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59216 Federal Register / Vol. 72, No.

202 / Friday, October 19, 2007 / Rules and Regulations

PENNSYLVANIA—OZONE (8-HOUR STANDARD)—Continued


Designationa Category/Classification
Designated Area
Date 1 Type Date 1 Type

* * * * * * *
Youngstown-Warren-Sharon, OH–PA Area:
Mercer County ........................................... 11/19/07 Attainment

* * * * * * *
a Includes Indian County located in each county or area, except otherwise noted.
1 This date is June 15, 2004, unless otherwise noted.

* * * * * • Fax: 202–493–2251. maintenance and testing. In order to


[FR Doc. E7–20567 Filed 10–18–07; 8:45 am]
• Mail: Docket Management Facility, further FRA’s ability to respond
U.S. Department of Transportation, 1200 effectively to contemporary safety
BILLING CODE 6560–50–P
New Jersey Ave. SE., W12–140, problems and hazards as they arise in
Washington, DC 20590. the railroad industry, Congress enacted
• Hand Delivery: 1200 New Jersey the Federal Railroad Safety Act of 1970
DEPARTMENT OF TRANSPORTATION Ave., SE., W12–140, Washington, DC (Safety Act) (formerly 45 U.S.C. 421, 431
Federal Railroad Administration 20590 between 9 a.m. and 5 p.m. et seq., now found primarily in chapter
Monday through Friday, except Federal 201 of Title 49). The Safety Act grants
49 CFR Part 229 holidays. the Secretary of Transportation
• Instructions: All submissions must rulemaking authority over all areas of
[Docket No. FRA–2006–26174; Notice No. include the agency name and docket railroad safety (49 U.S.C. 20103(a)) and
2] number or Regulatory Identification confers powers necessary to detect and
RIN 2130–AB83 Number (RIN) for this rulemaking. Note penalize violations of any rail safety
that all comments received will be law. This authority was subsequently
Locomotive Safety Standards; Sanders posted without change to http:// delegated to the FRA Administrator (49
AGENCY: Federal Railroad www.regulations.gov including any CFR 1.49) (Until July 5, 1994, the
Administration (FRA), Department of personal information. Please see the Federal railroad safety statutes existed
Transportation (DOT). Privacy Act heading in the as separate acts found primarily in title
SUPPLEMENTARY INFORMATION section of 45 of the United States Code. On that
ACTION: Final rule.
this document for Privacy Act date, all of the acts were repealed, and
SUMMARY: FRA is revising the existing information related to any submitted their provisions were recodified into
requirements related to sanders on comments or materials. title 49).
locomotives. This rule modifies the Docket: For access to the docket to Pursuant to its general statutory
existing regulations by permitting read background documents or rulemaking authority, FRA promulgates
additional flexibility in the use of comments received, go to http:// and enforces rules as part of a
locomotives with inoperative sanders. www.regulations.gov at any time or to comprehensive regulatory program to
The rule provides railroads the ability to 1200 New Jersey Ave., SE., W12–140, address the safety of railroad track,
better utilize their locomotive fleets Washington, DC 20590 between 9 a.m. signal systems, communications, rolling
while ensuring that locomotives are and 5 p.m. Monday through Friday, stock, operating practices, passenger
equipped with operative sanders in except Federal Holidays. train emergency preparedness, alcohol
situations where they provide the most FOR FURTHER INFORMATION CONTACT: and drug testing, locomotive engineer
benefit from a safety and operational George Scerbo, Office of Safety certification, and workplace safety. In
perspective. The rule also makes the Assurance and Compliance, Motive the area of locomotive safety, FRA has
regulations related to operative sanders Power & Equipment Division, RRS–14, issued regulations, found at 49 CFR part
more consistent with existing Canadian Mail Stop 25, Federal Railroad 229 (‘‘part 229’’), addressing topics such
standards related to the devices. Administration, 1120 Vermont Avenue, as inspections and tests, safety
DATES: This final rule is effective NW., Washington, DC 20590 (telephone requirements for brake, draft,
December 18, 2007; petitions for 202–493–6247), or Michael Masci, Trial suspension, and electrical systems, and
reconsideration must be received on or Attorney, Office of Chief Counsel, Mail cabs and cab equipment. All references
before December 18, 2007. Petitions Stop 10, Federal Railroad to parts and sections in this document
received after that date will be Administration, 1120 Vermont Avenue, shall be to parts and sections located in
considered to the extent possible NW., Washington, DC 20590 (telephone Title 49 of the Code of Federal
without incurring additional expense or 202–493–6037). Regulations. FRA continually reviews
delay. SUPPLEMENTARY INFORMATION: its regulations and revises them as
ADDRESSES: Petitions for needed to keep up with emerging
I. Statutory and Regulatory Background technology.
reconsideration: Any petitions for
reconsideration related to Docket No. FRA has broad statutory authority to On July 12, 2004, the Association of
FRA–2006–24838, may be submitted by regulate railroad safety. The Locomotive American Railroads (AAR), on behalf of
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any of the following methods: Inspection Act (formerly 45 U.S.C. 22– itself and its member railroads,
• Federal eRulemaking Portal: Go to 34, now 49 U.S.C. 20701–20703) was petitioned the FRA to delete the
http://www.regulations.gov. Follow the enacted in 1911. It prohibits the use of requirement as contained in 49 CFR
online instructions for submitting unsafe locomotives and authorizes FRA 229.131. The petition and supporting
comments. to issue standards for locomotive documentation asserted that contrary to

