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Abstract
Symbolic interactionism is often represented as a perspective which is limited by
its restriction to micro aspects of social organization. As such, it is allegedly
unable to adequately conceptualize macro phenomena such as social structure,
patterns of inequality, and power. Such a view is routinely presented in undergraduate textbooks. This paper contests such a view through a consideration of
the concept of power. We argue that the interactionist research tradition does show
a fundamental concern with power phenomena, and that a reconsideration of the
concept is timely in light of theoretical developments in sociology more generally.
An increasing concern with the analysis of culture, the continuing influence of
Foucault, the development of feminist perspectives, and the emerging consensus
around neo-Weberian thought have all contributed to a renewal of interest in
themes long ago explored by interactionists. As examples we suggest that interactionist studies in the fields of deviance and education have been concerned
above all with the authoritative imposition of consequential identities, i.e., with
the social processes through which power is enacted and institutionalized in real
situations. Such developments have led some to argue that interactionism has now
been incorporated into the mainstream of sociology. We conclude, however, by
arguing that such a view runs the risk of granting to orthodox sociological thought
a legitimacy which is analytically unwarranted, and which fails to recognize the
alternative theoretical and philosophical foundations of symbolic interactionist
thought.
Keywords: Power;
structure/agency
social
theory;
symbolic
interactionism;
micro/macro;
Introduction
The impetus to write this paper derives in part from an experience one of us
had while acting as an external examiner for a course on sociological theory.
Students were required to write two essays during their examination, and one
Dennis (School of English, Sociology, Politics and Contemporary History, University of Salford) and Martin (School of Social
Sciences, University of Manchester) (Corresponding author em: a.j.dennis@salford.ac.uk)
London School of Economics and Political Science 2005 ISSN 0007-1315 print/1468-4446 online.
Published by Blackwell Publishing Ltd, 9600 Garsington Road, Oxford OX4 2DQ, UK and 350 Main Street, Malden,
MA 02148, USA on behalf of the LSE. DOI: 10.1111/j.1468-4446.2005.00055.x
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The general theme which emerges from these, and many other, discussions
is that SI cannot adequately take account of the phenomena of power and
social structure, and that it necessarily leads to a neglect of institutional analysis. Neglect of these matters, it was (and is) argued, would amount to nothing
less than an abandonment of some of the central themes of sociology. In fact,
we share this view: the cultural complexities of power, institutions and social
structure are indeed fundamental objects of sociological concern. We acknowledge, too, that the critics were concerned with a variety of what they took to
be microsociologies, and not only SI. What we wish to reject, though, specifically and emphatically, is the characterization of SI as an approach which
does not, or cannot, provide an understanding of these phenomena, and with
it the misrepresentation and misunderstanding what Maines has called the
mythic facts and reconstructive legitimacies (2001: 249) concerning SI
which, for whatever reasons, have become established in the secondary literature. In the remainder of this paper, therefore, it is this general theme which
we will develop, with particular reference to the concept of power.
Dualistic incorporation
The persistence of these misrepresentations is all the more perplexing since
there are clear indications that by the 1980s a degree of reorientation was
taking place. By this time (the very same) Giddens was writing about the need
to develop an adequate account of the nature of human agents and the ways
in which meaning is produced and sustained through the use of methodological devices in social interaction (Giddens 1987: 2145). Indeed, a number of
developments combined to move the sociological discourse away from a
primary concern with structural phenomena. The Marxism which had been
in vogue in the 1970s was itself in (terminal?) decline, giving way to a growing
consensus around neo-Weberian themes, so bringing the social actor and
processes of interpretation back into analytical focus. There was also, as we
have mentioned, the remarkable rise of Foucault as a figure of enormous influence, not least for the way in which reactions to his work revived debates about
matters of structure and agency. The development of cultural and media
studies led to renewed interest in the construction of symbolic worlds, and
processes of representation more generally. Influential, too, were feminist
thinkers, as they developed themes like the gendered nature of discourses and
the ways in which macro sociological phenomena such as the reproduction
of patriarchy had to be understood in terms of everyday activities and experiences (e.g., Smith 1988). The various strands of postmodernist thought also
emphasized themes long established in the interactionist tradition, such as the
inadequacies of grand narratives as all-encompassing accounts of history and
social life, the idea of the social constitution of personal identity, and so on.
