Professional Documents
Culture Documents
beneficial to investors or the public in interest, for the protection of investors, you wish to make available publicly. All
general to continue to apply the Make or otherwise in furtherance of the submissions should refer to File No.
or Take pricing structure to the six (6) purposes of the Act.15 SR–BSE–2008–21 and should be
M or T Non-Penny Pilot Classes that submitted on or before May 1, 2008.
IV. Solicitation of Comments
were not included in the Penny Pilot For the Commission, by the Division of
Program expansion. Interested persons are invited to Trading and Markets, pursuant to delegated
The Exchange proposes to apply Make submit written data, views, and authority.16
or Take only to those classes of options arguments concerning the foregoing, Florence E. Harmon,
that are included within the Penny Pilot including whether the proposed rule Deputy Secretary.
Program on BOX. The fees and credits change is consistent with the Act.
[FR Doc. E8–7503 Filed 4–9–08; 8:45 am]
associated with the Make or Take Comments may be submitted by any of
BILLING CODE 8011–01–P
pricing structure will no longer apply to the following methods:
transactions in any class of options
Electronic Comments
other than those included in the Penny SECURITIES AND EXCHANGE
Pilot Program. The standard trading • Use the Commission’s Internet
comment form (http://www.sec.gov/ COMMISSION
fees, as delineated in the remainder of
the BOX Fee Schedule, shall apply to rules/sro.shtml); or [Release No. 34–57613]
those options classes that this proposal • Send an e-mail to rule-
seeks to remove from Make or Take.10 comments@sec.gov. Please include File Self-Regulatory Organizations; Boston
Number SR–BSE–2008–21 on the Stock Exchange, Inc.; Declaration of
2. Statutory Basis subject line. Effectiveness of the Boston Stock
The Exchange believes that the Exchange Fingerprinting Plan
Paper Comments
proposal is consistent with the April 3, 2008.
requirements of Section 6(b) of the • Send paper comments in triplicate
to Nancy M. Morris, Secretary, On March 27, 2008, the Boston Stock
Act,11 in general, and furthers the Exchange, Inc. (‘‘BSE’’ or ‘‘Exchange’’)
objectives of Section 6(b)(4) of the Act,12 Securities and Exchange Commission,
100 F Street, NE., Washington DC filed with the Securities and Exchange
in particular, in that it is designed to Commission (‘‘Commission’’) a
provide for the equitable allocation of 20549–1090.
Fingerprint Plan (‘‘Plan’’) pursuant to
reasonable dues, fees, and other charges All submissions should refer to File Rule 17f–2(c) 1 under the Securities
among its members and issuers and Number SR–BSE–2008–21. This file Exchange Act of 1934 (‘‘Act’’).2 A copy
other persons using its facilities. number should be included on the of the Plan is attached as Exhibit A.
subject line if e-mail is used. To help the The BSE believes that the Plan will
B. Self-Regulatory Organization’s
Commission process and review your facilitate compliance by Exchange
Statement on Burden on Competition
comments more efficiently, please use members with section 17(f)(2) of the Act
The Exchange does not believe that only one method. The Commission will and Rule 17f–2 thereunder, by
the proposed rule change will impose post all comments on the Commission’s providing a facility for the fingerprints
any burden on competition that is not Internet Web site (http://www.sec.gov/ of directors, partners, officers and
necessary or appropriate in furtherance rules/sro.shtml). Copies of the employees of Exchange members to be
of the purposes of the Act. submission, all subsequent submitted to the Attorney General of the
C. Self-Regulatory Organization’s amendments, all written statements United States or his designee (‘‘Attorney
Statement on Comments on the with respect to the proposed rule General’’) and processed electronically.
Proposed Rule Change Received From change that are filed with the Under the Plan, all persons who are
Members, Participants or Others Commission, and all written seeking registration with the BSE or are
communications relating to the currently registered with the BSE
The Exchange has neither solicited proposed rule change between the submit fingerprints and identifying
nor received comments on the proposed Commission and any person, other than information, on paper or electronically,
rule change. those that may be withheld from the to the Financial Industry Regulation
III. Date of Effectiveness of the public in accordance with the Authority, Inc. (‘‘FINRA’’), which then
Proposed Rule Change and Timing for provisions of 5 U.S.C. 552, will be forwards the fingerprints to the Federal
Commission Action available for inspection and copying in Bureau of Investigation (‘‘FBI’’) (the
Because the foregoing rule change the Commission’s Public Reference fingerprint processing arm of the
establishes or changes a due, fee, or Room, 100 F Street, NE., Washington, Attorney General). The FBI identifies
other charge imposed by the Exchange, DC 20549, on official business days submitted fingerprints, retrieves
it has become effective pursuant to between the hours of 10 a.m. and 3 p.m. relevant criminal history information,
Section 19(b)(3)(A) of the Act 13 and Copies of such filing also will be and returns fingerprint reports to
subparagraph (f)(2) of Rule 19b–4 14 available for inspection and copying at FINRA. BSE members will be able to
thereunder. At any time within 60 days the principal office of the BSE. All view the status and results of
of the filing of the proposed rule change, comments received will be posted fingerprints, including any relevant
the Commission may summarily without change; the Commission does criminal history information, through
abrogate such rule change if it appears not edit personal identifying FINRA’s Web Central Registration
to the Commission that such action is information from submissions. You Depository (Web CRD) system after
necessary or appropriate in the public should submit only information that submission to the Attorney General.
FINRA notifies the Exchange if the
mstockstill on PROD1PC66 with NOTICES
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19534 Federal Register / Vol. 73, No. 70 / Thursday, April 10, 2008 / Notices
1 15 U.S.C. 78s(b)(1).
The Web CRD is a Web-based system action by the Exchange or the 2 17 CFR 240.19b–4.
that provides broker-dealers and their Exchange’s failure to take action in 3 Amendment No. 5 replaced and superseded the
associated person with ‘‘one-stop filing’’ connection with this Plan. original filing and all previous amendments in their
with the Commission, FINRA and other entirety.
[FR Doc. E8–7506 Filed 4–9–08; 8:45 am] 4 Securities Exchange Act Release No. 57383
3 17 CFR 200.30–3(a)(17)(iii). BILLING CODE 8011–01–P (February 26, 2008), 73 FR 11452.
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