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popular belief, depositing sand on the Railway Supply Institute (RSI) Standards Working Group (Working
rail will not have any significant Safe Travel America (STA) Group) to handle this task and develop
influence on the emergency stopping Secretaria de Communicaciones y recommendations for the full RSAC to
distance of a train. Subsequent to the Transporte* consider. Members of the Working
petition, FRA and interested industry Sheet Metal Workers International Group, in addition to FRA, included the
members began identifying various Association (SMWIA) following:
issues related to locomotive safety Tourist Railway Association Inc
Transport Canada* APTA
standards with the intent that FRA ASLRRA
Transport Workers Union of America
would potentially address the issues Amtrak
(TWU)
through its Railroad Safety Advisory Transportation Communications AAR
Committee (RSAC). International Union/BRC (TCIU/BRC) ASRSM
II. RSAC Overview United Transportation Union (UTU) BLET
———— BMWE
In March 1996, FRA established the *Indicates associate membership BRS
RSAC, which provides a forum for BNSF Railway Company (BNSF)
When appropriate, FRA assigns a task to
developing consensus recommendations California Department of Transportation
the RSAC, and after consideration and
on rulemakings and other safety Canadian National Railway (CN)
debate, the RSAC may accept or reject
program issues. The Committee Canadian Pacific Railway (CP)
the task. If a task is accepted, the RSAC
includes representation from all of the Conrail
establishes a working group that
agency’s major customer groups, CSX Transportation (CSXT)
possesses the appropriate expertise and
including railroads, labor organizations, Florida East Coast Railroad
representation of interests to develop
suppliers and manufacturers, and other General Electric (GE)
recommendations to FRA for action on
interested parties. A list of member Genesee & Wyoming Inc.
the task. These recommendations are
groups follows: International Association of Machinists
developed by consensus. A working
American Association of Private group may establish one or more task and Aerospace Workers
Railroad Car Owners (AARPCO) forces to develop facts and options on IBEW
American Association of State Highway a particular aspect of a given task. The Kansas City Southern Railway (KCS)
& Transportation Officials (AASHTO) task force then provides that Long Island Rail Road
American Chemistry Council Metro-North Railroad
information to the working group for
American Petrochemical Institute MTA Long Island
consideration. If a working group comes
American Public Transportation National Conference of Firemen and
to unanimous consensus on
Association (APTA) Oilers
American Short Line and Regional recommendations for action, the
package is presented to the RSAC for a Norfolk Southern Corporation (NS)
Railroad Association (ASLRRA) Public Service Commission of West
American Train Dispatchers Association vote. If the proposal is accepted by a
simple majority of the RSAC, the Virginia
(ATDA) Rail America, Inc.
Amtrak proposal is formally recommended to
FRA. FRA then determines what action Southeastern Pennsylvania
Association of American Railroads Transportation Agency
(AAR) to take on the recommendation. Because
FRA staff has played an active role at SMWIA
Association of Railway Museums (ARM) STV, Inc.
Association of State Rail Safety the working group level in discussing
the issues and options and in drafting Tourist Railway Association Inc.
Managers (ASRSM) Transport Canada
Brotherhood of Locomotive Engineers the language of the consensus proposal,
FRA is often favorably inclined toward Union Pacific Railroad (UP)
and Trainmen (BLET) UTU
Brotherhood of Maintenance of Way the RSAC recommendation. However,
FRA is in no way bound to follow the Volpe Center
Employes Division (BMWED) Wabtech Corporation
Brotherhood of Railroad Signalmen recommendation and the agency
exercises its independent judgment on Watco Companies
(BRS)
Federal Transit Administration (FTA)* whether the recommended rule achieves The task statement approved by the
High Speed Ground Transportation the agency’s regulatory goal, is soundly full RSAC sought immediate action from
Association (HSGTA) supported, and is in accordance with the Working Group regarding the need
International Association of Machinists policy and legal requirements. Often, for and usefulness of the existing
and Aerospace Workers FRA varies in some respects from the regulation related to locomotive
International Brotherhood of Electrical RSAC recommendation in developing sanders. The task statement established
Workers (IBEW) the actual regulatory proposal. If the a target date of 90 days for the Working
Labor Council for Latin American working group or the RSAC is unable to Group to report back to the RSAC with
Advancement (LCLAA)* reach consensus on recommendations recommendations to revise the existing
League of Railway Industry Women* for action, FRA moves ahead to resolve regulatory sander provision. The
National Association of Railroad the issue through traditional rulemaking Working Group conducted two meetings
Passengers (NARP) proceedings. that focused almost exclusively on the
National Association of Railway sander requirement. The meetings were
Business Women* III. Proceedings to Date held on May 8–10, 2006, in St. Louis,
National Conference of Firemen & Oilers On February 22, 2006, FRA presented, Missouri, and on August 9–10, 2006, in
National Railroad Construction and and the RSAC accepted, the task of Fort Worth, Texas. Minutes of these
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Maintenance Association reviewing existing locomotive safety meetings have been made part of the
National Railroad Passenger Corporation needs and recommending consideration docket in this proceeding. After broad
(Amtrak) of specific actions useful to advance the and meaningful discussion related to
National Transportation Safety Board safety of rail operations. The RSAC the potential safety and operational
(NTSB)* established the Locomotive Safety benefits provided by equipping

