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Article history:
Available online 15 August 2014
Keywords:
Displacement spectra
Damping modication factor
Prediction equation
Pulse-like records
Far-fault records
a b s t r a c t
In seismic codes, elastic response spectra are usually dened by assuming a conventional value for the
critical damping ratio equal to 5%. damping modication factors (DMFs), i.e. scaling factors, are then
applied to account for the effect of damping values higher or lower than the nominal 5%. Usually,
code-mandated DMFs depend neither on ground motion characteristics nor on structural properties.
However, the inuence of such factors on the DMF was highlighted by different studies.
In this paper, records from 110 near-fault pulse-like ground motions and 224 ordinary ground motions
are used to calculate elastic displacements and DMF spectra corresponding to different values of the
damping ratio ranging from 2% to 50%. The effect on DMFs of pulse period of the ground motion,
earthquake magnitude, site-to-source distance, and period of vibration of the structure is discussed. By
rotating the pulse-like records according to different directions with respect to the fault, including the
fault-normal and the fault-parallel one, the inuence of the angle of rotation is also investigated. Based
on results of regression analyses, equations for the prediction of the DMF for near-fault pulse-like ground
motions are nally proposed.
2014 Elsevier Ltd. All rights reserved.
1. Introduction
The development of performance-based seismic engineering
brought to a growing interest in the denition of displacement
response spectra (e.g. see [14]). In the performance-based philosophy, in fact, the design criteria are expressed in terms of achieving
different performance objectives for different levels of seismic
hazard [5,6]. Such objectives may be related to damage levels
which in turn may be associated to displacement demands. In this
case, differently from conventional force-based seismic design
procedures, seismic actions are dened using displacement spectra
rather than pseudo-acceleration spectra. If an equivalent linear
system is used to model the structure (e.g. see [79]), then an
equivalent damping value and effective period of vibration must
be identied and the displacement demand calculated with a simple
elastic spectrum. Moreover, in case of structures protected with
base isolation systems or supplementary damping devices, response
spectra corresponding to high damping levels have to be dened.
Even though the energy dissipation characteristics of isolation
and damping devices may not be ideally viscous, also for this type
of structures equivalent linear models can be used to evaluate with
different degrees of accuracy the seismic demand [10].
Corresponding author. Tel.: +39 06 49919186.
E-mail address: fabrizio.mollaioli@uniroma1.it (F. Mollaioli).
http://dx.doi.org/10.1016/j.engstruct.2014.07.046
0141-0296/ 2014 Elsevier Ltd. All rights reserved.
Elastic spectra with damping ratios different from 5% are usually derived from the conventional 5%-damped response spectrum
by applying a simple scaling factor that is usually named damping
modication factor (DMF). Starting from the 80s, many different
equations have been proposed for the DMF (e.g. [1113]), and some
of them have been also adopted in seismic code provisions and
guidelines, as highlighted by Lin et al. [14] and Cardone et al.
[15]. Often, the DMF is given by codes as a function of the damping
ratio only. However, various studies showed that different parameters, e.g. period of vibration, magnitude of the earthquake, site
conditions and distance from the fault, may affect, to different
extents, the DMF [1618].
It is well known that at locations close to the fault, forward
directivity may produce large-amplitude velocity pulses, which
may affect the response of structures [1925]. In particular,
Priestley [26] observed that in the presence of velocity pulses the
effectiveness of damping might be reduced. On the other hand,
Hatzigeorgiou [27] found that DMF evaluations using near-fault
and far-fault ground motions lead to similar results. In the present
study, a review of the state of the art on DMF is made and the main
parameters inuencing its value are identied. Then, records from
110 near-fault pulse-like ground motions and 224 ordinary records
are used to calculate elastic displacement spectra and DMFs corresponding to seven different values of damping ratio equal to 2%,
5%, 10%, 20%, 30%, 40% and 50%. The inuence on DMF spectra of
18
pulse period of the ground motion (for pulse-like records), earthquake magnitude and site-to-source distance (for ordinary
records), and period of vibration is discussed. For the case of the
pulse-like records, components corresponding to different angles
with respect to the fault direction are considered. Finally, based
on results of regression analyses, an equation for the estimation
of the DMF for pulse-like ground motions is proposed, and predictions are compared with those obtained using models developed
by other researchers.
where D is the duration in seconds estimated as a function of magnitude and focal distance.
