Professional Documents
Culture Documents
PRELIMINARY NOTE: Because the complainant believes that the attached documents largely
speak for themselves and provide clear evidence of attorney misconduct, the following is only a very
brief outline provided for the benefit of the Attorney Grievance Commission of Maryland.
Even a cursory reading shows that the judge never states that the evidence was even close to that
required to convict; that it was a close call or a difficult decision; that a slight change or new
interpretation of fact or of a piece of evidence might have led to a different conclusion, etc.
Moreover, the use in the opinion of words and phrases such as no information presented at this
trial, [t]he court is not satisfied that the state has shown, [t]he state did not present any
evidence, etc., and the repeated use of the phrase no evidence, only emphasizes that most if not
all the charges lacked probable cause. Furthermore, for the same reasons, the prosecutors did not
meet the national standard that there must be sufficient admissible evidence to support a conviction.
These same points were made even more strongly when, despite this initial judicial rebuke, Officer
Goodson was brought to trial. Once again, and often using the same strong language, the Judge
examined the evidence offered by the prosecutors and found it sorely wanting, and clearly insufficient
to sustain even one of the many charges which were brought: i.e., the State has charged the
defendant with murder, which includes second-degree depraved-heart murder; and involuntary
manslaughter, grossly negligent act; assault; manslaughter by motor vehicle, grossly negligent driving;
criminally negligent manslaughter; misconduct in office, by corruptly failing to do an act that is
required by the duties of his office; and reckless endangerment. [SEE APPENDIX II - THE
GOODSON VERDICT AND FINDINGS]
These many findings are especially significant for several reasons. First, this case was tried after the
prosecution had the benefit of the earlier findings of Judge Williams, pointing out the many ways in
which their evidence did not support a conviction and, indeed, apparently failed even to establish
probable cause. Thus they could adjust their strategy and tactics, present new and different evidence
(if available) which had not been used in the Nero trial, raise additional legal arguments to strengthen
their case, etc. The fact that they were unable to do so, despite having been put on notice by Judge
Williams initial Nero decision that there may not be probable cause for at least some if not all of the
charges, clearly demonstrates that they are completely unable to substantiate any of the charges.
The case against Officer Goodson is also especially important because it seemed to many quoted
observers - and also upon an independent examination - to be the strongest case the prosecutors have
against any of the officers. For example, it involves the most serious of all the charges (depraved
indifference), and apparently the most charges: (1) second-degree depraved-heart murder; (2)
involuntary manslaughter; (3) grossly negligent act; (4) assault; (5) manslaughter by motor vehicle;
(6) grossly negligent driving; (7) criminally negligent manslaughter; (8) misconduct in office, by
corruptly failing to do an act that is required by the duties of his office; and (9) reckless
endangerment.
Thus their failure to present sufficient evidence to sustain even one of these many charges - and, in
the opinion of Judge Williams, to even come close to doing so - shows that the prosecutors should
have known that they lacked probable cause for many if not all of the charges, and that the evidence
was insufficient to support a conviction on many if not all charges. And, if this is in fact their
strongest case, it would follow that they likewise lack probable cause and sufficient evidence to
sustain a conviction regarding the other still-to-be-tried (or retried) cases against other officers.
A third reason why the findings regarding Officer Goodson are especially important is that Goodson,
as the driver of the van, was the central figure in this matter; the single person around which all of
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the other defendants interacted. Thus, in a very real sense, any criminal liability of the other
defendants would appear to be derivative from, and/or interconnected with, that of Goodson. In
other words, if with regard to Goodson there is no probable cause for most if not all of the charges
against him, and if there is insufficient evidence to sustain these charges against him, it would appear
even more strongly that the same would apply with greater strength to the other remaining officers.
A final reason why the Goodson decision is so important is that it clearly established - in what would
appear to now constitute the law of the case with regard to all officers - that several legal theories
upon which the prosecutors were heavily relying for their cases against other officers were not valid.
For example, the court firmly rejected the suggestion that the mere failure to use seat belts - even if
it might constitute a violation of a new rule - would rise to the level of a crime and/or support
convictions of crimes such as misconduct in office.
Similarly, the court found no factual basis for the newly created legal argument that there had been
a so-called rough ride, nor for the older argument that a failure to call for or provide medical
attention at many of the stops is sufficient to support any crime which occurred in the Freddie Gray
situation. In other words, the court found that there was no probable cause to believe that a rough
ride had occurred, or that the evidence regarding the ride was sufficient to sustain any charge. All
of this is important not only with regard to ethical violations which have occurred so far, but also
because it makes it more difficult if not impossible for Respondent to claim that Respondent now has
a reasonable belief that there still exists probable cause regarding the remaining charge against the
other officers and/or that there is sufficient evidence to support any verdicts against them.
since the latter would make it an even more serious violation. Indeed, it now appears that a third
constitutional violation may have occurred: see, e.g., Washington Times - Prosecutors of Baltimore
officers accused in Grays death face pressure for disbarment [7/18/16]
On Monday . . Williams acquitted Lt. Rice . . . In addition, the judge chided prosecutors for
the second time in a trial related to Grays death for withholding evidence from defense attorneys.