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locomotives with operative sanders, the (1) An opportunity for a party to refine is the consensus recommendation of the
Working Group reached consensus on a a comment based on one or more full RSAC on which FRA is acting.
recommendation for the full RSAC. questions from the Agency or other
On September 21, 2006, the full RSAC IV. Technical Background
party; (2) observations of verbal tone
unanimously adopted the Working and physical expressions that facilitate The NPRM provided a comprehensive
Group’s recommendation on locomotive better understanding; and (3) an technical discussion addressing the
sanders as its recommendation to FRA. opportunity to accommodate a party usefulness of sand in the operation of
The RSAC recommendation included that is more effective at communicating locomotives. See 72 FR 9906–08. The
the Working Group’s consensus rule orally than it is in writing. Based on its discussion evaluated: the effect of sand
text, and requested that FRA draft a thorough review, FRA addresses each of on adhesion, and braking distance; as
regulatory proposal related to the use of the comments in the relevant regulatory well as the current use of sand as
sanders on locomotives performing paragraphs of the section-by-section instructed by railroad operating rules
switching service at outlying locations. analysis provided below. and training. The discussion
The Working Group’s discussion of FRA continues to agree with the demonstrates that having operative
outlying locations was based on an Working Group’s determination that sanders benefits the locomotive, and
apparent need to distinguish locations locomotive sanders provide limited that the benefit could be realized while
that did not have sufficient access to a safety benefits and that the primary allowing greater operational flexibility.
sand delivery system from those that do benefits derived from the devices are Two expected benefits from the use of
have such access. FRA reviewed and operational. Accordingly, this final rule sand concern extended range dynamic
accepted the RSAC’s recommendation retains the NPRM’s goal of preserving braking and lite locomotives. FRA
and developed a regulatory proposal the limited safety benefits of the devices expects the use of sand in conjunction
based on that recommendation. The while addressing the overly restrictive with extended range dynamic braking
specific regulatory language nature of the existing provision. This will provide some benefit. Extended
recommended by the RSAC was rule provides appropriate relief from the range dynamic braking is currently used
amended slightly for clarity and existing requirement by creating a more extensively to slow trains and (with
consistency, and FRA independently precise standard. The final rule requires rolling resistance and perhaps the
developed proposed provisions related sander maintenance based on independent brake) bring them to a stop.
to the use of sanders on locomotives operational realities instead of the Locomotive engineers may utilize
used in switching service at outlying current time-based standard. The final dynamic brakes rather than the
locations. rule provides relief according to specific
automatic train brake, where possible,
On March 6, 2007, FRA published a identified operational conditions. The
in order to conserve fuel and avoid
Notice of Proposed Rulemaking rule distinguishes between the
(NPRM). See 72 FR 9904. FRA solicited undesired emergency brake
following conditions: lead and non-lead
written comments from the public in the applications. FRA also expects that sand
locomotives; locomotives in road
NPRM in accordance with the applied on multiple axles could be an
service and switching service; and,
Administrative Procedure Act (5 U.S.C. important contributor to maintaining
locomotives at locations with or without
553). Consideration of public comment satisfactory stopping distances of lite
a sand delivery system. These
allows FRA to access additional locomotive consists under unfavorable
distinctions better reflect current
viewpoints from interested parties and conditions (wet rail, etc.). Locomotives
railroad operations while maintaining
include them when appropriate. By the the current level of safety provided by are frequently moved in order to
close of the comment period on May 7, sanders. The rule also harmonizes the reposition power throughout the fleet.
2007, two sets of comments were sander requirement with the existing For these lite locomotives, sand will
received. Comments were received on Canadian requirements by placing a remain on the rail long enough to assist
May 4, 2007 from the BLET, and on May fourteen-day limit on service for lead adhesion between the wheels and the
7, 2007 from the AAR. The comments locomotives in road service with rail for a lite locomotive consist. FRA
can be classified into three general inoperative sanders. does not believe it is necessary to
categories: (1) Responses to specific Throughout the preamble discussion reiterate the technical discussion in this
requests for comments that were made of this rule, FRA refers to comments, final rule and directs parties interested
in the NPRM; (2) inquiries regarding the views, suggestions, or recommendations in that discussion to the NPRM. See 72
treatment of locomotives that switch made by members of the Working FR 9906–08.
position en route changing between lead Group. When using this terminology, V. Current Regulatory Impediments
and trailing positions in the consist FRA is referring to views, statements,
under paragraph 229.131(b)(1) and discussions or positions identified or Relaxing the locomotive sanding
(b)(2); and, (3) remarks concerning the contained in the minutes of the Working requirement will maintain safety and
portions of the NPRM that were Group meetings. These documents have will allow railroads to better utilize
developed independently by FRA (the been made part of the docket in this their locomotive fleets. The current
definition of sand delivery system and proceeding and are available for public requirement allows a locomotive found
paragraph 229.131(c)(1)). inspection as discussed in the with a defective sander to continue in
In order to further clarify written ADDRESSES portion of this document. service to the next forward location
comments received during the comment These points are discussed to show the where repairs can be made or the next
period, comments were discussed by the origin of certain issues and the course calendar day inspection, whichever
Working Group at the June 8, 2007 of discussions on those issues at the occurs first. Under the new requirement
meeting in Chicago. The discussion, working group level. We believe this contained in this final rule, a lead
although limited in scope, furthered helps illuminate factors FRA has locomotive in an over-the-road train
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FRA’s understanding of the written weighed in making its regulatory may continue to be utilized by the
comments that were received. decisions, and the logic behind those railroad for up to fourteen days; in the
Obviously, there can be a tremendous decisions. The reader should keep in case of a trailing locomotive, it may
benefit to clarity when in-person oral mind, of course, that only the full RSAC continue to be utilized by the railroad
communication is permitted, including: makes recommendations to FRA, and it until placed in a facility with a sand

