Professional Documents
Culture Documents
Micro-Hydroelectric Power
Generation
by
"I hereby declare that, except where specifically indicated, the work submitted herein is
my own original work."
Signed:
Date:
Technical Abstract
Motivations and fieldwork
This report performs an analysis, evaluation and systemisation of techniques used in the
construction of micro-hydroelectric systems by Practical Action in Cajamarca, Peru. The systems
make use of the potential energy of water as it flows across the mountainside. Water is diverted
by an intake structure, from a stream or river into a channel. The gravitational force of falling
water drives a water turbine and generator. Practical Action work in some of the most
mountainous regions of Peru. The geography of the area provides many challenges, including
transportation, limited infrastructure and energy supply, and both drought and flooding events.
My time in Cajamarca was split between desk-based research at the Practical Action offices in
Peru, and field survey at micro-hydroelectric system sites. Project objectives and evidence of the
problems that exist were discussed with engineers and local people. A sample of microhydroelectric power sites were analysed including systems of different sizes, and projects under
construction as well as in operation. Work was undertaken in Spanish.
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Further work
An important part of this research is the transfer of knowledge. This means that approved and
improved technology can be developed and implemented, avoiding potential risks and improving
reliability of the systems.
A practical guide is being developed in order to clearly illustrate the issues identified through this
research project and mitigation measures. This covers potential design options, early warnings
and prevention of failures from the point of view of the local people who are responsible for the
building and maintenance. A technical report is being produced, in Spanish, with the results of
this research and suggestions for improvements to the micro-hydroelectric works.
If any of the suggestions made prove to be appropriate or worthwhile to Practical Action to trial
or implement, I would be interested in returning to Cajamarca, Peru to help with the
development and assess how the effective they prove to be.
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Acknowledgements
Firstly, I would like to thank ITDG: Soluciones Prcticas (Practical Action) in Peru for hosting
me and providing me with the opportunity to carry out this research. I am especially thankful to
Gilberto Villanueva for guiding me whilst I was in Cajamarca and to Javier Coello for his
support. I am grateful to all those who welcomed and accompanied me in the various villages
and to the site visits in Cajamarca. I am most grateful for those who hosted and allowed me to
attend their meetings and functions and provided their valuable input.
I owe an enormous debt of gratitude to the staff at PREDES (Centro de Estudio y Prevencin
de Desastres) who hosted me and provided assistance and advice during my entire stay in Peru.
This research was financially supported by an Engineers Without Borders UK (EWB-UK)
research bursary and later affiliated to the EWB-UK Research Programme.
I would like to thank staff at Hyder, Mott MacDonald, Grontmij, and EWB-UK for their advice,
suggestions and input. Also thanks are due to Maccaferri Ltd. (England), GVC and Oasys for
allowing me free usage of their software as part of the analysis carried out under the study.
At Cambridge University, I would like to thank my supervisor, Mr McRobie, for his support,
encouragement and guidance throughout the project.
To everyone who has supported me, in Peru and back home, and to those I met along the way
that I have not specifically mentioned, I am also very thankful.
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Table of Contents
Technical Abstract ........................................................................................................................................i
Acknowledgements.................................................................................................................................... iii
1. INTRODUCTION................................................................................................................................ 1
2. BACKGROUND ................................................................................................................................... 1
2.1 The Work of Practical Action in Cajamarca ................................................................................ 1
2.2 Objectives.......................................................................................................................................... 2
3. FIELDWORK ........................................................................................................................................ 3
3.1 Methodology ..................................................................................................................................... 3
3.2 Design Issues .................................................................................................................................... 4
4. DESIGN REVIEW AND CONSIDERATIONS ........................................................................... 5
4.1 Total Energy Demand ..................................................................................................................... 6
4.2 Hydraulic Energy Potential............................................................................................................. 7
4.3 Design of Civil Components to Meet Turbine Flow Requirements ........................................ 8
4.3.1 Intake Structure ........................................................................................................................ 8
4.3.2 Channels .................................................................................................................................... 9
4.3.3 Settling Tank ........................................................................................................................... 11
4.3.4 Pipeline..................................................................................................................................... 12
5. INTAKE STRUCTURE ..................................................................................................................... 13
5.1 Existing Intake Structure .............................................................................................................. 13
5.1.1 Advantages over Complete Reinforced Concrete ............................................................. 15
5.2 Field Observations ......................................................................................................................... 16
5.3 Analysis ............................................................................................................................................ 17
5.3.1 Existing Structures ................................................................................................................. 17
5.3.2 Efficient Design...................................................................................................................... 18
5.3.2.1 Detailed Design of Larger Scale Intake Structure .......................................................... 18
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1. INTRODUCTION
Practical Action (known as ITDG: Soluciones Prcticas in Peru) work in some of the most
mountainous regions of Peru promoting micro-hydroelectric power schemes to provide
electricity to these remote populations. In their work Practical Action take the view that, for this
scale of work, it is not necessary to use the same techniques or standards of safety for the civil
engineering structures that are required on large hydroelectric stations. Some innovations have
been permitted to reduce costs. Practical Action would like to better develop the engineering
analysis for the solutions that they have been using so that any potential risks can be minimised.
