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Context Cholinesterase inhibitors are the primary treatment for the cognitive symptoms of Alzheimer disease (AD). Cholinergic dysfunction is also associated with neuropsychiatric and functional deficits, but results from randomized controlled trials of
cholinesterase inhibitors are conflicting.
Objective To conduct a systematic review and meta-analysis to quantify the efficacy of cholinesterase inhibitors for neuropsychiatric and functional outcomes in patients with mild to moderate AD.
Data Sources We performed a literature search of trials using MEDLINE ( January
1966December 2001), Dissertations Abstracts On-line, PSYCHINFO, BIOSIS, PubMed,
and the Cochrane Controlled Trials Register. We retrieved English- and nonEnglishlanguage articles for review and collected references from bibliographies of reviews,
original research articles, and other articles of interest. We searched for both published and unpublished trials, contacting researchers and pharmaceutical companies.
Study Selection We included 29 parallel-group or crossover randomized, doubleblind, placebo-controlled trials of outpatients who were diagnosed as having mild to moderate probable AD and were treated for at least 1 month with a cholinesterase inhibitor.
Sixteen trials included neuropsychiatric and 18 included functional measures.
Data Extraction Two investigators (N.H.T. and J.H.) independently extracted study
methods, sources of bias, and outcomes. Neuropsychiatric outcomes were measured
with the Neuropsychiatric Inventory (NPI, 0-120 points) and the Alzheimer Disease
Assessment Scale, noncognitive (ADAS-noncog, 0-50 points) and were analyzed with
the weighted mean difference method. Functional outcomes were measured with several activities of daily living (ADL) and instrumental activities of daily living (IADL) scales
and analyzed with the standardized mean difference method.
Data Synthesis For neuropsychiatric outcomes, 10 trials included the ADAS-noncog
and 6 included the NPI. Compared with placebo, patients randomized to cholinesterase
inhibitors improved 1.72 points on the NPI (95% confidence interval [CI], 0.87-2.57 points),
and 0.03 points on the ADAS-noncog (95% CI, 0.00-0.05 points). For functional outcomes, 14 trials used ADL and 13 trials used IADL scales. Compared with placebo, patients randomized to cholinesterase inhibitors improved 0.1 SDs on ADL scales (95% CI,
0.00-0.19 SDs), and 0.09 SDs on IADL scales (95% CI, 0.01 to 0.17 SDs). There was no
difference in efficacy among various cholinesterase inhibitors.
Conclusions These results indicate that cholinesterase inhibitors have a modest beneficial impact on neuropsychiatric and functional outcomes for patients with AD. Future research should focus on how such improvements translate into long-term outcomes such as patient quality of life, institutionalization, and caregiver burden.
www.jama.com
JAMA. 2003;289:210-216
Author Affiliations are listed at the end of this article.
Corresponding Author and Reprints: Kristine Yaffe,
MD, Department of Psychiatry, San Francisco
Veterans Affairs Medical Center, University of California, San Francisco, Box 111G, 4150 Clement St, San
Francisco, CA 94121 (e-mail: kyaffe@itsa.ucsf.edu).
neuropsychiatric and functional deficits have also been associated with cholinergic dysfunction, with growing interest in ChIs for treatment of these
symptoms in AD.7,8 Several clinical trials have included neuropsychiatric and
functional measures, but have had conflicting results. In addition, these trials varied in numbers of subjects (ranging from 16 to 978) and used a variety
of different measures of behavior and
function.9-11 Thus, we conducted a systematic review and meta-analysis to
quantify the efficacy of ChIs on neuropsychiatric and functional outcomes in patients with mild to moderate AD and living in the community.
METHODS
Identification of Trials
We searched MEDLINE (January 1966December 2001), Dissertation Abstracts On-line, PSYCHINFO, BIOSIS,
PubMed, and the Cochrane Controlled Trials Register using the terms
Alzheimer disease, dementia, and cholinesterase inhibitor. Based on the title
of publication and abstract, we retrieved English-language and non
English-language articles for review,
and also collected additional references from bibliographies of reviews,
original research articles, and other articles of interest. We searched for both
published and unpublished trials, contacting researchers and pharmaceutical companies.
Inclusion Criteria
Two investigators (N.H.T. and J.H.) independently reviewed all pertinent articles using predetermined inclusion criteria. A trial was included if (1) it was
randomized, double-blinded, and placebo-controlled; (2) the design of the trial
was either parallel or crossover; (3) if a
crossover trial, it had a washout period
greater than 1 week, (4) patients enrolled were outpatients diagnosed as having mild to moderate, probable AD according to National Institute of
Neurological and Communicative Disorders and StrokeAlzheimers Disease
and Related Disorders Association
(NINCDS-ADRDA) criteria,12 with a
Table 1. Trials of Cholinesterase Inhibitors Using the NPI and ADAS-noncog Scales for
Neuropsychiatric Outcomes in Patients With Alzheimer Disease
408
605
264
978
386
286
Medication,
mg/kg per d
NPI*
Metrifonate, 0.65
Metrifonate, 0.65 or 1.0
Metrifonate, 50 mg/d
Galanthamine, 8, 16,
or 24 mg/d
Galanthamine, 24 or 32 mg/d
Donepezil, 10 mg/d
215
468
653
154
130
50
309
47
ADAS-noncog
Tacrine, 40 or 80
Tacrine, 20, 40, or 80
Tacrine, 80, 120, or 160
Tacrine, 80 mg/d (mean dosage)
Tacrine, 40 or 80
Metrifonate, 2.1 mg/kg per wk
Velnacrine, 30, 75, 150, or 225
Metrifonate, 2.9 mg/kg per wk
Source
Subjects,
No.
