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Texas Ethics Commission POBox 12070

Austin Texas 78711 ­ 2070 (512)463-5800 1-800-325-8506


"

PERSONAL FINANCIAL STATEMENT FORM PFS


COVER SHEET

PAGE #
Filed in accordance with chapter 572 of the Government Code. Page 1 of 38

For filings required in 2010, covering calendar year ending December 31, 2009.
ACCOUNT #
Use FORM PFS - INSTRUCTION GUIDE when completing this form.

1 NAME
TITLE, FIRST, MI OFFICE USE ONLY
Mr. WILLIAM H.
DateReceiH'AND DEUVERED
. . . . .. , .... . ... . . . . . . . . .. . . . . . . . . . . . . . .. RECEIVED
NICKNAME. LAST, SUFFIX
WHITE FEB 16 2010
2 ADDRESS Texas Ethics Commissich'~
2100 WEST LOOP SOUTH, SUITE 700 Receipt #
HOUSTON, TX 77027
HD/PM r Amount

Legal
Date Processed
D (CHECK IF FILER'S HOME ADDRESS)

3 TELEPHONE AREACODE NUMBER; EXTENSION


Date Imaged
NUMBER
(713) 659-9000

4 REASON
FOR FILING
STATEMENT
IZI CANDIDATE GOVERNOR (INDICATE OFFICE)

D ELECTED OFFICER
(INDICATE OFFICE)

D APPOINTED OFFICER (INDICATE AGENCY)

o EXECUTIVE HEAD (INDICATE AGENCY)

D FORMER OR RETIRED JUDGE SIDING BY ASSIGNMENT

o STATE PARTY CHAIR (INDICATE PARTY)

D OTHER (INDICATE POSITION)

5 Family members whose financial activity you are reporting (filer must report information about the financial activity of the filer's
spouse or dependent children if the filer had actual control over that activity):

SPOUSE ANDREA F. WHITE

DEPENDENT CHILD 1 ELENA WHITE

2. STEPHEN WHITE

3. WILL F. WHITE

In parts 1 through 18, you will disclose your financial activity during the calendar year. In parts 1 through 14, you are
requiredto disclose not only your own financial activity, but also that of your spouse or a dependent child if you had actual control
over that person's financial activity.

COpy AND ATIACH ADDITIONAL PAGES AS NECESSARY


-

TX-PFS Soft..vare Version 1.1.0


Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (5121463-5800 1-800-325-8506

SOURCES OF OCCUPATIONAL INCOME PART 1A


o NOT APPLICABLE
__ 1 - - - - - - = = = - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 1
When reporting information about a dependent child's activity, indicate the chilB~about whom you are reporting by

providing the number under which the child is listed on the Cover Sheet.

1 INFORMATION RELATES TO

[ZJ FILER D SPOUSE o DEPENDENT CHILD

NAME AND ADDRESS OF EMPLOYER / POSITION HELD

2 EMPLOYMENT

D (Check if Rler's Home Address)

[Z] EMPLOYED BY ANOTHER


CITY OF HOUSTON

901 BAGBY
HOUSTON, TX 77002

NATURE OF OCCUPATION
D SELF-EMPLOYED

MAYOR OF HOUSTON

INFORMATION RELATES TO

[ZJ FILER D SPOUSE o DEPENDENT CHILD

NAME AND ADDRESS OF EMPLOYER / POSITION HELD

EMPLOYMENT

[ZJ (Check if Filer's Home Address)

D EMPLOYED BY ANOTHER

101 STABLEWOOD CT
HOUSTON, TX 77024

NATURE OF OCCUPATION
[ZJ SELF-EMPLOYED
BOARD MEMBER/CONSULTANT

INFORMATION RELATES TO

D FILER [ZJ SPOUSE D DEPENDENT CHILD

NAME AND ADDRESS OF EMPLOYER / POSITION HELD


EMPLOYMENT

[ZI (Check if Filer's Home Address)

D EMPLOYED BY ANOTHER

101 STABLEWOOD CT
HOUSTON, TX 77024

NATURE OF OCCUPATION
[ZI SELF-EMPLOYED
WRITER

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-Pr:S Software Version ',1.0
-
Texas Ethics Commission POBox 12070 -
Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK PART 2
o NOT APPLICABLE
- _.­
List each business entity in which you, your spouse, or adependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired, If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale, For more information, see FORM PFS-­
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 BUSINESS ENTITY
AMDOCS Limited

2 STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD


--
3 NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 o 500 TO 999 [Z] 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE

4 IF SOLD o NET GAIN


o o o o
o NET LOSS
LESS THAN $5,000 $5,000 - $9,999 510,000 - $24,999 $25,000--OR MORE

NAME
BUSINESS ENTITY Amgen, Inc.

STOCK HELD OR ACQUIRED BY [ZI FILER [ZJ SPOUSE [ZJ DEPENDENT CHILD
-123

-
NUMBER OF SHARES o LESS THAN 100 o 100T0499 o 500 TO 999 [Z] 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE

IF SOLD o NET GAIN


o o o o
o NET LOSS
LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 $25,000--OR MORE

NAME
BUSII\JESS ENTITY
Berkshire Hathaway A share

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZI SPOUSE o DEPENDENT CHILD


--
NUMBER OF SHARES [ZJ LESS THAN 100 o 100TO 499 o 500 TO 999 o 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE

IF SOLD o NET GAIN


o LESS THAN $5,000 [ZJ $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
[ZJ NET LOSS

NAME
BUSINESS ENTITY
Berkshire Hathaway B share

STOCK HELD OR ACQUIRED BY o FILER o SPOUSE [ZJ DEPENDENT CHILD 123



NUMBER OF SHARES [ZJ LESS THAN 100 o 100TO 499 o 500 TO 999 o 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE

IF SOLD o NET GAIN


o o o o
I
o NET LOSS
LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 $25,000--OR MORE

NAME
BUSINESS ENTITY
Biogen Idee, Inc

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD



NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 o 500TO 999 [Z] 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE

IF SOLD o NET GAIN


o o o o
o NET LOSS
LESS THAN $5,000 $5,000 - $9,999 510,000 - $24,999 $25,000--OR MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


-
TX-Pr-S Software version 1.I.C
Texas Ethi"s
c Commission POBox 12070 Austin Texas 78711·2070 (512)463-5800 1-800-325-8506

STOCK PART 2
D NOT APPLICABLE
List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 BUSINESS ENTITY
BJ Services Co.

2 STOCK HELD OR ACQUIRED BY o FILER ~ SPOUSE D DEPENDENT CHILD - ­


3 NUMBER OF SHARES D LESS THAN 100 D 100TO 499 D 500 TO 999 o 1,000 TO4,999
D 5,000 TO 9,999 1ZI10,oooOR MORE

4 IF SOLD D NET GAIN D $5,000 - $9,999 D $10,000 - $24,999 o $25,OOO-OR MORE


D NET LOSS D LESS THAN $5,000

NAME
BUSINESS ENTITY China Mobile HK Ltd SPN ADR

STOCK HELD OR ACQUIRED BY D FILER D SPOUSE lZl DEPENDENT CHILD -123­


NUMBER OF SHARES D LESS THAN 100 lZl 100TO 499 D 500TO 999 D 1,000 TO 4,999
D 5,000 TO9,999 o 10,000 OR MORE
IF SOLD D NET GAIN D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D $25,OOO-OR MORE
D NET LOSS
NAME
BUSINESS ENTITY
China Telecom Corporation LTD Sponsored ADR

STOCK HELD OR ACQUIRED BY o FILER lZl SPOUSE D DEPENDENT CHILD - ­


NUMBER OF SHARES D LESS THAN 100 D 100TO 499 D 500 TO 999 o 1,000 TO 4,999
D 5,000 TO9,999 D 10,000 OR MORE
IZI NET GAIN
IF SOLD
D NET LOSS o LESS THAN $5,000 D $5,000 - $9,999 o $10,000 - $24,999 D $25,OOO-OR MORE
NAME
BUSINESS ENTITY
Cisco Systems, Inc.

