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FORM PFS

PERSONAL FiNANC~Al STATEI\~Ef~T COVER SHEET


,r __. ~~-------~-------I
rJTAI.I\UM8ER OF PA.GES mEl; II"
I ~iled In accordancewith chapter 572 of the Government Code, (" '7
For filings required in 2008, covering calendar year ending December 31,2007. 1--------------1,
ACCOUNi Ii

L
'1
Use FORM PFS--INSTRUCTION GUIDE when completing this form
- N - A - f l 1 1 - E - - - - . , - - - - - - - - - - - - - - - - - - - - - - - -OFFiCE
TITLE; FIRS:, MI

WILLIAM I-I.
-t--- - -ONLY
USE ------
Dale Rscelveci
I1

:11~iGK·I\,!/_\M~. LAST, SUFFIX

~ADDRESS

WETTE

ADDRESS I PO 80Y; APT! SUITE Ir, CiTY; f,iAiE, ZIP CODE

90] BAGBY
I HOUSTON, TEXAS 77002 I
I
I
'.

I o (CHECK If fiLER'S HOME ADDRESS)


HDIPM

Dale Processed
AREP CODE FHONE NUMBER;EXTENSION
/3TEl_EPHONE

h:~:::~
Dale Imaged

I~O
­ 1 (

1-,
m :
247-2200

__ , ,___________ (1:,'DIGlTI' OFFICE)


I r R F ILlI~G I0 CANDIDi-'TE '

I STeTEMENT 10 ELECTED OFFICER !"A Y OjC OF HOUSTON _


________ (IIWIC/·Ti: OF"ICEI

I 0 .t\0POlhITED OFFICER _ .
(il~l)l~).iTc. AGE1"lCY)

I 0 C:XECLlTI\/::: HEAD - - - ­

I II 0 FORMER OR RETIR'cD JUDGE SITTING BY ASSIGNMENT

II C----l
! LJ - - - -.., - - ­

l-.----J
STATE PARTY CHAIR

0
------------~
(INJlc;ATE POSITION:

mHEH

5
~:ITlilY l1l~rn08rS whose financial aclivlly you are reporling (file, t
_penden, Cilll:1len If Ihe filer nad actual control over that aciivity): ITIUS report information about the financial acuvlty ot the filer's spouse 01

AJ'-TDREA F, WI-lITE
[ sr-'C. 0~~E _
I

I
STEPHEN WI-nTE

I :2

ELENA WI-UTE
I

I :J :

,
Fe
;.~reqU!rel~
:~p~a~rt~s~-~i~tr~'~',
,
,r~CJ~'19~h~1~8~'~'~'.~-~,~d~~1~;;;;;;;;;~~.~~~-~~~~~~~~~;;;;;::;;;;;;;;;~~~~-;;;;;;;;~~~~~~;;;;;;;==-=;.;;-~~-
to c1isc:iCJS8 nr,( only your own fl~arlc:ai
\'r)L: wll: ISC ose vaul nnancia: activity durino th
e,?I-~~ejlng
2stivitl( bill also :h",1 f
_ _ _
j
L1 ----.j
calendai year in Parts 1 t:lrough 1 , )'JIJ ,-lre I
1

I cvei
o I_
tnat
_,
oe ,.
l !JcrSOIl s financrai aclivity_
i . ,-, mai or vou
J -' , c- '~~"
spouse( "oradepencern h'I'"
, ,C I G II you had actual CClltrOi

I
I COpy AND_______
ATTACH. j.:~~~_rTIONAL P!\GES AS NECESSARY
I
I
! I
-'
Texas Ethics Commission Austi r' " Texas 78711-2'J70 (512) 463-5800

I11 IhlFORM.A,TION RELATES TO


o FILER o SPOUSE o DEPENDENT CHILD - - ­

I, EMPLOYMENT
CITY OF HOUSTON
o
Ni',ME AND AD:lRESS OF EMPLDYER I POSITION HELD
(Check It Filer'" Home Addre5s)

[{] EMPLOYED BYANDTHER 9DJ BAGBY


HOUSTON, TEXAS 77002

o SELF-EIv1PLOYEO
NATUREOF OCCUPATION

MAYOR OF HOUSTON

I
INFORMATION RELATES TO
o FILER o SPOUSE o DEPENDENT CHILD . _ - ­

NAME At\D ADDRESS OF EMPLOYER I POSI,ION HELCl


I EMPLOYMENT [{] (Check If Filer's Horne A.ddress)

I JO) STABLE\VOOD COURT


o EMPLOYED BY ANOTHER HOUSTOl\, TEXAS 77024

o SC::LF-EMPLOYED
NATURE OF OCCUPATIOI,

BOARD MEMBEPJCONSULTANT

iNFORMATION RELATES TO
o FILER G]SPOUSE o DEPEr~DENT CHILD - - ­

NAME AND ADClR~SS OF EMPLOYER I POSITION HELD


EMPL.oYMENT lZI (Check II !-Iler's Home Address)

10J STABLEWOUD COURT

o EIV:Pl.OYED BY ANOTHER
HOUSTON, TEXAS 77024

I
I
o SELF·EMPLOYED NI',TURE OF OCCUP/"IOI"
I
WRITER
F=-OO;;~~~~~~~~~~~~~~~~~~~~~~1
__I
COpy AND ATTACH A~DITIOr~AL PAG~~ AS_~E~ESSARY ---~--_~_J
,
Texas Ethics Commission PO Sox 12070 Austin, Texas 7871', -2070 (512) 463-5800 1-800-32f-8506
-~

SOURCES OF OCCUPATIONAL INCOME PART 1A I

D NO-;- APPLICABLE
Wrlen reporting information about a depenoent c.lild's activity, Indicate the child about whom you are reporting b)'

providing the number under which the child is listed on the Cover Sheet.

1
I INFORMATION RELATES TO
o FILER o SPOUSE o OEPENDEI~T CHILD - - ­
3

I2
o
I
NAMe AND ADDRESS or- EMPLOYER I POSITIO/; HELD
EMPLOYMENT (Check If Flier's Home Address)

KING'S ACADEMY
[{] EMPLOYEDBYANOTHER, PO BOX 9
MADABA-MANJA, JORDAN
16188

o SELF·EMPLOYED
NA-;-URE OFOCCUPATION

JUNIOR FELLOW

INFORMATION RELATES TO
o SPOUSE

EMPLOYMENT

o EMPLOYED BY N-JO-;-HER

'-',

o
'

NATURE OF OCCUPATION .,' '<,


Sa""-EMPLOYED

INFORMATION RELATES TO

o SPOUSE o DEPENDENT CHILD _ _-,-' .>

"'"I,AME AND ADDRESS OF EMPLOYER I POSITiON HELD/' ..,


EI\/IPLOYMENT '''···.0, (Check If filer's HDme i\ddres~l.../ /
.
<, .".-",,'­
"<,

o EMPLOYED BY ANOTHER

o SELF-EMPLOYED
NATURE OC OCCUP/,TIOI"

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


-------------------
Texas Etl,lCS CDmmissioJ~ p,o, Box 12070 Austin, Texas 78711-20 70 (512) 463-5800 1-800-325-8505

I' RETAiNERS
PART " .
[2] NO: APPUCA8:"'E

This section concerns fees received as a retainer by you, your spouse, or a dependent child (or by a business in which you, II

your spouse, or a Dependent child have a "substantial interest") for aclaim on future services rn case of need, rather than for I
services on a matter specified at the time of contracting for or receiving the fee, Report Information here only if the value of I
the work actually performed dUring the calendar year did not equal or exceed the value of the retainer, For more Information, I
see FORM PFS--!f\.JSTRUCTION GUIDE,
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed or the Cover Sneet.

I,AM~ AIJD ADDR~SS


1
FEE RECEIVED FROM

2 NAME OF BUSINES3
FEE RECEIVED BY
o FILER
OR FILER'S BUSINESS _

D SPOUSE
OR SPOUSE'S BUSINESS

o DEPENDENT CHILD
OR CHILD'S BUSINESS
_

I
~--~-_.------+------~-
-3
i fEe MJ10UNT D LESS THAI'; $5,000 0 $5,000--$9,999 D $10,000--$24,"9 0 -II
$2D,DOD-OR MORE

L _
FEE: RECEIVED FROM I
I
1

-----~-~--
FEE RECEIVED BY
t,AME OF BUSINESS

--I
o FILER
OR FILER'S I3USINESS _

I
D spouse
OR SPOUSE'S BUSII~ESS
I
I
D OEPEI~DENT CHILD
OR CHILD'S BUSINESS _ _ I

D LESS THAN $:i,OOO 0 $~,OOO--S;9,999 0 $10,OCJ:)--:;;2~,999 D $25000--0" MORE:

r- I
COpy AND ATTACH ADDITIONAL P/-\GES AS NECESSARY
_~ J
I
-----------------
Texas Ethics Commission F'O_ Box 1207CJ
- -

STOCK PART 2
Ci NOTAPPLlCA8~E

List each business entity in which you, your SpOUSE:, or a dependent child held or acquired stock during the calendar year
and indicate 'he category 0' the number of shares held 01- acquired, If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale For more information, see FORM PFS-­
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity indicate the child about whom you are reporting by
provrdinq the number under which the child is listed all the Cover Sheet.
\

1 BUSINESS EI--JTITY NAME


ABBOTT LABORATORIES I
2 STOCK HELD OR ACQUIRED BY
[2] FILER [2] SPOUSE o DEPENDENT CHILD __ ~_----l
I

o o
-

3 NUMBER OF SHARES
~ESS THAN '100 o 100 TO 499 0500 TO 999 1,000 TO 4,999

[2] 5,000 TO 9,999 o 10,000 OR MORE

4 IF SOLD I2J NET GAIN


o '_ESS THAt'. $5,000 o $G,000--$9,999 o $10,000--$24,999 [{] $25,000--OR MORE
n NETLOSS

BUSINESS ENTITY NAME


AMDOCS
STOCK HELD OR ACQUIRED BY [Z] FILER o SPOUSE:: o DEPENDENT CHILO

NUMBER OF SHARES o LESS THAN 100 0100 TO 499 o 500 TO 999 [Z] 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
--
IF SOLD DNET GAIN I0 LESS THAN $5,000 o $5,OOO--$9,99S o $10,000--$24,999 o $25,000--OF MORE
-..---D NET LOSS I

I
BUSINESS ENTITY I NAME
i AM, FINANCIAL REALTY TR
STOCK HELD OR ACQUIRED BY 10 FILER
I
0 SPOUSE o DEPEI-JDEI'.iT rHILD - - - ­
v

NUMBER OF SHARES I 0 LESS THAN 1DO o 100 TO 499 0500 TO 999 o 1,000 TO ",,999 I
I t2J 5,000 TO 9,999 o 10,000 MOREOR i
IF SOLD Dr'.iETGAIN I 0 LESS THAN $5,000 o $5,000-59,998 0$10,000--$2<1,999 o $25,000--OR MORE: I I
DNET LOSS I i
BUSINESS ENTITY NAME
AMGEN,INC
-
I o FILER

STOCK HELD OR ACQUIRED BY [{] SPOUSE [{] DEPENDENT CHILD 1),3

NUfli1BER OF SHARES o LESS TdAN ~ 00 0100 TO <199 0500,0999 [2] 1,000 TO 4,999

o 5,000 TO 9,999 010,000 OR MORE


IF SOLD
-
o I'JET GfllN o LESS THAI~ $5,000 0$5,000--$9,999 0$10,000--$24,999
---_.­

o $25,000--OR IvlORE
_DNET LOSS

BUSII\IESS ENTITY
I BAKER-HUGHES
NAME:
I
10o
f--------­
I STOCK HELD OR ACQUIRED BY I I [2] SPOUSE- 0 ,
DEPENDEI,T CHILD
--
I
FILER
I NUMBER OF SHARES LESS THAN 100 D100TO~99 0500T0999 D1,OOOTO~~
I [Z] 5,000 TO 9,999 o 10,000 OR MORE - I
/iFSOLD [2] l'.iET GAIN I 0 LESS THAN $5,000
o $5000--$--9-,9-9-9-D--$-10-,O-0-O---s:-,~~,99g [2] S,25,000-OR MaRC I
I 0 NET LOSS II
L_ cory AND ATTACrl ADDITIDNAL I-'AGES AS-N-E-CE-S-S-A-R-Y---·-----~------
..--J
P.e. Bex 12070 Austin, Texas 78711-2070 1 -800-325-8506

PART 2 ,
­
I v
I

List each business entity in which you, vou: spouse, or a dependent cnild held or acquired stock dUl'ing the calendar year
and indicate the category of the number of shares held or acquired If some O!" all of tne stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. FOI' more information, see FORM PFS-­
II'JSTRUCTION GUIDE.

When reporting mtormaticn about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 BUSU'JESS Er'JTITY NAME

BERKSHIRE HATEI'. WAY A SHARE

3
STOCK HELD OR ACQUIRED BY

f'JUIvJBER OF SHAi:\ES
[2] FILER
[{] LESS THAN 1 DO
[2] SPOUSE
o 1DO TO 499
0
0
DEPENDENT CHILD

500 TO 999 0 1,000 TO 4,999


g~
o 5,000 TO 9,999 o 10,000 OR MORE I
4 IF SOLO DNETGAIN
o LESS THAN $5,000 o $5,000--$9,999 0$10,000--$24,999 o $25,000--OR MORE
D NET _OSS

BUSlf'JESS ENTITY Np.ME

BJ SERVICES CO,

I STOCK HELD OR ACQUIRED BY [{] FILER [{I SPOUSE 0 DEPENDENT CHILD _ _ _

NUMBER OF SHARES o LESS THAN 100 o 100 TO49' D 500 TO 999 D 1,000 T~I
o 5,000 TO 9,999 o 10,000 OR MORE
,
IF SOLO DNETGAIN I0 LESS THAN $5,000 o $5,000--$9,999 o $1G,000--$24,999 o $25,000--0=<. MORE
I
D NET LOSS - I
- - I
BUSINESS ENTITY NAME
BROOKFIELD ASSET MANAGEMENT II
1----'
STOCf( HEI-:J OR ACQUIRED BY [{] FILER
o D DSPENDENT _~
~ LCSS THAN ron
SPOUSE CHILD .
!---'
NUMBER OF SHARES -- - o 100 TO 49~ 0 500 TO 999 01,000 TO 4,999

05,000 TO 9,999 o 10,000 OR MORE

IF SOLO [ZJNET GAIN D LESS TiAN $5,000 o $5,000--$9,999 0$10,000--$24,999 o $25,OOO--OR MORE I
o NET LOSS
I
BUSlhJESS ENTITY I NAME
I CHECKFREE CORP
---~---~

STOCK HELD OR ACQUIRED BY ! IZlFILER o I


l
IZl SPOUSE DEPEhlDEtH CHILD
-,
NUMBER OF SHARES I0 LESS TH.AI~ 100 0100 TO 499 0500 TO 999 [{] 1,000 TO 4,999

f-------"
o 5,000 TO 9,999 o 10,000 OR MORE
I
IF SOLO [Z) NET GAlt~
-,
[2] LESS THAN $5,000 0 $5,000--$9,999 D $10,000--$24,999 0 $25,000--OR MORE
_ _ ~ETLOSS

BUSINESS EfHITY NAMe

I [2] FILER
I NUMBER OF SHARES

IIF SOLS [Z] Nt:T GAIN 1 0 LESS THAN $5,000 o $S,000--$999( o S10,001]--S"4 ,999 o S25,00D--OR MORE
ONET LOSS I
---'----------_.~-------------
L- _
corry AND ATTACH ADDITIONAL PAGES AS NECE.~SARY ~

R[J,II~ur! 02/~.s:;:UUII
Texas Ethics Commission PO 80x 12070 Austin, Texas 78711-2070 (512) 463-5800 '1-800-325-8506

I STOCK PART 2l
I---~------o NOTAPPLICABLE
_ _ _ I,

List each business entity in which you you: spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category 0; the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-­
INSTRUCTION GUIDE

VIIhen reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY NAME


CHINA MOBILE HK LTD SPN ADR
1 2 STOCK HELD OR ACQUIRED BY 10 FILER [2] SPOUSE [Z] DEPEI'-JDENT CHILD _~
ro- NUMBER OF SHARES
I13
I o LESS THAN 100 010010499 0500T0999 0 1,000 T0 4,999

D 5,000 TO 9,999 010,000 OR MORE

1
4 IF SOLD [Z] NET GAIN 0 LESS THAN $5,000 0 $5,000--$9,999 D $10,000--$24,999 [{] $25,000--OR MORE I

NET LOSS

BUSINESS ENTITY NAME


CHINA TELECOM CORP.
STOCK HELD OR ACQUIRED BY o FILER 0 SPOUSE 0 DEPENDENT CHiLD j
NUMBER OF SHARES o LESS THAN 100 0100 TO 499 0500 TO 999 01,000 TO 4,999

o 5,000 TO 9,999 [2] 10,000 OR MORE


[Z] NET GAIN I 0 LESS THAN $5,000 0 $5,000--$9,999 0 $10,000--$24,999 [2] $25.000--0R MORE-j
n NET LOSS
I
BUSINESS ENTiTY NAME I
CISCO SYSTEMS, INC.
STOCK HELD OR ACQUIRED BY [2] FILER [{] SPOUSE [{] DEPENDENT CHILD _ j ,L,J .

o
1
I\IUIv'IBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 1,000 TO 4,999

05,000 TO 9,999 o 10,000 OR MORE I

IF SOLD o NET GAIN o LESS THAN $5,000 D $5,000--$9,999 o $10,000--$24,999 o $25,000--OR MORE
o NET LOSS I
I

BUSINESS ENTITY
I CONOCO PHILLIPS
NAME
l
STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE D DEPENDENT CHILD __

NUMBER OF SHARES o LESS THAN 100 0100 TO 49~! D 500 TO 999 o 1,000 TO 4,999

1
_. o 5,000 TD 9,999 [2] 10,000 OR MORE
IF SOLD o I~ET GA'I~ --
D LESS THAN $5,000 0$5,000--$9,999 o ~,1O,000--$24,999 o $25,000--OR MORE
flNET LOSS

I
BUSINESS EhJTITY J E-BAY
NAMe-
J
J

'I STO. Cf< HELD OR ACQUIRED BY '[Z] FILER


----
o SPOUSE 0 DEPENDENT C'-1ILD _
----
I

' NUfJiBER OF SHl\RES 0 LESS THlIN 100 o 100 TO 499 0500 TO 999 01,000 TO 4,99fJ -I
I I 0 5,000 TO 9,999 [2] 10,000 OR. MORE I
---0-/~N-E-T--G-A-II~-I--+-I-D--L-E-SS-TH-.A-N-'$-5-,0-00
l lF SOLD

_ _ _~
o t~ET LOSS I
D $5000--$9,999

COPY Arm ATTACH ADDITIONAL PAGES AS NECESSARY


D $:10,000--5:24,999
----
[2] $25,OOO--OR Iv1DRE._1

._~
1
Texas =thics Commission F'.O. Box '12rJ7[) (512) 463-5800 1-800-325-8506
-------·--1
STOCK PART 2 I

I
o NOT APPLICABLE

Lis! each business entity In which you, you:' spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquireo If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-­
INSTRUCTIOr\) GUIDE

NAME
1 3USINESS EI\lTITY
EL PASCJ CORPORATION

2 STOCK HELD OR ACQUIRED BY


[2] FILER [2] SPOUSE DDEPENDENT CHILD - __

3 r\iUMBER OF SHARES
o LESS TH.AN 100 0 100 TO 499 0 500 TO 999 0 1,DOC TO 4,999

I 0 5,000 TO 9,999 0 10,000 OR MOi\E

o "JET GAIN o LESS THAN $5,000 0 $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR M:::JRE


[J NET LOSS

BUSiNESS ENTITY
NAME
ELI LILLY & CO

STOCK HELD OR ACQUIRED BY [{] FILER

NUMBER OF SHARES o LESS THAN 100

o 5,000 TO 9,999

I0 LESS THAN $5,000 0 $~"OOO--$9,999 0 $10,\;~O--$24,99t' o $2.5,OOO--OR MORE \


II
I
BUSI/\)ESS ENTITY
I ENS1GN ENERGY SAVINGS INC.
[2] FILER

o LESS THAN 100 o 100 TO 499

05,000 TO 9,399 o 10,000 OR MORE

IF SOLD 0NETGAII~ o LESS THAI\ $5,000 0 $5,000--$9,99S [2] $10,000--$24,99:1 0 $25,000--OR MORE
o NET LOSS

BUSINESS ENTITY NAME

STOCK HELD OR ACQUIRED BY

--
NUMBER OF SHA~ES

IF SOLD 01~ET GAI'~


..D~ET LOSS
IZI "",000,00 MO[(, i
h
BUSINESS Er~TiTY

STOel" HELD OR ACQUIRED BY [2 FILER


.I'