It must be noted that this withholding of relevant exculpatory evidence is not only a violation of ethical
standards, but also a violation of the Constitution, since Judge Williams apparently found that
prosecutors committed a Brady violation. Thus it is arguably much more serious.
Complainant respectfully suggests that Respondent is both legally and ethically responsible for this
clear violation since this was a very high profile case in which Respondent was very directly involved.
Under such circumstances it is very highly probable that Respondent was aware enough of the
proceedings to be aware of this violation. Thus, regardless of the extent of any role Respondent may
have played in deliberately deciding not to make this required disclosure, Respondent is guilty at the
very least of condoning and covering it up by silence and inactions.
Based on all of this medical information, the Court is presented with a number of
equally plausible scenarios. [at 14, APPENDIX II]
The Court notes the dispute between the medical experts concerning degree of injury and
whether symptoms would manifest themselves immediately or not. That is one of the key issues
here. If the doctors are not clear as to what would be happening at this point in time, how would
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prove even whether or not a crime such as homicide occurred, much less which individual officers
actions or inactions were, beyond a reasonable doubt, the cause in fact of the death.
He also found that there was no rough ride as the prosecutors had belatedly alleged, and that failing
to belt in the prisoner was not under these circumstances a crime. These and other issues where the
court has already made adverse findings appear to be common to many of the remaining defendants.
Therefore, even if there once initially was probable cause, and likewise sufficient evidence to warrant
a guilty verdict beyond a reasonable doubt, it has long since vanished. If Respondent under these
unique circumstances continues the prosecutions, the flouting of the ethical rules, the manifest
unfairness to the remaining officers, and the harm to the general public will become even clearer.
D. It is Respectfully Suggested That Respondents Conduct is, Judged in its Totality, and in
Light of All of the Above, Inconsistent with the Conduct Required of an Attorney, and
Especially of Public Prosecutor, under Various Ethical Standards
Respondent respectfully suggests that, in addition to weighing Respondents conduct against the
specific individual rules noted above, the Commission weigh the conduct regarding these officers as
a whole, under the many and various different ethical standards to which prosecutors are held.
The importance of attorney discipline was seen recently in the situation involving former Durham
County, NC, district attorney Mike Nifong and his role in the infamous Duke lacrosse rape cases.
There, like here, a prosecutor both brought and continued criminal charges even after it became clearer
and clearer than there was insufficient evidence to support any convictions. There, like here, there
were also other ethical violations, including withholding evidence.
In the Nifong situation, the North Carolina State Bar Disciplinary Committee unanimously voted to
disbar him, after receiving a complaint accusing him of making public statements that were "prejudicial
to the administration of justice" [RPC 8.4(d)] and of engaging in "conduct involving dishonesty, fraud,
deceit, or misrepresentation." [Rule 8.4(c)] This is the standard by which this offices conduct and
action in this case may well be held.
While this complainant, in his earlier filed complaint concerning Marilyn Mosby, accused her of
substantially the same violations, Mosbys involvement in these ethical violations cannot and does not
excuse Respondents conduct since each and every attorney is bound by the same rules of conduct.
Even if it turns out - contrary to reasonable expectation - that Respondent played only a limited role
in the decisions which form the basis of this complaint, and that Respondent was ordered by Mosby
to engage in these activities, this does not excuse Respondents conduct.
The arguments that I was just doing my job, or that I was just following orders, didnt work at
Nuremberg, and they provide no defense in a disbarment proceeding. Each attorney who participates
the average person or officer without medical training know? [at 18, APPENDIX II]
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has an independent legal obligation to follow the RPC and other national standards to insure that
wrongful unwarranted prosecutions do not continue.
Here Respondent was not a mere functionary, so far down the chain of command, and so far removed
from important decision-making responsibility, that Respondent even arguably had no choice but to
follow orders from superiors - even it this might somehow constitute an excuse or justification (which
it clearly does not).
On the contrary, as a very high ranking official, and as one of the two prosecutors primarily
responsible for presenting these several cases in court, Respondent has not only the ethical duty, but
also the power, to object and at the very least refuse to participate.
As Edmund Burke pointedly reminded us, "the only thing necessary for the triumph of evil is for good
men to do nothing." Without Respondents active participation - much less acquiescence - the defense
would not have been denied the exculpatory evidence to which the Judge held they were entitled.
Moreover, and more importantly, these prosecutions which have caused immeasurable financial and
other harm - not only to the individual officers involved, but also to the City and people of Baltimore would not have been allowed to continue.
This is especially so after the Judges initial rulings - which rejected virtually all of their legal theories,
and found that there was literally no evidence to support many of the necessary factual allegations made it overwhelmingly clear that none of the prosecutors could have continued to reasonably believe
that charges could be supported by probable cause, and national standards which establish that a
prosecution should proceed only if there is sufficient admissible evidence to support a conviction;
Finally, to avoid any possible misunderstanding, Complainant here advises the Commission that he
does not know, represent, nor has ever had any communication with, any of the police officers
involved, their attorneys or law firms, not with any governmental agency in Maryland and/or private
organization which is believed to be involved or otherwise have any interest in these matters.
