Tory Burchwithinten (10)

days after entry of the injunction a report in writing, under oath setting forth in detail the manner
and form in which Defendants have complied with the injunction;

D.

Declaring that the Infringing TT Logo is not entitled to federal registration based

on its likelihood of confusion with the Tory Burch Trademarks;

E.

Ordering that U.S. Reg. No. 4,102,185 be cancelled and directing the Clerk of the

Court to transmit notice of the Order to the Director of the Trademark Office of the United States
Patent and Trademark Office;

F.

Ordering an accounting by Defendants of all gains, profits, and advantages derived

from their wrongful acts;

G.

Awarding Tory Burch all of Defendants' profits and all damages sustained by Tory

Burch as a result of Defendants' wrongful acts, and such other compensatory damages as the Court

determines to be fair and appropriate pursuant to 15 U.S.C. 1117(a) and 17 U.S.C. 504(b);

41

H.

Awarding treble damages in the amount of Defendants' profits or Tory Burch's

damages, whichever is greater, for willful infringement pursuant to 15 U.S.C. 1117(b);


I.

Awarding applicable interest, costs, disbursements and attorneys' fees, pursuant to

15 U.S.C. 1117(b) and 17 U.S.C. 505;

J.

Awarding Tory Burch statutory damages pursuant to 15 U.S.C. 1117(c) and 17

U.S.C. 504(c);

K.

Awarding Tory Burch punitive damages inconnection with its state law claims, on

account of Defendants' willful misconduct and fraud and deceit upon the public; and
L.

Such other relief as may be just and proper.


DEMAND FOR JURY TRIAL

Tory Burch demands a trial byjury of all claims so triable.

42

Dated: February 4, 2015

Respectfully submitted,

FISH & RICHARDSON P.C.

R. David Hosp (RH3344)


Elizabeth E. Brenckman (EB1378)

601 Lexington Avenue, 52nd Floor


New York, New York 10022
Tel: (212) 765-5070
Fax:(212)258-2291

hosp@fr.com
brenckman@fr.com
Natalie L. Arbaugh (pro hac vice forthcoming)
1717 Main Street, Suite 5000
Dallas, TX 75201

Tel: (214) 478-3302


Fax: (214) 747-2091
arbaugh@fr.com

Attorneysfor Plaintiffs River Light V, L.P. and


Tory Burch LLC

43

EXHIBIT 1

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Clare O'Connor Forbes Staff

| follow J
The consumer economy: retail, and the people reinventing it.

1/03/2013 4:40PM

124,015 views

Fashion Tycoon Tory Burch


Becomes A Billionaire (Thanks,
In Part, To $200 Ballet Flats)
+ Comment Now

+ Follow Comments

Five years ago this month,


fledgling womenswear
designer Tory Burch
landed on the cover of

Town & Country


magazine. The
accompanying profile

tried to explain the


growing popularity of her
fashion line, launched
from her kitchen in 2004.

The designer Tory Burch, center,


poses with models. Clickfor
more photos. (Credit: AP
Photo/Diane Bondareff)

The seven big mistakes and how


NOT to train your sales team
+

Improve your sales

Learn

by Selling in English

More

"Her tunics became the uniform for everyone from


the Upper East Side lady who lunches," it read, "to women across America
who wanted to look like an Upper East Side lady who lunches."

I That uniform preppy-bohemian, you could call it, orWASP chic has
IJJurned ToryBurch into a household name, and nowa billionaire.
Tory is set to join the 2013 Forbes World's Billionaires list in March as one of a
handful of women who made their fortunes rather than inherited them,

including Oprah Winfrey and Meg Whitman. The 46-year-old Penn graduate
and former fashion PR is now the second youngest self-made female
billionaire in America; Spanx inventor Sara Blakely. who joined the rich list in
_2Q1Z, is the youngest at 41.
Paradoxically, Tory's newfound billionaire status comes as a result of her exhusband's latest business move. One-time company co-chair Chris Burch sold
part of his 28.3% stake in the brand to two new investors this week, putting to
rest months of lawsuits and counterclaims that threatened to derail a future
TPO.

Chris' deal values the company at $3.25 billion, according to private company
analysts PrivCo. Representatives for the fashion house would not comment on
that figure, but Forbes' own calculations using price-to-revenue ratios for
similar public companies suggest Tory Burch LLC is worth at least $3.5
billion. This makes Tory's own 28.3% stake in her eponymous firm worth $1
billion.

Our valuation could well prove conservative should


Tory and her board decide to take the company
public in coming months. Tory Burch LLC brought
in close to $800 million in revenues in 2012. By way
of comparison, fellow American-luxe womenswear
designer Michael Kors' company brought in $800
million in revenues in 2011, went public that year,
and now boasts a market cap of over $10 billion.
Tory hit the big time in 2006, with the launch of her
best-known product, a $195 pair of leather ballet
flats in every conceivable color with her signature
'double T' medallion logo on the top. She named the
shoes "the Reva" after her mother.

In 2008, she cemented her status in the fashion firmament by winning the
industry's version of the Oscar, the Accessory Designer of the Year award
from the Council of Fashion Designers of America. In 2010, queenmaker
Oprah Winfrey included Tory's Reva flats in her final Favorite Things episode,
elevating them to wardrobe must-haves. That year, the company opened its
first standalone stores in Europe and Asia.
Then came the bump in the road that put a long-rumored IPO on hold
indefinitely. The trouble between exes Tory and Chris began in 2011 when
Chris launched C. Wonder, a preppy clothing chain bearing a striking

resemblance to Tory's multi-billion dollar brand but at a far cheaper price.


Since then, Chris has been forced off the board of Tory Burch LLC,but
retained a 28.3% stake in his ex-wife's company.

In October, Chris sued Tory and the majority of her company's board, alleging
they were trying to hinder his relations with suppliers and hamper his attempt
to sell some of his stake. Tory Burch LLC countersued in November, claiming
C. Wonder "is a knockoff brand...with mass-market versions of the top-selling
Tory Burch items." (You can judge for yourself: scroll through the images in
this counterclaim.!

On January 1st, the board at Tory Burch LLC and


Chris announced they'd settled "all pending legal
claims!!, putting an end to what the presiding judge
had called a "drunken WASP test". That same day,
Chris announced the sale of most of his 28.3% stake

to two new high-profile investors, philanthropist


Chuck Feeney's General Atlantic and Warren
Buffett banker Byron Trott's BDT Capital Partners.
None of the parties involved disclosed exactly how
much of his 28.3% Chris sold, nor the price paid by
these new minority shareholders. PrivCo got their
hands on the offering memorandum and value the
sale at $812.5 million, although a representative for Tory Burch LLC wouldn't
corroborate that figure. (Calls and emails to Burch Creative Capital, Chris'
holding company, were not returned.)
PrivCo's number-crunchers say Chris, as well as Tory, is now a billionaire
thanks to dividends and other assets. The 59-year-old retail veteran has
indeed made some canny investments over the years, including stakes in
phone gadget manufacturer Aliph, which owns popular Bluetooth handset
Jawbone; pricey Norwegian artesian bottled water brand Voss and wireless
charging outfit Powermat. Watch this space: Chris may well join his ex-wife in
the Forbes billionaires' club.
Read More:

Why Tory Burch Should Be Fashion's Next Billionaire (And How Her Ex Could
Stop Her!
Is Billionaire Blavatnik Playing Both Sides In Tory Burch Battle?

Fashion Mogul Tory Burch Settles With Her Ex (And


Gets A New High Profile Investor)
Undercover Billionaire: Sara Blakely Joins The Rich
List Thanks To Spanx
Follow me on Twitter and Facebook.

EXHIBIT 2

Type of Work:

Visual Material

Registration Number / Date:


VA0001768387

/ 2011-03-16

Application Title:

TT & Design.

Title:

TT & Design.

Description:

Electronic file

(eService)

Copyright Claimant:

River Light V, L.P.,


Date

of

Creation:

Date

of

Publication:
2004-02-01

Nation

of

First

Transfer:

By written agreement.

2003

Publication:
United States

Authorship on Application:
MODco Creative, Inc., employer for hire;
States. Authorship: 2-D artwork.

Rights and Permissions:


Mary L. Grieco,

Domicile:

Olshan Grundman Frome Rosenzweig & Wolosky

LLP, 65 East 55th Street, New York, NY, 10022,


States, (212) 451-2300, mgrieco@olshanlaw.com

Names:

United

MODco Creative, Inc.


River Light V, L.P.

United

EXHIBIT 3

United States Patent and Trademark Office


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Record 1 out of 1
TSDR

I ASSIGN Status I TTAB Status

I( Use the "Back" button of the Internet Browser to return to TESS)

Word Mark

TT

Goods and

IC 004. US 001 006 015. G & S: Candles. FIRST USE: 20040201. FIRST USE IN COMMERCE: 20040201

Services

IC 014. US 002 027 028 050. G & S: Jewelry. FIRST USE: 20040201. FIRST USE IN COMMERCE: 20040201
IC 018. US 001 002 003 022 041. G & S: Accessories, namely, handbags, umbrellas and cosmetic bags sold empty.
FIRST USE: 20040201. FIRST USE IN COMMERCE: 20040201

(CANCELLED) IC 020. US 002 013 022 025 032 050. G & S: [ Housewares, namely, wood boxes and furniture ].
FIRST USE: 20040201. FIRST USE IN COMMERCE: 20040201

IC 024. US 042 050. G & S: Housewares, namely, [ bed sheets, table linens and ] towels. FIRST USE: 20040201.
FIRST USE IN COMMERCE: 20040201

IC 025. US 022 039. G & S: Clothing, namely, shirts, tops, sweaters, pants, skirts, shorts, dresses, bathing suits,
bikinis, sarongs, shoes, socks, belts, [ undergarments, ] robes and headwear; Outerwear, namely, scarves, jackets,
vests and coats. FIRST USE: 20040201. FIRST USE IN COMMERCE: 20040201
Mark

Drawing

(3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

Code

Design
Search Code
Serial
Number

Filing Date
Current
Basis

Original
Filing Basis

09.01.02 - Embroidery; Labels, clothing; Stitching, not on clothing pockets


26.01.21 - Circles that are totally or partially shaded.
76546289

September 23, 2003


1A

1B

Published
for

Opposition

February 22, 2005

Change In

Registration

CHANGE |N REGISTRATION HAS OCCURRED

Registration 3Q2979S
Number

International

Registration 0854054
Number

Registration December 13, 2005


Date
Owner

(REGISTRANT) River Light V, LLC LIMITED LIABILITY COMPANY DELAWARE 685 Kromer Avenue Berwyn
PENNSYLVANIA 19312

(LAST LISTED OWNER) RIVER LIGHT V, L.P. LIMITED PARTNERSHIP DELAWARE 11 West 19th Street, 7th
Floor New York NEW YORK 10011

Assignment
Recorded

Attorney of
Record

Description
of Mark

Type of
Mark

Register
Affidavit
Text

Live/Dead
Indicator

ASSIGNMENT RECORDED

Steven R. Gursky, Mary L. Grieco, Safia A. Anand


Color is not claimed as a feature of the mark.

TRADEMARK

PRINCIPAL
PARTIAL SECT 8 (6-YR).
LIVE

uSaHll

ISEARCH OG

HOME | SITE INDEX | SEARCH | eBUSINESS | HELP | PRIVACY POLICY

Int. Cls.: 4, 14, 18, 20, 24 and 25


Prior U.S. Cls.: 1, 2, 3, 6, 13, 15, 22, 25, 27,
28, 32, 39, 41, 42 and 50

Reg. No. 3,029,795

United States Patent and Trademark Office

Registered Dec. 13, 2005

Corrected

OG Date Dec. 15, 2009

TRADEMARK
PRINCIPAL REGISTER

RIVER LIGHT V, L.P. (DELAWARE LIM


ITED PARTNERSHIP)

FOR: HOUSEWARES, NAMELY,


WOOD BOXES AND FURNITURE, IN

7TH FLOOR

CLASS 20 (U.S. CLS.


AND 50).

11 WEST 19TH STREET

NEW YORK, NY 10011

2, 13, 22, 25, 32

FIRST USE 2-1-2004; IN COMMERCE


2-1-2004.

FOR: CANDLES, IN CLASS 4 (U.S.


CLS. 1, 6 AND 15).
FIRST USE 2-1-2004; IN COMMERCE

FOR: HOUSEWARES, NAMELY, BED


SHEETS, TABLE LINENS AND TOWELS,

IN CLASS 24 (U.S. CLS. 42 AND 50).


FIRST USE 2-1-2004; IN COMMERCE

2-1-2004.

2-1-2004.

FOR:

JEWELRY, IN CLASS 14 (U.S.

CLS. 2, 27, 28 AND 50).

FIRST USE 2-1-2004; IN COMMERCE


2-1-2004.

FOR: ACCESSORIES, NAMELY,


HANDBAGS, UMBRELLAS AND COS
METIC BAGS SOLD EMPTY, IN CLASS
18 (U.S. CLS. 1, 2, 3, 22 AND 41).
FIRST USE 2-1-2004; IN COMMERCE
2-1-2004.

FOR: CLOTHING, NAMELY, SHIRTS,


TOPS, SWEATERS, PANTS, SKIRTS,
SHORTS, DRESSES, BATHING SUITS,
BIKINIS, SARONGS, SHOES, SOCKS,
BELTS, UNDERGARMENTS, ROBES
AND HEADWEAR; OUTERWEAR,
NAMELY, SCARVES, JACKETS, VESTS

AND COATS , IN CLASS 25 (U.S. CLS.


22 AND 39).
FIRST USE 2-1-2004; IN COMMERCE
2-1-2004.

SER. NO. 76-546,289, FILED 9-23-2003.

In testimony whereof I have hereunto set my hand


and caused the seal of The Patent and Trademark
Office to be affixed on Dec. 15, 2009.

United States Patent and Trademark Office


Home Site Index Search FAQ Glossary Guides Contacts eBusiness eBiz alerts News Help

Trademarks > Trademark Electronic Search System (TESS)


TESS was last updated on Wed Aug 20 02:21:02 EDT 2014
ISEARCH OG

ESS Home I NEW USER ISTftl

tpgoat. | Please logout when you are done to release system resources allocated for you.
Record 1 out of 1
TSDR

I ASSIGN Status I TTAB Status

Word Mark

Goods and Services

( Use the "Back" button of the Internet Browser to return to TESS)

TT

IC 035. US 100 101 102. G & S: Retail clothing apparel and accessories stores. FIRST USE:
20040208. FIRST USE IN COMMERCE: 20040208

Mark Drawing Code

(3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

Design Search Code

26.01.21 - Circles that are totally or partially shaded.