FEDEX COTZP

NAM[

o
[2] SPOUSE DEPENDE"IT CHILD - _ _

~I NUMBEROFSHARES -~-~-----------------~----~~
C LESS THAI~ '100 o 100 TO ~9~ 0 50D TO 999 D '; ,000 TO '1,999
o 5,000 TO 9,999 o 10,000 OR MORE I
(IF SOLD ------1
0 NET GAit, I0 LESS Tf-J\N 1;5,00D 0 $5,000--$8,999 0 S1D,ODO--$2~,999 [J $25,000--OP iv1C!RE I
o I~ET
b ___-_-_-_--~=--
LOSS_ .
COpy AND ATTACH ADDITIONAL PAGES AS NECESSAR!':~_~
!
J
Texa:o Ethics Commission P.O. Box 12070 Austin, Texas 76711-2070 (512) 463-5600 1-800-325-8506

I STOCK PART 2 I
1
I
I 0 NOT APPUGABLE

List each business entity in which you, your spouse, or a dependent child held or acquired stOCK during the calendar year
and indicate the category of the number of shares heid or acquired If some or all of the stock was solo, also indicate the
I category of the amount of the net gain or loss realized from the sale. For more information, see FORr~ PFS-­
I INSTRUCTION GUIDE,

When reporting Information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet

:_ STOCK HELD OR ACQUIRED BY I [Z] FILER [2] SPOUSE ODEPEI~DENT CHILD - -- ~J


3 NUMBEROFSHARES I D:.ESS~HAWOO o 100 TO 499 o 500 TO 999 [{]1,000'T0<j,99~
I D 5,000 TO 9,999 010,000 OR MORE

4 IF SOLO 0 NET GAII~ 0 _ESS THAN $5,000 0 $5,000--$9,999 [2] $10,000--$24,999 D S25,000--OR MORE I
[Z) NET LOSS I

BUSINESS ENTITY NAME


FRONTERA. RESOURCES CORP
STOCK HELD OR ACQUIRED BY !Zl FILER [{] SPOUSE 0 DEPENDEN'T CHILD _

LUMBER OF SHARES o LESS THA!~ 100 0 1DO TO 499 0 500 TO 999 0 1,000 TO 4,999

o 5,000 TO 9,999 1ZJ 10,000 OR MORE

IF SOLO [{] NET, GAIN I 0 LESS THAN $5,000 o $5,000--$9,999 0$10,000--$24,999 0 $25,000--OR MORE

I ~N_E-LOSS
BUSI~~ESS Et--:TITY NAME

I
I
IF SOLO [Z]NET GAII~ o LESS THAN $0,000 D $5,000--$9,999 l.{J $10, 001l--$24 ,999 o $25,000--OR MORE l
o NET LOSS
I
-
BUSINESS ENTITY NAME
GENENTECH
[2] FILER [2] SPOUSE o DEPE"IDEIH CHILD _ _~

I D LESS 11,A" 101 0100 TO 499 0500 TO 999 [Z] 1,000 TO 4,999
o ~,999
5,000 TC 010,000 OR MORE
I
I
o LESS TH/IN $5,000 0$5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR 1v10~
I

BUSINESS ENTITY I ~:I~E]:OLD!N;;;;- '''MI ~-~- 11


STOCK HELD OR ACQUIRED BY [2] SPOUSE D DEPEI\jOENT CHILD __

NUMBER OF SHARES ~ L:::SS THANiOO 0 100 TO ~99 0500 TO 999 [{] 1,000 TO 4,9g9 I
I I D G,OOO TO 9,999 0 111,000 OR MORE I
I IF SOLO 0 NET GAIN I D LESS TH/II~ :li5,000 =:J $5000$9,999 0 ~'IOOO[)--S2t!,999 0 $25,OOC--OR MORE i
L~ D NET ~~ L__ _ I
L___ ~ COpy AND ATTACH ADDITIONAL f='AG~S AS NECESSAP,Y ~ ~J
Texas Ethics Commission PO 80x 12070 Austin Te xa s 787-1-2070 1-800-325-8505

STOCK PART 2
[:1 NOTAPPLlC,4.BLE

List each business entity in which VOU, your spouse, or a dependent child held or acquired stock during the calendar year
and indicatethe category of the number of shares held or acquired, If some or all of the stoc« was sold, also indicate the
cateqory of the amount of the net gain or loss realized from the sale, For more information, see FORM PFS-­
II~STRUCTION GUID:=:,

When reporting intorrnaiion about Ci dependent child's activity, indicate the child abOUT whom you are reporting by
providing the number under which the child is listed on the Cover Sheet

1 BUSINESS EhlTITY NAMe


INTEL CORP
2
~--~---------+--
STOCK HELD OR ACQ'JIRED BY [Z FILER o SPOUSE o DEDEI\jDEI\T CHILD ~,2,j

3 I\JUr,mER OF SHARES o LESS THAt\j 100 o 100 TO 499 0 500 TO 999 0 1,000 TO ~ ,999

I0 5,000 TO 9,999 010,000 OR MORE

4 IF SOLD
o NET G,4IN o LESS THAN $5,000 o $5,000--$9999 0 $10,OOC--$24,999 0 $25,OOO--OR MORE
NET LOSS

BUSINESS Ef'-JTITY NAME


JOHNSON & JOHNSON
STOCK !-IELD OR ACQUIRED BY [{] FILER [{] SPOUSE C DEPENDENT CHILD ~-- I
f---------------I-O--L-ES-S-T-H-,4-N-10-0--0--10-0TO 499 0500 TO 999 01,000 TO 4,999

IF SOLD
NUMBER OF SHARES

1\)ET GAIN 0
[2] 5,00D TO 9,999
[2] LESS THt>J~ $5,00D
10,000 OR MORE
f - - - - - - - - - - - - - - - , ' - - - - - - - - -.~.--------------.----------
$5,DOO-'$9998 $10,OOO-·$2~,89"
0
0
,
$2500C.--OR MO=1E I 0 0
J
I~_._ ~T LO,SS ~ ,_ _ ~ --J
BJSIi~ESS E N T I T y - i - - - - - - - - = -~=----::ME --=~-;o;;;;;;;~~~~~~~~~~~~-~~~~i
'R STOCK HELD OR ACQUIRED BY
KINDER MORGAN MGMT LLC
0 FILER 0 SPOUSE 0 DEPENDEI~T CHILD _ _ ---l
I

NUMBER OF SHARES I 0 LESS THAN 100 0 100 TO 499 0 SOC TO 999 01,000 TO 4,~
o
'----------­
IF SOLD o
o
NET GAIN
NET LOSS

--l I 05,000 TO 9,999

0 LESS THAr~ $5,000 o


'10,000 OR MORE

$5,000··$9,999 o $10,OOO-·$2~,999 o $25,000--OR MORE


I
I
BUSINESS ENTITY
"tIf~E

MICROSOFT CORP

STOCK HELD OR ACQUIRED BY


[Z] FILER [Z] SPOUSE o DEPEI\lDENT CHI'_D ~

NUMBER OF SH.ARES
o LESS THAN 100 0100 TO 499 0500 TO 999 [Z] 1,000 TO 4,999

o 5,000 TO 9,999 o 10,00D OR MORE


'----._-­
IF SOLD o NET G./'.,IN
f-­

o o $5,OOO·-$9,9g9 o ~~1D,00O--:J:24,999 o $25,000·,OR Mor~E


o NET LOSS
LESS THAI" $5,000
I
I
BUSINESS EIHITY i NAME

I NATION/\LOILWELL
I
STOCK HELD OR p,COLJIRED BY I
-----j-
0 FiLER [Zj SPOUSE o DEPENDEI\jT CHILD _ _ - -I

NUMBER Of:' SHARES I0 L_ESS THAN 10e o 100 TO 499 =.J 500 TO 999 [Z] 1,000 TO C, ,999 I

I
I
I 0 5,000 TO 9,999 o 10,000 CF< Ivl:)RE

i
IF SOLD [ZJ i,ET GAIN
CJ NET ~oss
1 I~
.i,
0 LESS THAN £5,000 0 £5.000--$9,990

_
I2J $1UOOO--~:2~99~' o £2~,OOO·-O~: tViORE:
,-

I
i
I

_~_i
L..-...--- ~.9_"_"_ANJ2..6TTp.CI-''--.6.Q[)LTI0NALPAGES AS N"CESS~RV ~~~_~ . . J
r8xas Ethi:::s Commission P.O. Box -12070 Austin Texas 78711-2070 (512) 463-5800 1-80D-325-8506
[STOCK ----~-------
-------~~l

PART 2 :
o NOT AP!"L1CABLE
L---------~-
List each business entity in which you, your SpOUSe, or a dependent child held 0:- acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale For more information, see FORM PFS-­
li\lSTRUCTION GUIDE.
When reporting information about a dependent childs activity, indicate the chiid about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

I 1 BUSINESS ENTITY NAME


I NAT10NAL RETA1L PROPERTIES
I

~STOCf< HELD OR ACQUIRED BY I [2] FILER GJ SPOUSE o DEPENDENT CHILD _

1
3 NUIVIBER OF SHARES I 0 LESS THAN 100 0 100 TO <199 o 500 TO 999 01,000 TO 4,999

0 5,000 TO 9,999 GJ lD,OOO OR MORE


b
I

I- rt
SOLD IZJ NET GAIN
0 NETLDSS
I
I ({] LESS THAN $5,000 0 $5,000--$9,999 0 $10,000--$24,999 o $25,000--OR MORE
I

NAME

[2] SPOUSE 0 DEPENDENT CHILD - - ­

o 100 TO 499 0 500 TO 999 GJ 1,000 TO 4,999


o 10,000 OR MORE -j

o $5,000--$9,999 0
,

$10,000--S24,999 D $25,OOO--ClR MORE I


i

o SPOUSE o DEPENDENT CHILD _

o 100 TO 499 o GOO TO 999 GJ i ,000 TO '1,999


o 10,000 OR MORE 'I

D $5,000--$9, 9-99--0-$-1- o~,0-O-0----$2-~-,9-9-9-0-$-2-5,-OO-O----O--R~M-O-R-E-I

BUSINESS ENTITY NAME 1


I PF1ZER
[{] SPOUSE [2J DEPENDEI~T CHILD --.l,21
o 100 TO 499 0 500 TO 999 D 1,000 TO 4,999
[2] 10,000 OR MORE
--------

BUSINESSENTITY I
i PRECISION DR1LLlNG

NAME

I
r NUIVIBEROFSHARES
.
STOCK HELD OR ACQUIRED BY ! [2] F1'~ER
I
---0-S-~PO-U-'S-'E----D-D-E-P~E~N~D-E-NT

!OLESSTHAN100 D lOC' TO 4lJ9 o 500 TO 999


CHiLD _

0'1,000T04,999
=J I
I

0 D
-~
I I 5,000 TO 9,99ll 10,000 OR MDRE

I IF SOLD [{] NET G,A!N, I 0 LESS THAN $5,000 D $5,000--$9,99l) 0 S,10,OOO--$24,999 lZJ S25000--0R MORE
~ D NET LOSe: I
I COPY AND ATTACH ADDITION6_LPAGEL~ 1.'tECESSARY ~
PO. Boy 12070 Austin, Texas 7871'1-2070 (512)463-5_8__
0_0 -1-800-325-8506
~1

PART 21
o NOTAPPUCABLE
\

List each businessentity in whicr you, YOUI" spouse, 0: a rJepe'1de~t c~ild held 01 ac~uired stock dur-ing the ca.lendar Yearl
and indicate the category of the number of shares held or acqinreo I; some or all or the stock was so d, also Indicate the
category of the amount of the net gain or loss realized from the sale. For more intorrnation, see FORM PFS-­
If'-JSTRUCTDN GUIDE. I
I When reporting Information about a dependent child's activity, indicate the child about whom yOCJ are reporting by
providing the number under which the child is listed Oil the Cover Sheet.

1 BUSINESS ENTITY
.. ---­
i
12 STOCK HELD OR ACQUIRED BY

3 t'-JUr\.~BER OF SHARES

4 IF SOLD [Z] NET GAIN


ONET LOSS

NAI~E
BUSlt'-JESS ENTITY
SANOFI-A VENTIS
[2] SPOUSE 0 DEPE~~DENT CHIW _

NUMBER OF SHARES o 100 TO 499 0 500 TO 999 0 1,000 TO 4,999

o 10,000 OR MORE

BUSINESS EN i IT~' I NAMe: _. I


___ I SINGAPORETELECOMMUNICATIONS ---------------------.J
STOCK HELD ORACQUIRED BY [2] FILER [2] SPOUSE 0 DEPENDEtH CHILD I
~UMBER OF SHARES I0 LESS THAN 100 0 100 TO 498 0500 TO 999 01,OOO-~TO-4,-99-9--\
I 05,000 TO 9,999 0 10,000 OR MORE \

NAME

1Zl SPOUSE 0 DEPEI\iDENT CHILD _~_


-----------------~
0100 -;-0 499 0500 TO 999 01,000 TO 4,999

[2] 10,000 OR MORE

f'<(1\'(~a(1 C:'/?S!;J.uOl\
I
-rexas Ethics Commission PO Box 12070 Austin, Texas 7871"1-2070 (5 ~ 2) 463-5800
---,
"1-800-325-6506
I

I STOCK PART 2 I

1 0 NOTAPPLICABLE
I

~ist each business entity in which you, your spouse, or,a dependent c~,ild held or acquired stock durin~ the ca.lendar year
and indicate the category of the number of shares held or acquired it some or all of the stock was sold, also Indicate the
I
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-­
I INSTRUCTIONGUIDE.

I When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
I providing the number- under which the child is listed on the Cover Sheet.

1 BUSI~JESS ENTITY I NAMe


TOLL BROTHERS
1

2 STOCK HELD OR ACQUIRED BY r 0 FILER [{] SPOUSE 0 DEPEhJDEt~T CHILD _

3 NUMBER OF SHARES 0 LESS THAt\ 100 o 100 TO 499 0500 TO 999 01,000 TO 4999

o 5,000 TO 9,999 o 10,000 OR MORE


fSOLD o NET GAIN
r71 NET LOSS
o LESS THAN $5,000 o $5,000--$9,999 [{] $10,000--$2'1,999 0 $25,000--OR MORE l I

BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY I [{] FILER


TYCO INTERNATIONAL LTD
[{] SPOUSE
NAME

0 DEPENDENT CHILD
lI'
f-------------t------------~------------I

f ,:UMBER OF SHARES
o LESS THAN 100 0100 TO 499 0500 TO 999 01,000 TO 4,999 I

05,000 TO 9,999 0 10,000 OR MORE 1

._------------------------!
IF SOLD [Z] NE-i GIlIN I 0 LESS THAI~ $5,000 o $5,000--$8,999 [2] $10,000--$24,999 0 $25.000--DR MORE
n NET LOSS
II
BUSU~~SS
-~
ENTITY
-----._-
NAMe
--~-"~---==-~--l

I STOCK HELD OR ACQUIRED BY [{] SPOUSE o DEPENDEI~T CHILD _


1
I NLJrJlBER OF SHARES I 0 LESS THAN 100 o 100 TO 499 0500 TO 999 01,000 TO "1,999

[2] 5,000 TO 9,999 o 10,000 OR II/lORE

IF SOLD [Z] NET GAIN o LESS THAN $5,000 o $5,000--$9,999 [{] $10,000--$24,999 o $25,000--OR MORE

-
o NET LOSS

NAMe
f;USINESS ENTITY i
UNITED PARCEL SERVICE CL B
_J
STOCK HELD OR ACQUIRED BY [ZIFILER [Z] SPOUSE o DEPENDENT CHILD
--
!NUMBER OF SHARES D LESS THAN 100 0100 TO 499 0500 TO 999 [2] 1,000 TO 4,999

o o
~SDLD
5,000 TO 9,999 10,000 OR MORE
1---.
D NET GAIN o LESS THAN $5,000 o $5,000--$9999 0$10,000--$24,999 o $25,00D--OR MORE
D NET LOSS
BUSINESS ENTITY I N!lI~E
I

[II STOCK HELD or, ACQUIRED BY


NUMBER OF SHARES -To
10 WASHINGTON MUTUAL. INC
Hum

LESS THAN 100


0
0
SPOUSE

100 Tel 499


0 DEf'ENDEI'] CHILD - -

0500 TO 999 [{] 1,000 TO 4,999


lI
L J-g 5,000 TO 9,999 0 10,000 OR MORE ..

I IF SOLD 0 N:::T GAIN I 0 LESS THAr~ $5000 [2J $5,000--$9,999 0 $10,000--S2c,,99[' D $25.000--0P MOPE I

~ 0 NET LOSS I I

~_===-= ~~_ cop~, AND ATTACH ADDITIONAL PAGES A~_N.l'c::E_SSJl~__~_~ _===J


Texas Ethics Commission !Iustin Texas 78711-207C (512) 463-5:..::8-.=-0--=-0 ~ -500- 32::--8506
,

I STOCK PART 2
o NOTAPPUCilKE

l.is: each business entity in which you, your spouse, ora dependent child held or acq.iireo stock during the calendar year
and indicate the category of the number of shares held or acquired, If some or ali 07 the stock was sold, also indicate the
category of the amount o: the net gain or loss realized from the sale. For more information, see FORM PFS-­
INSTRUCTIOhJ GUIDE,

When reportino information about a dependent child's activity. indicate the child about whom you are reporting by

I providina the number under which the child is listed on the Cover Sheet.

BUSlr\j~SS
,

1
1 ENTITY NAME
WESCO FINANCIAL CORP
k--
i 2 STOCK HELD OR ACQUIRED BY [2] FILER [Z] SPOUSE o DEPENDENT CHILD

1
3 NUrv1BER OF SH.l\RES I0 LESS THAN 10C [Z] 100 TO 499 0500 TO 999 01,000 TO 4,999

I \0 5,000 TO 9,999 010000 OR MORE

1 4 IF SOLD [ZJNET GAIN I [{] LESS THAI~ $5,000 o $5,000--$9.999 0$10,000--$24,999 o $25,000--OR 1v10RE
I
I
o NET LOSS
j

BUSINESS ENTITY "AME I


I WHIRLPOOL
STOCK HELD OR ACQUIRED BY [{] FILER [{] SPOUSE o DEPENDENT CHILD
I
NUMBER OF SHARES o LESS THAN 100 0100 TO 499 0500 TO 999 [2] 1,000 TO 4.999
I
o 5,000 TO 9,999 o 10,000 OR MORE I
IF SOLD RJ I~ET GM~ I
I 0 LESS THAt\ $5,000 o $5,000·$9,999 o $10.000--$24,999 o $25,OQn--OR MORE -I
[ ] tJET LOSS
I !,
-- cO' d
BUSlf'JESS ENTITY ~ W\I~t ,
WHITE MOUNTAIN INS GROUP LTD
f--------- ---------------­
STOCK HELD OR ACQUIRED BY [2] FILER [Z] SPOUSE o DEPENDENT CHI'.O

NUMBER OF SHARES I 0 LESS THAN 100 I1J 100 TO 499 0500 TO 999 CJ 1,000 T:J ",999 I
I

I 05,000 TO 9.999 010.000 OR MORE


I
IF SOLD [{] NET GL\IN

o NET LOSS
10 LESS THAN $5,000 o $5,000--$9,9g9 Q $10,000--$24,999 o $25,000--OR MORE
-I
I


d I
BUSINESS ENTITY NAME
I
I YUM! BRANDS
STOCK HELD OR ACQUIRED BY I LZI FILER [{] SPOUSE o DEPENDENT CHILD _ _. I

~~UfV1BER OF SHARES o LESS THf\i~ 100 0100 TO 499 0500 TO 999 [2] 1,000 TO 4,999
1I
f-----------­
o 5.000 TO 9,99,) 010,000 OR. MORE
IF SOLD LZI NET GAIN o LESS TH.L\N 85,000 o $5,ODo--$9,999 0$10,000--$24,999 o $25,000--OR MORE
I
I
nNET LOSS I
-1

BUSII"JESS ENTITY 1 NAME I


,
-,
I
I
, II f"\,PACHE CORPOT\.AJT' ION
~---!.
[ STOCK HEI_D OR ACQUIRED BY ,0 mER 0 seDUSf, [2] DEP[NDEI~T CHILD _--'-_

NUM3ER OF SHARES I [2] LESS THAI~ tou D 100 -;-0 49fJ Diooo TO J"gg~
I
I 05,000 TO 9,999 0 10,000 OR MORE I
I
IIFSOLO 0 !~ET GAir~ -+-1D~ESS THAI~ $5,000- 0 $5,000--89,999 0 $10,000--$24,999 o $25,ODD--OR MORE I
1

!-- 0 I~ET LOSS I _

-----1
_ _ _ _ _ _ _ _ __ CQE':L_AND ATTACH AODITIONAL P/\GES AS NECESSARY
Texas Ethics Commission PO Box 12070 Austin. Texas 76711-2070 (5121 463-5BDCJ 1-80D-325-850e
---------'---------~-

STOCK PART 2

I 0 NOTAPPLICABLE . ~:~
I List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
I and Indicate the category of the number of shares neld or acquired. If some or all of the stock was sold, also Indicate the
i category of the amount of the net gain or loss realized from the sale For more information, see FORM PFS-­
I If\lSTRUCTIOr~ GUIDE.