They are evaluating the themes of safety versus investment under a theme known as, obras
civiles de bajo costo para microcentrales" (low cost civil works for micro-hydro schemes). This
research project investigates civil infrastructure in micro-hydroelectric power schemes built by
Practical Action in the region of Cajamarca.
2. BACKGROUND
The cities and villages of Peru have electricity but the communities that live in the mountains
have few facilities and limited access to services. The geography of the area provides many
challenges. These include difficulties in transportation as well as challenges in how to provide
infrastructure and supply energy in a region prone to both drought and to flooding. Whilst
rainfall in the region is favourable to a wide variety of agricultural production, the lack of access
to electricity severely restricts economic development. A source of electricity could provide
power for domestic lighting and cooking needs; for refrigeration for vaccine storage; for school
classes; and for womens groups to meet in the evening. It could be used directly for incomegenerating activities such as agricultural processes or light industry.
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2.2 Objectives
This research project is based on two civil components of the micro-hydro system, the intake
structure and the water channels. The objectives of this research project are:
1. To better develop the analysis of the solutions implemented, analysing the safety and
integrity of the structures and assessing current designs against technical standards.
2. To analyse the design, materials, dimensions, etc., to determine whether the design being
implemented uses the best available technology.
3. To evaluate the safety and integrity of the designs against costs based on risk & value
assessment.
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3. FIELDWORK
3.1 Methodology
Before leaving the UK to conduct the site works, a health and safety risk assessment was
conducted and an assessment on the nature of the work to be investigated were undertaken (as
outlined in a proposal document I wrote prior to travel). All of the works carried out for this
project have been conducted in Spanish and therefore I have translated all existing documents,
technical information and drawings as required. The final findings produced will be translated to
Spanish before being issued to Practical Action.
Time in Cajamarca was split between desk-based research at the Practical Action offices in Lima
and Cajamarca, and fieldwork at micro-hydroelectric system sites; working with local people and
engineers. The sites included both those under construction and those already in operation. A
summary of the sites investigated is provided in Table 1 below:
Table 1: Information on hydro-electric systems investigated in Cajamarca.
Name
Location
Power
(kW)
Families
Benefiting
District
Province
Region
Microcentrale
Yanacancha
La
Encaada
Cajamarca
Cajamarca
40
110
Microcentrale
Chontabamba
Paccha
Chota
Cajamarca
22
80
Microcentrale El
Regalado
Tumbadn
San Pablo
Cajamarca
12
40
Central Hidroelctrica
Chicce
Baos del
Inca
Cajamarca
Cajamarca
Unknown
Town of
Cajamarca
The sites were chosen in conjunction with the Practical Action engineer responsible for the
projects. Transport and safety were limiting factors in the range of projects chosen for site visits.
A sample was selected to show systems of different sizes, and to show projects ranging from
those in operation for some years to projects still in the process of being constructed. In
addition to visiting micro-hydro systems designed by Practical Action, a site visit was conducted
to look at two intake structures which had been built by the Local Government for comparison
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DOMSTICA (DOMESTIC)
ALUMBRADO PUBLICO
(PUBLIC LIGHTING)
INSTITUCIONAL
(INSTITUTIONAL)
INDUSTRIAL (INDUSTRIAL)
Demanda Diurna
(Daily Demand)
f.s.
f.u.
Demanda Nocturna
(Nightly Demand)
f.s.
f.u.