Serial Number

76546288

Filing Date

September 23, 2003

Current Basis

1A

Original Filing Basis

1B

Published for

Opposition

Registration Number
International

Registration Number

January 18, 2005


3024142
0850292

Registration Date

December 6, 2005

Owner

(REGISTRANT) River Light V, LLC LIMITED LIABILITY COMPANY DELAWARE 685 Kromer Avenue
Berwyn PENNSYLVANIA 19312

(LAST LISTED OWNER) RIVER LIGHT V, L.P. LIMITED PARTNERSHIP NEW YORK 11 West 19th
Street, 7th Floor NEW YORK NEW YORK 10011

Assignment Recorded

ASSIGNMENT RECORDED

Attorney of Record

Steven R. Gursky, Mary L. Grieco, Safia A. Anand

Description of Mark

Color is not claimed as a feature of the mark.

Type of Mark

SERVICE MARK

Register

PRINCIPAL

Affidavit Text

SECT 15. SECT 8 (6-YR).

Live/Dead Indicator

LIVE

Int. CI.: 35

Reg. No. 3,024,142

Prior U.S. Cls.: 100, 101 and 102


United States Patent and Trademark Office

Registered Dec. 6, 2005

New Cert.

OG Date Dec. 22, 2009

SERVICE MARK
PRINCIPAL REGISTER
REGISTRATION ASSIGNED

RIVER LIGHT V, L.P. (DELAWARE LIM


ITED PARTNERSHIP)
99 MADISON AVENUE

NEW YORK, NY 10016

FOR:

RETAIL CLOTHING APPAREL

AND ACCESSORIES STORES, IN CLASS


35 (U.S. CLS. 100, 101 AND 102).
FIRST USE 2-8-2004; IN COMMERCE
2-8-2004.

SER. NO. 76-546,288, FILED 9-23-2003.

In testimony whereof I have hereunto set my hand


and caused the seal of The Patent and Trademark
Office to be affixed on Dec. 22, 2009.

^J ~

K^^^^J

United States Patent and Trademark Office


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Word Mark

TT

Goods and

IC 018. US 001 002 003 022 041. G & S: A full line of handbags. FIRST USE: 20040201. FIRST USE IN

Services

COMMERCE: 20040201

IC 025. US 022 039. G & S: A full line of women's clothing and footwear. FIRST USE: 20040201. FIRST USE IN
COMMERCE: 20040201

Mark Drawing
Code

Design Search
Code
Trademark

Search Facility
Classification
Code

(3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS


26.01.01 - Circles as carriers or as single line borders

LETS-1 TT A single letter, multiples of a single letter or in combination with a design


SHAPES-CIRCLE Circle figures or designs including semi-circles and incomplete circles
SHAPES-MISC Miscellaneous shaped designs

Serial Number

77345778

Filing Date

December 6, 2007

Current Basis

1A

Original Filing
Basis

Published for

Opposition
Registration
Number

Registration
Date
Owner

1A

November 4, 2008
3563326

January 20, 2009

(REGISTRANT) River Light V, L.P. LIMITED PARTNERSHIP DELAWARE 11 West 19th Street, 7th Floor New
York NEW YORK 10011

Attorney of
Record
Prior

Steven R. Gursky, Mary L. Grieco, Safia A. Anand


. 4 ..
Registrations

3024142;3029795

Description of

Color is not claimed as a feature of the mark. The mark consists of a circle with a "T" and an upside down "T"

Mark

in the middle.

Type of Mark
Register

TRADEMARK
PRINCIPAL

Affidavit Text

SECT 15. SECT 8 (6-YR).

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Int. Cls.: 18 and 25

Prior U.S. Cls.: 1, 2, 3, 22, 39 and 41

United States Patent and Trademark Office

Reg. No. 3,563,326


Registered Jan. 20,2009

TRADEMARK
PRINCIPAL REGISTER

RIVER LIGHT V, L.P. (DELAWARE LIMITED


PARTNERSHIP)
99 MADISON AVENUE NEW

NEW YORK, NY 10016

FIRST USE 2-1-2004; IN COMMERCE 2-1-2004.

OWNER OF U.S. REG. NOS. 3,024,142 AND


3,029,795.

FOR: A FULL LINE OF HANDBAGS, IN CLASS 18

(U.S. CLS. 1,2, 3,22 AND 41).

THE MARK CONSISTS OF A CIRCLE WITH A "T"


AND AN UPSIDE DOWN "T" IN THE MIDDLE.

FIRST USE 2-1-2004; IN COMMERCE 2-1-2004.


FOR: A FULL LINE OF WOMEN'S CLOTHING

AND FOOTWEAR, IN CLASS 25 (U.S. CLS. 22 AND


39).

SER. NO. 77-345,778, FILED 12-6-2007.

JOHN GARTNER, EXAMINING ATTORNEY

United States Patent and Trademark Office


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Word Mark
Goods and
Services

IC 025. US 022 039. G & S: Socks; Robes. FIRST USE: 20080101. FIRST USE IN COMMERCE: 20080101

Mark Drawing

DES|Gn PLUS WORDS, LETTERS, AND/OR NUMBERS

Code

Design Search
Code

26.01.21 - Circles that are totally or partially shaded.

Serial Number

77345862

Filing Date

December 6, 2007

Current Basis

1A

Original Filing
Basis

Published for

Opposition
Registration
Number

Registration
Date

Owner

1B

May 13, 2008


4029068

September 20, 2011

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th St, 7th Floor New York NEW YORK 10011

Attorney of
Record

Prior

Registrations

Steven R. Gursky, Mary L. Grieco, Safia A. Anand


3024142;3029795;AND OTHERS

Description of

Color is not claimed as a feature of the mark. The mark consists of A circle with a "T" and an upside down "T" in

Mark

the middle.

Type of Mark

TRADEMARK

Register

PRINCIPAL

Live/Dead

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states; of &m
W*

Mmtefc &tatetf patent mh T&ra&etnarfc 0Uitt


Wnit

Reg. No. 4,029,068

er%

river light v,l.p. (Delawarelimited partnership)


11 WEST 19TH ST, 7TH FLOOR

Registered Sep. 20,2011 newyork,ny 10011


Int. CL: 25

FOR: SOCKS; ROBES, IN CLASS 25 (U.S. CLS. 22 AND 39).


FIRST USE 1-1-2008; IN COMMERCE 1-1-2008.

TRADEMARK
OWNER OF U.S. REG. NOS. 3,024,142,3,029,795, AND OTHERS.

PRINCIPAL REGISTER
THE MARK CONSISTS OF A CIRCLE WITH A "T" AND AN UPSIDE DOWN "T" IN THE
MIDDLE.

SN 77-345,862, FILED 12-6-2007.

JOHN GARTNER, EXAMINING ATTORNEY

Director of the United States Patent and Trademark Office

~J

-,

United States Patent and Trademark Office


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Word Mark

T T

Goods and

IC 006. US 002 012 013 014 023 025 050. G & S: Metal key chains. FIRST USE: 20081031. FIRST USE IN

Services

COMMERCE: 20081031

Mark Drawing
Code

Design Search
Code

(3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS


26.01.01 - Circles as carriers or as single line borders

Serial Number

77801962

Filing Date

August 11, 2009

Current Basis

1A

Original Filing
Basis

Published for

Opposition
Registration
Number

Registration
Date
Owner

1B

November 17, 2009


4129090

April 17, 2012

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record
Prior

Registrations

Steven R. Gursky
3024142;3029795;3563326

Description of Color is not claimed as a feature of the mark. The mark consists of an upright "T" underneath an upside down
Mark

inside a circle.

Type of Mark

TRADEMARK

Register

PRINCIPAL

Live/Dead

T"

Indicator

LIVE

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^tiiteU states of 8W..


Mi*

SHtuteb &tate* patent atrti ^raoemarfe Office

Reg. No. 4,129,090

v*f

river light v,l.p.(Delaware limited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered Apr. 17,2012 newyork,nyiooii


Int. CI.: 6

FOR: METAL KEY CHAINS, IN CLASS 6 (U.S. CLS. 2,12,13,14,23,25 AND 50).
FIRST USE 10-31-2008; IN COMMERCE 10-31-2008.

TRADEMARK
OWNER OF U.S. REG. NOS. 3,024,142,3,029,795, AND 3,563,326.

PRINCIPAL REGISTER
THE MARK CONSISTS OF AN UPRIGHT "T" UNDERNEATHAN UPSIDE DOWN "T" INSIDE
A CIRCLE.

SN 77-801,962, FILED 8-11-2009.

TARAH HARDY, EXAMINING ATTORNEY

Director ofthe United States Patent and Trademark Office

_,.,

United States Patent and Trademark Office


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Word Mark

IC 018. US 001 002 003 022 041. G & S: Leather key chains. FIRST USE: 20081031. FIRST USE IN

Services

COMMERCE: 20081031

Mark Drawing

Design Search
Code

(3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS


26.01.01 - Circles as carriers or as single line borders

Serial Number

77801996

Filing Date

August 11, 2009

Current Basis

1A

Original Filing

Basis
Published for

Opposition

T T

Goods and

Code

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Registration
Number

Registration
Date

Owner

1B

November 17, 2009


4150523

May 29, 2012

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record
Prior

Registrations

Steven R. Gursky
3024142:3029795:3563326

Description of Color is not claimed as a feature of the mark. The mark consists of an upright "T" underneath an upside down "T"
Mark

inside a circle.

Type of Mark

TRADEMARK

Register

PRINCIPAL

Live/Dead

~J . . . v .