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delivery system or departure from an will be identical to that currently delivery systems and are capable of
initial terminal. contained in 49 CFR 232.5 and 238.5. making repairs to the sander
The final rule recognizes the reality The term will mean ‘‘a location where mechanisms. FRA notes that this rule
that sanding may reach optimal a train is originally assembled.’’ will permit locomotives to be released
effectiveness even where one or more from daily locomotive inspections with
locomotive sanders in a consist is Section 229.9 Movement of Non-
inoperative sanders. However, the rule
inoperative. Locomotives are routinely Complying Locomotives
will require sanders to be repaired or
equipped with two sanders at each end. FRA is amending this section to handled for repair under § 229.9 if
Often a consist will contain multiple exempt locomotives operated under defective when the locomotive is
locomotives. Each locomotive in a paragraphs 229.131(b) and (c)(1) from preparing to depart from an initial
multiple-locomotive consist distributes the movement for repair provision terminal. In instances where repairs
sand to the rail. As a result, when each contained in § 229.9. In general, § 229.9 cannot be performed, a locomotive may
of the locomotives in a multiple currently provides movement for repair be dispatched from an initial terminal
locomotive consist are operating with requirements for equipment found with but only under the strict provisions
all sanders operative, the train non-complying conditions under part contained in § 229.9. Thus, the
potentially distributes more sand to the 229. Paragraphs 229.131(b) and (c)(1) in locomotive could only continue in use
rail than it will utilize. At that point, the this rule contain specific requirements to the nearest forward location where
effect of the sand on the train would be relating to the movement and continued necessary repairs could be effectuated or
the same if one or two sanders in the use of locomotives with defective to the locomotive’s next calendar day
consist were inoperative. sander equipment. Because the inspection, whichever occurs first. FRA
Requirements for sanders can be paragraphs specifically address further notes that if a locomotive is at
traced back to the steam locomotive era. movement for repair, applying § 229.9 an initial terminal for its train and that
At that time, sanding the rail was would be superfluous or conflicting, location has a sand delivery system or
thought to enhance adhesion between and is no longer necessary. is otherwise capable of making sander
the steam locomotive wheel and the rail. FRA is also making a clarifying repairs, then the locomotive may not
Modern diesel locomotives rely on amendment to this section of part 229. legally depart that location with
wheel slip and wheel creep devices, as Section 229.9 currently contains the inoperative sanders. FRA also intends to
well as sand, to provide adhesion following exception that reads: make clear that a locomotive’s sanders
between the wheel and rail. Where ‘‘[e]xcept as provided in * * * will only be considered operative if
sanders are inoperative on a diesel 229.125(h).’’ The exception relates to appropriate amounts of sand are
locomotive, the total loss of adhesion locomotive auxiliary lights and although deposited on each rail in front of the
would be less than it would have been a correct citation when originally first power operated wheel set in the
for a steam locomotive. Notably, any inserted into the regulations, later direction of movement.
reduced adhesion would limit the amendments to that section resulted in FRA recognizes that this rule will be
ability of the locomotive to pull its train. redesignation of the paragraphs. The less restrictive than the movement for
Loss of the ability to pull the train is a exception should refer to § 229.125(g). repair provisions currently contained in
productivity concern that is not being Like § 229.131(b) and (c)(1), § 229.125(g) § 229.9. In most instances, locomotives
addressed by this final rule. sets forth movement for repair will likely encounter an initial terminal
This final rule also recognizes the fact requirements specific to that section. less frequently than a daily inspection.
that sanding the rail in braking mode Consequently, FRA is making this This will facilitate more efficient
provides little additional adhesion to a clarification in this regulatory railroad operations. Under the current
train, because train handling depends proceeding. provision, a railroad will take a
primarily on train brakes to maintain Section 229.131 Sanders locomotive out of service when a sander
train dynamics. The locomotive braking defect is found at the daily inspection.
has limited effect. As stated in the Paragraph (a). This paragraph By requiring operative sanders less
technical discussion contained in the establishes a general requirement that frequently, the new requirement allows
NPRM, by the time the locomotives in locomotives be equipped with operative the railroad to keep the locomotive in
the consist have passed over the sanded sanders before departing an initial service for longer periods of time. With
rail, little to no sand remains on the rail terminal. Any time a locomotive is in more locomotives in service, the
and little or no benefit is provided to use before leaving the initial terminal, it railroad will be able to better utilize its
train braking. will be required to have operative power throughout its fleet.
sanders. The term ‘‘in use’’ has been Paragraph (b). This paragraph
VI. Section-by-Section Analysis consistently applied to mean when a contains the requirements for handling
Amendments to 49 CFR Part 229 locomotive is capable of being used. locomotives used in road service where
Thus, the locomotive does not have to sanders become inoperative after
Section 229.5 Definitions actually be used to be in use. Examples departure from an initial terminal. Road
FRA is adding the term ‘‘sand of a locomotive in use are when a service will be distinguished from yard
delivery system’’ in this section. The locomotive has been inspected, or a service because the type of service
term will mean a permanently stationed locomotive is on a ready track. FRA affects the need for sand. Locomotives
or fixed device designed to deliver sand agrees with the RSAC’s performing road service will likely be in
to locomotive sand boxes that do not recommendation that the initial longer trains and run at higher speeds
require the sand to be manually terminal would be an appropriate place than those performing switching
delivered or loaded. A sand delivery to initially require operative sanders, service. The existing definition of
system will be considered permanently because it is a place where sander switching service, as it appears in
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stationed if it is at a location at least five maintenance can usually be §§ 229.5 and 232.5, provides
days a week for at least eight hours per accomplished without imposing a background for the distinction between
day. significant burden on the railroad. In road service and switching service.
FRA is also adding the term ‘‘initial many instances, locations where trains Switching service means ‘‘assembling
terminal.’’ The definition of this term are initiated are equipped with sand cars for train movements * * * or

