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The Origin of
Consciousness
and the
Mind-Body Problem
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Jack Friedland
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All rights reserved. No part of this book may be reproduced in any manner whatsoever
without written permission from the publisher, except for passages to be
used in reviews or articles.
For information, contact editor@newgatewaypress.com.
www.newgatewaypress.com
Published in the United States of America by New Gateway Press,
Fountain Hills, Arizona
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Contents
Introduction 1
Part I
Language, Consciousness and the Mind-Body Problem
Chapter 1 How Language Created Consciousness 7
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Part II
How We Created God and Mind to Explain Our Experiences
Chapter 4 Physical and Metaphysical Explanations 63
Part III
How Our Intrapersonal Communications Created the Soul,
Self and Self-awareness
Chapter 6 The Emergence of Intrapersonal Communication 89
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Chapter 7 The Origin of the Soul and the Dialogical Self 105
The Reference Points of Intrapersonal Communications 106
The Soul as a Reference Point for Our Inner Voice 107
The Physical and Social Self Versus the Personal Self 109
The Self as a Reference Point for Our Inner Dialogues 110
Ren Descartes Revisited 112
Why the Soul and Self are Metaphysical Constructs 112
Postscript - Definitions 115
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EPILOGUE 137
REFERENCES 139
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Introduction
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rom the simple "life is what you make it," to the philosophies of Plato, Kant, and
Nietzsche, we have sought to find answers to ultimate questions such as, What is
reality? What is truth? Does God exist? What is the meaning of life? From the
first animistic beliefs, to secular philosophy and science, humanity has sought
answers to these and similar questions. Over time, we have asked questions about
who we are and how or why we feel, think, and act in the ways we do. As our selfawareness has grown over the centuries, such questions have taken on increased
importance. This is reflected in the relationship that we have with ourselves. The
study of human thought and behavior involves holding a mirror up to ourselves. This
mirroring process requires the use of symbolic language which is the basis for our
consciousness. As such, a main objective of this book is to show that consciousness is
not the strange, mysterious phenomenon that philosophers and neuroscientists claim
it to be, but that it can be defined in terms of language, thereby giving it a practical
foundation. Toward this end, we will show how the evolution of language led to the
origin and evolution of consciousness, the mind-body problem, and the mysteries of
mind and self.
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Introduction 3
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Part I
Language, Consciousness and the
Mind-Body Problem
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Chapter 1
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he purpose of this chapter is to show how the origin and evolution of that most
remarkable cultural toolsymbolic language, led to the origin and evolution of
consciousness which has been the basis of our spiritual, intellectual and cultural
progress over the past ten thousand or so years. Over the last several decades
researchers have focused on the nature of consciousness rather than on the nature of
mind, with the implication that they have moved from the realm of philosophy to that
of science. However, while the existence of consciousness may be hard to refute, it
has been still harder to define. As such, all they have done is gone from one illdefined idea to another. While the origin and nature of consciousness has been of
prime interest to neuroscientists, philosophers and psychologists, their quest will turn
up nothing because like mind, there is no agreement about what consciousness is.
The inability to clearly define consciousness is demonstrated by the fact that
some have claimed that all species possess it, while others have argued that none do.
Some have even gone so far as to suggest that consciousness is inherent throughout
the universe! In this case it would seem they are using the idea of consciousness as a
substitute for the idea of God. However, while there is a logic to this, it still leaves us
in the dark about the nature of consciousness. In essence, trying to understand it is
like looking for a needle in a haystack. What makes this task especially difficult is
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that no one has any idea of what the needle even looks like. Without a clear definition
of consciousness we cannot sensibly study or understand it. Therefore, the main
objective of this chapter is to provide a logical, operational or functional definition
of consciousness which will be based on the origin of symbolic language.
Before we can understand how language created consciousness we must first
define two basic phenomena. In Section 1 we discuss the nature and two sources of
our biological awareness. In Section 2 we address the three functions of language.
This sets the stage for Section 3 where we explain how the first function of language
which is our capacity to label and describe our perceptions and sensations created our
linguistic awareness or consciousness of our objective and subjective experiences.
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the external environment as well as within our bodies and brains. Our actions are the
physical manifestations of our biological awareness. This brings us to the two sources
of awareness, our perceptions of the external world, and the sensations that arise from
within us.
The building blocks of biological awareness come from two distinct sources
which account for all of an organisms experiences. These are all the stimuli or
perceptions that have their origin in the external world and to which an organism is
receptive. It also includes all the stimuli or sensations that are generated by and
within the organism and to which it is receptive. What we share with all forms of life
are these two sources of awarenessthat which comes from the external world and
that which has its origin within the organism. These two sources are the foundation of
biological awareness which define the phenomenon of life. What makes for the
enormous variation in the biological complexity of different forms of life is the
incredible variety of perceptions and sensations to which they respond.
External Perceptions:
Internal Sensations:
Our exteroceptive
perceptions are the basis of
objective awareness.
Our interoceptive
sensations are the basis of
subjective awareness.
Sight
Feelings
Sound
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Touch
Hunger
Smell
Intuitions
Taste
Dreams
Table 1.1
The Two Sources of Biological Awareness
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1
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All definitions used in this book, unless otherwise noted, are from The Oxford Dictionary of English,
Third Edition, Copyright Oxford University Press, 2010. WordWebSoftware.com, 2011.
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2
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the present thesis does not require knowledge about either when or how language
came about. 2
Symbolic language is humanitys crowning achievement, and one which has
an impact on every aspect of our lives. Among the various forms of communication
such as sounds, gestures, and facial expressions, spoken and written language is our
most important form of communication. Using symbols to represent the perceptions
and sensations which make up our experiences is unique to our species. To do so, we
label and describe our perceptions of the people, places, objects, events and actions
within our lives, as well as the feelings, thoughts, memories, dreams, and other
sensations within us. Language is then used to explain and to communicate these
experiences.
The human infant moves from gesturing and making incoherent sounds, to
using simple words. As the child matures, he or she builds a vocabulary using
increasingly complex sentences which facilitates communication with others. To
perform these functions requires our having all the necessary neurophysiological
resources. This includes a supra-laryngeal vocal tract which enables us to pronounce
the dozens of different sounds used to make words, a brain able to discern, process
and remember these words, an ability to structure them into grammatically
meaningful sentences, and a desire to communicate these symbolically defined
experiences to others.
The first step in the evolution of language was our primate ancestors ability
to use simple sounds to represent the most important objects, events and feelings. It
was the vocal cords of our larynx that allowed us to turn simple grunts, squeals and
other sounds into monosyllabic and polysyllabic words. Hence, as our ability for
speech evolved, relatively nondescript sounds became fully articulated, with complex
words used to represent the many objects, events, actions, people and places that
populate our external physical and social environments. In addition, it enabled us to
create words to label specific feelings, moods and emotions. As a result, we were able
to label, describe and pronounce increasingly more of our exteroceptive perceptions
and interoceptive sensations. As our vocabulary of monosyllabic and polysyllabic
words grew, our cerebral cortex adapted by being able to perceive, sort out, recognize
and recall these words. This led us to denote almost anything and everything we
found of interest in the external world or within ourselves. Perhaps the most
important result of our ability to label and describe our exteroceptive perceptions and
interoceptive sensations was that it created our objective and subjective conscious
experiences, as we will see in Section 3.
Because our objective will be to examine the larger picture of how the evolution of language led to the
origin and evolution of consciousness, it is unnecessary to discuss the mechanics of language such as
grammar, syntax, phonology, morphology, and related topics. Consequently, the eventual outcome of the
controversy among linguists about whether the grammatical structures of language are genetically
determined or are socially learned makes no difference to the thesis proposed here.
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Although language has a multitude of uses, our interest here is with our
capacity to name or label, describe or define, as well as explain and communicate the
external and internal stimuli of which we have become aware. Our ability to perform
these three functions of language are the most powerful survival mechanism we
possess, as we will now discuss.
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While linguists do not know when or how language began, what cannot be
disputed is that language requires our capacity to use words to label and describe our
exteroceptive perceptions and interoceptive sensations. Indeed, the central purpose,
function and foundation common to all human symbolic languages is our capacity to
both label (name, denote, designate, identify, represent or indicate), as well as to
describe (define, characterize or delineate) our perceptions and sensations. In other
words, it was not only our ability to label or name all the objects, events, actions,
people and places, as well as the feelings, moods and emotions within us, but to also
describe or define them.
However, it is to be noted that it was unlikely that our ancestors in the early
days of spoken language described the things they labeled. In this regard, the first socalled dictionaries were bilingualtranslations from one language to another
Sumerian-Akkadian wordlists, rather than descriptions of the words they had been
using. Considering the close connection between our ability to both label and
describe our perceptions and sensations, we will usually treat these two functions
together. The importance of this capacity is reflected in that it represents the origin of
both language and consciousness.
Through our use of words, we can label and describe the objects, events, and
actions that are the basis of our exteroceptive perceptions. However, language also
enables us to label and describe our interoceptive sensations, which include our
visual images and auditory sensations as well as our various feelings, thoughts,
memories, dreams, intuitions and so on. The creation and use of words to do this is
universal in all symbolic languages, and helps us understand our experiences in a
way that is impossible for any other speciesin other words, to not just be aware of
them, but to consciously comprehend and appreciate them.
The terms exteroceptive and interoceptive are perfectly fitting in that they
emphasize the receptive nature of the stimuli that form the basis of our external
perceptions and internal sensations. This ensures that any external or internal stimuli
to which we are receptive can become the basis for our natural inclination to label
and describe them. Once we label and describe our exteroceptive perceptions, they
become our conscious objective experiences. Similarly, by labeling and describing
our interoceptive sensations, they become our conscious subjective experiences.
Clearly, the range of exteroceptive perceptions and interoceptive sensations that we
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can represent through symbolic language makes it the most comprehensive and
sophisticated tool for thought and communication to be found anywhere.
This brings us to the creation of new words. It is likely that common objects,
events, actions and feelings were the first things to be labeled, while our motivation
to describe these things led to the creation of new words that expanded our
vocabulary. However, while the creation of completely new words is relatively rare,
modifications of existing words are quite common. As such, etymologists have
identified various methods by which new words or neologisms are created. These
methods include modifying preexisting words as well as adding words from other
languages. Hence, along with our capacity to create new words, our ability to use the
following methods greatly increased our vocabulary, as recorded in dictionaries and
thesauri.
Combining or compounding existing words to make a new word. There are
various ways to do this. For example, the words weatherproof, racetrack, landmark
and self-esteem involve combining two words to make a new one. Another way to
create compound words entails using different affixes such as prefixes like postcard,
multichannel, proactive, exchange, subatomic, unrepentant and so on, or suffixes like
relationship, employable, idealism, happily, mover, lengthen, etc. A third way is to
use Latin or Greek roots to create new meanings. For example, the Latin root to walk
or move was extended or enhanced to the word amble which is to walk slowly or
leisurely. Another example is antidote which derives from the Greek term antididonia
meaning "given against."
Borrowing or adopting words from other languages has been a simple and
frequently used technique for building a vocabulary. Examples of English words that
were taken from other languages include chemistry from the Ancient Egyptian word
khemia meaning transmutation of earth, or soy from the Japanese shoyu, or adagio an
Italian musical term, or alligator from the Spanish el laggard (the lizard), and many
more from various languages.
Another method used to create new words involves blending which combines
parts of existing words, such as brunch, sitcom, smog, pulsar, motel and infomercial.
Changing the meaning of existing words is also often used. For instance, modern
technology has co-opted the words virus, surf, mouse, net and window to serve its
purposes. Still another method is shortening or clipping words by using abbreviations
such as exam for examination, lab for laboratory or phone for telephone; also
included are the use of acronyms such as NASA, IRS or BBB.
Less frequently used ways to create new words include imitating sounds like
buzz, rattle, hiss and click. The transfer of proper nouns into words known as
eponyms is another occasionally used method that is based on the names of certain
people, places, things or inventions. Examples are sandwich named after the Earl of
Sandwich, or mesmerize named after the eighteenth century German physician Franz
Mesmer, or watt named after James Watt.
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what, when, where or who, as well as more sophisticated inquires such as how or
why. There are two types of explanations we use to explain our experiences. Physical
explanations which focus on how things happen, and are the basis of science and
technology. Metaphysical 3explanations which ask why things happen are often used
in religion and the humanities. The first is connected with our ability to explain our
objective experiences, while the second is related to our capacity to explain our
subjective experiences. Creating explanations for what goes on around and within us
enables us to plan before we act and to modify our behavior as necessary. A key
turning point in the evolution of language and consciousness occurred when we went
from using the metaphysical idea of God to explain our experiences to the
metaphysical idea of mind to do so. These ideas will be developed in Part II.
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While language clearly enables us to convert our perceptions and sensations into a large and complex
variety of thought and behavior, there are other forms of communication that are nonlinguistic. Indeed,
we can express ourselves through the arts, music and sports.
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occurred has been largely invisible, its emergence, as we will see in Part III, greatly
contributed to the evolution of our consciousness. This has been especially true of our
internal dialogues which have rapidly developed in both depth and frequency over
the past several centuries.
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events. According to Edward Thorndikes Law of Effect, behaviors that are followed
by pleasing consequences tend to be reinforced or repeated, while those that are
followed by pain or unpleasantness are usually not, thereby learning which situations
or conditions to seek out and which ones to avoid. In other words, through trial and
error our physical and social environments teach us the consequences of our actions.
From tropisms, to fixed action patterns, to operant conditioning, behavior
grows in complexity and flexibility. However, the most complex and flexible of all
learned behavior is our capacity for symbolic language. Although language is also
subject to the principles of operant conditioning, our capacity to use it gives us the
flexibility to create, direct and modify our behavior in ways that transcend operant
conditioning. For an organism to be able to label, describe, explain and communicate
its objective and subjective experiences requires a level of awareness that only
language can provide. Without words, our thoughts would be little more than a
stream or jumble of sensations, images, impressions, feelings and so on; we would be
aware, but not conscious.