Indicator

~~~,

LIVE

Han

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^iteU states of mmtJt


Mi*

QJmteb States: patent anb tErabernarfc (Pfftcc

Reg. No. 4,150,523

^H

river light v,l.p. (Delaware limited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered May 29,2012 new york,ny iooh


Int. CL: 18

FOR: LEATHER KEY CHAINS, IN CLASS 18 (U.S. CLS. 1,2,3,22 AND 41).
FIRST USE 10-31-2008; IN COMMERCE 10-31-2008.

TRADEMARK
OWNER OF U.S. REG. NOS. 3,024,142,3,029,795, AND 3,563,326.

PRINCIPAL REGISTER
THE MARK CONSISTS OF AN UPRIGHT "T" UNDERNEATHANUPSIDE DOWN "T" INSIDE
A CIRCLE.

SN 77-801,996, FILED 8-11-2009.


TARAH HARDY, EXAMINING ATTORNEY

Director ofthe United States Patent and Trademark Office

^J

United States Patent and Trademark Office


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Goods and
Services

IC 016. US 002 005 022 023 029 037 038 050. G & S: Calendars; Note cards; Passport covers; Pen and pencil
cases; Pencils; Stationery. FIRST USE: 20080930. FIRST USE IN COMMERCE: 20080930

Mark

Drawing

(3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

Code

Design
Search Code
Serial
Number

Filing Date

26.01.01 - Circles as carriers or as single line borders


77803663

August 13, 2009

Current Basis 1A

Original
Filing Basis
Published for

Opposition
Registration
Number

Registration
Date
Owner

1B

January 19, 2010


4276065

January 15, 2013

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record
Prior

Registrations

Steven R. Gursky, Mary L. Grieco, Safia A. Anand


3024142;3029795;3563326

Description

Color is not claimed as a feature of the mark. The mark consists of an upright "T" directly below an inverted "T" all

of Mark

surrounded by a circle.

Type of Mark

TRADEMARK

^j

Register
Live/Dead
Indicator

... y^^^^j

PRINCIPAL
LIVE

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^itet) states of 8W..


Vli^

Wnittit States? patent anfc t&rabemarfc Office

Reg. No. 4,276,065

^K

river light v,l.p.(Delaware limited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered Jan. 15,2013 newyork,nyiooh


Int. CL: 16

FOR: CALENDARS; NOTE CARDS; PASSPORT COVERS; PEN AND PENCIL CASES; PEN
CILS; STATIONERY, IN CLASS 16 (U.S. CLS. 2,5,22,23,29,37,38 AND 50).

TRADEMARK

FIRST USE 9-30-2008; IN COMMERCE 9-30-2008.

PRINCIPAL REGISTER

OWNER OF U.S. REG. NOS. 3,024,142,3,029,795, AND 3,563,326.


THE MARK CONSISTS OF AN UPRIGHT "T" DIRECTLY BELOW AN INVERTED "T" ALL
SURROUNDED BY A CIRCLE.

SN 77-803,663, FILED 8-13-2009.


NICHOLAS COLEMAN, EXAMINING ATTORNEY

Director of the United States Patent and Trademark Office

United States Patent and Trademark Office


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Goods and

IC 003. US 001 004 006 050 051 052. G & S: Cologne; Cosmetic preparations for body care; Cosmetics;

Services

Fragrances for personal use; Non-medicated skin care preparations; Perfumes. FIRST USE: 20130906. FIRST
USE IN COMMERCE: 20130906

Mark Drawing
Code

Design Search
Code
Serial Number

(3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS


26.01.01 - Circles as carriers or as single line borders
77948341

Filing Date

March 2, 2010

Current Basis

1A

Original Filing
Basis

Published for

Opposition
Registration
Number

1B

July 27, 2010


4432775

International

Registration

1043796

Number

Registration
Date
Owner

November 12, 2013

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record
Prior

Registrations

Description of

Mary L. Grieco
3024142;3029795;3563326

Color is not claimed as a feature of the mark. The mark consists of an upright "T" directly below an inverted "T"

Mark

all surrounded by a circle.

Type of Mark

TRADEMARK

Register

PRINCIPAL

Live/Dead
Indicator

LIVE

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^ite* states of 3W*


V*V*

WlniUto States? patent mb flfrabemarfc #fftce

Reg. No. 4,432,775

*-lf

river light v, l.p. (Delaware limited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered Nov. 12,2013 newyork,ny iooh


Int. CI.: 3

FOR: COLOGNE; COSMETIC PREPARATIONS FOR BODY CARE; COSMETICS; FRA


GRANCES FOR PERSONAL USE; NON-MEDICATED SKIN CARE PREPARATIONS; PER
FUMES , IN CLASS 3 (U.S. CLS. 1,4,6,50,51 AND 52).

TRADEMARK
FIRST USE 9-6-2013; IN COMMERCE 9-6-2013.

PRINCIPAL REGISTER

OWNER OF U.S. REG. NOS. 3,024,142,3,029,795, AND 3,563,326.


THE MARK CONSISTS OF AN UPRIGHT "T" DIRECTLY BELOW AN INVERTED "T" ALL
SURROUNDED BY A CIRCLE.

SN 77-948,341, FILED 3-2-2010.


KEVIN CORWIN, EXAMINING ATTORNEY

Deputy Director of the United States Patent and Trademark Office

United States Patent and Trademark Office


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Goods and Services

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TT

IC 009. US 021 023 026 036 038. G & S: Eyewear; Eyewear cases. FIRST USE: 20091021. FIRST USE IN
COMMERCE: 20091021

Mark Drawing Code (3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS
Design Search Code 26.01.01 - Circles as carriers or as single line borders
26.01.02 - Circles, plain single line; Plain single line circles
Serial Number

85325963

Filing Date

May 20, 2011

Current Basis

1A

Original Filing Basis

1A

Published for

Opposition
Date Amended to

Current Register
Registration
Number

August 9, 2011

May 27, 2011


4045568

Registration Date

October 25, 2011

Owner

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED
PARTNERSHIP DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of Record

Steven R. Gursky, Mary L. Grieco, Safia A. Anand

Prior Registrations

3024142;3029795;3563326

Description of Mark Color is not claimed as a feature of the mark. The mark consists of an upright "T" directly below an inverted
"T" all surrounded by a circle.

Type of Mark

TRADEMARK

Register

PRINCIPAL

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V2>*

SHmteb &tatetf patent antr tlrabemarfe #tce

Reg. No. 4,045,568

^H

river light v,l.p. (Delaware limited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered Oct. 25,2011 newyork,nyiooh


Int. CI.: 9

FOR: EYEWEAR; EYEWEAR CASES, FN CLASS 9 (U.S. CLS. 21,23,26,36 AND 38).
FIRST USE 10-21-2009; IN COMMERCE 10-21-2009.

TRADEMARK
OWNER OF U.S. REG. NOS. 3,024,142,3,029,795, AND 3,563,326.
PRINCIPAL REGISTER
THE MARK CONSISTS OF AN UPRIGHT "T" DIRECTLY BELOW AN INVERTED "T" ALL
SURROUNDED BY A CIRCLE.

SER. NO. 85-325,963, FILED S.R. 5-20-2011 AM. PR. 5-27-2011.


KATHLEEN M. VANSTON, EXAMINING ATTORNEY

Director ofthe United States Patent and Trademark Office

United States Patent and Trademark Office


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Goods and
Services

IC 018. US 001 002 003 022 041. G & S: Backpacks; Beach bags; Business card cases; Coin purses; Dog
collars; Dog leashes; Overnight bags; Pet clothing; Wallets; Wristlet bags. FIRST USE: 20081031. FIRST USE IN
COMMERCE: 20081031

Mark Drawing
Code

Design Search
Code

(3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS


26.01.01 - Circles as carriers or as single line borders

Serial Number

85530802

Filing Date

February 1, 2012

Current Basis

1A

Original Filing
Basis

Published for

Opposition
Registration
Number

1A

July 10, 2012


4213404

International

Registration

1141379

Number

Registration
Date

Owner

September 25, 2012

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record
Prior

Registrations

Description of

Steven R. Gursky, Mary L. Grieco, Safia A. Anand


3024142;3029795;3563326;AND OTHERS

Color is not claimed as a feature of the mark. The mark consists of an upright "T" directly below an inverted "T"

Mark

all surrounded by a circle.

Type of Mark

TRADEMARK

Register

PRINCIPAL

Live/Dead
Indicator

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^iteU states of 3mer(c


V2V*

?Kmteb States: patent anb tKrabemarfc #fftce

Reg. No. 4,213,404

*-Cf

river light v, l.p. (Delaware limited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered Sep. 25,2012 newyork,nyiooii


Int. CI.: 18

FOR: BACKPACKS; BEACH BAGS; BUSINESS CARD CASES; COIN PURSES; DOG COL
LARS; DOG LEASHES; OVERNIGHT BAGS; PET CLOTHING; WALLETS; WRISTLET BAGS
, IN CLASS 18 (U.S. CLS. 1,2,3,22 AND 41).

TRADEMARK
FIRST USE 10-31-2008; IN COMMERCE 10-31-2008.

PRINCIPAL REGISTER
OWNER OF U.S. REG. NOS. 3,024,142,3,563326 AND OTHERS.
THE MARK CONSISTS OF AN UPRIGHT "T" DIRECTLY BELOW AN INVERTED "T" ALL
SURROUNDED BY A CIRCLE.

SER. NO. 85-530,802, FILED 2-1-2012.


SUE LAWRENCE, EXAMINING ATTORNEY

Director of the United States Patent and Trademark Office

United States Patent and Trademark Office


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(be)
Word Mark
Goods and
Services

IC 009. US 021 023 026 036 038. G & S: Cell phone cases; Leather protective covers specially adapted for
personal electronic devices; Protective covers and cases for cell phones, laptops and portable media players.
FIRST USE: 20091031. FIRST USE IN COMMERCE: 20091031

Mark Drawing
Code

Design
Search Code
Serial
Number

Filing Date

(3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

26.01.01 - Circles as carriers or as single line borders


85530803

February 1, 2012

Current Basis 1A

Original Filing
Basis

Published for

Opposition
Registration
Number

1A

July 10, 2012


4213405

International

Registration

1141379

Number

Registration
Date
Owner

September 25, 2012

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record
Prior

Registrations

Steven R. Gursky, Mary L. Grieco, Safia A. Anand


3024142;3029795;3563326;AND OTHERS

Description
of Mark

Color is not claimed as a feature of the mark. The mark consists of an upright "T" directly below an inverted "T" all
surrounded by a circle.

Type of Mark TRADEMARK


Register
Live/Dead
Indicator

PRINCIPAL
LIVE

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^iteU states of Sttteti^


VIV*

SBntteu &tate* patent anb tobemarfe Office

Reg. No. 4,213,405

*-**

river light v,l.p. (Delawarelimited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered Sep. 25,2012 newyork,nyiooii


Int. CI.: 9

FOR: CELL PHONE CASES; LEATHER PROTECTIVE COVERS SPECIALLY ADAPTED


FOR PERSONAL ELECTRONIC DEVICES; PROTECTIVE COVERS AND CASES FOR CELL

PHONES, LAPTOPSAND PORTABLE MEDIA PLAYERS,IN CLASS 9 (U.S. CLS. 21,23,26,


TRADEMARK

36 AND 38).

PRINCIPAL REGISTER

FIRST USE 10-31-2009; IN COMMERCE 10-31-2009.

OWNER OF U.S. REG. NOS. 3,024,142,3,563,326 AND OTHERS.


THE MARK CONSISTS OF AN UPRIGHT "T" DIRECTLY BELOW AN INVERTED "T" ALL
SURROUNDED BY A CIRCLE.

SER. NO. 85-530,803, FILED 2-1-2012.

SUE LAWRENCE, EXAMINING ATTORNEY

Director ofthe United States Patent and Trademark. Office

United States Patent and Trademark Office

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JG,
"IP
Word Mark

Goods and

IC 018. US 001 002 003 022 041. G & S: Backpacks; Cosmetic cases sold empty; Handbags; Leather pouches;

Services

Tote bags. FIRST USE: 20120630. FIRST USE IN COMMERCE: 20120630

Mark Drawing
Code

(3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

Design Search 26.09.21 - Squares that are completely or partially shaded


Code

26.09.28 - Miscellaneous designs with overall square shape; Square shapes (miscellaneous overall shape)
27.03.01 - Geometric figures forming letters, numerals or punctuation

Serial Number 85591301

Filing Date

April 6, 2012

Current Basis

1A

Original Filing
Basis
Published for

Opposition
Registration
Number

Registration
Date

Owner

1B

July 3, 2012
4459720

December 31, 2013

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record
Prior

Registrations

Steven R. Gursky
3024142;3029795;3563326;AND OTHERS

Description of Color is not claimed as a feature of the mark. The mark consists of design of four equal parts created from two
Mark
stylized split "T"s.
Type of Mark

TRADEMARK

Register

PRINCIPAL

Live/Dead
Indicator

LIVE

mimWmwLSmliSw

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^tiiteU
states
of
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V2i^
Wnitih &tate* patent attfr t&rabemarfc Office
^H

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"3.7
Reg. No. 4,459,720

river light v, l.p. (Delaware limited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered Dec. 31,2013 newyork,ny iooh


Int. CI.: 18

FOR: BACKPACKS;COSMETIC CASES SOLD EMPTY; HANDBAGS; LEATHERPOUCHES;


TOTE BAGS, IN CLASS 18 (U.S. CLS. 1,2,3,22 AND 41).

TRADEMARK

FIRST USE 6-30-2012; IN COMMERCE 6-30-2012.

PRINCIPAL REGISTER

OWNER OF U.S. REG. NOS. 3,024,142,3,563,326, AND OTHERS.


THE MARK CONSISTS OF DESIGN OF FOUR EQUAL PARTS CREATED FROM TWO
STYLIZED SPLIT "T"S.

SN 85-591,301, FILED 4-6-2012.


SUE LAWRENCE, EXAMINING ATTORNEY

/(Lu^j.j.du^
Commissioner for Trademarks of the
United States Patent and Trademark Office

United States Patent and Trademark Office

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"3C"
Word Mark
Goods and

Services

Mark Drawing
Code

Design Search
Code

IC 025. US 022 039. G & S: Belts; Footwear. FIRST USE: 20130331. FIRST USE IN COMMERCE: 20130331
(3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

27.03.01 - Geometric figures forming letters, numerals or punctuation

Serial Number

85591319

Filing Date

April 6, 2012

Current Basis

1A

Original Filing
Basis

Published for

Opposition
Registration
Number

Registration
Date
Owner

1B

August 28, 2012


4365683

July 9, 2013

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record
Prior

Registrations

Steven R. Gursky, Mary L. Grieco, Safia A. Anand


3024142;3029795;3563326;AND OTHERS

Description of Color is not claimed as a feature of the mark. The mark consists of design of four equal parts created from two
Mark
stylized split "T"s.

Type of Mark

TRADEMARK

Register

PRINCIPAL

Live/Dead

^J ~ . ~ . . . v .. ~ ~ ~ ,

Indicator

LIVE

uaaisuul

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^itefc states of g)W.


V*^

SHntteb &tate* patent an* t&ra&etnarfc ttitz

^Cf

JG.
Reg. No. 4,365,683

river light v, l.p. (Delaware limited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered July 9, 2013 newyork, ny iooi i


Int. CI.: 25

FOR: BELTS; FOOTWEAR, IN CLASS 25 (U.S. CLS. 22 AND 39).


FIRST USE 3-31-2013; IN COMMERCE 3-31-2013.

TRADEMARK

OWNER OF U.S. REG. NOS. 3,024,142,3,563,326, AND OTHERS.


PRINCIPAL REGISTER

THE MARK CONSISTS OF DESIGN OF FOUR EQUAL PARTS CREATED FROM TWO
STYLIZED SPLIT "T"S.

SN 85-591,319, FILED 4-6-2012.

WILLIAM VERHOSEK, EXAMINING ATTORNEY

Acttaf Director of the United State* Patent and Ttaideiiiwfc Offlee

United States Patent and Trademark Office

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"DC"
Word Mark

TT

Goods and

IC 009. US 021 023 026 036 038. G & S: Eyewear. FIRST USE: 20091130. FIRST USE IN COMMERCE:

Services

20091130

Mark Drawing
Code

Design Search
Code

(3) DESIGN PLUS WORDS, LETTERS, AND/OR NUMBERS

27.03.01 - Geometric figures forming letters, numerals or punctuation

Serial Number

85591453

Filing Date

April 6, 2012

Current Basis

1A

Original Filing
Basis
Published for

Opposition
Registration
Number

Registration
Date
Owner

1A

August 28, 2012


4242007

November 13, 2012

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record
Prior

Registrations

Steven R. Gursky, Mary L. Grieco, Safia A. Anand


3024142;3029795;3563326;AND OTHERS

Description of Color is not claimed as a feature of the mark. The mark consists of design of four equal parts created from two
Mark
stylized split "T"s.
Type of Mark

TRADEMARK

Register

PRINCIPAL

Live/Dead

^J ~ . . .

Indicator

v - ~~~f

LIVE

ISEARCH OG

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^tutefc
states
of
nter,rj>
Vll^
mteb &mzi patent anb ^rabemarfe Office
^K

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"IP
Reg. No. 4,242,007

river light v, l.p. (Delaware limited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered Nov. 13,2012 newyork,ny iooii


Int. CI.: 9

FOR: EYEWEAR, IN CLASS 9 (U.S. CLS. 21,23,26,36 AND 38).


FIRST USE 11-30-2009; IN COMMERCE 11-30-2009.

TRADEMARK
OWNER OF U.S. REG. NOS. 3,024,142,3,563,326 AND OTHERS.
PRINCIPAL REGISTER

THE MARK CONSISTS OF DESIGN OF FOUR EQUAL PARTS CREATED FROM TWO
STYLIZED SPLIT "T"S.

SER. NO. 85-591,453, FILED 4-6-2012.


WILLIAM VERHOSEK, EXAMINING ATTORNEY

Director of the United States Patent and Trademark Office

^J ~ . . y ^ ^ J

United States Patent and Trademark Office

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Word Mark

TT

Goods and

IC 009. US 021 023 026 036 038. G & S: Cell phone cases; Eyewear; Leather protective covers specially adapted
for personal electronic devices; Protective covers and cases for cell phones, laptops and portable media players;

Services

Sunglasses. FIRST USE: 20110131. FIRST USE IN COMMERCE: 20110131


Mark

Drawing