Wnen reporting information about a dependent child's activity, indicate the child about whom you are reporting by

l ,1
providingthe number under which the child is listed on the Cover Sheet.

BUSINESS Ef'-lTITY NAI~E I


BOYD GAMING CORPorV,\TION

2 STOCK HELD OR ACQUIRED BY 0 FILER 0 SPOUSE [Z] DEPENDEhJT CHILO _ _1_

a NUMBEROFSHARES [2] LESS THAN '00 o 100 TO 499 0500T0999 o '1,000 TO 4,993

o 5,000 TO 9,999 0 10,000 OR MORE


--------------~-------j

4 IF SOLD DNETGAIN o LESS THAN 55,000 0 $5,000--$9,999 0 $10,000--$24,899 0 $25,00D--OR MORE


D I';ET LOSS
BUSIN~SS ENTITY NAME
MEDTRONICS
STOCK HELD OR ACQUIRED BY o FILER o SPOUSE [{] DEPENDENT CHILD 1

NUMBER OF SHARES [2] LESS THAN 100 o 100 499 0


TO 0 1,000 4,999
500 TO 999 TO

o 5,000 TO 8,999 o 10,000 OR MORE


----.----------------------1
o LESS TH,i,I~ $5,000

NAME
P F CHANGS CHINA
STOCK HELD OR ACQUIRED BY 0 FILER o-SPOUSE
--------- ----------~~----______1
0 DEPENDENT CHILD _ _1__
f\lUfJlBER OF SHARES I [{] ~ESS THAN 100 0100 TO 499 0500 TO 999 0 ~"OOO TO 4,999
I 05,000 TO 9,99S o 10,000 OR MDRE

IF SOLD o NET GAIN I0 LESS THAI~ $5,000


o NET LOSS [

BUSINESS ENTITY NAME


TATA MOTORS LTD
STOCK HELD OR ACQUIRED BY o FILER D SPOUSE [2] D5PEI\jDENT CHILD _------L..­
NUr~BER OF SHARES [2] LESS THM 100 0100 TO 499 0500 TO 999 o '1,000 TO 4,999
o 5,000 TO 9,999 010.000 OR MORE

o LESS TH,i,N ss.ono 0$5,000--$8,999 0 $10,000--$24,999

I
NN>'lE

L..---..-..--=-~ _ I YANGUARJJ INDEX FLn'iD


o FILER 0 SPOUSE

0100 TO 499
Texas Ethics Commission P.:=J. Bm: 12070 Austin, Texas 78711-2070 (512) 463580D 1-8DD-325-B506
I
i STOCK PART 2
I
L 0 NOTAPPLI_C_A_B_LE _

I List each business entit\' in which you, your spouse, or a dependent child held or ~c~uired stock during the calendar year
and indicate he catego:y of the number of shares held or acquired. If some or ali 0: the stock was sold, also Indicate the
I category of the amount of the net gain or loss realized from the sale, For more information, see FORM PFS-­
INSTRUCTION GUIDE.
I
When reporting Information about a dependent child's activity, indicate the chile about whom you are reporting by
I providing the number under which the child is listed on the Cover Sheet
NAME
raUSINE8S ENTITY
WACHOVIA CORPORATION
o FILE'R o [2] DEPENDENT CHILD
2

3
STOCK H:=.LD OR ACQUIRED BY

t\lUMBER OF SHARES [2] LESS TH.AN 100


[J 5,000 TO 9,999
SP'JUSE

o 1DO TO 499 0
o 10,000 OR MORE
500 TO 999 0
1

1,000 TO 4,999 1 I

4 IF SOL'J OI~ETGAIN o LESS THAN $5,000 0$5,000-.$9,999 0 $'10,000--$24,999 0 $25,000--OR MORE


DNET LOSS

BUS/rIJESS ENTITY NAI~E

BERKSHIRE HATHAWAY CLASS B

STOCK HELD OR ACQUIRED BY I 0 FILER 0 SPOUSE ({] DEPENDENT CHILD 1.2.3

NUMBER OF SHA.RES
o LESS TH.AN 100 0 100 TO 499 0 500 TO 999 0 1,000 TO 4,99S

05,000 TO 9,999 0 10,000 OR M:)RE

IF SOLD o -----+-
NET GfllN o LESS THAN $5,000 o S5,OOD--$9,999 0
-----------_._------1
$10,000--:);24,99[' o $25,000--OR MORF

.~~
DNET LOSS

BUSINESS EI\lTIIY I NAME

I LIBERTY MEDIA HOLDINGS CORP INTERACTJVE


I .

STOCK HE~D OR ACQUIRED BY 0 FILER 0 SPOUSE 0 DEPENDENT CHILD _J,L,~

-' --------j------­

NUMBER OF SHARES 0 LESS THAt~ 100 0 100 TO 499 0500 TO 999 [2] 1,000 TO 4,999
~ ~OOO TO 9,999 D 10,000 OR M:JRE
IF SOLO 0 NET GAIN I0 LESS THAN $5,000 0 $5,000--$9,999 0 $10,000--$24,999 0 $25,OOO--OR MORE
DNET LOSS

BUSINESS ENTITY r~AME


_______________-1.529 PLAN-IOWA COLLEGE SAVINGS
I STOCK HELD OR ACQUIRED BY 0 FILER 0 SPOUSE [Z] DEPEhlDEN1 CHILD 1.2) -­

r NUMBER OF SHAR.ES 0 LESS TH.AN 100 0100 TO 499 0500 TO 999 01,000 TO 4 , 9 9 + '

L _

IF 801_0
=--------1-'=­
0 NET GAIN
05,000 TO 9,999

0 LESS THAI~ $5,000 0


010,000 OR M O R E "

$5,000--$9,999
----
0 $1O,OOO--$~4 ,999 0 $25,000--OR WORE
iI
i
D Nt:T LOSS 1_ I
BUSINESS ENTITY __ . --J ,...~--------------, _,,__ ---- NAME .." __ ~...i->: I

STOCK H!::LD OR ACQUIRED BY I0 m.ER TS'-SP.Q.USE 0 DEPEI"DE':'!I9il[[j"~' I


I\lUMBER OF SH4P.ES 0 lESS THAN 100 0 10e;~49~'--'-'---O-50J TO 999 0 'i,OD0 TO ~,999 i
I [J 5,000 Tel 9,999 D1..o,DQC OR'-M~~ ""'" ~~, - ., I

I::: SOLJ 0 t~ET GAIN I 0 LESS THj\N$s:-ociC;"iJ $5,00[1-$9,999 0 $10,000--$24,999 D'$25"'08[j'~Q~ MO~~
I ~ 0 NET LOSS I__ .---"'--~-· ··_'-·~ __.I
r- --- . . COpy AND ATTACH ADDITIONAL,E...~..J:I~Ss~Y._____ i
Texas Ettucs Commission r.o. Box 12070 Austill, Texas 78 7 '11-2070 (512) 463-5800 1-800,325-8506
r--­
I STOCK PART 2
I
,
o NOTAPPLICABLE

List each business entity irl which you, your spouse, Dra dependent child held or acquired stock during the calendar year
and Indicate the category of the number of shares held Dr acquired If some or ali of the stock was sold, also indicate the
category of the amount o: the net gain or loss realized from the sale, Fo' more information, see FORfl/i PFS-­
I Ir'-JSTR.ljCTIOr~ GUIDE

II When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child IS listed on the Cover Sheet.
1 NAME
1 BUSlt'-lESS ENTITY

CALL ABT

~ STOCY~ HELD OR ACQUIRED BY o FILER [2J SPOUSE

13 NU[,}Br::R
, OF SHAR:::S
~, ~ (2] LESS THAI~ 100 o 100 TO 49'1
"

o 5,000 TO 9,999 o 10,000 OR MORE

4 IF SOLD DI~ETGAIN
o LESS THAN $5,000 o $5,000-·$9,999 o $10,000--$24,999 D $25,000--OR MORE
n NET LOSS

NAMe I
BUSINESS ENTITY

CALLABTI

f--­
STOCK HELD OR ACQUIRED BY I [2] FILER (] SPOUSE o DEPEI~DENT CHILD
I

I
i\lUMBER OF SH,A.RES [2] LESS THAI~ 100 0100 T0499 0500 TO 999 o 1,000 TO L,999

o 5,000 TO 9,999 o 10,000 DR MORE


IF SOLD [{] NEI GAI~~

o N~T LOSS

/0
I

u.ss THAI~ $.5,000


o $5,000--$9,999 D$10,000--S24999 o S>25,DOO--OR MORE
j
I CALL AB~1

BUSINESS ENTITY NAMEc


II

STOCf< HELD OR ACQUIRED BY I [{] FILER [j SPOUSE o DEPEI~DENT CHILD

I\lUMBER OF SHARES 10
-r-r-

LESS TH.AN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999


I
I
I
I 05,000 TO 9,999 o 1 D,OOO OR. MORE
--
IF SOLD [2] NET GAIN [2] LESS THAN $5,000 o $5,000··$9,999 o $10,000--$24,999 o $25,000--OR MORE
o NET LOSS

I
BUSINESS ENTITY NAME
CALL BEl

I ,
STOCK HELD OR AGOUIRED BY
I

I0 FILER IZJ SPOUSE 0 DEPEN DENl OR!LD ------1


~IUMBER OF SHARES Irf--0-L-E-ss-n-IA-N-11-0-0--0 100 TO 499 0500 TO 999 D 1,000 TO 4,999 I
I . 05,000 TO 9,999 0 10,000 OR rVIORE I

IIFSOLD 0 N~: GAIN I [{] LESS THAN $5,000 D $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE I
[Z]Nt.l~
I13USINESS ENTiTY
4_~ALLBHr
I S~OCI<
I
I ----j
HELD OR ACQUIRED 8Y+9 FILER o SPOUSE D DEPENDEI~T CHIl-D - - - -----..-J
I

I I~LJI\liBER Or' SHARES I [{] LESS THAI~ 100 o 100 TCJ 499 0 50u 10 999 0 1,000 TO 4,999
i
I I0 o 10,000 OR. MORE
IIF
5,000 TO 9,999
----j
SOLD EJ NET GAII~ jr 0 LESS THAi~ S5,000 0 $5,000--$9,999 0 $10,000--$24,999 o $25,000··OR 1v10RE i
L- D NET_L_O_SS
_ _'-- _
L . C;OPY AND "'.TTACH I,DDITIONAL PAGES AS NECESSARY j
Texas Ethics Commission r.o Box 12070 .Austin, Texas 78711-2070 (512,453-5800 1-800-325-8506

I STOCK PART 2l
I
I
o NO, APPLICABLE ,
L-.-------------------------------------------~
I List each business entity in which you. your spouse, or a dependent child held or acquired stock dUring the calendar yea!'
and Indicate the category of the number of shares held or acquired, If some or ali of the stock was sold, also indicate the
I, category of the amount of the net gain or loss realized from the sale, For more Information, see FORtvl PFS-­
, INSTRUCTION GUIDE,

When reporting information about 8 dependent child's activity, indicate the child about whom you are reporting by
proViding the number under which the child is listed on the Cover Sheet

NAME
CALLBHl
10 FILER o SPOUSE 0 DEPEI\iDEI\lT CHILD _

~ NUMBER OF SHARES 10 LESS THM 100 o 100 TO 499 0 500 TO 999 D 1,000 TO 4,999
I0 5,000 TO 9,999 o 10,000 OR MORE

4 IF SOLD 01~ET GAII\I [2] LESS THAN $5,000 o 0 0


r
1 :;;5,000--$9,999 :;;10,000--$24,999 $25,000--OR MORE

0 NET LOSS
NAME

121 SPOUSE 0 DEPEI\lDENT CHILD - - ­

I NUMBER OF SHARES [2] LESS THAt~ 100 o 100 TO 499 0 500 TO 999 0 1,000 TO 4,999

I 0 5,000 TO 9,999 o '10,000 OR MORE

!IF SOLD [{J NE, GAIN i 0 LESS THAN :;;5,000 o $5,000--$9,999 [J $10,000--$24,999 0 £'25,000--OR IviORE

I
'-­
n NET LOSS
__.. --1_ _ I
---,­
BUSINESS EJ-JTiTY
NAME
I CALL CEA
STOCK HELD OR ACQ-U-IR-E-D-B-Y--+I[2] FILER [J SPOUSE 0 DEPEhlDEN, CHILD - - ­

I NUMBER OF SH,ARES 10 LESS THAN ion o 100 TO 499 0 500 TO 999 0 1,000 TO 4,999

_ _ _ _ _ _ _--I~0_0_0_T_0_9_,9_9a_- o 10,000 OR MORE --1

IF SOLD 0 I~ET GAIN liDLESS THAN $5,000 0$5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE
I 0 NET LOSS
BUSINESS Et-JTITY NAME
I CALL COP
I STOCK HELD OR ACQUIRED BY I o FILER o SPOUSE 0 OEPEI~DENT CHILO _

I [\lUMBER OF SHARES o LESS THAN 100 0100 TO 499 0 500TO 999 01,000 TO 4,999

~----~-=~~--'----------
D o 5,000 TO 9,999 10,000 OR MORE

IIF SOLD [{]


I0 THAI~ [2] 0 ~,10,000--$24,999 o
NET G/\IN
LESS $5,000 $5,000--$9,999 $25,000--OR MORE
~ETLOSS

I BUSINESS ErHiTY I NAME


, ~ CALL COl' I
• STOCf< HELD OR ACQUIRED BY i [2] FIL.·-E-R-'- - - - - - -SPOUSE
--- o o OE::PENDEI", CHILD - - ­ ]

r r~UIv1BER OF SHARES I I2J LESS THAI~ 100 o ~-----------------


o
100 TO 499 99~\ o 50C: TO e"OOO TO 4,999 I,

i : 0 5,000 TO 9,999 o 10,00[' OR MORE

, IF SOLD
I
I,
0 1\lE::T GAIN I r71
I'J.{J LESS TH/',N E,OOO 0 $5,000--$9,999 0 $10,000--$21;,999 0 £25000--0R MORE II
I
f7l NET
~,
LOSS
~
L.._ c orv AND ATTACH ADDITION!\L FAGE5 10.5 I~ECE:.55AfZY I
Tex",'3 EthicE Commission P.O. Box 12070 (512) 463-5BOO 1-BOO-325-B 506
I
PART 2

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or ali of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-­
II\JSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number unaer which the child is listed on the Cover Sheet

NAI~E
1 BUSINESS ENTITY
I CALL COP
12 STOCK HELD OR ACQUIRED BY i [2] FILER 12] SPOUSE o DEPE:t-JDENT CHILD _
,

3 NLJlv1BER OF SH,A.RES ,I [2] LESS THM 100 o 100 TO 499 o 500TO 999 D 1,000 TO 4,999 I
I
! 0 5,000 TO 9,998 o 10,000 OR MORE

4 IF SOLD [Z] NET GAIN I


I [{] LESS THAN $5,000 o $5,000--$9,999 0$10,000--£24,999 o $25,000--OR MORE
o NET LOSS ,
BUSII'-JESS EhlTlTY NAME

I CALL COP I

I
S lOCK HELD OR ACQUIRED BY II [Z] FILER o SPOUSE o DEPENDENT CHILD - - ­
I
I NUMBER OF SHAF~.ES 10 LESS THAN 1DO 0100 TO 499 0500 TO 999 o 1,000 TO 4,999

I
o 5,000 TO 9,999 o 10,000 OR MORE
I-iF SOLD Dt'iET GAIN o LESS THAN $5,000
-
o $5,00[1·-$9,999 o $10,000--$2.1,999 o $25,000--OR MORE
iI -----.D NET LOSS
.F BUSI~~ESS ENTITY NAME
- i

i CALL CYQ
[SToCK HELD OR ACQUIRED BY [2] FIL.ER EJ SPOUSE 0 DEPENDENT CHILD _

I NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0 500 TO 999 0 1,000 TO 4,999 I

05,000 TO 9,999 o 10,000 OR MORE

f IF SOLD D NET GA\!~ o LESS THAN $5,000 o $5,000--$9,999 0 $10,000--$24,999 o $25,oo0-OR MORE !
[{] NET LOSS

BUSII'-JESS ENTITY I NAME


CALLCYQ

STOCK HELD OR ACQUIRED BY [Z]FILER o SPOUSE 0 DEPENDENT CHILD - - ­

NurVIBER OF SHARES 10 LESS THAN 100 o 100 TO 499 0 SOD TO 999 0 1,000 TO 4,999
I

_ I0 5,000 TO 9,999 o 10,000 OR MORE II


IF SOLD [Z] I~ET GAIN i [2] LESS THAN $5,000 0 $5,000--$9,999 0 $10,000--$24,999 o $25,OOO··orc MORE _I
h
I _DI~ETLO~
'I BUSINESS EI'-JTITY ! NAME ~
i i CALLEBAY
I

I
STOCK HELD OR ACQUIRED BY I [{]
I
FILER o SPOUSE 0 DEPENDEI"iT CHILD~,-===_~~__ I

I l'-JUlviBE:R OF SH,l\RES [0 LESS THA'~ 100 DO 100 TO 499 0 SOD 10 999 0 1,000 TO 4,999 I.
~ ! 0 5,000 TO 9,999 10,00[1 OR 1v10RE

' IF SOLD D NET GAII~ Ii [2] LESS THAN $5,000 0 $5,000--$9,999 0 $10,DOO--$2L.999 o S,25,00D--OR 1v10R;!
j
[{] .NET LOSS
i
L_~__ COPy AND ATTACH ADDlTInNAL PAGES AS NF'CESSARY --_----!
I

Revised 11/0 ',r200~


Texas Ethics Cornrrus ston Austin, Texas 75711-2070 (512) 463·5800 '"1-80D-325-8506
- - - -P.O.
-- 80>: 12070
---- --- -----'-------'-----------­

I STOCK PART 2

I o NOT APPLICABLE

I List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar veal'
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from tile sale. For more information, see FORM PFS-­
II\lSTRUCTION GUIDE

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
I provioinp the number under which the child is listed on the Cover Sheet.

1 BUSIt\IESS EI'-lTITY NAME


CALL EBAY I
1
2 STOCK HELD OR ACQUIRED BY [] FILER G SPOUSE o DEPENDENT CHILD
3 .NUMBER OF SHJl.RES [2] LESS THAN 100 o 100 TO 499 o 500TO 999 0,,000 TO 4,999
o 5,000 TO 9,999 0,0,000 OR MORE
,4 IF SOLD [{] NET GAII~ I [2] LESS THAI~ $5,000 o $5,000--$9,999 0$10,000--$24,999 o $25,000--OR MORE
I D NET LOSS
b- ­
BUSINESS ENTITY
I CALLEBAY
~~:CB::~i:~:~~UIREO BY [{] FILER

~SO-L.D -_. 0 NET GAIl';


I D NET LOSS
1= ­
: Bt.JS ,:\IE SS ENTITY
1
i NAME
L ~ CALLFITB
i STOCK HELD OR ACQUIRED BY I [2] FIL.::::R [2] SPOUSE 0 DEPENDENT CHILO _
. - - - - - - - iI
I 1~',JlvIBER OF SHARES 10~ Ec;S Tl-IAI' 100 o 100 TO 499 0 500 TO 999 0 1,000 TO 4,999
I I'0 ~,O:O TO 9,'~99 o 10,000 OR MORE --

i
IIF SOLD [Z] NET GAIr, 0 LESS THAN $5,000 0$5,000--$9,999 0 s'10,000--$24,999 o $25,000--OR MJRE
D NET LOSS
BUSINESS ENTITY I 0A T r r NAME

L__, ~-TE-, -=,--- -==­ 1

~CK HELD OR ACQUIRED BY I0 FILER [Z] SPOUSE 0 DEPENDE~-.JT CHILD - - - -..j


I I~U[v1BER OF SHARES [Z] LESS THAN 100 0100 TO 499 0500 TO 999 01,000 TO 4,999
L 0 5,000 TO 9,999 o 10,000 OR I\'IORE
I IF SOl_D [Z] ~~ET Gi\II~ [2] LESS THAI, $5,000 o $5,000--$9,999 0 $10,000--$24,999 o $25,000--OR MORE I
I
F== 0
L
NET LOSS
!

I BIJSlhJESS ENTITY I 0/ T 1 ,
NAI~E

~GE
~ STOCK HEW OR ACQUIRED BY
I

I 0 FILER

NUlvE3ER OF SHARES ----------;1 [2]


I
LeSS THAN 100
I
f------­ I0 5,000 TO 9,999
: IF 80:"0 [Z] I~ET GAIN I [2] LESS THAt~ £5,000
I
r- o NET LOSS i
L _ COpy AND ATTACH ADDITIDt,AL PAGE~.£S..J:lfCESSARY
Pcr-vn.ur: '111L'1/2LJ~7
Texas Ethics Commission P.O. Box 12070 Austin, Texas 78 711-2070 (512) 463-5800 1-800-325-85%
I
I
I STOCK PART 2 I

o NOTAPPLICABLE

I Liei eeor. ""ine" entity in which you, your'pou,o, or, depcodent child held or "quired ctock during the calendar yea<
I and indicate the category of the number of shares held or acquired. If some or ali of the stock was solei, also indicate the
category of the amount of the net gain 01" loss realized from the sale. FDr more information, see FORrvi PFS-­
INSTRUCTION GUIDE.