STOCK HELD OR ACQUIRED BY o FILER ~ SPOUSE o DEPENDENT CHILD -123­


NUMBER OF SHARES D LESS THAN 100 o 100TO 499 D 500 TO999 D 1,000 TO 4,999
D 5,000 TO9,999 o 10,000 OR MORE
IF SOLD lZl NET GAIN
D NET LOSS D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 IZI $25,OOO--OR MORE
NAME
BUSINESS ENTITY
Coca-Cola Company

STOCK HELD OR ACQUIRED BY o FILER o SPOUSE o DEPENDENT CHILD -2 ­


NUMBER OF SHARES D LESS THAN 100 D 100TO 499 D 500TO 999 o 1,000 TO 4,999
D 5,000 TO9,999 D 10,000 OR MORE
IF SOLD o NET GAIN D LESS THAN $5,000 D $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
D NET LOSS
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
TX-PFS Software Version 1. 1,0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK PART 2
o NOT APPLICABLE

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year

and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the

category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-­
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by

providing the number under which the child is listed on the Cover Sheet.

NAME
1 BUSINESS ENTITY
ConocoPhillips

2 STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE o DEPENDENTCHILD - -


3 NUMBER OF SHARES o LESS THAN 100 o 100TO 499 o 500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9,999 [Z] 10,000 OR MORE
4 IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000- $24,999 [ZJ $25,000-OR MORE
[Z] NET LOSS

NAME
BUSINESS ENTITY
Contango Oil & Gas Company

STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE o DEPENDENTCHILD --


NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 o 500TO 999 [ZJ 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
E-Bay, Inc.

[Z] FILER [Z] SPOUSE [Z] DEPENDENT CHILD 123


STOCK HELD OR ACQUIRED BY - -
NUMBER OF SHARES o LESS THAN 100 o 100TO 499 o 500 TO 999 o 1,000 TO 4,999
[Z] 5,000 TO 9,999 o 10,000 OR MORE

IF SOLD o NET GAIN o LESS THAN $5,000 o o o $25,000--OR MORE


o NET LOSS $5,000 - $9,999 $10,000 - $24,999

NAME
BUSINESS ENTITY
EI Paso Corporation

STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE o DEPENDENT CHILD - -


NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 o 500 TO 999 [ZJ 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
Enterprise Products Partners, LP

STOCK HELD OR ACQUIRED BY [ZJ FILER [Z] SPOUSE o DEPENDENT CHILD - -


NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999
[Z] 5,000 TO 9,999 o 10,000 OR MORE
[Z]
IF SOLD
o NET LOSS o LESS THAN $5,000
NET GAIN
[ZJ $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
TX-PFS Software Version i. i.o
Texas Ethics Commission POBox 12070 Austin Texas 78711 -2070 (512)463-5800 1-800-325-8506

STOCK PART 2
o NOTAPPUCABLE

List each business entity in which you, your spouse, or adependent child held or acquired stock during the calendar year -­

and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS­
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 BUSINESS ENTITY Exxon Mobil Corporation

2 STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD - -


3 NUMBER OF SHARES o LESS THAN 100 o 100TO 499 [ZJ 500 TO 999 o 1,000 TO 4.999
o 5,000 TO 9,999 o 10,000 OR MORE
4 IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
Frontera Resources Corp.

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD - -


NUMBER OF SHARES o LESS THAN 100 o 100TO 499 o 500 TO 999 o 1,000 TO4,999
o 5,000 TO 9,999 [ZJ 10,000 OR MORE
[ZJ NET GAIN
IF SOLD [ZJ LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
Gazprom ADR

[ZJ FILER [ZJ SPOUSE 123


[ZJ DEPENDENT CHILD -
STOCK HELD OR ACQUIRED BY -
NUMBER OF SHARES o LESS THAN 100 o 100T0499 o 500 TO 999 [ZJ 1,000 TO4,999
o 5,000 TO 9,999 o 10,000 OR MORE
IF SOLD o NET GAIN [ZJ LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,OOO--OR MORE
[ZJ NET LOSS
NAME
BUSINESS ENTITY
General Dynamics Corporation

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD - -


NUMBER OF SHARES o LESS THAN 100 o 100T0499 o 500 TO 999 [ZJ 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
[ZJ NET GAIN
IF SOLD
[ZJ LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
General Electric Company

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE 123


[ZJ DEPENDENT CHILD - -
NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9,999 [ZJ 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
TX-P~S Software Version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK PART 2

o NOT APPLICABLE

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

NAME
1 BUSINESS ENTITY
Genentech Inc.

2 STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD - -


3 NUMBER OF SHARES o LESS THAN 100 o 100TO 499 o 500TO 999 [ZJ 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
[ZJ NET GAIN
4 IF SOLD
o NET LOSS o LESS THAN $5,000 o $5,000 - $9,999 [ZJ $10,000 - $24,999 o $25,000--OR MORE
NAME
BUSINESS ENTITY
Intel Corp.

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE [ZJ DEPENDENT CHILD ~

NUMBER OF SHARES o LESS THAN 100 o 100TO 499 o 500 TO 999 o 1,000 TO 4,999
[ZJ 5,000 TO 9,999 o 10,000 OR MORE
o NET GAIN o $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE
o NET LOSS o LESS THAN $5,000
IF SOLD

NAME
BUSINESS ENTITY
Johnson & Johnson

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD _ _


NUMBER OF SHARES o LESS THAN 100 o 100TO 499 o 500 TO 999 [ZJ 1,000 TO 4.999
o 5,000 TO 9,999 o 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
Johnson Controls

[ZJ [ZJ [ZJ


STOCK HELD OR ACQUIRED BY FILER SPOUSE DEPENDENT CHILD
-123-
NUMBER OF SHARES o LESS THAN 100 o 100TO 499 o 500 TO 999 o 1,000 TO 4,999
[ZJ 5,000 TO 9,999 o 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 [ZJ $25,000--OR MORE
[ZJ
NET LOSS

NAME
BUSINESS ENTITY
National Oilwell Varco

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD _ _


NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999
[ZJ 5,000 TO 9,999 o 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAt\: $5,000 o $5,000 - $9,999 o $10,000 - $24,999 [Z] $25,000--OR MORE
[ZJ
NET LOSS

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.'.0
Texas Ethics Commission POBox 12070 Auslin Texas 78711-2070
~
(512)463-5800 1-800-325-8506

I STOCK PART 2
I 0 NOT APPLICABLE

List each bUSiness entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or ali of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS­
INSTRUCTION GUIDE.
I
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 BUSINESS ENTITY
National Retail Properties

2 STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE o DEPENDENT CHILD


--
3 NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999

o 5.000 TO 9,999 [Z] 10,000 OR MORE

4 IF SOLD o NET GAIN


o o o o
o NET LOSS
LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 $25,000--OR MORE

NAME
BUSINESS ENTITY Newmonl Mining Corporation

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD


--
NUMBER OF SHARES o LESS THAN 100 o 100TO 499 o 500TO 999 [ZJ 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE

[ZJ
IF SOLD
o
NET GAIN
NET LOSS
o LESS THAN $5,000 [Z] $5,000 - $9,999 o $10,000 - $24,999 o $25,OOO--OR MORE

NAME
BUSINESS ENTITY
Oneok, Inc.

STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE o DEPENDENT CHILD


--
NUMBER OF SHARES o LESS THAN 100 o 100TO 499 0500 TO 999 I:zJ 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE

IF SOLD o NET GAIN


o o o o
o NET LOSS
LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 $25,000-OR MORE

NAME
BUSINESS ENTITY
Pfizer, Inc.

STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE 1ZI DEPENDENT CHILD -
123
-
NUMBER OF SHARES o LESS THAN 100 o 100TO 499 o 500 TO 999 o 1,000 TO 4,999

[Z] 5,000 TO 9,999 o 10,000 OR MORE

IF SOLD o NET GAIN


o o o o
o NET LOSS
LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 $25,000--OR MORE

NAME
BUSINESS ENTITY
Rowan Companies, Inc

STOCK HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE o DEPENDENT CHILD

NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 [Z] 500 TO 999 o 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE

IF SOLD o NET GAIN


o o o o
o NET LOSS
LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999 $25.000--0R MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX·PFS Software Version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK PART 2
o NOT APPLICABLE
-

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-­
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

NAME
1 BUSINESS ENTITY
Sanofi-Aventis Sponsored ADR

2 STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD - ­


3 NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 o 500TO 999 IZJ 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
4 IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
Singapore Telecommunications Ltd. Sponsored ADR

STOCK HELD OR ACQUIRED BY [ZI FILER [ZI SPOUSE o DEPENDENTCHILD -­


NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 IZJ 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000- $24,999 o $25,000-OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
Starbucks Corporation

STOCK HELD OR ACQUIRED BY [ZI FILER [ZI SPOUSE o DEPENDENTCHILD - ­


NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9,999 [ZJ 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
Surgutneftegaz ADR Sponsored

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZI SPOUSE o DEPENDENT CHILD - ­


NUMBER OF SHARES o LESS THAN 100 o 100T0499 o 500TO 999 [ZJ 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
NAME
BUSINESS ENTITY
Symantec Corporation

STOCK HELD OR ACQUIRED BY [ZI FILER IZJ SPOUSE o DEPENDENT CHILD - ­


NUMBER OF SHARES o LESS THAN 100 o 100TO 499 o 500 TO 999 o 1,000 TO 4,999
o 5,000 TO 9,999 IZJ 10,000OR MORE
IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE
o NET LOSS
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
TX-PFS Software Version 1. ~.O
Texas Ethh
v Commission POBox 12070 Austin Texas 78711 ­2070 (512)463-5800 1-800-325-8506

STOCK PART 2
o NOTAPPLICABLE

List each business entity in which you, your spouse, or a dependent child held or acquired stock during Urn calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-­
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 BUSINESS ENTITY Taiwan S Manufacturing ADR

2 STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD -­


3 NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 o 1,000 TO 4,999

[ZJ 5,000 TO 9,999 D 10,000 OR MORE

4 IF SOLD o NET GAIN


o o o D $25,000-OR MORE
o NET LOSS
LESS THAN $5,000 $5,000 - $9,999 $10,000 - $24,999

NAME
BUSINESS ENTITY Under Armour

STOCK HELD OR ACQUIRED BY D FILER D SPOUSE [ZJ DEPENDENT CHILD 123


- ­
NUMBER OF SHARES D LESS THAN 100 [ZJ 100 TO 499 D 500 TO 999 o 1,000 TO 4,999

D 5,000 TO 9,999 D 10,000 OR MORE

IF SOLD o NET GAIN


D D $5,000 - $9,999 D $10,000 - $24,999 o
o NET LOSS
LESS THAN $5,000 $25,000-OR MORE

NAME
BUSINESS ENTITY
Call BIIB

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD



NUMBER OF SHARES [ZJ LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999
o 5,000 TO 9,999 D 10,000 OR MORE

IF SOLD [ZJ NET GAIN


D NET LOSS [ZJ LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D $25,000-OR MORE

NAME
BUSINESS ENTITY
Call COP

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD



NUMBER OF SHARES [ZJ LESS THAN 100 D 100TO 499 D 500 TO 999 D 1,000 TO 4,999
o 5,000 TO 9,999 D 10,000 OR MORE

IF SOLD [ZJ NET GAIN


D NET LOSS
D LESS THAN $5,000 D $5,000 - $9,999 [ZJ $10,000 - $24,999 D $25,000--OR MORE
NAME
BUSINESS ENTITY
Call CYQ

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD -­


NUMBER OF SHARES [ZJ LESS THAN 100 D 100 TO 499 D 500 TO 999 o 1,000 TO 4,999

o 5,000 TO 9,999 D 10,000 OR MORE

IF SOLD [ZJ NET GAIN


D NET LOSS
[ZJ LESS THAN $5,000 D 55,000 - $9,999 D $10,000 - $24.999 D 525,000-OR MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.1.0
Texas Ethics Commission
0 POBox 12070 Austin, , Texas 78711-2070 (512\463-5800 1-800-325-8506

STOCK PART 2
o NOT APPLICABLE

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired, If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS­
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 BUSINESS ENTITY
Call DNA

2 STOCK HELD OR ACQUIRED BY ~ FILER ~ SPOUSE o DEPENDENT CH!LD __

3 NUMBER OF SHARES lZl LESS THAN 100 o 100TO 499 o 500TO 999 o 1,000 TO 4,999

05,000 TO 9,999 o 10,000 OR MORE

4 IF SOLD [ZJ
o
NET GAIN
NET LOSS
[ZJ LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE

NAME
BUSINESS ENTITY Call EDP

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD _ _

NUMBER OF SHARES [ZJ LESS THAN 100 o 100TO 499 o 50oTO 999 o 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE

[ZJ
IF SOLD
o
NET GAIN
NET LOSS
[ZJ LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE

NAME
BUSINESS ENTITY Call1NQ

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD



NUMBER OF SHARES [ZJ LESS THAN 1 DO o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE

[ZJ
IF SOLD
o
NET GAIN
NET LOSS
[ZJ LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE

NAME
BUSINESS ENTITY Call KO

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD



NUMBER OF SHARES [ZJ LESS THAN 100 o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999

o 5,000 TO 9,999 o 10,000 OR MORE

[ZJ
IF SOLD
o
NET GAIN
NET LOSS
[ZJ LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE

NAME
BUSINESS ENTITY
Call CWY

STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD



NUMBER OF SHARES [ZJ LESS THAN 1DO o 10oTO 499 o 500 TO 999 D 1,000 TO 4.999
D 5,000 TO 9,999 D 10,000 OR MORE

IF SOLD [ZJ NET GAIN


D NET LOSS
[ZJ LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D S25,000--OR MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


1 X-PFS Software Version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK PART 2
o NOT APPLICABLE

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-­
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

NAME
1 BUSINESS ENTITY
Call CSCO

2 STOCK HELD OR ACQUIRED BY [ZJ FILER IZI SPOUSE D DEPENDENT CHILD -­


3 NUMBER OF SHARES [ZJ LESSTHAN 100 D 100TO 499 D 500 TO 999 D 1,000 TO 4,999

D 5,000TO 9,999 o 10,000OR MORE


4 IF SOLD D NET GAIN
D
IZI NET LOSS
D LESSTHAN $5,000 D $5,000 - $9,999 IZI $10,000 - $24,999 $25,000-OR MORE

NAME
BUSINESS ENTITY
CallGD

STOCK HELD OR ACQUIRED BY [ZJ FILER IZI SPOUSE D DEPENDENT CHILD _ _

NUMBER OF SHARES [ZJ LESSTHAN 100 o 100TO 499 D 500 TO 999 D 1,000 TO 4,999

o 5,000 TO 9,999 D 10,000 OR MORE

IF SOLD [ZJ NET GAIN


o NET LOSS IZILESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D $25,000-OR MORE

NAME
BUSINESS ENTITY
529 PLAN-IOWA COLLEGE SAVINGS

STOCK HELD OR ACQUIRED BY o FILER D SPOUSE IZI DEPENDENT CHILD E­


NUMBER OF SHARES IZI LESS THAN 100 o 100TO 499 D 500 TO 999 D 1,000 TO 4,999
o 5,000 TO 9,999 D 10,000OR MORE

D
IF SOLD
D
NET GAIN
NET LOSS
o LESSTHAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
NAME
BUSINESS ENTITY
Apple Inc

