Professional Documents
Culture Documents
2d 301
117 L.R.R.M. (BNA) 2233, 1 Indiv.Empl.Rts.Cas. 1128,
16 Fed. R. Evid. Serv. 1033
After examining the briefs and the appellate record, this three-judge panel has
determined unanimously that oral argument would not be of material assistance
in the determination of this appeal. See Fed.R.App.P. 34(a); Tenth Cir.R. 10(e).
The cause is therefore ordered submitted without oral argument.
Plaintiff, Deanna Lentsch, brought this action under 42 U.S.C. Sec. 1983
against Dean Marshall, Roger Krout, and the City of Sheridan, Wyoming, for
damages arising from her discharge from her job as a dispatcher for the
Sheridan Police Department. Marshall is the Mayor of Sheridan and Krout is its
Chief of Police. The parties stipulated to most of the relevant facts. The trial
court submitted all issues to a jury. The jury awarded plaintiff $25,000 against
Mayor Marshall and Chief Krout but absolved the City of Sheridan of liability.
The court also awarded plaintiff $8,686.96 in attorney's fees. Marshall and
Krout appeal (hereinafter defendants).
3
Plaintiff was employed as a dispatcher for the Sheridan Police Department from
July 1977 through January 1982. On January 19, 1982, she was scheduled to
work from 4:00 a.m. to noon. The shift commander that day was Lieutenant
John Mitchell. At approximately 3:20 a.m., plaintiff called Mitchell at his home
to tell him that she would be late for work, explaining that she needed to stop at
her mother's house to shower because her water heater had broken. Mitchell
told plaintiff that her tardiness would pose no problems. Mitchell arrived at
work at approximately 3:40 a.m. and punched in both his own and plaintiff's
time cards. Plaintiff did not arrive at work until between 4:30 and 4:45 a.m.
Upon her arrival, Mitchell told plaintiff that he had already punched in her time
card. Mitchell also told her that she should work through her lunch break to
make up her lost time. She did so. Plaintiff did not tell anyone that Mitchell had
punched in her time card. She was paid for working a full eight-hour shift that
day.
After her termination, plaintiff met with Mayor Marshall to discuss the matter.
Plaintiff explained the circumstances of her discharge and why she thought that
it was unfair. The Mayor told plaintiff that he would meet with Krout and
reconsider her discharge. But after doing so, Marshall called plaintiff and told
her that he and Krout would adhere to the original decision to fire her.
Plaintiff's counsel then presented a claim to the Sheridan City Council seeking
damages and reinstatement for plaintiff. He argued that the City should
reconsider plaintiff's firing because Mitchell punched in her card without her
knowledge. Chief Krout refused to discuss the claim in open session because of
the threat of legal action. The City Council voted to turn plaintiff's claim over
to the city attorney for review. The city attorney concluded that the City had
properly terminated plaintiff, and the City Council denied plaintiff's claim. This
suit followed.
8
* Defendants contend that they did not deprive plaintiff of a liberty interest.
The liberty interest that due process protects includes the individual's freedom
to earn a living. See Board of Regents v. Roth, 408 U.S. 564, 572, 92 S.Ct.
2701, 2706, 33 L.Ed.2d 548 (1972). When a public employer, in discharging an
employee, makes charges that injure the employee's reputation or impose a
stigma that forecloses the employee's freedom to take advantage of other
employment opportunities, due process requires that the employee receive an
opportunity to clear his or her name. Id. at 573-74, 92 S.Ct. at 2707-2708.
Specifically, the employee must show that he or she was stigmatized,id., that
the stigmatization was in connection with the discharge, Paul v. Davis, 424 U.S.
693, 701-02, 96 S.Ct. 1155, 1160-1161, 47 L.Ed.2d 405 (1976), and that the
charges were made public. Bishop v. Wood, 426 U.S. 341, 348-49, 96 S.Ct.
2074, 2079-2080, 48 L.Ed.2d 684 (1976).