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moving rail equipment in connection reasonable as it permits the locomotive adversely affect operations and inhibit
with work service that does not to reach the destination of a long- appropriate flexibility.
constitute a train movement.’’ Any distance train run, ensures timely Another commenter sought
movement that is not considered repairs to the sanders, and is more clarification regarding two related
‘‘switching service’’ would be consistent with the current Canadian issues: (1) Whether a mobile unit, for
considered ‘‘road service.’’ Therefore, requirement. example a mobile truck, could be
any service which constitutes a ‘‘train One commenter sought clarification considered a sand delivery system; and,
movement’’ would be considered ‘‘road on how FRA will enforce this rule when (2) how the five day per week, eight
service’’ for purposes of this section. a lead locomotive is switched to a hour per day, requirement will be
The preamble to the final rule related to trailing position en route. As three of calculated? The rule does not provide
part 232 (66 FR 4104, January 17, 2001) the triggering events are identical for for special treatment for mobile units.
contains detailed discussion of the both lead and trailing locomotives, they Any unit that fits the definition will be
factors that are to be considered when would be equally applicable to either treated as a sand delivery system,
determining what constitutes a ‘‘train type of locomotive and further including mobile units. Railroads are
movement.’’ See 66 FR 4148–49. clarification is unnecessary. With regard expected to utilize all available
Paragraph (b)(1). This paragraph to how the calendar-day triggering event information to accurately anticipate
establishes requirements related to lead will be applied, FRA agrees that further which locations will be equipped with
locomotives being used in road service clarification would be beneficial. After a a sand delivery system for each week.
where sanders are discovered to be lead locomotive is switched to a trailing At a minimum, locations where on
inoperative after departure from an position, the days will continue to be average a sand delivery system is
initial terminal. Once inoperative counted pursuant to the fourteen day permanently stationed (i.e. is at the
sanders are discovered on these requirement (along with the three other location at least five days per week for
locomotives, there are four triggers that triggers) of this paragraph. For example, at least eight hours per day) over the
will determine how long a lead if locomotive XYZ–12345 is operating in previous four weeks, would be
locomotive will be permitted to remain the lead position and is found to have determined to be a location equipped
in service with inoperative sanders. The an inoperative sander on Monday June with a sand delivery system for the
triggers are: the next initial terminal; a 25, the calculation of days pursuant to following week. This determination may
location where it is placed in a facility this paragraph begins on that day. be refuted by the railroad with
with a sand delivery system; its next Monday, June 25 is day one. On additional information.
periodic inspection under § 229.23; or Tuesday, June 26, locomotive XYZ– Paragraph (b)(2). This paragraph
fourteen calendar days from the date the 12345 is switched to a trailing position contains the requirements for handling
sanders are first discovered to be in the consist. While in a trailing trailing locomotives that are being used
inoperative, whichever occurs first. position, the days continue to be in road service when sanders are
FRA agrees with the Working Group’s counted. Tuesday, June 26 is counted as discovered to be inoperative after
determination that the four triggering day two. Under this scenario, the departure from an initial terminal. Once
events will ensure that sanders are fourteenth calendar day for locomotive inoperative sanders are discovered, the
repaired in a timely fashion while XYZ–12345 is Sunday July 8. Therefore, rule sets forth three triggering events
providing railroads the ability to better if the inoperative sander is not repaired that will determine how long a trailing
utilize their locomotive fleets. Under the prior to being used on or after July 9, the locomotive will be permitted to remain
existing rule, a locomotive can move operating railroad would be in violation in service with inoperative sanders. The
only until the next daily inspection with of this paragraph. triggering events in this paragraph are
inoperative sanders. Utilizing four Comments were also received identical to those in paragraph (b)(1)
different triggers allows the railroad a regarding the definition of sand delivery except for the elimination of the
greater degree of operational flexibility. system. One commenter suggested fourteen day requirement. FRA agrees
Each trigger provides a logical point at adding a requirement to have each with the Working Group’s
which sander maintenance should and railroad identify to FRA all facilities determination that the need to provide
can be conducted without impacting a that fit within the definition, and obtain sand to a trailing locomotive is less
railroad’s operation to a significant permission from FRA to close the critical than it is for a lead locomotive.
degree. The initial terminal is an facility or reduce hours. While this The engineer operating the train or
appropriate place to require operative comment is insightful, FRA believes locomotive consist may be more familiar
sanders for the reasons stated in that the commenter’s suggested with the lead locomotive than with the
paragraph 229.131(a). When a requirement would be inconsistent with trailing locomotive. The engineer is
locomotive is placed in a facility that the spirit of the RSAC’s consensus rule likely to be operating from the lead
has a sand delivery system it is text. The rule aims to maintain safety locomotive, and thus, that locomotive is
appropriate to require a railroad to while better accommodating current less likely to be switched out of the
provide sander maintenance. Placed in operational realities by providing more consist while moving over the road.
a facility is intended to mean actually flexibility when appropriate. Adding The term ‘‘trailing locomotive,’’ as
placed on trackage with access to the this requirement would create a more used in this paragraph, specifically
sand delivery system, and not merely rigid process that would significantly refers to a locomotive that is located
passing through a location with a sand increase the burden on both FRA and behind the lead locomotive in a train or
delivery system on the premises. the railroads with a marginal effect on locomotive consist. The NPRM
Similarly, when a locomotive is given safety. According to the rule that was specifically included ‘‘distributed
its required periodic inspection it is proposed, railroads will be required to power locomotives.’’ A distributed
expected that the location will be repair inoperative sanders when the power locomotive, as defined in § 229.5,
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capable of providing repairs and locomotive is placed in a facility is a locomotive that is part of a
additional sand to the locomotive equipped with a sand delivery system. distributed power system that provides
sanders with little burden. Permitting a Formally identifying and changing control to a number of locomotives
lead locomotive to remain in service for locations through an approval process dispersed in a consist from command
no longer than fourteen days is would cause delay. The delay would signals originating in the lead