More recently Bommer and Mendis [17] observed that the inuence of magnitude and distance may be taken into account by considering the effect of the duration (or of the number of cycles).
Based on this observation Stafford et al. [30] developed the following model to evaluate in the period range 1.53.0 s the DMF as a
function of duration or number of cycles:
DMFn; x 1
2. Factors inuencing the DMF
Reduction of spectral ordinates due to damping is inuenced by
various factors [28]. In this section, a state of the art review on the
main parameters that have been found to affect the DMF is
reported. The inuence on DMF of period of vibration of the structure, earthquake magnitude, ground motion duration and number
of cycles, distance to the fault, site condition and near-fault condition is presented and discussed here.
In the studies cited below, the DMF is estimated based on displacement or pseudo-acceleration spectra, with the exception of
the study of Lin and Chang [16] in which both pseudo-acceleration
and acceleration spectra are considered, and that of Hatzigeorgiou
[27] where DMFs are evaluated from acceleration, velocity and displacement spectra. More insight into this issue is provided at the
beginning of Section 4.
2.1. Period of vibration
Due to the specic properties of the elastic response spectra, at
very short and very long periods the effect of viscous damping is
not signicant. At very short periods, in fact, the pseudo-acceleration response of an elastic SDOF system tends to the Peak Ground
Acceleration (PGA) whereas the displacement response points
toward zero; at long periods, instead, the displacement response
tends to the Peak Ground Displacement (PGD) while the pseudoacceleration reduces almost to zero. Therefore, it is expected that
in the range of very short and very long periods the DMF value
tends to unity. On the contrary, the most signicant inuence of
damping is in the intermediate period range.
Several studies (e.g. [17]) report that at periods ranging between
approximately 1 s and 3 s the DMF varies slightly. In general, the
range within which the DMF value strongly depends on the period
extends with the increase of the damping ratio. Cameron and Green
[18] estimated that for rock sites, magnitude in the range of 56,
and period of vibration equal to 0.5 s, the mean value of the DMF
is equal to 0.961 and 0.808 for n = 7% and 30%, respectively, whereas
it is equal to 0.935 and 0.643 for a period of 1.5 s. This nding indicates that for small to medium magnitudes the inuence of period
on the DMF should be accounted for, at least for higher damping
values. For larger earthquakes, the effect of period is less marked
especially in the intermediate period range.
1.4
= 2%
1.2
Rosenblueth (1980), T=1.5 s
1.0
DMFn; T; D
DMF
0:41
1 4:93n DT
0:41
4:93 0:05 DT
b1 b2 lnn b3 lnn2
h
i
4
1 exp lnxb
b5
0.8
= 30%
0.6
0.4
0.2
0
10
20
30
40
50
Duration (s)
19
Specically, in the short periods range the DMF value on rock soil is
lower compared to that observed for the other types of soil, while
at higher periods the trend is the opposite. Different results were
obtained by Lin and Chang [16]. Using a database of 1037 accelerograms classied in accordance to NEHRP (FEMA [32]) for the soil
conditions, they found that DMFs for site classes AB (rock) and D
(stiff soil) are very similar, whereas DMF values for site class C
(very dense soil) are generally slightly higher. A negligible dependence on site conditions was found by Rezaeian et al. [31] for
T = 1 s. Differences between the ndings of the mentioned studies
may be probably explained by the different site classications and
the different criteria used to select the ground motions. However,
based on these results it is reasonable to conclude that the effect
of site conditions is in general signicant only for rock sites. Finally,
based on the DMF values reported in Lin and Chang [16] it seems
that the effect of site conditions is less signicant than that of magnitude and period of vibration when the DMF is calculated for displacement spectra.