To give an example of the difference between biological awareness and
linguistic consciousness, let us take an object like a chair. To a dog, a chair is a
nondescript thing that exists in its awareness, and while it may serve as a place to rest
or an object on which food is found, its experience of the chair is largely limited to
how the dog uses it. This is not to say that the dog is oblivious to the chairs physical
characteristics. While the dog may be well aware that it is different from other chairs,
it cannot categorize or describe the differences. To a conscious person, however, the
chair is more than just an object. Beyond our ability to label it as such, we can also
describe its color, size, shape, style, the materials it is made out of, and the various
ways it can be used or modified. It is obvious that our experience and understanding
of the chair is far more comprehensive than it is for the dog. The dog is biologically
aware of the chair while we are linguistically conscious of it. As we noted at the
beginning of this chapter, consciousness has been so broadly defined that it is
impossible to study it objectivity; as such, a very specific functional definition will be
essential. However, to provide one that makes sense we must take a brief look how
language evolved.
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increasingly more attuned to our interoceptive sensationsto what and how we were
feeling, new words were created and our subjective vocabulary grew. Our conscious
subjective experiences expanded along with our language.
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Chart 1.1
How Our Ability to Label and Describe Our Interoceptive
Sensations Builds Our Subjective Vocabulary
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salient features, such as it being rooted in the ground, has branches and leaves, what
its colors are and so on.
This transformation from exteroceptive perception to objective experience or
interoceptive sensation to subjective experience is true for any perception or
sensation we can label; we tend to follow what we label with a description of what
we have perceived or sensed which builds both our vocabularies. This brings us to
how meaning, language and consciousness are connected.
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While meaning can be conveyed through actions, there is no better tool with
which to do so than through symbolic language. Indeed, it is a given that the
underlying objective of using language is to convey meaning. Our intrinsic
motivation and ability to label and describe our external, objective perceptions and
internal, subjective sensations naturally gives them meaning. Language enables us to
define what we mean with a level of exactness not possible in any other way. In
addition, it permits us to communicate much more complexity than any other form of
communication. Furthermore, since our primary objective in using language is to
communicate what we are thinking or feeling, there is an inextricable bond between
language and meaning, which, together, define what it means to be conscious as
opposed to simply aware. How accurately we can convey what we mean depends on
how well we use language, and on our listeners capacity to understand what we say
or write.
The ability to label and describe our perceptions and sensations is just the
beginning of giving meaning to our experiences. It is natural that as our vocabulary
expands, more grammatical and syntactical structure is needed to give meaning to our
communications. Consequently, as language evolves from infants using sounds and
single words to convey what they need and want, to young adults using sentences of
growing length and complexity, our ability to convey meaning likewise grows in
specificity and sophistication. The correct use of grammar, syntax, semantics and
morphology facilitates meaning and, therefore, communication. Communicating
meaning is also extended by using metaphors and analogies. This is especially true
for abstract notions such as justice, love, beauty, freedom and so on.
Because each individual experiences the world differently, meaning will vary
from one person to another. Meaning will also vary within the same individual as he
or she develops. Evidence for its variability can also be found in the changes that
words undergo over time. Clearly, our use of language to create meaning promotes a
rich, conscious understanding of the world and ourselves.
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The case I wish to make is that our ability to acquire and use symbolic
language gave us consciousness, without which we would only possess biological
awareness. It is often recognized that consciousness separates humans from other
species. In reviewing many of the definitions given for consciousness, we will find
that most at least imply the use of language. Because consciousness includes our
feelings, thoughts and capacity for introspective self-awareness, language must be a
part of how it is defined. Indeed, how would it be possible to understand why or how
you feel, think or act without language? The fact that our capacity for language is so
readily taken for granted has led to our omitting it in formulating theories about the
origin of consciousness. It is interesting that the first known use of the word
consciousness according to Merriam-Webster was in 1629 which was about the same
time that language was rapidly evolving.
The importance of the evolution of language cannot be overstated, for it is
what has turned the relatively simple biological awareness of our distant ancestors
into the complex linguistic awareness or consciousness that we possess today. It is
language that transformed the raw, basic awareness of our exteroceptive perceptions
and interoceptive sensations into our conscious objective and subjective experiences.
Initially, the perceptions and sensations that we labeled and described dealt
mainly with the physical environment and our basic emotions such as fear, anger, joy,
sadness and so on. As language evolved, our capacity to label and describe our
exteroceptive perceptions became the basis for our objective conscious experiences.
Likewise our ability to label and describe our interoceptive sensations became the
basis for our subjective conscious experiences. Hence, the difference between an
exteroceptive perception and an objective experience is that the former has not been
labeled and described while the latter has. The same holds true for our interoceptive
sensations and subjective experiences. In essence then, the contents of our biological
awareness are our exteroceptive perceptions and interoceptive sensations. By using
our ability to label and describe our perceptions and sensations, they become the
objective and subjective experiences that make up the contents of our consciousness.
There are obviously many things of which we are aware, but without words
to label and describe them we remain unconscious of them. For example, most of us
at one time or another have seen an object, the nature or purpose of which was
unknown to us. Without any idea of what the object was or its function, we were
largely ignorant of its practical or potential application. However, once labeled and
described, we were able to become conscious of both what it was and the ways it
could be used. Consequently, as language continued to create consciousness, their
evolution increased as ever more of our perceptions and sensations were labeled and
described. This linguistic process resulted in words that could then be catalogued in
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Consciousness
Language
Awareness
Chart 1.2
From Biological Awareness to Linguistic Consciousness
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THE SUBCONSCIOUS
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free association and hypnosis may also bring the subconscious into linguistic
awareness. In addition, age, wisdom or necessity can cause us to become conscious
of various sensations and experiences that may have been dormant for many years.
Although there is much speculation regarding the exact nature of our subconscious,
there is little question that prelinguistic awareness is a real phenomenon.
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As we have seen, the foundation, indeed the very purpose, essence and
evolution of language involves the ongoing process of applying specific sounds or
words to the external and internal stimuli to which we are exposed. After all, our
primate ancestors use specific sounds to warn their cohorts of an external danger like
a venomous snake, versus a large predatory bird or a stalking tiger. They also use
specific gestures and sounds to express their internal desire for food, versus sex or
grooming. Our ability to build our vocabularies is logically based on this ability to
create specific words for our various perceptions and sensations. The more of these
we can label and describe, explain and communicate, the more conscious we become.
Using symbolic language to label and describe our exteroceptive perceptions and
interoceptive sensations creates our objective and subjective vocabularies and causes
our consciousness to expand.
Conscious experiences are linguistic experiences. If being conscious means
being linguistically aware, then the more linguistically aware we are, the more
conscious we are. It is the size and makeup of our vocabulary that largely determines
our level of consciousness. As our vocabularies have grown, so has our
consciousness. Hence, language, together with our upright stance which freed our
hands, enabled us to perform many complex tasks, both physical and mental. This led
to changes in our physical and social environments, and to further changes in
language and consciousness.
The transformation of biological awareness into linguistic consciousness
helped us achieve the remarkable advances that ensured our ascendency over all
other species. Our exteroceptive perceptions and interoceptive sensations form the
basis of our biological awareness which, when represented by and expressed through
spoken and written language, results in consciousness. Hence, the evolution of
language and consciousness was based on our capacity to label and describe our
perceptions and sensations. This was and continues to be accomplished by creating
new words for these external and internal stimuli as well as by using the methods
previously discussed to modify existing words. Once language was used to transform
our perceptions and sensations into our objective and subjective conscious
experiences, we could then explain and communicate them to others.
Consciousness is biological awareness which has been qualitatively reshaped
and extended by language. Specifically, language and consciousness evolved through
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our growing ability to label and describe our perceptions and sensations. This
allowed us to explain our objective experiences through science, and our subjective
experiences through the humanities. As mysterious as the origin of language has been
for linguists, our ancestors capacity to label and describe their perceptions and
sensations had to be part of this process. While we cannot make a definitive
statement about when language created consciousness, it is likely that, except for
periods of the rapid growth, consciousness emerged gradually as language evolved.
As for periods of sudden growth, there were two times over the last five
thousand years that major changes in language resulted in radical changes in our
consciousness. The first time was when writing was invented, as discussed in Chapter
6. The second period of rapid and lasting change took place in Europe during the
Scientific Revolution, addressed in Chapter 2. Other language based changes in
consciousness took place as a result of the more recent Agricultural and Industrial
Revolutions, as noted in Chapter 6. While these advances were driven by a relatively
small number of pioneers, their influence on the linguistic consciousness of millions
of people well into the future was profound.
Going back to the distinction between consciousness and mind at the
beginning of this chapter, we noted that the study of consciousness took precedence
over the idea of mind which was viewed as a more philosophical notion than
consciousness. Although the important difference between these two ideas is further
discussed in Chapter 5, it needs to be pointed out that unlike the metaphysical idea of
mind, consciousness is based on the physically real phenomenon of language, thereby
defining it in practical terms. In this regard, defining consciousness as a function of
language is that it enables us to bring this previously mysterious phenomenon into the
realm of science. Hence, rather than trying to study the ambiguous notion of
consciousness, we can focus on the nature of language which can be experimentally
observed, studied and understood.
To summarize, over the centuries the evolution of language was not only a
consequence of our increasing ability to label and describe our exteroceptive
perceptions and interoceptive sensations, but to also explain and communicate our
resulting conscious objective and subjective experiences. It is this capacity that leads
from the various kinds and levels of biological awareness that broadly characterize
the cognitive lives of all living creatures, to the cultural, spiritual and intellectual
linguistic awareness that defines our existence as human beings. Indeed, our capacity
to label and describe our perceptions and sensations gives us that unique sense of
reality we call consciousness.
As we have seen, the functional definition of consciousness is to be
linguistically aware. Hence, the evolution of language is the evolution of
consciousness. Therefore, being linguistically aware or conscious raises our
biological awareness to a whole new level of understanding and sophistication. As
such, the evolution of language facilitated our ability to explain our objective and
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Chapter 2
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here are many people who are interested in the subject of consciousness, the
origin and nature of which has received considerable attention in the popular press
over the past several decades. Few, however, are acquainted with the mind-body
problem which has been largely limited to the province of philosophers,
psychologists, and neuroscientists. The mind-body problem involves the distinction
between our subjective, mental experiences, and our objective, physical ones.
Understanding this difference can influence how we see ourselves and the world.
Hence, the origin of the mind-body problem marked a major turning point in the
evolution of language and consciousness. As we will see, the reason the mind-body
problem could not be solved is because its origin in language is so profoundly simple.
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mind. This makes the relationship between mind and body a mystery which has been
impossible to solve scientifically or philosophically.
Although we could say that mind and body are just two different terms for
the same thing, the question then is why are they seen as different? The clue here is
that mans early beliefs held that we were created with a body and a soulan idea
similar to modern dualism which draws a distinction between the physical brain and
the subjective mind. However, while dualism appeals to many individuals, it is
unscientific and therefore rejected by many academics.
Although the mind-body problem was formalized by Ren Descartes in the
1600s, many people even today either do not recognize its existence or else find it
obscure. This is because many have not given much thought to the two sources of
their experiences, namely their exteroceptive perceptions of the objects and events in
the external world, and their interoceptive sensations of the thoughts and feelings
within them. What makes this problem important is that our capacity to make and
understand this distinction represents a significant leap in the evolution of our
consciousness, much as it did for the philosophers of the 1600s. As such, this chapter
will show how the evolution of language and consciousness is the larger picture into
which the origin of the mind-body problem fits.
Mind:
Our exteroceptive
perceptions are the basis
of our physical, objective
experiences.
Our interoceptive
sensations are the basis
of our mental, subjective
experiences.
Sight
Feelings
Sound
Touch
Hunger
Smell
Intuitions
Taste
Dreams
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Body:
Table 2.1
The Two Sources of Our Experiences
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In Chapter 1, Table 1.1, we set the stage for the distinction between mind and
body by having defined biological awareness as consisting of our exteroceptive
perceptions and our interoceptive sensations which, once labeled and described,
became our objective and subjective experiences and established the origin of
consciousness. Table 2.1 takes this ability to label and describe of our biological
perceptions and sensations a step further, enabling us to see the world in two
distinctly different wayssubjective and objectivewhich is the essence of the
mind-body problem.
The picture of reality as viewed by science is that the universe consists of
nothing but physical matter and energy that physical laws can, or will eventually be
able to explain. However, while we have been largely successful in regarding the
world as a machine that obeys laws which can be discovered, our capacity for
objective observation, analysis and explanation could not be productively extended to
understanding the nature of our subjective, mental experiences. So while the brain
could be scientifically studied and explained, the mind could not. The reason is that
the mind is a phenomenon that does not possess physical attributes to which physical
laws can be applied.
This raises one of the most basic questions in philosophy, namely the nature
of reality. Is reality the objects and events we perceive in the external world, or is it
the subjective experiences that arise from within us? Clearly, our perceptions of the
world lead us to believe that it is made up of physically real objects and events.
Coexisting with these externally based experiences are our internal thoughts, feelings
and sensations that we also take to be real. The dilemma is that while the physical
existence of our subjective thoughts and feelings are seemingly impossible to prove,
they are, as private phenomena, irrefutable. Although we cannot provide any
scientific evidence for them, they undeniably exist. While we can point to objects and
events in the external world to demonstrate the reality of our objective experiences,
this is impossible to do with our subjective experiences. It would seem then that
reality is both physical and objective as evidence from the external world indicates,
as well as nonphysical and subjective, as our self-awareness unquestionably
demonstrates.
The mind-body or the mind-brain problem, as it is sometimes referred to,
came into existence through the awareness by some individuals that subjective
experienceas embodied by mindcould have no place in the physical world
without creating a rift in our understanding of reality. Thus, the mind-body problem
was the result of the growing contradiction between our externally observable and
measurable perceptions, versus our internally experienced and subjectively felt
sensations. In other words, as we became increasingly aware of the physical reality of
the external world on the one hand, we became increasingly aware of our subjective
thoughts and feelings on the other.
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The world contains
objects, events, people
and places. I
experience all of these
things through my
senses, and realize
that these perceptions
are occurring to me.
They are my objective
experiences.
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Figure 2.1
Becoming Aware that Reality has Two Faces
Forced the Mind-Body Problem into Existence
The mind-body problem is, therefore, based on the sense that our subjective
experiences represent a different kind of reality than our objective experiences.