When reportinp information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet

1 BUSINESS E~JTITY NAME


CALL GE
2 STOCK HELD OR ACQUIRED BY o FILER o SPOUSE D DEPEhlDEIH CHILO
3 NUII/18ER OF SHARES 'I 0 LESS THAt'; 1DO o 100 TO 49['1 0500 TO 999 0,,000 TO 4,999

05,000 TO 9,999 o 10,000 OR MORE

4 IF SOLD o NET GAII~ i0 LESS THAN $5,000 o $5,000--$9,999 0 $10,000--$24,999 o $25,000--OR MO~
[ZI NET LOSS
BUSI~~ESS ENTITY NAI~E

I CALLGE
STOCK HELD OR ACQUIRED BY , [{] FILER

NUMBER OF SHARES o LESS THAN 1DO

o 5,000 TO 9,999
i0 LESS THAN $5,000
!
r BUSlf,JESS E~HITY
- NAt~E

I CALLINTC
,

STOCK HELD OR ACQUIRED BY


---l-
i 0 FILER o SPOUSE D DEPEI'-JDEN-:- CHILO

f'JUMBER OF SHARES
I
i0 LESS THAN 'tOO o 100 TO 499 0500 TO 999 o 1,000 TO 4,999

I 05,000 TO 9,999 o 10,000 DR IViDRE


I
, I

IF SOLD IZJ NET GAIN [2] LESS THAN $5,000 o $5,000--$9,999 o ~,10,000--$2"i,999 o $25,000--DR MORE
o
I

I'-JET LOSS I
BUSlr-JESS ENTITY NAMe
I CALLINTC
STOCK HELD OR ACQUIRED BY I [Z] FI:"'ER [2] SPOUSE o DEPENDENT CHILO

hIUIv1BER OF SHARES I [Z] LESS THAN 100 0100 TO "i99 o SOC TO 999 o 1,000 TO 4,999

~ -------~ D 10,000 OR MORE


1
5000 TO 9 999
,--------------_.

L IF SO_LD_
~
BUSINESS ENTITY
[Z] NET GAIN
n I~ET LOS~
I
I
0 I_ESS THAN $5,000 0:15,000--$9,999 0$10,000--$2"i,999

NAMe

0 $25,000--OR MORE

CALL fNTC.

STOCK HELD OR ACQUIRED BY I FILER [ ] SPOUSE 0


O:=PEI~DENT CHILD - __ o
~-0~~~LE~S~S-T~H~A~N~'1~0~0~~~--~~~~~~~~~~~~~~~~~~~~
I
I
NlJMBEROFSHARES
o 100 TO "i99 0500 TO 999 o 1 ,00Ci TO 4,998
,
~~_ [ 0 5,000 TO 9,999 o 10,OClO OR IvKJRE
I
j
IIF SOLD D NET GAII~ I 0 LESS THAN £5,000 IZi $5,000--$9,999 0 S;'10,OOO--$2~,999 0 $25,OClCl--O~: MOP,;:: I
-=0=-N_E_T~L_O_S_s~----,-1~__ ~.~~_~___ ~~~~_~~~~~~~__ I
L~ _
COP)' ArW ATTACH ADDITIONAL PAGES AS NECESSARY ~
Texas Ethics Commission P,O Box 120yn P.ustin, Texas 7El711-207D (5121463-5E30n 'i -800325-8506

STOCK PART 2-1


o NOT !-\PPUCABLE

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held 01' acquired. If some DI all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORII/, PFS--
INSTRUCTIOr-J GUIDE,

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 BUSII-JESS EhlTITY NAMe


I CALL D--JTC
2 STOCK HELD OR ACQUIRED BY 10 FILER B SPOUSE o DEPENDENT CHILD
3 I-JUIv1BER OF SHARES [2] I.ESS THAN 100 o 100 499 D 500 TO 999
TO o 1,000 TO 4,999
D 5,000 TO 9,999 o 10,000 OR MORE
4 IF SOLD DNET GAIN o LESS THAN 5:5,000 D $5,000--$9,999 D $10,000--$24,999 o $25,000--OR MORE
n NET LOSS

BUSINESS ENTITY NAMe


I CALL LNG
-
STOCK HELD OR ACQUiRED BY [{] FILER [{] SPOUSE o DEPENDENT CHILD
_~ ~-+,_O_5,000o LESS THAN 100
NUMBER OF SHARES D 100 TO 499 0500 TO 999 D 1,000 TO 4,999

TO 9,999

! 0 LESS THAN $5,000 o $5,000--$9,999


I

o SPOUSE o DEPENDENT CHILD _


~ ,~ ~ ~ o 100 TO 490-' o 500 "'0 99° ~D 1 000 TO 4 99 0v

'I 05,000 TO 9,999 o 10,000 DR MORE

IF SOLD [{] NET GAII~

D NET LOSS

10 LESS THAN $5,000 o $5,000--$9,999 0$10,000--$24,999 o $25,000--OR MORE


I
BUSINESS ENTITY NAME

I CALLLLY
o
~-

STOCK HELD OR ACQUIRED BY 10 FILER [Z] SPOUSE DEPENDEI~T CHILD

I
NUMBER OF SHARES
o LESS THAN 100 010010 499 o 50" TO 999 o 1,000 TO 4,999
~-~---- D 5,000 TO 9,999 D 10,000 OR MORE
IF SOLD ONET GAIN o LESS THi\N $5,000 o $5,000--$9,999 o ~;1O,000·-S;24,999 D $25,000--OR MORE
I
I ~~ETLOSS

BUSII-,JESS Ef-,JTITY I
f-I _--;,_C_'A_L Q
__L_I_I1_S_ --i

~ STOCK HEl..D OR ACQUIRED B~_[{]_'(_F_I_LE_R_______


[{] SPOUSE J
I I\lUMBER OF SHARES I' [ { ] LESS THAI~ 100 0 100 TO 499 0500 ro 999 D 1,000 TO 4,999 l
I I 05,000 TO 9,999 0 10,000 OR MORE I
I IF SOL.D D I"-T
,~
GAIN
.
[' D
I I LESS THAN $5,000
0 I $5,000--$9999 L{j 510,000--$24999 o $25,000--OR MORE-
-----r71----- I
I
r--
Iii
[ZJ I~ET LOSS I
'-- ~ -"CDP~ Arw AfTACH AUDITICINAL PAGtb A~ Nt=C--·l::~-ti-·S-A-R-Y-~------------1
Texas Ethics Commission P.O. Box 12070 Austin, Texas 76711-2070 (512) 463-5800 1-600-32:,-8506
I

STOCK PART 2 I

o NOT N~PLICA8LF _

List each business entity In which you, your spouse, 0" a dependent cnild held or acquired stock durlnq the calendai year
and indicate the category of the number of shares held or acquired. If some or al: of the stock was soid, also indicate the
category of the amount of the net gain or loss realized from the sale. For more Information, see FORM PFS-­
If-JSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

NAME
I CALLMSQ
2 STOCK HELD OR. ACQUIRED BY o FILER B SPOUSE o DEPENDENT CHILD
3 NUIv18ER OF SHARES
I

[{] LESS THAN 100 o 100 TO 499 o 500TO 999 o 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE I


4 IF SOLD ONET GAIN o LESS THAN $5,000 D $5,000--$9,999 o $10,000--$2"1,999 o $25,000--OR MORE
~NETLOSS
I I
BUSINESS EI\JTITY NAME
CALL NOV I
i
STOCK HELD OR ACQUIRED BY I2J FILER [2J SPOUSE D DEPENDENT CHILD I

NUMBER OF SHARES !Zl LESS THAN 100 0100 TO 499 o 500 TO 999 01,000 TO 4,999
I
_. - ,I 0 5,000 TO 9,999 o 10,000 OP. MORE I
~SOID
I I -
I
i 0 LESS THAN $5,000 o $5,000--$9,999 0 $10,000 ..- $24,999 o $25,000--OR MOREl
I
I \

NAME

[2] SPOUSE o DEPENDENT CHILD - - ­


Nurv18EH OF SHAHES o 100 TO 489 o 50CTO 999 0 1,000 TO <1,999

o 10,000 OR MORE
IF SOLD o NETGAII~ o LESS THN~ $5,000 [2] $5,000--$9,999 05;10,000--$2<1,999 0 $25,000--OR MORE I
[2] NET LOSS
-

k I BUSII'-JESS ENTITY
CALLN('
NAME

~~TOCK HELD OR ACQUIRED BY [{] FILER B SPOUSE 0 DEPEl\lDEl\lT CHILD - - ­

L
I NUMBER OF SHARES 1ZI LESS THAN 100
05,000 TO 9,999
D100T0499

o 10,000 OR 1v10RE
.
0500T0999 01,000104,999
l
_

I IF SOLD [(] !~ET GAIN !Zl LESS THAN $5,000 0'5,000"''",'''' 0 "",000' '24,999 0 $25,000"OR MORe I
I'JET LOSS I
L ­ I

I
BUSINESS ENTITY I
I CALL N()
NAI~E
!
L STOCK HELD OR ACQUIRED BY ~ FILER o 0
SPOUSE DEPEI-.JDEI'iT CHILD - - ­
----:::---------,
I r~Ufv13ER OF SHARES I [2] LESS THf\l\ 100 o 0
100 TO 499 i 50OTO 999 0,,000 TO 4,999

JQ o
~
i 5,000 TO 9,999 1D,ODO OR MORE
-----------------------1
I
IF SOLD. 01~ET GAIN 1 0 LESS THAN $5,000 0 0 o
$5,000--$9,999 I $10,00D--$2L.999 $25,000--OR 1v1::lRE
o I~ET LOSS I . J
i
~------~=- Copy AND ATTACH ADDITIONAL PAGfCS AS NECESSARY
=='-'-------­
I
,
Texas Ethics Commissioll P.O. Boy ,2070 Austin. Texas 787~1-2()70 '1-800-325-8506

STOCK
o NOTAPPLICABLE

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale For more information, see FORM PFS-­
Irl.iSTR:JCTION GUIDE,

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 BUSIf-.JESS EI-.JTITY NAME


CALLNQ

2 STOCK H ELD O.~R~A~C::..::Q::...::U~I:...:.R=-EO~B~Y-+=-~~


[2] FILFR IZJ SPOUSE
----==--::::.~= __~~~~~=~=====--
0 DEPENDENT CHILD _
3 NUMBER OF SHARES [2] LESS THAN 100 o 100TO 499 0 500 TO 999 0 1,000 TO 4,999

o 5,000 TO 9,999 010,000 OR MORE

4 IF SOLD [J NET GAIN


D LESS THAN $5,000 D $5,000--$9,999 0 $10,000--$24,999 D $25,000--OR MORE I
n I~ET LOSS

BUSINESS ENTII Y NAME


CALLNQ
STOCK HELD OR ACQUIRED BY 0 FILER I2J SPOUSE 0 DEPE'~DENT CHILD - - ­
r---­
NUMBER OF SHARES [{] LESS THAN 100 o 100 TO 499 0 500 TO 999 0 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE


o I~ET GAIN o LESS THAt, $5,000 o $5,000--$8,999 [J $10,000--$24,999 o $25,OOD--OR MORE I
nNETLOSS i I
BUSlhJESS EIl.iTITY I'
NAME
CALLRWT
STOCK HELD OR ACQ--U--IR-E-O-B-y-+-II0 - , f - F - I L - E - R - - - - - - - - - - - - - - - - - - - - - - - ­
[{] SPOUSE 0 DEPENDI=NTCHILD

o 100 TO 499 0500 TO 999 01,000 TO 4,999

o 10,000 OR MORE
o $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR 1v10RE

NAME

D SPOUSE 0 DEPENDENT CHILD --~

Il.iUlvlIBER OF SHARES [{] LESS THAN 100 D100T0499 D500T0999 o 1,000 TO 4,999
I
~.~-------=----+=--_---.:..._-----------------------j
D 5,000 TO 9,999 010,000 OR MORE
IF SOLD [Z] NET GAlr~ [{] LESS THAN $5,000 0 $5,000--$9,999 0 S:10,OOO--$2~,999 0 $25,000--OR MORE
n t~ET LOSS

BU S INESS ENTITY I
NAME

~STOCK H~~D
CALLSBUX
OR ACQUIRED BY : 121 FILER B SPOUSE D DEPE!~OEW CHILD - - ­

Il.iUIV1BER OF SHARES I [2] LESS THAt~ 100 o 100 TO 499 o 50C TO 999 0 1,000 TO 4,999

~_ I0 5,000 TO 9,999 o 10,000 OR MORE ~


L~ SOLD___ [2] !~ET GI\IN I [2] LESS TH.I\N $5,000 D $5,000--£9,999 D 51 000CJ--£2~,999 o £25,OOO--OR 1v10RE i
--- I
[
COPY AND ATTACH ADDJTIONAL PAGES AS NECESSAR\' .-.J
k~\'::,e(j"1 \f(11f?UC11
Texas Ethics Commission P,O 80> 12070 Austin, Texas 78711-2070 (512) 453-5800 1-800-325-8506

I STOCK PART 2]
I
I
D I\)OTAPP:"ICABLE

---------1

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year I

and indicate the category of the number of shares held or acquired, If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale, For more information, see FORrvl PFS-­
INSTRUCTIOf\j GUIDE

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providinq the number under which the child is listed on the Cover Sheet

1 BUSlr\jESS ENTITY I
CALL SBUX I
---------------+-----------------­
2 [2] SPOUSE
1 STOCK HELD OR ACQUIRED BY [2] FILER DDEPENDENT CHILD _
3 NUMBER OF cHARES
,,
~-S-S-T-H-AN-1-00------------------------i
. o 100 TO ~99 o 500 TO 99°" 0 ,
1 000 TO 4999
u

I 0 5,000 TO 9,999 010,000 OR MORE

4 IF SOLD o NETGAII~
1

0 LESS THAI\) $5,000 o $5,000--$9,999 o $1 0,000--$2~ ,999 D $25,OOO--DR MORE I


o
I

I\)ET LOSS

BUSINESS ENTITY NAME


CALLSYMC
STOCK HELD OR ACQUIRED BY I [{] FILER [ ] SPOUSE o DEP",NDEhIT CHILD

NUMBER OF SHARES ' 12]


o
LESS THAN 100

5,000 TO 9,999
o
o
100TO ~99

10,000 OR MORE
0500 TO 999 o 1,000 TO 4,999
---l..
o
I
IF SOLO DNETGAIN i 0 LESS THAr~ $5,000 o $5,000--$9,999 o $1 0,000--S:2~ ,999 $25,OOO--OR MORE
n I
­
NET LOSS I
I
- - !

I
BUSINESS ENTITY

STOCK HELD OR ACQUIRED BY i

~~Urv,BER OF SHARES 10
,! CALL TYC
0 FILER

LESS TH.AN 100


[2] SPOUSE

o 100 TO 499 0
NAME

0 DEPENDENT CHILD

SOD TO 999 0 ',,000 TO 4,999


I i
I 05,000 TO 9,999 o 10,000 OR MORE 1

I IF SOLO 0 NET GAIN


I0 LtSS THAN 'S,OOO 0 15,Oor,--'9,999 0 $10,000- "4,9OC o $25,00Ci--OR MORE
[{] NET LOSS

BUSINESS ENTITY I NAME


I CALL UN
STOCK HELD OR ACQUIRED BY I [{] FILER o SPOUSE 0 DEPENiJENT CHiLD - - ­

LESS THAN 100 0100 TO ~99 0 500 TO 999 01,000 TO 4,999


I NU'"BER DC SHARES I [{]
I
~ 0 5,000 TO 9,999 010,000 OR MORE

IF SOLO 0 NE:T GAIN I 0 LESS THAN $5,000 0 $5,000--$9,999 05,10,000--$24,999 o S25,000--OR MORE
I 0 r~ETLOSS
--;
FBUSINESS ENTiTY NAME
i
CALL Ul","V
~ HELD OR ACQUIRED BY
I

I 0 FILER [Z] SPOUSE 0 DEPENDEI\)T CHILD --~~


i
II\JUfVIBER OF Si-JARES-------+-------­
I 12] LESS THAN 100 o roo TO 499 0500 TO 999 01,000 TO 4,999

I0 5,000 TO 9,999 o 10,000 OR rvlORE

t_ IF SOLD o NIOT GAIN I0 LESS THAN $5,000 0 $5,000--$9,999 0 S10,00CJ--S2~,998 o S25,000--OR rvlORE
_ _ _ _ _ _ _ _--=[2]=0.--1NET LOS,_S_-Li _

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY

Texas Ethics Commission P.O. 80>: 12070 !~ustill, Texas 78711-2070 (512) 453-5800 1-800-325-85%

I STOCK PART 2
o NOT APPLICABLE

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year I
and indicate the category of the number of shares heid or acquired, If some or ali of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORlvi PFS-­
INSTRUCTION GUIDE

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 BUSlloJESS EI\jTITY NAME


CALL vvc
2 STOCK HELD OR ACQUIRED BY [2] FILER [2] SPOUSE o DEPE"JDEI~T CHILD

3 NUMBER OF SHARES [{] LESS THAI~ 100 o 100 TO 499 o 500 TO 999 o 1,000 TO ~ ,999
i

o 5,000 TO 9,999 010,000 OR MORE

4 IF SOLD ONET GAIN o LESS THAN $5,000 o $5,000--$9,999 o $10,000--~24,999 o $25,000--OR MDRE
o NET LOSS

BUSI~IESS ENTITY NAME


I CALL wcv
STOCK HELD OR ACQUIRED BY r [Z] FILER o SPDUSE o DEPENDENT CHILD
I

NUMBER OF SHARES [2] LESS THAN 100 0100 TO 499 o 500TO 999 [ ] 1 ,ODD TO 4,999

1--­
I 0 5,000 TO 8,999 o 10,000 OR 1v10RE ---'-­
IF SOLD [{] NET GAIN o LESS THAN $5,000 o $5,000--$9,999 o $10,000--5:24,999 o $25.000--0R MORE I
I
o
b~~~~~~~~~;;;;;;;;;;;;;;~~~~~~~~~~~~~~~;;;o;i

NET LOSS

BUSINESS ENTITY I

I CALL WHR
N'IME ---
--
STOCK HELD OR ACQUIRED BY 10 FILER [{] SPOUSE o DEPC::/-.JDENT CHILD

NUIV1BER OF SHARES
I
I [2] LESS TH.A,hi 100 o 100 TO 499 o 500TO 999 o 1,000 TO 4,999

~5,000 TO 9.999 o 10,000 OR MORE


IF SOLD o I~ET GAIN I 0 LESS THAN $5,000 o $5,000--$9,999 0$10,000--$2<1,999 o $25,00Ci--OR MORE
I
I
I,

IZI NET LOSS I


I I

BUSINESS ENTITY NAME


CALL WM
STOCK HELD OR ACQUIRED BY I [{] FILER [{] SPOUSE D DEPENDElo"JT CHILD
I\lUMBER OF SHARES [{] LESS THAN 100 0100 TO 499 o 500TO 999 o '"ODD TO ~,999 I

o 5,00e1 TO 9,999 D 10,0000" MORE


r-,

[{] LESS THAI~ $5,000 0$5.000--$9,999 D $10,000--$2<1,999

NAME

GJ SPOUSE o DC:PChIDENT CHILD

o 100 TC 499 o 500 TO 999 0 1,000 TO ~,999


o 10,000 OR MORE

o $25,000--OR MORE
Texas Ethics Commission P,O, 80>: ,2070 Auslil'" Texas 78711-2070 (512)463-5800 H100-325-B505
I

I STOCK PART 2 I

I D I~DT APPLICABLE

~each business entity in which you , your soouse-, or a dependent child held or acquired
r
~ ~ stock dunno the calendar year
~
~,

and indicate the category oithe number of shares heid or acquired, If some or all of the stock was sold, also indicate the
I
category of the amount of the net gain or loss realizecJ from the sale, For more information, see FORfv1 PFS-- I
r
II'JSTRUCTIONGUIDE,

When reporting information about a dependent child's activity, indicate the child about whom you al'e reporting by

providing the number under which the child is listed on the Cover Sheet

1 BUSINESS ENTITY I NAME

I CALL XBA
2 STOCK HELD OR ACQUIRED BY ! 0 FI,-ER [2] SP8USE o DEPEI~DEI~T CHILD _ _ _
3 NUIv1BER OF SHp.RES [2] LESS THAN 100 o 100 TO 499 D 500 TO 939 o 1,000 TO 1,.999