Plaintiff argues that defendants deprived her of a liberty interest when Chief
Krout characterized plaintiff's and Lieutenant Mitchell's conduct as "dishonest"
and newspapers published Krout's comments. We acknowledge that a public
accusation of dishonesty in connection with a discharge is sufficiently
stigmatizing to invoke the procedural protections of due process. Roth, 408
U.S. at 573, 92 S.Ct. at 2707. Krout made this statement, however, while
testifying as a witness before a civil service commission hearing regarding
Mitchell's discharge. Since witnesses in judicial proceedings are absolutely
immune from suits for damages under Sec. 1983, Briscoe v. Lahue, 460 U.S.
325, 103 S.Ct. 1108, 75 L.Ed.2d 96 (1983), defendants contend that by analogy
Marshall should enjoy absolute immunity for his testimony at the commission
hearing.
10
In Butz v. Economou, 438 U.S. 478, 98 S.Ct. 2894, 57 L.Ed.2d 895 (1978), the
Supreme Court addressed the question of when the absolute immunity that
certain participants in judicial proceedings enjoy should extend to persons
performing similar functions in administrative adjudicative proceedings. The
Court noted that some participants in the judicial process--including judges,
advocates, and witnesses--require absolute immunity to perform their functions
without harassment or intimidation. Id. at 512, 98 S.Ct. at 2913. It declared
that, "safeguards built into the judicial process tend to reduce the need for
private damage actions as a means of controlling unconstitutional conduct." Id.
Witnesses, for instance, are "subject to the rigors of cross-examination and the
penalty of perjury." Id. The Court found that these policies apply with equal
force to adjudication within federal agencies. The Court reasoned that the
"conflicts which federal hearing examiners seek to resolve are every bit as
fractious as those which come to court.... Moreover, federal administrative law
requires that agency adjudication contain many of the same safeguards as are
available in the judicial process." Id. at 513, 98 S.Ct. at 2914. Thus, the Court
concluded that individuals in federal administrative adjudication who are
"functionally comparable" to judges and prosecutors are absolutely immune
from suits for damages. Id. at 513-17, 98 S.Ct. at 2914-2916.
11
We conclude that the civil service commission hearing in the instant case
possesses enough of the characteristics of the judicial process that witnesses in
such hearings should be absolutely immune from suits for damages arising out
of their testimony. Under Wyo.Stat. Sec. 15-5-113, a discharged police officer
is entitled to a hearing before the commission to review his discharge. Civil
service commissions must comply with the Wyoming Administrative
Procedure Act, see Rolfes v. Wyoming ex rel. Burt, 464 P.2d 531 (Wyo.1970).
Witnesses at commission hearings testify under oath, Wyo.Stat. Sec. 9-4-107,
and are subject to cross-examination. Id. at Sec. 9-4-108. Thus, commission
hearings and the judicial process possess the same safeguards that diminish the
danger of untruthful or defamatory testimony. See Butz, 438 U.S. at 512, 98
S.Ct. at 2913. Since a person's livelihood and the public interest are at stake,
the civil service commission should review the discharge on a complete and
accurate record of the facts. The prospect of subsequent damages liability might
discourage witnesses from coming forward to testify or encourage them to
distort their testimony. See Briscoe, 460 U.S. at 333, 103 S.Ct. at 1114. We
therefore hold that Marshall is absolutely immune from suits for damages
arising out of his testimony before the commission. Cf. Briggs v. Goodwin, 712
F.2d 1444 (D.C.Cir.1983), cert. denied, --- U.S. ----, 104 S.Ct. 704, 79 L.Ed.2d
169 (1984) (witness before grand jury entitled to absolute immunity); Brown v.
DeBruhl, 468 F.Supp. 513, 520 (D.S.C.1979) (witness before state agency
immune).
12
card when she was not at work. We therefore hold that plaintiff presented no
evidence that defendants deprived plaintiff of a liberty interest.