(5) WORDS, LETTERS, AND/OR NUMBERS IN STYLIZED FORM

Code
Serial
Number

Filing Date
Current
Basis

Original
Filing Basis
Published for

Opposition

Registration
Number

Registration
Date

Owner

85716917

August 30, 2012


1A

1A

May 28, 2013


4382707

August 13, 2013

(REGISTRANT) River Light V, L.P. CRB, LLC, a limited liability company of Delaware. LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record
Prior

Registrations
Description
of Mark

Type of Mark

Steven R. Gursky, Mary L. Grieco, Safia A. Anand


3029795;3563326;4029068;AND OTHERS

Color is not claimed as a feature of the mark. The mark consists of an upright "T" directly below an inverted "T".
TRADEMARK

Register
Live/Dead
Indicator

PRINCIPAL
LIVE

wasmm

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Mtoiteto Matt* of 3merte


V^

Wniteb States: patent anb ^rabemarE #fftce

Reg. No. 4,382,707

^*

river light v,l.p. (Delawarelimited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered Aug. 13,2013 newyork,nyiooii


Int. CI.: 9

FOR: CELL PHONE CASES; EYEWEAR; LEATHER PROTECTIVE COVERS SPECIALLY


ADAPTED FOR PERSONAL ELECTRONIC DEVICES; PROTECTIVE COVERS AND CASES

TRADEMARK

CLASS 9 (U.S. CLS. 21,23,26,36 AND 38).

PRINCIPAL REGISTER

FIRST USE 1-31 -2011; IN COMMERCE 1-31-2011.

FOR CELL PHONES, LAPTOPS AND PORTABLE MEDIA PLAYERS; SUNGLASSES, IN

OWNER OF U.S. REG. NOS. 3,029,795,4,029,068 AND OTHERS.


THE MARK CONSISTS OF AN UPRIGHT "T" DIRECTLY BELOW AN INVERTED "T".

SER. NO. 85-716,917, FILED 8-30-2012.


BARBARA BROWN, EXAMINING ATTORNEY

Acting Director of the United States Patent and Trademark OfBce

... ^J v ^ ^ ^ ,

United States Patent and Trademark Office

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Word Mark

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TT

Goods and

Services

14- US 002 027 028 50' G &S: Jewelry. FIRST USE: 20110131. FIRST USE IN COMMERCE: 20110131

Code DraWm9 (5) WORDS, LETTERS, AND/OR NUMBERS IN STYLIZED FORM


Serial Number

85716924

Filing Date

August 30, 2012

Current Basis

1A

Original Filing
Basis
Published for

Opposition
Registration
Number

Registration
Date
Owner

1A

April 23, 2013


4363739

July 9, 2013

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record

Prior

Registrations
Description of

STEVEN R. GURSKY

3029795;3563326;4029068;AND OTHERS

Mark

Color is not claimed as a feature of the mark. The mark consists of an upright "T" directly below an inverted "T".

Type of Mark

TRADEMARK

Register

PRINCIPAL

Live/Dead

Indicator

LIVE

^tiitefc states of 8*^


V2i^

Wnitsto State* patent anb t&rabemarfe Office

Reg. No. 4,363,739

*-l?

river light v, l.p. (Delaware limited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered July 9, 2013 newyork,ny iooii


Int. CI.: 14

FOR: JEWELRY,IN CLASS 14 (U.S. CLS. 2,27,28 AND 50).


FIRST USE 1-31-2011; IN COMMERCE 1-31-2011.

TRADEMARK
OWNER OF U.S. REG. NOS. 3,029,795,4,029,068 AND OTHERS.

PRINCIPAL REGISTER
THE MARK CONSISTS OF AN UPRIGHT "T" DIRECTLY BELOW AN INVERTED "T"

SER. NO. 85-716,924, FILED 8-30-2012.


BARBARA BROWN, EXAMINING ATTORNEY

Acting Director ofthe United Statei Patent and Trademark Office

^J

.. v^^^y

United States Patent and Trademark Office

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Word Mark

Goods and

IC 018. US 001 002 003 022 041. G &S: Business card cases; Cosmetic cases sold empty; Handbags; Leather

Services

pouches; Luggage; Purses; Tote bags; Umbrellas; Wallets; Wristlet bags. FIRST USE: 20070831. FIRST USE IN
COMMERCE: 20070831

Mark

Drawing

(5) WORDS, LETTERS, AND/OR NUMBERS IN STYLIZED FORM

Code

Serial
Number

Filing Date
Current
Basis

Original
Filing Basis
Published for

Opposition
Registration
Number

Registration
Date

Owner

85716927

August 30, 2012


1A

1A

January 22, 2013


4317165

April 9, 2013

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record

Prior

Registrations
Description
of Mark

Type of Mark

Steven R. Gursky, Mary L. Grieco, Safia A. Anand


3029795;3563326;4029068;AND OTHERS

Color is not claimed as a feature of the mark. The mark consists of an upright "T" directly below an inverted "T".
TRADEMARK

^ j ^ v . . . v - ^.^^.J

Register
Live/Dead
Indicator

PRINCIPAL
LIVE

msmwwmmBsmMSLMmi

'SEARCH OG

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^ttefc states of Sm^


VZi^

WniUto &mz* patent anb ^rabetnarfe Office

Reg. No. 4,317,165

^*#

river light v, l.p. (Delaware limited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered Ap r. 9,2013 newyork, ny iooii


Int. CL: 18

FOR: BUSINESSCARD CASES; COSMETICCASES SOLDEMPTY;HANDBAGS; LEATHER


POUCHES;LUGGAGE;PURSES; TOTEBAGS;UMBRELLAS;WALLETS; WRISTLETBAGS
, IN CLASS 18 (U.S. CLS. 1,2,3,22 AND 41).

TRADEMARK
FIRST USE 8-31-2007; IN COMMERCE 8-31-2007.

PRINCIPAL REGISTER
OWNER OF U.S. REG. NOS. 3,029,795,4,029,068 AND OTHERS.
THE MARK CONSISTS OF AN UPRIGHT "T" DIRECTLY BELOW AN INVERTED "T".
SER. NO. 85-716,927, FILED 8-30-2012.
BARBARA BROWN, EXAMINING ATTORNEY

Acting EMrcctarof the United States Patent and Tfrdemait Office

United States Patent and Trademark Office

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JC
Word Mark
Goods and

IC 025. US 022 039. G & S: Belts; Dresses; Footwear; Hats; Jackets; Pajamas; Pants; Scarves; Shirts; Skirts;

Services

Sweaters; Swimwear. FIRST USE: 20070831. FIRST USE IN COMMERCE: 20070831

Mark Drawing
Code
Serial
Number

Filing Date

(5) WORDS, LETTERS, AND/OR NUMBERS IN STYLIZED FORM


85717008

August 30, 2012

Current Basis 1A

Original Filing
Basis

Published for

Opposition
Registration
Number

Registration
Date
Owner

1A

March 19, 2013


4345875

June 4, 2013

(REGISTRANT) River Light V, L.P. CRB, LLC, a Delaware limited liability company LIMITED PARTNERSHIP
DELAWARE 11 West 19th Street, 7th Floor New York NEW YORK 10011

Attorney of
Record

Prior

Registrations
Description of

Steven R. Gursky, Mary L. Grieco, Safia A. Anand


3029795;3563326;4029068;AND OTHERS

Mark

Color is not claimed as a feature of the mark. The mark consists of an upright "T" directly below an inverted "T"

Type of Mark

TRADEMARK

Register

PRINCIPAL

Live/Dead
Indicator

LIVE

^ttttet> states of aw*


W*

Wniteb States? patent an* t&ratemarfc Office

Reg. No. 4,345,875


.

*-Cg

river light v,l.p. (Delawarelimited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered June 4, 2013 newyork,ny iooii


Int. CL: 25

FOR: BELTS; DRESSES; FOOTWEAR; HATS; JACKETS; PAJAMAS; PANTS; SCARVES;


SHIRTS; SKIRTS; SWEATERS; SWIMWEAR, IN CLASS25 (U.S. CLS.22 AND 39).

TRADEMARK

FIRST USE 8-31-2007; IN COMMERCE 8-31-2007.

PRINCIPAL REGISTER

OWNER OF U.S. REG. NOS. 3,029,795,4,029,068 AND OTHERS.


THE MARK CONSISTS OF AN UPRIGHT "T" DIRECTLY BELOW AN INVERTED "T".
SER. NO. 85-717,008, FILED 8-30-2012.
DAWN HAN, EXAMINING ATTORNEY

Acting Director ofthe United Statca Patent and Trademark Offlc

Type of Work:

Visual Material

Registration Number / Date:


VA0001655281

/ 2008-12-22

Application Title:

4T.

Title:

4T.

Description:

Electronic file

(eService)

Copyright Claimant:

Tory Burch LLC, Transfer: By written agreement.


Date

of Creation:

Date

of

2003

Publication:
2004-02-29

Nation of

First

Publication:
United States

Authorship on Application:
MODCo Creative,

Inc, employer for hire; Domicile: United


States; Citizenship: United States. Authorship: 2-D
artwork.

Names:

MODCo Creative,
Tory Burch LLC

Inc

EXHIBIT 4

Type of Work:

Visual Material

Registration Number / Date:


VA0001812667

/ 2012-03-12

Application Title:

4T Design (no color)

Title:

4T Design (no color)

Description:

Electronic file

(eService)

Copyright Claimant:
Tory Burch LLC.
Date

of

Creation:

Date

of

Publication:
2004-02-27

Nation of

First

2003

Publication:
United States

Authorship on Application:
Tory Burch LLC,

employer for hire;

Domicile:

United States;

Citizenship: United States. Authorship: 2-D artwork.


Rights and Permissions:

tiffany walden, Tory Burch LLC, 11 W 19th Street, 7th


Floor, New York, NY, 10011, United States, (646)
745-1279, (646) 745-1279, twalden@toryburch.com
Names:

Tory Burch LLC

Type of Work:

Visual Material

Registration Number / Date:


VA0001655281

/ 2008-12-22

Application Title:

4T.

Title:

4T.

Description:

Electronic file

(eService)

Copyright Claimant:

Tory Burch LLC, Transfer:


Date

of Creation:

Date

of

By written agreement.

2003

Publication:
2004-02-29

Nation of

First

Publication:
United

States

Authorship on Application:
MODCo Creative,

Inc, employer for hire; Domicile: United


States; Citizenship: United States. Authorship: 2-D
artwork.

Names:

MODCo Creative,
Tory Burch LLC

Inc

EXHIBIT 5

Type of Work:

Visual Material

Registration Number / Date:


VA0001655228

/ 2008-12-22

Application Title: LUX T JACQUARD.


Title:

LUX T JACQUARD.

Description:

Electronic file.

Copyright Claimant:
Tory Burch LLC.
Date

of

Creation:

Date

of

Publication:
2007-11-30

Nation of

First

2006

Publication:
United States

Authorship on Application:
Tory Burch LLC, employer for hire; Domicile: United States;
Citizenship: United States. Authorship: 2-D artwork.
Names:

Tory Burch LLC

Certificate of Registration
This Certificate issued under theseal oftheCopyright

*vi>.

Office in accordance with title 17, United States Code,


atteststhat registration has been made for the work
identified below. The information on this certificate has

beenmade a part of the CopyrightOffice records.

^62feu)

*-7^o-*J

Registration Number:

Registerof Copyrights,United Statesof America

VA 1-655-228
Effective date of

registration:
December22,2008

Title
TMeofWork: LUXTJACQUARD

Completion/ Publication _ _ _
YearofCompletion: 2006
Date of 1st Publication: November 30,2007

Nation of 1st Publication: United States

Author

Author ToryBurchLLC
Author Created:

2-D artwork

Work made for hire: Yes


Citizen of:

United States

Domiciled in:

United States

Copyright claimant
Copyright Claimant: Tory Burch LLC
11West 19th Slreel;7th Fl()or, New York,NY, 10011,United States

Certification
Name:

SethRKertzer

Date: December 22,2008

Page 1of 1

IPN#:

Registration#:

VAOOOl 655228

Service Request #: 1-145124842

Greenberg Traurig, LLP


G. RoxanneElings
200 Park Ave.

34th Floor

New York,NY 10166 United States

TITLE OF PRINT: LUXT JACQUARD


YEAR CREATED: 6.23.06

DATE OF INITIAL USE:

FALL 07

CREATED BY: IN-HOUSE, SUKI WONG


USAGE: ACCESSORIES-EMBOSSED PATENT LEATHER, FALL 2007

EXHIBIT 6

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Tory Burch
Founder and Creative Director, Tory Burch

Featured Lady Tory Burch launched her namesake company in


February 2004 to fill a void in the fashion industry. By offering
an affordable, accessible, luxury lifestyle brand, Tory innovated
the marketplace. Today, her collections are available at Tory
Burch boutiques, and in 450 select department and specialty
stores worldwide. Celebrity fans include Oprah Winfrey,
Jennifer Lopez, Cameron Diaz, Uma Thurman and Hilary
Swank. As a nod to her innovative brand, in 2008 Tory was
honored by the Council of Fashion Designers of America with
what is considered the Academy Award of fashion - Accessory
Designer of the Year.

Tory's retail days began when she was a sophomore in high


school and worked at Benetton folding sweaters. Later, her
first job in fashion was as an assistant for the designer Zoran
doing everything from sales to press relations. "It was an
incredible experience," she says. "And I learned so much."

After years working in the fashion industry and as a customer, Tory noticed there was a gap in
the market for clothes that were not only beautifully made, but also accessibly priced. She
wanted to create classic American sportswear that was luxurious and sophisticated at a more
attainable price point. So, in 2004 Tory started Tory Burch out of her apartment and opened her
flagship boutique in New York City's Nolita neighborhood.

Tory also wanted customers to feel like they walked into her living room rather than a store, so
she bucked the popular minimalist retail decorating trend by adorning her boutique with bright
orange walls, green carpet, vintage chandeliers and white couches to give the location a unique
and luxurious feel.

The next year was big for Tory Burch. Brand recognition for her company
changed overnight after Tory appeared on Oprah as "the next big thing in
fashion." That day, toryburch.com received eight million hits. Oprah also wore Tory's tunics on
the cover of O, The Oprah Magazine, in June 2005 and July 2006. Tory was also acknowledged
for her store's design aesthetic when Fashion Group International awarded Tory Burch the 2005
Best New Retail Concept for going against the minimalist retail design concept.
Over the next several years, Tory added stores in major United States cities, began international
distribution with prominent retailer Harvey Nichols in London and Dubai, and established her
retail presence in Milan, Tokyo and Manila.

The Tory Burch collection is influenced by many forces including Tory's childhood on a farm near
Philadelphia and her mother and father's unique sense of personal style. "My parents Buddy and
Reva are my greatest inspirations," she says. "They were such an effortlessly chic couple and so
gracious and welcoming to everyone they met."

Photography, art, films, travel and the work of interior designer David Hicks drive Tory's designs,
as well.

Inspiration at Tory Burch also comes from


team members. "Many people on our
team have been with the company since

Dream it
Launch it

Lrveit&

we started it out of my apartment six


years ago," she says. "We keep each
other motivated by coming up with new
ideas and finding inspiration everywhere
It's very collaborative, and people feel

like theyare an integral partof something|


special."
"We have an extraordinary group of
people who all have different opinions
and experiences. This diversity makes us
stronger, more collaborative and pushes
us to come up with great ideas,
business-wise and design-wise."

The goal at Tory Burch has always been to build a lifestyle brand that customers return to
season after season, year after year. "Every season we think about the collection as a lifestyle what do women need and what do they want?" she says. "We think about that across all our
categories." Within her collections, Tory strives to offer special, versatile pieces that women can
make their own.

After six years in business, Tory Burch is poised for more expansion. "We have managed our
growth, making sure that everything was done at the right time and for the right reasons," says
Tory. "We want to grow worldwide slowly and strategically, while always maintaining our quality,
prices and relationship with the customer."

When Tory started her company in 2004, she wanted to create a foundation to help other women
achieve their dreams. "Last year, we started the Tory Burch Foundation with our partner Accion
USA to financially empower women," Tory says. "Through microfinance, we enable women to
start, sustain and grow their own businesses. They in turn can help their communities, revitalize
local economies and support others."

Assorted Terra Apothecary Jars, Se.


..

One Kings Lane

<

Shop now!

What we learned from Tory: "Have confidence in your unique idea and be tenacious."
Will to Win

"My parents and family instilled in me a strong work-ethic, the confidence to do anything and a
desire to follow-through."
Customer Commitment

"We work hard to maintain a high level of design at a price that is attainable."
Good Times

"One of the most exciting moments was the first time I saw a woman wearing something from
our Tory Burch collection, I was so excited and flattered."

This Featured Lady was profiled by Megan L. Reese, WORDrobe Stylist for Her Write Image in
West Grove, PA.

Are You Interested in Being a Featured Lady?


Submit the Featured Lady application.
Not a Member Yet? Join Now.

Interested in more success stories? Visit our Featured Lady Library.

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EXHIBIT 7

Latest Fashion Shoot

Kendall and Kylie's

<*-' PEOPLE PREMIUM

VIDEO

ROYALS

COUNTRY

TV

Emmy Moments Worth


Reliving

messing up my line. Blake

I was a little nervous about

have never acted before, so

and the rest of the cast. "I

to work with Blake Lively

dish about what it was like

the plot, she was ready to

she was hush-hush about

debut as well. And while

Hilary Duff won't be the only


famous guest stars on
tonight's episode of Gossip
Girl- designer Tory Burch
will be making her acting

Banks and

9in

made me laugh and put me at ease though, and the crew


was so gracious," Tory tells PEOPLE exclusively. Though