2.4. Pulse-like effects
Large-amplitude velocity pulses, which may be observed at
sites close to the fault rupture, are expected to decrease the effectiveness of damping in reducing the structural response. For this
reason Priestley [26] proposed the following expression for the
DMF in near-fault regions:
DMFn
10
5n
0:25
3
DMFn
10
5n
0:5
P 0:55
Earthquake name
Year
Magnitude
Number of
ground motionsa
Yountville
Coyote Lake
Coalinga-05
San Salvador
Westmorland
Whittier Narrows-01
Parkeld
N. Palm Springs
Northwest China-03
Morgan Hill
Chi-Chi, Taiwan-03
Managua, Nicaragua-01
Bam, Iran
Imperial Valley-06
Superstition Hills-02
Erzican, Turkey
Northridge-01
Gazli, USSR
Irpinia, Italy-01
Kobe, Japan
Loma Prieta
Cape Mendocino
Duzce, Turkey
Landers
Kocaeli, Turkey
Chi-Chi, Taiwan
2000
1979
1983
1986
1981
1987
2004
1986
1997
1984
1999
1972
2003
1979
1987
1992
1994
1976
1980
1995
1989
1992
1999
1992
1999
1999
5.00
5.74
5.77
5.80
5.90
5.99
6.00
6.06
6.10
6.19
6.20
6.24
6.50
6.53
6.54
6.69
6.69
6.80
6.90
6.90
6.93
7.01
7.14
7.28
7.51
7.62
1
1
3
2
2
3
10
2
1
2
3
1
1
13
2
1
11
1
1
5
5
2
2
2
3
30
20
Table 3
Info about the ordinary records group FB (45 6 Dfa 6 100) used in the study.
DMF
Sd T; n
Sd T; 0:05
Table 2
Info about the ordinary records group FA (20 6 Dfa 6 40) used in the study.
Earthquake name
Year
Magnitude
Number of records
Whittier Narrows-02
Northridge-06
Sierra Madre
Coyote Lake
Chi-Chi, Taiwan-02
Whittier Narrows-01
N. Palm Springs
Morgan Hill
Chalfant Valley-02
Chi-Chi, Taiwan-03
Chi-Chi, Taiwan-04
Chi-Chi, Taiwan-05
Chi-Chi, Taiwan-06
Coalinga-01
Friuli, Italy-01
Imperial Valley-06
Superstition Hills-02
San Fernando
Northridge-01
Kobe, Japan
Loma Prieta
Landers
Kocaeli, Turkey
Chi-Chi, Taiwan
1987
1994
1991
1979
1999
1987
1986
1984
1986
1999
1999
1999
1999
1983
1976
1979
1987
1971
1994
1995
1989
1992
1999
1999
5.27
5.28
5.61
5.74
5.90
5.99
6.06
6.19
6.19
6.20
6.20
6.20
6.30
6.36
6.50
6.53
6.54
6.61
6.69
6.90
6.93
7.28
7.51
7.62
3
1
2
1
2
9
8
3
4
5
1
2
3
3
1
5
1
5
26
2
12
4
1
10
Earthquake name
Year
Magnitude
Number of records
1992
1984
1999
1987
1986
1984
1986
1999
1999
1983
1995
1979
1971
1994
1983
1983
1989
1999
1992
1952
1999
1999
5.65
5.80
5.90
5.99
6.06
6.19
6.19
6.20
6.30
6.36
6.40
6.53
6.61
6.69
6.70
6.88
6.93
7.13
7.28
7.36
7.51
7.62
2
1
6
10
8
3
1
13
7
2
1
1
3
12
1
2
9
11
6
1
2
8
unconservative results in the evaluation of the DMF, with differences increasing with the increase of the period of vibration
[15,47]. On the other hand, as highlighted by Lin and Chang [47],
if the additional damping of structures derives from dissipation
devices the DMF obtained from displacement spectra should be
adopted. In those cases in which damping is produced by the structure itself (inherent damping) and the damping ratio is greater
than 10%, the DMF to be used should be derived directly from
acceleration spectra. In accordance with the purpose of this study,
which is to evaluate the effect of damping on displacement
demand, Eq. (5) is used in the following to calculate the DMF.