II
13
Defendants also argue that plaintiff lacked a property interest in her job as a
dispatcher. We must refer to state law in determining the sufficiency of the
claim of entitlement. Bishop, 426 U.S. at 344, 96 S.Ct. at 2077. "A person's
interest in a benefit is a 'property' interest for due process purposes if there are
such rules or mutually explicit understandings that support his claim of
entitlement." Perry v. Sindermann, 408 U.S. 593, 601, 92 S.Ct. 2694, 2699, 33
L.Ed.2d 570 (1972). A contract or ordinance, for instance, may create a
property interest in employment. Bishop, 426 U.S. at 344, 96 S.Ct. at 2077.
14
Plaintiff contends that Sheridan City Ordinance No. 1098 gave her a property
interest in her job. That ordinance provides, "The appointing authority may
dismiss an employee for misconduct, inefficiency or other just cause." It does
not specify any procedures that the city must follow in terminating an
employee. Generally, a government employee who may be dismissed only "for
cause" has a protected property interest, whereas one who may be dismissed "at
will" does not. See Bishop, 426 U.S. at 344-47, 96 S.Ct. at 2077-2079. The
ordinance here is somewhat ambiguous, since it does not expressly provide that
the City may terminate an employee "only" for the reasons stated in the
ordinance. Cf. id. at 345, 96 S.Ct. at 2077. Moreover, we are not aware of any
Wyoming state court decisions interpreting this ordinance or similar statutory
provisions. However, when, as here, an ordinance merely specifies reasons for
which an employee may be discharged, we think that the most reasonable
construction of that ordinance is that an employee may be discharged only for
those reasons. See, e.g., Glenn v. Newman, 614 F.2d 467, 471 (5th Cir.1980);
Kennedy v. Robb, 547 F.2d 408, 411-13 (8th Cir.1976), cert. denied, 431 U.S.
959, 97 S.Ct. 2687, 53 L.Ed.2d 278 (1977). This construction is particularly
compelling in light of the introduction to the ordinance, which declares, "This
ordinance is adopted for the purpose of establishing a policy of fair and
equitable personnel procedures in recruiting, hiring, promoting and retaining
employees who perform their assigned duties satisfactorily." We therefore hold
that plaintiff had a property interest in her employment.
III
15
Defendants contend that in any event plaintiff's meetings with Krout, Marshall,
and the City Council satisfied the requirements of due process. Due process "is
flexible and calls for such procedural protections as the particular situation
demands." Morrissey v. Brewer, 408 U.S. 471, 481, 92 S.Ct. 2593, 2600, 33
L.Ed.2d 484 (1972). At a minimum, however, due process requires that the
discharged employee receive adequate notice of the reasons for the termination
and a meaningful opportunity to rebut the charges. Rosewitz v. Latting, 689
F.2d 175, 177 (10th Cir.1982); see Mullane v. Central Hanover Bank & Trust
Co., 339 U.S. 306, 313-14, 70 S.Ct. 652, 656-657, 94 L.Ed. 865 (1950). The
only reason that defendants gave plaintiff for her discharge was Chief Krout's
explanation that Lieutenant Mitchell had punched in her time card. Yet Mayor
Marshall, who was ultimately responsible for firing plaintiff, testified at trial
that the incident with Mitchell was only one of a number of reasons for which
he fired plaintiff. Thus, since plaintiff never knew precisely why she was
discharged, we hold that she did not receive the reasonable notice of the charges
against her that due process requires. See McGhee v. Draper, 564 F.2d 902, 911
(10th Cir.1977).
IV
16
Finally, defendants contend that the trial court erred in refusing to permit Mary
Showers, one of plaintiff's coworkers, to testify. Plaintiff testified that she had
never asked anyone to punch in her time card. Defendants proposed to call
Showers to testify that plaintiff asked her several times to punch in plaintiff's
time card when plaintiff was not at work. The trial court refused to permit the
testimony because Showers was not listed as a witness in the pre-trial order.
17
The decision to permit or exclude testimony by witnesses not listed in a pretrial order rests with the sound discretion of the trial judge. James v. Newspaper
Agency Corp., 591 F.2d 579, 582 (10th Cir.1979). The question whether or not
plaintiff ever asked others to punch in her time card is entirely irrelevant to the
issues in this case. We therefore find no abuse of discretion.
18
19