16.00 kW
1.28 kW
0.20
0.00
0.50
0.00
1.60
0.00
0.80
1.00
0.70
1.00
8.96
1.28
6.00 kW
0.70
0.70
2.94
0.40
0.50
1.20
8.00 kW
0.80
0.80
5.12
9.66
0.40
0.40
1.28
12.72
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These figures were calculated by estimating the daily and nightly demand separately and
comparing which of the two values is the maximum energy demand. Practical Action anticipate a
10% loss in energy in the electrical transmission system, and a 40% increase in predicted usage
requirements over the 15 year design life for this particular scheme. Hence, the demand
becomes: 12.72 x 1.10 x 1.40 = 19.59 kW.
(Equ. 1)
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The Mannings equation for uniform flow in an open channel (Chow 1959) is written as:
5
3 .
= 1
. 3
(Equ. 2)
where Q = design discharge of the channel (m3/s); A = cross sectional area of flow (m2); S0=bed
slope of the channel; n = roughness coefficient of the channel section; P = wetted perimeter
(m); = energy correction factor.
Mannings Equation (Equation 2) is used to calculate the normal depth of flow in the inlet
channel (where the water depth does not change in the direction of the flow) which would
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60.000
50.000
40.000
30.000
20.000
10.000
0.000
0.00
0.50
1.00
1.50
2.00
This is calculated based on Mannings equation. For this particular example, the channels were modelled to be concrete lined
(n=0.015), with a channel depth of 2.5 m and side slopes of 1 in 1. The slope of the channel was modelled with the average
slope value at Chontabamba of 6 in 1000.
Calculated and plotted by author.
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outlet would be designed to minimise turbulence and to avoid any air entrainment and sediment
into the pipeline.
Further to consultation with Practical Action staff, it was decided that this structure would not
be examined in detail during this research project. Engineering design guidance has already been
produced on this structure by Practical Action. This allows for a focus in greater detail within
this project on the two elements of greatest interest to Practical Action, the intake structures and
the water channels.
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Figure 7: Slope and pipeline between settling tank and turbine house at Chontabamba.
Pipe calculations were also undertaken based on the existing tube profile to see that the flow at
the bottom end of the pipe would be sufficient to drive the turbine. This included estimating
friction losses and using hydraulic design charts. It was found that the pipeline currently in place
at Chontabamba was fit for purpose.
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5. INTAKE STRUCTURE
5.1 Existing Intake Structure
The intake structure is used to divert water from the main river flow into channels that carry
water along a different path to that of the natural flow. As the natural river course flows
downhill, this diverted water can be maintained at a higher level, creating a height potential.
The region experiences periods of both drought and heavy rain. In the case of drought, the
construction of a barrier of appropriate height is necessary to secure the supply of water for
power generation. However, a barrier that provides this requirement but can also support the
passage of water in the river during rainy periods would result in a large infrastructure. This was
confirmed by my calculations.
Practical Action make use of an intake structure of concrete and wood mixed type barrier. This
can be implemented at a low cost. The intake structure consists of two side walls either side of
the stream. The required quantity of the water is diverted into a channel by means of a manually
operated sluice/weir gate on one of these side walls and by a series of wooden stoplogs that can
be placed perpendicular to the flow of the river to hold water back.
The removable stoplogs are used to maintain water level upstream of the barrier in rivers with
moderate slopes between 1 and 2%. For small streams, the stoplogs are slotted in rebates
perpendicular to stream in concrete walls either side of the stream and base, forming the opening
(see Figure 8 below). In large streams and rivers, structures are much wider with the opening
formed by concrete columns and base.
In the dry season, it functions with the interlocking stoplogs in place up to a height to allow
sufficient build up of water level for draw-off, and during the rainy season the wooden stoplogs
can be removed as necessary so that the flow can be regulated. This system also facilitates the
removal of material accumulated at the barrier as the stop logs can be removed, and material
transported down the river without the need to dredge upstream.
This technology consists of designing channelling walls and base made of concrete of 140 to 175
kg/cm2 (approximately 14 17.5 MPa) strength, which is made up of cement, sand and gravel,
mixed with 25 - 30% large stone by volume.
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Reduces the cost by well over 35%, both in terms of materials and workmanship with
reduced concrete, formwork and reinforcement.
Facilitates cleaning of the accumulated sediments. The wooden stoplogs that make up
the barrier are simply removed and the river flow is used to remove the sediments.
It is a simple technology, easy to maintain and can be operated by the rural population.
In case of flooding, the wooden stoplogs serve as a fuse. When a flood occurs, it is possible that
this action will break the wooden boards of the barrier allowing the river to move freely,
preventing flooding or damage to the intake and other components of the micro-hydro system.