Indeed, it appears almost inconceivable that reality is not split between our objective
and subjective experiences, thereby making the mind-body problem seemingly
impossible to solve. Given that there is general agreement in the scientific
community that the neurological processes occurring within us are physical events,
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how then did our resulting subjective experiences become experienced as different
from our objective ones? In other words, what could have led us to see reality as split
between the external world of objects and events versus the internal world of
thoughts and feelingsbetween the physical and the mental? Does it have to do with
how our brains process these two different kinds of experience? From a Darwinian
point of view, what might be the advantage, if any, of seeing the world in these two
different ways? Indeed, what quirk of nature would cause us to believe that reality is
split in this manner? Could it be that this difference is an illusion or delusion? How
did this problem arise and why does it persist? To answer these questions and unravel
this conundrum, we will now discuss the evolution of symbolic language.
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In the previous chapter, we saw that the evolution of language led us from
biological awareness to the linguistic consciousness that our experiences came from
two sourcesour exteroceptive perceptions of the external world of objects, events,
and actions that create our objective experiences, and our interoceptive sensations
which include our inner world of thoughts, feelings, memories and so on that
constitute our subjective experiences. Specifically, we saw that our capacity to label
and describe our biological perceptions and sensations are the basis of our objective
and subjective experiences which led to our knowledge of the world and ourselves.
This means that there are two types of linguistic awareness or consciousness: The
first are our perceptions of the external objective world, while the second are our
inner subjective sensations. It was this basic distinction that created our linguistic
awareness of the mind-body problem. It has been our capacity to label and describe
our perceptions and sensations for so many generations that we have eventually
become linguistically aware of the difference between what happens to our bodies
versus what occurs within them. 5 This resulted in a split between the physical body
and the metaphysical mind which left the worlds best thinkers baffled.
It was mainly during the second half of the twentieth century that with the
development of new technologies to study the human brain, we started to believe we
would soon understand consciousness and the mind. Yet over the last decade or so
this belief has been seriously questioned. The reason for this is that the mind cannot
be explained in scientific terms because it is not a physical phenomenonas such, it
must be addressed philosophically. As previously noted, the emphasis was then taken
5
Understanding the difference between what happens to us (our objective experiences) versus what
happens within us (our subjective experiences), is an important point that we will touch on again here
and in Chapter 8 with the emergence of self-awareness.
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off trying to explain mind, and redirected toward attempting to explain the nature of
consciousness which was thought to be more amenable to the new tools and methods
being developed to explore the brain. However, although scientists thought they
might eventually be able to explain consciousness, their inability to agree on a
functional definition of consciousness made this goal impossible to reach.
To understand how the mind-body problem came into existence, we must go
back to the Scientific Revolution of the 1600s. It is well known that this was a time
of rapid and profound growth in the physical sciences of astronomy, biology,
chemistry, physics and mathematics. This sudden and intense accumulation of
knowledge over such a short time had never occurred before, and took place mainly
in France, Italy, Germany and England. These advances eventually transformed
mans previously held view of nature and of himself.
While the religious and philosophical works of that era focused mainly on
subjective states of mind, the rapid development of scientific knowledge fueled by
Francis Bacons work in the early 1600s marked the beginning of the Scientific
Revolution. Bacons promulgation of empiricism and the scientific method created an
objective framework for studying the physical world. A vast increase in the number
of new words used to label and describe new ideas, methods of observation,
innovative measuring procedures and devices greatly expanded the linguistic
awareness of their objective experiences. Their focus on measurable observations,
well thought-out experiments, inductive reasoning, mathematical analysis and logical
conclusions created many powerful new theories in new fields of exploration.
What was especially important about these highly innovative advances in
science and mathematics was that they not only expanded the linguistic awareness of
scientists and philosophers objective experiences, but also greatly increased the
linguistic awareness of their subjective experiences. In other words, the philosophers
of that timeespecially Descartes, became increasingly conscious of their own
subjective thoughts and feelings. What created this new, higher level of
consciousness was the rapidly growing contrast between their objective and
subjective experiencesa divide that the evolution of language was creating. Hence,
it was no coincidence that the linguistic awareness of our subjective selves began to
grow around this time.
This expanded focus on the external world which characterized the Scientific
Revolution had the unintended effect of calling more attention to ones personal,
subjective experiences. As a result, our subjective experiences that had once been so
inherent, natural, unquestioned, and therefore largely invisible to humanitys thinking
before the 1600s was now beginning to enter our linguistic awareness and become
explicitly acknowledged. By making the thinkers of that time much more consciously
aware of their own subjective, personal experiences, science, knowledge and reason
began to replace religion, superstition and myth. In essence, the rapid evolution of
language during the Scientific Revolution created the linguistic awareness of the
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subjective monism was the ruling paradigm and humanitys basic way of thinking, as
further discussed on page 40.
It was Descartes who fully brought this distinction to a head. His recognition
of the difference between his outer physical being his inner mental thoughts was a
product of his increased linguistic awareness or consciousness which enabled him to
see reality as split between what he perceived and what he sensed; between what he
could see, hear, smell, taste, and touch versus what he could feel, think, imagine,
decide and dreambetween his perceptions of the world around him versus the
subjective sensations within him. This distinction became formalized as the mindbody problem.
So obvious was Descartes linguistic awareness of his subjective thoughts
and feelings being distinct from his experiences of the external world, that he made it
a central principle of his philosophynamely, that the one thing he could be
completely certain of was his capacity to doubt and, hence, to think and that his
ability to do so was the basis of his physical existence. This realization was expressed
in Descartes statement, I think, therefore I am which made thought the foundation
of his corporeal being. Furthermore, he mistakenly attributed his capacity to think to
God, since at that point he was unable to find a more rational or scientific
explanation. In other words, while his considerable consciousness allowed him to
discern this split in reality, he did not possess the level of linguistic awareness
necessary to explain his subjective experiences more objectively.
As powerful as the Scientific Revolution was, Descartes use of God to
explain his subjective thoughts and feelings was not unusual. Indeed, most of the
philosophers and scientists during that period continued to believe in the existence of
an all-powerful deity which they used to explain their subjective experiences of
which they were becoming increasingly conscious. It was as though a light from a
powerful yet mysterious source illuminated what had been there all along, but had
been as invisible to these philosophers as it had been for their ancestors.
The philosophers inability to find a physical or scientific explanation for
their subjective experiences caused them to use the idea of God to explain them. As a
result, many prominent individuals such as Bacon, Galileo, Kepler, Copernicus,
Newton and Leibniz continued to believe in a higher power. So while the Scientific
Revolution caused these individuals to become linguistic aware of their subjective
experiences, they remained unable to determine their source and therefore attributed
them to God.
Descartes was alive at the right time to unwittingly promote what turned out
to be an apparently unbridgeable schism between ones objective and subjective
experiences. This divide was not only created by the evolution of language, but
became increasingly reinforced by its continuing growth. Indeed, over the last several
centuries we have added tens of thousands of new words to label and describe all the
exteroceptive perceptions and interoceptive sensations of which we were becoming
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aware. Over time, this process further magnified the difference between our external
and internal experiences, making this split more obvious and frustrating our best
attempts to solve it. It is no surprise that we reached the twenty-first century
throughly stymied by this mystery of subjective experience and our inability to solve
the mind-body problem. To further understand the origin and nature of this problem,
we must address how the evolution of languagespecifically our capacity to label
and describe our perceptions and sensationsled to our reflective and introspective
vocabularies.
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As we have seen, the most basic function of symbolic language is our ability
to label and describe our exteroceptive perceptions and interoceptive sensations. Not
only does this capacity give meaning to our objective and subjective experiences, it is
essential if we are to be able to explain and communicate them. By expanding our
consciousness, it fed our tendency to label and describe still more of our perceptions
and sensations which led to the growth of our reflective and introspective
vocabularies.
It is well known that language changes over time. This is reflected in the
growth of our vocabularies which, for many centuries, grew slowly. However, once
the Scientific Revolution began, it was as though we became language junkies,
labeling and describing the many perceptions and sensations of which we were
becoming aware, thereby resulting in many new words. The Encyclopedia Americana
noted that our vocabulary has grown from the 50,000 to 60,000 words in Old English,
to 650,000 to 750,000 in todays unabridged dictionary. In addition, Robert McCrum,
William Cran and Robert MacNeil note in their The Story of English that while the
Oxford English Dictionary lists about 500,000 words, an additional half-million
technical and scientific terms remain uncatalogued. Beginning with the Scientific
Revolution, many of these words were used for the new scientific and technological
discoveries, inventions and methods being developed.
Along with the vast increase in our vocabularies, the Scientific Revolution
also led to changes in the meaning of words. This fact has been especially well
illustrated by Owen Barfield in his book, History in English Words, where he
discusses the origin of various words from different historical periods. For example,
the Scientific Revolution influenced how the word metaphysics became redefined.
Before the revolution, scientific matters were a part of metaphysics known as natural
philosophy. It was only after this revolution was well under way that these matters
were called science rather than philosophy, at which point metaphysics was redefined
as dealing mostly with philosophical issues.
The Scientific Revolution was not only responsible for scientifically based
new words, but subjectively based ones as well. Hence, to understand the origin of
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the dichotomy between mind and body, we must look at how the evolution of
language led to the creation of two broad but distinct and continually expanding
vocabularies into which our words fallreflective and introspective. Reflective
vocabularies are made up of words used to label and define events, objects, actions,
people, places, and things in the external world. Introspective vocabularies consist of
words used to represent and describe our thoughts, feelings, emotions, dreams,
intuitions, and other sensations within us. Our capacity to label and describe our
external perceptions enable us to build our reflective vocabularies, while our ability
to do the same with our internal sensations allow us to construct our introspective
ones. It is probably not a coincidence that the word nomenclature, which means,
The devising or choosing of names for things, esp. in a science or other discipline
came into being in the early 1600s.
REFLECTIVE VOCABULARIES
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INTROSPECTIVE VOCABULARIES
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Language not only allowed us to name and define the perceptions that make
up our objective experiences, but also the sensations that make up our personal,
subjective thoughts and feelings. The dictionary defines the word introspection as
the examination or observation of one's own mental and emotional processes.
These are our thoughts, feelings, intuitions, emotions, moods and so on that make up
our subjective experiences and is the definition we will use here. The focus of
introspection is mainly on the self and our internal sensations as opposed to the
external world. It involves the examination and contemplation of ones self, as
opposed to extrospection which is the observation and thought about things external
to ourselves. As such, introspective vocabularies are created by naming and defining
the various interoceptive sensations that constitute our subjective thoughts, feelings
and other internally based experiences.
It is through introspection that we come to understand our personal lives
our thoughts, feelings, and actions. To do this requires the ability to accurately label
and define our subjective, interoceptive sensations. For example, a pain might be
described as dull, sharp, intermittent, burning, pulling, and so onall of which
denote and clarify what we might be feeling. Such vocabularies are the basis of the
arts, music, literature, religion, as well as some areas of philosophy, psychology and
the social sciences. Words that represent our introspective experiences are doubt,
regret, amazement, guilt, hope, shame, gratitude, envy, disappointment, anger, worry,
confusion, pleasure, and confidence. Our introspective vocabularies provide deep and
rich accounts of our subjective experiences.
The difference between our reflective and introspective vocabularies is that
our increasing awareness of our exteroceptive perceptions expanded our reflective
vocabularies, while our growing awareness of our interoceptive sensations increased
our introspective vocabularies. Furthermore, because reflection deals with the
external world, it is about practical matters on which our physical survival depends
and is therefore more commonly used than introspection. Indeed, when we add all the
things we have discovered in our natural environment, together with everything we
have created, our reflective vocabulary will be much larger than our introspective
one. This is demonstrated by the many specialized dictionaries developed and used
by the various sciences and technologies as compared with the number that exist for
the religion and the humanities. 6
This distinction between reflective and introspective language and thought is reminiscent of C.P.
Snows essay, The Two Cultures, in which he discussed the differences between the two cultures of
modern societyscience and the humanitiesand, specifically, the inability of their practitioners to
communicate with each other.
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take a closer look at how the evolution of language led us from our mostly subjective,
monistic way of thinking to our current dualistic state of mind which involves seeing
reality as divided between our objective and subjective experiences.
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7
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While the sudden evolution of language during the 1600s greatly amplified
the difference between our externally based, versus our internally based experiences,
it was mostly philosophically minded scientists like Descartes who were struck by
this distinction. Even to this day, the mind-body problem remains an enigma for those
individuals who are linguistically aware that their experiences originate from two
different sources. We will now look at how the evolution of language and
consciousness solidified our belief that reality was split between the physical and
mental realms of being.
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previously possible. In other words, the more conscious we became of the external
world, the more conscious we became of our subjective experiences. This forced us
to distinguish between what happens to us versus in us, thereby setting the stage for
dualism.
Of course it is certainly true that before the Scientific Revolution we had
been aware of our relatively simple subjective emotions such as joy, sadness, fear
and so on. However, it was in response to our growing awareness of our objective
experiences as demonstrated by the growth of our reflective vocabularies that we
became increasingly conscious of our subjective sensations. This led to many
previously unacknowledged interoceptive sensations to became labeled and
described. This fostered a greater awareness of our subjective experiences as
manifested by the more words we could create to represent, describe and express our
subjective states. This expansion of our introspective vocabulary was reflected in the
creation of such words as nostalgia, ennui, somber and empathy. These and similar
words generated a deeper understanding of ourselves and others.
Our increasing capacity to compare our objective experiences with our
subjective experiences helped us clarify and objectify both types of experience. As
we became ever more conscious of our subjective experiences when compared to our
objective ones, we could see them as categorically different. As our ability to clarify
and objectify both types of experience grew, our linguistic awareness of our
subjective sensations expanded which caused the split between body and mind to
widen and make dualism a forgone conclusion.
This growing linguistic awareness enabled us to transcend our previously
persistent and pervasive subjectivity, thereby making us much more conscious of our
subjective experiences than we had been before Descartes time. This linguistic
process eventually permitted Descartes to step out of his previously encapsulating
subjective mindset and finally see the difference between his objective and subjective
experiences. As a result, Descartes and others could now question the source and
nature of their subjective experiences.
The shift from our previously tenacious subjective monism into dualism was
our linguistic awareness of the difference between our objective, versus our
subjective, personal experiences. Once language evolved to a certain point, we
became sufficiently conscious of our subjective experiences by comparison to our
objective ones, and through clarification and objectification, to linguistically
acknowledge the difference between these two states of being.