STOCK HELD OR ACQUIRED BY o FILER D SPOUSE [ZJ DEPENDENT CHILD 2


- ­
NUMBER OF SHARES [ZJ LESSTHAN 100 o 100TO 499 o 500TO 999 D 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000OR MORE
D
IF SOLD NET GAIN
o NET LOSS D LESSTHAN S5,000 o $5,000 - $9,999 D $10,000 - $24,999 D $25,000--OR MORE

NAME
BUSINESS ENTITY
Constellation Energy

STOCK HELD OR ACQUIRED BY o FILER D SPOUSE [ZJ DEPENDENT CHILD 2


- ­
NUMBER OF SHARES [Z] LESSTHAN 100 o 100 TO 499 D 500TO 999 D 1,000 TO 4,999
o 5,000 TO 9.999 o 10,000OR MORE
D
IF SOLD
D
NET GAIN
NET LOSS
o LESSTHANS5.000 o $5,000 - $9,999 D 510000 - $24,999 D 525,000--OR MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512\463-5800 1-800-325-8506

STOCK PART 2
D NOT APPLICABLE
~ ~ .~

List each business entity in which you.your spouse, or a dependent child held or acquired stock during the-calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS­
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 BUSINESS ENTITY
MechelOAO

2 STOCK HELD OR ACQUIRED BY D FILER D SPOUSE [Z] DEPENDENT CHILD


-2 ­
3 NUMBER OF SHARES [Z] LESS THAN 100 D 100 TO 499 D 500TO 999 D 1.000 TO 4.999

D 5,000 TO 9,999 D 10,000 OR MORE

D
4 IF SOLD
o
NET GAIN
NET LOSS
D LESS THAN $5,000 D $5,000 - $9,999 o $10,000 - $24,999 D $25,000--OR MORE

NAME
BUSINESS ENTITY Microsoft Corporation

STOCK HELD OR ACQUIRED BY D FILER D SPOUSE [Z] DEPENDENT CHILD 2


- ­
NUMBER OF SHARES [Z] LESS THAN 100 D 100 TO 499 o 500TO 999 D 1,000 TO 4,999
D 5,000 TO 9,999 D 10,000 OR MORE

D
IF SOLD
D
NET GAIN
NET LOSS
o LESS THAN 55,000 o $5,000 - $9,999 o $10,000 - $24,999 D $25,000--OR MORE

NAME
BUSINESS ENTITY
Proctor & Gamble

STOCK HELD OR ACQUIRED BY [ ] FILER [Z] SPOUSE D DEPENDENT CHILD



NUMBER OF SHARES D LESS THAN 100 o 100TO 499 0500 TO 999 [Z] 1,000 TO 4,999

D 5,000 TO 9,999 D 10,000 OR MORE

D NET GAIN
IF SOLD
D NET LOSS D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 o $25,000--OR MORE

NAME
BUSINESS ENTITY
USEC, Incorporated

STOCK HELD OR ACQUIRED BY D FILER D SPOUSE [Z] DEPENDENT CHILD -


2
­
NUMBER OF SHARES o LESS THAN 100 [Z] 100 TO 499 o 500TO 999 D 1,000 TO 4,999

D 5,000 TO 9,999 D 10,000 OR MORE

IF SOLD D NET GAIN


[ZJ NET LOSS
[ ] LESS THAN $5,000 D $5,000 - $9,999 D 510,000 - $24,999 D $25,000--OR MORE

NAME
BUSINESS ENTITY
Zoltek

STOCK HELD OR ACQUIRED BY D FILER D SPOUSE [Z] DEPENDENT CHILD 2


- ­
NUMBER OF SHARES [Z] LESS THAN 100 D 100 TO 499 o 500 TO 999 D 1,000 TO 4,999
D 5,000 TO 9,999 D 10,000 OR MORE

IF SOLD D NET GAIN


D NET LOSS
D LESS THAN $5,000 D £5,000 - $9,999 D $10,000 - £24,999 D $25,000--OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.1.0
Texas Ethics- Commission POBox 12070 -
Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

STOCK PART 2
D NOT APPLICABLE
List each business entity in which you, your spouse, or a dependent child held or acq-uired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information. see FORM PFS-­
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 BUSINESS ENTITY
CALL PG

2 STOCK HELD OR ACQUIRED BY [Zl FILER [Zl SPOUSE D DEPENDENT CHILD _ _

3 NUMBER OF SHARES [Zl LESS THAN 100 D 100TO499 D 500 TO 999 D 1,000 TO4,999
D 5,000 TO 9,999 D 10,000 OR MORE

4 IF SOLD [Zl NET GAIN


D NET LOSS
[Zl LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D $25,000--OR MORE

NAME
BUSINESS ENTITY Call NEM

STOCK HELD OR ACQUIRED BY [Zl FILER 1ZI SPOUSE D DEPENDENT CHILD



NUMBER OF SHARES [Zl LESS THAN 100 D 100TO499 D 500 TO 999 D 1,000 TO 4,999
D 5,000 TO 9,999 D 10,000 OR MORE
IF SOLD D NET GAIN
D NET LOSS
D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D $25,000--OR MORE

NAME
BUSINESS ENTITY
Apache Corporation

STOCK HELD OR ACQUIRED BY D FILER D SPOUSE 1ZI DEPENDENT CHILD _3_


NUMBER OF SHARES [Zl LESS THAN 100 D 100T0499 D 500 TO 999 D 1,000 TO4,999
D 5,000 TO 9,999 D 10,000 ORMORE

IF SOLD D NET GAIN


D NET LOSS
D LESS THAN $5,000 D $5,000 - $9,999 D $10.000 - $24,999 D $25,000--OR MORE

NAME
BUSINESS ENTITY
Medtronic

STOCK HELD OR ACQUIRED BY D FILER D SPOUSE 3


[Zl DEPENDENT CHILD - ­
NUMBER OF SHARES [Zl LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO4,999
D 5,000 TO9,999 D 10,000 ORMORE

IF SOLD D NET GAIN


D NET LOSS
D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D $25,000--OR MORE

NAME
BUSINESS ENTITY
PF Changs

STOCK HELD OR ACQUIRED BY D FILER D SPOUSE 3


[Zl DEPENDENT CHILD - ­
NUMBER OF SHARES [Zl LESS THAN 100 D 100 TO 499 D 500TO 999 D 1,000 TO 4,999
o 5,000 TO 9,999 D 10,000 OR MORE

D NET GAIN
IF SOLD
o NET LOSS o LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D $25,000--OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


-
TX-PrS Software Versror.•, .1.0
Texas Ethics Commission POBox 12070 Austin Texas 7871/-2070 (512)463-5800 1-800-325-8506

STOCK PART 2
o NOTAPPLICABLE

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year
and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the
category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS­
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the chiid about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 BUSINESS ENTITY TATA Motors

2 STOCK HELD OR ACQUIRED BY o FILER o SPOUSE 3


[Z] DEPENDENT CHILD - ­
3 NUMBER OF SHARES [Z] LESS THAN 100 o 100 TO499 o 500TO 999 o 1,000 TO4,999
o 5,000 TO9,999 o 10,000 OR MORE
o NET GAIN o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS o
4 IF SOLD
LESS THAN $5,000

NAME
BUSINESS ENTITY
Wells Fargo

STOCK HELD OR ACQUIRED BY o FILER o SPOUSE 3


[Z] DEPENDENT CHILD - ­
NUMBER OF SHARES IZl
LESS THAN 100 o 100T0499 o 500 TO 999 o 1,000 TO4,999
o 5,000 TO9,999 o 10,000 OR MORE
IF SOLD o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version I. t.O
Texas Ethics Commission POBox 12070 Austin Texas, 78711 -2070 ("12)463-5800
v 1-800-325-8506