Alternatively, the stoplogs can be removed as required during rainy season.
Despite being only a couple of years old, there is quite significant concrete damage. The effects of scour are already visible at
the bottom edges of the structure.
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Chontabamba.
reinforcement.
There
is
more
Furthermore, the
locations
reinforcement
to
be
for
effective.
the
For
Based on the initial review, it was determined that the design of the intakes structure and
channels would be carried out in accordance with the British Standards (primarily BS8110 for
concrete, and BS8007 for water retaining structures and earth pressures acting on below ground
structures in accordance with BS8002) to have an understanding of what considerations are vital
in carrying out the design of such structures. Furthermore the regulations and standards of
safety practised in the UK would be considered together with any specific requirements that
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5.3 Analysis
5.3.1 Existing Structures
Analysis of the structures in use in Peru has been undertaken based on guidance provided by
British Standards, technical notes and design manuals currently used by practising engineers.
The designs currently used by Practical Action have tried to use more innovative designs and
construction methods and low cost technology. They had not, prior to this investigation, been
designed or checked to ensure their safety and security. Having analysed the structures it can be
seen that they have not been adequately designed to cope against certain failure mechanisms, for
example, overturning, flotation and sliding.
Hand calculations determined that the overturning stability was satisfactory and the risk of
failure by sliding was very low in all cases. There were, however, several other concerns to
address (as outlined in Section 5.2).
Limitation of thermal and shrinkage crack widths (typically to 0.2mm as stated in BS8007) would
need to be undertaken. This could be done by providing small bar reinforcement at small
regular centres. In this country, meshes are considered good for this type of use (e.g. A252 or
A393 meshes) though the availability and costs are likely to mean that this is not a suitable
option
for
the
micro-hydroelectric
schemes
built
by
Practical
Action
in
Cajamarca. Reinforcement is generally needed in both faces for sections greater than 250mm
thick. Minimum cover to reinforcement should typically be 40mm, subject to the environmental
conditions.
In the UK, virtually every reinforced concrete structure designed uses a cement mix of 50% each
of Ordinary Portland Cement (OPC) and Ground Granulated Blast Furnace Slag (GGBFS). This
is cheaper that 100% OPC, has better sulphate resisting properties and means that less
reinforcement is needed to prevent thermal cracking, the only downside being that the concrete
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Figure 13: Drawings produced for the detailled design of a reinforced concrete intake
structure.
These drawings are some examples and include the corner reinforcement detail, a plan view and a schematic explaining some
of the reinforcement.
Drawings by author.
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5.4
Many of the problems identified in these structures were as a result of insufficient amount and
poor usage of reinforcing steel combined with low strength concrete. The costs of the structure
could be reduced by designing the structures to require less concrete.
It was found that, in most cases, the resulting costs still ended up being higher than those of the
intake structures actually constructed. It should be kept in mind that the cost values calculated
are not confirmed. Despite the decrease in concrete required by a more efficient design, the
increase in cost tends to come from the increase in reinforcement steel that these structures
should have.
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6. CHANNELS
6.1 Existing Channel Types
The method of the trusses described below for the lining the channels with concrete permits an
important reduction of costs. This is due to the decrease of the thickness of the lining down to
between 5cm and 7.5cm, depending on the cross section of the channel. This permits an
important saving in materials in that there is less concrete and no formwork. The method
consists of placing trusses at required intervals, with straight runs at long intervals and curved
zones at short intervals. The channels are then lined with concrete.
These trusses are then removed and the gaps are filled with materials suitable to serve as
expansion joints, thereby avoiding formation of cracks in the channels. Currently, many
governmental and private organizations are using these lined channels for other uses, mainly in
small and medium irrigation works.
This technique used to construct channels is simple and permits the employment of unskilled
labour as compared to the more skilled labour required for using formwork.
Figure 15: Trusses being placed before Figure 16: Complete concrete lined channels.
concrete is applied to earth channels. (Photograph courtesy of Practical Action).
(Photograph courtesy of Practical Action).
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Allows more flexibility and facilitates the work in curved and straight sections with ease.
Allows concrete thickness down to 50mm, thereby reducing the amount of concrete
required. With the formwork method, a minimum thickness of 150mm is required to
vibrate the concrete for adequate compaction. As there is no electricity available in these
remote regions, a portable generator would be required which would incur further
expenses, and so a process that does not involve electrical processes is ideal.