395
181
Metrifonate, 50 mg/d
Physostigmine patch,
30 or 60 mg (5.7 mg/d)
Trial
Intention-to-Treat
Length, d
Analysis
168
168
182
150
Yes
Yes
Yes
Yes
90
365
Yes
Yes
42
84
210
84
42
84
42
180
Yes
Yes
Yes
No
Yes
No
Yes
Yes
42
168
No
No
Abbreviations: ADAS-noncog, Alzheimer Disease Assessment Scale, noncognitive; NPI, Neuropsychiatric Inventory.
*Three trials also reported the ADAS-noncog.
baseline Mini-Mental State Examination score of 10 to 26; (5) the trial involved more than 1 month of treatment
with 1 of the following ChIs: donepezil,
eptastigmine, galantamine, metrifonate, physostigmine, rivastigmine, tacrine, tacrine with lecithin, and velnacrine; (6) neuropsychiatric outcomes
were measured with the most common
neuropsychiatric scales used, the noncognitive portion of the Alzheimer Disease Assessment Scale (ADAS-noncog,
scored 0-50) or Neuropsychiatric Inventory (NPI, scored 0-120); and (7) functional outcomes were measured on a validated score separated by ADL and IADL
domains (TABLE 1). Functional measures that combined ADL and IADL domains were excluded. For each trial, the
reviewers were blinded to the authors
and journal, and independently abstracted sample size, treatment regimen, trial length, outcome measures, and
whether the trial used an intention-totreat (ITT) analysis. The reviewers discussed the abstracted data and reached
a consensus to resolve any discrepancies in the collected data.
Statistical Analysis
RESULTS
We examined a total of 3000 titles or abstracts in the literature search to identify published trials for possible inclusion. We identified 8 unpublished trials;
none met our predetermined inclusion
criteria. We reviewed 152 published trials in detail; of the 36 trials meeting inclusion criteria, 7 of these trials included overlapping data, leaving 29 trials.
Of these, 27 were parallel-group trials,
while 2 were crossover trials.19,20 Twentythree of the eligible trials required that
we calculate additional data from provided information: in 2 trials,21,22 we calculated the SD for the change in score
from initial and final score SDs; in 3 tri-
Neuropsychiatric Inventory
Favors
Cholinesterase Inhibitor
Morris et
al,26
Favors
Placebo
1998
(6.10)
Points
B
Favors
Placebo
(1.76)
(3.82)
1.0
0.5
Points
Negative scores denote improvement. Error bars indicate 95% confidence intervals.
212
0.5
1.0
ported the ITT analyses and 6 the completed subjects analyses.19,20,25,30,42,46 Two
of the included trials were crossover trials.19,20 For the fourteen trials using
ADLs, summary meta-analysis indicated that patients randomized to ChIs
improved by 0.10 SDs compared with
placebo (95% CI, 0.00-0.19), indicating a trend in benefit in ADLs from the
use of ChIs (FIGURE 2A). The test of heterogeneity was nonsignificant (P=.36).
Thirteen eligible trials included IADL
outcomes. Ten trials reported data from
the ITT analysis and 3 from the completed subjects analysis (Table 2).25,42,46
For the thirteen trials using IADLs,
summary meta-analysis indicated that
patients randomized to ChIs improved by 0.09 SDs compared with placebo (95% CI, 0.01-0.17), indicating a
small but statistically significant benefit in IADLs from the use of ChIs (Figure 2B). A test of homogeneity was not
significant (P=.47).
Additional Analyses
conducted a series of sensitivity analyses. First, for the 2 trials in which both
the ADAS-noncog and NPI were used,
we recalculated both meta-analyses by
reassigning the 2 trials to the ADASnoncog meta-analysis while omitting
them from the NPI meta-analysis. There
was no change in the magnitude or statistical significance of the results of either meta-analysis. Next, we determined whether the type of ChIs had an
effect on the results using subgroup
analyses. For each outcome, if there
were 3 or more trials using the same
ChI, we calculated separate metaanalyses for each drug. We calculated
a metrifonate subanalysis for the NPI
scale, a tacrine subanalysis for the
ADAS-noncog scale, a tacrine subanalysis for the ADL scale, and a tacrine and
physostigmine subanalysis for the IADL
scale. We found similar effect sizes but
wider CIs for the subanalyses, with no
clear difference with any one ChI. Finally, when we calculated separate subanalyses comparing the results of the
ITT analyses with the completed subjects analyses for each outcome, we
Table 2. Trials of Cholinesterase Inhibitors Reporting ADL and IADL Scales for Functional Outcomes in Patients With Alzheimer Disease
Source
Thal et al,21 1989
Eagger et al,20 1991
Molloy et al,19 1991
Davis et al,45 1992
Knapp et al,25 1994
Antuono,37 1995
Forette et al,28 1995
Rogers and Friedhoff,30 1996
Thal et al,31 1996
ADL
Scale
PSMS
PSMS
PSMS
PSMS
PSMS
PSMS
PSMS
ADLs
PSMS
IADL
Scale
IADLs
Zemlanl,32 1996
Agid et al,42 1998
Cummings et al,40 1998
PSMS
NOSGER
PSMS
IADLs
NOSGER
IADLs
309
402
480
SBI
NOSGER
NOSGER
IADLs
IADLs
320
114
491
475
IADLs
IADLs
IADLs
IADLs
Subjects,
No.