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In all these and other ways, then, sociological work over the last twenty years
or so has increasingly involved an engagement with themes that were central
to the SI tradition. Yet, as we have seen, that tradition itself has simultaneously been subject to persistent misrepresentation in both sociology textbooks
and the professional arena, leading to the situation which David Maines has
described as the faultline of consciousness the paradox that in America:
. . . sociologists over the years have learned a way of talking about themselves and their discipline . . . that has compartmentalized interactionist
work and relegated it to the margins of scholarly consideration while simultaneously and unknowingly becoming more interactionist in their work.
(Maines 2001: xv)
Similarly, Gary Alan Fine (1993) has written of interactionisms simultaneous
sad demise, mysterious disappearance and glorious triumph in the sense that,
while the central themes and core concepts of interactionism have now been
accepted by much mainstream sociology, the perspective itself, as a scholarly
movement, is fragmented and often invisible.
For both Maines and Fine, then, the accommodation between interactionism and mainstream sociology has come about largely through the absorption
of the former by the latter, and we would argue further that the various theoretical movements mentioned above have been instrumental in bringing
about significant reorientations in sociological thought. However, there is an
alternative account of the relations between interactionism and general sociology, which places more emphasis on some of the ways in which the interactionist tradition has itself been reconstituted in recent years and, in particular,
has begun to confront some of the sociological big issues of inequality, social
structure, power, and so on.
This was certainly the view of Musolf (1992), who discussed the new directions which he took to be emerging in SI work in relation to British cultural
studies, and the converging concerns of both with structure, institutions, power
and ideology. For Musolf (and others), interactionism itself was changing
emancipating itself from a preoccupation with interpersonal encounters and
situations, and beginning to explore the links between such microsociological
communication processes and macrosociological community structures
(Musolf 1992: 172). In so doing, new interactionist work has responded positively to the charge that the perspective suffers from an astructural bias, utilizing an expanded view of power and ideology to develop a new critical SI
perspective (Musolf 1992: 173).
Yet there is an ambivalence in this way of representing the interactionist
tradition for, in rightly drawing attention to the wider sociological significance
of some interactionist work, Musolf appears to accept the charge of astructural
bias in interactionism and its alleged inability to deal with macro issues of
power and so on (Musolf 1992: 185). Once again, it should be clear that our
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purpose in this paper is to resist this implication. We will suggest, firstly, that
far from neglecting such matters as power and social structure, studies in the
interactionist tradition have in fact investigated them, but in ways which reflect
the fundamental premises of that tradition, and in particular its pragmatist orientation to the analysis of social life.2 Secondly, and following on from this, we
contend that much misunderstanding and misrepresentation of interactionism
arises from the fact that the very concepts invoked in the debate power,
social structure, and so on are themselves drawn from, and are constitutive
of, a macrosociological discourse which is incompatible with the underlying
premises of interactionism. Thus, the incorporation or assimilation of interactionism into mainstream sociology is inherently problematic potentially furnishing conventional sociology with an unwarranted analytical legitimacy, and
obscuring the basic philosophical and theoretical underpinnings of classical
SI research.
To validate their status as sociologists, interactionists have all to often been
expected to demonstrate their ability to contribute to sociological work
where the nature of the sociological is something constituted outside their
own theoretical schema. Just what counts as sociological is something that
has rarely been defined by interactionists in their own terms, but presupposed
or presented from outside as a fait accompli. The implications of this for the
study of power, as we will see, are enormous. Any studys academic relevance
depends on its disciplinary location: ideally, it should address a theoretical
debate or problem but, regardless of whether it does this or not, its rationale
must, at least, be derived from disciplinary issues. Recent attempts to demonstrate the relevance of and rationale for undertaking interactionist studies of
power, however, seem increasingly detached from what we take to be a specifically interactionist theoretical account of the nature of power relations. The
rationale for studying power is, at best, derived from mainstream approaches
(which are, as we will see, often alien to the interactionist perspective) or, worryingly, based simply on the notion that power is what sociologists study.