CW/GIOVAMMI RUHNO.'LANDOV

Share on Facebook

10/05/2009 at 09:30 AM ET

BABIES

PETS

MAGAZINE

Baby!-,

Dillard Are Having a

First Look: Jill & Derick

PEOPLE PREMIUM

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AN ISSUE!

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Countdown! Five 2013

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go

EXCLUSIVE: Tory Burch


Dishes on Filming Gossip Girl
with Blake Lively

Mi

PEOPLE.COM

Sarah Jessica Parker:

The Burger that


Changed Our Lives

to Expos
Prejudice

Man witt
Wears h

COURTESY OF TORY BURCH

SERENA AND BLAIR

Get style extras and howto's on the latest celebrity


fashion trends bx
subscribing to PEOPLE.

CLICK HERE TO SEE TORY BURCH'S LOOKS FOR

for Serena and Blair?

that would be cool enough even for college." We can't wait to


see Tory Burch on Gossip Girl tonight! Love her picks for
Serena and Blair? Shop them here. Read more on Gossip
Girl at cwTV.comTell us: What do you think of Tory's picks

this feminine look. I would add a custom-made headband

leather driving gloves add just the right amount of edge to

in contrasting colors, prints and textures. The booties and

fall collection (click through to see them). "Serena's style is


sophisticated yet rebellious," says Tory. "I think she'd live in
these leather leggings, and pair them with an embellished
top and oversized vest. It's a cool, sexy look that Serena
could wear uptown, downtown, and everywhere in between."
As for Blair: "[She] has a quirky ladylike style and looks great

and Leighton Meester's Blair Waldorf wear from her real-life

what she would like to see Blake's Serena van der Woodsen

Tory's scenes weren't filmed in her actual office, the designer


tells us that the set was a dead ringer. "They did an
incredible job recreating my office, down to the books I have
on my Lucite shelves and framed photos of my boys!" This
time around Tory didn't get a chance to dress Gossip's
leading ladies, but the designer definitely has some ideas on
Last Night's Look: Love It or Leave

family - this "Babycat" bag

Meet the newest member of the star's

I Really Love My ...

sxm

. Demi Lovato's 10 best looks

natural exfoliant

. Shop this video: Heal your soles with a

. Here's what the Emmy nominees should


wear on their big night

Stylelist

Beyonce for Her Latest Role

. How Sin City Star Jessica Alba Channele

Unveil InStyle's September Issue!

. What's Right Meow: 7 Cute Kittens Help

MTV VMA Video of the Year Nominee Sic

. AllYou Need to KnowAbout This Year's |

InStyle

From Our Partners

Taylor Swift, Kylie Jenner & More

5 Best & Worst Looks of the Week:

It?

w^jswsraweiiwgtf!

EXHIBIT 10

10/11/2014

Tory Burch: Great Choice for Kate Middleton's Mass Playdate - Princess Diaries - Racked National

RACKED

Get the latest from Racked National


Facebook

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Follow Racked

Tory Burch: Great Choice for Kate Middleton's Mass Playdate


Wednesday, April 9, 2014, by Kenzie Bryant

KATE MIDDLETON
NEW ZEALAND

PRINCE GEORGE
PRINCESS DIARIES
RACHELRILEY
ROYAL NEW ZEALAND PLUNKET

SOCIETY
TORY BURCH

Kate at Plunkett's Parent's Group at Government House, via Getty

Kate Middleton photos have surfaced from her tour Down Under (still in New
Zealand <http://racked.com/archives/2014/04/07/kate-middletorts-nz-look-istaken-straight-from-dianas-playbook.php> ) in which she's wearing the "Paulina"
dress from Tory Burch's Resort 2014 collection to a ten-baby playdate. The
dress is currently sold out <http://www.toryburch.com/paulinadress/52132424.html> on the site, at Nordstrom.com

<http://shop.nordstrom.eom/s/tory-burch-paulina-fringe-a-line-dress/3640559?
amp;country=US&currency=USD&cm_cat=datafeed&cm_ite=tory_burch_'paulin
a'_fringe_aline_dress:989402&cmjDla=dresses:women:dress&cm_ven=Google_Product_A
ds&mr:referrallD=3784a92b-bfe7-11e3-87fe-001b2166c2c0&origin=pla>and
Net-a-Porter.com <http://www.net-a-porter.com/us/en/product/403397?

cm_mmc=ProductSearch-_-us-_-Dresses-_Paulina&gclid=CJjbtra7070CFcx9OgodfGkAVg> , but seemed perfect for


chatting with the other parents and romping with the children on the floor.

http://racked.com/archives/2014/04/09/of-course-kate-middleton-wears-tory-burch-to-mass-play-date.php

1/3

Tory Burch: Great Choice for Kate Middleton's Mass Playdate - Princess Diaries - Racked National

10/11/2014

The baby hangout was organized by the Royal New Zealand Plunket Society,
which is a real thing, and the barrier to entry for was birthday: The little ones had
to be born within a two weeks of his July 22 birthday last year. Speaking of

George, he was wearing dungarees from British children's brand Rachel Riley
<http://www.rachelriley.com/> with a sailboat embroidered on it. And that's not
even the cutest thing. The cutest thing is the picture of mother and son below.

The cutest picture of George yet, via Getty

Kate Middleton's Red Look Is Straight from Diana's Playbook


<http://racked.com/archives/2014/04/07/kate-middletons-nz-look-is-taken-

straight-from-dianas-playbook.php> [Racked]
Kate Middleton Nearly Has Another Marilyn Moment in NZ

<http://racked.com/archives/2014/04/06/kate-middleton-has-second-marilynmonroe-moment-in-australia.php> [Racked]

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2/3

EXHIBIT 11

SEARCH THIS BLOG

TUESDAY, SEPTEMBER 17, 2013

Michelle Obama Sells Out Tory Burch Tie-Dye Dress


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The first lady ofthe United States, Michelle Obama, can sell out a dress just as quickly as Kate
Middleton. She proved that this week when her blue Tory Burch tie-dye dress that she wore to a
Drink-Up function with Eva Longoria, sold out in a few hours across all the sites.

OTHER LOCAL FASHION BLOGS I


READ

iFashion

The Frock Report


Style Scoop
In My Bag
I Heart Your Outfit
Thunder In Our Hearts

In The Fashion Loop

Skattie What Are Your Wearing


Miss Milli B

We Are Awesome

Marie Clairvoyant
Zalebs

TeeTeeisWithMe

Elle Magazine
PopYaCollar

Miss Molly Fashions


Desmarais

Man of the Cloth


Miss Moss

Hurricane Vanessa

Of course the dress is doing a great job as I was definitely encouraged by it to drink more water.

A Fashion Friend

Actually I need much more encouragement. Every day. The dress itself would be a good idea.
BLOG ARCHIVE

June 2014 (20)


jftrjf / jf **"\"^"^j*

May 2014 (2)

April 2014 (14)


*

&

March 2014 (85)

February 2014(115)
January 2014 (123)
December 2013 (80)
November 2013 (124)
October 2013 (137)
September 2013 (115)
August 2013 (109)
July 2013(118)
June 2013 (95)
May 2013(109)

Sadly, the dress was dropped in price from $695 down to $347.50 before the FLOTUS wore it, and
then, just like that, it was gone. Grrrr.

April 2013 (99)


March 2013(80)

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For the record, Eva Longoria is wearing a Camilla and Marc dress. I like that one too.

December 2010 (86)


November 2010 (115)

You might also like:

October 2010 (105)

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August 2010 (45)
July 2010 (30)
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Stars Come Out for
Tory Burch Store
Opening in LA

Dame Helen Mirren


in Tory Burch at
Red 2 Premier,

Pippa Middleton on
Date Night in Cute
Tory Burch Sandals

New York

May 2010(20)
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January 2010(27)

m:qi

jb:@i

Recommend this on Google

December 2009 (22)


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September 2009 (33)
1

COMMENT:

Anonymous said...

Oh what a dress! Surprised about the designer though, at first glance I thought it must be a

August 2009 (43)


July 2009(41)
June 2009 (87)

EXHIBIT 12

COUNCIL of FASHION DESIGNERS of


AMERICA

01 ABOUT

CFDA

Members

02 MEMBERS

03 PROGRAMS

04 AWARDS

05 NEWS

06 RESOURCES

The CFDA membership consists ofmore than 450 leadingfashion


womenswear, menswear, jewelry, and accessory designers.
Membership is by invitation only, and is open to Americans

designing in the United States or abroad or international designers


whose businesses are based in the United States.

TORYBURCH
Tory Burch is CEO and designer of the luxury lifestyle brand Tory Burch. She grew up in
Valley Forge, Pennsylvania and graduated from the University of Pennsylvania with a degree in
art history. Tory then moved to New York to pursue a career in fashion and worked for some of
the most influential American designers including Ralph Lauren, Vera Wang and Narciso
Rodriguez at Loewe.

After years of working in fashion, Tory noticed a void in the market for a collection with a

designer aesthetic at a more attainable price point. In 2004 she launched Tory Burch, a lifestyle
brand rooted in classic American sportswear with multiple categories, including ready-to-wear,
handbags, shoes, jewelry and accessories. The collection is available at 65 boutiques across
the U.S., Europe, Middle East and Asia, www.toryburch.com and over 1000 select department
and specialty stores worldwide.

Tory Burch has received recognition from the fashion industry, including the 2005 Rising Star
award from Fashion Group International; 2007 Accessory Brand Launch of the Year from the
Accessories Council of Excellence; the 2008 CFDA for Accessory Designer of the Year; and
Glamour's 2011 Woman of the Year award. In 2010, Tory was named one of Forbes' Most
Powerful Women in the World, and in 2011 she was chosen as one of New York's 50 Most

Powerful Women by Crain's New York Business.

An avid philanthropist, Toryworks with several charitable organizations and holds positions on
the board of the CFDA, the Society of Memorial Sloan-Kettering Cancer Center and the Startup
America Partnership. In 2009 Tory launched the Tory Burch Foundation to empower women
and families, initially through microfinance and mentoring in the United States. For more
information please visit www.toryburchfoundation.org.

EXHIBIT 13

FAST COMPANY

HOW TORY BURCH MEASURES UP


AGAINST HER COMPETITORS
THE AFFORDABLE-LUXURY CATEGORY, FASHION'S

FASTEST-GROWING, IS DOMINATED BY AMBITIOUS,


MARKET-SAVVY BRANDS.

BY JEFF CHU

I.TORY BURCH

Founder's current

role: CEO, creative

director/designer
CEO: Burch

Founded: 2004

Headquarters:
New York
Revenue in 2013:

$800 million

Employees (in
2013): 2,000
Stores in the U.S.:
62
Notable
collaborations:

Illustrations by Ollanski

Estee Lauder,
Fossil, Luxottica

Namesake's net worth: $1 billion

Signature: Ballet flats with the iconic double


medallion

-T

Namesake's net worth: $100 million

Signature: Tote bags with a comedic repetition of the


Marc Jacobs name on them

Innovations in retail: At pop-up store, accepted


pavment for fraqrance samples in social media posts

Founder's current role: Chief designer

CEO: Mark Weber (LVMH group)


Founded:1984

Headquarters: New York


Revenue in 2013: N/A

Employees (in 2013): 1,300


Stores in the U.S.: 64

Notable collaborations: BaubleBar, Estee Lauder

Namesake's net worth: $400 million

Signature: All-black palette

Innovations in retail: Testing a mobile app that works


with clothing-embedded sensors to direct customers to
items in stores

Some figures courtesy of Fashion Business Intelligence.


*An exact number could not be verified.

RELATED ARTICLES

Pretty Smart

The Secret To Tory Burch's Success: Storytelling


How Did Tory Burch Build a $1 Billion Brand So Quickly?
Patience.

[Photos by Erik Madigan Heck, Hairby Jessica Cillin, Makeup


by Berta Carnal]
A version of this article appeared in the September 2014 issue of
Fast Company magazine.

JEFFCHU
Jeff Chu writes on international affairs, social issues,
and design for Fast Company.
CONTINUE

August 18, 2014 | 6:00


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1/7/2015

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Sky Extras // Features &Favorites // The Tory Effect


The Tory Effect

Like {2D SHRRE


Global style icon, consummate New Yorker and ailAmerican girl. Tory Burch is all that and more, wrapped
into one lovely, talented and very savvy package.

The average American


doesn't speak a second language.

NKWfORK
,;:", /.'".v'"'' . ;l!.,;v;:':'ii::,: ,;.. ,,,

For those who won't settle,


there's Rosetta Stone.

HAL RUBENSTEIN, MAY 2014

LEARN MORE
I'm sure she has her moments, but have you ever seen a picture of Tory Burch where she doesn't seem
enveloped in the essence of serenity? In fact, it's hard to imagine her ever trucking after a taxi, racing outfromspin
class with wet hair, eating on the run or ever losing her cooljust a few of the frantic, normal behavioral traits
common to many New Yorkers. But don't be misled by the low-decibel tones, the beckoning half-smile or ever-

placid demeanorthatbetray her Philadelphia mainline breeding (think Grace Kellyor Katharine Hepburn as Tracy
Lord in The Philadelphia Story).Tory Burch commands ownership of the two key traits all New Yorkers must have
to succeed: She trusts her gut, and she is fearless.

Against popular wisdom, Burch opened her first freestanding store in 2004, the same year she launched her
business on Manhattan's Elizabeth Street, in the very-now-but-so-not-then flocked-to neighborhood of Nolita.east
ofSoho. Few would have bet on this location as a game/set/match for a fledgling clothing line getting press for its
beaded cardigans, Nantucket-friendly boho tunics and citrus-hued flats sporting her now instantly recognizable
double T logo. But at the close of its opening day, the new shop had been nearly stripped clean. "Myinitial fiveyear plan was to have three freestanding stores," Burch says. "Maybe a few more, just as long as we grew
organically."

Itturns out the lady has a Kelly green thumb. Ten years later, Burch's affordable, aspirational and often adorable
approach to contemporary luxury spans a network of more than 120 stores across North America, Latin America,
Europe, Asia and the Middle East, with plans for further global expansion, and annual sales approaching $1
billion.

"It's going well," Burch says with the same satisfied reserve that other women might acknowledge a well-attended
lawn party. But like the sawiest of New Yorkers, Burch exhibits another enviable trait: She never shows her hand
or her sweat. Around this town, that's the mark of a winner.

HAL RUBENSTEIN: Your


success was almost

instantaneous. Did you know it


would take off so quickly?
TORY BURCH: Yes, it was a

rapid trajectory, and I admit we


did begin with high hopes, if

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because Iwas so eager to make
money to create our foundation
[which supports female
entrepreneurs]. But it was a
tremendous amount of work to

find that one opening, that niche


where we knew we would fit. We

specifically targeted that


particular customer who wanted
fine crafted things that didn't
cost a fortune. We knew that

woman was out there, but didn't


want to wait for her to come to

us. We decided we'd have to

reach out directly to her.

What attracted you to this


particular customer?
Photo by Sean Davies.

Like minds, perhaps. As a


woman, it's natural to want to

design the clothes that I personally want to wear, because they suit my work, they suit my life,they suit my age. And
in doing so, you want to celebrate and incorporate the inspirations that excite and inspire you.
What are those inspirations?

New York City plays such an important part because of its intense energy and the constant diversity of people you
find everywhere you go. Also, music, culture and fashion are so seamlessly interwoven in life in Manhattan. You
are surrounded by art and innovation. They are not saved for special occasions.
But you are not a native New Yorker?
No, I'm from outside Philadelphia, which is another city I will always love because it's home, and it's a city that has

a more casual way of doing things. Lifethere is also about being outside. Withthree boys, it's impossible to
imagine not spending lots of time outdoors. Surround yourself with nature and you can't help but think about colors
and prints and fabrics with an easy flow.
What's the bestfworst of living in New York?

The best is the convenience of being in the middle of the most exciting city in the world. The worst is having been
brought up on a farm in Pennsylvania, so I know my three boys need to be outside more often.
Do other cities play a factor in design?

Yes, but in a more imaginary way. I remember as a child hearing my mom and dad talk about their travels, and I
would run to books to see pictures of these exotic places. Ido love to travelon my last vacation I was enchanted
by Myanmar, and my sons were thrilled to be at Machu Picchubut you don't have to run around the globe to get
