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Article history:
Received 31 May 2008
Received in revised form 20 November 2008
Accepted 25 November 2008
Available online 13 January 2009
Keywords:
Five-Factor Model
Mediation
Political self-efcacy
Social-cognitive theory
a b s t r a c t
Self- and other-ratings on the Big Five were used to predict political efcacy beliefs and political participation in two studies, using both cross-sectional and longitudinal data. Hierarchical regressions showed
that personality traits contribute to political efcacy and participation, beyond the predictive value of
socio-demographic variables. Structural equation modeling corroborated a mediational model in which
Openness and Energy/Extraversion accounted for signicant variance in political self-efcacy beliefs,
which in turn accounted for political participation. Whereas both traits have concurrent validity, only
Energy/Extraversion remained a signicant distal predictor of adult political participation.
2008 Elsevier Ltd. All rights reserved.
1. Introduction
Research on personality and politics has gained new impetus in
recent years, as political choices seems to depend increasingly on
voters likes and dislikes (Caprara & Zimbardo, 2004). Yet, empirical studies have mostly focused on political orientation other than
on engagement, pointing to traits and values other than to self-efcacy beliefs. In reality, people are likely to engage in the political
arena, whatever their political orientation, if they believe that they
can exert some inuence over the political process. Citizens who
doubt that they can have any effect have no reason to engage in
the political game, even in contexts that invite active participation.
Instead, citizens who believe that they can inuence the political
system are likely to take action in the pursuit of their goals even
at the cost of personal risk. In this contribution, we focus on perceived political efcacy, namely on the self-beliefs that lead people
to feel politically efcacious and to engage actively in politics, and
on the role of personality traits in sustaining such beliefs.
2. Personality traits, self-efcacy beliefs and political
participation
Traits and self-efcacy beliefs are distinctive components of
personality which may account for political behavior to different
degrees. Traits are enduring dispositions to behave in habitual
ways associated to consistent patterns of thought and feelings.
488
has been conceived to assess political self-efcacy (Caprara, Vecchione, Capanna, & Mebane, in press) focusing on the activities that
are required to promote ones own ideals among peers, potential
followers and adversaries, or in other words, to actively participate
in and to compete in the political context of modern representative
democracies. Politicians have shown higher scores on perceived
political efcacy than party members who in turn, outscored
non-partisan voters.
It remains to be claried how traits and political self-efcacy
may operate in concert to account for political behavior. Although,
trait theorists and proponents of self-efcacy theory may hold rival
views about personality functioning, several studies have attempted to cast a bridge between the Big Five and efcacy beliefs.
According to Martocchio and Judge (1997), for example, efcacy
beliefs represent the mechanism through which personality traits
manifest themselves. Others have argued that self-efcacy mediates the effect of personality dispositions on several outcomes,
such as job performance (Kanfer, 1992) and career interest (Nauta,
2004). Yet, we are not aware of any study that has addressed both
traits and self-efcacy beliefs in the domain of politics. In this regard, empirical ndings capable of elucidating how the above operate in concert may be critical to understanding and promoting
citizens engagement in politics (Caprara, 2008).
Hypothesis 5: We expected that individuals with higher education and income would present higher levels of political participation and political efcacy beliefs, in accordance with one of the
most established views of political participation that point to both
income and education as major determinants of voter disenfranchisement (Milbrath, 1965; Verba et al., 1995).
Hypothesis 6: We expected that females would score lower than
males in political participation and perceived political efcacy
scales, in accordance with previous ndings (Milbrath & Goel,
1977) and given the limited number of women in political ofces.
In Italy, as in most of European countries, political participation is
more likely among males than females (Maraf, 2007). Moreover,
Italian women were granted right to vote only in 1946 and still
do not exceed 20% of parliamentary bodies. In this regard, we do
not believe that women are less apt than men to engage successfully in politics. Rather, we believe that traditional preclusion
and limited opportunities still represent important deterrents that
distract women, more than men, from actively engaging in politics.
We present two studies that examine the role of personality
traits in predicting political efcacy beliefs and political participation. Section 4 was conducted on a large sample, using a cross-sectional design and a self-reported questionnaire. Section 5 extended
the analysis across time, on a small sample of adolescents, using
both self- and parent-reports.