Interactionists, then, face a dilemma. Power, apparently, has to be treated as
a thing, a topic in its own right, for studies to deal with it in ways acceptable
to mainstream sociology. But in order to do this, they must downplay their
own traditions approach to what power might be and how it might be investigated: interactionist studies of power dont look like conventional studies of
power, so they cant be studies of power and so they must change, or at least
demonstrate their relevance to the mainstream (see, for instance, Prus 1999,
on this point). Power, here, is something more than such cognate concepts and
phenomena as legitimation and interpersonal influence and, so, cannot be
addressed adequately through their analysis alone.
If finding a mainstream warrant for interactionist studies is the issue at hand,
we believe, this problem emerges as a result of existing dualisms within the
mainstream rather than from the supposed dialectic between mainstream
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relations and their enactment would require a much more extensive treatment. In the present context, we will simply present some material from two
of the central areas of interactionist research, deviance and education, which
serves to illustrate this theme.
perpetual process of conflict (Hughes, Sharrock and Martin 2003: 106; Collins
1975: 43); what we wish to emphasize here, however, is the interactionist focus
on rule-making as the actual work of real people, whether they be governments, pressure groups, businesses, moral entrepreneurs (Becker 1963: 147
ff ), informal primary groups, or whatever.
It is this approach that characterized interactionist studies of, for example,
the enactment of legislation concerning alcohol and marijuana use (e.g.,
Gusfield 1963; Becker 1963), or Blumers perspective on the relations between
races (for a recent discussion, see Esposito and Murphy (1999)). In each case
rules, whether formal or informal, were established which demonstrated the
power of some group to establish an authoritative definition of the situation,
and thus to criminalize certain activities, or stigmatize whole groups of people.
Inevitably, such rules were and are resisted and challenged; moreover their
very existence entails a redefinition of the situation by those who have been
rendered deviant, often with significant consequences for their sense of identity, and sometimes an increase, rather than the intended decrease, in deviant
activities (Lemert 1972). Yet to place an undue emphasis on these reactions
or responses, or to consider them subjective matters outside the remit of sociological analysis, is to misunderstand and distort the premises of interactionism.3 As ever, Becker made the essential point with great clarity, starting with
the Durkheimian theme that social groups create deviance by making the rules
whose infraction constitutes deviance (Becker 1963: 9, emphasis in original),
then making explicit the sociological corollary that deviance is not a quality
of the act that the person commits, but rather a consequence of the application by others of rules and sanctions to an offender (Becker 1963: 9, emphasis in original).
These extracts from Beckers introductory chapter in Outsiders have regularly appeared in sociology textbooks for nearly forty years now yet they
have rarely (if ever?) been followed by Beckers elaboration of his position,
so in the present context it is worth quoting from his subsequent remarks:
Who can, in fact, force others to accept their rules and what are the causes
of their success? This is, of course, a question of political and economic
power . . . Rules are made for young people by their elders . . . Men make
the rules for women in our society . . . Negroes find themselves subject to
rules made for them by whites. The foreign-born and those otherwise ethnically peculiar often have their rules made for them by the Protestant
Anglo-Saxon minority. The middle class makes rules the lower class must
obey in the schools, the courts, and elsewhere.
Differences in the ability to make rules and apply them to other people
are essentially power differentials (either legal or extralegal). Those groups
whose social position gives them weapons and power are best able to
enforce their rules. Distinctions of age, sex, ethnicity, and class are all related
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the detailed examination of police, court, or prison procedures, and with the
typifications of people and their actions which inform the perspectives of those
in authority. These concerns underlie many of the now-canonical studies in the
sociology of deviance. An influential example is Cicourels (1967) study of the
social organization of juvenile justice, which demonstrates in detail the ways
in which police procedures, and assumptions about the kind of people being
dealt with, play a crucial part in determining the different ways in which young
men are treated in the criminal justice system, and thus how the familiar social
class differences in rates of deviant behaviour come to be produced (see
Eglin 1987, for a discussion of these issues). It should be clear that in examining such processes and others, such as the ways in which police officers
may seek to maintain order rather than enforce the law (Bittner 1967), or
the ways in which prison culture reflects criminal values (Becker 1968: 80)
interactionist sociologists have focused specifically on the analysis of power
relationships in real-life settings. By examining the authoritative imposition of
deviant identities, and responses to these, both individual and collective, we
may obtain some understanding of the ways in which cultural patterns and
institutional constraints exert their influence on individuals, without reifying
the concept of social structure or the idea of power. Many other examples
could be given, including studies of the marginalization and classification of
mentally ill people such as the classic essays of Goffman (1959) or Lemert
(1962). Our main aim here, however, is simply to support the contention that
far from neglecting power relationships, many of the interactionist studies of
deviance are concerned precisely to examine and understand the ways in which
these are enacted in real institutional contexts.
