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The central aim of this study is to examine the relation between ethics and
techne in Aristotles ethical works. It will be my contention that Aristotles
core arguments and claims in ethics bear a vital, yet under-explored
relation to models supplied by the technai variously translatable as crafts,
skills, arts or forms of expertise. This relation is, I hope to show, not
only deeper and more pervasive, but also philosophically more problematic
than has hitherto been recognized. In other words, while Aristotles moral
philosophy as a whole constitutes an unsurpassed intellectual synthesis,
I want to explore an aspect of that synthesis that I think is both more
salient, and gives rise to more difficulties, than scholars have previously
allowed. In order to do this, I shall first outline the extent to which Aristotle
inherited his interest in the technai from Plato this will be the subject
of Chapter 1. And to make Platos interest in the technai fully intelligible,
I shall also look at the pre-Platonic history of the concept of techne that will
be the task of the following Introduction.
Before embarking on that task, however, it is worth offering two methodological justifications for it. First, even a brief survey of Greek writings
before Plato reveals that techne had already developed a rich and relatively
coherent semantic content before becoming a tool in philosophical analysis. As I shall argue in Chapter 1, it was largely owing to the relevance of this
content to an analysis of human virtue [arete ] that Plato became drawn to
the technai. Admittedly, no less a scholar than Julia Annas judges that for the
ancient philosophers Virtues are like skills in that they have an intellectual
structure, a structure that allows agents to be critically reflective about
their ethical practices and that this is the only salient feature of the technai
vis--vis ethics.1 But as I hope will become clear, this is severely to underestimate the positive, detailed conceptual content of techne, and the relevance
of that content to ethical analysis. In addition, and in consequence, it is also
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Introduction
Aristotle. After this, I will examine one techne in particular, that of medicine,
as discussed within the early Hippocratic Corpus. This serves as an instructive case study, not just because in the Platonic dialogues Socrates [refers
to] medicine much more than any other techne (Parry 2003, 3), but
also because the early Hippocratic Corpus contains the only surviving prePlatonic theoretical investigation of techne.6
The word techne derives from the Indo-European root tek, meaning
to fit together the woodwork of a . . . house (see Roochnik 1996, 19).
According to Jrg Kube, this informs the earliest meaning of the Greek
term, which was probably house-building (Kube 1969, 13) something
betrayed, perhaps, in the etymological connection between techne and tekton
(carpenter). In the earliest available literary texts, the term covers shipbuilding, and especially in Homer smithing (see Kube 1969, 1419; Lbl
1997, 208, 210). For instance, in the Iliad Homer refers three times to
Hephaistos klutotechnes, Hephaestus, renowned for craft (see 1.571, 18.143
and 391; cf. Odyssey 8.286). In book eight of the Odyssey, the works of
Hephaestus are referred to as technai or techneentes (see lines 2967, 327 and
332). And throughout the Odyssey, the products of smithing are mentioned
as the products of techne: the smith came, bearing in his hands . . . the
implements of his craft [peirata technes] (3.4323); a cunning workman
whom Hephaestus and Pallas Athene have taught all kinds of craft [technen
pantoien] (6.2334, 23.16061); May he never have designed [technesamenos],
or hereafter design [technesaito], such another [belt], he who stored up in
his craft [technei] the device of that belt (11.61314).7
From etymology and early usage, then, we can determine a property of
techne that will remain more or less constant: namely, that whoever practises
a particular techne possesses a determinate form of expertise. As Felix Heinimann affirms, Each techne is correlated with a quite determinate [bestimmte] task and type of achievement (106). Or as Rudolf Lbl puts it, for
every techne there is a telos, a goal, at which it aims . . . a kind of job [Werk]
or action, that has to be realised (211). These references to particular
tasks or goals should not be taken to preclude an individual techne
having as its proper concern a plurality of actions or products. After all,
smithing (for one) encompasses a diverse set of these. Rather, the uniqueness of each techne lies at the level of a particular range of tasks and aims:
for example, georgia aims at the production of food, grammatike at both
studying and teaching spelling and grammar, and mantike at predicting the
future in various ways. It is in this sense, I take it, that every techne must have
a quite determinate goal [Ziel], which distinguishes it from other technai
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Introduction
technai give men a measure of power, how is that power made possible in
the first place? It is made possible, I shall argue, primarily by each techne s
accurate grasp of its subject-matter. As Schaerer maintains, the technai
were thought of as aiming at a reasoned understanding of that which is
exact, as opposed to anything that cannot be accurately grasped [tout ce
qui dpasse la mesure] (Schaerer 1930, 1). In light of this, it is significant
that among the crafts Prometheus gives to mankind is said to be numbering . . . pre-eminent of subtle devices [sophismaton] (459). And as I shall
detail later on, a key text in the Hippocratic Corpus claims that where correctness and incorrectness each have an exact measure [or exact standard,
orthos horos], surely there must be a techne (On techne V 3032). Indeed,
several pre-Socratic writers indicate that orthotes, exactness or correctness, is a desideratum when conveying information in any area of human
endeavour.12
This tendency to align techne with the aspiration to exactitude, and a
concomitant rational control, is connected to three related, yet distinct
marks of techne. First, because the technites ideally has a clear, systematic
grasp of his craft, he himself insofar as he is genuinely skilled is reliable.