As this distinction became increasingly apparent, the divide between the
world and ourselves grew to such an extent that we inadvertently found ourselves
living in what seemed to be two separate realities. While this contributed to a
qualitatively rich understanding of both our objective and subjective experiences, it
created an unresolvable rift in our picture of reality. Consequently, knowledge in the
1600s began to split into two spheresscience and technology, as opposed to
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religion and philosophy. It was at this point that we moved from the first stage of
consciousness which was subjective monism, to the second stage of consciousness
which is dualism.
The evolution of language created a situation where we were compelled to
see ourselves in dualistic terms. As such, the mind-body problem is an emergent
epiphenomenon which resulted from our linguistic capacity to distinguish between
our objective and subjective experiencesan anomaly due to the evolution of
language and consciousness. Because of this duality, we are no longer the purely
subjective creatures we once were, but now see ourselves as practical, scientific and
objective, as well as emotional, spiritual and subjective beings. We are, in other
words, creatures who now think in dualistic terms.
Read from the bottom up, Chart 2.1 outlines the evolution from subjective
monism to dualism in three simple steps. The first step of subjective monism began
with our inability to distinguish between our exteroceptive perceptions of the external
world and our interoceptive sensations that derive from within us. The second step
was our evolving capacity to label and describe both types of awareness, thereby
enabling us to expand, clarify and objectify our objective and subjective experiences.
The last step was our ability to see that the source of our externally based experiences
was physical, while the source of our internally based experiences was metaphysical,
thereby creating the duality of body and mind.
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Subjective Monism
Before the Scientific Revolution this distinction could not be clearly made,
thereby causing us to experience almost everything subjectively.
Chart 2.1
How the Evolution of Language Created Dualism - From Subjective
Monism to the Split between Mind and Body
From the Scientific Revolution and the Enlightenment to Romanticism there
was a trajectory that began with an increased understanding of the physical world, to
an appreciation of this emerging form of knowledge, and then to a newly apparent
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linguistic awareness of our subjective nature and experiences as reflected in our focus
on literature, art, music, religion, philosophy and history. Consistent with this thesis,
both the Enlightenment and Romanticism were natural outcomes of the Scientific
Revolution.
Regarding our previous metaphor, the period during which the fish was out
of the water and became aware of its natural habitat was like our experience during
the Scientific Revolution which made us more aware of our subjective nature. Then
when the fish was back in the water, it likely retained a memory of its experience of
being out of it. The fishs memory of this experience could be compared to our
extended awareness of the external world as represented by the Enlightenment. Still
further, like the fish becoming aware of the difference between being in, as opposed
to being out of the water, and appreciating being in it, we came to understand and
appreciate the subjective side of our existence as realized during the Romantic
Period. Thus, both the Enlightenment and Romanticism represented major shifts in
the intellectual and emotional development of those individuals who understood the
powerful distinction between their objective and subjective experiences and the new
dual reality it conveyed.
SUMMARY
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Chapter 3
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The raw inner feelings and thoughts that make up our subjective
phenomenological experiences are referred to by philosophers as qualia. The Oxford
Dictionary of English defines qualia as a quality or property as perceived or
experienced by a person. Choosing to ignore our subjective states as B.F. Skinner
did by emphasizing the importance of physical behavior at the expense of thought,
feeling and sensation clearly did not solve this problem. Nor have neuroscientists,
philosophers, or psychologists been able to solve it. What then is the source or
essence of our subjective experiences? This question is at the heart of the mind-body
problem and its answer lies in the evolution of language. The answer to what causes
the feelings or qualia that constitute our subjective experiences is our linguistic
awareness of theman awareness that did not exist to any significant degree before
the mind-body dichotomy emerged in the 1600s.
As previously discussed, it was through our growing ability to use language
to turn our exteroceptive perceptions into our objective experiences and our
interoceptive sensations into our subjective experiences that we became increasingly
conscious that their source was different. This greatly increased our capacity to
become linguistically aware of the external world and, by contrast, called more
attention to our subjective inner world. It is this process of realizing that the source of
our objective experiences is different from our subjective experiences that leads us to
feel them as being qualitatively different. Even if we are not linguistically clear of
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this difference, our ability to sense or feel that it exists is sufficient for the mind-body
problem to emerge. Hence, the phenomenon of qualia can occur with our objective
experiences as well as with our subjective ones.
Going back to our metaphor in the previous chapter, just as the re-submerged
fish would experience its natural watery habitat in a new way, we too became newly
conscious of our subjective experiences once their existence was made known by
comparing it to our objective experiences. In other words, once the fish is back in the
water that it had previously so taken for granted, it would likely feel different in it
just as our subjective experiences now do as the result of our greater linguistic
awareness of our objective experiences. It was language that made us conscious of
the difference between our objective and subjective experiences.
By understanding how the evolution of language created the split between
our objective and subjective experiences and why the latter were therefore
experienced differently, we could see how the hard problem of subjective experience
or consciousness came into existence. The very fact of just knowing that the source
of our subjective experiences lies within us is enough to make them feel different
from those experiences that originate outside of us. This comparison inevitably
caused us to experience our subjective thoughts and feelings in a uniquely different
way; namely as mysterious, ineffable, and inexplicable. As such, we came to regard
our subjective experiences with a wonder and reverence that could not be
scientifically explained.
In Chapter 1, we defined consciousness as being based on the physical
phenomenon of symbolic language. One important reason for doing this was to
remove the subjective phenomenological aspect so commonly attributed to
consciousness. It is obvious that if we define consciousness as having subjective
qualities, we inevitably validate the mind-body problem. This problem, however, is
based on an illusion. To solve the hard problem of subjective experience or
consciousness, which is the basis of the mind-body problem, we must understand that
the evolution of language did not create two distinct realities, but only the illusion
that two different realities existed. This illusion was created through our capacity to
label and describe both our exteroceptive perceptions and interoceptive sensations
which then led us to believe that the source of our resulting objective and subjective
experiences was differenta belief that is certainly correct. However, while the
source of our objective experiences is clearly different than our subjective ones, the
idea that the source of our objective experiences is physical while the source of our
subjective experiences is not physical is an illusion. In other words the natural,
evolutionary unfolding of language did not create two different realities, but instead
created the illusion that there existed a physical reality and a nonphysical or
metaphysical reality which made the split between body and mind inevitable. Hence,
the real illusion is not that our experiences come from two different sources which
they indeed do, but rather it is in thinking that the source of our objective experiences
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the first signal system, while the words we use to represent the external physical
world constitute the second signal system. Although we spend much of our lives
responding directly to the first signal system of the external world, a large part of
how we think and what we do revolves around the second signal system which are
our symbolic representations of it. Furthermore, as a second signal system, words not
only enable us to represent our exteroceptive perceptions of the external world, but to
symbolize our interoceptive sensations as well.
The main point here is that just as the first signal system of perceptions and
sensations is physical, the second signal system of symbolic language is also a
physical phenomenon. Hence, as the basic physical units of language, words exist as
external as well as internal, physical entities. Words used to label, describe, explain
and communicate our experiences are the physical basis of language. We can speak,
hear, read and write them. Expressed through speech and writing, words are the
behavioral expressions of our biological perceptions and sensations and our
resulting objective and subjective linguistic experiences. As neurological events
within our brains, words facilitate our conscious awareness and, therefore, have
powerful physical effects on our emotions and our bodies. Whether spoken covertly
or overtly, or expressed in writing, words are physical entities that have very real
neural, behavioral and social consequences. Words clearly serve as the physical
causes and effects of our thoughts, feelings and actions.
Words not only represent physical objects, events, processes and phenomena,
but because they are the physical manifestations of language, they are just as real as
our biological perceptions and sensations. So while words represent various physical
external and internal events, words are also physical events in their own right.
Because words are physical symbols which exist in our physical and social
environments there is a continuity from what happens in the external world to the
physical perceptions and sensations that make up our biological awareness, and
through our capacity to label and describe our biological perceptions and sensations,
to our conscious objective and subjective experiences, respectively. Hence, the
spoken and written words we use to express our objective and subjective experiences
are the physical basis of our consciousness. What makes consciousness a valid
phenomenon is its definition as biological awareness that has been transformed by
the physical phenomenon of language. Although language physically links our
biological perceptions to our objective experiences, we will now focus on how it also
links our biological sensations to our subjective experiences.
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external world and the feelings, thoughts and memories taking place within us. In
other words, symbolic language is the physical connection that links our
exteroceptive perceptions with our objective experiences, and our interoceptive
sensations with our subjective experiences. Again, it does so by enabling us to label
and describe our biological awareness of our perceptions and sensations, thereby
creating our conscious objective and subjective experiences. However, because we
take this process so much for granted, we fail to realize that our conscious
experiences are linguistic experiences.
The fact that we have been unaware that language objectifies and transforms
our interoceptive sensations into our subjective conscious experiences has led to an
exploratory gap between the phenomenological nature of these experiences and what
their source or causes are believed to be. Our inability to see how language connected
these sensations or qualia with our subjective experiences led us to believe that the
latter were somehow unique. It is language that has been the invisible missing link
between our interoceptive sensations and our phenomenological experiences.
As an example, let us say that we are observing a red sunset. Both our
sensation of the sunset and our linguistic awareness of it are neurobiological events,
albeit of a different type. However, both are physically real events. The difference
between our sensation of the red color and its linguistic representation is that the
latter is a symbolic description of the former. This would apply to any interoceptive
sensation which we might label and describe.
To take another example, let us use the subjective experience of thirst. First,
the sensation of thirst is triggered by a combination of external and internal factors.
Next, this sensation often results in our becoming linguistic aware of our need to
drink something. However, while our biological need for something to drink is
distinct from our linguistic awareness of this need, what we have here are two
physically related eventsour neurophysiological sensation of thirst, and our
subjective linguistic awareness of this sensation. Our sensation of thirst is one
biologically corporeal event while the act of labeling this sensation is another,
linguistically physical event. So while we can clearly make this distinction, the fact is
that our interoceptive sensation of thirst as well as the words we use to label it both
exist on the same physical continuum, thereby eliminating the explanatory gap.
The same may be said about our other interoceptive sensations such as
thinking, feeling, believing, planning, expecting, remembering, reasoning, intending,
desiring, imagining, hoping, creating, deciding, reflecting, knowing, judging,
predicting and so on. These neurophysiological events can all be labeled and
described, which turns them into our subjective linguistic experiences. This physical
connection between our interoceptive sensations and our phenomenological
experiences is manifested through our speech, auditory and association areas of our
brains as well as our resulting spoken and written communications.
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physical monism can replace dualism. While our emphasis has been on our
interoceptive sensations, our exteroceptive perceptions are also neurobiological
events that are turned into our objective experiences through language and are
therefore consistent with physical monism.
In summary, the explanatory gap was due to our inability to see the
connection between our experiences and language. By recognizing that our
experiences arelike our linguistic representations of themphysical, we can
transcend our current dualistic picture of reality. This enables us to move from
metaphysical dualism to physical monism as represented in Chart 3.1, and to
establish a more scientifically oriented worldview.
Our
perceptions
and sensations
which are
neurobiological
phenomena
the physical
words we use to
label and describe
our perceptions
and sensations
Physical
monism
Chart 3.1
Our Perceptions and Sensations Together with the Physical Words
We Use to Label and Describe them Leads to Physical Monism
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We have discussed how the evolution of the first function of language which
is to label and describe our experiences created a level of consciousness that led to
the mind-body problem. However, this is not all. We have also made immense strides
in being able to explain our experiences. In Part II we will show how the evolution of
this second function of language which is our need to explain our experiences greatly
increased our consciousness. As we will see, this evolutionary advance was based on
our capacity to generate physical and metaphysical explanations for our objective and
subjective experiences.
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Part II
How We Created God and Mind to
Explain Our Experiences
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Chapter 4
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example, when our ancestors were unaware of how birds fly or why the sun rises or
sets, it was metaphysical explanations that were used. As we acquired more
information and knowledge, they were replaced by physical explanations 8
PHYSICAL EXPLANATIONS
Because language is the perfect medium for creating ideas, explanations, and
theories, it enables us to analyze, predict, and control our physical and social
environments. The goal of conducting scientific experiments is to find physical
explanations. These are based on our capacity to observe the causes of the events we
want to explain. The more readily we can observe the cause of an event, the more
likely we are to be able to predict it and possibly control its outcome. Therefore, our
ability to develop theories and models of the real world leads to advances in science,
technology, medicine, engineering, the social sciences, and other disciplines. The use
of scientifically based explanations was especially prevalent during the Scientific
Revolution and was the basis for both the Agricultural and the Industrial Revolutions
about which we will have more to say in Chapter 6.
Although physical explanations have scientific validity, they often fail to
have the universal appeal of metaphysical ones. Hence, the type of explanation we
use is often determined by the emotions and prejudices behind the kinds of
experiences we are trying to understand. Furthermore, because the answers to many
of our questions do not come easily, we often invent explanations that are
emotionally satisfying rather than scientifically plausible. This brings us to
metaphysical explanations which are often based on speculation, hope, tradition, or
wishful thinking.
METAPHYSICAL EXPLANATIONS
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There is a distinction between the supposed origin of an event versus its supposed cause(s). Origins
refer to the beginning or first cause of a phenomenon. Seeking origins encourages metaphysical
explanations, whereas looking for cause(s) of a specific event tends to encourage practical or scientific
explanations. The more distance in time and/or space between an event and its cause, the less accurate
our explanations are likely to be. This is why religious philosophies that focus on origins or first causes
are inaccurate, while the physical sciences that tend to deal with existing causes are more accurate.
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OF
As we have seen in Chapter 2, our ability to label and describe the external
world is the basis of our reflective vocabularies. These vocabularies are, in turn, the
basis of our physical explanations. Conversely, our ability to label and describe our
inner world is the basis of our introspective vocabularies which are used to construct
our metaphysical explanations. This expansion of both our vocabularies permitted us
to build both kinds of explanations which grew in number, depth, and sophistication
and significantly increased our level of consciousness. Charts 4.1 and 4.2 show how
this process unfolds. Chart 4.3 summarizes this process by showing how our use of
reflective dialogues created physical explanations used in science and technology,
and how our use of introspective dialogues enabled us to generate metaphysical
explanations used in religion and the humanities. Having made the distinction
between these two kinds of explanations, we will now discuss the difference between
our spiritualistic and mentalistic explanations.