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class and educational attainment (e.g., Lloyd Warner, Havighurst and Loab
1944; Hollingshead 1949; Davis 1950), Beckers study of teachers was concerned less to describe this relationship once more than to develop an explanation of how it was a consistent outcome of the everyday processes of the
school how routine, everyday activities in classrooms reproduced classbased, society-wide inequalities in educational attainment levels. Moreover,
Becker was quite explicit in taking as his target the discrimination of our educational system against the lower-class child (Becker 1952: 452).
Again, we suggest that there is little evidence here of a withdrawal from
institutional analysis or a neglect of macrosociological processes. On the
contrary, the full force and pervasiveness of the latter is acknowledged
from the start, and the aim of analysing school practices and procedures is to
understand more about them. Although we can only mention a few, subsequent studies maintain and develop this orientation. Rist (1970), for example,
like Becker, emphasized the importance of teacher expectations in influencing childrens performance, focusing on the ways in which interpersonal
processes in schools have major effects in reproducing a class-stratified
society. Yet Rist also argued against a too rigid application of labelling theory
(1977: 299): the outcome of classroom interactions (like any interactions) is
conditional and to an extent open-ended. These comments were consistent
with a move away from the notion of the self-fulfilling prophecy (e.g.,
Rosenthal and Jacobson 1968) as an explanation of educational attainment,
towards a view that conceives of the differentiation of students as a consequence of the administrative organization and decisions of personnel in the
high school (Cicourel and Kitsuse 1963: 6). This was a major theme in Cicourel
and Kitsuses study of decision-making by high school personnel (and the
common sense concepts which informed it), and in Laceys (1970) analysis
of the effects of streaming on pupils identification with formal and informal
cultures. In general, then, these studies display a concern to explicate the ways
in which class, race and later gender factors enter into the process of social
stratification. Rist made the point explicitly, arguing that while influential
large-scale social surveys had identified significant academic differences
among various groups of children, such studies gave no hint as to how these
differences come to manifest themselves. What is left unexamined is the
process by which there come to be winners and losers (Rist 1973: 18, emphasis in original).
Were it not for the ways in which interactionist studies have so often been
portrayed, it would surely be unnecessary to emphasize the point that schools
(literal) classification of students, their assessment of achievement and abilities, and their decisions about appropriate educational career trajectories, are
authoritative and usually unchallengeable. Teachers and educational professionals are in a position of power to define the situation for their students,
and to impose irrevocable identities on them. Whereas, for example,
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consistency with empirical facts something which makes no sense if competing propositions can be equally compatible to the relative merits of its
consequences, it is possible at least to arbitrate between these approaches.
Pragmatism, again, is a method, not a system.
In the light of this, Blumers premises take on a different light. They facilitate studies, allow empirical investigations to take place, with a minimal theoretical apparatus designed to minimize a priori assumptions and maximize the
capacity of empirical materials to address theoretical problems in sociology.
By explicitly not assuming a fixed relationship between micro and macro,
structure and agency indeed, by disavowing the legitimacy of such distinctions it is possible to show how power as manifested in real situations generates and shapes both the individual and his or her social context. By starting
with a method, rather than with a theory, one can come to the same conclusion as Foucault that power is ubiquitous and that it shapes both the actor
and the structures of society.
Rather than construing SI as one half of a dualism, therefore, and accepting its findings as supports for (or arguments against) established theoretical
positions, we wish to advance the proposal that its way of doing things,
its philosophical and methodological rationale, is a more effective means
of solving sociologys disciplinary dilemmas than any alternatives currently
available.
Conclusion
We have argued that SI studies, far from neglecting the phenomena of power
in social life, have in fact focused for example in the fields of deviance and
education precisely on the ways in which authoritative and consequential
power relations are enacted and sustained by real people in ways which contribute to the structuring of societies. They are not, therefore, to be seen
as subjective or micro in orientation and scope, as so many textbooks (and
theorists!) have claimed. Nor are they a kind of defective or denuded version
of sociology, which needs to be supplemented with conventional structural or
macro analysis. On the contrary, our contention is that the SI perspective,
and the studies which it has generated, is derived from a fundamentally different (if often implicit) set of premises indeed, one of the reasons why G.H.