MUTUAL FUNDS PART 4


o NOTAPPLICABLE
--

List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child held or
acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. If
some or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realized
from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 MUTUAL FUND
Advent Claymore CV Sees & Inc Mutual Fund

2 SHARES OF MUTUAL FUND


HELD OR ACQUIRED BY o FILER o SPOUSE o DEPENDENT CHILD __

3 NUMBER OF SHARES
OF MUTUAL FUND
o LESS THAN 100 o 100 TO499 o 500 TO999 o 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
4 IF SOLD
o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,OOO--OR MORE
o NET LOSS
NAME
MUTUAL FUND
Global High Income Fund

SHARES OF MUTUAL FUND

HELD OR ACQUIRED BY
o FILER o SPOUSE o DEPENDENT CHILD __

NUMBER OF SHARES
OF MUTUAL FUND
o LESS THAN 100 o 100TO 499 o 500TO999 o 1,000 TO 4,999
o 5,000 TO9,999 o 10,000 OR MORE
IF SOLD
o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
NAME
MUTUAL FUt\ID
ING Asia Pacific High Dividend Equity Income Fund

SHARES OF MUTUAL FUND

HELD OR ACQUIRED BY
o FILER o SPOUSE o DEPENDENT CHILD __

NUMBER OF SHARES
OF MUTUAL FUND
o LESS THAN 100 o 100TO 499 o 500TO 999 o 1,000 TO4,999
o 5,000 TO9,999 o 10,000 OR MORE
IF SOLD
o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
TX-PFS Software ve-stor. 11.0
Texas Ethics Commission POBox 12070 Austin Texas 7871 ~-2070 (512\463-5800 1-800-325-8506

MUTUAL FUNDS PART 4


D NOT APPLICABLE
-_ ..-
-

List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child held or
acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. If
some or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realized
from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 MUTUAL FUND
Ishares MSCI Singapore Index Fund

2 SHARES OF MUTUAL FUND


HELD OR ACQUIRED BY ~ FILER ~ SPOUSE [ZJ DEPENDENT CHILD ~

3 NUMBER OF SHARES
OF MUTUAL FUND
D LESS THAN 100 D 10010499 D 500TO 999 D 1,000 TO4,999

~ 5,000 TO9,999 D 10,000 OR MORE

4 IF SOLD
D NET GAIN D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D $25,000-OR MORE
D NET LOSS
NAME
MUTUAL FUND
Nuveen Municipal Value Mutual Fund

SHARES OF MUTUAL FUND


HELD OR ACQUIRED BY ~ FILER ~ SPOUSE D DEPENDENT CHILD _ _

NUMBER OF SHARES
OF MUTUAL FUND
D LESS THAN 100 D 100TO499 D 500TO 999 D 1,000 TO4,999
D 5,000 TO9,999 ~ 10,000 OR MORE

IF SOLD
~ NET GAIN D LESS THAN $5,000 ~ $5,000 - $9,999 D $10,000 - $24,999 D $25,000-OR MORE
D NET LOSS
NAME
MUTUAL FUND
Nuveen Select Maturity Municipal Mutual Fund

SHARES OF MUTUAL FUND


HELD OR ACQUIRED BY ~ FILER ~ SPOUSE D DEPENDENT CHILD _ _

NUMBER OF SHARES
OF MUTUAL FUND
D LESS THAN 100 D 100 TO499 D 500 TO 999 D 1,000 TO 4,999
[Xl 5,000 TO9,999 D 10,000 OR MORE

IF SOLD
[Xl NET GAIN ~ LESS THAN 55,000 D $5,000 - $9,999 D $10,000 - $24,999 D $25.000--0R MORE
D NET LOSS

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.1,0
Texas Ethics Commission P.O. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

I MUTUAL FUNDS PART 4 :

D NOT APPLICABLE
- - --~

List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child held or
acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. If
some or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realized
from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 MUTUAL FUND
Swiss Helvetia Fund Inc. Mutual Fund

2 SHARES OF MUTUAL FUND


HELD OR ACQUIRED BY [ZI FILER [ZJ SPOUSE D DEPENDENT CHILD _ _

3 NUMBER OF SHARES
OF MUTUAL FUND
D LESS THAN 100 D 100 TO 499 o 500TO 999 o 1,000 TO 4,999
D 5,000 TO 9,999 [ZI10,000 OR MORE

4 IF SOLD
D NET GAIN D LESS THAN $5,000 D $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE
D NET LOSS
NAME
MUTUAL FUND
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund

SHARES OF MUTUAL FUND

HELD OR ACQUIRED BY
[Z] FILER [Z] SPOUSE D DEPENDENT CHILD _ _

NUMBER OF SHARES
OF MUTUAL FUND
D LESS THAN 1DO D 100TO 499 0500 TO 999 D 1,000 TO 4,999
D 5,000 TO 9,999 [ZI 10,000 OR MORE

IF SOLD
[ZI NET GAIN D LESS THAN $5,000 [ZI $5,000 - $9,999 D $10,000 - $24,999 o $25,000-OR MORE
D NET LOSS
NAME
MUTUAL FUND
Singapore Funds Inc

SHARES OF MUTUAL FUND

HELD OR ACQUIRED BY
[ZI FILER [Z] SPOUSE D DEPENDENT CHILD _ _

NUMBER OF SHARES
OF MUTUAL FUND
D LESS THAN 1DO D 100 TO 499 D 500 TO 999 [ZI 1,000 TO 4,999
D 5,000 TO 9,999 D 10,000 OR MORE
IF SOLD
IZI NET GAIN [ZI LESS THAN $5,000 D S5,000 - $9,999 D $10,000 - $24,999 o $25,000--OR MORE
D NET LOSS

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 i -800-325-8506

MUTUAL FUNDS PART 4


o NOT APPLICABLE
- --

List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent cbild held or
acquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. If
some or a/l of the shares of a mutual fund were sold, aiso indicate the category of the amount of the net gain or loss realized
from the sale. For more information, see FORM PFS--INSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME
1 MUTUAL FUND
Morgan Stanley Municipal Fund

2 SHARES OF MUTUAL FUND


HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD __

3 NUMBER OF SHARES
OF MUTUAL FUr--.ID
o LESS THAN 100 o 100 TO 499 0 500 TO 999 [ZJ 1,000 TO 4,999
o 5,000 TO 9,999 o 10,000 OR MORE
4 IF SOLD
D NET GAIN D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D $25,OOO-OR MORE
o NET LaSS

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX~PFS Software Version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

I INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5


o NOT APPLICABLE
---

List each source of income you, your spouse, or a dependent child received in excess of$500 that was derived from
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by

providing the number under which the child is listed on the Cover Sheet.

NAME AND ADDRESS

1 SOURCE OF INCOME

Advent Claymore CV Sec Mutual Fund

2455 Corporate West Drive


Lisle, IL 60532

2 RECEIVED BY

I
~ FILER ~ SPOUSE o DEPENDENT CHILD _ _

3 AMOUNT
~ $500 - $4,999 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE

NAME AND ADDRESS


SOURCE OF INCOME

ING Asia Pacific High Dividend Equity Income Fund

7337 E. Doubletree Ranch Rd.


Scottsdale, AZ 85258

RECEIVED BY

~ FILER ~ SPOUSE o DEPENDENT CHILD _ _

AMOUNT
o $500 - $4,999 o $5,000 - $9,999 ~ $10,000 - $24,999 o $25,000--OR MORE

NAME AND ADDRESS


SOURCE OF INCOME

BJ Services Co.