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Physical explanations
Chart 4.1
The Continuity from Objective Experiences
to Physical Explanations
Metaphysical explanations
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Introspective vocabularies and dialogues
Chart 4.2
The Continuity from Subjective Experiences
to Metaphysical Explanations
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Physical explanations
used in science and technology.
Reflective vocabularies
and dialogues are the
basis of our objective
experiences
Metaphysical explanations
such as god and mind.
Introspective vocabularies
and dialogues are the
basis of our subjective
experiences
Symbolic language
Chart 4.3
From Symbolic Language to Physical and
Metaphysical Explanations
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It is to be noted that I am defining god in the broadest, generic terms which includes all animistic,
polytheistic, and monistic gods.
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OF
METAPHYSICAL EXPERIENCES
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OF
We previously said that our ability to make the distinction between what
happens to us, versus what happens within us is based on our level of linguistic
awareness. Hence, if we think, feel, or believe that the source of a subjective
experience is in the external physical world, we will regard it as happening to us and
therefore explain it by recourse to externally based metaphysical spirits. However, if
we regard the source of that subjective experience as being internal, we will see it as
happening within us and explain it by using the internally based metaphysical idea of
mind. In other words, as our linguistic awareness grows, so does our tendency to see
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the source of our subjective experiences as being internal rather than external and to
explain them in mental rather than spiritual terms.
Motivated by our desire or need to explain and understand some of our
objective experiences and most our subjective ones, we created imaginary forces,
deities, or processes, all which serve to explain what otherwise seems unexplainable.
These explanations have historically been the result of what we believe is the source
and/or cause(s) of our experiences. As such, god and mind represent two
consecutively evolving, often overlapping, but distinct ways of understanding our
experiences. As the universally created and accepted explanations, the idea of god is
used to explain both our objective and subjective experiences while the idea of mind
mostly serves to explain our subjective ones.
While the spiritual or religious individual uses god to explain the seemingly
impenetrable, the scientist does much the same when he or she defaults to the idea of
mind as a means to understand what is unknown about ourselves. Although these
metaphysical explanations address vexing questions and appear to fill gaps in our
knowledge, they are nevertheless speculative and usually wrong. Having discussed
the differences between our physical and metaphysical spiritualistic and mentalistic
explanations, the next chapter will explain why god and mind are metaphysical
constructs.
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The ideas of god and mind are not the only metaphysical abstractions we
have created. The abstract ideas of time and space are also human creations. The idea
of time comes from our ability to measure the interval between any two (or more)
events in the external world. Time is the measurement of fixed, regularly spaced
events that have been designed (sundials, mechanical or digital watches, clocks, etc.),
or are based on natural repeated events such as atomic clocks. It is the consistency of
these intervals that are what we refer to as time passing. For example, we can
measure the time between the beginning of a rainstorm to its end. However, if we
want to measure an amount of time before the storm or after it, we would need some
event to serve as a marker by which to do so. There must be at least two physically
definable events to measure this metaphysical idea we call time. Time comes into
existence as a metaphysical abstraction when we measure the interval between two
specifically defined events.
But is it really time we are measuring? Is time a real thing in the external
world, or is it a construct that we have formed based on our observations of specific
sequentially occurring events? Since we cannot only think, talk and write about time,
the fact that we can also physically measure it leads us to believe that in some way it
is a physically real phenomenon. As a result, some have entertained the absurd idea
of time travel as though time is something that can be physically manipulated. What
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can be manipulated are the events or the devices we decide to use to measure time.
The fact that time seems to stand still when we are having certain experiences and
speed up when we are having others demonstrates its subjective nature. Because time
is an abstraction, it changes according to what we use to measure itour subjective
experiences or physical instruments that measure consistently spaced intervals. When
we talk about time passing, what we are really talking about is the passing of
events, not time.
What about the idea of space? Unlike the measurement of time which
involves the interval between two or more events, the measurement of space involves
measuring the distance between two or more objects. As such, the measurement of
space uses a predefined distanceinch, foot, yard, mile, and so on. The three
dimensions of height, width, and depth of a physical object clearly occupies space.
Without the existence of objects there can be no way to measure space. Space comes
into existence as a metaphysical abstraction when we measure the distance between
two specifically defined points on two or three dimensional objects. Furthermore,
because space is defined by the characteristics of the objects in it, space cannot
possibly be empty. Indeed, as physicists know, space is filled with matter and energy,
be it visible or dark.
The fact that the events and objects we use to measure time and space are
physical has led many to assume that time and space are also physical. However, it is
our ability to make these measurements that create the metaphysical abstractions of
time and space. In other words, the abstract ideas of time and space are derived or
extracted from these measurements. The results of these measurements are what we
call time and space. So while time and space use physical events and objects to
measure these abstract notions, neither time nor space exist as either events or
objects.
At their most fundamental level, time and space can only be measured by the
physical presence of events and objects. Time and space are metaphysical
abstractions that have been created out of such measurements. In other words, it is
the act and result of measuring the interval between events or the distance between
objects that creates the abstractions of time and space. Time and space do not exist
independently of our measurements of them. The point is that while neither time nor
space are physical phenomena, neither can be measured without the physical
existence of events and objects. Time is, therefore, functionally defined by our
measurement of events, while space is functionally defined by our measurement of
objects. As such, time and space reificationsabstract constructs that do not
physically exist.
Because modern science has enabled us to measure very distant events
events which require light-years to reach our eyeswe have created the metaphysical
idea of space-time. In measuring the speed of light, we are really measuring two
things simultaneously. One is the measurement of the interval between when photons
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travel from the beginning of a second to the end of that secondwhich constitutes
the two events. The other measurement is the distance it takes for the photons to
move from point A to point Bthe two objectswhich is 186,000 miles. As useful
as the space-time idea is in modern physics, we must not lose sight of the fact that
however much this idea helps us better understand the universe, time and space are
metaphysical abstractions and nothing more.
My reason for comparing the ideas of time and space with those of god and
mind is to show that a stronger case can be made for time and space being real
phenomena than god or mind. This is because time and space can be measured by
physical instruments whereas god and mind cannot, thereby making it easier to
believe that the former possess physical attributes than does god or mind. Although
neither time nor space are more real than god or mind, the difference is that some
metaphysical ideas more readily lend themselves to quantification than others.
However, we could claim that some natural phenomenon such as the rising of
the moon or the sprouting of a tree was due to god, thereby supposedly proving his
or her existence. In a similar way, we could functionally define and measure mind
based on the ability to remember a series of numbers or words. However, while
memory can be physically measured, it is memory that is being functionally defined
and measured, not mind. Neuroscientists who expect to find physical evidence for the
existence of mind are as misguided as those physicists who believe that time and
space are real phenomena simply because they can be physically measured.
Now it may of course be said that we could functionally define time as the
physically measured interval between two events, and functionally define space as
the physically measured distance between two (or more) objects; this would be
similar to our having functionally defined consciousness as the physical
manifestation of language, as we did in Chapter 1. This is perfectly acceptable for
both time and space as well as for consciousness as long as we do not confuse the
functional definition of these abstract metaphysical constructs with the physical tools
being used to measure these constructs. Indeed, even consciousness is a metaphysical
abstraction which we functionally defined in terms of the physical phenomenon of
symbolic language. Without having created this definitional formality in the first
chapter, consciousness would be as devoid of real meaning as is the idea of mind.
In summary, time and space, like god, mind and consciousness are
metaphysical constructs that help us explain and make sense of the world. While
these constructs refer to physical phenomena, the constructs themselves do not create
the phenomena. In other words, events cannot create time, nor can time create events.
Events can only be used to measure time which can vary depending on the events
used. If we change the events we use to measure time, it is the measure of time we
change, not time itself. Likewise, objects cannot create space, nor can space create
objects. Objects can only be used to measure space which can vary depending on the
nature of the objects used. And if we change the objects we use to measure space, it is
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the measure of space we change, not space itself. A similar argument holds for god,
mind and consciousness. Lastly, time, space, god, mind and consciousness are
metaphysical explanatory ideas and are therefore different from physical explanations
where the real, tangible causes and effects of various phenomena can be physically
observed, specified and studied.
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Chapter 5
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n the previous chapter we saw how the evolution of language and consciousness
led from the development of spiritualism to mentalism or from the idea of god to the
idea of mind. We also saw that why we were driven to create these two metaphysical
ideas was to explain our experiences. In this chapter we will discuss how these two
abstract explanations were created. In doing so, we will show how these widely
accepted metaphysical constructs are mythical beliefs. Although the evolution from
god to mind represented a step toward greater consciousness, it reinforced the
metaphysical side of the mind-body problem, thereby making it that much more
difficult to resolve. The last section of this chapter addresses this part of the mindbody problem.
While I questioned the existence of god from the time I was an adolescent, it
took me years to see that mind, like god, was a metaphysical idea that did not refer to
anything in the physical world. In making this connection, I began to see that both
ideas arose from our motivation to explain the source and/or causes of those
experiences which we could not readily explain in more practical, objective, or
scientific terms.
Many thinkers have regarded the soul as the forerunner of the self. Few,
however, have seen god as the antecedent of mind. Just as the soul is logically
connected to the self, so is the idea of god connected to the idea of mind. In other
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words, just as the soul can be seen as an earlier version of the self, the idea of god can
be viewed as the forerunner of the idea of mind, in terms of using these ideas to
explain our experiences. Indeed, just as there is an intuitive connection between the
soul and the self, there is a similar connection between god and mind which is
discussed in the Addendum on Metaphysical Crossovers. However, our objective of
this chapter will be to show that the ideas of god and mind were created by our
motivation and capacity to explain our experiences, which is the second important
function of language.
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While many words refer to real objects, events and actions, other words
represent abstractions such as perfect, absolute, infinity, ideal, angels and the like.
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However, while such words refer to phenomena that we may believe really exist, it is
the words that physically exist, not the phenomena to which they refer. Our
occasional tendency to confuse words with the reality of what they represent is
largely due to our desire to create explanations and the sense of control and emotional
satisfaction that often comes with their use. However, when we create labels to
explain rather than simply describe our experiences, we unwittingly become victims
of our need to understand them.
The line between labeling and explaining an experience can be easily blurred
when our motivation to understand it is strong, but its cause is obscure or difficult to
observe. In these situations, our tendency to create and use labels and/or descriptions
as explanations may be hard to resist. Hence, in our zeal to explain an experience, we
may do no more than simply label and/or describe it. The problem with this is that we
fail to acknowledge the possible cause(s) of the experience which is, of course,
necessary to explain it.
As an example of using labels to explain a phenomenon, we might call
someone eccentric, autistic or schizophrenic and then assume that the label and/or
description of their behavior in fact explains it. However, simply labeling and even
describing these behaviors do not explain their cause(s) which may be genetic,
developmental and/or environmental. The fact is that neither labels nor descriptions
are explanations, and any attempt to use them as such leads us to neglect or bypass
the often demanding task of finding their actual causes.
A second way that metaphysical explanations are created involves our use of
reification. To reify something is to make what is abstract, real and concrete and,
therefore, treat it as if it had a physical existence. Treating an abstraction as
something real is referred to as the fallacy of reification. However, although it is a
fallacy, our tendency to use reification demonstrates our need to explain our
experiences, the causes of which are unclear or invisible. Just as with creating labels
that refer to nothing in the real world, reification also ensures the creation of
metaphysical explanations. In summary, labeling and reification are used to explain
those experiences, the real causes of which we either are, or wish to remain
linguistically unaware. Let us take a closer look at god and mind as metaphysical
constructs.
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The etymological root of the word mental is man, or "one that thinks." The
dictionary defines the word mind as the element of a person that enables them to be
aware of the world and their experiences, to think, and to feel. This definition
strongly implies that we are linguistically aware or conscious of our objective and
subjective experiences. While this provides us with a definition of mind, it does not
explain what mind is. In other words, is mind an entity, a physical process or a
metaphysical idea? Furthermore, what proof, if any, is there for the existence of
mind?
Because it is impossible to define mind as a physical entity or process, we
must begin with the only physical evidence we have for its existence. This is the
word, mind. The point is that mind, like god, does not possess any physical attributes
other than as a spoken or written symbol representing an idea. Put a bit differently,
the only objective, physical evidence we have for the existence of mind is as a word
which symbolizes an idea. The idea that the word mind stands for is that it is an
explanation or container for our thoughts, feelings, dreams, intuitions and other
experiences which we believe exist within us. The fact is that there is no evidence
that mind is anything other than an explanation or container for the various
perceptions and sensations of which we have become linguistically aware or
conscious. Hence, the same claim we made for the metaphysical idea of god can be
made for the more recently evolved idea of mind.
Our motivation to understand our experiences led us to create the
metaphysical idea of mind to explain them. However, by taking this position, we are
confronted with the following dilemma: If mind is nothing more than a metaphysical
construct, how can we have the idea of mind without having a mind to have the idea?
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HOW TO HAVE THE IDEA OF MIND WITHOUT A MIND TO HAVE THE IDEA
How, you may ask, can any ideaslet alone the idea of mindexist without
a mind to think them? If the idea of mind exists, doesn't this prove the existence of
mind? Although this seems logical, closer examination reveals that this question
raises the very issue we are dealing with, namely our inclination to believe that
metaphysical explanations can explain reality.
Before we can solve the paradox of having the idea of mind without having a
mind to have the idea, we must first discuss the nature of ideas. While many other
species have feelings, dreams, memories, and so on, it is only within humans that
these neurological sensations can be symbolically represented and expressed as ideas.
This means that these ideas are not the result of our minds, but of our capacity to
represent, through language, the physical reality of our exteroceptive perceptions and
interoceptive sensations. Hence, these linguistically expressed ideas not only exist as
neurological events, but as spoken and written behavioral events. The point is that
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our idea of mind is not created by the mind, but by our capacity for symbolic
language, without which the abstract idea of mind could not exist. Once we recognize
that there is no evidence for the existence of mind as anything other than a linguistic
explanation for our thoughts and feelings, we can begin to see mind as the
metaphysical construct it is. Hence, as counterintuitive as it may at first seem, the
existence of ideasthe idea of mind includeddoes not prove the existence of mind.
To possess ideas without having a mind to possess them, the only thing we need is
linguistic awareness.