4. Study 1
489
Energy/Extraversion
Agreeableness
Conscientiousness
Emotional stability
Openness
Political self-efcacy
Political participation
3.20
3.34
3.53
2.83
3.51
2.36
.18
SD
1
.52
.51
.55
.70
.60
.83
.03
3
**
.12
.09*
.25**
.14**
.36**
.28**
.17**
.10*
.20**
.34**
.13**
.06
4
**
.28
.18**
.05
.22**
.14**
.05
.04
.33**
.12**
.03
.01
.06
6
**
.38
.30**
.35**
.12**
.37**
.22**
7
**
.26
.10*
.17**
.07*
.29**
.15**
.06
.04
.01
.17**
.48**
.42**
Correlations for males are above the diagonal; correlations for females are below diagonal.
*
p < .05.
**
p < .01.
4.2.2.2. Perceived political efcacy. As a measure of perceived political efcacy (henceforth, PPE), we used 10 items aimed to assess
individuals beliefs in their capabilities to actively participate in
the political context (Caprara, Vecchione, Capanna et al., in press).
The measure taps the capacities to exert control over ones own
representatives, and to voice ones own opinions and preferences
about programs and candidates. Respondents evaluate how capable they feel in carrying out the action or behavior on a 5-point Likert scale ranging from 1 (not at all) to 5 (completely). Caprara,
Vecchione, Capanna et al. (in press) reported high reliability, high
criterion validity, and appreciable correlations with established
measures of internal political efcacy. Cronbachs a was .91.
4.2.2.3. Political participation. Political participation was measured
by asking respondents if they engaged in specic political behaviors, such as participating in political manifestations, distributing
leaets, donating money to a political association, having relations
with politicians, and working for a political party. A composite index was created by taking a sum of the ve categorical indicators.
4.3. Results
4.3.1. Descriptive statistics
Table 1 presents means, standard deviations and correlations
among the variables of interest, separately for males and females.
Since correlations were similar across gender, the analyses were
performed on the whole sample.
4.3.2. Using traits to explain political self-efcacy and participation
Hierarchical regression has been used to examine the hypothesis that Openness and Energy/Extraversion have a higher concurrent validity than the other personality traits. First, we controlled
for age, gender, education and income. Then, we examined
whether the Five-Factors accounted for signicant additional variance in PPE and political participation. As shown in Table 2, males
and people with higher education reported higher levels of PPE.
Adding personality traits in the second block further improved prediction. Participants scoring higher on Openness and Energy/Extraversion reported greater PPE. The contribution of the other traits,
instead, was not signicant.
Males, older people and people with higher education reported
higher levels of political participation. Among traits, only Openness
and Energy/Extraversion signicantly contributed to political participation, over and above demographic variables. Determination
coefcients for PPE and political participation were .18 and .12,
respectively.
4.3.3. Structural model for testing mediated effects
We examined the relations among traits, political efcacy beliefs and political participation within the framework of structural
equation modeling. In this analysis, we focused on the traits that
we hypothesized to be related to political efcacy and participa-
Table 2
Hierarchical multiple regression.
Gender
Education
Age
Income
Energy/Extraversion
Agreeableness
Conscientiousness
Emotional stability
Openness
R2
F for change in R2
**
Political participation
Political self-efcacy
Model 1
b
Model 2
b
Model 1
b
Model 2
b
.18**
.18**
.10**
.02
.16**
.13**
.15**
.02
.12**
.01
.03
.03
.17**
.12
12.42**
.21**
.12**
.05
.05
.19**
.04
.03
.05
.18**
.04
.02
.00
.23**
.18
33.15**
.07
23.19**
.07
22.89**
p < .01.
490
Fig. 1. All parameters are standardized. Underlined coefcients are not signicant.
5.1.2. Measures
5.1.2.1. Traits. To assess Openness and Energy/Extraversion, we
used the extended version of the Big Five Questionnaire (BFQ),
which contains 132 items that form ve domain scales, with 24
items on each scale. Items were worded in third person form to obtain parent ratings. Specically, mothers were asked to rate how
much each item was appropriate to describe the personality of
their daughter or son, using a 5-point Likert scale ranging from
complete disagreement (1) to complete agreement (5). Cronbachs
a was .70 for Energy/Extraversion, and .73 for Openness.
5.1.2.2. Political participation. To measure political participation, we
administered the same indicators of participative behaviors used in
Section 4.
5.1.2.3. Perceived political efcacy. Participants were administered
the ten items used in the rst study (a = .93).
5.1.2.4. Parent socio-economic status. Family socio-economic status
was operationalized as educational attainment of the father. Education levels were: elementary school 16.9%, junior high school
42.3%, high school 32.4%, and college 8.4%.
5.2. Results
Table 3 presents the means, standard deviations, and correlations among traits, PPE and political participation. As hypothesized, both Energy/Extraversion and Openness were related to
efcacy beliefs and political participation measured six years later.