This does not, however, establish that Complainant now has no personal knowledge related to this
matter.
Respectfully submitted,
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After this complaint had been finalized and prepared for filing, Judge Williams issued a third decision
related to this general matter; one involving Lt. Brian Rice. He found this officer, as he found in his
earlier two decisions, not guilty on all counts. This means that the prosecutors are not simply 0-3 in
sports jargon, but rather 0-27; more than two dozen counts which have been found by the judge not
sufficient to warrant conviction, or even to come close.
What is important is not that three different officers were found not guilty on more than two dozen
counts, but that the judge made it clear in this verdict, as he had in the earlier ones, that the cases were
not even close calls where the evidence fell somewhat short.
To the contrary, this decision, like the earlier ones, make it abundantly clear that - especially in view
of this judges earlier decisions involving officers Nero and Goodson - even if there initially once was
probable cause to indict the officers, and likewise sufficient evidence to warrant a guilty verdict beyond
a reasonable doubt, it has long since vanished, especially by the time a decision was made to proceed
to trial with Lt. Rice.
This new opinion, like the earlier two, is replete with findings that there was no evidence or that the
prosecutors failed to show - not that the evidence was equivocal or weak or even flimsy, but rather
completely nonexistent on many key points. To cite only two of many examples:
Finally, the State has failed to present any evidence whatsoever that 19-99 negated the discretion
that the defendant had to not seatbelt under K14. [p 13] . . . However, the burden of proof rests with
the State, and the courts imaginings do not serve as a substitute for evidence. [p 16] [emphasis
added]
Similarly, The State presented no evidence to this court concerning the defendants training or
knowledge concerning the issue of death or serious physical injury occurring in police transport
vehicles. Even had that information been available and presented, this court would note that the State
produced no evidence that the defendant, had he had been aware of the danger, consciously
disregarded the risk when he did not seatbelt Mr. Gray. [p 17-18] [emphasis added]
These are not minor failures to anticipate the need to prove factual predicates which could not
reasonably have been foreseen, especially by three different skilled prosecutors. Moreover, the need
to have proof, not imaginings, of various key facts had become all too painfully obvious from the
judges prior to rulings where prosecutors were unable to present any evidence whatsoever regarding
the same or very similar facts.
The same is true regarding legal theories which the prosecutors created, apparently out of whole cloth,
and which the judge had previously ruled had no validity. For example, the arguments that any failure
to comply with a general duty automatically - and without any other evidence - necessarily constituted
a crime, or that failure to follow a regulation requiring seat belting of prisoners necessarily constituted
a criminal act, had been rejected before.
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For example, the Judge determined in the Rice verdict that: The commission of a crime is not, and
cannot be, simply equated to failure to follow a general order of the police department. The court
notes that the duty does not stem from a federal, state or local statute or law. Case law makes it
abundantly clear that a violation of a general order may be an indicator that there is a violation of
criminal law, but failing to seatbelt a detainee in a transport wagon is not inherently criminal conduct.
More must be proven for a conviction. [ p 24] [emphasis added]
For all of the above reasons, Complainant respectfully submits the verdict in the Rice case as even
further and more compelling evidence that neither Respondent nor Mosby could have reasonably
believed - based especially on the judges earlier two rulings which outright rejected their major legal
theories and found that no evidence existing to support many crucial facts. - that they could prove
the charges against Rice beyond a reasonable doubt.
It is furthermore respectfully suggested that, should Respondent and/or Mosby proceed with any
additional prosecutions, they will be digging the hole in which they are burying their professional
careers even deeper by creating an undeniably overwhelming case for disbarrment.
Complainant respectfully submits the following documents for the information of the Committee.
Respectfully submitted,
ATTACHMENTS
THE FOLLOWING DOCUMENTS, SUBMITTED BY COMPLAINANT, IN HIS EARLIER
FILED COMPLAINT REGARDING MARILYN MOSBY, ARE HEREBY INCORPORATED
BY REFERENCE AS A PART OF THIS NEWLY FILED COMPLAINT.
APPENDIX I - Judges Verdict Decision in Trial of Officer Nero
APPENDIX II - Judges Verdict Decision in Trial of Officer Goodson
APPENDIX III - Transcript of Prosecutor Mosbys Remarks re Charges Against Officers
APPENDIX IV - Copy of Just-Filed Motion to Dismiss by Officer White
APPENDIX V - Text of Article by Baltimore TV station - Three Officers Cite "Defect" In Prosecution
As Grounds For Dismissal
APPENDIX VI - Text of Article in Baltimore Sun - Police Detective Says Misleading Narrative
Presented to Grand Jury in Freddie Gray Case, Records Show
THIS DOCUMENT IS NEW, AND SHOULD BE ADDED TO # 2016-1295 ALSO
APPENDIX VII - Judges Verdict Decision in Trial of Lt. Brian Rice
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