This distinguishes him from the amateur, who although may on occasion
produce impressive results, is (owing to his lack of fine-grained skill) more
liable to make mistakes, and to be vulnerable to contingency. Secondly,
because the technites aspires to a fund of reliable knowledge, he should be
able to pass that knowledge on efficiently to others. As Democritus holds,
Neither art nor wisdom is attainable if one does not learn [oute techne oute
sophie ephikton, e n me mathei tis] (Diels-Kranz 1964, Frag. 68, B59).13 Again,
this distinguishes the skilled man from someone ultimately dependent on
luck for the latter has no transmissible expertise. Thirdly, because the
knowledge characteristic of techne can ideally be broken down into various
methods, once an apprentice has sufficiently grasped the methods relevant
to his craft, he can thereby be certified as a technites. Taking the certifiability
of the technites together with the above marks of techne viz. exactitude and
control, reliability and teachability it is not surprising that even before
Plato the technai received much recognition and respect, being indicative of
authority and wisdom [sophia]. Indeed, as Lbl remarks, in this period
[from Homer to the sophists] sophos and techne were closely associated with
each other (Lbl 1997, 208).14
This close association between techne and wisdom suggests that the technai
were conceived of as essentially valuable forms of knowledge and activity.
Admittedly, several authors dwell on the constraints set on the power of
techne. For example, the chorus in Antigone points out how no expertise can
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Introduction
rules of carpentry are grasped per se, but also involve mastery over various
actual materials. And insofar as mastery is achieved, thus far rival powers,
such as the gods, or chance, are excluded. This mastery or control is enabled in turn by exact knowledge or more accurately, a techne could be said
to aspire to a precise grasp of its objects (after all, many crafts can be engaged
in at different levels of expertise). It is this epistemic precision that
conditions a skills teachability, and that grounds the kind of reliability and
certifiability characteristic of the technites and his wisdom. Lastly, the tele
embodied in the technai are essentially beneficial, even if they encompass
certain techniques that when abstracted from a particular techne can be
used for bad ends.
I want to turn now to the question of how far the marks of techne outlined
above are reflected in the art of medicine [he iatrike techne ], as this is
analysed in the early Hippocratic Corpus. While none of the Hippocratic
writings are finally traceable to Hippocrates himself (see Lloyd 1970, 50;
Jouanna 1999, 568; Nutton 2004, 612), it remains the case that as
Charles Kahn attests they contain the only nonfragmentary scientific/
philosophic texts that have reached us from the fifth century (Kahn 1991, 7).16
Moreover, they are the only non-Platonic and non-Aristotelian texts before
the Hellenistic period that deal with the concept of techne in a systematic,
philosophical way. So besides medicine constituting a central example of
techne for the Platonic Socrates, there are strong independent reasons for
concentrating on it as a test case.
On at least two counts, the early Hippocratic writings present medicine as
satisfying the above criteria for a genuine techne. First, medicine is described
as having one, delimited telos, which it is the unique task of medicine to
achieve namely, health. Admittedly, some writers stipulate a more modest
task for he iatrike techne: doctors do not have to achieve health in all cases,
they merely have to strive for it as far as possible. But given this (very reasonable, and perhaps always implicit) qualification, the initial criterion for
medicine being a techne is unproblematically met. Secondly, health is presented as or rather, is assumed throughout to be a clear benefit. Indeed,
it is a universally acknowledged benefit, which serves as an uncontroversial
motivation for those entering the medical profession. True, the Hippocratic
oath does warn doctors against misusing their know-how for ends other
than health. But this is precisely a warning against medical malpractice,
because ends other than health are not understood as proper to the techne
of medicine.