If ideas are defined as products of mind, then the belief that mind exists will
likely be accepted as fact. In other words, if we define mind as the mechanism by
which our thoughts, feelings, intuitions and so on are processed, its existence
becomes a forgone conclusion. However, the mistake of defining mind based on what
the physical brain does fails to convey that it is the idea of mind rather than mind
itself that exists. However, if ideas as well as thoughts, feelings, memories, intuitions,
dreams, and so on are acknowledged as neurophysiological events, then they will be
seen as the products of brain, not mind. Because it is both the linguistic awareness of
our perceptions and sensations as well as these perceptions and sensations
themselves that are real, the metaphysical idea of mind can be explained as the
product of our brains. 10
While some theories view mind as a single entity or process, others regard
mind as the summation of many sub-processes that, to varying degrees, are
independent of one another. However, if mind only exists as a metaphysical
explanation for our experiences, such theories must be about how the brain rather
than how the mind functions. It is only by recognizing that mind is nothing more than
a symbolic metaphysical construct that reflects our capacity to use language to
explain our neurobiological experiences, that will extricate us from this mind versus
brain conundrum.
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GOD AND MIND AS MYTHS
10
We may note the word, endeiktic as defined by Peter A. Angeles in the Dictionary of Philosophy
(1981 Harper & Row) as "indicative words, signs or symbols whose referents are not observed or
experienced in a direct way." For example, words such as soul, spirit, substance, mind, are
considered ... inaccessible to empirical testing or experience."
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thoughts, feelings and other mostly subjective experiences. The truth, however, is that
both god and mind are myths.
Before and even after the Scientific Revolution, many of our experiences
were explained by recourse to spiritual entities. Over time, our belief in mind
gradually began to replace our belief in god as a way to explain them. This was
reflected in our mentalistic vocabulary which began to take precedence over our
spiritualistic one, at least among some individuals and cultures. As a result, our belief
in the existence of mind became as powerful and all encompassing as our earlier
belief in the existence of god had been.
Just as god is a mythical entity, mind is a mythical process. In other words,
god and mind are spiritual and mental abstractions that do not refer to anything in the
world of matter and energy. Nonetheless, once they are created, there is a clear belief
that what they refer to must exist. As such, they take on a life of their own and have a
real influence on our behavior, our physical environments and our social lives.
Myths though they are, the ideas of god and mind have come to represent
universal truths which have exerted powerful forces in human affairs; this was and
continues to be demonstrated by the profound and far reaching effects of the wars
fought and the institutions built in their name. Their influence is reflected in the
various religious, social and educational institutions and organizations that define our
cultures and societies. Nevertheless, as strong as our beliefs in god and mind are, they
exist only as linguistic ideas which are expressed as neural as well as spoken and
written events.
Given that god and mind are myths, their definitions will vary from one
individual or culture to another. How they are defined reflect who or what we believe
is the source and/or causes of our experiences. Whether we attribute our experiences
to god or to mind not only depends on the experiences we are attempting to explain,
but on our cultural traditions and level of linguistic awareness or consciousness.
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we can become conscious of most things that arise in our objective, practical lives,
while our introspective vocabularies enable us to become conscious of much that
occurs in our subjective, emotional lives. Since most of our thinking is linguistically
mediated, this definition of consciousness is quite comprehensive.
Once our subjective experiences were clarified, expanded and objectified
through language, we came to regard them as a unique property of mind; this
reinforced the idea of mind as a valid explanation for our experiences even though it
explains nothing. The point is that if we did not functionally define consciousness in
terms of language, consciousness would be like the idea of mindjust another
metaphysical construct used to explain phenomena that we cannot otherwise explain.
On the other hand, the real phenomenon of linguistic awareness or
consciousness can explain everything that we might attribute to the metaphysical idea
of mind. This means that our functional definition of consciousness can encompass
all the activities, functions and processes that have been associated with the mind,
thereby making the latter superfluous. We therefore no longer need to rely on the
metaphysical idea of mind to explain the source of our feelings, thoughts, memories
and other (mostly) subjective experiences, as much of this will become increasingly
explained by science as the necessary tools and methodologies become available.
Like our belief in god, our belief in mind has persisted even though there has
never been any evidence for its existence. However, the more we try to define it in
physical terms, the more apparent it becomes that it is a metaphysical construct.
Indeed, what physical attributes could we attribute to mind on which a scientific
theory might be built? The answer of course is none. The fact is that mind is little
more than an explanatory construct.
Having discussed how the evolution of the second function of language
which is to explain our experiences led to the creation of the metaphysical ideas of
god and mind, our next objective is to discuss the evolution of the third function of
language which is our capacity for intrapersonal communication. This process first
led to our inner voices and the metaphysical idea of the soul, and then to our internal
dialogues and the dialogical self. The latter culminated in our capacity for selfawareness. These ideas will be explored in Part III.
While neither god nor mind exist as anything more than metaphysical
constructs or myths, there is little question that what does exist are various physical
forces or forms of energy that we cannot experience, the reason being that we lack
the perceptual organs to do so. As such, we are linguistically unaware of them. In
other words, just as there are forms of matter in the universe that are unknown to us,
it is certain that there are forces and energies of which we are physically and, hence,
linguistically unaware. For example, the postulated existence of dark matter and dark
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energy of which much of the universe is believed to consist may be the basis for, or
causes of, some of the phenomena that we have been unable to objectively explain
and, as a result, see them as mysteries. It is possible that what we take to be god or
mind are these energies or forces of which we are unaware or conscious.
However, just because we are unable to detect the cause(s) of these
phenomena does not mean that we cannot become linguistically aware of their
effects. Indeed, it may be that at least some of the mysteries we experience are due to
our not knowing the causes of the effects we observe. Since the causes of many of
our experiences are invisible, it is natural that we would create metaphysical
explanations for them. In so doing, we create myths to explain the real, but unseen
physical forces or energies that very likely exist, but which we cannot prove. In other
words, when we experience an event, the cause of which is unknown, we may invoke
the idea of god or, perhaps, that of mind. By attributing these mysterious forces to
speculative or metaphysical phenomena, we try to convince ourselves that we have
explained them when all we did was create meaningless simplifications. Since our
creation of god and mind stem from our motivation to explain our experiences,
neither are unlikely to pass into history any time soon.
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Part III
How Our Intrapersonal
Communications Created the Soul,
Self and Self-awareness
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Chapter 6
The Emergence of
Intrapersonal Communication
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internal dialogue. These are reflective and introspective dialogues which are logically
based on our reflective and introspective vocabularies discussed in Chapter 2.
This chapter will set the stage for Chapter 7 where we will discuss how the
evolution of intrapersonal communication led first to the metaphysical idea of the
soul, and then to the personal or dialogical self. Chapter 8 will show how the
dialogical self created the unique experience of self-awareness.
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Our need to communicate is based on our need to connect and relate to others
socially, emotionally and intellectuallyall of which attests to just how truly social
we are. Social communication has not only been the key to our survival, but to our
outstanding success as a species. As the basic units of linguistic communication,
words are used to represent objects, places, events, thoughts, feelings, and so on,
thereby facilitating our connections with others. Our ability to communicate our
experiences enables us to transfer information, knowledge and even wisdom to other
individuals as well as future generations, all of which has been central to our social,
intellectual and cultural evolution.
Social or interpersonal communication involves two or more individualsa
speaker and one or more listeners. Biologically speaking, it requires that neural
activity from the speech areas of the brain be transmitted to the speakers vocal cords,
which is then conveyed to the ears of others through spoken words. Hence, social
communication involves overt vocalizations, or speech, directed to others. As a
result, the question of who is speaking and who is listening does not arise, as it is
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obvious who and when each is speaking and who and when each is listening.
However, as we will see, this is not true with our intrapersonal communications.
Hi, Jim.
How are you
and your
family doing?
Figure 6.1
Our Social Communications
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now address the second type of intrapersonal communication which is the deeper,
more complex process of internal dialogue. 11
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Figure 6.2
Our Inner Voice
Although reference is sometimes made to inner voice, inner speech, or self-talk, these expressions
have previously been used in nebulous ways. In other words, formal distinctions have not been made
between them. There are, however, extremely importantindeed, pivotaldifferences between our
inner voice and our inner dialogues.
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the object from their own perspective. Hence, they were unable to imagine how that
object would appear from the other persons viewpoint. To accomplish this not only
requires the ability to use language to describe an object, event or experience, it
requires the use of internal dialogue which is largely nonexistent in the egocentric
child.
As a childs brain develops, his or hers ability to use inner dialogues evolves,
which leads to more sophisticated and complex levels of thought. Unlike our inner
voice which involves one-way communication, internal dialogues are two-way
conversations we have with ourselves. This makes them a much more advanced form
of thinking. For example, such dialogues often involve an internal question and
answer discourse, which are used to explain and understand various physical and
mental phenomena or processes. Inner dialogues are used to think through issues with
varying degrees of complexity, and may address virtually anything regarding the past,
present, or future.
The driving force behind the use of intrapersonal dialogues is our need to
figure things out; to explain how or why something does or doesnt occur, works or
fails to. Inner dialogues are motivated by our need to answer questions, solve
problems and resolve conflicts. The thought process behind explaining, planning,
analyzing, deciding, predicting, creating theories, inventing new tools, devices,
processes, and procedures and discovering new ways of doing things, all require the
use of internal dialogues. Our ability to have a two-way conversation with ourselves
is essential to accomplish these tasks. Unlike our inner voice, inner dialogues involve
voluntary, intentional, focused, organized and clear thinking.
Concerning our survival as individuals and as a species, internal dialogues
serve several major functions. For one, it helps us think things through without
immediately reacting to a difficult situation or being unduly influenced by others. For
another, it enables us to sharply focus on the complexities of whatever issues are at
hand and planning strategies that may allow us to gain considerable advantage over
others. The importance of using inner dialogues to see and understand the
consequences of our actions and those of others have led to a considerable increase in
the number of people who have acquired this ability.
The content of our inner dialogues can range from the most trivial or
mundane to the most significant or profound, from the simplest to the most complex,
and from the most detailed to the most general of subjects. Internal dialogues enable
us to address every topic we can imagine from the origin and nature of the universe
to the meaning of life. They are also used to think about how and why we and others
feel, think, or act in certain ways. Most of the advances in science, technology,
medicine, law, social policy, economics, art, music, literature, philosophy,
anthropology, psychology and a multitude of other disciplines depend on our capacity
for intrapersonal dialogues. As such, they have played and will continue to play a
central role in the evolution of human intelligence and consciousness.
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Figure 6.3
Our Internal Dialogues
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conscious level. Consequently, they are the key to understanding all the areas of life
to which they are applied. It may also be noted that while the terms inner voice and
internal dialogue have been used by many, none to my knowledge have defined and
explained the important differences presented here. Considering how dissimilar our
inner voice is from our inner dialogues regarding how we think, this is unfortunate. 12
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complex ones internal dialogues are likely to be. However, as sophisticated as our
internal dialogues may be, the nature and level of activity in these areas will almost
certainly be influenced by the limbic system or emotional brain. Although the
structural details and connections of internal dialogue remain to be identified, their
implications are, as seen by our recent evolution, remarkable. Indeed, once
intrapersonal dialogues emerge, a quantum leap in our linguistic consciousness
occurs as reflected in the rapid evolution of our intelligence and culture.
In summary, it is important to understand that both our intrapersonal voices
and inner dialogues are real neural events that reflect the nature and complexity of
our linguistic consciousness. Indeed, A.N. Sokolov and his colleagues have shown in
Inner Speech and Thought, that inner speech cannot only be observed, but
experimentally manipulated.
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Just as our capacity to label, describe, and explain our experiences continued
to evolve, so did our ability for intrapersonal communication. The path that this
process took was from our inner voicewhich was almost certainly the predominant
form of thought for thousands of yearsto our internal dialogues which became
deeper and more frequent over time. These dialogues not only resulted in the rapid
and incredible scientific and technological progress that has taken place over the past
several centuries, but also in the development of the arts and humanities. In other
words, our inner dialogues enable us to reflect on objects and events outside
ourselves, as well as to introspect on the feelings and thoughts within ourselves. This
brings us to our use of two kinds of intrapersonal dialoguesreflective and
introspective.
In Chapter 2 we discussed reflective and introspective vocabularies.
Connected with these two vocabularies are our reflective and introspective dialogues.
Logically enough, reflective dialogues use reflective vocabularies, while
introspective dialogues require an introspective vocabulary. Going a step further, our
reflective vocabularies and dialogues focus on the external world, while our
introspective vocabularies and dialogues deal with our inner lives. 13 As common
sense tells us, some people are more reflectively conscious of their physical
surroundings, while others are more introspectively conscious of their own subjective
states and/or those of others.
Reflective dialogues are used to plan a strategy on a baseball or football field
or to choose what move to make in a game of chess. They include deciding what
steps to take to prepare a meal, or to design and built a piece of furniture. They
The basis of our physical explanations are our reflective dialogues, while the basis of our
metaphysical explanations are our introspective dialogues, both of which were discussed in Chapter 4.
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involve deciding where to go on a fishing trip, when to go and what items to take.
Reflective dialogues are also used to make economic predictions, invent new tools
and technologies or create new scientific theories. Because reflective thought deals
with practical matters, it is much more commonly used than introspective dialogues.
Introspective dialogues are about how we think, feel, and act, or to
understand how others think, feel, and act. They are, therefore, used whenever we try
to take the personal or subjective perspective of another person and imagine what he
or she might be feeling or thinking in various situations. Introspective thought is the
basis of ideas in the humanities, psychology, the arts and certain branches of
philosophy. Furthermore, as we will see in Chapter 8, it is primarily our introspective
dialogues that are the basis of our self-awareness.
Evolutionarily speaking, both our reflective and introspective dialogues
represent our highest levels of thought, intelligence, and consciousness. As such, our
use of these dialogues can change our lives in fundamental ways. It could be argued
that we are still undergoing these changes as the recent growth of average I.Q. scores
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Chart 6.1
From Social Communication to Intrapersonal Dialogue
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seems to indicate. As a huge step above ones inner voice, the level, frequency and
content of ones internal dialogues set individuals and cultures apart from one
another. Moving from the bottom up, Chart 6.1 shows the path from social
communication to reflective and introspective dialogues.