16
89
34
215
653
449
130
161
366
IADLs
349
IADLs
176
Medication, mg/d
Physostigmine, 8, 12, or 16
Tacrine, 50-150 + 10.8 g/d lecithin
Tacrine, 50, 75,100 + 10 g/d lecithin
Tacrine, 40 or 80
Tacrine, 80, 120, or 160
Velnacrine, 150 or 225
Tacrine, 40 or 80
Donepezil, 1, 3, or 5
Extended-release physostigmine,
8, 24, or 30
Velnacrine, 30, 75, 150, or 225
Rivastigmine, 4 or 6
Metrifonate, 0.20, 0.30,
or 0.65 mg/kg/d
Eptastigmine, 30 or 45
Rivastigmine, 6-12
Eptastigmine, 45 or 60
Extended-release physostigmine,
30 or 36
Eptastigmine, 30 or 36
Extended-release physostigmine,
24 or 30
Trial
Length, d
70
91
126
42
210
168
42
84
42
Intention-to-Treat
Analysis
Yes
No
No
Yes
No
Yes
Yes
No
Yes
42
91
84
Yes
No
Yes
175
126
168
168
Yes
No
Yes
Yes
175
Yes
84
Yes
Abbreviations: ADL, activities of daily living; IADL, instrumental activities of daily living; NOSGER, Nurses Observation Scale for Geriatric Patients; PSMS, Physical Self-Maintenance
Scale; SBI, Spontaneous Behavior Interview.
have a modest beneficial role in treating neuropsychiatric symptoms and reducing functional impairment in patients with mild to moderate AD and
living in the community. For neuropsychiatric outcomes, our analysis
showed a small but statistically significant benefit of ChIs on the NPI scale
and a trend in benefit on the ADASnoncog scale. For functional outcomes, treatment with ChIs resulted in
a small but statistically significant benefit of ChIs for IADLs and a trend in
Favors
Placebo
2.0
1.5
1.0
0.5
0.5
SD
B
al,45
Favors
Placebo
(1.04)
1992
0.5
0.5
SD
Negative scores denote improvement. Error bars indicate 95% confidence intervals.
214
1.0
provide subscores. Finally, because neuropsychiatric and functional outcomes were secondary outcomes, data
were often not fully reported; however, we used widely used metaanalytic techniques to calculate the nonreported data.
Despite these limitations, we believe our results are the first attempt to
quantitatively synthesize the efficacy of
a variety of ChIs for neuropsychiatric
symptoms and functional impairment, and to suggest a modest benefit
in neuropsychiatric outcomes and functional outcomes from ChIs. The results of our meta-analyses indicate the
need for additional focused research on
neuropsychiatric and functional outcomes in patients with AD. Exploring
these issues will possibly broaden treatment for AD, an illness with growing
importance to public health.
Author Affiliations: Department of Psychiatry, Massachusetts General Hospital, Boston (Dr Trinh); Veterans Affairs Palo Alto Health Care System and Department of Psychiatry and Behavioral Sciences,
Stanford University School of Medicine, Palo Alto, Calif
(Dr Hoblyn); Center for Astrophysics, Harvard University, Boston (Dr Mohanty); and Departments of Psychiatry, Neurology, and Epidemiology, University of
California, San Francisco and the San Francisco Veterans Affairs Medical Center, San Francisco, Calif (Dr
Yaffe).
Author Contributions: Study concept and design:
Trinh, Hoblyn, Yaffe.
Acquisition of data: Trinh, Hoblyn, Yaffe.
Analysis and interpretation of data: Trinh, Hoblyn,
Mohanty, Yaffe.
Drafting of the manuscript: Trinh, Hoblyn, Yaffe.
Critical revision of the manuscript for important intellectual content: Trinh, Hoblyn, Mohanty, Yaffe.
Statistical expertise: Trinh, Hoblyn, Mohanty, Yaffe.
Administrative, technical, or material support: Hoblyn.
Study supervision: Yaffe.
Funding/Support: Dr Yaffe was supported by Public
Health Service grant K23-AG00888 and is an American Federation for Aging Research Paul Beeson Faculty Scholar in Aging Research.
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