Mead retains his theoretical significance is that his work provides a link
between early American pragmatism and sociological thought. As Blumer
once put it, Mead was:
. . . primarily a philosopher. He differed from the bulk of philosophers in
believing that the cardinal problems of philosophy arose in the realm of
human group life and not in a separate realm of an individual thinker and
his [sic] universe. (Blumer 1981: 902)
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It is, of course, this realm of human group life which is of paramount importance for SI: the focus is on society as an ongoing accomplishment, and not as
a hypostatized aggregate of structures, institutions or universal processes
which can be unambiguously defined, or even measured, from some objective standpoint. From this point of view, SI has sought to avoid what Whitehead (1925: 52) called the fallacy of misplaced concreteness, mistaking such
idealist abstractions as beauty, freedom, justice, democracy or power for
concepts which identify specific entities or conditions, and which could, moreover, somehow be disengaged from the ongoing flux of social life.
Though the theme cannot be developed here, it remains to make explicit
the way in which this alternative perspective leads to a different approach to
understanding power in social life. As the above remarks have suggested, a
pragmatist orientation implies that there is no such thing or entity as power
in a universal, transcendental, sense; moreover (and as Foucault concurs) all
social relationships can be described in terms of their power dimensions. This
does not, however, lead to the absurdity of claiming that there are not enormous and enduring differentials in the capacity of some people to do things
to others. Such differentials, however, must be understood as the outcomes,
over time, of social processes often quite prosaic which ultimately produce
patterns of decisive advantages and disadvantages, often involving the accumulation (or loss) of significant resources money, land, military might, prestige, and so on. To understand how these patterns come about, how they are
perpetuated and challenged, and so on, is for us an important opportunity in
the exercise of the sociological imagination (Mills 1959). It would be wrong,
of course, to suggest that there have not been sociologists interactionist or
otherwise who have not made significant contributions in this respect. Hall,
for example, has explicitly made use of interactionist premises in his analysis
of the political domain (Hall 2003: 36), as well as drawing on the work of
Edelman (1964; 1977), who emphasized the importance of symbolism and language in the creation of political discourse. Another instance would be
Waddingtons (1998) detailed analyses of police work, demonstrating how
the effectiveness of police officers is a consequence of the symbolic representation of relevant authority, and how their decision-making depends
on processes of interpretation and situational definition.
There are many such studies, and we can only give a handful of examples
here. Our contention, however, is that such studies enable us to understand
the how and why of power relationships without illegitimately reifying the
concept of Power. Indeed, however attractive it might seem, or however politically expedient it might be, we submit that doing this is an analytical evasion,
and ultimately a futile one. As the examples of deviance and education studies
should have suggested, consequential power relationships, and gross inequalities of income, can be seen to be sustained by networks of reasonable people
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all doing perfectly normal and routine things, sustained by a symbolic discourse which legitimates some actions and denigrates or prohibits others (and
is ultimately anchored by legal sanctions). All of these activities, as the SI
studies have shown, are amenable to empirical investigation.
An analogous, and highly consequential, set of processes is that which sustains the differential power of money. Everyone knows that a hundred-dollar
bill confers more spending power than a dime, but, as Simmel pointed out a
century ago, this has nothing to do with the intrinsic characteristics of the banknote or the coin. On the contrary, it has everything to do with their legitimation by public power (Simmel 1997 [1900]: 237): the symbolic meanings
attached to them, and the ways in which real people in everyday situations
orient their activities in relation to them. In a similar fashion, we can see how
the power of, for example, a king or prime minister or chief executive officer
depends, as Weber (1922: 213) showed, on the symbolic legitimation of their
roles through a discourse of authority, an appropriate legal framework, and
the acceptance of these by whole networks of others in subordinate positions.
Such considerations also lead to an understanding of the ways in which the
power of such top people is rarely absolute, but is often contested, resisted
and, from time to time, challenged (see also King 2004). In this context, we
can agree with Worsley that decisive authority . . . lies in the hands of a small
set of men (1973: 10), while rejecting the conclusion that a theory of power
or an analysis of its distribution would lead to some ultimate understanding
of how this comes about (let alone contributing to any significant political
change).