excited by the colors, fabrics and textures of other cultures. Ifell in love with the style of Deauville in the '60s for our
spring 2014 collection, but I've never been there. Then again, Deauville today is very different than it was in the
What is a key element in
becoming a success in an
industry as idiosyncratic and
volatile as fashion?

The clearer the vision you have


as a designer and as a
company, the more focused a
collection you and your team
can produce. The easier it is for
a customer to understand your
message. Not only is it
counterproductive and
exhausting trying to be
everything to everyone, it
doesn'tworkin business.That

doesn't mean we only appeal to


one kind of woman. Instead, we

Burch preps a model for the fall 2013 runway show.

have a responsibility to show

women how they canadaptour

clothes to their ages and lifestylehow to mix it with elements of their own wardrobe to create a personal style,
how they can wear what you love making and look special and unique. You can't expect your collection to do all
the work. You have to adapt, instruct and evolve. Your customer becomes your partner. And as they change, so do
you. You can never sit back.

Do you have a uniform when you travel? Are there essentials you always pack?
Travel is always foremost in my mind when lam both shopping and designing. I travel so much, and so do most of
the women I know. It makes you seek out clothes that are versatile, hold their shape and don't require a lot of
maintenance. For the plane, I usually favor a trench coat, a favorite pair of comfortable jeans and great flats. I
always travel with great sweaters, crisp shirtings, cotton jersey knit shirts, boots that can go from day to evening. I
always have a few of our signature tunics, which we have been making from the very beginning. One in cotton and
one in cashmere. Accessories to dress up and down or just wear because you think they are fun and will make you
happy. You're stuck ifyou don't choose clothes you can wear and repurpose throughout the trip. Not surprisingly,
these are but a few of the things we love to make.

What are the four things you always take on a plane with you?

A Porthault baby pillow, a Loro Piana cashmere wrap, pictures of my boys and a red ribbon for good luck. Iam very
superstitious, like my stepdaughters. I also always walk on a plane with my right foot and, yes, I knock on wood.
Do you turn off when you travel or are you constantly looking?

Relaxing is something Ido easily, but Iam always taking notes and posting pictures. The beauty of traveling is not

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merelyabout getting away from what you know but about findinggreat new things, imagining how you can put your
own spin on them. Ialso use travel to give our Web readers incredible tips on travel, clothes, food and shopping
that they probably won't find anywhere else.

Your website, TorvBurch.com. is one of the best-designed and most-visited websites in the industry [4.3
million visits and 1.8 million visitors per month]. It has been justly praised because it's more than an ecommerce siteit's about a way to live, to dress, to look at and explore life that appears to be in perfect
harmony with your brand.

The site is ever-involving. Naturally,we were so interested in an online component when we launched the brand
that we had an e-commerce site up two months after opening our first store. But as soon as we did that, we realized
the site had to do more to keep our customer engaged and to learn more about them. Our customer is inquisitive,
she has an active life, she wants to know what else is new and exciting and she wants ideas about more than just

what to wear, because ifyou divorce fashion from reality you can't stay relevant. Byoffering her fresh and focused
information, and incorporating other designers, musicians, artists, chefs and tastemakers and showing what we
love in terms of food, home, decor, gifts, itopened up new lines of communication so we can learn more about the
woman who wears Tory and how we can serve her better. And by letting them communicate what they like and
want to know more about, they help us build a better site.
What's next?

Nowwe are going to go global in a way Ididn't originally dream about. We just opened a flagship in Munich. We
are opening on the rue St. Honore in Paris, which is so very exciting. We already have shops in the U.K..Rome
and Tokyo. We are about to introduce watches: We have partnered with Fossil to come up with a line of watches
that are so beautiful but not expensive. We don't do a lot of licensees, but these Swiss-made watches will be very

special and Ican't wait for people to see them. We are also working on a seriously functional sports line, clothes
you can wear at work and at the gym. And we are building beauty very slowly, organically. We started with one lip
color and one bronzer. Now we are up to 12. We are going to do activewear, because I want clothes that Ican
wear to class as well as to the office. And we have plans to start menswear. My boys are growing up and Iguess I
still want to dress them. I'm hoping they willthink the clothes we do are cool, but I never take anything for granted.
Ever.

4 PREVIOUS

SPILL IT: TELL US WHAT YOU THINK! //


JEAN K WITTER

Cannot find links on website to Tory Burch's must-visit spots in Paris & Shanghai, as listed in Sky magazine. How
can I do so?
5/20/2014 6:51:30 AM

Sky Magazine

Hi Jean, that piece is part of the exclusive content now featured in our digital edition. You can find it at
http://deltaskymag.com/may.
5/20/2014 9:30:50 AM

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TODAY | September 26, 2013

Designer Tory Burch: 1 learned on the job'


Fashion designer Tory Burch tells TODAY'S Savannah Guthriethat she didn't let
inexperience keep her from starting her company, which has grown into a mult-billion
dollar enterprise in less than a decade.
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Transcript of this video

his content comes from Closed Captioning that was broadcast along with this program.
public. first, an entrepreneur with global clothings and accessories, first a look at how she has spun fashion goals.
[it's the double t medallion that has women screaming, whether it's the clothing the jewelry or those iconic ballet flats you love, tory burch has more affordable prices, a
multi-billion dollar brand cooked up ten years ago in the kitchen burch shared with her then husband chrisburch. it opened and ten months later on an episode of oprah hit
the big time with the midas touch there new york style center tory burch is hailed as the next ting in fashion.

the next day, she had 8 million hits online, travel hit at home, burch and her husband divorced, maintaining respectful relationship for the three sons and the company
they shared together.
that is until 2011 when chris launched his own brand with a similar aesthetics, it sparked lawsuits, tory's company calls it a knockoff, chris claims claimed the two didn't
compete, giving significantly lower prices, the two eventually settled out of course, since then, there has only been good news for burch, making world's billionaire's list,
launching a line this month to rave reviews, now a staple of any successful designer brand, her very own fragrance and tory burch is with us now. good morning to you.
good morning.
let's let that soak in a moment, self-made billionaire, can you believe that?
no, i really can't, you know what, we have worked so hard, our company will be ten years in february. we have a great brand.

you had a billion dar company in less than ten years, are you the first to say you didn't start out with design experience, this was inspiration, a lot of women are
watching this, they want to know how you did it?
i definitely learned on the job. i would say. if have you an idea, a unique idea, it's a lot of work, but you can do it.

you have expanded left and right, do you ever look at it and think, okay, what is too big? you don't want it to get out of your control, are you so much a part of what
makes the prand special.

we think of it every time, every store we open, it's a lot of thought we're strategic, we've had so much rapid growth, it's been measured.

there have been highs and lows, we mentioned you had a legal battle with your ex-husband over his, really, did you hear about that? i guess the question is, i know
you've settled it now. have you really moved on from it? are you two in a place where you are back to getting along and being respectful and this is behind you?
we really have, i never wanted a legal battle, so from the beginning, i always wanted to settle, we have six kids that we love and it's really behind us. it really is. we talk,
we talk about the. he has his own businesses now.

so there is no hard feelings, you don't look at the success of c wonder and say gosh, that's a knockoff or a ripoff.
i always wanted chris to be a success, that was never a part of the conversation.

you had an unconventional path for a designer, i have to show a picture of you as a littlegirl, you kind of had the tory burch being then, you had a hand bag, let's show
the picture of you coming up. i thought to myself, you never had one of those gotm phases, did you?

maybe number i never had the goth fachltz i wore a lot of grateful dead tee-shirt, it was preppy, i always had a different kind of style.
tell me about the from gravenlts it is a rite of passage, you know you are big when you have a fragrance, was it fun?
estee was fun. it was a five-year conversation with them, learn d.c. science of what goes into a fragrance.
can i try it?
i hope you do.
what did you use in it?

we started with bessey bear a big fragrance my father wore, then we put sandalwood, man da rir - mandarine.
in your spring runway, there can be no greater ambition to bring back the fannie pack.
we dont call it that.

when you think of, this is a new passion, it's time has come what is old is new again.
as soon as my mother saw it, we said the belt bag.

it sounds much better.

tory, thank you for your success, it's great to have you here.
thank you very much.

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Billionaire Tory Burch's Seven


Lessons For Entrepreneurs
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I Walk down any sidewalk from New York to Shanghai and you'll see women
I wearing ballet flats with Tory Burch's distinctive double-T logo. They're also
I wearing her patterned tunics, handbags, clutches, and bold country club-chic
iTJants, skirts, dresses, and tops. Tory Burch hasn't just made preppy clothes
hip and modern, she's built a multi-billion dollar fashion empire in less than a
decade. And she's leveraging her experience and influence for the greater
good with the Tory Burch Foundation, an organization dedicated to
empowering female entrepreneurs.

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Recentlynamed to Forbes' list of the World's 100 Most Powerful Women.


Burchhas helped change the world's notion of what being a female
entrepreneur meansthe fashion mogul has proven that it doesn't have to be
hawking cupcakesor launching a Mommyblog. At just 46 years old, she's part
of a growinggroup of women who are newlyminted, self-made billionaires,
like fellow power woman &Spanx founder. Sara Blakely. Including Burch and
Blakely, 16 of this year's Forbes Power Women founded their own businesses.
I recently sat down with Burch at the inaugural Forbes Women's Summit
where she opened up about her dazzling journey to the top of the fashion
worldand offered some entrepreneurial advice and leadership lessons she's
learned the hard way on her journey to incredible success.
1. "Follow your passion." Although Burch grew up as a self-described
tomboy, she became interested in art history and fashion in college at the
University of Pennsylvania and went on to work for influential designers like
Ralph Lauren and Vera Wang. And when she decided to launch her company,
she dreamed bigshewanted a global brand. "I never designed before this
company," Burch says. "[Youhave to] take a risk and put yourself out there.".
2. "Thicken your skin." Burch went through 10 names (including Tory by
TRB) for her company before reluctantly settling on using her own. And while
she's proved wrong all of the naysayers who thought she'd fizzle out in a flash,
having her own name on the brand makes her acutely sensitive to criticism.
Which is why she relies so much on the advice of her parents to thicken her
skin. "Being a sensitive, thoughtful person opens you up for criticism and
being affected by it," Burch says. "I heard and tried not to listen to a lot of
negativity. The noise and negativity were just the sidebar."
3. "Put the right people in the right positions." Burch describes herself
as a very loyal person, and one of the toughest business lessons she learned
was that loyaltya strength in most circumstancescan also be a weakness
for her. Loyalty made her reluctant to make staff personnel changes. "When
you have the wrong people in the wrong position it affects the entire
company," she says. "It's a hard lesson to learn. It has a ripple effect." Be
aware of the potential for your strength to become an Achilles Heel.
4. "Create relationships." As part of the programming for her Tory Burch
Foundation, there are 10 mentoring events a year. That's because Burch
believes that networking, collaborating with, and rooting for other women
helps you make lasting relationships that organically further your career and
set you up for success. "Every job that you have might not be the perfect job,
but you really take away different things, and you create relationships," says
Burch, who counts Saks' Ron Frasch. Google's, Eric Schmidt, as well as her
older brother and company's co-president, as major mentors in her life.
5. "Go big." On the one hand, Burch had a five-year plan of opening just
three stores. (She has launched dozens around the country and world,
including stores in Portland, Oregon and Duabi.) On the other hand, from the
beginning, she knew she wanted to build a global brand. Just as she's had to
roll with setbacks, she's also embraced the happy boosts that come along the

way, like the Oprah Winfrey show "Next BigThing" shout-out that gave her 8
million website hits, and media coverage from her editor friends in the
magazine world.

Luck is important, but the power of networking and collaboration helps you
make your luck.

6. "Be authentic." While talking about her personal life and her children are
off-limits, she is an open book when it comes to her business, her foundation,
and the Tory Burch brand in general. One for instance? When her company
changed operating systems, they endured a glitch-y six-month period where
they couldn't track shipments. But rather than hiding the snafu, Burch
decided to embrace social media and be transparent with customers about
what was happening. The result? Her customers became her advocates.
7. "Buckle up." When you see someone as successful as Burch, it's easy to
view that success as a destination she's reached, instead of an ongoing journey
that takes hard work, creative solutions, handling setbacks, and constant
innovation. Burch admits that being an entrepreneur isn't for everyone: She
works long hours and remembers the early days when her business was
launching when she would put all of her children to bed and then be on the
phone until 4am with her Hong Kong office. "Buckle up, and know that it's
going to be a tremendous amount of work, but embrace it," says Burch.
Setbacks are always going to be theresome of them even bigger than the
challenge of launching a business in the first placeand it's crucial to think of
them as learning opportunities.

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MAGAZINE - TRACKED

Tory Burch
The designer turneda tinylinethat startedin her kitchen into a powerhouse. Now shetakes on Fashion Week, homework
crises and a sprawling emp ^j|2ffi|<QJ faltering smile
m
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1 Comment

By ADRIENNE GAFFNEY

VIEWFINDERS

Updated Oct. 26, 2012 9:23 p.m. ET

Pw.e* tv The all now 2015 C Class

join our journey: We're taking a freshlook


at America's cultural landscape through the
'ens of photographer and social influence!
Ryan Plett chronicled as he travels
cross-country .behindthe wheel of a 2015
Mercedes-Benz C-C.ass

Burch holds one of a string of daily staff meetings in her vibrant orange office. Photography by Kevin
Tachman

LESS THAN 10 YEARS AGO, Tory Burch was a star on the New York social scene,
with an army of six gorgeous children and step-children, a Main Line pedigree and an

Mclftf Wfil

RECOMMENDED STORIES