D 5,000 T8 9,999 o 10,000 OF: MORE I


4 IF SOLD [{] NET GAIN GJ LESS THAN $5,000 o $5,000--$9,999 D $10,000--$24,999 D $25,000--OR MORE
n t~ET LOSS
BUSINESS ENTITY NAME
CALLXBA
STOCK HELD OR ACQUIRED BY I2J FILER [Z] SPOUSE o DEPENDENT CHILD - - ­
NUMBER OF SHARES o LESS THAN 100 D 100 TO 499 D 500TO 999 o 1.000 TO 4,999
..--, 5
L---------- 9I D 10000 OR MORE
~-,0-O-C-T-0-9-,9-9-------------- I

[Z] I~ET GAIN I 0 LESS THAN $5.000 o $5,00[1--$9,999 0$10,000.. $24,999 o S;25,OOC--OR MORE I
l -
lF SOLD

BUSINESS ENTII Y
il NET LOSS I

I NAME
-

--_.~
I CALLXBA
I -
STOCK HELD OR ACQUIRED BY I [2] FILER !21 SPOUSE D DEPEI~DE'~T CHILD ___

I\JUI'J1BER OF SHARES I 0 LESS THAN 100 o 100 TO 499 D 500 TO 999 0 1,000 TO 4.999
05,000 TO 9.999 o 10,000 OR 1v10RE I
IF SOLD [Z]NET GAIN [2] LESS THAN $5,000 o $5,000--$9,999 D $10,000--$24,999 o S;25,000--OR MORE
D NET LOSS
BUSII\lESS E!'JTITY NAME
CALLXBA

STOCK HELD OR ACQUIRED BY [{j FILER [2] SPOUSE o DEPENDENT CHILD - - ­

!-JUIv1BER OF SHARES D loESS THA'~ '[00 0100 TO 499 D 500 TO 999 o 1,000 TO 4,999

o 5,000 TO 9,999 010,000 OF: IviORE

j
IF SOLD [Z] NET Gl~SS THAN $5,000 []] $5,000--$9,999 0$10,000--$24,999 D S25,OOO--OR MORE I
~SS
r--
1 I
BUSINESS EI-JTiTY NAME

CALLXOM

D DEPEI~DEN: CHILD - - ­
!-JUIv1BER OF SHARES D 500 TO 999 D i.ooo TO 'i,999
I
o $25,000--OP MORE l
I
Texas Ethics Cornr-uasion P.D, Box 12070 Austm Texas 7871i-2070(,5,2 \ 4G3-5E1CIO 1-800-325-8506

STOCK PART 2
o 1\)0, APPLICABL.E

List each business entity in which you, your spouse, or a dependent child held or acquired steel. during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of tile stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale, For more information, see F ORlv! PFS-­
II'JSTRUCTION GUID~.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 BUSil'JESS Er-JTITY
'I
NAME
I
CALLXOM
2 STOCK HELD OR ACOUIRED BY o FILER EI SPOUSE o DEPEI~DENT CHILO

3 /'JUrvlBER OF SH,llRES [2] LESS THAN 100 o 100 TO 499 D 500 TO 999 01,000 TO 4,999

D 5.000 TO 9,999 o 10,000 OR MORE

4 IF SOLD [Z] NET GAIN


[{] LESS THAN $5,000 o $5,000--$9,999 o ~,10,000--$24,999 o $25,000--OR MORE
o
h BUSINESS ENTITY
NET LOSS

I
',AME
I
i
CALLXOM
I
STOCK HELD OR ACQUIRED BY [2] FILER o SPOUSE o DEPENDENT CHILD

I NUMBER OF SHARES [2] LESS THAN 100 o 100 TO 499 D 500 TO 999 o 1,000 TO 4,999 I

MO~E I
o o- 10,000 OF: M8RE
I~ soi D
5,000 TO 9,999
-_.­
I [Z] NET GAIN I r;:
o ""000,,,",99Q 0 0
l~r,-,~c..~~~~~~~~~~~~

I ~I LESS THAN $5,000 $10,00""'2',999 ',2O,00r,-0,


o ---J NET LOSS I

, BUSINESS ENTIT'J'

f-------~-------[0FILER
STOCK HELD OR ACQUIRED BY
! CALLXOM
---­
[Z] SPOUSE
NAt"E

0 DEPENDENT CHILO _ ~

l
NUMBER OF SHfI,RES I0 LESS THAN 1DO 0100 TO 499 D 50C ro 999 0 1,000 TO 4,999 I

05,000 TO 9,999 o 1[1,000 OR MORE


--------------------------1
D NET GAIN o LESS THAN $5,000 D $5,00D--$9,999 D $10,000--$2~,999 o $25,00D--OR MORE
[{] NET LOSS

B1JSI~IESS ENTITY I NAME


CALL YUM!
---=;-------=-------=:;--------------­
STOCK HELD OR ACQUIRED BY '[{] FILER l2J SPOUSE 0 OEPENDEI\JT CHILD - - ­

I NUMBER OF SHARES [{] LESS THAN 10e 0100TO~99 o 500 TO 999 D-i,000To~,999

,I ---11- =D=---5,_00_0__T_O_O_u,_99_9 010,000 OR MORE _

i_IF SOL_D 0 NeT GAIN liDLESS THAN $5,00D 0 $5,000--$9,999 0 $1 D,000--$2~,999 0 $25,OOO--OR MORE
I- [Z] I~ET LOSS _ _ __

I
l--l
BUSII-JESS Ei\riTY NAME

I CALL Y'JMI

I
rSTOCK l [2] FILER [21 SPOUSE
- HELD OR ACQUIRED BY--+-I----~---- 0 OEPENDEr"T CHILO _

'II 1\IUiv1BEROFSHARES :0LESSTHAI~100 D100TC49g 050010999 D~,OOOTG,1,999


~_ I 05,000 TO 9,999 0 '10,000 OR MOR_E _ I
l
~
! _ IF SOLD___ 0 NET GAIN II D LESS THAN E,OOO 0 $5.000--£9,999 D ~10,000--S:?",999 o 5:25,000--OR MORE !
_ DI~ET LOSS I
---- ---- -~-I

1 COPY AND ATTACH ADDITIO"AL PAGES AS NEceSSARY


Texas Ethics Commission P,O Box 12070 Austil~" Texas 781 'I 1-2J7CJ (51214G3-5f:',0l1 1-8D0-325-8506
-~-'------------

PART 2
o I~:JT AP?LiCl\Bl..E

List each business entity In which you, your spouse, 01 a dependent child held or acquired stock during the calendar year

and indicate the category of the number of shares held or acquired, If some or ali of the stock was sold, also indicate tile

category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-­

INSTRUCTIOI\! GUIDE,

Wherl reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number- under which the child is listed on the Cover Sheet

1 BUSiNESS ENTITY
CALL YICW
2 STOCf( Hi:::LD OR ACQUIRED BY o FILER [2] SPOUSE D DEPENDENT CHILD _

1
3
NUlvlBER OF SHARES [2] 'LESS THAN 100 D 100 TO 498 0 500 TO 999 D 1,000 TO 4,999

r
IF SOLD [Z] NET GAIN
o NET LOSS
o
o
5,ODO TO 9,999

LESS THAI\' $5,000


D 10,000 OR MORE

o $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE I

NA~~E
BUSII'-JeSS ENTITY
PUTRWT
STOCK HELD OR ACQUIRED ~ IZI FILER [2] SPOUSE 0 DEPENDENT CHILD - - ­
11--0-,1-LE-S-S-T-H-A-I~-'-00----------~-----------------j
f-- r'l UMBER OF S HARES
o 100 TO 499 D 500 TO 999 D 1,000 TO 4,999
, i 0 5,000 TO 9,999 D 10,000 OR MORE
f--------------------+----------------------------- -------1
l ~. '-'
Ci" ,)... 0 NET GAIN D
, 0 LESS THAi'-: $5,000 [ o
$5,000--$9,999 [ ] S,10,OOCJ--$24,99Q 0 $2~,000-·OR M:JRE

~- ----'­
171 NET LOSS I

[~~_SIl'l~SS eNTiTY PJGHTS SWISS HELVETIA FD


STOCK HELD OR ACQUIR::::O BY 0 FILER [Z] SPOUSE o DEPENDENT CHILD _

NUMBER OF SHARES o LESS THAI~ 100 o 100 TO 499 D 500 TO 999 D '1,000 TO 4,999

05,000 TO 9,999 12] 10,000 OR IvlORE


IF SOLD D NET GAIN o LESS THAN $5,000 o :£5,000--$9,999 D $10,000--$24,999 o Si25,000--OR MORE
D t~ET LOSS

BUSINESS ENTITY ~ -----------. NAME --~/ I

------------------+1 0
E:TOCK HELD OR ACQUIRED BY FILER ---------E]-SPOUSE 0 DEPE~~DEI'-!T..-GHI[§"" ------ I

~'~U I~BER OF:~ARE_S _


o LESSTHAN 100 0100 TO ~~9 D 1,00:00'
4'99:j99

I
D 5,000 TO 9,999 Dj.0.,.oOollR MORE
c
_________
--­

lF SOLD D NET GAIN I D ~N-$5~00;=0 $5,000--S.9,999 0


l
$10,000--$24,999 =1:r5:25;QQQ.::.:OR MORE I
_ _~I~ETLOSS ~- ~~
BUSII'-JESS ENTITY
Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-207Cl (512) 463-5BOO 1-800- 325-8506

!BONDS, NOTES & OTHER COMMERCIAL PAPER PART 3


I o NOTA~PLlCABLE

I List all bonds, notes, and other commercial paper held or acquired by you, your spouse, or a dependent child during the
calendar year. If sold, indicate the category of the amount of the net gain or loss realized from the sale For more
information, see FORM PFS--INSTRUCTION GUIDE.

reporting information about a dependent child's activity, indicate the child about whom you are
I When
providing the number under which the child is listed on the Cover Sheet.
reporting by

I
, 1
I DESCRIPTION
NOTE RECElVABLE-BTEC SOUTHAVEN LLC
I OF INSTRUMEt\iT
I

2 HELD OR ACQUIRED BY
I
[Z FILER [ZJSPOUSE DDEPENDENT CHILD _
I

3
IF SOLD

o NET GAIN
o LESS THAt" $5,000 0$5,000--$9,999 D10,000--$24,999 o "'.OOO--OR MORE I
o NET LOSS

I I
I
DESCRIPTlmJ
~NSTRUMENT -J - .~
I NOTE RECFIVABLE-BTEC NEW ALBAJTY LLC
~ ---------J
HELD OR ACQUIRED BY I
o
II

I [Z] FILER 0SPOUSE DEPENDENT CHll-O _

IF SOLO

o NET GAIN
t-­ o LESS THAN $5.000 0 $5.000-$9.999 0.1O.00H2< .999 0 $25 OOO--OR MORE
J

o NET LOSS

DESCRIPTION
OF IhJSTRUMENT

HELD OR ACQUIRED BY
I
o FILER
i
I
~--J
IF SOLD

I o j~E1 GAIN

I o NET LOSS
I

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512) 453-580C 1-800-325-8505

IMUTUALFUNDS PA~T-41

I
I
o NOT APPL,CABLE

List each mutual fund and the nu-nbor of shares In that mutual fund that you, your spouse, 01· a dependent child held or
acouired during the calendar year and in dicate the category of the number of shares of mutua I funds held or acquired. If
some or ali of the snares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realized
I
from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting mtorrnation about a dependent child's activity, indicate the child about whom you are reporting by
providinq the [lumber under which the child is listed on the Cover Sheet.

1 MUTU.i:lL FUND NAME

ADVENT CLAYMORE CV SEC MUTUAL FUND


,
i
2 SHARES OF MUTUALFUND
HELD OR ACQUIRED BY
o FILER o SPOUSE o DE:PE 1\1 DEN";" CHILD _ _ _

3 NUMBER OF SHARES
OF MUTUAL FUND
o LESS THAN 100 o 100TO 499 0500 TO 999 [{] 1,000 TO 4,999

1
o 5,000 TO 9,999 010,000 OR MORE
I
I
4 IF SOLD [{] NET GAIN
[2] LESS THAN $5,000 o $5,000--$9,999 o Si10,OOO--$24,999 o $25,OoO--OR MORE 1

o NET LOSS j
11
I MUTUAL FUND
I
NAIviE

i
I GLOBAL HIGH INCOME FUND
~ I
I
----------­
I~HARES OF MUTUAL FUND [{] SPOUSE o OE~'ENDEN1 CHILD .
~HELD OR ACQUIRED BY ![2]FILm
-------­
NUMBER OF SHf.IRE.S
OF MUTUAL FUND
o lESS THAN 100 0100 TO 499 [ ] 50D TO 999

o 5,000 TO 8,999 o 10,000 OR MORE

IF SOLD ~ I~ETGAIN I
i 0 LESS THAN $5,000 o $5,000--$9,999 0$10,000--$24,999 0 $25,000--OR MORE
o NET LOSS I

MUTUAL FUND NAIviE I


ING ASIA PACIFIC HIGH DrV EQUITY INCOME FD I

~.- ~HARES OF MUTUAL FUND


HELD ORlICOlJIRED BY
l---­ [2] FILEr..; [Z] S"'OU8E D DEPEr"OENT CHILD _

NUMBER OF SHARES
OF !\IJTUAL FUI'JD
- 1-0 tess THAI",,, =:J 100 TO499 o 50G 10999 o 1,000 TO 4,999

I
10 5,000 TO 8,89[) o 1o.noo OR MORE
-I
I ~ ~ _

IF SOLO o NET Gi"\IN


I
I [J LESS THAI~ $5,000 o $5,000--$9,938 0 $10,000--$24,999 n $25,000--Of-, fvURE I
o I~ET LOSS
I
~ I
I
I COpy I\ND (ITTACII ADDITION/\L PAGES AS NEGES5AKY I
~-----_.~ -_.-I
Ruvtser! OiI2!llJn01.i
Texas Ethics Commission r.c. Box 12070 Austin, Texas 78711-2070 (512) 46::Hj800 1-800-32G-850G

IMUTUALFUNDS PART~
o f-JOTi\PPUCABLE
--

List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a depenaent child held or
acquired dUring the calendar year and indicate the category of the number of shares of mutua! funds held or acquired, If
some or all of the shares of a mutual fund were SOlO, alsoindicate the category of the amount of the net gain or loss realized
fromthe sale, For more information, see FORM PFS--INSTRUCTION GUIDE
When reporting information about a dependent chiid's activity, indicate the child acout whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
1 MUTUAL FUND
I MME
I

ISI-IARES MSCI SINGAPORE INDEX PD

f--­
2 SHAR~SOFMUTUALFUND
HELD OR ACQUIRED BY 10 FILER [Zj SPOUSE [2]oEPE::r\lOENT CHilD
1,2,3

3 NUMBER OF SHARES D LESS THAN 1DD o 10D TO 499 o 50D TO 999 o 1,ODD TO 4,999

OF MUTUAL FUND

o 5,000 TO 9,999 [2] 1O,ODO OR MORE I

4 IF SOLD [{] NET GAIN


[2] LESS THAN £5,000 o $5,ODO--$9,999 o $10,000--$24,999 o $25,OOO--OR Mor<E ~
o NET LOSS
I
I
I
NAMe
:
MUTUAL FutiD I
I
I NUVEEN MUN: VALUE MUTUAL FUND (
\

I
I ---------_._----~
I
I
SHARES OF MUTLJAL FUND
HELD OR ACQUIRED BY 10 FILER
[2] SPOUSE o JEPEhJDENT c-u.o ____ I
[
I
I
I
NUMBER OF SHfI.RES I 0 LESS THAN 1DJ DIDO TO 499 o 500 TO 999 01,000 TO 4,999
\

OF MUTUAL FUND

J
\
I
o 5,000 TO 9,999 o 10,000 OR MORE
I
IF SOLD [L NET GAIN
[;] LESS THAN $5,000 o S5,ODO--$9,999 0$10,000--$24,999 D $25,000--OR MORE
DNET LOSS
L
MUTUAL FUND
I NAME

PIONEER MUNI HIGB JNCOME MUTUAL FlJ1'>JD


I

I
[
SHARESOFMUTUALFUND
HELD OR ACQUIRED BY 10 FlLee [2] SPOUSE D OEPE::NDENT CHilD -I
I
/~Urv1BEf~ OF SHARES o LESS THAI"; 100 0100 TO 499 D 500 TO 999 [{] 1,000 TO 4,999 I
I OF I\IIUTIJAL FUND I

_~ 0
II
I
5,000 TO 9,090 o 1O.OOC! OR MORE
~. - I

I
IF SOW o NET G.o.IN
D LESS THAN $5000 o $5,000--£9,090 o s-o.oco- $24,990 [J $25,OOO--OR MORE I
I
I
o I";ET LOSS ~ I
!. CDPY AND !\TTACI-I ADDITION,".L PAGt::~ A5 NtCt:::>::>ARY I
~---~---------- ---------- ~

n!~VISll(, O~!:'~/:)(J()1,
Texas Ethics Commission PO Box 12070 Austin, Texas 78711-2070 (512:1463-5800 1-800-325-8506
I
i rVIUTUAL FUNDS PART 4 !

o NOTAPPUCABLE
I
rList each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child held or
I acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired, If
some or all of the sharesof a mutual fund were soid, also indicate the category of the amount of the net gain or loss realized
I from the sale, For more Information, see FORM PFS--!hISTRUCTION GUIDE.
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet

'I 1 MUTUAL FUND

I SWISS BELVETIA FLn'-lD


"---------------1--------------------------------1
2 SHARES OF MUTUAL FUND
HELD OR ACQUIRED BY
10 I
FILER [2] SPOUSE DDEPEI~DENT CHILD _

3 NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999

OF MUTUAL FUND

5,000 TO 9,999 o
(2] 10,000 OR 1v10RE
'----------------- - - 1 - - - - - - - ------------------------1
4 IF SOLD
I

o NET GAIN 10 LESS THAN $5,000 0$5,000-$9,999 0 $10,000-$24,999 0 $25,000--OR MORE J


DNETLOS~
MUTUA'L FUND NAME ,,
VAN I<_AMPEN SENIOR INCOME TRUST I
I

~f------ - 1

1---
SHARESOFMUTUALFUND
HELD OR ACQUIRED BY
, 1
I

121
F1l_ER 0_I_S_POU_S_E
o DEPENDENT CHILD _
---:

I~UMBER OF SHARES
OF MUTUAL FUND
I0
I
LESS TI--IAr' 100 0100 TO 499 0500 TO 999 o 1,00GTC ' , 9 9 9 _
1 0 5,000 TO 9,999 o 10,000 OR MORE
IF SOLD GJ NET GAIN o LESS THAN $5,000 [2] $5,000--$9,999 0$10,000--$24,999 o $25,000--OR MORE I
o NET LOSS

i MUTUAL FUND ! - NAME

L ~--- ._---------------/
I WESTERN ASSET/CLAYMORE
I
o DEPEI~DENT ~

I SHARES OF MUTUAL FUND I

~LDORACQUIRED BY [lZl FILER o SPOUSE


CHIl.._D_-_-_-_-_-____ ..
--+-----------­
NUMBER OF SHARES 0100 TO 499 0500 TO 999 D 1,000 TO 4,999 I
OF MUTUAL FUND
o 10,000 OR Iv10RE
I
IF 80:"'D [Z] I~ET G!\IN
o NET LOSS
10
I
LESS TH,L,N £5,000 0$5,000--$9,999 0 $10,ODO--$2<i,999 0 $25,000--OR MORE II
I
~
r----­ COpy AND ATTACH ADDITIONAL PACES AS NECC33ARY
I
Texm Ethics Commission PO Box 12070 Austin, Texas 78711-2070 (5'12\ 463-5800 1-8DU-325-8506

~TUALFUNDS PART 4 I
1

DI~OTAPPLIGA.BLE
i
Lis: each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child held or
acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. If I
some or all o~ the shares of a mutual fund were sold, also indicate the category of the amou nt of the net gain or'loss realized
from the sale. For more information, see FORM PFS--INSTRUCTIOI\) GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by II

providing the number under which the child is listed on the Cover- Sheet. i

1 MUTUAL. FUND

l-
1
2 SHARES OF MUTUAL FUND
HELD OR ACQUIRED BY
I MATTHEWS CHINA FlJND

o FILER o SPOUSE GJ DEPEI'-IDEI\)T CHILD _

3 NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 D 500 TO 999 o 1,000 TO 4,999
OF MUTUAL FUND
I0 5,000 TO 9,999 010,000 OR MORE

4 IF SOLD D NET GAIN 10 LESS THAN $5,000 o $5,000--$9,999 D $10,000--$24,999 o $25,000--OR MORE
I
I

DNETLO~
MUTUAL FUND

I
I

I 0 FILEF
NUMBER OF SHARES
OF MUTUAL FUI\)D

IF SOLD

MUTUAL FUND

I COPY AND ATIACH ADDITIONAL PAGES AS r\l:~_E_S~A~~ ~


- - - - - --------- ----
Texas Ethics Commission PO. Box 12070 Austin. Texas 76711-2070 (512) 463-5800 1-BOO-325-B506

IINCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS . PART 5 ;