Reduces the quantity of wood by approximately 80% as the need for formwork is
eliminated.
Reduces the use for materials for the placement of expansion joints (asphalt, sand) by
50%.
Allows the finishing of the slopes and the floor (fair, rough or rip-rap finish) on the same
day or almost immediately without having to remove the formwork.
Good workmanship can be achieved with the local labour available with better efficiency.
Allows reduction of raw materials (concrete, stone, sand, timber and other), resulting in
lower cost of transportation of materials and reduces efforts for its attainment, especially
in remote areas with difficult access.
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Figure 17: Indication of movement of slope Figure 18: The movement of sections of the
into channel path A cover over the open slope material towards channel is visible here,
channel has been added to prevent the flow in as marked by the dotted lines.
the channel from being cut off.
In the next 150m of the channel, it is affected by landslides and soil creep. These phenomena
generate a lateral thrust on the channel, the effect of which can be seen by the breaking and
settling of the channel in several sections. Some of these breaks have been repaired very simply
with a patch, however this is not a long-term solution as the soil sliding process continues and is
likely to become acute in the following rainy season (Figure 17). Where then channel has
developed cracks, a significant quantity of water is lost by seepage into the ground. These
conditions are aggravated by an accelerated ground settlement process.
The figures above illustrate some of these failure examples and critical conditions. For example,
the yellow dotted lines in Figure 18 show the presence of faults in the slope due soil creep. This
results in blockage and in some cases destruction of the channel.
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Figure 19: Slope collapse at Yanacancha. This Figure 20: Slope collapse at Yanacancha. New
channels were dug into the earth and covered
lead to the destruction of channels.
pipe put into place at critical sections. Pipe
could not be installed along the entire length of
channel due to lack of funding.
6. 3 Analysis
6.3.1 Larger Channels
The full detailed design was carried out for a large channel section to have a good understanding
of the design concept prior to looking at the relatively small channels that are part of the
Practical Action micro-hydroelectric power schemes. The channel was designed to be five to ten
times larger than those used in these micro-hydro schemes (about 3m in depth) with reinforced
concrete and without any drainage features. It was noted that a large amount of concrete would
be required to negate the flotation effects caused by ground water pressure. To overcome the
flotation, a means to relieve these pressures must be considered in the channel design. However,
the flotation was found not to be an issue with such small channels as those used in these microhydro schemes.
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Figure 21: The relationship of varying channel depth, side wall angle and thickness for an
unreinforced concrete trapezoidal channel for different channel depths.
Channel depth
increasing from 0.5m
to 10m
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6.5 Recommendations
Based on the evaluation of the channels, my recommendations can be summarised as follows:
1. Implement land drainage to reduce the build up of groundwater that appears to make the
ground unstable. This is generally achieved by excavating selected regions of ground and
filling it with drainage material such as gravel such that it leads to a pipe to carry the
water away. As this may involve constructing drainage trenches and ditches on land
owned by the local population, any implementation would require discussion with them
and could only take place with their consent and understanding of the benefits.
2. Adjust the irrigation system in pasture lands with appropriate technology such as drip
irrigation or spraying, so that the moisture content of soils can be controlled.
3. Evaluate the options for changing the channel liner or designing an alternative water
conveyance system for the critical sections such as a flexible structures/ pipes that adapt
to deformations of the soil. Use of PVC pipe for conveyance of water is an option. This
is currently implemented in sections where slope failure has occurred, but the use of
open section channels with design modifications could also be considered.
4. Design the works to implement security and protection for the channel at critical
locations. In order to prevent collapse, the slopes affected by erosion of the river could
be stabilized. For lands affected by landslides, land drainage can be implemented.
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7. SLOPE STABILITY
The brief from Practical Action was to
investigate the structural considerations of
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Figure 23: Slope failure that affects the base of Figure 24: Channel path affected by slope
the channel. Earth is fractured in blocks.
failure.
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The geological characteristics of the land are varied; the zone around the intake structure is
composed primarily of sedimentary rock formation composed of limestone, marl and fine clays.
The composition leads to fairly unstable soils that slide easily under the influence of excessive
moisture from infiltration and uncontrolled flood irrigation applied to the grasslands.
On the other hand, the predominant climate conditions in the area are divided into two marked
stages. Between the months of November to April there is high humidity and intense rain, the
rivers reach substantial levels and lands are prone to sliding. Between the months of May to
October there are periods of drought, during which there is a reduction in the water supply
available to drive the turbine to produce electricity.