countless vanity projects of the rich and famous have been born with fanfare only to

Pade into oblivion thereafter. Burch is the exception. With a stacked-T logo as instantly
I recognizable asthose of brands established generations prior, the 46-year-old has
I created an international retail empire, now reportedly worth $2 billion, and has earned
I the respect of her peers.
A Day With Tory Burch

The success of her line has made clear

that sometimes all it really takes to make


it are simple, chic clothes. Burch, CEO
and designer, has never bought into the
notion that great fashion has to be raw
or edgy, instead proving that classic

sportswear can be just as influential

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and develop a devoted following. A rare


hiccup occurred this year when her exhusband and for- mer business partner,

4:45 pm

6
56

74

View Graphics

Chris Burch, opened C. Wonder, a rival


emporium in Manhattan, raising the
possibility of a legal skirmish. Tory, who
now dates music mogul Lyor Cohen,
has been handling the matter quietly,
with typical reserve.

A veteran of Ralph Lauren's press department, Burch functions as a walking


advertisement for her line. Instantly recognizable by her golden hair, trim figure and
impeccable style, she is a source of fascination to the women who wear her clothes
to buy a Burch is to buy a bit of the woman her- self. Her iconic ballet flats are named
after her much-adored mother, Reva. The signature caftans, which reached cult
status after being adopted by Oprah, convey a kind of blue- blood ease that feels
genuine rather than hackneyedand, more importantly, they happen to flatter a wide
range of sizes and ages.

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In addition to designing, Burch travels around the globe to promote her brand; leads
the Tory Burch Foundation, which helps mentor female entrepreneurs; and oversees
a brand Web site that rivals the best lifestyle blogs. Following Burch for a day
provides an almost maddening lesson in maintaining the perfect deportment while
balancing late-night fittings, lost homework and an endless stream of meetings.

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Madder Men
Leonardo Premutico // Johannes Jacobs
Uofounders, Johannes Leonardo

Bacardi, Google, Coca-Cola, and Anheuser-Busch InBev mark an


impressive client roster for five-year-old Johannes Leonardo,
started by former Saatchi & Saatchi New York executive creative

Tweet

directors Jan Jacobs and Leo Premutico. The duo s work has

been lauded by major awards shows such as the Clios and Cannes
Lions, and their 2008 Super Bowl spot for Tide featuring the
talking stain was named among the top 20 Super Bowl ads of
all time by Advertising Age. More recently, the team s talent has
been evident in Google s Re:Brief project. Jacobs s personal
style? I do love a great suit even though I rarely put one on I m
really a beach bum at heart. Premutico defines his simply: jeans,
T-shirt, and a jacket. We need stuff we can be loose in and think
creatively in. Not clothes that we re just wearing for meetings.

RH Shan

{^Jreddlt

Lori Senecal

Chairman and CEO, Kirshenbaum Bond Senecal+

Qj Submit
^ori Senecal oversees an ad agency that can boast of many iconic
campaigns, from the Snapple Lady to Target s Bullseye.
Since joining in 2009, she has helped client BMW reintroduce The Ultimate
Driving Machine. Previously, she served as president of the New York office
of McCann Erickson, where she worked on major brands, including Xbox and

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Coca-Cola. The Montreal native speaks fluent French and wears all black, all
the time. Great advertising is not that different from great style both have
more impact when they are unique, distinctive, and leading edge, she says.
Her style is inspired by Apple, because she loves its clean modern edge,
monochromatic sleekness, and consistency. That goes for her food, too: The
Tribeca resident can be found every Friday evening eating dinner at the bar at
Nobu.

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Jerome Austria

Sroup Digital Creative Director, Deutsch LA

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Before joining the advertising world, Jerome Austria worked the night shift as
a security guard, drove a gas truck and fueled planes at an airport, and
collected carts in a Costco parking lot. He has since directed an interactive
Nike commercial featuring Rihanna; spearheaded Volkswagen s online
Super Bowl teaser, The Bark Side ; and amassed more than 50

+ show more

international awards for his work. Earlier in his career, Austria spent nearly

three years at Wieden & Kennedy New York, where clients included Coca^ola, Nike, and ESPN. He enjoys checking out the latest curated craziness
by Humberto Leon and Carol Lim at Opening Ceremony in Los Angeles. And
how does he characterize his style? Teenage grown-up.
Emmanuel Andre

^OO, TBWA Worldwide

When Emmanuel Andre grew bored with finance as a business school


student, he sought a more creative career: advertising. Andre served as
TBWA Worldwide chief of staff for three years before becoming regional
director of TBWAAsia Pacific in Hong Kong. He returned to New York in
2008 and assumed the role of COO for TBWA Worldwide; clients include

Apple, McDonald s, and Visa. I lead a double life, he says. When he s


not attending to his duties at the ad agency, he s engaged in portrait
photography. His work has been showcased globally and published in various
books and magazines. Behind the lens, you 11 find him in a T-shirt and jeans;
at the office, he almost always sports a black suit, white or blue shirt, and a
skinny black tie. I like to sophisticate the unsophisticated, he explains.
The very best pieces are often the simplest ones that stand the test of
time.

David Eastman

EO, JWT North America and Worldwide Digital Director

David Eastman (left) was an actor before he got into advertising. Post-drama
school in the U.K., he landed a gig in Glengarry Glen Ross. That was as
good as it got, he says. Transitioning to the ad world came through an early
role at Agency.com, a briefly public company that eventually became part of
TBWA. He s now CEO, JWT North America and worldwide digital director,
and has worked with brands such as Johnson & Johnson, British Airways, TVtobile, Mercedes, and Nestle. On Mad Men, he says, everybody wore suits,
even the creatives. There must have been a moment in time when the account

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people were the only ones who wore suits. To this day, they re called
suits.
His style? A mix of casual and formal. If I try to emulate anyone
it is probably my father. His influences were people like Cary Grant.
Mark Beeching
Worldwide Chief Creative and Strategy Officer, Digitas

Vlark Beeching s (right) career began in children s theater as a writer and


actor. He later worked as a radio journalist in Munich but left to pursue a
doctorate in linguistics. He eventually abandoned that to set up a London ad
agency with his brother. I knew more or less nothing [about advertising]
but was happy to learn, he says. Today, Beeching is worldwide chief creative
and strategy officer at Digitas, an integrated digital agency where he s
worked with big brands like American Express, Samsung, Delta, Kraft, and
Procter & Gamble. The best ideas always come from identifying with people
as people, not as advertising targets, he says. Beeching s style is influenced
by his father, who wore secondhand suits from thrift stores and white canvas
sneakers. It embarrassed me at the time, but looking back, he always looked
like a rock star. Beeching, the father of two daughters, is a lifelong
nondrinker and has never smoked a cigarette. Not very Mad Men, he
says. But it s my own form of rebellion.
Sara Rotman

Founder, CEO, and Chief Creative Officer, MODCo Creative


Sara Rotman is founder, CEO, and chief creative officer of creative branding
agency MODCo Creative short for My Own Damn Company. Rotman s
shop sits behind Nina Ricci, Theory, Jack Rogers, and Carolina Herrera,
among others but she s most proud of her work with Vera Wang and Tory
Burch. She worked directly with Burch to create all brand materials,
including the iconic Tory Burch logo, package design, and original store
design. MODCo also created brand images for all of Vera Wang s licensed
brands, including those for David s Bridal, Zales, and Kohl s. MODCo s
tattooed Boss Lady, as dubbed on her business card, who doubles as a
competitive polo player and owns eight horses, also founded scarves and
accessories line Loquita. When it comes to fashion, Rotman values beautiful
construction and fit. She describes her style as punk rock with a couture
edge, and a little vintage thrown in here and there.
Steve Stoute

Founder and CEO, Translation

last summer at the U.K. s Glastonbury music festival, Beyonce s set


included a rendition of Happy Birthday. It was directed at neither Jay-Z
nor the Queen of England, but Steve Stoute, who has scored her deals with
the likes of Samsung and Tommy Hilfiger. Since launching Translation in
2004, he has also paired Jay-Z with Reebok, LeBron James with State Farm,
and Justin Timberlake with McDonald s. His proudest recent achievement:
winning the coveted Bud Light account. It said a lot about how fast the
company has grown. Stoute sees a resurgence of the old model, in which

agencies are in charge but this time, he thinks it will be small, agile players
making waves. When you watch [MadMen], clients let the big agencies
lead them, he explains. With the smaller companies now, clients are
saying, We want some independent thought.
\jaz Ahmed pays little heed to clothes; he hasn t got time. Efficiencycomes
through a uniform of J.Crew slacks, black cashmere sweater, and Nike SB
line skateboarding shoes. My style is more Silicon Valleythan it is old>chool Madison Avenue, says the cofounder and chairman of digital shop
AKQA. Indeed, style shortcuts are a consequence of industry success. Ahmed
was 21 when he founded AKQA in 1995. Today his global agency counts Nike,
Volkswagen, Google, and Heineken as clients. Early heroes Sir Richard
Branson and Sir Alex Ferguson (manager of football club Manchester United,
rival to Ahmed s beloved Arsenal club) have provided the author of Velocity
(with Nike s Stefan Olander) a blueprint for winning. Ahmed s proudest
wins? When the people you hire achieve success for your clients, he says.
The other ecstatic part of my career is when the ideas that we produce are
of real interest and use to audiences.

Jimmy Smith
3EO and Chief Creative Officer, Amusement Park Entertainment

!fhe couldn t be a professional basketball player, his childhood dream, then


Jimmy Smith at least wanted to dress the part. I m a Jordan guy. Brand
Jordan, Smith says. All the retro sneakers, all the original Air Jordan. If
I m getting dressed up, then I 11 actually put on a Jordan tracksuit.
Otherwise, it s shorts, T-shirt, and gym shoes. The author of Soul ofthe
Game and The Truth and the writer behind the MTV documentary
Battlegrounds for Nike now runs Amusement Park Entertainment, a co/enture with IPG. That s after a career that included stints at Wieden &

Kennedy, where he created Book of Dimes,

an ad starring LeBron James

and Bernie Mac for Nike; BBDO, where he served as executive creative
director for Motorola; and TBWA/Chiat/Day L.A., where he was group
creative director on Gatorade. Smith drove the transformation of Gatorade to

simply G, a decision that helped evolve the product line. Influences:


Jesus Christ. My parents. Family. The guy who raised me creatively was
Bootsy Collins. Before our shoot, Smith had never worn a suit, not even to
his mother s funeral. I wore a jersey suit. A white one. I knew she d be
like, Now, Jimmy, you know you don t wear suits.

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Tory Burch Modernizes Assortment


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By Deena M. Amato-McCoy

Bold prints and the double-T logo medallion are hallmarks of the affordable luxury Tory
Burch brand, which appeals to women ranging from working professionals to soccer moms.
As the brand expands its merchandise categories, it continues to gain more attention from
consumers, putting pressure on Tory Burch to guarantee it can meet this demand.
Already planning its chain's assortments according to consumer shopping patterns and
inventory data, the company is working to gain more visibility across its other business
divisions, wholesale and international. By adopting a point-of-sale-based reporting solution
that provides timely visibility into customer demand, Tory Burch is primed to deliver more
precise, tailored product allocations across its enterprise.

Tory Burch set out in 2004 to create a lifestyle concept including ready-to-wear, handbags,
shoes and jewelry. Inspired by her love for art, music, culture and travel, her brand is
synonymous with graphic prints, bold colors and unique, signature detail.
Fast-forward eight years, and Tory Burch is now a brand sold across a 67-store chain, as well
as in 1,000 department and specialty stores, including Bloomingdales, Holt Renfrew,
Nordstrom, Bergdorf Goodman, Shopbop, Lane Crawford and Saks Fifth Avenue, globally.
Managing relationships with these retailers is the job of the company's wholesale division
and is a crucial component of the brand's growth. However, without insight into POS and
transaction data from retail partners, "we're not able to tell how well our products are selling
across their locations," said Mike Giresi, CIO, Tory Burch.

Historically, department and specialty retail partners provided Tory Burch with merchandise
reports, created in Excel, illustrating sales on the size- and color-level, but this data didn't
delve into specific sales across specific stores or regions. Also, sales representatives would
spend four hours weekly, manually combining Excel reports and applying dedicated formulas
just to understand how certain unit colors and styles sold for a specific week across the chain.
These data sources had to be quickly integrated into a central merchandising analysis tool
that users could easily access and use to analyze the selling performance so as to determine
merchandising actions for the coming week.

"It was a time consuming process, and once it was complete in one category, such as readyto-wear, we had to apply the same process two more times once for shoes, and another for
jewelry and accessories," he explained. "Even with this information, we still could not get the
granular data we needed to streamline our assortments."

Tory Burch realized it needed clean and complete retail selling and inventory information, and
that UPC detail was required to competitively plan, adapt and move goods through the chain
faster than ever before. The company required data collection from many types of data
sources and formats that at the time were not available in a timely manner, including retailer
portals, merchant
spreadsheets and PDFs.

To resolve this issue, Tory Burch partnered with Sky IT Group, a New York City-based
company that provides a POS-based reporting program, giving each manager in the
wholesale channel timely visibility into the customer demand and inventory data needed to
drive precise in-season management, synchronized production and delivery cycles, tailored
product allocations and enhanced retailer-vendor collaboration. The SKYPAD platform allows
Tory Burch to drill down to specific information, including particular style, color or size and

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understand how this item is selling at individual stores.

The wholesale division is live with the solution, and the new process has improved assortment
planning and eliminated the need for a dedicated associate to manage and compile this data.
Tory Burch is currently adding its international operations onto the system.

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The next step is to take the same measures to bring its retail division onto the solution, so
that it can streamline the sales information by category. By having all three operating groups

on the system, the brand will be able to more easily compare sales across its major product
categories week-over-week. Tory Burch went live on all three divisions last summer.
Deena M. Amato-McCoy

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JANUARY 29, 2012, 12:19 AM | Tory Burch, known for her

,.' ';,.,,

classic tunics and popular Reva ballet flats, has taken the fashion
world by storm. Launched only in 2004, she now owns 65
boutiques all over the world. Rita Braver sat down with the fashion