I D~T~~~~ I

I
~ each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. For I
l
I more information,see FORM PFS--If'-JSTRUCTION G~IDE. .. . " . . I
I When reporting Information about a d~pendent child's activity, Indicate the child about whom you are reporting by I
I providing the number under which the child IS listed on the Covel' Sheet I

1 1 I NAMEAI,D ADDRESS

I SOURCE OF INCOME I ABBOTT LABORATORlES II

I C/O GOLDMAN SACHS & CO


I
I 1 10 00 LOUISIANA STREET, SUITE 550 I'

~
R~ HOUSTON, TEXAS 77002

z RECEIVED BY I
[2] FILER [2} SPOUSE 0 DEPENDEi\lT CHILD - - ­
I I

AMOUNT Di $500--$4,999 o $5,000--$9,999 0 $10,000--$24,999 0 $25,DOO--OR MORE

NAMEAND ADDRESS
SOURCE OF Ir~COIV1E
I, ADVENT CLAYMORE CV SEC MUTUAL FlJND
C/O GOLDMAN SACHS & CO
iooc
iI
LOUISIANA STREET, SUITE 550
HOUSTON, TEXAS 77002

--------
RECEIVED BY

l{j] FILER [Z]' SPOUSE o DEPEt\lDENT CHILD _~

AMOUNT
[{] $500--$4,999 0$5,000--$9,999 0 $10,000--$24.999 0 $25,DOO--OR MORE

---r NAMEAND ADDRESS

SOURCE OF INCOME I AM. FINANCIAL REALTY TR


C/O SMITH BARNEY / CITlGROUP GLOBAL MKTS INC. I
717 TEXAS AVENUE, SUITE 3050
I
I I HOUSTON, TEXAS 77002

I-------+-
l. RECEIVED BY
I
-j
I
I
I
r:zJ! FILER [{] SPOUSE o DEPENDENT CHILD - - i
i
I
J
!
I Arv'10Uf\!T
Oi $500--[4999 [Z] :£5,000--5,9998 0 5.10,000--$24 ,999 0 $25,OOO--OR MORt

I
~--~---~---~-------~----
COPY AND ATTACI-I ADDITIONAL PAGES A'S NECESSARY
._-_... _ - - - - - - - - - - - _ .
Texas Ethics Commission P.O. Box '12070 (512) 463-5800 1-800-32G-85D6

INCOME FROM INTEREST, DfVIDENDS, ROYALTIES & RENTS PART 5


o NOTAPPLICABLE
I

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the Income For I

more information, see FORM PFS--lhJSTRUCTION GUIDE. I


When reporting information abou: a dependent child's activity indicate the child about whom you are reporting by I

providing the number under which the child is listed on the Cover Sheet. I

NAME AND ADDRESS

SOURCE OF INCOfJlE I BAKER-HUGHES


C/O GOLDMAN SACHS & CO
1000 LOUISIANA STREET, SUITE 550
I HOUSTON, TEXAS 77002

2 RECEIVED BY I

____________ ._~ FILER


[2] SPOUSE o DEPENDENT CHILD - - ­

I AMOUI'T l [2] $500-",9" D $5,000--$9,999 0 $10,000--$2099 0 $25,ODO--OR MORE

NAME AND ADDRESS


ISOU-RCE OF INCOME
IB.T SERVICES CO
I C/O GOLDMAN SACHS & CO
i ] ooo LOUISIANA STREET, SUITE ~S(] I
I
____ ~ I HOUSTON, TEXAS 77002 I

-~
RECEIVED BY
I
[{] FILER [Z] SPOUSE D DEPENDEI~T CHILD --- I,
I

MJI 0 UI\1T [Z] $500--$4,999 0: $5,000-$9,990 0 $10,000--$24,909 0 $25,000--OR MORE I


NAME AND ADDRESS
SOURCE OF If\1COME
CHINA MOBILE HK LTD SPN ADR
C/O MERRILL Ll'NCH WEDGE
1221 MCKINNEY, SUITE 3900 I
HOUSTON, TEXAS 770]0
I I

RECEIVED BY
[2]i FILER [Z]! SPOUSE IZJ DEPEI-JDEI~T CHILO 1,2,3 1

ArVlOUhJT
[2]' $500--$~ 999 D $5,000--$9,999 D $10,OOD--$2~,999 D $25,OOC)..(lP. Iv1CJRE:

COPY AND ATTACH ADDITIONAL PAGES ~.S NECESSARY


,
l_ _ ~ ~
I
-~
TexCis Ethics Commission P.O Box 12070 Austin, Texas 78711-2070 (512) 463-5800 1-800-325-8506

