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Analysis of sentinel node biopsy combined with other diagnostic tools in staging cN0
head and neck cancer: A diagnostic meta-analysis
Li-Jen Liao, MD, PhD,1,2 Wan-Lun Hsu, PhD,3 Chi-Te Wang, MD, PhD,1,2 Wu-Chia Lo, MD,2 Mei-Shu Lai, MD, PhD,1,4*
1
Graduate Institute of Epidemiology and Preventive Medicine, College of Public Health, National Taiwan University, Taipei, Taiwan, 2Department of Otolaryngology, Far Eastern
Memorial Hospital, Taipei, Taiwan, 3Genomics Research Center, Academia Sinica, Taipei, Taiwan, 4Center of Comparative Effectiveness Research, National Center of Excellence
for Clinical Trial and Research, National Taiwan University Hospital, Taipei, Taiwan.
INTRODUCTION
Lymph node status is one of the most important predictors of a poor prognosis in head and neck cancer.1 For
patients with a clinically negative (cN0) neck, there are 2
major management strategies, which include elective neck
dissection (END) and watchful waiting. Cervical lymph
node metastasis staged by palpation has been demonstrated to be inaccurate; the rate of occult cervical nodal
metastases is at least 30% by simple palpation.2 Currently, the National Cancer Comprehensive Networks
practice guidelines3 recommend END for clinical N0 cancer of the oral cavity, oropharynx, hypopharynx, and
supraglottic larynx.
The dilemma in the current clinical management of the
neck is the choice between the possible undertreatment of
30% to 40% of patients with occult metastases and overtreatment of the remaining 60% to 70%. Personalized
management of the cN0 neck, especially in patients with
early head and neck squamous cell carcinoma (SCC),
would benefit greatly from staging techniques that
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NODE BIOPSY COMBINED WITH OTHER DIAGNOSTIC TOOLS IN STAGING CN0 HEAD AND NECK CANCER
Index tests.
Inclusion criteria.
There were 2 major study groups
according to the clinical node staging of the patient population in each study. The first group included studies of
patients who had pathologically positive head and neck
cancer and clinically negative cervical lymph nodes (cN0)
before the imaging examination. The second group
included studies with mixed-patient populations (head and
neck malignancy with both cN0 and cN1). We included
studies with individual patient data available for cN0.
Based on the full text reports, studies were selected if
they fulfilled all of the following inclusion criteria: (1)
histopathology findings for neck dissection (specimens
obtained at surgery) or sufficient follow-up time were
used as the reference standard; (2) the primary tumor and
lymph node metastases were SCCs; and (3) sufficient
data were presented to construct a 2 3 2 contingency
table (sensitivity and/or specificity with absolute numbers
of false positive, false negative, true positive, and true
negative findings) for the imaging modalities compared
using the reference standard.
Exclusion criteria.
Quality assessment
The Quality Assessment of Diagnostic Accuracy
Studies8 quality assessment tool was used to evaluate the
relevant study design characteristics of each study. This
tool and the definitions of the characteristics have previously been fully described.8 We assigned a design characteristic with a score of 1 if the evaluation criteria were
met or 0 if the design characteristic was not preset or
was unclear. Each study that met the inclusion criteria
was analyzed by 2 independent reviewers. When there
was a discrepancy between the reviewers, a consensus
reviewer (L.J.L.) resolved these differences.
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LIAO ET AL.
different pre-examination probabilities, the postexamination positive and negative neck nodal probability can be
calculated; simulation of overtreatment and undertreatment can also be simulated.
RESULTS
The search process is shown in Figure 1. The abstracts
and titles of 206 primary studies were identified for initial
review based on the described search strategy. Full-text
reviews were required for 195 publications to determine
study eligibility. Five studies with cases number <10
were excluded. Subsequently, a total of 73 articles were
selected based on agreement between the 2 reviewers.
Twenty-two studies evaluated multiple tests at the same
time. Ten studies fulfilled all the inclusion criteria for
CT, 7 studies for MRI, 12 studies for PET, 9 studies for
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NODE BIOPSY COMBINED WITH OTHER DIAGNOSTIC TOOLS IN STAGING CN0 HEAD AND NECK CANCER
No. of studies
Publication year
Cancer site
Oral cavity
Larynx
Mixed
Other
Design
Prospective
Retrospective
Center
One
Multiple
T classification
T1T2 only
T1T4
CT
MRI
Ultrasound
Ultrasound-guided FNA
PET/CT
SNB
10
19852005
7
19922005
9
19922005
5
19922004
12
19952010
55
20012013
3
0
7
0
3
0
4
0
5
0
4
0
1
0
4
0
4
0
7
1
27
2
7
19
9
1
6
1
8
1
5
0
12
0
52
3
9
1
7
0
8
1
4
1
11
1
52
3
0
10
1
6
2
7
0
5
0
10
23
32
Abbreviations: FNA, fine-needle aspiration; PET, positron emission tomography; SNB, sentinel node biopsy.