PO Box 4442
Houston, TX 77210

RECEIVED BY

~ FILER ~ SPOUSE o DEPENDENT CHILD _ _

AMOUNT
o $500 - S4,999 [ZJ $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


-.
I X~PFS Software Version
..
l.I.O
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5


o NOT APPLICABLE

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME AND ADDRESS
1 SOURCE OF INCOME
Coca-Cola Company

PO Box 1734
Atlanta, GA 30301

2 RECEIVED BY
[Z] FILER [ZI SPOUSE [Z] DEPENDENT CHILD _2_

3 AMOUNT
[Z] $500 - $4,999 o $5,000- $9,999 o $10,000- $24,999 o $25,000-OR MORE
NAME AND ADDRESS
SOURCE OF INCOME
ConocoPhillips

PO Box 2197
Houston, TX 77252

RECEIVED BY
[Z] FILER [Z] SPOUSE o DEPENDENT CHILD _ _
AMOUNT
[Z] $500 - $4,999 o $5,000- $9,999 o $10,000- $24,999 o $25,000--OR MORE
NAME AND ADDRESS
SOURCE OF INCOME
Exxon Mobil Corporation

PO Boc43078
Providence, RI 02940

RECEIVED BY
[Z] FILER [ZI SPOUSE o DEPENDENT CHILD _ _

AMOUNT
[Z] $500 - $4,999 o $5,000- $9,999 o $10,000 - $24,999 o $25,000--OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.1.0
-
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8')06
,

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5


o NOT APPLICABLE

----

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME AND ADDRESS
1 SOURCE OF INCOME
General Electric Company

Fairfield, CT 06828

2 RECEIVED BY
[ZJ FILER [ZJ SPOUSE [ZI DEPENDENT CHILD ...1n­

3 AMOUNT
o $500 - $4,999 [ZJ $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE

NAME AND ADDRESS


SOURCE OF INCOME
Intel Corp.

2200 Mission College Blvd


Santa Clara, CA 95054

RECEIVED BY
[ZJ FILER [ZJ SPOUSE [ZJ DEPENDENT CHILD ...1n­

AMOUNT
[ZJ $500 - $4,999 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE

NAME AND ADDRESS


SOURCE OF INCOME
Ishares MSCI Singapore Index Fund

525 Washington Blvd


Suite 1405
Jersey City, NJ 07310

RECEIVED BY
[ZJ FILER [ZJ SPOUSE [ZJ DEPENDENT CHILD ..12L

AMOUNT
[ZJ $500 . $4,999 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version i .1.0
Texas Ethics Commission POBox 1207G Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5


o NOT APPLICABLE
- -

List each source of income you, your spouse, or a dependent child received in excess of$500 that was derived from

interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For

more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME AND ADDRESS
1 SOURCE OF INCOME
Johnson & Johnson

New Brunswick, NJ 08933

2 RECEIVED BY
[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD __

3 AMOUNT
[Z] $500 - $4,999 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE

NAME AND ADDRESS


SOURCE OF INCOME
Johnson Controls

5757 N. Green Bay Ave


Milwaukee, WI 53209

RECEIVED BY
[Z] FILER [ZJ SPOUSE [ZJ DEPENDENT CHILD .na,

AMOUNT
[ ] $500 - $4,999 o $5,000 - $9,999 0$10,000-$24,999 o $25,OOO--OR MORE

NAME AND ADDRESS


SOURCE OF INCOME
Rowan Companies, Inc

2800 Post Oak Blvd


Houston, TX 77056

RECEIVED BY
[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD __

AMOUNT
!ZI $500 - $4,999 o $5,000 - $9,999 o $10.000 - $24,999 o $25,OOO-OR MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


-
TX-Pr-S Software Version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5


o NOT APPLICABLE
--
-
List each source of income you, your spouse, or a dependent chira::received in excess of $500 that was derived from
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are
reporting by
providing the number under which the child is listed on the Cover Sheet.

NAME AND ADDRESS


1 SOURCE OF INCOME
Sanofi-Aventis Sponsored ADR

55 Corporate Dr.
Bridgewater, NJ 08807

2 RECEIVED BY
[ZI FILER [ZI SPOUSE o DEPENDENT CHILD _ _
I

3 AMOUNT
o $500 - $4,999 [ZI $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
NAME AND ADDRESS
SOURCE OF INCOME
Singapore Telecommunications Ltd Sponsored ADR

31 Exeter Rd #19-00 Comcentre

Singapore, 23973-2000

RECEIVED BY
[ZI FILER [ZI SPOUSE o DEPENDENT CHILD _ _
AMOUNT
[ZI $500- $4,999 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--ORMORE
NAME AND ADDRESS
SOURCE OF INCOME
Swiss Helvetia Fund

1270 Avenue of the Americas


Suite 400
New York, NY 10020

RECEIVED BY
[ZI FILER [ZI SPOUSE o DEPENDENT CHILD _ _
AMOUNT
o $500 - $4,999 [ZI $5,000 - $9,999 o $10,000 - $24,999 o $25,000--0,R, MORE
I
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
TX-PFS Software Version 'i .1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 ­
(51?)463-5800 1-800-325-8506

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5


o NOT APPLICABLE
List each source of income you:your spouse;-or a dependent child received in excess of $500 thatwas derivedfWm
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME AND ADDRESS
1 SOURCE OF INCOME
Western Asset/Claymore Inflation-linked Opportunities & Income Fund

2455 Corporate West Drive


Lisle, IL 60532

2 RECEIVED BY
[ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD _ _

3 AMOUNT
D $500 - $4,999 o $5,000 - $9,999 [ZJ $10,000 - $24,999 D $25,000-OR MORE

NAME AND ADDRESS


SOURCE OF INCOME
EI Paso Corp

1001 Louisiana St
Houston, TX 77002

RECEIVED BY
[ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD _ _

AMOUNT
[ZJ $500 - $4,999 D $5,000 - $9,999 D $10,000 - $24,999 D $25,000-OR MORE

NAME AND ADDRESS


SOURCE OF INCOME
National Retail Properties

450 S. Orange Ave


Suite 900
Orlando, FL 32801

RECEIVED BY
[ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD _ _

AMOUNT
D $500 - $4,999 D $5,000 - $9,999 [ZJ $10,000 - $24,989 D $25,000--OR MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


~

I X·PFS Software Version 1.1.0


Texas Ethics Commission
~ POBox 12070 Austin Texas 78711-2070 (512l463-5800 1-800-325-8506

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5


o NOT APPLICABLE
-----
List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income, For
more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME AND ADDRESS
1 SOURCE OF INCOME
Oneok, Inc,

100 West Fith St


Tulsa, OK 74103

2 RECEIVED BY
[XI FILER [ZJ SPOUSE D DEPENDENT CHILD __

3 AMOUNT
[XI $500 - $4,999 D $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE

NAME AND ADDRESS


SOURCE OF INCOME
Pfizer, Inc.

235 East 42nd St

New York, NY10017

RECEIVED BY
[ZJ FILER [XI SPOUSE [ZJ DEPENDENT CHILD J.bL
I

AMOUNT
D $500 - $4,999 [ZJ $5,000 - $9,999 D $10,000 - $24,999 o $25,000--OR MORE

NAME AND ADDRESS


SOURCE OF INCOME
Nuveen Select Maturity Municipal Mutual Fund

333 W. Wacker Dr

Chicago, IL 60606

RECEIVED BY
[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD _ _
I

AMOUNT
[ZJ $500 - $4,999 o $5,000 - $9,999 o S1 0,000 - $24,999 o $25,000--OR MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Verslor- ~ .1.0
Texas Ethics Commission POBox 12070 Austin Texas 787' 1-2070 (512)463-5800 1-800-325-8506

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5


D NOT APPLICABLE
-

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by

providing the number under which the child is listed on the Cover Sheet.