The geotechnical instability is associated with changing environmental conditions, above all the
saturated ground conditions during the rainy season. Currently there is very little being
implemented in order to address this issue of slope stability, apart from a few minor rock walls
put in place after problems have arisen. This highlighted the need for further investigations of
slope behaviour and design work to suggest alternative methods, in order to prevent such failure.
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dimensional slope stability analysis to study circular or non-circular slip surfaces. The program
uses the method of slices and offers a variety of established methods for calculating interslice
forces.
The calculations used in this programme were backed up by carrying out a hand calculation of
the Bishop Circle Method for failure, method of which is outlined in the U.S Army Corps of
Engineers Engineering and Design Manual for the Structural Design of Concrete Lined Flood
Control Channels (EM 1110-2-2007).
The slopes input used in the example were generalised versions of the slopes that exist adjacent
to intake structures in Cajamarca, and a geotechnical survey of much greater depth would need
to be undertaken before a more accurate model could be produced. It was found that there were
some variations between the hand calculations and the computer generated model. This was to
be expected as the computer generated model goes through calculations with a greater degree of
accuracy, though the outputs were within reasonable margins (19.7% difference between the
factor of safety value generated) considering the factor of safety values are within 1.00 and 4.00.
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Figure 26: Example of Oasys Slope analysis of slope failure using the Bishop Circle Method
for failure.
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Figure 27: Section of channel which has been broken, rebuilt and protected by a masonry
wall.
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This particular structure was used in the investigation to see the effect of flush-faced front walls. (Design 2 in Table 3).
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1
(Flush Front
Wall)
2.72
2
(Symmetric
Figure 28)
3.22
3
(Stepped
Front Wall)
2.86
4
(Stepped
Front Wall)
2.47
3.78
4.96
4.35
3.62
1.57
1.60
1.58
1.53
84.66
48.66
67.25
67.65
29.90
49.34
40.11
34.27
183.69
187.85
184.72
179.14
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Figure 29: Proposal to modify existing intake structures to include drainage features.
Technical drawing produced by author. Drawing based on an original structure design by Practical Action. The
proposed modification is circled.
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conditions, a low-maintenance structure has convenience and safety benefits. Casting the wall
in-situ allows exact dimensions to be determined on-site to suit the existing ground and to
facilitate tying the new intake structure into any stabilisation works (such as gabion walls). Precast would be of benefit in reducing the construction time on site on the bed of the river.
However, a pre-cast head wall would be too heavy to cast in one piece and lift into position.
Therefore it will have to be cast in several sections and assembled on site. Due to these works
being located in regions with such difficult access, as well as difficulties connecting various
sections together, pre-cast options will not be considered any further.
8.2.2 Sheet Piled Headwall
Sheet piled walls are frequently used on sites such as riverbanks where access is only readily
available from one side. The major advantage of this form of construction is that it allows most
of the work to be carried out from behind the wall, thus minimising the time that operatives
must spend on the river bed. The costs of mobilizing the necessary equipment are very high
compared with the cost per unit installation, which makes sheet piles uneconomical when used
on a small area. In such a remote area this is completely unviable. Other concerns associated
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It is worthwhile
considering a masonry intake structure as this provides a solution that makes use of local
experience and technology and also uses materials that are readily available in the local area.
From my involvement with the NGO PREDES (El Centro de Estudios y Prevencin de
Desastres) I have been afforded the opportunity to study the work they have undertaken in the
River Rimac Basin. Each year the basin of the river Rimac is subject to natural disasters, with
most of the damage being caused by landslides. In an attempt to minimize the destructive effects
of these flows of debris on the populated areas further down the river basin, PREDES have
designed and built walls and dikes in the river basins impacted by the landslides. In this situation,
the walls are perpendicular to the flow of debris so that the moving material is interrupted by the
wall and loses energy as it moves down the river basin, and so it is partially held back by each
wall and its velocity reduced. I was able to visit some of these sites to look at the structures they
have implemented. My visit was some months after a landslide had occurred and I saw that
these walls varying in size from a metre several metres high were still intact, indicating that the
masonry structure deal with the forces required to retain large volumes of earth material thereby
preventing flood damage at the downstream sections.
These solutions are fairly simple to implement and repair, and would help stabilise the slopes
either side of the intake structure as well as be used to construct the intake structure itself.