Such considerations also lead us to question the familiar assertion that we
know little about these top people mainly men in positions of significant
power. On the contrary, countless thousands of books of biography and autobiography have been written about and by such people: indeed in recent times
it has been customary for historians to react against the tendency to write
history as a narrative of Great Men. None of these works has led to the formulation of an accepted definition, let alone a theory, of power, and nor could
they ever do so. Such accounts tend to support the contention that people in
positions of power tend to operate very much like other ordinary human
beings in more familiar social contexts.
So we are led back to our point of departure, and Foucaults notion of the
omnipresence of power. He uses this term:
. . . not because it has the privilege of consolidating everything under its
invincible unity, but because it is produced from one moment to the next,
at every point, or rather in every relation from one point to another. Power
is everywhere; not because it embraces everything, but because it comes
from everywhere. And Power, insofar as it is permanent, repetitious, inert,
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and self-reproducing, is simply the over-all effect that emerges from all these
mobilities, the concatenation that rests on each of them and seeks in turn
to arrest their movement. (Foucault 1976: 93)
While there are all sorts of differences in the genealogies of Foucaults ideas
and those of SI, their convergence on common ground is, we suggest, undeniable. Both rejected the formulation of an explicit theory of power (Szakolczai 1998: 14023); both focus on institutional processes in contemporary
societies; both take the struggle among social groups and their competing definitions of reality as the dynamic which underlies social organization; and both
have a particular concern for what, for Foucault, was the genealogy of subjectivity (Szakolczai 1998: 1407) and for SI the social genesis of the self.4 There
is, too, a rich irony in the ways that both Foucault and SI not only reject the
charge of subjectivism so often made by orthodox social scientists, but throw
it back at them:
For Foucault, the discursive field of formal academic theorizing about power
primarily derives from notions of sovereignty. In this context sovereignty
refers to an originating subject whose will is power. (Clegg 1998: 31)
While, for Blumer, the social theorists a priori imposition of a set of categories
on the social world is itself a form of subjectivism:
. . . the objective approach holds the danger of the observer substituting
his [sic] view of the field of action for the view held by the actor. (1969: 74)
Like the pragmatists from whom its initial inspiration was drawn, SI rests on
a principled refusal to deal in the supposedly universal, objective, and metaphysical categories and concepts which have produced little more than confusion in philosophy and sociology:
It answered metaphysical questions by urging a return to the social world.
It is thus patently at odds with the tenor of most academic discourse. In turn,
it cannot satisfy the demands that are created by that discourse. (Rock 1979:
233)
SI is fundamentally and inescapably concerned with the realm of human
group life and, to the extent that this realm is ignored by conventional sociology, cannot easily be integrated with, or incorporated into, it. We are, finally
and appropriately, reminded of the words of a neo-pragmatist philosopher,
Richard Rorty:
We must repudiate the vocabulary our opponents use, and not let them
impose it upon us . . . our efforts at persuasion must take the form of gradual
inculcation of new ways of speaking, rather than of straightforward argument
within old ways of speaking. (Rorty 1999: xviiixix)
(Date accepted: February 2005)
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Acknowledgements
We are grateful to Russell Kelly, Greg Smith, Rod Watson and participants in
the 2004 SSSI Annual Meetings for their comments on earlier drafts of this
paper.
Notes
1. Haralambos continues by suggesting
that SI is a distinctly American branch of
sociology and to some this partly explains its
shortcomings but we will refrain from
pursuing this. For present purposes we wish
to focus on the claim that interactionism
examines human interaction in a vacuum
and that structural norms are ignored or
neglected (Haralambos 1980: 551).
2. Although it may be conceded that
these premises have often remained
implicit. See Rock (1979: 5 ff, and his discussion of the oral tradition of SI).
3. The standard criticisms of an SI
approach to deviance all revolve around
fundamental misunderstandings of SI
(Rock 1979: 240, n. 19).
4. Burns (1992, especially 1636) and
Misztal (2001, especially 3189) deal more
comprehensively with the detailed issues
of convergence between Foucault and
Goffman.
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