NAME AND ADDRESS


1 SOURCE OF INCOME
Canyonlands Reality, LLC

300 S. Main St

Moab, UT 84532

2 RECEIVED BY
[ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD __

3 AMOUNT
o 5500 - $4,999 [Z] $5,000 - $9,999 o $10,000 - $24,999 o $25,OOO--OR MORE
I

NAME AND ADDRESS


SOURCE OF INCOME

Nuveen Municipal Value Fund

333 W. Wacker Dr

Chicago, IL 60606

RECEIVED BY
[Z] FILER [ZJ SPOUSE o DEPENDENT CHILD __

AMOUNT
[ZJ $500 - $4,999 D $5,000 - $9,999 D $10,000 - $24,999 D 525,OOO-OR MORE

NAME AND ADDRESS


SOURCE OF INCOME

General Dynamics

PO Box 43069

Providnece, RI43069

RECEIVED BY

[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD __

AMOUNT
[ZJ $500 - 54,999 o $5,000 - $9,999 D $10,000 - $24,999 D S25,000--OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.1.0
Texas Ethics
v Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5


o NOT APPLICABLE
-----

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME AND ADDRESS
1 SOURCE OF INCOME
Global High Income Fund

1345 Avenue of the Americas


New York, NY 10105

2 RECEIVED BY
[ZJ FILER IZI SPOUSE o DEPENDENT CHILD __

3 AMOUNT
~ $500 - $4,999 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE

NAME AND ADDRESS


SOURCE OF INCOME
National Oilwell Varco

7909 Parkwood Cr.


Houston, TX 77036

RECEIVED BY
[ZJ FILER IZI SPOUSE o DEPENDENT CHILD __

AMOUNT
~ $500 - $4,999 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE

NAME AND ADDRESS


SOURCE OF INCOME
Proctor & Gamble

PO Box 5572
Cincinnati, OH 45201

RECEIVED BY
IZI FILER IZI SPOUSE o DEPENDENT CHILD __

AMOUNT
~ $500 - $4,999 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


-
TX-Pr-S Software Version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5


o NOT APPLICABLE
- -
List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from
interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For
more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME AND ADDRESS
1 SOURCE OF INCOME
Taiwan S Manufacturing

NO.8 Li-Hsin Rd. VI Hsinchu Science Park


Hsinchu, Taiwan 300 ROC,

2 RECEIVED BY
[Z] FILER [ZJ SPOUSE o DEPENDENT CHILD _ _
3 AMOUNT
[Z] $500 - $4,999 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE
NAME AND ADDRESS
SOURCE OF INCOME
Goldman Sachs

1000 Louisiana St. Suite 550


Houston, TX 77002

RECEIVED BY
[Z] FILER [ZJ SPOUSE o DEPENDENT CHILD _ _
AMOUNT
[Z] $500 - $4,999 o $5,000· $9,999 o $10,000 - $24,999 o $25,000-OR MORE

NAME AND ADDRESS


SOURCE OF INCOME
Morgan Stanley Municipal Securities

1585 Broadway
New York, NY 10036

RECEIVED BY
[Z] FILER [ZJ SPOUSE o DEPENDENT CHILD _ _
AMOUNT
[Z] $500 - $4,999 o $5.000 - $9,999 o $10.000 - $24,999 o $25,000--OR MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


-TV~P.-_c::. Software Version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512}463-5800 1-800-325-8506

INCOME FROM INTEREST, DIVIDENDS l ROYALTIES & RENTS PART 5


o NOT APPLICABLE
...
-

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived from

interest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. For

more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by

providing the number under which the child is listed on the Cover Sheet.

NAME AND ADDRESS

1 SOURCE OF INCOME
Barnes and Noble-Book Royalties

PO Box 111

Lyndhurst, NJ 07071

2 RECEIVED BY
o FILER [ZJ SPOUSE o DEPENDENT CHILD __

3 AMOUNT
[ZJ $500 - $4,999 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE

NAME AND ADDRESS


SOURCE OF INCOME

Harper Collins-Book Royalties

10 East 53rd St

New York, NY 10022

RECEIVED BY
o FILER [ZJ SPOUSE o DEPENDENT CHILD _ _

AMOUNT
[ZJ $500 - $4,999 [J $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE

NAME AND ADDRESS


SOURCE OF INCOME

China Mobile Ltd

60/F 99 Queens Road Central


Hong Kong,

RECEIVED BY
o FILER o SPOUSE [ZJ DEPENDENT CHILD .iza.

AMOUNT
[Z] $500 - $4,999 o $5,000 - $9,999 o $10,000 - $24,999 D $25,000--OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.1.0
Texas Ethics Commission PO Box 12070 Austin Texas 78711-2070 (512}463-5800 1-800-325-8506

PERSONAL NOTES AND LEASE AGREEMENTS PART 6


o NOT APPLICABLE

Identify each guarantor of a loan and each person or financial institution to whom you, your spouse, or
a dependent child had a total financial liability of more than $1,000 in the form of a personal note or notes or lease
agreement at any time during the calendar year and indicate the category of the amount of the liability. For more informa­
tion, see FORrv1 PFS--INSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 PERSON OR INSTITUTION Northem Trust Bank-Home Mortgage


HOLDING NOTE OR
LEASE AGREEMENT

2 LIABILITY OF
[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD _ _

3 GUARANTOR

4 AMOUNT
0$1,000-$4,999 o $5,000 - $9,999 0 $10,000 - $24,999 [ZJ $25,000--OR MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

INTERESTS IN REAL PROPERTY PART 7A


o NOTAPPLICABLE

Describe all beneficial lrilerests in real property held or acquired by you, your spouse, or a dependent child during the
calendar year. If the interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale.
For an explanation of 'beneficial interest' and other specific directions for completing this section, see FORM PFS-­
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by

providing the number under which the child is listed on the Cover Sheet.

1 HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE o DEPENDENT CHILD - -


2 STREET ADDRESS STREET ADDRESS. INCLUDING CITY. COUNTY AND STATE
101 Stablewood Court
1

o NOT AVAILABLE Houston, TX 77024


!Xl CHECK IF FILER'S HOME ADDRESS

I' D:~,::TION
o ACRES
1 lot
Harris County
NUMBER OF LOTS OR ACRES AND NAME OF COUNTY WHERE LOCATED

4 NAMES OF PERSONS NorthernTrust Bank

RETAINING AN INTEREST

o NOT APPLICABLE

(SEVERED MINERAL INTEREST)

5 IF SOLD
o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 0$10,000 - $24,999 o $25,000-OR MORE
o NET LOSS
HELD OR ACQUIRED BY [Z] FILER [Z] SPOUSE o DEPENDENT CHILD - -
STREET ADDRESS, INCLUDING CITY, COUNTY AND STATE
STREET ADDRESS
156 N. 100 West
o NOT AVAILABLE Moab, UT 84532
o CHECK IF FILER'S HOME ADDRESS
NUMBER OF LOTS OR ACRES AND NAME OF COUNTY WHERE LOCATED
DESCRIPTION

1 lot

!Xl LOTS Grand County


o ACRES
NAMES OF PERSONS

RETAINING AN INTEREST

[Z] NOT APPLICABLE

(SEVERED MINERAL INTEREST)

IF SOLD
o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
1
o NET LOSS
COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY
TX-PFS Software version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512\463-5800 1-800-325-8506

INTERESTS IN REAL PROPERTY PART 7A


o NOT APPLICABLE
---

Describe all beneficial interests in real property held or acquired by you, your spouse, or a dependent child during the
calendar year. If the interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale.
For an explanation of 'beneficial interest' and other specific directions for completing this section, see FORM PFS-
INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 HELD OR ACQUIRED BY [ZI FILER [ZI SPOUSE o DEPENDENT CHILD --


STREET ADDRESS, INCLUDING CITY, COUNTY AND STATE
2 STREET ADDRESS
134 N. 100 West
o NOT AVAILABLE Moab, UT 84532
o CHECK IF FILER'S HOME ADDRESS