4.1. DMF for near-fault pulse-like records
For each near-fault ground motion, the pulse period of the
velocity time history is evaluated according to the methodology
proposed by Baker [24]. With the aim of highlighting the effect
of the pulse on the damping modication factor, the ground
motions are grouped into bins having different values of the pulse
period Tp (using a similar criterion than that used in Tothong et al.
[37] and Ruiz-Garcia [38]). In particular, the following seven intervals of Tp are considered: Tp < 1 s; 1 6 Tp < 2 s; 2 6 Tp < 3 s;
Fig. 2. Magnitude-pulse period plot for the fault-normal component of the pulselike ground motions used in this study. Observed and predicted values from Eq. (6).
21
Fig. 3. Mean spectra of the damping modication factor (DMF) calculated using the FN (fault-normal) and the FP (fault-parallel) records.
22
23
Fig. 5. Ground motion recorded at Sylmar-Converter Station (1994 Northridge earthquake). Displacement spectra (Sd) and damping modication factor (DMF) spectra for the
FN-FP and the X3Y3 components (refer to Fig. 4). Bold lines are used for 5% damped spectra, while solid lines for damping ratios other than 5%, i.e. 2%, 10%, 20%, 30%, 40% and
50%.
24
elnT 1 c1 fT
0:15
r 1
Fig. 6. Mean spectra of the damping modication factor (DMF) for selected values
of pulse period and damping ratio, obtained with the FN-FP and the X3Y3
components (refer to Fig. 4).
b
D MF
DMF
Table 4
Maximum standard deviation across the period values (sd) and coefcient of variation (cov) of the FN records.
n (%)
2
10
20
30
40
50
Tp < 1 s
1 6 Tp < 2 s
2 6 Tp < 3 s
3 6 Tp < 4 s
4 6 Tp < 5 s
5 6 Tp < 6 s
6 s 6 Tp
sd
cov
sd
cov
sd
cov
sd
cov
sd
cov
sd
cov
sd
cov
0.154
0.090
0.152
0.168
0.176
0.179
0.123
0.106
0.200
0.238
0.269
0.295
0.158
0.097
0.147
0.175
0.191
0.201
0.133
0.113
0.206
0.259
0.294
0.324
0.189
0.108
0.179
0.197
0.199
0.196
0.154
0.131
0.272
0.343
0.388
0.422
0.284
0.124
0.186
0.217
0.223
0.220
0.238
0.147
0.257
0.297
0.318
0.337
0.199
0.126
0.185
0.184
0.188
0.188
0.148
0.153
0.290
0.341
0.379
0.421
0.195
0.106
0.165
0.172
0.173
0.183
0.151
0.129
0.247
0.296
0.348
0.381
0.194
0.116
0.178
0.180
0.180
0.181
0.143
0.143
0.270
0.315
0.351
0.385
Table 5
Maximum standard deviation (sd) across the period values and coefcient of variation (cov) of the FP records.