mogul to discuss her family, her career, and got a sneak preview at
an upcoming collection for New York Fashion Week.

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Tory Burch resonates with us


By Joy Sewing November 9, 2011 Updated: November 10, 2011 12:25pm

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Photo By Nick de la Torre

1 of 16

Fashion designer Tory burch makes a specail appearance to show her fall line Neiman Marcus, Thursday,
Nov. 3, 2011, in the Galleria in Houston. ( Nick de la Torre / Houston Chronicle )

HJIB1

mm

Tory Burch is curled up on the floor in a dressing room at Neiman Marcus in Houston, looking fresh despite
having just arrived on an early-morning flight.

"I never imagined this," Burch, 45, said, as she tucked her legs underneath her body. "I had a five-year plan of

M0revideos:

three stores. I had a concept, but I didn't realize it would resonate with a lot of women."

hibii^Pb

Tory Burch is one of the fashion industry's fastest-growing companies. The company has about 1,000
employees and revenues expected to top $500 million this year, according to the Wall Street Journal. She's
expanded from her signature elegant tunics and ballet flats to a complete ready-to-wear collection with
accessories, eyewear and a new fragrance deal with Estee Lauder. She hopes one day to design a sportswear

inn

line for yoga, tennis and golf enthusiasts.

Burch casually mentionsthe upcoming opening of her 61st boutique, in Honolulu's Waikiki. There are 44 Tory

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Burch stores in the U.S., including one in the Galleria, and outlet stores in Cypress and San Marcos. There are
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16 more in Europe and Asia.

She smiles bashfully, as if humbled by her own popularity.

(She Budgets)

Burch thinks women support her brand because she's one of them. A working mother to three boys and three
stepdaughters, she juggles the demands of running a growing company, designing collections and attending

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rasn't a good mom, I wouldn't be a good businessperson," Burch said. "You have to have boundaries. My
ren come first no matter what. I take them to school every morning, and I'm home by 6:30 regardless of

(Bankrate)

what's happening."

Bom and raised on a farm in Valley Forge, Pa., Burch grew up a self-described tomboy who liked sports and

hanging out with three brothers. She had little interest in fashion, though her parents were dapper dressers and

Stay Connected

her father designed his own clothing.

She graduated from the Universityof Pennsylvania with a degree in art history, then moved to New York and
worked in pubic relations and advertising for designers, including Ralph Lauren and Vera Wang. She never
took a design class but drew on her art-history background to launch her company in 2004, with a goal of
delivering beautiful but more moderately priced designer clothing. A Tory Burch dress averages $500, nearly
half the cost of many designer dresses.

"I was such a tomboy, and I still am. Most people don't think of me that way. Ifyou look at the collections, it
comes through. I'm always interested in the feminine-meets-masculine. It's easy wear that's not fussy but

Lifestyle

classic."

In 2005, Burch appeared on The Oprah Winfrey Show as one of Winfrey's "next big things" in fashion.
It was the golden touch and generated nearly 8 million hits on Burch's website the next day.

Ken Downlg, fashion director for Neiman Marcus, described Burch's collections asa "nod to the past while
redefininglhe future."

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"She loves her mother as much as I love my mother, and we use our mothers for inspiration," Downing said.

Burch's hugely popular ballet flats, which retail for $195-$235, are named for her mother, Reva.
But the foundation of Burch's brand is her logo, two graphically styled T's. The logo has shaped Burch's concept

from the beginning and is one of most recognizable fashion icons.


It's also one of the most copied.

In June, Tory Burch won $164 million in a lawsuit against 232 websites (including ToryBurchOutletShop.com,
LouboutinTime.com, and JimmyBoots.com) selling counterfeit Tory Burch flats, handbags and accessories. The
award is thought to be the largest sum of damages ever issued to a fashion company in the ongoing battle
against online counterfeiters, according to Women's Wear Daily.

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"At the beginning, the knockoffs were a form of flattery," Burchsaid. "Butat the end of the day, they hurt our

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business. You shut one website down, and another pops up. They do their own Tory blogs. We even caught

someone in Times Square making our logos with a machine and putting it on bags. It's an ongoing fight, but this
suit is an exciting first step."

Burch's fall collection features a mix of English-country looks with glamorous bow-tie blouses and fur trimmings.
She mixes navy and black and does a sleek three-piece suit, which incorporates a vest into the jacket's design.

Bright colorcontinues to be an integral part of her aesthetic, from store interiors to the collections. Her tunics
and caftans have a relaxed feel for vacation or everyday wear.

"I live in color. My apartment has color, and itjust elevates your mood. I'm happy women love color as well."
Her passion extends well beyond the runway. In 2009, she started the Tory Burch Foundation to offer micro
loans and mentoring to women across the country.

Ifthe spirit of philanthropy carries over to her children, Burch would be proud.
"I have three boys, and I want to teach them about women's issues and everything women have endured and
continue to endure," she said. "To have men support those issues is a great thing."
joy. sewing@chron. com

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B3Q

UPDATED:

3YEARSAGO

Forthe past sevenyears, fashion-conscious women


ofallages have beensporting shoes, sunglasses,
handbags and clothing by New York designer Tory

Even if you don't recognize her name, you've


probably seen her work.

POSTED: 10/24/2011 01:00:00AM MDT

The Washington Post

By Terri Sapienza

In May, Burch opened her first boutique in the


Washington area, one of 6o Burch boutiques
worldwide. A grand-opening party will take place

I^Burch bearing her signature double-T medallion.

I
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of the CYNTHIA SHIRT to celebrate the HBO documentary

Romualdez to design her shops. (He's also


helped with her homes.) The two design most of
the furniture, fabrics and rugs used throughout

Burch works with New York designer Daniel

blue.

that has just recently been painted high-gloss

room with faux-tortoise trim and a kitchen floor

surprising given that Burch's New York


apartment, which has been featured in Vogue,
has a circular entry with hand-painted
chinoiserie wallpaper, an orange painted dining

Such attention to decorating details is not

Burch's boutiques aren't just about glamour; they're surprisingly homey, too.

her stores.

for your own home.

orange lacquered double doors opens to reveal a


The Education of Dee Dee Ricks and Benefit The Susan G.
Komen Cynthia Fund at Tory Burch Flagship on October 19,
magnetic mix of graphic patterns, reflective
2011. (Getty Images for HBO)
surfaces, mirrored walls and a bold palette of plum
brown, orange, green and gold. Sumptuous white
sofas with plump ikat cushions create a cozy lounge
area for shoppers (or their mates) to take a breather or try on shoes. In the dressing rooms, when
you pull back the heavily lined, purple-patterned curtain panels and spot more plum cushions
sitting atop velvet x-benches, don't be surprised if you start coveting a similar luxe dressing space

inspirational as the clothing.

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Designer Tory Burch attends the Tory Burch and HBO launch

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At the new Tysons Corner, Va., location, a set of

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admire the interior design, which is just as

If you're not a fan of, or can't afford, her fashion


line, it's still worth stopping by her boutique to

attend.

Thursday, with Burch flying in from New York to

A: I would love to do home at some point, but it's a tough business. I'm looking into it. We'd have
tabletop, linens, sheets, picture frames, wastebaskets and fabric.

Q: Is there a Tory Burch home collection in the future? If so, what would it include?

less.

I like auctions as well, smaller boutique auctions around the country, which are more accessible
than the bigger, well-known auction houses. You can find beautiful things and the prices are often

A: I live on 1st Dibs late at night, after I put my boys to bed. It's an addiction. You can find
everything and anything there.

Q: Where do you like to shop for your own homes?

It's energizing.

A: Since I was a little girl it's been my favorite color. It's just a happy, powerful color.

Q: Orange is your signature color. Why do you find it so appealing?

And I love color. It makes me happy.

using elements from all different places.

A: So many different things. From interior designers like Madeleine Castaing and David Hicks to
traveling. I love traveling and taking my boys with me. I love mixing texture and color and fabrics
and cultural elements. I think it's interesting to not have one distinct style but an evolving style

Q: When decorating your own home, what inspires you?

A: It's organic, and it's always evolving. Daniel and I are great friends. We worked on my
apartment and my Southampton (N.Y.) home. We know each other quite well. With each store we
open, we want it known that it's ours, but we also take each location into consideration. The stores
have a common vein, but from a design standpoint each has its own unique feel. I want customers
to visit stores around the world and have a different feeling when they walk in.

each shop?

which are similar but not identical. How do you guys come up with the concept for

Q: You collaborate with designer Daniel Romualdez when designing your boutiques,

company.

A: I love interiors and home and architecture and design. Interior design has been a big part of the
brand from the beginning. I was working on my apartment when I was conceptualizing the

Q: How does interior design figure into the vision of your brand?

influences and her obsession with 1st Dibs.

"We wanted a place that wasn't intimidating and where people would feel comfortable," says
Burch, 45, who grew up in Valley Forge, Pa. "To me, there's nothing worse than walking into a
store and feeling like it's too precious. We think it's a big compliment when people just want to
hang out." We spoke to Burch by phone from her office in New York to discuss her interior design

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AT THE TABLE |THE LAMBS CLUB

Where Fashion Types Talk of Summer Travel

V^SQ'^PinDaflon;81!10

Mylan Cannon/The New York Times

LUNCH Mark Holgate and Tony Burch, foreground.


By DIANECARDWELL
Published: June 25, 2011

Open less than a year, the Lambs Club in the lobby oftheChatwal
Hotel has become a go-to lunch spot for the fashion set and the news
media that cover them. Nestled along 44th Street east of Broadway
and not far from the Royalton, where the chef Geoffrey Zakarian fed a
similar crowd back in the late 1980s, the stylish black-and-red Art

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Deco room is named for the theatrical club once housed in the

building. It draws a chatty, buzzy scene of executives from labels as


diverse as American Apparel and Nina Ricci along with a variety of
editors and writers. On Wednesday, a designer and an editor
discussed plans for a store opening, vacations and what to do on

BIRDMAN

Fashion's Night Out. DIANE CARDWELL

MOST EMAILED

IN THE SEATS Tory Burch, the designer behind the near-ubiquitous double-T logo ballet
flats, wearing a graphic black-and-cream blouse from her collection; and Mark Holgate,
the fashion news director of Vogue.

1.

2.

Small Plates

ART REVIEW

Wisps From an Old Man's Dreams

ON THE PLATES Chicken paillard with farro and walnut salad ($24), declared by both
to be possibly the best they had ever had, and a Diet Coke ($4) for Ms. Burch. "No vodka

3.

PAUL KRUGMAN
Secret Deficit Lovers

martini," she said, laughing.


WHY THEY CAME Mr. Holgate visits the restaurant, which Ms. Burch had not tried
before, every few weeks and thought it would be a good setting for their discussion.
"There's basically not a place in the world where she's not opening a store right now, so I
was interested to hear about the empire expansion," he said.

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WHAT THEY TALKED ABOUT One of these stores, which is to be her "global

flagship," Ms. Burch said, and the third in New York City, set to open in August at Madison
Avenue and 68th Street; plans for an event there on Sept. 8 for Fashion's Night Out, a
celebrity-studded shopping extravaganza organized by Vogue, the Council of Fashion
Designers of America and NYC & Company, which is the city's tourism arm; and summer

6.

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plans, described witha touchofmodesty. Mr.Holgate, whois puttingtogethera European


tour to London, Edinburgh wherehe is from and either Viennaor Stockholm, said
Ms. Burch had the more interesting plans, to visit Venicefor the Biennale and to go to
Capri, Italy, withher family. Laughing, shesaid,"They're not that interesting."

8.

GRAY MATTER

Are We Really Conscious?

A version of thisarticle appeared in print on June 26,2011, on page MB2 ofthe New Yorkedition with the headline: Where

9- An Easy Choice? Dream On

Fashion Types Talk of Summer Travel.

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1- tory burch
The famous double T LOGO a ballet shoes is Tory Burch's most famous products. It appearance
is in the United States show "Gossip Girl". Founded in February 2004, so far, the Tory Burch

products in the U.S. has, Europe, and Asia home independent boutiques, 50 stores toryburch
websites, and global selection of the more than 500 stores and stores sold them.
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by angela flower June 11, 2011

14

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Authentic Modern Design
for Your Home

EXHIBIT 17

VK^

mnitsto States; patent anb ttfrabemarit Office

Reg. No. 4,213,404

river light v,l.p. (Delawarelimited partnership)


11 WEST 19TH STREET, 7TH FLOOR

Registered Sep. 25,2012 newyork,ny iooh


Int. CI.: 18

FOR: BACKPACKS; BEACH BAGS; BUSINESS CARD CASES; COIN PURSES; DOG COL
LARS; DOG LEASHES;OVERNIGHTBAGS;PET CLOTHING;WALLETS; WRISTLETBAGS
, IN CLASS 18 (U.S. CLS. 1,2,3,22 AND 41).

TRADEMARK
FIRST USE 10-31-2008; IN COMMERCE 10-31-2008.

PRINCIPAL REGISTER
OWNER OF U.S. REG. NOS. 3,024,142,3,563,326 AND OTHERS.
THE MARK CONSISTS OF AN UPRIGHT "T" DIRECTLY BELOW AN INVERTED "T" ALL
SURROUNDED BY A CIRCLE.

SER. NO. 85-530,802, FILED 2-1-2012.


SUE LAWRENCE, EXAMINING ATTORNEY

Director of the United States Patent and Trademark Office

Certificate of Registration
ThisCertificate issued under the sealofthe Copyright

t>-J2*2**.

Officein accordance with title 17, UnitedStatesCode,

atteststhat registration has been made for the work


identified below. The information on this certificate has

been made a part of the Copyright Office records.

Ldi^M^

1870'

RegistrationNumber:

RegistertifCopyrights,United Statesof America

VA 1-655-228
Effective date of

registration:
December 22,2008

Title
TMeofWork: LUX T JACQUARD

Completion/ Publication
Year of Completion: 2006
Date of 1st Publication: November30,2007

Nation of 1st Publication: United States

Author

Author ToryBurch LLC


Author Created:

Work made for hire:


Citizen of:

2-D artwork
Yes
United States

Domiciled in:

United States

Copyright claimant
CopyrightClaimant: Tory BurchLLC
11West 19th Street, 7th Floor,New York, NY, 10011, United States

Certification
Name:

SethRKertzer

Date: December 22,2008

Page 1 of 1

IPN#:

Registration #:

VAOOOl 655228

Service Request #: 1-145124842

Greenberg Traurig,LLP
G. Roxanne Elings
200 Park Ave.

34th Floor

New York,NY 10166 United States

,
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TITLE OF PRINT: LUX T JACQUARD


YEAR CREATED: 6.23.06
DATE OF INITIAL USE:

CREATED BY:

FALL 07

IN-HOUSE, SUKI WONG

USAGE: ACCESSORIES-EMBOSSED PATENT LEATHER, FALL 2007

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