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Review by: Randall Collins and Joel Aronoff
The Sociological Quarterly, Vol. 14, No. 1 (Winter, 1973), pp. 135-143
Published by: Wiley on behalf of the Midwest Sociological Society
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SymposiumReview
Relations in Public: Microstudiesof the Public Order. By Erving Goffman. New
PETER K. MANNmG,
smiths' College
QUARTERLY
136 THESOCIOLOGICAL
of the analytic puzzle are assembled. I
believe Goffman has done this. Goffman portrays the muted terror and anguish, the quiet desperation of organizational men and their clients as a product
of the ritualized hierachically patterned
worlds in which they find themselves
(or is the ritualized existence in which
they live a consequence of their fears,
uncertainties and seeming wish to minimize and control the risks of human
relationships?). Are they the "desperate
characters"of Paula Fox's tour de force
novel of the same name, locked into
dreary and frightening routines, but unwilling or unable to imagine more creative or rewarding alternatives? (cf. Sennett's Uses of Disorder, 1970). One
thinks in this connection of the penetrating work of Crozier (1971), who has
cut through the webs of conceptual
obfuscation to examine groups of office
workers coping proximally with an environment which must present itself as
problematic, inchoate, and threatening.
He remindsus, perhapswith less tragically ominous tone than does Goffman, of
the continuing need to interdigitate the
metaphor of structure with the fleeting
goings and comings of individuals. (The
final paragraph of Coffman's Relations
in Public is an almost epigrammatic
summary of this concern.)
Coffman it seems is an anomaly, for
as Collins and Tiryakian have pointed
out, he attempts to weave together the
torn strands of analysis perhaps last best
synthesized by Weber. His work, like
that of Simmel, Mauss and then later
Durkheim, and Goffman's mentor and
later colleague at the University of Chicago, Everett Hughes, is an attempt to
bridge situations and structures. This
focal point illuminates the dilemmas of
sociological explanation. The failure to
develop this synthesis accounts for the
all too frequent appearance of polemic
articles claiming that sociology is becoming merely psychology, that it must
return to its original structuralroots and
concerns, or that sociology has forgotten
men and must return to fundamental
Symposium Review
tactical relations among the acts of
different persons mutuallypresent to
one another. . . Not, then, men and
137
Harr6, R.
1970 "Foreward"to Lyman and Scott (be
low).
Lofland, J.
Forthcoming "The Sociology of Erving
Goffman" in Jack D. Douglas,
ed. Existential Sociology.
Louch, A. R.
1966 Explanation and Human Action.
Berkeley: University of California
Press.
Lyman, S. and M. Scott
1970 A Sociologyof the Absurd. New York:
Appleton-Century-Crofts.
Manis, Jerome and Bernard Meltzer, eds.
1972 Symbolic Interaction (2nd ed.). Boston: Allyn and Bacon.
Manning, Peter K.
Forthcoming "Existential Sociology" Sociological Quarterly.
Sennett, Richard
1970 The Uses of Disorder. New York:
Random House.
RANDALL COLLINS,
138
THE SOCIOLOGICAL
QUARTERLY
Symposium Review
for real explanatorygeneralizations.(The
situation is more or less parallel in the
empirical research done in the positivist
camp, albeit with very different methods
and a correspondingeffort to avoid the
taint of subjectivity.)
It should be obvious that sociology
can never pay off as an explanatory
science until the two levels of analysis
are satisfactorily synthesized. This has
been approached a number of times in
the past. Within the positivist camp,
Durkheim came the closest, especially in
his last work on religion. His analysis of
ritual behavioras the technique by which
men constructboth emotional bonds and
reified cognitive categories to express
their social relationships opened up a
very powerful line of advance upon
both levels simultaneously.On the idealist side of the Rhine, Weber came closest
to a working synthesis, incorporating
idealist philosophy as at least an introduction into his historical studies informed by Marxian positivism.
Neither of these syntheses was worked
out in their authors' lifetimes. As happens so often in intellectual history, their
followers have tended to become sidetracked. Talcott Parsons, who was one
of the first Americansto visit the European sociological scene after World War
I, saw some of the possibilities. His
grand synthesis was a self-conscious effort to solve the problem of integrating
the two levels of analysis. It has not
proven quite adequate. For Parsons only
pays lipservice to Weber's actionorientation, and even manages to pull
back from Durkheim's most advanced
scheme; his fundamental loyalties turn
out to be to Pareto and Freud. For Parsons, the individual gets integrated into
the social system via the dual mechanisms of roles (as the building blocks of
larger institutions) and values (as replicas of a society-wide value system residing in each member'shead). Durkheim's
collective conscience becomes reinterpreted as a set of values internalized in
childhood; with this internal gyroscope,
139
140
THE SOCIOLOGICALQUARTERLY
tends to slide back down from the theoretical advances which he had already
made. From his early potential as the
synthesizer of structural and individual
levels, he has moved progressively into
a smailU
r arena of specialization in the
microproperties of face-to-face interaction. The strategic retreat took him
through a series of notable contributions
to the field of deviance, beginningwith a
Durkheimian analysis of the effects of
conditions of high social density (i.e.
total institutions) on the individual'sexperience of moral reality. Along with a
series of his former students-Marvin
Scott, Sacks, Sudnow, Scheff-Goffman
virtually created the study of everyday
life, now a thriving field. But the original theoretical orientation has gone, to
be replaced among most subsequentpractitioners by the abstractionsof idealism.