n (%)
Tp < 1 s
1 6 Tp < 2 s
2 6 Tp < 3 s
3 6 Tp < 4 s
4 6 Tp < 5 s
5 6 Tp < 6 s
6 s 6 Tp
sd
cov
sd
cov
sd
cov
sd
cov
sd
cov
sd
cov
sd
cov
2
10
20
30
40
50
0.157
0.097
0.150
0.161
0.168
0.177
0.129
0.113
0.233
0.305
0.359
0.407
0.191
0.100
0.161
0.189
0.208
0.215
0.150
0.124
0.220
0.283
0.333
0.365
0.181
0.111
0.164
0.177
0.181
0.183
0.154
0.127
0.231
0.300
0.340
0.362
0.275
0.122
0.197
0.255
0.266
0.269
0.229
0.138
0.258
0.369
0.429
0.466
0.208
0.105
0.159
0.165
0.161
0.157
0.159
0.133
0.244
0.295
0.332
0.360
0.207
0.105
0.159
0.182
0.192
0.194
0.156
0.127
0.225
0.289
0.330
0.358
0.188
0.100
0.137
0.156
0.163
0.167
0.146
0.122
0.214
0.259
0.284
0.309
25
DMF
1.6
1.6
1.4
1.4
1.2
1.2
1.0
1.0
1.0
0.8
0.8
0.6
0.6
0.4
0.4
FN
FP
FA
FB
0.8
0.6
0.4
1 Tp < 2 s
5.7 M < 6.4
= 2%
0.2
DMF
= 20%
1.2
1.6
1.4
1.4
1.2
1.2
1.0
1.0
1.0
0.8
0.8
0.8
0.6
0.6
0.4
0.4
2 Tp < 3 s
6.4 M < 6.9
= 2%
0.4
0.2
1
2 Tp < 3 s
6.4 M < 6.9
= 20%
1.2
1.0
1.0
1.0
0.8
0.8
0.6
0.6
0.4
0.4
3 Tp < 4 s
6.9 M < 7.2
= 20%
T (s)
3 Tp < 4 s
6.9 M < 7.2
= 50%
1.4
1.2
0.2
0.2
0
1.6
1.2
0.2
2 Tp < 3 s
6.4 M < 6.9
= 50%
1.4
0.4
0.2
0
1.4
0.6
1.2
1.6
3 Tp < 4 s
6.9 M < 7.2
= 2%
1.4
1.6
0.8
1.6
0.2
0
= 50%
0.2
0
1.6
0.6
1 Tp < 2 s
5.7 M < 6.4
1.4
0.2
0
DMF
1.6
1 Tp < 2 s
5.7 M < 6.4
T (s)
T (s)
Fig. 7. Mean spectra for groups of records FN (fault-normal pulse-like component), FP (fault-parallel pulse-like component), FA (ordinary, 2040 km) and FB (ordinary,
45100 km). From left to right damping ratio increases. From top row to bottom row pulse period and magnitude increase.
Table 6
Model parameters of the prediction equation for DMF obtained for different values of the pulse period Tp.
a
b
c
d
e
f
Tp < 1 s
1 6 Tp < 2 s
2 6 Tp < 3 s
3 6 Tp < 4 s
4 6 Tp < 5 s
5 6 Tp < 6 s
6 s 6 Tp
0.27513
0.01793
0.06640
0.01025
0.00822
0.87902
0.28068
0.01895
0.07427
0.00748
0.01001
0.92861
0.31371
0.02523
0.09171
0.00224
0.00754
0.88061
0.29172
0.02032
0.08348
0.00344
0.00497
0.94676
0.32238
0.02702
0.09131
0.00072
0.00208
0.86887
0.33944
0.03036
0.10365
0.00033
0.00258
0.87211
0.35714
0.03379
0.11760
0.00652
0.00444
0.92982
Table 7
Coefcient of determination values obtained in the regression analyses.
R2
Tp < 1 s
1 6 Tp < 2 s
2 6 Tp < 3 s
3 6 Tp < 4 s
4 6 Tp < 5 s
5 6 Tp < 6 s
6 s 6 Tp
0.807
0.862
0.866
0.866
0.859
0.858
0.878
site classes) relationships were proposed for the DMF. Hatzigeorgiou [27] developed a DMF prediction model with coefcients calibrated using different sets of records consisting in 100 far-fault
records (with magnitude ranging between 5.2 and 7.6), 110 nearfault records (with magnitude ranging from 5.5 to 7.8, and closest
distance to the fault less than or equal to 10 km) and 100 articial
accelerograms. Both Lin and Chang [16] and Hatzigeorgiou [27] did
not take the pulse period (or the magnitude) as a variable in the
prediction of the DMF.