As in Section 4, we used structural equation modeling to examine whether efcacy beliefs mediated the relation between traits
and political participation, controlling for gender and fathers educational level. Traits, efcacy beliefs and political participation
were operationalized as single composite indicators by averaging
the items used to measure each construct. Given the small number
of observations, parameters and standard errors were estimated
using 1000 bootstrap samples. This approach can be applied when
sample sizes are moderate or small, in the range of 2080 cases
(Efron & Tibshirani, 1993).
The full mediational model t the sample data well,
v2(6) = 7.37, p = .29, TLI = .91, SRMR = .069 and RMSEA = .057. As
shown in Fig. 2, both PPE and fathers education affected political
5. Study 2
5.1. Method
The aim of this study was to determine whether Energy/Extraversion and Openness traits measured through parent ratings in
early adolescence account for later self-efcacy perceptions in
the political sphere and political participation, controlling for gender and fathers level of education. This latter variable was included since it may affect political participation in later adult life
(Beck & Jennings, 1982).
Table 3
Means, standard deviations and correlations and Section 5.
1.
2.
3.
4.
*
**
Energy/Extraversion
Openness
Political self-efcacy
Political participation
p < .05.
p < .01.
SD
3.31
3.27
2.01
.14
.36
.37
.76
.03
.37**
.33**
.13
.24*
.21*
.45**
Fig. 2. All parameters are standardized. Underlined coefcients are not signicant.
491
ior, including political choice (Block & Block, 2006; Caprara, Vecchione, & Schwartz, in press; Jost, 2006).
Political self-efcacy showed an association with Energy/Extraversion and Openness. Whereas both traits have concurrent validity, only Energy/Extraversion remained a signicant distal
predictor of adult political participation. These results may be
due to the higher stability of this temperament-based trait across
the diverse phases of development (Hampson & Goldberg, 2006).
Nevertheless, the lack of signicance of Openness may be due to
the small size of the sample used in the second study.
Energy/Extraversion and Openness are two related traits that
underlie a more basic exploratory tendency toward experience
(Peterson, Smith, & Carson, 2002); they represent the two primary
traits that form the Digmans second-order factor labelled beta
(Digman, 1997) or plasticity (DeYoung, 2006). Olson (2005) interpreted this factor as a broad dimension reecting the degree of
individuals social and experiential engagement, which entails active and enthusiastic participation in life activities. Individuals
who exhibit high levels of engagement are likely to demonstrate
intense and vital involvement in activities. On the other hand, disengagement is characterized by detachment, disinterest, apathy,
low involvement, and a non-participatory orientation to life activities (p. 1692).
Our results are in accordance with those of Silvester and Dykes
(2007), who found that both critical thinking and communication
skills were signicantly associated with candidates political performance, as assessed through the percentage of votes achieved
in the 2005 UK general election. As argued by Silvester (2008),
politicians must be able to sift through large amounts of information quickly, identify key arguments, balance conicting demands
and formulate responses (p. 128). On the other hand, they must
be able to communicate effectively across different audiences
and communication media, as well as persuade potential voters
of their intentions (Silvester, 2008).
The capabilities to analyse, organize and integrate information
and to convince and persuade people can be easily traced back to
Energy/Extraversion and Openness traits. One should note, however, that the abilities related to both these traits can predispose
one to political activity, but not necessarily translate into actual
political action since one can be extremely energetic and openminded, but fail to be interested in politics or lack a sense of efcacy to inuence the machinery of governmental and representative systems. In this regard, our ndings highlight the role of
efcacy beliefs in mediating the inuence of traits, and thus in
channeling basic dispositions in the service of politics. As in other
domains of functioning, it is unlikely that people can be efcacious
in politics unless they believe they can produce desired results by
their actions. Whichever their habits, dispositions and preferences,
it is unlikely that people get actively involved in politics unless
they feel capable to do what political participation commonly requires. In this regard, one should also not overlook the contribution
of a robust theory of individual psychosocial functioning, namely
social-cognitive theory (Bandura, 1986), which embeds the understanding of political action within a broad theory of human agency.
The theory allows us to go beyond the mere assessment of political
efcacy, as it may suggest interventions aimed to promote the
mastery experiences needed to build and enhance peoples condence in their abilities to contribute to the functioning of
democracy.
There are several limitations to this study. First, we used two
convenience samples, which not represent the entire population.
Moreover, this investigation was carried out in Italy, where political turnout is high, politics is party-centered and driven, and active
political participation is expressed mostly in supporting ones own
party and leaders. Thus, generalization of the ndings to other
samples and countries has to be approached with caution.
492
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