In the last decade, Goffman himself
seems to be defining the meaning of his
own work increasingly within the context created by his followers. Perhaps
one inevitably reconstructs one's own
creative contributions to intellectual
reality according to the reception they
receive. This is shown in his latest
work, Relationsin Public, a kind of compendium of research findings which
Goffman treats as comprising his current position.
The book consists of a series of chapters on various topics already familiar in
the Goffman repertoire.They summarize
empirical research and theoretical refinements on approximately the same
materials treated eight years earlier in
Behavior in Public Places. Cumulative
development is apparent in many areas.
Thus, the individual as a vehicular unit
in sidewalk traffic has been studied with
some care, and Goffman formulates the
complexities of routing and eye signals
involved. (A synthesis with Stinchcombe's treatment of the freeway as a
social system would now seem just over
the horizon.)
Goffman concludes from a taxonomy
of the different interaction units an individual may make up, that the concept
Symposium Review
of "an individual"itself is becoming too
gross, and must be decomposed into a
series of specialized terms depending on
the particular analytical context. This
leads us to a typology of the territories
of the self, including personal space (as
studied for example by Sommer), use
space, turns, informational and conversational preserves; a considerationof the
markers used to communicate one's
claims, and of the territorial violations
that can occur.
There are two chapters on short conversational interchanges, treated in an
explicitly Durkheimian framework. One
large category is made up of supportive
interchanges: mainly access rituals such
as greeting and farewell salutations,
which Goffman shows are finely tailored
to the niceties of the relationships they
serve to uphold. The other major type
consists of remedial interchanges: accounts, apologies,requestsfor leave, body
gloss as a means of restoring ritual coherence in personal relationships. Goffman also returns to a favorite theme:
that a code of ritual propriety opens the
possibility (and is a prerequisite for)
symbolic challenges ("run-ins"), which
in turn leads to a furtherset of expressive
signals for showing that one is not
threatening a run-in.
This is followed by a treatment of
tie-signs: ritual markers of relationships,
ranging from handholding to "grooming
talk" (a nice term taken from the mutual lice-pickingthat goes on among pairbonded monkeys). Toward the end of
this chapter we get a great deal of spygame type of materialsto illustrateproblems of concealing relationships, apparently left over from Goffman's more
popularisticventure in Strategic Interaction. The popularisticnote becomes even
stronger in the lengthy concluding chapter on normal appearances.It begins by
cogently placing homo sapiens in the
perspective of animal ethology, and then
goes on through a considerationof alarms
to a scattering of remarks about crime
in the streets and other topical issues.
141
(p. 138)
142
THE SOCIOLOGICALQUARTERLY
JoEL ARONOFF,
MichiganState University
In commenting on Erving Goffman's
new book I am assuming that Goffman,
his methods, as well as the subject matter of the book, are so well known that
I can turn instead to the specific request
in my invitation to join this symposium.
Because I am a social psychologist who
does cross-culturalfield work, as well as
experimentalsmall-groupresearch,I was
asked to comment in personal terms on
what I hope to learn from a new book
by Goffman, and to evaluate what I
found.
In particular,I am a member of that
academic generationfor whom Goffman's
Presentation of Self in Everyday Life
came as an illumination,a glimpse into
what a vibrantapproachto social science
might be. The call from a social scientist
for a social psychology that dealt with
real people living all the nuances of a
real life was almost a religious test to
join an approach that one entered at his
own peril. Looking at the new fields he
helped develop, we can recognize how
well he succeeded.
Unfortunately,there is a social regularity in which Goffman now has joined.
Perhaps the best way to put it would be
to recall the career of Erich Fromm,
whose first few books taught much but
whose later books confused, until you
came to realize that there was nothing in
them. Prominentmen sometimescome to
feel that they must keep knocking them
out no matter how little they have to
say. Reading Goffman now reminds me
of when I tried to keep up with Fromm,
until I realized that there was nothing
there.
So it is with Relations in Public.
There is little that needs to be said from
any special vantage point of a social
psychologist. This is simply a poor book.
I regret the time I spent reading it and
advise prospective readers to spend their
time more wisely. It combines all the
flaws of a typical Goffmanbook and even
Symposium Review
his fancy for unusual juxtaposition in
strings of nouns, which he does in order
to shock the reader into an awareness of
the undersideof life, is done mechanically
and without any new sensibility. Goffman is now a formula and even his grotesque is kitsch.
To be brief. Goffman represents himself as developing new theoretical insights about public social interaction,and
in his struggle with the "unknownraw
phenomena,"he is "forced" to develop
new terminology. While new words are
needed when new phenomena are discovered, the neologisms in this book all
denote the most commonplace of variables. Still worse, as he presents the well
known, his references are seldom to the
people who brought the variable to attention but, instead, for the most part
are direction to recent abstruse papers.
For example, he calls the joint appearance and interaction of individuals in
public a "with,"and takes care to argue
that he is referring to an interactional
rather than a social-structuralunit. While
that sounds promising, initially, as he
proceeds with his standard method (the
accumulationof brief anecdotes) his examples fit perfectly the standard definitions of the dyad, group or family. For
scholarly clarificationhe cites Harold B.
Barclay, Buurri al Lamaab (Ithaca,
N.Y.:Cornell University Press, 1964),
which may be a perfectly fine book, but
is hardly the origin of these notions. And
so on for nearly 400 pages. Indeed, in
this book Goffman proves the commonplace so well, that after reading it one
wants to say "This is so very important
that we should devote a whole field of
143