DISCUSSION
There are several diagnostic modalities that can be used
for staging the nodal status of cN0 head and neck cancer.
This is the first study to compare different modern diagnostic technologies, including SNB, in staging cN0 head
and neck cancer at the same time. Simulation with CT/
MRI in combination with different tools was also
performed.
CT and MRI are the standard evaluation tools in head
and neck cancer evaluation. CT and MRI improve clinical
staging and are routinely used in many centers. The feasibility of operation can be evaluated preoperatively by CT
or MRI, which represents a great advancement in modern
surgery. CT and MRI can evaluate the primary tumor and
neck at the same time. The malignancy criteria for the
nodal metastasis of the neck in CT and MRI have been
defined by a number of authors and continue to evolve as
new-generation scanners provide improved clarity and
resolution. Although they have limitations, the most current malignancy criteria include the following13: (1) a
minimal diameter of 15 mm for nodes located in level II
TABLE 2. Results of the meta-analysis and parameters used in sequential testing analysis.
CT
MRI
PET
Ultrasound
Ultrasound-guided FNA
SNB
Studies
Neck sides
Sensitivity
Specificity
AUC
QUADAS
10
7
12
9
5
55
315
261
602
391
181
2469
8.7 (6.311.1)
8.6 (6.310.9)
10.3 (8.212.3)
9.0 (5.910.1)
9.8 (8.511.1)
11.7 (9.314.0)
Abbreviations: AUC, area under receiver operating characteristic curve; QUADAS, Quality Assessment of Diagnostic Accuracy Studies; PET, positron emission tomography; FNA, fine-needle aspiration; SNB, sentinel node biopsy.
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LIAO ET AL.
FIGURE 2. Simulation results of the conditional probability analysis. The x-axis shows the pretest neck lymph node occult metastatic rate ranging
from 0 to 1. The curve in gray color is the positive neck metastatic rate with a negative test result posted for each strategy. The upper black curves
are the positive neck metastatic rates with positive results. For sentinel node biopsy (SNB), even with very high occult rate by palpation (up to
60%), negative predictive value (NPV) will be higher than 85%. The negative result will reduce the final occult metastatic rate below 15%.
TABLE 3. Negative predictive value of sequential testing under conditional probability simulation.
Prior probability, %
Examination
CT 1 PET
CT 1 ultrasound
CT 1 ultrasound-guided FNA
CT 1 SNB
MRI 1 PET
MRI 1 ultrasound
MRI 1 ultrasound-guided FNA
MRI 1 SNB
60
40
30
20
65
71
72
88
68
73
74
89
81
84
85
94
83
86
87
95
87
89
90
96
88
91
91
97
92
93
94
98
93
94
95
98
Abbreviations: PET, positron emission tomography; FNA, fine-needle aspiration; SNB, sentinel
node biopsy.
Negative predictive values (NPVs) depend not only on the sensitivity and specificity of diagnostic tests but also on prior test disease prevalence. For CT/MRI plus SNB strategies, the
NPV values are 88% to 89% with a prior probability of 60%.
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TABLE 4. Hypothetical overtreatment and undertreatment with different management strategies and simulation of different diagnostic and management
strategies with a pretest prevalence occult metastatic rate set at 40%.
Watchful waiting
%
END %
PN1
CT 1 PET
CT 1 ultrasound
CT 1 ultrasound-guided
FNA
CT 1 SNB
43
67
50
64
37
82
43
85
PN-*
33
36
18
15
PN1
57
19
50
16
63
15
57
6
PN-
PN1
MRI 1 PET
81
MRI 1 ultrasound
84
MRI 1 ultrasound-guided FNA
85
MRI 1 SNB
94
Watchful
waiting%
END %
48
64
54
62
43
76
48
78
PN-*
36
38
24
22
PN1
52
17
46
14
57
13
52
5
PN83
86
87
95
Abbreviations: END, elective neck dissection; PET, positron emission tomography; FNA, fine-needle aspiration; SNB, sentinel node biopsy.
* PN- in END group means overtreatment.
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CONCLUSIONS
Based on our systematic review and meta-analysis of
the scenario simulation of 6 diagnostic tools, the SNB
procedure has the best diagnostic performance. The combination of CT/MRI and SNB for nonpalpable clinical N0
head and neck cancer is preferred.
Acknowledgment
The authors thank Miss Yu-Ping Chengs help in preparing the manuscript.
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