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locomotive. Distributed power the identification of the triggering event in this paragraph is if the
locomotives are also trailing events for repairing inoperative sanders locomotive becomes due for its periodic
locomotives because they are located on such locomotives. FRA accepted this inspection pursuant to § 229.23 of this
behind the lead locomotive in the train. recommendation. FRA considered the part.
FRA sought and received comments discussions and views provided by In the NPRM, FRA solicited and
concerning the relevance of listing members of the Working Group when received comments on this paragraph.
‘‘trailing locomotives’’ and ‘‘distributive developing this portion of the rule. While one commenter agreed that the
power locomotives’’ in the rule text. Rather than attempt to define what proposed seven day time-line was
Both commenters confirmed that constitutes an ‘‘outlying location,’’ FRA reasonable; another commenter
distributive power locomotives are a believes that the most appropriate suggested dividing the requirement into
type of trailing locomotive. Thus, method of distinguishing between two distinct groups to allow for more
distributive power locomotives are switching locomotives and the locations precise treatment. The commenter
covered by this paragraph whether or where they operate, is to base the explained that a requirement based on
not they are specifically mentioned, determination on the existence of a sand a given number of days would be
because they are covered by the term delivery system at the location. FRA appropriate for the inoperative sanders
‘‘trailing locomotive.’’ FRA believes that believes that locomotives being used in that are inoperative because they lack
it is unnecessary to list both terms and switching service at a location with a sand, however, sanders that are
is removing the words ‘‘distributive sand delivery system should be able to inoperative due to a mechanical defect
power locomotive’’ in the final rule. be maintained and handled for repair in should be repaired sooner if mechanical
One commenter asked how FRA will a more timely manner, with less forces have an opportunity to inspect
enforce this rule when a trailing disruption to railroad operations, than the locomotive. This suggestion has
locomotive is switched to the lead en locomotives being used in switching some merit, but would likely
route. FRA agrees that this issue will service at locations without sand overburden enforcement resources.
benefit from clarification. A locomotive delivery systems. If there is no sand Dividing the requirement into two
will be considered a lead locomotive delivery system at a location, then the categories would add another layer of
anytime it is placed in the lead position railroad is required to send maintenance complexity to the rule. Enforcing two
of the consist. If a locomotive is vehicles or crews to the location or is separate categories would raise
switched into the lead en route, and the required to move the locomotive to additional issues that require further
sanders are known to be inoperative, the another location to effectuate necessary FRA investigation. For example, FRA
fourteen day requirement prescribed in repairs. This can have a significant would need to find out why the sander
paragraph (b)(1) applies to that impact on the efficiency and continuity is inoperative in order to determine how
locomotive (along with the three other of switching operations at certain to properly enforce the requirement.
triggers contained in paragraph (b)(1)) locations. Thus, paragraphs (c)(1) and FRA believes that the less complex
starting on the day when it is switched (c)(2) separate the requirements for scheme from the proposed rule will be
to the lead. For purposes of counting the maintaining the sanders on locomotives more effective.
amount of days that the locomotive has being used in switching service based Paragraph (c)(2). This paragraph
been in the lead, the calendar day that on the presence of a sand delivery establishes requirements for handling
the locomotive is switched into the lead system at the location where the locomotives used in switching service at
will count as day one. The date that the locomotive is being used. locations equipped with a sand delivery
locomotive is placed in the lead is Paragraph (c)(1). This paragraph system. FRA agrees with the opinions of
required to be recorded on that contains requirements for handling the Working Group and full RSAC that
locomotive’s bad order tag. Updating the locomotives being used in switching sanders on these types of locomotives
bad order tag on the day that the service at locations that are not can be maintained with little burden on
locomotive is switched to the lead, to equipped with a sand delivery system. a railroad’s operation as they are already
reflect the date that the locomotive was In order to remain consistent with the at the location where sand can be
switched to the lead, will ensure that overall design of the recommendation delivered and effective repairs can be
the railroad and FRA will be able to submitted by the RSAC, FRA believes effectuated. Therefore, FRA accepts the
conveniently know the status of that that some operational flexibility needs RSAC’s recommendation and retains the
locomotive relative to the requirements to be provided to locomotives being existing requirements applicable to
of this rule. used in switching service at locations these locomotives. Consequently, when
Paragraph (c). This paragraph not capable of quickly delivering sand sanders become inoperative on these
establishes requirements for handling or making necessary repairs. As noted locomotives they will have to be
locomotives used in switching service above, the simplest way of making this handled in accordance with the
where sanders become inoperative. The determination is based on whether or provisions contained in § 229.9.
Working Group and the full RSAC not the location has a sand delivery Paragraph (d). This paragraph will
recommended that the use of sand on system. FRA believes that seven days is ensure that any locomotive with
locomotives performing switching a reasonable amount of time to permit inoperative sanders is properly tagged
service should be distinguished from railroads to provide necessary sander under the tagging provisions contained
locomotives being used in road service attention to a locomotive being used in in § 229.9(a). As paragraphs (b) and
as described above in paragraph (b). switching service at a location that does (c)(1) provide railroads with more
Included as part of the RSAC’s not have a sand delivery system. This flexibility with regard to using a
recommendation to FRA in this area, amount of time is consistent and within locomotive with inoperative sanders
was a request that FRA unilaterally the time frame in which locomotives than what is currently permitted by
develop criteria for the handling of used in switching service will need § 229.9, FRA wants to ensure that
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locomotives being used in switching some other type of maintenance or proper notification and records are
service that experience inoperative attention, most likely re-fueling. The maintained on in-service locomotives
sanders. The request specifically related seven day mark appears to be a with inoperative sanders. Thus, FRA
to the identification of what constitutes reasonable outer-limit for the will require that locomotives operating
locomotives at ‘‘outlying locations’’ and requirement. The second triggering with defective sanders be tagged in

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accordance with the provisions Washington, DC 20590. Docket material Executive Order 13272. In order to
contained in § 229.9(a). This will also is also available for inspection on the determine the significance of the
ensure that the individuals operating Internet at http://www.regulations.gov. economic impact for the final rule’s
the locomotive are fully informed as to Photocopies may also be obtained by Regulatory Flexibility Act requirements,
the fact that the locomotive they are submitting a written request to the FRA FRA invited comments in the NPRM.
operating does not have working Docket Clerk at Office of Chief Counsel, No comments were received.
sanders. Stop 10, Federal Railroad
Paperwork Reduction Act
Administration, 1120 Vermont Avenue,
VII. Regulatory Impact and Notices NW., Washington, DC 20590; please The rule contains a substantive
Executive Order 12866 and DOT refer to Docket No. FRA–2005–23080. change of one section of the existing
Regulatory Policies and Procedures ‘‘Small entity’’ is defined in 5 U.S.C. regulation, § 229.131. The modification
601 as a small business concern that is would not change the current
This rule has been evaluated in independently owned and operated, and information collection activity. The
accordance with existing policies and is not dominant in its field of operation. information collection burden
procedures, and determined to be non- The U.S. Small Business Administration associated with the final rule already
significant under both Executive Order (SBA) has authority to regulate issues exists under § 229.9. OMB clearance for
12866 and DOT policies and procedures related to small businesses, and the current rule has been granted and no
(44 FR 11034; February 26, 1979). FRA stipulates in its size standards that a further approval is sought at this time.
has prepared and placed in the docket ‘‘small entity’’ in the railroad industry is FRA is not authorized to impose a
a regulatory analysis addressing the a railroad business ‘‘line-haul penalty on persons for violating
economic impact of this rule. Document operation’’ that has fewer than 1,500 information collection requirements
inspection and copying facilities are employees and a ‘‘switching and which do not display a current OMB
available at 1120 Vermont Avenue, 7th terminal’’ establishment with fewer than control number, if required. The OMB
Floor, Washington, DC 20590. 500 employees. SBA’s ‘‘size standards’’ control number assigned for information
Photocopies may also be obtained by may be altered by Federal agencies, in collection related to this rule is OMB
submitting a written request to the FRA consultation with SBA and in No. 2130–0004.
Docket Clerk at Office of Chief Counsel, conjunction with public comment.
Federal Railroad Administration, 1200 Federalism Implications
Pursuant to that authority FRA has
New Jersey Ave., SE., W12–140, published a final statement of agency FRA has analyzed this rule in
Washington, DC 20590. policy that formally establishes ‘‘small accordance with the principles and
As part of the regulatory impact entities’’ as being railroads that meet the criteria contained in Executive Order
analysis, FRA has assessed quantitative line-haulage revenue requirements of a 13132, issued on August 4, 1999, which
measurements of cost and benefit Class III railroad. See 68 FR 24891 (May directs Federal agencies to exercise great
streams expected from the adoption of 9, 2003). Currently, the revenue care in establishing policies that have
this rule. For the twenty year period the requirements are $20 million or less in federalism implications. See 64 FR
estimated quantified costs are minimal. annual operating revenue. The $20 43255. This rule will not have a
For this same period the estimated million limit is based on the Surface substantial effect on the States, on the
quantified benefits have a Net Present Transportation Board’s threshold of a relationship between the national
Value of $70.6 million. Class III railroad carrier, which is government and the States, or on the
The major benefits anticipated from adjusted by applying the railroad distribution of power and
implementing this rule include: A revenue deflator adjustment (49 CFR responsibilities among various levels of
reduction in the number of times part 1201). The same dollar limit on government. This rule will not have
locomotives have sand loaded or the revenues is established to determine federalism implications that impose any
number of times the sanders are made whether a railroad shipper or contractor direct compliance costs on State and
operative. This reduction produces a is a small entity. local governments.
reduction in injuries related to the For this rule over 600 railroads could FRA notes that the RSAC, which
operation of filling sand boxes on the potentially be affected. The rule will endorsed and recommended the
locomotive and the number of missed impact all locomotives except those majority of the rule to FRA, has as
days related to these injuries. Finally, propelled by steam power. Given this permanent members two organizations
the rule would harmonize the sander application, only railroads that operate representing State and local interests:
requirement with the Canadian rule by steam locomotives exclusively, will be AASHTO and the Association of State
placing a fourteen day limit on service unaffected. For those railroads that will Rail Safety Managers (ASRSM). Both of
for lead locomotives being used in road be affected the impact will be minimal, these State organizations concurred
service with inoperative sanders. if any. The focus is on permitting with the RSAC recommendation
additional flexibility in the use of endorsing this rule. The RSAC regularly
Regulatory Flexibility Act and Executive provides recommendations to the FRA
locomotives with inoperative sanders. It
Order 13272 Administrator for solutions to regulatory
is anticipated that the additional
The Regulatory Flexibility Act (5 flexibility will produce mostly positive issues that reflect significant input from
U.S.C. 601 et seq.) and Executive Order impacts, i.e., savings and injury its State members. To date, FRA has
13272 require a review of proposed and reductions. received no indication of concerns
final rules to assess their impact on The AISE developed in connection about the Federalism implications of
small entities. FRA has prepared and with this Final Rule concludes that this this rulemaking from these
placed in the docket an Analysis of rule will not have a significant representatives or of any other
Impact on Small Entities (AISE) that economic impact on a substantial representatives of State government.
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assesses the small entity impact of this number of small entities. Thus, FRA Consequently, FRA concludes that this
rule. Document inspection and copying certifies that this rule is not expected to rule has no federalism implications,
facilities are available at the Federal have a significant economic impact on other than the preemption of state laws
Docket Management Facility located at a substantial number of small entities covering the subject matter of this rule,
1200 New Jersey Ave., SE., W12–140, under the Regulatory Flexibility Act or which occurs by operation of law under