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the invention of writing as well as the Scientific Revolution and the Agricultural,
Industrial and Technological Revolutions that followed it.
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required the kind of thinking that only deep dialogues, both internally and outwardly
expressed could make possible. Specifically, the invention of the alphabet required
the ability to linguistically reflect on our invisible speech and develop a method that
enabled us to create written symbols that consistently represented our spoken words.
This ongoing process involved the ability to objectify and then convert a continuous
stream of invisible sounds into a visual medium of individually distinct written words
that represented these sounds.
This objectification of spoken language led, over many generations, to a
progression of orally shared internally mediated dialogues that were used to create an
increasingly elegant and highly efficient form of written communication. As such, the
evolution of writing was a consequence of many individuals, all of whom possessed
varying capacities for both reflective and introspective dialogical thought. As our
ability to write grew, we could express ourselves in both speech and writing with
greater proficiency and clarity.
Cultures that invented writing had an obviously strong advantage in the
development of science, technology and the humanities over cultures that had not, as
manifested by the Scientific, Agricultural and Industrial Revolutions that followed.
The invention of writing was a major turning point in the evolution of language,
consciousness and civilization.
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made during the Agricultural Revolution occurred toward the end of the second phase
of the Industrial Revolution, which spread from Britain to Western Europe and
America. So while the Agricultural Revolution initially preceded the Scientific
Revolution, the latter eventually came to have a strong influence on the former once
the production of iron enabled the building of steam powered machines to replace
human labor in the fields.
The third phase of the Industrial Revolution began during the 1900s and were
made up of a series of Technological Revolutions. These included transportation,
telecommunications, artificial intelligence, information collection and dissemination,
medicine and many other fields. Revolutions that took place almost simultaneously
during the twentieth, and into the twenty-first century, were the Atomic Age, the
Space Age, the Digital Revolution and the Information Age. What these revolutions
had in common was that they were driven by relatively rapid increases in our
reflective dialogues, thereby proving our expanded capacity for objective thought.
Many of the advances made during the Scientific Revolution as well as the
Industrial and Technological Revolutions that followed were achieved by innovative
individuals in new and evolving fields. Nevertheless, in noting the importance of
individually generated reflective dialogues, I do not mean to make light of the
collaborative dialogues with others in the making of many scientific and
technological breakthroughs. While progress continues to be made by individuals,
groups of specialists who share their thoughts and creations with others can facilitate
the reflective dialogues of everyone.
Having discussed the nature of intrapersonal dialogue and its role in the
invention of writing and the Agricultural and Industrial Revolutions, we will now
discuss the third feature of the evolution of language and consciousness which is the
origin of the metaphysical ideas of the soul and the self.
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Chapter 7
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n Part II we saw that one aspect of the evolution of language and consciousness
was our inherent motivation to explain our experiences using the metaphysical ideas
of god and mind. Just as the idea of god was the precursor to the idea of mind, this
chapter will show how the idea of the soul logically preceded the self. In so doing,
we will build on the fact that the ideas of both the soul and the self have their origin
in our capacity for intrapersonal communication.
The previous chapter discussed the evolution from interpersonal social
communication to the two types of intrapersonal communication which are our inner
voice and internal dialogues. As we will now see, our inner voice led to the
metaphysical idea of the soul, while our inner dialogues resulted in the metaphysical
idea of the personal or dialogical self. The origin and nature of self-awareness will be
discussed in Chapter 8.
The term dialogical self was, to my knowledge, first used by the Dutch
psychologist Hubert Hermans and co-authors, H.J.G. Kemper and R.J.P. Van Loon in
their 1992 paper The Dialogical Self: Beyond Individualism and Rationalism,
American Psychologist, 47, 23-33. Their use of this term is, however, quite different
from the way it will be used here. Their idea is that the dialogical self is expanded to
include others in society who then hold various positions within the mini-society of
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the self. Alternatively, my use of the term, dialogical self is that it is completely
internal and does not include or extend to others. Defined here, the dialogical self 14
is nothing more than an internal point of reference, be it the speaker or listener
through which our intrapersonal dialogues manifest themselves. This makes these
dialogues both simpler and deeper than Hermans definition.
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My clue to the origin of the dialogical self began one day while perusing the
Barnes & Noble bookstore in New York City where I spotted a book that instantly
captured my attention. Its title was Inner Speech and Thought by A. N. Sokolov,
noted previously on page 97. This work started me thinking about the dynamics of
intrapersonal dialogues. I eventually came to realize that such dialogues logically
required that both a speaker and/or a listener be internally represented. Indeed,
according to the most basic principle of communication whenever one has a
dialogue, there must be a speaker and a listener, for that is what defines a dialogue.
Let us examine this more closely.
As we saw in the previous chapter, social communication requires the
presence of both a speaker and a listener. Social communication requires that there be
two peopleone speaking and another listening. Because the speaker and listener of
our social communications are in the external world, it is clear, from moment to
moment, who is the speaker and who is the listener. The main difference between our
social communications and our intrapersonal ones is that our spoken verbalizations
are externally expressed physical events while our inner voices and dialogues are
internal neurophysiological events. This means that once our inner voices and inner
dialogues emerged, a whole new world of conscious experience opened to us.
Hence, while social communication existed for thousands of years, the
emergence of the historically recent and highly unusual experience of intrapersonal
communication logically demanded that we create internal points of reference to
identify the speaker of, and the listener to, them. In other words, once our overt
vocalizations became internalized and covertly expressed, we needed internally based
points of reference to refer to who was speaking, and who was listening to these
internal conversations.
The point is that like our social communications, both our inner voice and
covert dialogues are subject to the same logical constraint, namely that there be a
speaker and/or a listener. The problem is that in our covert, intrapersonal
communications, neither the speaker nor the listener are externally present. In other
words, once intrapersonal communication emerges, the speaker and listener of these
Wherever the word personal self, or subjective self appears, it is defined as the dialogical self. It does
not refer to the physical self or the social self.
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inner communications are no longer external entities, but internal phenomena for
which we naturally seek labels. But what labels do we apply to the speaker and/or
listener of our inner voice or inner dialogues? In other words, when our
communications are internal, as happens with our inner voice or dialogues, who are
the conversationalists? Who is the speaker of and who is the listener to our
intrapersonal communications? Indeed, who is it that speaks when you "talk" to you,
and who is it that "listens" to you when you do so? In essence, what do we call the
speaker of our intrapersonal communications, and what do we call the listener? In
attempting to answer this ontological question, it becomes increasingly clear that we
must use internal points of reference to label or identify who is speaking and who is
listening when our communications are intrapersonal.
As we will see, it was the idea of the soul that became the reference point for
those individuals whose primary mode of thought was limited to their inner voices.
However, as our linguistic awareness increased, we began to realize that these
communications were mostly coming from inside of us. This paved the way for our
intrapersonal dialogues to emerge, thereby giving birth to the dialogical self. In other
words, as the internalization of speech continued to evolve, we evolved from thinking
that the voices we were hearing were from outside of us, to recognizing that we were
the ones producing them. It was at this point that our externally experienced voices
became the self created inner voices from which our internal dialogues eventually
emerged.
As a result, the reference point of the spiritual soul was created as the basis
for our naturally emerging inner voices, while the reference point of the personal, or
dialogical self was created in response to our emerging inner dialogues. Therefore, as
our social communications grew from internal voices to internal dialogues, so did the
reference points we needed to conduct our intrapersonal communications. This was
reflected in, and consistent with, the evolution of our consciousness from spiritualism
to mentalism.
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sensations. When first experienced, it was logical to conclude that our inner voices
were thought to have an external source because they seemed to be occurring to us
rather than being produced within us.
However, with the emergence of our inner voice comes a problem that does
not exist when we physically communicate with other people. When our inner voice
first emerges, it is only natural to ask: Where are these voices I hear coming from?
In other words, who is the speaker? (Because of the nascent nature of these voices,
the question of who the listener might be is not yet considered.) It is important to
note that before the emergence of our inner voice, our idea of the self was limited to
our physical being as conveyed by others or reflected in, say, a pool of water.
However, once we became capable of inner speech, we were inclined to believe that
these voices were coming from some externally based animate or inanimate object or
event rather than from within our own head. It stands to reason that if we are
linguistically unaware of the origin of our inner voice, we will tend to view the
speaker as being external and be naturally prone to seek an external source for it.
We previously discussed the point that our early ancestors suffered from the
inability to grasp the difference between what was occurring to versus within them.
This led to their subjective, monistic mindset which caused them to confuse their
imaginations, dreams, and fantasies with reality. Being unable to make this
distinction, it was natural for them to externalize their inner voices and believe that
they were coming from their leaders or gods or from inanimate objects such as idols
and totems. In other words, since early man did not possess the level of linguistic
awareness necessary to explain the source of his inner voices, they were usually
attributed to various metaphysical phenomena.
However, being uncertain about where in the external world these voices
might be coming from led some skeptical individuals to question their source. This
eventually led to the creation of an entity or phenomenon that could explain this
apparent connection between the external world and ones being. The idea of the soul
became the entity that fit this need for an explanation. Hence, the soul became
regarded as the reference point for, or source of, our inner voices. In other words, our
inner voice was interpreted as our soul speaking.
It was our ancestors need to identify the source of these voices that
eventually created the metaphysical idea of the soul. This represented an important
advance in humankinds early philosophical beliefs which were first animistic and
then theistic. The attribution of aliveness or spirit that is common to animistic
thought led to our need to explain the source of our inner voices and other sensations
not yet recognized as emanating from within us. Initially, these voices and sensations
were ascribed to various external forces or numen (a spirit or divine power presiding
over a thing or place), leading to many of the diverse ceremonies and rituals seen in
various religions. Once the idea of the soul emerged, the degree to which it was
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viewed as anchored within the individual depended on the extent to which the source
of ones inner voices were believed to be internal versus external.
Although the perceived source of one's internal voices is important, so too is
their content. Hence, if the content of someones externalized voices is perceived as
strangethat is, if we cannot find any basis for it in our own experiencewe might
view that person to be out of touch with reality or at least eccentric. In other words,
they might be attributed to sources that are socially accepted or to ones that are not.
For example, when internal voices emerge within a child's brain, he or she may
attribute them to socially acceptable spirits, or to mythical entities that the childs
imagination conjures up. As long as they are attributed to spiritual phenomena that
are common to the childs culture, he or she is considered normal. However, if the
child attributes them to, say, an imaginary playmate, most adults will attribute this to
an overactive imagination that the child will eventually outgrow. In other words, once
a certain level of linguistic awareness has been reached, one is not so easily misled
into believing that their inner voices are coming from external sources.
To summarize, the emergence of our inner voice led to the metaphysical
entity we call the soula creation used to explain the source of these voices. The
idea of the soul was not only used to explain these seemingly floating or transient
voices, but other sensations, the source of which we were also uncertain. In other
words, the reason we held to our early spiritual beliefs was our inability to attribute
our inner voices and other sensations to our personal, dialogical self, as this idea had
not yet evolved. However, once our capacity for internal dialogue emerged, these
early spirits gave way to the idea the personal or dialogical self. In other words, while
spiritual explanations were used throughout the centuries to explain our inner voices
and other sensations, our growing linguistic awareness eventually enabled us to
realize that these voices and sensations were coming from within our brain, self, or
mind. It was only with the emergence and evolution of our internal dialogues that our
linguistic awareness of where our inner voices were coming from started to become
apparent. As our inner dialogues evolved, so did our consciousness of our personal
sense of self. The resulting evolution of language and consciousness led to a more
rational explanation for the origin of our inner voices.
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personal self. So where did the idea of a personal self come from and how does it
differ from the physical self?
The difference between the physical self and the personal self can be
understood by comparing a monkey seeing his physical body reflected in a mirror,
with a person having an internal dialogue. The monkey can become aware of its
physical self by making novel faces and movements in the mirror and observing his
reflections. As such, the monkeys thoughts are limited to his externally reflected
physical actions. On the other hand, humans can, through successive inner dialogues,
build upon previous thoughts and feelings until these dialogues eventually create a
level of self-awareness that leads to the idea of a personal, dialogical self.
What about the difference between ones social versus ones personal self?
We should note that in some societies or cultures, physical and social boundaries
between strangers and one's own group are sharply defined, acknowledged and
adhered to. Since the individuals that make up these groups are often less cognizant
of their personal, individual selves, they are likely to have difficulty establishing
personal distance from others. In other words, less self-aware individuals are more
likely to establish or join specifically defined groups with which they can identify. In
so doing, they will tend to emphasize social, ethnic, class, cultural, religious and
other differences to distinguish and partition themselves from others. As such, the
customs, rituals and rules created by such groups serve as a strong barrier between
those who are part of the group versus those who are outside of it. By closely
identifying one's self with a specific religion, nation, ethnic, or social group, such
individuals can experience a socially unique and heightened sense of identity.
Conversely, the more one recognizes one's self as a unique and distinct being, the less
one needs the contrived divisions of religion, culture, nationality or other boundaries.
Indeed, such artificial boundaries and partitions are less important to individuals who
are more self-aware.
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While the idea of the soul goes back at least several thousand years, the idea
of the personal, dialogical self was relatively undeveloped before the 1400s, but
became quite apparent in the 1600s. Our already existing capacity for inner speech
provided a natural extension for the emergence of the personal, dialogical self which
was the next logical step in the intellectual evolution of our consciousness. Insofar as
our inner dialogues require a higher level of neurophysiological maturation, they
represent a major advance in human thought and intelligence.
As we saw, just as there is both a speaker and a listener in our social
communications, so too it is logical to have both a speaker and a listener in our
intrapersonal communications. While the speaker of our inner voices was thought to
be the soul, the question of who the listener was, was an open one. At some point,
however, our ancestors likely felt compelled to label the listener which, at the time,
would logically have been god. This would conveniently result in a conversation
between ones soul and ones god. Furthermore, since both the soul and god are
metaphysical constructs, there is no clear definition for either one; this would make
such conversations quite flexible, so that the soul and god could switch roles between
speaker and listener as one chose. Sometimes the soul would speak while god
supposedly listens, while at other times god is assumed to speak while ones soul
listens.
It is likewise true that our use of internal dialogues logically requires that
there be both a speaker and a listenera necessary condition which is basic to the
structure of how a conversation is defined. This makes it a bidirectional process.