Some early Hippocratic writings note the way in which mastery of medicine is threatened by the putative workings of chance [tuche ]. On techne, in
particular, is concerned to answer the charge that the practice of medicine
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Introduction
existence of the art. In other words, even so-called chance illnesses and
recoveries are the product of causal regularities: it is these nomic underpinnings that are systematized by medicine, so that diseases can be predicted
and treated with more consistent success than is possible with no treatment,
or with only amateur intervention. In this way, On techne in effect discounts
the phenomenon of chance, in the same way that other Hippocratic texts
discount the notion that illnesses and cures are caused by divine action
(see, for example, The Sacred Disease I 46 and On Ancient Medicine XIV
1820). This, in turn, opens the way for the unchallenged application of
medical expertise, as On techne makes clear: The . . . obscurity [of causes]
does not mean that they are our masters, but so far as is possible they have
been mastered (XI 45).17
So it seems that, in effect, a further condition of medicines being a techne
has been met viz. its affording proper control over its area of expertise. By
explaining away the so-called influence of chance, by rendering the telos of
medicine more modest, and by ascribing most remaining failures to the
vagaries of patients behaviour, On techne appears to have demonstrated the
possibility of genuine medical mastery. What else would have to condition
such mastery? According to what was said above, an essential condition of
expert control is an accurate grasp of a particular subject-matter: in this
case, precise knowledge of what determines human health and illness. As
On techne expresses matters, medicine must possess an exact measure or
exact standard [orthos horos], and where correctness and incorrectness
each have an exact measure, surely there must be an art (V 3032). What
might such an orthos horos consist in?
One possibility is what the author of On Ancient Medicine [VM] calls
postulates [hupotheseis]. These consist in a limited number of causal principles [archai] for example, heat, cold, moisture, dryness (VM I 3)
which are conceived of as explanatorily exhaustive of all medical phenomena.
Do these constitute the kind of orthos horos that could plausibly guide the
practice of medicine? The author of VM thinks not, and on two main
grounds. First, to affirm such a rationalist conception of medicine (as it
later came to be known) is effectively to affirm an a priori science, the postulates of which cannot be verified directly: For there is no test the application of which would give certainty (I 267). Secondly, this a priori conception
of medicine looks unlikely to be confirmed indirectly either. For the postulates that it proposes are too crude to capture the complexity of actual
medical phenomena, which are explained not by some abstract schema,
but by highly involved and fine-grained organic processes. On both these
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10
grounds, then, VM rejects the a priori model of analysis as incapable of delivering the kind of exactitude proper to medicine. What alternative model
does it argue for instead?
In short, it argues for an inductive model, one later to be associated with
the empiricist school of medicine. Precepts refers to this model when it
asserts that one must attend in medical practice not primarily to plausible
theories, but to experience combined with reason [tribe meta logou] (I 35).
This new emphasis on tribe or empeiria (experience) is at the heart of VMs
argument, viz. that if medicine is an art, it must seek maximal accuracy
but that this is attainable only on the basis of detailed and long-term empirical research.18 As the text puts it at II 25, the discoveries made during
a long period are many and excellent, while full discovery will be made if
the enquirer be competent, conduct his researches with knowledge of the
discoveries already made, and make them his starting-point [arche ]. Once
again, then, the possibility of complete exactitude is held out only this
time it is grounded not in various postulates, but in attention to individual
cases, and in the construction of case-histories.19
This empirically-based optimism if research be continued on the same
method, all can be discovered (VIII 1820) is, however, heavily qualified.
For a start, VM admits it is difficult to know what determinate measures to
use with regard to the human body. As its author maintains, no measure,
neither number nor weight, by reference to which knowledge can be made
exact, can be found except bodily feeling . . . Perfectly exact truth is but
rarely to be seen (IX 1522). Not only are bodily states difficult to capture
in positive terms, but contrary to the optimism of On techne bad physicians . . . comprise the great majority (IX 2930), so any medical research
into these states is likely to be flawed. Moreover, even if (per impossibile) a
wholly reliable empirical method were established, and all extant individual
variations were collated,20 any empirical hypotheses would be open to
subsequent refutation, or at least qualification. And in this way the ideal of
perfectly exact, reliable medical knowledge would have to be foregone.
The author of VM is, clearly, prepared to forego this ideal. For him, it is
unreasonable to expect medical expertise to be anything more than fallible
and probabilistic in nature. Its rules are rules of thumb medicine must
always be prepared to adapt to individual circumstances and its standard
of precision is thus not mathematical. Moreover, those who expect otherwise blunder in what constitutes an art (I 9). This willingness to count as
technai practices that are grounded in inductive generalization may appear
well-motivated, in that it does not set a standard of exactitude (and thus
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Introduction
11
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the furthering of human control already constituted a vital tool for assessing the credentials of diverse human practices.
In Chapter 1, I will explore how, and to what degree techne played a role
in a very different context: the Platonic dialogues quest for expertise, not
in human health, but in human virtue [arete ].
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