NUMBER OFLOTSORACRES AND NAME OFCOUNTY WHERE LOCATED


3 DESCRIPTION
1 lot
[ZI LOTS
Grand County
o ACRES

4 NAMES OF PERSONS
RETAINING AN INTEREST
[ZI NOT APPLICABLE
(SEVERED MINERAL INTEREST)

5 IF SOLD
o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000-OR MORE
o NET LOSS

HELD OR ACQUIRED BY [ZI FILER [ZI SPOUSE o DEPENDENT CHILD --


STREET ADDRESS, INCLUDING CITY, COUNTY AND STATE
STREET ADDRESS
7555 Katy Freeway
o NOT AVAILABLE Houston, TX 77024
o CHECK IF FILER'S HOME ADDRESS

NUMBER OFLOTSORACRES AND NAME OF COUNTY WHERE LOCATED


DESCRIPTION
1 lot
[ZI LOTS
1 Condo Harris County
o ACRES

NAMES OF PERSONS
RETAINING AN INTEREST
o NOT APPLICABLE
(SEVERED MINERAL INTEREST)

IF SOLD
o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE
o NET LOSS

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.'.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512}463-5800 1-800-325-8506

INTERESTS IN BUSINESS ENTITIES PART 78


D NOT APPLICABLE

Describe all beneficial interests in business entities held or acquired by you, your spouse, or a dependent child during the
calendar year. If the interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale.
For an explanation of 'beneficial interest' and other specific directions for completing this section, see FORM PFS­
INSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 HELD OR ACQUIRED BY
[ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD

NAME AND ADDRESS


2 DESCRIPTION
D (check if Filers Home Address)

BTEC Investments, LLC

8 Greenway Plaza, Suite 702


Houston, TX 77046

3 IF SOLD
D NET GAIN D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D $25,OOO--OR MORE
D NET LOSS

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.1.0
Texas Ethics Commission P,O, Box 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

GIFTS PART 8
o NOT APPLICABLE

Identify any person or organization that has given a gift worth more than $250 to you, your spouse, ora dependent child, and
describe the gift. The description of a gift of cash or a cash equivalent, such as a negotiable instrument or gift certificate, must
include a statement of the value of the gift. Do not include: 1) expenditures required to be reported by a person required to be
registered as a lobbyist under chapter 305 of the Government Code; 2) political contributions reported as required by law; or
3) gifts given by a person related to the recipient within the second degree of consanguinity or affinity. For more information,
see FORM PFS--INSTRUCTION GUIDE
When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.
NAME AND ADDRESS

1 DONOR
From time to time Bill and Andrea White receive gifts on behalf of the City of Houston. All are,

retained by the City of Houston.

2 RECIPIENT
[ZJ FILER IZI SPOUSE o DEPENDENT CHILD

3 DESCRIPTION OF GIFT None

NAME AND ADDRESS


DONOR
Houston Texans

2 Reliant Park
Houston, TX 77054

RECIPIENT
IZI FILER o SPOUSE o DEPENDENT CHILD

DESCRIPTION OF GIFT 2 Houston Texan football game tickets-dates: 9/13/09 & 11/29/09

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

BOARDS AND EXECUTIVE POSITIONS PART 12


D NOT APPLICABLE

List all boards of directors of which you, your spouse, or a dependent chITd are a member and all executive positions you,
your spouse, or a dependent child hold in corporations, firms, partnerships, limited partnerships, limited liability partner­
ships, professional corporations, professional associations, joint ventures, other business associations, or proprietorships,
stating the name of the organization and the position held. For more information, see FORM PFS-INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by
providing the number under which the child is listed on the Cover Sheet.

1 ORGANIZATION BJ Sevices

2 POSTITION HELD Board Member

3 POSITION HELD BY
IZI FILER D SPOUSE D DEPENDENT CHILD __

ORGANIZATION Houston Museum of Fine Arts

POSTITION HELD Board Member

POSITION HELD BY
D FILER IZI SPOUSE D DEPENDENT CHILD __

ORGANIZATION Houston A Plus

POSTITIOI\\ HELD Board Member

POSITION HELD BY
D FILER IZI SPOUSE D DEPENDENT CHILD __

ORGANIZATION Expectation Graduation


I

POSTITION HELD Board Member

POSITION HELD BY
D FILER IZl SPOUSE o DEPENDENT CHILD

ORGANIZATION National Petroleum Council

POSTITION HELD Member

POSITION HELD BY
IZI FILER D SPOUSE D DEPENDENT CHILD
--

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

BOARDS AND EXECUTIVE POSITIONS PART 12


o NOT APPLICABLE

List all boards of directors of which you, your spouse, or a dependent child are a member and all executive positions you,
your spouse, or a dependent child hold in corporations, firms, partnerships, limited partnerships, limited liability partner­
ships, professional corporations, professional associations, joint ventures, other business associations, or proprietorships,
stating the name of the organization and the position held. For more information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by

providing the number under which the child is listed on the Cover Sheet.

1 ORGANIZATION Council on Foreign Relations

2 POSTITION HELD Member

3 POSITION HELD BY
1Zl FILER D SPOUSE D DEPENDENT CHILD _ _

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


TX-PFS Software Version 1.1.0
Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

PERSONAL FINANCIAL STATEMENT


PARTS MARKED 'NOT APPLICABLE' BY FILER

Ratherthan printing a page for each Part the filer checked 'Not Applicable,' this page summarizes whether the
'Not Applicable' checkbox was checked for each Part. If the checkbox is checked next to a Part below, then no
pagesfor that Part should be present in the report. If a checkbox is not checked, then pages for that Part
should be present in the report.

o N/A Part 1A - Sources of Occupational Income

[ZJ N/A Part 1B - Retainers

o N/A Part 2 - Stock

[ZJ N/A Part 3 - Bonds, Notes & Other Commercial Paper

o N/A Part 4 - Mutual Funds

o N/A Part 5 - Income from Interest, Dividends, Royalties & Rents

o N/A Part 6 - Personal Notes and Lease Agreements

o N/A Part 7A - Interests in Real Property

o N/A Part 7B - Interests in Business Entities

o N/A Part 8 - Gifts

[ZJ N/A Part 9 - Trust Income

~ N/A Part 10A - Blind Trusts

[ZJ N/A Part 1OB - Trustee Statement

~ N/A Part 11A - Assets of Business Associations

[ZJ N/A Part 11B - Liabilities of Business Associations

o N/A Part 12 - Boards and Executive Positions

[ZJ N/A Part 13 - Expenses Accepted Under Honorarium Exception

[ZJ N/A Part 14 - Interest in Business in Common with Lobbyist

[ZJ N/A Part 15 - Fees Received for Services Rendered to a Lobbyist or Lobbyist's Employer

[ZJ N/A Part 16 - Representation by Legislator Before State Agency

[ZJ N/A Part 17 - Benefits Derived from Functions Honoring Public Servant

[ZJ N/A Part 18 - Legislative Continuances

TX-PFS Software Version 1.1.0


Texas Ethics Commission PO. Box 12070 Austin, Texas 78711-2070 (512)463-5800 1-800-325-8506

PERSONAL FINANCIAL STATEMENT AFFIDAVIT

The law requires the personal financial statement to be verfied. The verfication page must have the signature of the
individual required to file the personal financial statement, as well as the signature and stamp or seal of office of a notary
public or other person authorized by law to administer oaths and affirmations. Without proper verification, the statement
is not considered filed.

I swear, or affirm, under penalty of perjury, that this financial statement


covers calendar year ending December 31, 2009, and is true and correct
and includes all information required to be reported by me under chapter
572 of the Government Code.

Signature of Filer

~.
, PAMELA F. ROSENAUER

~
' . :' Notary Public
:" "v·~" Stale of Texas
., . ~li-' Commission Exp. 06-00-2010
"

AFFIX NOTARY STAMP / SEAL ABOVE

Sworn to and subscrlbed before me by ~~ i \~ 'IV~;-tB


to certify which, witness my hand and seal of office.
this the {\ t!1 day of f tJD

TX-PFS Software Version 1.1.0

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