In the short period range the DMF predicted with the different
models are very similar, even though the models are derived from
different databases. Differences increase with the increase of
26
Fig. 8. Comparison between: proposed model of damping modication factor (DMF) for pulse-like records (red line); mean DMF spectra (black line), and mean one standard
deviation DMF spectra (grey line) of the pulse-like records (FN dataset) used in this study; model proposed by Lin and Chang [16] (green lines), by Hatzigeorgiou [27] (cyan
line) and by Priestley [26] (blue dotted line). In the left side plots, spectra predicted with Lin and Chang [16] are missing because the model was proposed only for n greater
than 5%. (For interpretation of the references to color in this gure legend, the reader is referred to the web version of this article.)
period, pulse period and damping ratio and are due to the fact that
both Lin and Chang [16] and Hatzigeorgiou [27] did not take the
magnitude as a variable in the estimation of DMF. As a matter of
fact, the predictive model by Hatzigeorgiou [27] and that proposed
in the present study are very similar for values of the pulse period
up to 2 s, while produces different predictions at higher values of
Tp, with the former underestimating the effect of damping. The
equation proposed by Priestley tends to overestimate the DMF in
the long period range of the spectra at low values of the pulse period, while it underestimates the effect of damping in the other
cases.
5. Conclusions
In this study the effect of damping on the displacement demand
of SDOF systems subjected to pulse-like and ordinary seismic excitations is studied. The damping modication factor DMF, dened as
the ratio between the displacement demand of a SDOF system with
damping ratio other than 5% and that of the corresponding 5%damped SDOF is calculated using near-fault pulse-like records
and ordinary records from different earthquakes. Different values
of the damping ratio, ranging from 2% to 50%, are considered. With
the aim of highlighting the effect of the pulse, the pulse-like
records were grouped into bins corresponding to different values
of the pulse period Tp. A prediction model was then proposed to
estimate the DMF for this type of records, and the model parameters calibrated for each considered Tp bin. The main results
obtained in the study may be summarized as follows.
The period of vibration of the structure affects the DMF noticeably. In particular, it was observed that in the case of near-fault
pulse-like ground motions the inuence of period on the DMF
becomes more signicant with the decrease of the pulse period
value.
The DMF spectra calculated with pulse-like records are characterized by a pronounced peak or valley (depending on whether
the damping ratio is lower or higher than 5%, respectively) that
is located at a period value which is about one second less than
that of the pulse. This effect was observed to be more signicant
when Tp is between 3 s and 6 s. At periods away from the pulse
period a reduction of the effect of damping compared with the
fault-parallel counterpart is observed.
By rotating the pulse-like records according to different directions with respect to the fault, the inuence of the angle of rotation was investigated. The observed trend is that the DMF
values obtained using the rotated components are between
the values obtained with the fault-normal and fault-parallel
components.
The maximum reduction or amplication of the displacement
response produced by damping is in general slightly higher
for ordinary records than for pulse-like records. However, for
damping ratios greater than 5%, in the spectral region around
the period of the pulse, lower values of the DMF were observed
in the case of pulse-like records. An analogous trend of the
ordinary records DMF spectra with magnitude was observed
for the case of the pulse-like records but with respect to Tp.
Neglecting the inuence of the pulse period Tp (or that of the
magnitude) on DMF can lead to signicant overestimation of
the effect of damping in the long period range at low values
of Tp (or magnitude).
For ordinary records, the inuence of distance to the fault on
DMF is negligible for magnitudes smaller than 6.4. For larger
magnitudes, instead, the inuence increases but remains less
signicant than that of magnitude.
For the case of pulse-like records, a predictive model that is a
function of period T and damping ratio n of the SDOF system
is proposed for the evaluation of the DMF (Eq. (7)). The parameters of the model are calibrated through regression analyses
Acknowledgments
This work has been partially carried out under the program
Dipartimento di Protezione Civile-Consorzio ReLUIS, signed on
2009-09-24 (no. 823), Research Line RS2. The nancial support of
the Italian Ministry of the Instruction, University and Research
(MIUR) is acknowledged. The authors are grateful to Prof. Luis
Decanini for his valuable suggestions and encouragement. Finally,
the contribution of the anonymous reviewers of the article is
greatly acknowledged.
References
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