I INCOME FROM INTEREST, DIVIDENDS, ROYALTIES s. RENTS PART

D NOTAPPLICABLE

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

NAME AND ADDRESS

SOURCE OF INCOME
CHINA TELECOM CORP
C/O GOLDMAN SACHS & CO
1000 LOUISIANA STREET, SUITE 550
HOUSTON, TEXAS 77002

2
RECEIVED BY

[{] FILER [{]: SPOUSE OJ DEPENDENT CHILD - - ­

3
AMOUNT o $500--$4,999 [{] $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE

SOURCE OF Ir~COME

--------­
RECEIVED BY
[{} SPOUSE D DEPENDENT CHILO _

AMOUNT
D $500--$4,999 o $5,000--$9,999 [2] $10,000--$24,999 D $25,000--OR MORE

NAME AND ADDRESS


SOURCE OF INCOME
ELI LILLY & CO
C/O GOLDMAN SACHS & CO
1000 LOUISIANA STREET, SUITE 550
HOUSTON, TEXAS 77002

[Z], FILER [ZJ SPOUSE D DEPENDENT CHILD - - ­ I

I
--I
0, $500--$4,999 o $5,000--$9,999 D $10,000--$24,999 0 $25,00D--DR MOPE i

~~~~~~~~~===~~~~~~~~~I

COpy AND ATTACH ADDiTIONAL PAGES AS NECESSARY


._---~-------~-------_. --------'
I
Texas EthicS Commission PO Box IL070

PART 5

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. Fa',
more information, see FORM PFS--lhISTRUCTION GUIDE
Whell reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number underwhich the child is listed on the Cover Sheet

1 NAME AND ADDRESS


SOURCE OF INCOME EXXON MOBIL CORPORATION
I
I CIO GOLDMAN SACHS & CO
] 000 LOUISIANA STREET, SUITE 550
HOUSTON, TEXAS 77002

2
RECEIVED BY
o FILER o SPOUSE o DEPENDENT CHILD I

3
AMOUNT 01 $500--$4,999 o $5,000--$9,999 [{] $10,000--$24,999 0 $25,000--OR M::-l
I
J
NAME AND ADDRESS
SOURCE OF IhlCOME I
FIFTH THIRD BANCORI'
!
CIO GOLDMAN SACHS & CO i
1000 LOUISIANA STREET, SUITE 550 I
HOUSTON, TEXAS 77002

----------------1,
I

RECEIVED BY

I 01 FILER [ZJ! SPOUSE D DEPEI~DEI~T CHILD _

I
AIVIOUNT
1 0 $50H4,99£ o $5,000--$9,999 D $10,000--$24,999 o 12',OOO~OR MORE J
SOURCE OF INCOME l GENERi\.L ELECTRIC
NAME AND ADDRESS

CIO GOLDMAN SACHS & CO


1000 LOUISIANA STREET, SUITE 550
HOUSTON, TEXAS 77002
f-------_. ---j­ _

RECEIVED BY
I [{]I FILER 01 SPOUSE o DEPENDENT CHILD ~
I
1--_·_-----
AMOUr\lT
o $5,000--$9,999 [Z] ~~1O,OOO--$24,999 D $25,OOO--OR MORE
I
I
L _ COpy AND A TTACH ADD[TIOr~AL PAGES AS NECESSARY
Texas Ethics Commission PO" Box 12070 Austin, Texas 78711-2070 (512) 463-5800 1-800-325-8506
r-­
INCOME FROM INTEREST, DrVIDENDS, ROYALTIES & RENTS PART 5 l
I
o NOT APPUCABLE

"-~---I
List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year- and indicate the category of the amount afthe income, For
more information, see FORM PFS--INSTRUCTIOr~ GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by I
providing the number under which the child is listed on the Cover Sheet. I

I NAME AND ADDRESS


SOURCE OF INCOME GLOBALHIGH INCOME FUf'-lD
CIO SMITH BARNEY ICITIGROUP GLOBAL MKTS INC
7J 7 TEXAS AVENUE, SUITE 3050
I
I HOUSTON, TEXAS 77002

2
RECEIVED BY

o
1

[{] FILER SPOUSE OJ DEPENDENT CHILD _

~---I+--------------~-~--1

I AMOUNT o $50Cl--$4,999 o $5,000--$9,999 0 $10,000--$24,999 0 $25,00D--OR 1v10RE

I
I NAME AI,D ADDRESS I
SOURCE OF If\lCOME I
I HSBC HOLDINGS
I CIO IvfERPJLL LYNCH WEDGE II
1221 MCKml"EY, SUITE 3900 I
I HOUSTON, TEXAS 770jQ
1

I
i-­
I

I
RECEIVED BY
01 FILER 0 : srouss
" - Q-­ D DEPENDEIH CHILD -------l
I AMOUNT o $500--$4,999 o $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE

NAME AND ADDRESS

I SOURCE OF INCOME
ING ASIA }lACIFlC HIGH DIY EQUITY INCOME FUND
C/O GOLDMAN SACHS & CO
,I

i RECEIVED BY
-----l ]000 LOUISIANA STREET, SUITE 550

H::ON, TEXAS 77_0_0_2 _

I ,

I
l2]i FILER [{] SPOUSE o DEPEr"OENT CHILD - - ­

~ I
.AMOUNT
I D '50H4,9," o $5,000--$9,999 0 $10,000--$24,999 o $25,OOO--OF MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


L_
Texas Ethics Commission POBox 12070 Austin, Texas 78711·2070 (512) 463-5800 -1-800-325-8506

IIN~D::'::8~MINTEREST, DIVIDENDS, ROYALTIES & RENTS PART 51


I

List each source of Income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet

NAME AND ADDRESS


SOURCE OF Ir\lCOME
ThlTELCORP
C/O GOLDMAN SACHS & CO
1000 LOUISIANA STREET, SUITE 550
HOUSTON, TEXAS 77002

2
RECEIVED BY

[Z] FILER o SPOUSE o DEPENDENT CHILD - - ­


1,2,3

3
AMOUNT 01 $500--$4,999 o $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR 1v10RE

NAMe AND ADDRESS


i SOURCE OF INCmJlE
INSHARES JvlSCI SINGAPORE INDEX FD
C/O WM WHITE III UTMA
7]7 TEXAS AVENUE, SUITE :;050
I I-IOUSTON, TEXAS 77002

~------------------+-------------_._---------------I

I RECEIVED BY
I l.{jj FILER l.{) SPOUSE [Z] DEPEI-JDENT CHILD J ,2,3

AMOUNT
I2J $500--$4,999 0$5000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE

NAMl' AND ADDRESS


SOURCE OF INCOME
JOHNSON & JOHNSON
CIO GOLDMAN SACHS & CO
1000 LOUISIANA STREET, SUITE 550

~CEIVED8Y
HOUSTON, TEXAS 77002

T o o D~PEi-JDEI\)T CHILD - - ­

I~
0: FILER SPOUSE

AMOUNT
o $500-·$~ ,999 D $5000--$9,999 I2J $10,000--$24,999 0 $25,080--0R MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


I
---------- -~~--~-__ ~ ---- J
1\OViJlJli 02f2:Ji20DI:
'rexas Ethics Commission P.O. Box 12070 Austin, Texas 78711·2070 (512) 462,-5800 1-800·32S-85D6

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES s RENTS PART 51


o NOTAPPLICABLE

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from II
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. F01
more information, see FORM PFS--lhISTRUCTION GUIDE

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the chi Id is listed on the Cover Sheet.

1 1 NAME AND ADDRESS


I SOURCE OF INCOME
MICROSOFT CORP
C/O SMITH BARNEY / CITIGROUP GLOBAL MKTS INC
717 TEXAS A VENUE, SUITE 3050
HOUSTON, TEXAS 77002

2
RECEIVED BY ,

[{] FILER o SPOUSE o DEPENDENT CHILD


I
I

I
3
AMOUNT 01 $500-$4,999 o $5,000,,$9,999 o $10,000--$24,999 o $25,00D-·OR MORE
I
I

- 1
I NAMe AND ADDRESS
I
SOURCE OF If-lCOME
: NP.TIONAL RETAIL PROPERTIES
I C/O SMITH BAF,NEY / CITIGROUP GLOBAL MIG'S me
'1717 TEXAS AVENUE, SUITE 3050
HOUST01'\, TEXAS 77002 I

~--1
i
RECEIVED BY
I
I 01 FILER o spouse 0 DEr~E"DENl CHicO _
'I

AMOUf\lT
o $500-$~,999 o $5.000~~'9.999 D 110 OOO~~$24.990 D '25.oo0~~OR MORe I

SOURCE OF INCOME
INOVARTIS
C/O GOLDMAN SACHS & CO
II 1000 LOUISIANA STREET, SUITE 550
1
i HOUSTON, TEXAS 77002 I
i

---~--------t---~-----~--_._---------
I

RECEIVED BY

~
I

.__I 01 FILEr<
o SPOUSE o DEPEf'olOENT CHILD - - ­
I
I

/\fv10UNT
I
I 01 $500--$~, 999 D $5,000--$9,999 D ~10000--$2~,g99 D $25,ODO--OR MORE I
I I
i
b
1

i r:opy AND ATTACH ADDITIOr~/\L PAGES f,S r-.JECESSARY .__ ~~ Ji


·

'
',-800-325-8506
~=-=-=-:::'~~----------_---':"'::':-='=-:':"':'=':~------~------'::""::'---=-------=-=--=---------'-:"~='----=--=----::""::"":---------l

PART 51
o NDT APPLICABLE

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income, For
more information, see FORM PFS--lhJSTRUCTION GUIDE

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 i'AME AND ADDRESS


SOURCE OF INCOME
ONEOK
C/O SMITH BARNEY / CITIGROUP GLOBAL MKTS INC
717 TEXAS AVENUE, SUITE 3050
HOUSTON, TEXAS 77002

2 RECEIVED BY
I2J FILER o SPOUSE o DEPENDENT CHILD

3
AMOUNT [2) $500--$4,999 D $5,000--$9,999 D $10,000--$24,999 o $25,OOO--OR MORE

r-­ NAMe AND ADDRESS


-

SOURCE OF Ir~COME
PFIZER INC
C/O GOLDMAN SACHS & CO
I
1000 LOUISIANA STrEET, SUT':E SSG
HOUSTON, TEXAS 77002

. ­

F~ECEIVED BY
0! FILER o SPOUSE [Z] DEPEI'-JDE[\;T CHILD 1,2,3 I

AMOUNT I
D $500--$4,999 o $5,000--$9,999 [{] $10,000--$24,999 o $25,DOD--OR MORE

I
i'AME AND ADDRESS
SOURCE OF INCOME
PRECISION DRILLING
C/O SMITH BARNEY / CITIGROUP GLOBAL MKTS INC
7 J 7 TEXAS AVENUE, SUITE 3050
HOUSTON, TEXAS 77002

RECEIVED BY
[{]] FILER [{]' SPOUSE o DEPENDEr~T CHILD - ­

I I

AMOUNT
~: $500··$4,GG9 D $5,000--$9,999 D $10,ODCi--$24,999 o :J:25,000--OR MORE

I
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY I
-- ~~-----~-----~--~----~- --.J
HLJVIHt' 0:':/25/200[:
leXilE EthicS Commission P.O. Box 12070 Austin, Texas 78711-20 70 (512) 463-5800 1-800-325-8506

I INCOME FROM INTEREST, DIVIDENDS, ROYALTIES &, RENTS­ PART 5


- . NOT,,"PUCAS"

I Lis: each source of income you your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of tne amount of t'ie income, For
moreinformation, see FORM PFS--lt\JSTRUCTION GUID::,
I When reportinq information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number underwhich the child is listed on the Cover Sheet.

'1 NAME At>JD flDDRESS


,
1 SOURCE OF INCOME
REDWOOD TRUST INC (REIT)-REAL ESTATE
CIO GOLDMAN SACHS & CO
1000 LOUISIANA STREET, SUITE 550
HOUSTOt-;, TEXAS 77002

2
RECEIVED BY
[2] FILER. o SPOUSE OJ DEPENDENT CHILD ~_ _
~ . _ - - - - - - - - - ~ ~ ~ - - - - - - - - - - - - - - - - - - - --
- -------1
~
,A.MOUNT o $5DD--$4,999 D $5,DDD--$9,999 D $10,000--$24,999 [{] $25,000--OR MORE

SOURCE OF INCOfv1E
1;
SINGAPORE TELECOMMUNICATIONS
CIO GOLDMAN SACHS & CO
1000 LOUISIANA STREET, SUITE550
NAME AND ADDRESS

I HOUSTON, TEXAS
1 77002

RECEIVED BY
[~] FilER [{I SPOUSE o DEf"'ENO:::NT CHILD - - -

AMOUNT
[{] $500--$4,999 o $5,000--$9,999 D $10,000--$24,999 0 $25,ODD--DR MORE

NAMEAND ADDRESS
SOURCE OF INCOME
SWISS HELVETIA FUND \
, CIO GOLDMANSACHS & CO I
l' 000 LOU1S1ANA STRBET, SUITE 550
I HOUSTON, TEXAS 77002 1

r - - - - - · - - - - - + --
RECEIVED BY
- ---------------l
I
o

__J:1 ~5~ R",9 9


[2] SPOUSE DE 8Er"DEI"T CHILO - -

L---- -+- _
I
I AMOUNT o $5,000--$9,999 [{] $10,000--$2<.999 0 $250000, MoRe I

~
i~, _
COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY
,,
I

I
------1
Texas Ethi::s Commission P.o. Box 12070 Austin, Texas 767-11-2070 (512) 463-580D '1-800-325-8506

I
/. INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5 i
I
I ,
I
0 Nell AOPLICABLE
--

List each source of income you, your spouse or a dependent child received in excess of
$500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income For
more Information, see FORM PFS--It~STRUCTION GUIDE.

I When reporting information about a dependent child's activity, inoicate the chile about whom you are reporting by

providing the number uncierwhich the child is listed on the Cover Sheet.

i NAME ANDADDRESS
SOURCE OF INCOME
TYCO INTERNATIOJ\AL LTD
C/O GOLDMA~ SACHS & CO
I ] 000 LOUISIANA STREET, SUITE 550
I HOUSTON, TEXAS 77002 i
II
2 \

RECEIVE:J BY
[{] FILER o SPOUSE OJ DEPENDENT CHILD
\

3
I I
AMOUNT
I 01 $500--Si~,999 o $5,000--$9,999 o $10,000--$24,999 o $25,OOC--OR MORE
I
t
I
NAME ANDADDRESS I
SOURCE OF INCOME I T
I UNILE\ rBIZ , I
; N.\ .
I C/O GOLDMAN SACHS & CO
l 000 LOUISIANA STREET, SUITE 550
j
[ HOUSTON, TEXAS 77002

RECEIVED BY
01 FILER [2] SPOUSE o DEPEI\iDENT CHILD - - ­

AMOUNT
D $500--$~,999 [{] $5,000--$9,999 D $10,000--$24,999 0 $25,OOO--OR MORE
I

SOURCE OF INCOME
NAMEAND ADDRESS --I
V AN KAMPEN SENIOR INCOME TRUST
I
C/O SMITH BARNEY / CIT1GROUP GLOBAL MKTS INC I
7 J / TEXAS A VENUE, SUITE 3050
I HOUSTON, TEXAS 77002
i

---1 ~~l
hCCEIVED8Y
I1 [Z]i FILER [;] SPOUSE o DEPENDENT CHILD - _ I
I I
-~._---- J
! 0: $500--$~,999
I
AMOUNT
o 15,000--$9,999 0 $10,000--$24.999 0 szs.occ..or: "OR' I
I
i
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
Texas Ethics Commission P,O. Box 12070 Austin, Texas 7871', ..2070 (512) 463-5800 1-800-325-8506
--------
!
INCOME FROM INTEREST, OrVIDENDS, ROYALTIES & RENTS PART 5
o NOT A~PLlCABLE --

List eacn source of income you, your spouse or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--lf'lSTRUCTIOf'l GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 NAME AND ADDRESS


SOURCE OF INCOME
WASl-lINGTON MUTUAL INC
C/O GOLDMAN SACHS & CO
1000 LOUISIANA STREET, SUITE 550
HOUSTON, TEXAS 77002

RECEIVED BY

[2J FILER [{1 SPOUSE OJ DEPENDENT CHILD

1---­
3
AMOUNT [2] $500--$4,999 o $5,000-$9,999 o $10,000--$24,999 o $25,000- ..OR MO~E

NAME AND ADDRESS


SOURCE OF INCOfvlE
I WESTERN ASSET/CU. YMORE
I
I C/O GOLDMAN SACHS & CO
I 1000 LOUISIANA STREET, SUITE 550
I

~REC"'VED
HOUSTON, TEXAS 77002

I
BY
o FILEf'\ [2] SPous:: o DEPENDEIH CHILD _ _ _

AMOUNT
[2] $500--$4,998 o $5,000--$9,999 o $10,000--$2'; ,999 o $25,OOO--OR MORE
I
NAME AND ADDRESS
SOURCE OF INCOME
YUMI BRANDS
I
_I CIO GOLDMAN SACHS & CO
1000 LOUISIANA STREET, SUITE 550
HOUSTON, TEXAS 77002

RECEIVED BY
I l2Ji FILER o DEPEI~DENT CHILD - - - I

--~------

AfVlOUNT l-; '~:G-"--~;-4 ' -99-9­


o $3,000"'",99S 0 110,000"''',999 0 "',OOO"OR MOR, i
I I
I
I COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY I
I
L-. .J
Texas EthicS Commission PO 8m: 12070 Austin, Texas 7871'-2070 (512) 403-5800 1-800-32()-850E;
---------~---------------------------- ­ ----
f INCOME FROM INTEREST, DiVIDENDS, ROYALTIES & RENTS PART 5
o NOTAPfLiClIBLE

List each source of Income yOL: your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties, and rents during the caiendar year and indicate the category of the amount of the income. For
more Information, see FORM PFS--INSTRUCTION GUIDE.
When reporting Information about a dependent child's activity, indicate the child about whom you are reporting by
providing tile number underwhich the child is listed on the Cover Sheet.

NAME AND I,DDRESS


SOURCE OF INCOME MERIULL LYNCH CMA MONEY FUND
ClO MERPJLL L'r'NCH WEDGE
1221 MCKINNEY, SUITE 3900
HOUSTON, TEXAS 77010

f----------------+-------------------------------I
2 RECEIVED BY
[{] FILER o SPOUSE OJ DEPENDENT CHILD _

3
AMDUNT o $500--$4,999 o $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE

NAME '.ND ADDRESS


SDURCE OF INCOr,1E
ANN TOBIAS
U:ERA.RY AGENCY FOR CHILDREN'S BOOKS
i 520 EAST 8ATI--I STREET # 4L

I
NEW YORK, NEW YORK 10028

RECEIVED BY
.-J
o FILER o SPOUSE o DEPEt'1[)ENT CHILD - - ­ I

1-----+-----­
Afv10ur'-JT
o $500--$4,999 o $5,000--$9,999 [2] $10,000--$24,999 0 $25,OOO--OR MORE

SOURCE OF INCOME --I CANYONLANDS REALTY, LLC.


300 S. MAIN STREET
NAME AND ADDRESS

MOAB, UTAH 84532-2518

I
I~ECEIVED BY
~ -----~-----_.~~----~--~----~---

I 01 FILER o SPOUSE o DEPF::r\jDEI'1T CHILD _ _

, 0, $500- $4,990 o $5,000--$8,999 0 $10,000--$24,998i 0 $25,OOO--OR MORE I

I
COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY
~I_ _ .
-:-exas Ethics Commission P.O Box 12070 Austin, T8>:88 7871'1-2070 (512) 463-5800 1-iJOCl-325-S 506

I
I INCOME FROM iNTEREST, DIVIDEf\lDS, ROYALTfiES & RENTS PART 5 II

!
I
o NOTAPPLICABl..E

List each source of income you, your spouse or a dependent child received in excess of $500 that was derived from
I
interest, diVidends, royalties, and rents during the calendar year and indicate the category o: the amount of the income. For
more information, see FORM PFS--lt\jSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 I<AME AN8 AD8RESS


I SOURCE OF INCOME I CITIBANK
C/O SMITH BARNEY
717 TEX4.S AVE?\UE, SUITE 3050
IIHOUSTON, TEXAS 77002
I

[Z] FILER o SPOUSE OJ DEPENDEI~T CHILD _

l 01 $500--$4,999 o $5,000--$9,999 0 $10,000--$24,999 o $25,OOO--OR MORE J


I

I SOURCE ~F INCOME I
I JPMORGAN CHASE BANK, N.A.
I ') PO BOX 6076
I I NEWAPXDE 197J';'-6076
I ._---------------­
rRECEIVCD BY
[Z} SPOUSE o OEPEr~DENl CHILD _
\

AMour\jT
o $S,000--$9,999 0 $'10,000--$24,999 0 $25,000--OR MORE

NAME AND ADDR::SS


SOURCE OF It\jCOME
BTEC SOUTI-H-1AVEN LLC
CIO BTEC INVESTMENTS, LLC
I 8 GREENWAY PLAZA, SUITE 702
1
HOUSTON, TEXAS 77046
I
! J
~ECEIVED8Y i
I 0 1
FILER o SPOUSE o DE"EI..JDENI CHI;'O - - _

-------'L~
I
----I
i

I 0: $500.. $~,999 o J,5,000-$9,999 [Z] $10,000--8:24,999 o $25.000--0R MORE I


Ij
I, I

l COpy AhJD ATTACH AC)DITIONAL PAGES AD NECCSSA flY


----~---------
I
I
Texas Ethic,s CDmmission P.O. Box ',2070 Austin, Texas 78711-2070 (512) 463-5800 1-80D-325 ·8506

INCOME FROM INTEREST, DIViDENDS, ROYALTIES & RENTS PART 51


o NOT APPLICABLE
I

When reporting information about a dependent child's activity, indicate the child abou: whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

NAME ANC ADDRESS


1
SOURCE OF INCOME I BTEC NEW ALBANY LLC
CIO BTEC INVESTMENTS, LLC
8 GREENW AY PLAZA, SUITE 702
HOUSTON, TEXAS 77046

[Z] FILE" o SPOUSE OJ DEPENDENT CHILD - - ­

:l
I AMOUNT o $500--$4,999 o $5,000--$9,999 0 $10,080--$24,999 0 $25,OOO--OR MORE

~RCE
I
OF INCOME
NAMe AND ADDRESS

RECEIVED BY
D FILER

/J.MOLJNT o $5,000--$9,999 0 $10,000--$24,999

SOURCE OF INCOME

o $5,000--$8,999 0 $10,OCJO--$2 i ,999

F COPY AND ATTACH ADDrTIONAL PAGES AS NECESSARY I,


L _ _ _ _ _ _ _ _ _-..1
R~VISl'(i Olr?G::~OO[,
Texcs EthicS Commission PO, Box 12070 Austin, Texas 78711··2070 (512) 463-5800 1-800-325-85D6

I PERSONAL NOTES AND LEASE AGREEMENTS PART 6 I

~tify
I
0 NOT APpLICABLE

----I
each-g-u-a-r-a-nt-o-r-o-f-a-Ioan and each person or financial institution to whom you, your spouse, or
I a dependent child had a total financial, liability of more than $1,000 in the form of a personal note or notes or lease
agreement at any time during the calendar year and indicate the category of the amount of the liability, For more informa­ I,
I tion, see FORM PFS--INSTRUCTION GUIDE.
I When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
~ providing the number under which the child is listed on the Cover Sheet.

1 PERSON OR INSTITUTION II

1
I HOLDING NOTE OR NORTHERN TRUST BANK
I -
Lf=ASE AGREEMENT

2
LIABILITY OF I
o FILER o SPOUSE o DEPENDENT CHILD I

3 I I
GUARANTOR
I
I
4
AMOUNT 0$1,000--$4,999 0$5,000--$9,999 0$10,000-$24,999 [Z]$25,OOO--DR MORE

- I - - ----,
I

PERSON OR INSTITUTION I I

HOLDlhJG NOTE- OR
I
I GOLDMAN SACHS
I
1----
I
LEASE AGREEMENT
-------,-+--
LIABILITY OF
I ..
--------_._~--_
~
1-----­
[Z]FILER !ZlSPOUSE
_ _ _ _ _ _ _ _D_D_=_P_E_N_D_E_NT_CHI L_D I
GUARANTOR i
I
.~---------------i
AMOUI'-lT ~ 0$1,000--$4,999 0$5,000--$9,999 0 $10,000--$24,999 D$25,ODO--OR MORE I
----- 1·,.-­

PERSON OR INSTITUTION I ~~~


HOLDING NOTE OR I

1
LE,l\SE AGREEMENT

C-lIABILITY OF ~ »>:
I 0 FILER 0 SPOUSE"><0 DePENDENT CHILD

I L <. i
I
I I ~ 1
~--~~/',,-----~~---~------'-._~...:::o....
GUARANTOR
---I
I / "
I AMOUNT I )]'$1,000--$4,999 0$5,000--$9,999 0 $'10,000--$24,999 0 $25,OOO--OR'MQ,RE II
I /' '-.-
P= ~ ~!'-
I

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


I
L...---. _ ---. ~ . . ---.J
Texas Ethics Commission P.O. BQ)~ 12070 (512) 463-5800 1-800-325-85::>6

INTERESTS IN REAL PROPERTY PART 7A

D NOT APPLlC.A.B'-.E

!
I Describe all beneficial interests In real property held or acquired by you, your spouse, or a dependent child during the
I calendar year. If the interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale.
For an explanation of "beneficial interest" and other specific directions for completing this section, see FORM PFS-­
I It\lSTRUCTION GUIDE, i
I Wheo reportinq information about a dependent child's activity indicate the child about whom you are reporting by I
providing the number under whlch the child is listed on the Cover Sheet. ~

[1 HELD OR ACQUIRED BY [Z]FILER [Z] SPOUSE o DEPEI~DcNT CHILD

1
2 STREET ADDRESS STR!::ET ADDRESS, INCLUDING CITY, COUNTY, AND STATE

D NOTAVAILABLE
101 STABLEWOOD COURT, HOUSTON, TEXAS 77024 i
[Z] CHECK IF FILER'S HOME ADDRESS
I
NUMBER OF LOTS OR ACRES AND NAI~E DC COUNTY v.tIERE LOCATED
3
DESCRIPTION
[ZjLOTS
1 LOT, HARRIS COUNTY
DACRES

4
NAMES OF PERSONS NORTHERN TRUST BANK
RETAINING AN INTEREST

Lo NOT APPLICABLE
(SEVt'RED MI~"ERAL INTEREST)
I
I
I

Is IF SOLD i
I DNETGAIN o LESS THAN $5,000 0$5,000--$9,999 o $10,00O--:i:2 4,999 o $25,OOO--OR IViORE
j

o NET LOSS i
1

HELD OR ACQUiRED BY o FILER o SPOUSE o DEPa~DENT CHILD


i
I
I

STREET ADDRESS, INCLUDING CITY, CDUIHY. AND STATE


STREET ADDRESS
o NOTAVAILABLE 156N, 100 WEST, MOAB, UTAI-]
o CHECf( IF FILER'S HOME ADDRESS

NUMBER OF LOTS OR ACRES AND i'AME OF COUNTY WHERE LOCATED


DESCF\!PTION
[ZjLOTS
1 LOT, GRAND COUNTY
o ACRES
-
r~fil.rv1ES OF PERSONS
RETAINING AN INTEREST
I o NOT APPLICABLE
(SEVERED MINERALINTEREST) I
I
I

L­ I,

!
IF SOLD i
.
I

ONET GAit, D LESS THA'~ $5,000 D $5,000--$9,999 D $10,000--$24,999 D $25,000--OP MORE I


I
!
DNETLOSS
i i
I

r.OPY AND ATTAr:H ADDITIONAL PAGES AS NECESSARY


---_._--------­
-,exas Ethics Commission PO Box 12070 Austin, Texas 7871,-2070 (512) 463-5800 1-800-325-8506
~ I

I INTERESTS iN REAL PROPERTY PART 7A I

D NOT APPLICABLE
i
,

I
Describe all beneficial interests in real property held or acquired by you, your spouse, or a dependent child during the
I calendar year' If the interestwas sold, also indicate the category of the amount ofthe net gain or loss realized from the sale.
For an explanation of "beneficial interest" and other specific directions for completing this section, see FORM PFS-­
INSTRUCTION GUIDE.
II When reporting information about a dependent child's activity. indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
I

1
HELD OR ACQUIRED BY [{]FILER [{] SPOUSE D OEPEI\jDENT CHILD I
I

2 STREET ADDRESS
STREET ADDRESS, INCLUDING CITY. COUNTY, AND STATE

D NOT AVAILABLE
134 N. 100 WEST, MOAB, UTAH
D CHECK IF FILER'S HOME ADDRESS I

3 NUMBER or LOTS OR ACRES AND NAME OF COUI<JTY WHERE LOCATED


DESCRIPTION
II
[ZjLOTS
1 LOT, GRAND COUNTY I
DACRES
I
4 I,
r~AMES
OF PERSONS
RETAINiNG AN INTEREST
DNOT APPLICABLE
(SEVERED MINERALINTEREST)
,
f--­
5
1 IF SOLD I
I DNETGA!!' o 'cESS THAN $5,000 0$5,000--$9,999 0$10,000--5:24,999 o $25,OOO--OF~MORE I
i

'I
o NETLOSS
II

~ HELDOR ACQUIRED BY
1

o FiLER 0. SPDUSE o DEPEr\jDEI~T CHILD


I

I
STREET ADDRESS STREET ADDRESS, INCLUDING crrv, COUNTY, AND STATE
D NOT AVAILABLE 7555 KATY FREEWAY,HOUSTON, TEXAS I
o CHECK IF FILER'S HOME ADDRESS I

NUMBER or LOTS OR ACRES AND NAME OF COUNTY WHERE LOC~.TED


I
DESCRIPTION I
GJ LOTS
J CONDOMD'l'IUM
o ACRES
II
1---­
--Ii
Ni\fv1ES OF PERSONS
RETAINING A~I INTEREST I
o NOTAPPLlCAB'~E
(SEVERED MINERALINTEREST)
I

I
I

i
~SOLD
I

I Ir 0 NETGfllN
o LESS THAN ~5,000 0 £5.000--$9,999 0 $10000--$2~,999 0 $25,OOO--OR MORE
!
'

~NETLO"
--.J
I
I

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


'lexas Ethics Commission (512) 463-5800

PART 78

For- an explanation of "beneficia! interest" and other specific directions for completing this section, see FORM PFS-­
II\lSTRUCTIOI\j GUiDE
When reporting information about a dependent child's activity indicate the Child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheel
I11
HELD OR ACQUIRED BY [Z] FILER [2] SPOUSE D DEPENDEI~T CHILD
j
I'AME AND ADDReSS,
2
DESCRIPTION o (Check Ii Filer's Home Address)
I

BTEC INVESTMENTS, LLC


S GREENWAY PLAZA, SUITE 702
HOUSTON, TEXAS 77046

3
IF SOLD
o NET GAIN D LESS THAN $5,000 o $5,000-$9,999 D $10,000--$24,999 o $25,OOO·-OR MORE

o NET LOSS

HELD OR ACQUIRED BY o FILER o SPOUSE o DEPENDENT CHILD _____ I


I I
:-------.----------+---------------~----.------.--~---.-'-'-'--1

DESCRiPTIO/\! o NAME AND ADDRESS


(Checx If Filer's Hom~ Address) I

;------I-----~-~----~-
IF SOLD
o NET GAII~

D LESS THAN $5,000 D $5,000--$9,999 0 ~;1O,DOD--S;24,999 0 $25,DOD--OR MORE

D NET LOSS

~DOO~OO~O-B_Y--~-------------------------i
o FILER o SPOUSE o DEPENDENT CHILD _

I DESCRIPTIO'" o IMME AND IIDDRESS


(Check If Filer's Home Address) I

i I

~FI SO~ "'T GII'N 0 Less lliAN "··'0-0-0-0-: -$~-, 0- -O.- $-,9-,9-SJ-9
-o-s-;10-,-OO-O----S-24-,9-9-9-0-:-$2-5-'O-O-0---o-r-:r-';;C·J-R-E-_ -j
I 0 NET i.OSS II'
F'I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~'
COPY AND ATTACH ADDITIONAL PAGES AS r~ECESSARY
---------_. __. _ - - - - - - ­
Rf'VlsM'r':Oii20D7
Texas Ethics Commission P.O. Box 12070 Austin Texas 78711-2070 (512) 463-5800 i -800-325-8506
,-------.:.....:_-~------:.----=----.:...:...-:...::--=-----

!GIFTS PART 8 :
1- o NOTAPPLICABLE

Identify any person or organization that has given a gift worth more than $250 to you, your spouse, or a dependent child, and
describe the gift Do not include 1) expenditures required to be reported by a person required to be registered as a lobbyist
under chapter 305 of the Government Code; 2) political contributions reported as required by law, or 3) gifts given by a
person related to the recipient within the second degree by consanguinity or affinity. For more information, see FORM PFS­
-INSTRUCTIOr~GUIDE

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

N/II~E AND ADDRESS


1
DONOR SUSMAN GODFREY LLP
1
1100 LOUISIANA, SUITE 5100
HOUSTON, TEXAS 77002-5096
I

12
RECIPIENT o SPOUSE o DEPENDENT CHILO _

3
DESCRIPTION OF GIFT
ATTENDANCE AT LAW FIRM AN'NIVERSARY WEEKEND

NAME AND ADDRESS

I DONOF: BOB MCNAIR


RELIANT STADIUM
2 RELIANT PARK
HOUSTON, TEXAS 77054

e--------------------1,---------------------------------
RECIPiENT [Zj FILER o SPOUSE o DEPeNDE"' CHILD ­ =--j
r DESCRIPTION OF GIFT - - - - -
,----
1 TEXAN GAME TICKET FOR HOME OPENER ON SEPTEMBER 9,2007
J
NAME AND ADDRESS

DONOR JOHN POINDEXTER


I CIO J.B. POINDEXTER & CO.
1100 LOUISIANA, SUITE 5400

DEPE~WENT -------1
I, HOUSTON, TEXAS 77002

~----~---~-----t- - ­

I RECIPIENT [Z] FILER G]spouse o CHILD

-+---------------------- 1

2 NIGHT STAY AT RA,NCJ-I Ii


DESCRIPTION OF GIFT

L
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512) 463-5800 1-800-325-8586

GIFTS PART 81
o NOT APPLICABLE

Identify any person or organization that has given a gift worth more than $250 to you, your spouse, or a dependent child, and
describe the gift Do not Include 1) expenditures required to be reported by a person required to be registered as a lobbyist
under chapter 305 of the Government Code; 2) political contributions reported as required by law; or 3) gifts given by a
person related to the recipient within the second degree by consanguinity or affinity. For more information, see FORM PFS­
-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

NAME AND ADDRESS

DONOR FROM TIME TO TIME BILL AND ANDREA WHITE RECEIVE GIFTS ON I
BEHALF OF THE CITY. ALL ARE RETAINED BY THE CITY AND ARE
PROPERTY OF THE CITY.

2
RECIPIENT 0FILER o SPOUSE o DEPENDENT CHILD ~~-

3
DESCRIPTION OF GIFT

DONOR

1_ RECIPIENT o FILER

DESCRIPTION OF GIFT

DONOR

!
I COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY
''---­
n~V!SC[i O?/)5170UP
(512) 4G3-5P~DD
TeX8s E:thics Commission P,O Box 12070 Austin, Texas 78711-2070
. _ 1-800-325-8506

I
I TRUST INCOME PART 9
[[2] NOT APPUc.AB:"'~
I
I
Identify each source of income received by you, YOUI' spouse, or a dependent child as beneficiary of a trust and indicate the
category of the amount of income received, Also identify each asset of the trust from which the beneficiary received more
than $500 In income, if the Identity of the asset is known For more information, see FORM PFS--INSTRUCTION GUIDE.

I When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
~ providin 9 the n urnbe' "dee wh ich the child Ieli sted on th e Cover Sheet

1 NAMEDC TRUST
SOURCE

2
BE~\I EFiCIARY o FILER o SPOUSE o DEPENDENT CHILO _

INCOME o LESS THAN $5,000 0 $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR 1v10RE

ASSETS FROM WHICH


OVER $500 WAS RECEIVED

o UNKNOWN
- -
I NAME OF TRUST
SOURCE I i,
I

I !
I
-<­
- ---I
BEf\lEFICIARY
[
DFILER o SPOUSE o DEPENDENT CHILD - . -___
i
I
I !
i
INCOME D LESS THAN $5,000 D $5,000--$9,999 D $10,000--$24,999 o S25,000--OR MORE

ASSETS FROM WHICH

~
OVER $500 WAS RECEIVED

D UNKNOWN J I'AME OF TRUST


SOURCE
I I

BE~IEFICIARY o FILER o SPOUSE D DEPENDENT CHILD _ _ _

f------~----

INCOME
I
o LESS THN\ $~,OOO D $5,000--$9,999 o $10,OOO--$2~,99'J o $25,000--OR /\liORE'.

r-------­ I

,ASSETS FROM WHICH


I OVER $500 WAS RECEIVED

D ur~KNOWI'1

COpy AND ATTACH ADDITIONAL PAGES AS I\IECESSARY --_.-_-~-,-,,~--- --~ ----


Tex8s Ethics Commission P,O, Box 12070 Austin, Texas 78711-2070 (512) 463-5800 '1-800-325-8506

BLIND TRUSTS PART 10A


I I

laBot:
GUIDE,
~::::::(t:::~that
v comolie
! , , Code Sec cO RM PFS -­ I NSTRUCTI 01' I
s withsection 572 023(c) of the Go'" mmeo'
~

i
When reporting information about a dependent child's activity, indicate the child about Whom you are reportinq by
providing the number under which the child is listed on the Cover Sheet. I
i
1
f\lAME OF TRUST I

1-.
I iI
I
2 NAME AND ADDRESS I
TRUSTEE
I

I
i I
:3
BENEFICIARY I

o FILER o SPOUSE o DEPENDENT CHILD I


I
I
4
FAIR MARKETVALUE
o LESS THAN $5,000 D5,000--$9,999 0$10,000--$24,999 D $25,000--OR MORE I
I

5
DATE CREATED I
I
I I

NAME OF TRUST
I I
I

-+­
N.~ME AND AJDR"S"
TRUSTEE I
i

I BENEFICIARY
o FILER D SPOUSE o Di::PENOEONT CHILD _

I FAIR MPRKETVALUE
o LESS THAN $5,000 D5,000--$9,999 o $10,000--$2~,999

I DATE CREATED d
I--,~---
NAMEOFTRUST

"'AME AND ADDReSS

BEr~EFICIARY--1 D SPOUSE: D DEPEI\jDENT CHILD


~ 0 FILER __

FAIR MARKET VALUE


----1 I
0 Less THAN ", ,000 D s,DoHe,,"' 0 $1U,Don-$24,999 0 szs.ooo-on MOn,

DATE CREATED
I I
1=
l C_O_P~~~D ATTACH ADDiTIONAL P/~GES AS NECESSA RY
Texas Ethics Commis sion PO BDX 12070 Austm Texas 78F11-2070 (512) 463-5300 '1-1300-325-5506
----------------

TRUSTEE STATErViENT PART 108


I
[2] NOTAPPLICABLE
i

An individual who is required to identify a blind trust on Part 10A of the Personal Financial Statement must submit
statement signed by the trustee of each blind trust listed on Part 10A. The portions of section 572.023 of the Government
:l !
Code that relate to blind t"its are lISted below •

NAME QFTRIJST

4 TRUSTEE STATEMENT I affirm, under penalty of perjury, that I have not revealed any information to the benehciary of this
trust except lntorrnation that may be disclosed under section 572.023 (b)(B) of the Government
Code and that to the best of my knOWledge, the trust cornpiies with section 572.023 of the
Government Code.

Trustee Signature

§ 572.023, Contents of Financial Statement in General


(b) The account offinancia! activity consists of:
(8) identification of the source ami the category of the amount of all income received as beneficiary of 5 trust, other
than a blind trust that complies with Subsection (C), and identification of each trust asset, if known to the beneficiary,
from which Income was received by the beneficiary in excess of $500;
(14) identification of each blind trust that complies with Subsection (e), including
(A) the category of tile fair market value of the trust;
(8) the date the trust was created;
(C) the name and address of the trustee; and
(0) a statement signed by the trustee, under penalty of perjury, stating that:
(i) the trustee has not revealed any information to the individual, except information that may be disclosed
under Subdivision (8); and
(ii) to the best of the trustee's knowledge, the trust complies with this section.
(c) For purposes of Subsections (b)(B) and (14), a blind trust IS a trust as to which
(1) the trustee:
(A) is a disinterested party,
(8) is not the individual;
(C) is not required to register as a lobbyist under Chapter 305;
(0) is not a public officer or public employee; and
(E) was not appointed to public office by the individual or by a public officer or public employee the Individual
supervises; and
(2) the trustee has complete discretion to manage the trust, including the power to dispose of and acquire trust
assets without consulting or notifying tile individual
(d) If a blind trust under Subsection (c) is revoked wnue the individual is subject to this subchapter, the indlvidu2i must fiie an
amendmentto tile individual's most recent financial statement, disclosing the date of revocation and the previously unreported
value by category of each asset and the income derived frail' each asset.
Texas Ethics Commissior-, PO Box 12070 Austin, Texas 787,1-2070 (512) 463-5800 1-800-325-850G

ASSETS OF BUSiNESS p.SSOCiATIONS PART 1iA


o !'J:)i APPLICABLE

Describe all assets Of each corporation, firm, partnership, limited partnership, limited llabilitv partnership, professional
corporation, professional association, Joint venture, or othei business association in which you, your spouse, or a depen­
dent child held, acquired, or sold 50 percent or more of the outstanding ownership and ind icate the category of the arnou nt
of the assets For rnore information, see FORM PFS--If\JSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME ANDADDRESS
1 BUSlr'-JESS D (Check If Filer's Home Address)

I ASSOCIATIOI'~

1 BUSINES-S~-T-~/P-E---+------------------------------
2
I
'1
3 HELD,ACQUIRED,
OR SOLD BV
o FILER o SPOUSE o DEPENDENT CHILD - - ­
DESCRIPTION I CATEGORY
I
'1 ASSETS
I
I

o LESS THAN $5,000 0$5.000--$9,999

I
,
o ~10,000--$2"1,999 o $25,000--OR MORE

I
o LESS THAN $5,000 0$5,000--$9,999

I 0$10,000--$24,998 o S.2~,OOO-·OR MORE


i
I
I
o LESS TH;\I\i $5,000 o $5,000--$9,9ge
I 0:£10,000--$24,999 o $25,000--OR MORE
I
I
I o LESS THAN $5,000 0$5,000--$9,999

I
I
0$10,000--$24,999 o $25,000--OR MORE

I
I o LESS THAN $5,000 0$5,000--$9,999
I
I
0$10,000--$2'1,999 o $25,000--OR MORE

I
I o LESS THAN $5,000 0$5,000--$9,999
I
I 0$10,000--$24,999 o $25,OOO--OR MORE
I

,I
o LESS THAN q,5000 0$5,000--$9,999
,
0$10,000--$24,999 DS:25,oOO--OR lv'rORE
I
I
I

I
o LESS THb,N $5,000 0$5000--$9,999
,

I
o SID,OOO--S;2<999 o $25,000--OR MORE
COpy M-W ATT,lI,CH ADDITIONAL
iL...._______________ _ ~
PAGES AS r.JECESSARY ~
Texas Ethics Commission P.D Box 12070 Austin Texas 78711-2070 ',-BOlJ-325-8506

UABIUTIES OF BUSINESS ASSOCiATIONS PART 118


IZJ tKlT APPLICABLE

Describe ali liabilities of each corporation, firm, partnership, limited partnership, limited liability partnership, professional
corporation, professional association,joint venture, or other' business association in which you, your spouse, or a depen­
dentchild held, acquired, or sold 50 percent 01' more of the outstancinq ownership and indicate tile category of tile amount
of tile assets For more information, see FORfVI PFS--INSTRUCTIOr~ GUIDE.
I
I Wilen reporting information about a dependent child's activity, indicate the child about whom you are reporting by
I providing the number under which tile child is listed on the Cover Sheet.

BUSINESS
ASSOCIATION
o NAMEANDADDRESS
(Check If Filer's Home Address)

~ESS_T_Y_P._E ~,, __ ~ _
13 HELD,ACQUIRED, D SPOUSE
ORSOLD BY
D FILER
4 DESCRIPTION
LIABILITIES

o THAr~
LESS 0 $5,000 £5,000-$9,999

o $10,000--$2~,999
I
I
o LESS THAI" $5000
~ ::50::0,~:g:ORC II

I I
0$10,000--$2'1,99" o S25,OOO--OR IVlORE
I I

I
I D LESS TrlAN $,5000 OI $5,000--$9,999 I,

I o ~~O,ODC .. S;2'i,999 I j $25.00C,.. OR MORE I


f==
~_~ ~ .. ".~
COPY AND ATTAC~I
~
ADOiTIONf>,L FAGE5 A5
~ . ~
f~ECC33f~r\'(
1

f{ov)!,('<1 i I(Ol/;,(.I['!
TeX8~, Ethics Commission P.O Box 12070 Austin, Texas 78711-2070 (512) 462,-5800 1-800-32S-8506
.~-------------------------'-------

I BOARDS AND EXECUT~VE POSITIONS PART 12--1

1---­ o NOTAPPLICABLE

List all boards of directors of which you, your spouse, or a dependent child are a member and all executive positions you,
your' spouse, or a dependent child hold in corporations, firms, partnerships, limited partnerships, limiteclliability partner­
ships professional corporations, professional associations, Jointventu res, other business associations, or proprietorships,
stating the name of the organization and the position held. For more information, see FOF\M PFS--INSTRUCTIOI\J GUIDE.
I

II

II When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
. providing the number under which the child is listed on the Cover Sheet.

"

11 ORGANiZATIOI\J BJ SERVICES

I 2
POSITION HELD BOARD MEMBER
f----.--------+-------------------------------­
3 POSITION' HELD BY GZl FILER o SPOUSE o DEPENDENT CHILD - - ­

ORGANIZATION

j
ADVISORY BOARD OF ENVIRONMENTAL DEFEN SE OF TEXAS

L-­
POSITION HELD
J~ARDMEMEER I
POSiTiON HELD BY o FILER o SPOUSE o DEPENDENT CH ILD _ _ _
I

I
.....
I
I
ORG,L\~IjIZATION
-

GREATER HOUSTON COMMlTNITY FOUNDATION


­ !
i

~ITIONHELD
!
i
,

BOARD MEMBER I.

, POSITIOI\J HELD BY G2J FILER o SPOUSE o DEPEI\lDEIIJT CHILD - -


I

i
I
I
I
O~GP,NIZATION
I

HOUSTON HOLOCAUST MUSEUM


1-.

POSITIOf\1 HELD
BOARD MEMBER I
I
POSITIOr~ HELD BY o FILER I2J SPOUSE o DEPENDENT CHILD - - I
I

J
I
ORGANIZATION HOUSTON MUSEUM OF FINE ARTS I
I
1
POSITION HELD
BOARD MElvIBER I

I2J SPOUSE o DEPENDEI\lT CHILD - _

COpy AI~D ATTACH ADDITIONAL PAGES AS NECESSARY


.------~._--~_._----
Texas Ethics Commission P,O, Box 12070 Austin, Texas 78711-2070 (512) 463-5600 1-800-325-8506
I
BOARDS AND EXECUTIVE POS!TIONS PART 12 I

o I~OT APPLICABLE I
f---L-is-t-a-!Iboards of directors of which you, your spouse, or a dependent child me a member' and all executive positions ~
I
you" spouse, or a dependent child hold in corporations , firms , partnerships , limited partnerships limited liability partner-
ships, professional corporations, professional associations, joint ventures, other business associations, or proprietorships,
stating the name of the organization and the position held For more information, see FORM PFS--II\lSTRUCTIOI\J GUIDE,
I

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
proViding the number under which the child is listed on the Cover SheeL
I
1'1 ORGANIZATION I HOUSTON A PLUS

I' POSITION HELC I BOARD MEMBER


3 POSITIOr~ HELD BY
I
D FILER [2] SPOUSE o DEPENDENT CHILD - ­

O,R.GANIZATION EXPECTATION GRADUATION

I POSITION HELD BOARD MEMBER

ORGANIZATION

L-----------i
~SITION HELD
POSITION HELD BY

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


Texas Ethics Commission PO Box 12070 Austin Texas 78711-2070 (512) 463-5800 1-800-325-8506

EXPENSES ACCEPTED UNDER HONORARIUM EXCEPTION PART 13


[2] NOTAPPLlCAB,-E

Identify anyperson who provided you with necessary transportation, meals, or loriqing, as permitted under section 3G,07(b)
of the Penal Code, in connection with a conference or similar event in which you rendered services, such as addressing an
audience or participating in a seminar, that were more than perfunctory Also provide the amount of the expenditures on
transportation, meais, or lodging You are not required to include items you have already reported as political contributions
on a campaign finance report, or expenditures required to be reported by a lobbyist under the lobby law (chapter 305 of the I

Government Code), For more information, see FORM PFS--INSTRUCTION GUIDE,

NAr~E. AND ADDRESS


PROVIDER

2
AMOUNT

NAME AND ADDRESS


PROVIDER

~----------------+---------------------------------------~--:
I AfViOUi'-lT I

---J
~IAME. AND ADORE.SS
PROVIDER
I

-"------~-------____r_-----------------------------__I

AMOUI\IT

NAME AND ADDRESS


PROVIDER

~
,';MOUNT

I COpy M-JD I\TT/\CH ADDITIOI-J,L,L PAGES f\S NECESSARY


l . ~ ".
• I
Texus EthicS Commission P.D [30)( 12070 Austin, Texas 787','1,2070 (512) 463,5800
i
INTEREST IN BUSINESS IN COMMON WiTH LOBBYIST
[2] r~OT APPLICABLE

'rldentifY eachcorporation, firm, partnership, limited partnership, limited liability partnership, professional corporation, profes­
sional assoclafon. JOint venture, or other business association, othe: than a publicly-held corporation, in which you, your
I spouse, or a dependentchild, and a person registered as a lobbyist underchapter 305 of the Government Codethatboth have
I an interest For more Information, see FORM PFS-,lr~STRUCTION GUIDE.

II 1 I,AMe ANO ADDRESS


BLJSlr--JESS ENTITY
I

2 INTEREST HELDBY D FILER D SPOUSE D D:::PENDENT CHILD _

NAME AND ADDReSS


BUSINESS ENTITY

INTEREST HELDBY D FILER o SPOUSE D DEPENDENT CHILD _

NAME AND ADDRC:SS


BUSINESS ENTITY
I
I
I

INTEREST HELD BY o FILER o SPOUSE o DEPENDENT CHILD _ _ '_------1j


NAM E AND ADDRESS
BUSINESS EI~TITY

1----------------1-------------------------------,

Ir\)TEREST HELD BY o FILER o SPOUSE o DcPENDEI~T CHILD _

NAME AND ADDRESS


BUSlr~ESS Ef\lTITY

I-------,--------~-------------------------- I
!
Ir\lTEREST HELD BY o FILt=:R o SPOUSE i
I
I

l COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


- - - - - - - . _ - - - - 'I
){/":\'I&fIC' lifO 112D[)'
i
Texas Ethics Commission PO Box 12070 Austin, Texas 787-11-2070 (512) 463-5800 1-8DD-325-850t;
,.­ ---­ -------------­
i FEES RECEIVED FOR SERV!CES RENDERED PART 15 i
I TO A LOBBYIST OR LOBBYIST'S EMPLOYER
I
i 0 NOTAPPLICABlE
~ --'--­
I
i Report any fee you received for providing services to or on behalf of a person required to be repisiered as a lobbyist under
i chapter305of the Government COdE, or for providing services to a'' on behalfof a person you actually know directlycornpen­ I
I sates or reimburses a person required to be registered as a tobbyist. Report the name of each person or entity for which the \
I services were provided, and indicate the category of the amount of each fee. For' more information, see FORM PFS·­
'I INSTRUCTiON GUIDE
I
PERSON OR ENTITY I
I'
FOR WHOM SERVIG_'E_S L I

WERE PROVIDED

12
I FEE CATEGORY I 0 LESS THAN $5,000 0$5,000--$9,999 0 $'10,000--$24,999 DS25,000--OR 1v10RE
,

PERSON OR ENTITY 'I I


FOR WHOM SERViCES

------------1
WERE PROVIDED

FEE CATEGORY
I

0 'ESS THAN '5,000 0 '5,000--'0,999 0 $10,000--$24999 0 $25,ODO--OR MORE


I

PERsor~ OR EhlTITY
FOR WHOM SERVICES
WERE PROVIDED
- - - - - - - - - - - - - - - r 'I- - - - - - - - - - - - - - - - - - - - - - - - - - - - - . - - - - 1 . II

FEE C.~TEGORY
I 0 LESS THAN $5,000 0 $5000--$9,999 0 $10,OJO--S2~,999 0 S25,ODC--OR I\~

PERsor~ OR Er~TiTY
FOR WHOM SERVICES
WERE PROVIDED

FEE CATEGORY
D LESS THAN $5,000 0 $5,000--$9,999 0 $10,000--$24,999 0 $25,000--OR MORE I

PERSON OR Er~TITY
FOR WHOM SERVICES
I
WERE PROVIDED II
-----------T
l

I FEE CATEGORY j 0 LESS THAI~ $5,000 0 $5000--$9,999 0 $10,000--5:24,999 D $25,OOO.. OR MORE I


P _.~~;~~~~~~~~~~~~~
I PERSON OR ENTITY -------r--r I
FOR WHOM SERVICES
I
WERE PROVIDED
~
I I

i-~E CATEGORY Ii
o LESS THAN $5,000 0 $5,000--$9,999 0 $10,000--$24999 o $25,00G--OR MORE
I
I
I
----:
COpy AND ATTACH ADDITIONAL PAGES AS 1\1ECESSARY
l ~ __- - ­
Texas Ethics Commission P.O CD!: 12070 Austin, Texas 78711-2070 (S12) 463-5800 1-800-325-8506
--------'-----'---­

-I

-----1

o '25 OOO--OR MORR :

STATE AGEI~CY
-- i

~
j
PERSOI'-J REPRESENTED
I

i
I--'~--'-----~---r
I
-­ I
I FEE C~TEG:]RY I LJ LESS THJIN ~;5,OOO D S;5,OOCI··~,8,999 0 5 ~O,OCJO--S;:2~,999 0 S;;15,OOO.. Or: MOK[ i
b ----l -~ 1 i

COPY AND p,TTACH ADDITIONAL PAGES AS NECESSARY I


iL­
-~-~--_._-~-----~!
I\CVI!,p!1 1 i/Ci1/2U07
Texas Ethics Commission F'.O 80x 12070 Austin Texas 78711-2070 (~,12) 463-5600 -, -800-325·8506

BENEFfrs DERIVED FROM FUNCTIONS HONORlhlG PART 17 I


PUBLIC SERVANT ,

o NOTAPPUCABLE
-----

NAMEAND ADDRESS
SOURCE OF BENEFIT

!-----------i--------------------.----------------
2
BENEFiT

I
N/\M::: AND ADDRESS
SOURCE OF BENEFIT
I

!
I
I
I
[---­ .­ -------~I
I

I BEhJEFIT
i

NAMEAND ADDR:::S8
SOURCE OF BENEFIT

I
r-----~
I BENEFIT

NAME .~ND ADDRES8


-------1
SOURCE OF BENEFIT I
I
I
I I
I
I

I BEI'-iEFIT
I
,
I :
Ir== _-----.L I

1\!~\ilS tJ [) 11/(11 !lUG!


Te..as Ethics Commission Austin, Texas 78711-2070

:l
LEGISLATIVE CONTINUANCES PART 181
[2] NOT APPLlCt>,B~
_ _ _ _ _ _ 1

Identifyany legislativecontinuance that you have applied for or obtained under section 30,003 of the Civil Practice
and Remedies Code, or under another law or rule that requires or permits a court to grant continuances on the
grounds that an attorney tor a party is a member or member-elect of the legislature,
I
NAME OF PARTY
REPRESENTED

2
DATE RETAINED I
-_._------~

,1

STYLE, CAUSE NUrvlBE:R,

COURT & JURISDICTION

4
DATE OF CONTINUANCE

APPLlC.ATION

1---- -------­
I Ii

'" WAS CO~JTI!'JlJkNCE


I c3P-A/liTED? DYES