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49 U.S.C. 20106 whenever FRA issues a before promulgating any final rule for § 229.9 Movement of non-complying
rule or order. which a general notice of proposed locomotives.
rulemaking was published, the agency (a) Except as provided in paragraphs
Environmental Impact
shall prepare a written statement’’ (b), (c), § 229.125(g), and § 229.131(b)
FRA has evaluated this regulation in detailing the effect on State, local, and and (c)(1), a locomotive with one or
accordance with its ‘‘Procedures for tribal governments and the private more conditions not in compliance with
Considering Environmental Impacts’’ sector. This rule will not result in the this part may be moved only as a lite
(FRA’s Procedures) (64 FR 28545, May expenditure, in the aggregate, of locomotive or a dead locomotive after
26, 1999) as required by the National $132,300,000 or more in any one year, the carrier has complied with the
Environmental Policy Act (42 U.S.C. and thus preparation of such a following:
4321 et seq.), other environmental statement is not required. * * * * *
statutes, Executive Orders, and related
Privacy Act ■ 4. Section 229.131 is revised to read
regulatory requirements. FRA has
FRA wishes to inform all potential as follows:
determined that this regulation is not a
major FRA action (requiring the petitioners for reconsideration that § 229.131 Sanders.
preparation of an environmental impact anyone is able to search the electronic
(a) Prior to departure from an initial
statement or environmental assessment) form of all comments received into any
terminal, each locomotive, except for
because it is categorically excluded from agency docket by the name of the
individual submitting the comment (or MU locomotives, shall be equipped with
detailed environmental review pursuant operative sanders that deposit sand on
to section 4(c)(20) of FRA’s Procedures. signing the comment, if submitted on
behalf of an association, business, labor each rail in front of the first power
64 FR 28547, May 26, 1999. Section operated wheel set in the direction of
4(c)(20) reads as follows: union, etc.). You may review DOT’s
complete Privacy Act Statement in the movement or shall be handled in
(c) Actions categorically excluded. Certain Federal Register published on April 11, accordance with the requirements
classes of FRA actions have been determined contained in § 229.9.
to be categorically excluded from the
2000 (Volume 65, Number 70; pages
19477–78) or you may visit http:// (b) A locomotive being used in road
requirements of these Procedures as they do service with sanders that become
not individually or cumulatively have a www.regulations.gov.
inoperative after departure from an
significant effect on the human environment. List of Subjects in 49 CFR Part 229
* * * The following classes of FRA actions
initial terminal shall be handled in
are categorically excluded: Locomotives, Railroad safety, and accordance with the following:
* * * * * Sanders. (1) A lead locomotive being used in
(20) Promulgation of railroad safety rules road service that experiences
and policy statements that do not result in The Final Rule inoperative sanders after departure from
significantly increased emissions or air or ■ For the reasons discussed in the an initial terminal may continue in
water pollutants or noise or increased traffic preamble, FRA amends part 229 of service until the earliest of the following
congestion in any mode of transportation. occurrences:
chapter II, subtitle B of title 49, Code of
In accordance with section 4(c) and (e) Federal Regulations, as follows: (i) Arrival at the next initial terminal;
of FRA’s Procedures, the agency has (ii) arrival at a location where it is
further concluded that no extraordinary PART 229—[AMENDED] placed in a facility with a sand delivery
circumstances exist with respect to this system;
■ 1. The authority citation for part 229
regulation that might trigger the need for (iii) the next periodic inspection
continues to read as follows:
a more detailed environmental review. under § 229.23; or
As a result, FRA finds that this Authority: 49 U.S.C. 20102–03, 20107, (iv) fourteen calendar days from the
20133, 20137–38, 20143, 20701–03, 21301– date the sanders are first discovered to
regulation is not a major Federal action 02, 21304; 28 U.S.C. 2401, note; and 49 CFR
significantly affecting the quality of the 1.49(c), (m).
be inoperative; and
human environment. (2) A trailing locomotive being used
■ 2. Section 229.5 is amended by adding in road service that experiences
Unfunded Mandates Reform Act of 1995 alphabetically the definitions of ‘‘initial inoperative sanders after departure from
Pursuant to Section 201 of the terminal’’ and ‘‘sand delivery system’’ to an initial terminal may continue in
Unfunded Mandates Reform Act of 1995 read as follows: service until the earliest of the following
(Pub. L. 104–4, 2 U.S.C. 1531), each occurrence:
§ 229.5 Definitions.
Federal agency ‘‘shall, unless otherwise (i) Arrival at the next initial terminal;
prohibited by law, assess the effects of * * * * * (ii) arrival at a location where it is
Federal regulatory actions on State, Initial terminal means a location placed in a facility with a sand delivery
local, and tribal governments, and the where a train is originally assembled. system; or
private sector (other than to the extent * * * * * (iii) the next periodic inspection
that such regulations incorporate Sand delivery system means a under § 229.23.
requirements specifically set forth in permanently stationed or fixed device (c) A locomotive being used in
law).’’ Section 202 of the Act (2 U.S.C. designed to deliver sand to locomotive switching service shall be equipped
1532) further requires that ‘‘before sand boxes that do not require the sand with operative sanders that deposit sand
promulgating any general notice of to be manually delivered or loaded. A on each rail in front of the first power
proposed rulemaking that is likely to sand delivery system will be considered operated wheel set in the direction of
result in the promulgation of any rule permanently stationed if it is at a movement. If the sanders become
that includes any Federal mandate that location at least five days a week for at inoperative, the locomotive shall be
least eight hours per day.
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may result in expenditure by State, handled in accordance with the