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Figure 31: Outline design for a masonry mass gravity side wall for an intake structure.
Figure 31 is a drawing I produced to indicate how a typical mass gravity side wall structure could
be built. This incorporates features that have been considered throughout the report, for
example the slight slope angle and the provision of drainage channels cutting through the
masonry mass wall to prevent the build up of pressure from ground water accumulating against
the side to the wall retaining the soil material. The water is then able to drain into the river
channel. As mentioned in Section 8.3, the drainage channels were designed with considerations
such as having filter cloth over the open ends of piping to prevent material, apart from water,
coming through.
I produced a simple program, similar in style to that described in Section 5.3.2.2, to provide an
easy analysis tool for Practical Action. The main principle behind the calculations was that the
resulting forces on the masonry would need to be such that no section of the masonry is put in
tension in order for the structure to be suitable.
With regards to the overall cost of this design, significantly lower quantities of concrete are
required, and the structure is comprised of mostly locally sourced stone thereby reducing
material and transport costs. The method of construction uses techniques more likely to be
familiar with the local people who are the primary construction workers for such schemes.
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9. PRACTICAL GUIDE
An important part of this type of research is the dissemination of findings and transfer of
knowledge so that improved technology can be developed and implemented with a view to
avoiding potential problems in the future. I decided it would be important to develop a practical
guide in order to clearly illustrate some of the problems identified through this research project.
Figure 33: Cover of the guide produced and some illustrations from the guide
Drawings and content by author.
Practical Action has a centre in the town of Cajamarca dedicated to training and capacity
building of local people with regard to these micro-hydro schemes and this idea of teaching and
technology transfer is a key part of their ethos. As part of the activities by Practical Action, I am
in the process of producing a practical design guide document (in English and Spanish) that
would address various potential problems encountered and remedial actions required. This
would also cover potential design options, early warnings and prevention of failures from the
point of view of the local people who are responsible for the building, maintaining and small
scale repairs of the micro-hydro scheme. A risk and value approach (Owen, 2009) would be a
central theme in the development of the appropriate technology for this region.
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A separate document with more detailed explanations shall be produced; however, this guide is based on simple instructions
with minimal words. Dimensions marked are using Peruvian convention; for example, the dimensions in the figure above
are in inches.
The next stage of this process is to get the translations for this guide checked by a native speaker
from that region to confirm that it is clearly understandable. The language will be clear and
simple with illustrations for better understanding and amount of words written will be kept to a
minimum.
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BIBLIOGRAPHY
Books
Chow, V., Open Channel Hydraulics, New York: McGraw-Hill Book Company, 1959.
Davis, J., and Lambert, R., Engineering in Emergencies, 2nd ed., Rugby: Practical Action Publishing,
pp. 640-648, 2007.
Davila, C., Vilar, D., Villanueva, G. and Quiroz, L., Manual para la evaluacin de la demanda, recursos
hdricos, diseo e instalacin de microcentrales hidroelctricas, Lima: Soluciones Prcticas, 2009.
Farmer, R., Gabion Retaining Walls Part 2 A Practical Guide to the Design Analysis for Semi Gravity
Walls Using Maccaferri Gabion, Stevenage: The Technical Department, Cagex Ltd, DATE.
Mosley, W.H., Bungey, J.H., and Hulse R., Reinforced Concrete Design, 5th ed. New York: McGrawHill, 1972.
US Dept of the Interior, Design of Small Dams, Washington: United States Government Printing
Office, 1974.
Internal Reports
Owen, J., Risk and Value Overview, Anglian Water Presentation and Report, 2009.
Escuerdo, N. F.,
Sidney Sussex
Yanacancha Baja,
Standards
BSI BRITISH STANDARD, BS 8007:1987, Code of practice for Design of concrete structures
for retaining aqueous liquids, 1987
BSI BRITISH STANDARD, BS 8110: Part 1: 1997, Structural Use of Concrete, Part 1 Code
of practice for design and construction, 1998
BSI BRITISH STANDARD, BS8002:1994 Code of practice for earth retaining structures, 1994
U.S. ARMY CORPS OF ENGINEERS, EM 1110-2-2007, Engineering and Design - Structural
design of concrete lined, flood control channels, Washington, Apr. 1995.
<http://www.fco.gov.uk/en/travel-and-living-abroad/travel-advice-by-country/south-
america/peru1>.
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