~~~~~~~~~~~~~~~
_--d -- I

I !'~ArV1E. OF PARTY
REPRESEIHED

DATE RETAII~ED

STYLE, CAUSE I\lUMBER,


COURT, & JURISDICTIOI\l

----~~------------~--+---------_._-----------------------

DATE OF COI\JT11\JUiINCE
APPLICiITIOr~

W(",S CONTINUAI~CE

II GRANTED? DYES D 1~c.J

I
I COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY i
L ~ _ ~_- ._ _ ._~ __. .. 1
Texas Ethics CammissicJrI ='.0. bOX 12070 Austin, Texa s 787' 1-207 C! (512) 463-5800 '1-80[,-325-8
----- -------------_._-­

PERSONAL FINANCiAL STATEMENT AFFIDAVfT

The law requires the personal financial statement to be verified The verification page must have the signature of the
individual required to file tile personal financial statement, as well as the signature and stamp or seal 0: office of 5 notary
public or other person authorized by law to administer oaths and affirmations. Without proper veriticatton. the statement
is not considered filed.

I swear, or affirm, unaerpenalty of perjury, that my financial statement


is true and correct and Includes all information req uired to be reported
by me under chapter 572 of the Government Code.

SIQilature of C'iler

,L,FFI/ l'tOTARY 51 t,MP I SEAL ABOVE

Swore to and subscribed before me, by the eel'] ; II V hi1 't.- ,!hl, the;;;;.z 'rb day of

-~l ' 20 .O.~ , to certify Which, witness my hand and seal of office

Title or ofrtcer Eldmi/llstenn oath

-----~~-------_ .._. . . •_ - - - - - - ~

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