local, and tribal governments, in the * * * * * following:
aggregate, or by the private sector, of ■ 3. Section 229.9 is amended by (1) A locomotive being used in
$132,300,000 or more (adjusted revising paragraph (a) introductory text switching service at a location not
annually for inflation) in any 1 year, and to read as follows: equipped with a sand delivery system

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59224 Federal Register / Vol. 72, No. 202 / Friday, October 19, 2007 / Rules and Regulations

may continue in service for seven SUMMARY: NMFS suspends the reduced because of density-dependent
calendar days from the date the sanders minimum size limit of 4.75 inches (120 factors.
are first discovered inoperative or until mm) for Atlantic surfclams for the 2008 At its June 2007 meeting, the Mid-
its next periodic inspection under fishing year. This action is taken under Atlantic Fishery Management Council
§ 229.23, which ever occurs first; and the authority of the implementing voted to recommend that the Regional
(2) A locomotive being used in regulations for this fishery, which allow Administrator suspend the minimum
switching service at locations equipped for the annual suspension of the size limit for the 2008, 2009, and 2010
with a sand delivery system shall be minimum size limit based upon set fishing years. In accordance with the
handled in accordance with the criteria. The intended effect is to relieve provisions of the FMP, the Regional
requirements contained in § 229.9. the industry from a regulatory burden
(d) A locomotive being handled under Administrator will publish the
that is not necessary, as the majority of suspension of the surfclam minimum
the provisions contained in paragraph surfclams harvested are larger than the
(b) and (c)(1) of this section shall be size if the proportion of undersized
minimum size limit. surfclams is under 30 percent of the
tagged in accordance with § 229.9(a).
DATES: Effective January 1, 2008, total surfclam landings for each fishing
Issued in Washington, DC, on October 16, through December 31, 2008.
2007.
year.
Joseph H. Boardman, ADDRESSES: Written inquiries may be Commercial surfclam data for 2007
Federal Railroad Administrator. sent to Patricia A. Kurkul, Regional were analyzed to determine the
[FR Doc. E7–20656 Filed 10–18–07; 8:45 am]
Administrator, National Marine percentage of surfclams that were
Fisheries Service, Northeast Regional smaller than the minimum size
BILLING CODE 4910–06–P
Office, One Blackburn Drive, requirement. The analysis indicated that
Gloucester, MA 01930–2298. 8.99–percent of the overall commercial
FOR FURTHER INFORMATION CONTACT: landings were composed of surfclams
DEPARTMENT OF COMMERCE
Brian R. Hooker, Fishery Policy Analyst, that were less than 4.75 inches (120
National Oceanic and Atmospheric (978) 281–9220; fax (978) 281–9135. mm). Based on these data, the Regional
Administration Administrator adopts the Council’s
SUPPLEMENTARY INFORMATION: Section recommendation and suspends the
648.72(c) of the regulations minimum size limit for Atlantic
50 CFR Part 648 implementing the Fishery Management surfclams from January 1 through
RIN 0648–XD25 Plan (FMP) for the Atlantic Surfclam December 31, 2008.
and Ocean Quahog Fisheries allows the
Fisheries of the Northeastern United Administrator, Northeast Region, NMFS Classification
States; Atlantic Surfclam and Ocean (Regional Administrator) to suspend
Quahog Fisheries; Suspension of annually, by publication of a This action is authorized by 50 CFR
Minimum Atlantic Surfclam Size Limit notification in the Federal Register, the part 648 and is exempt from review
for Fishing Year 2008 minimum size limit for Atlantic under Executive Order 12866.
AGENCY: National Marine Fisheries surfclams. This action may be taken Authority: 16 U.S.C. 1801 et seq.
Service (NMFS), National Oceanic and unless discard, catch, and biological
Dated: October 12, 2007.
Atmospheric Administration (NOAA), sampling data indicate that 30 percent
of the Atlantic surfclam resource is Emily H. Menashes,
Commerce. Acting Director, Office of Sustainable
smaller than 4.75 inches (120 mm) and
ACTION: Temporary rule; suspension of Fisheries, National Marine Fisheries Service.
the overall reduced size is not
the Atlantic surfclam minimum size [FR Doc. E7–20639 Filed 10–18–07; 8:45 am]
attributable to harvest from beds where
limit.
growth of the individual clams has been BILLING CODE 3510–22–S
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