Hence, once we ask who is speaking and who is listening when our conversations are
internal, it is axiomatic that internal points of reference which denote and represent
the speaker of, as well as the listener to, our intrapersonal communications be
created. This forces the personal, dialogical selfan internal, conversational self
into existence. Furthermore, since the dialogical self serves as a reference point for
our inner dialogues it is, unlike the soul, anchored solely within the individual.
Hence, the internal reference points or symbolic labels needed to conduct our
inner dialogues are the self and mind. In other words, just as the soul and god serve
as speaker of and/or listener to our inner voices, the self and mind serve the same
speaker and/or listener functions for our inner dialogues. Indeed, since our inner
dialogues are occurring within us rather than to us, it is only natural that our personal
self and mind would be the obvious symbolic points of reference for our internal
dialogical communications.
It is important to note that a theory of the personal self should, ideally,
explain certain inherently contradictory aspects of the self. Such aspects are the selfs
uniformity, solidity and permanence on the one hand, and its diversity, flexibility and
transience on the other. A relatively fixed attribute of the personal, dialogical self is
its being a durable and constant point of reference for our intrapersonal dialogues. On
the other side, its dynamic aspect can be attributed to the many varied interoceptive
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sensations that occur within us. As such, the ever-present nature of our intrapersonal
dialogues constitutes the basis of its constancy and stability, while its adaptable and
fleeting nature can be explained by the variability of our thoughts and feelings.
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Although the question of which is more real, the external physical world or
our inner feelings and thoughts, goes back to the Greeks twenty-five hundred years
ago, it was not until Descartes that a clear distinction was made between objective
and subjective reality. Its initial effect was to place greater emphasis on one's
subjective experiences than on ones physical experiences. What Descartes in essence
did was to use his subjective state of doubt to prove his existence as a physical entity.
To make this point more explicit, were I, for the sake of argument, to refute
the existence of my physical self, I would still be left with my subjective experiences.
Now while I might invoke metaphysical explanations to explain the source of these
experiences, any attempt to dismiss the existence of my physical self would clearly
be an exercise in futility. This is because without my physical self, my personal,
dialogical self could not exist. By emphasizing his inner subjective experiences,
Descartes assumed the existence of his physical self, for without a physical self,
having thoughts, feelings, doubts and so on would be impossible.
However, by using his capacity for internal dialogue and the resulting
experience of his dialogical self to prove his existence, Descartes was reasoning
backwards. Descartes failed to see that it was his existence as a physical self which
was the basis of his feeling, thinking personal self. In other words, his inability to
recognize his own capacity for internal dialogue reinforced the invisible nature of his
personal, subjective self. As a consequence, he attributed the source of his subjective
experiences to God. Furthermore, Descartes belief that his thinking self was
transcendental to his physical self strengthened the already dichotomized worldview
that began with Plato. Consequently, Descartes fostered the growing split between the
physical and mental spheres of existence, thereby solidifying the mind-body problem.
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Chart 7.1
How the Emergence of Intrapersonal Communication Created the
Need for the Soul and the Self as Metaphysical Points of Reference
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It should be noted that the explanation given here for the origin of the soul is that there was a direct
connection between humanitys early voices and the birth of the soul. An even stronger argument could
be made for a direct connection between our intrapersonal dialogues and the origin of our personal self.
However, it might be claimed that the origins of the soul and self were different from what has been
described here. As such, one could argue that these connections were indirect, and that our voices and
dialogues did not create the ideas of the soul and self, but only reinforced their existence.
Monotheism
Polytheism
THE IDEA
OF SELF
EMERGES
THE IDEA
OF SOUL
EMERGES
In
te
rn
al
Vo
ic
e
In
ne
r
un
ic
a
om
So
ci
al
ia
lo
gu
e
Animism
tio
n
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Mentalism
Levels of Communication
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Chart 7.2
The Metaphysical Reference Point Used Reflects Our
Level of Intrapersonal Communication
The physical self is the external point of reference for our physical existence
and actions, our social interactions, and even our intrapersonal communications.
Nevertheless, the soul is the metaphysical reference point for our internal voices and
other sensations, just as our personal, dialogical self is a metaphysical reference point
for our intrapersonal dialogues.
As such, the soul and the self are imaginary entities with which we are
conversing during our intrapersonal communications. In other words, both the
spiritual soul and the dialogical self are nothing more than metaphysical reference
points for our inner voices or dialogues, respectively. Although they are necessary,
the reason that the soul and self are metaphysical is that they possess no real,
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physical existence. Instead, they exist as nothing more than mythical straw menas
the speaker of, and the listener to our intrapersonal communications. They are no
more than illusions created to speak for and listen to us. The reason the metaphysical
nature of the soul and the self have been largely invisible has been our difficulty in
recognizing that these were logically necessary reference points which enabled our
intrapersonal communications to take place.
Nevertheless, while the soul and self are metaphysical constructs, the inner
voices which led to our idea of the soul, and the internal dialogues that gave birth to
our idea of the self are real neurobiological events and experiences. In other words,
while our inner voices and dialogues are most certainly real, their emergence forced
the metaphysical ideas of the soul and self into existence. This led to the unique
situation where the reality of our intrapersonal communications created the
imaginary reference points of soul and self. Imaginary though the dialogical self is,
the inner dialogues which created it are as real as the self-awareness that these
dialogues eventually made possible, as we will see in the next chapter.
POSTSCRIPT - DEFINITIONS
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Interestingly enough, the fact that the ideas of the self and mind are so closely connected has led us to
erroneously see each as proof for the existence of the other, rather than as the metaphysical constructs
they are.
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Chapter 8
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It could be said that self-awareness represents the most recent advance in the
evolution of consciousness. Defined by the dictionary as conscious knowledge of
one's own character, feelings, motives, and desires self-awareness is the basis for
our personal identity. While modern dictionaries are replete with words that have self
as their prefix, the word self did not come about until the late 1600s. The lack of selfawareness before the European Renaissance was consistent with a meager sense of
individuality. Self-awareness is essential to the writing of autobiographies and the
individuality that such personal profiles express; the word autobiography did not
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even appear until the early 1800s. Like our intrapersonal dialoguesespecially our
introspective onesself-awareness varies in depth from one individual to another,
and is more prevalent today than five hundred years ago as the evolution of human
civilization shows. However, before self-awareness becomes possible, it is first
necessary be able to determine the source of ones experiences.
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It is recognized that infants come into the world without a personal identity
which is largely established by their early experiences. The words and actions of
other people strongly influence the childs developing intrapersonal communications
and, in so doing, molds their self-concept. However, for children to develop selfawareness they must be able to distinguish between what is happening to, versus
within them; this requires that they possess the vocabularies and dialogues necessary
to express their awareness of this distinction.
Before the emergence of self-awareness, people could not readily
differentiate between their externally or objectively based experiences as opposed to
their internally or subjectively based ones. As we discussed in Chapter 1, the two
sources of all our experiences are our perception of objects, events, and actions in the
external physical world, and our sensations of feelings, thoughts, memories, images,
dreams, desires, intuitions, and so on within us. However, in Chapter 2 we discussed
that because perception and sensation exist on the same neurological continuum, it is
often difficult to tell where perception ends and sensation begins. As a result, we may
not be able to determine between the perceptions that are happening to us, versus the
sensations that are happening within us. In other words, we cannot always pinpoint
the source of our experiences.
As we have seen, this uncertainty is greatly reduced as our capacity for
words that label and describe our various experiences grow. This enables us to
compare our subjective sensations with what we are perceiving in the external world.
Indeed, this distinction between our objective and subjective experiences becomes all
the more obvious in building and comparing our introspective vocabulary with our
reflective vocabulary. The more inclusive our vocabularies, the more likely we are to
distinguish between what is happening to us versus within us; a dynamic which, by
its very nature, encourages the development of self-awareness.
Once this difference in the source of our experiences manifests itself, the
evolution of self-awareness is facilitated by the growth of our interoceptive
vocabularies which promotes our sense of individuality. Consequently, the extent to
which self-awareness develops varies according to our linguistic awareness of the
difference between our objective and subjective experiences, and the level of
introspective thoughts. Chart 8.1 shows these relationships.
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serves to increase our reflective
and introspective vocabularies
and their resulting dialogues,
which increases
our capacity to
determine
what happens
to versus in us,
thereby
promoting our
self-awareness.
Chart 8.1
How Our Ability to Distinguish Between Our
Objective Perceptions and Subjective Sensations
Builds Self-awareness
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OF
awareness is based on observing our physical bodies and actions, while our subjective
self-awareness is the result of identifying our feelings, thoughts, and so on as
belonging to us. As such, our self-awareness is based on the subjective experiences
we have become conscious of having within and about ourselves. Our ability to do
this is, of course, based on our capacity for introspective dialogue. It is our
introspective dialogues that turn the awareness of our physical selves into the
complex self-awareness that defines our subjective existence. Hence, the more
developed our introspective dialogues, the more evolved will be our personal,
subjective sense of self and, therefore, our self-awareness.
It is no coincidence that both the dialogical self and self-awareness are
historically quite recent events. However, asking which came first, the dialogical self
or self-awareness, is a chicken versus egg question. This is because our dialogical
self and our self-awareness are both based on our capacity to distinguish between our
objective, as opposed to our subjective experiences which is based on the
comprehensiveness and depth of our introspective vocabulary. The growth of our
self-awareness parallels the growth of our introspective vocabularies and dialogues,
both of which reflect the level at which we think and act. It is the linguistic awareness
of our subjective thoughts and feelings as well as our recognition that it is we who
are having these experiencesthat these experiences are taking place within usthat
self-awareness emerges.
The self in self-awareness is the metaphysical reference point for our inner
dialogues, while our awareness refers to our thoughts, feelings, impressions,
sensations, and so on that we recognize as internal. While the dialogical self is a
metaphysical reference point for our intrapersonal dialogues, self-awareness is our
capacity to be linguistically aware that our thoughts, feelings and sensations come
from within and are a part of us. Self-awareness is our linguistic, conscious
realization that our subjective experiences are internal. Hence, there is a clear
distinction between the dialogical self which is a metaphysical reference point for our
intrapersonal dialogues, and self-awareness which is the result of these inner
dialogues. This makes our dialogical self and self-awareness intricately entwined.
Furthermore, because the dialogical self serves as an immutable reference point for
our self-awareness, both support our belief in the real existence of our personal self.
A high level of linguistic awareness enables us to see what is happening to
versus within us; this creates greater self-awareness and is the way we come to better
know ourselves. To see ourselves as distinct individuals not only requires an
awareness of our thoughts and feelings, but an awareness that our thoughts and
feelings are ours and ours alonethat we own them as current usage might put it.
Being conscious that our thoughts and feelings belong to us conveys the sense that
our experiences, temperament and personal attributes make us different from others
and in so doing defines our individuality. This gives us a sense of control over what
we think and feel and, hence, the experience of free will.
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Chapter 9
Language, Consciousness
and the Mind-Body Problem
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here were two objectives in writing this book. The first was to explain how the
evolution of language led to the origin and evolution of consciousness. To
accomplish this, the book was divided into three parts, each of which corresponds to
a specific function of language, the evolution of which relates to the origin and
evolution of consciousness. By providing a functional definition of consciousness
based on language, we were able to establish a practical foundation on which to
explore the mysteries of subjective experience, the mind and the self.
The second objective was to explain the origin of the mind-body problem, a
conundrum which grew out of the evolution of language. Because philosophers failed
to understand that it was the nature and evolution of language itself that created this
mystery, they remained locked in this paradox. By explaining how our evolving
ability to label and describe our perceptions and sensations created this duality, we
could dissolve it.
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SUMMARY
metaphysical constructs of
god and mind.
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Table 9.1
The Relationship Between the Three Functions of Language
and the Origin and Evolution of Consciousness
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These three functions of language ledeach in their own wayto the origin
and evolution of consciousness. First, our ability to label and describe our
perceptions and sensations led from biological awareness to the origin of linguistic
consciousness. Second, our motivation to explain our experiences led us to create the
metaphysical ideas of god and mind. Third, our need to communicate our experiences
led to the metaphysical ideas of the soul and self as reference points for our
intrapersonal communications. Table 9.1 shows how the evolution of these three
functions of language led to the origin and evolution of consciousness.
OF
It was during the evolution of language and consciousness that the mindbody problem emerged. The origin of this problem was our already highly evolved
ability to label and describe our perceptions and sensations. As we have seen, our
perceptions of sight, sound, touch, taste and smell have their basis in the external
world, whereas our sensations of feelings, thoughts, memories, intuitions, dreams and
so on have their basis inside of us. Our ability to label and describe these perceptions
and sensations led to the growth of our reflective and introspective vocabularies
which, during the Scientific Revolution resulted in the crystallization and
objectification of our objective and subjective experiences, and the contrast between
them. As such, we became increasingly able to identify which experiences originated
in the external world and which ones arose from within us.
In other words, through the evolution of symbolic language we eventually
reached the point at which we could distinguish between our objective versus our
subjective experiences. This obviously created the unnatural dichotomy between
body and mind. This split in our consciousness forced us out of our long history of
subjective monism and into the mind-body dualism that we have been currently
immersed. However, once we were able to see and acknowledge that this problem
was a product of the evolution of language, we could dissolve it. In essence, the
origin of the mind-body problem was our capacity to label and describe our
exteroceptive perceptions and interoceptive sensations. This enabled us to distinguish
between our objective and subjective experiences, which led us to believe that reality
was split between the physical body and the metaphysical mind.
The hard problem of subjective experience was fundamental to dualism. It
manifested itself in the sense that our subjective feelings or qualia were impossible to
explain objectively. This was due to our previous inability to recognize that the
source of our objective versus subjective experiences was different. However, once
we became sufficiently proficiency at being able to label and describe both types of
experience, we became linguistically aware enough to realize this difference. This
strengthened our already embryonic bifurcated picture of reality, and reinforcing the
discontinuity between mind and body.
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Our next logical step was to move from our dualistic mindset to physical
monism. This brought us to the explanatory gap which was created by our previous
inability to explain how the physical symbols of language could connect our
biologically based interoceptive sensations to our uniquely personal, seemingly
nonphysical subjective experiences. The solution to closing this gap was to realize
that since words are the physical manifestations of language, both the words we use
to label and describe our interoceptive sensations and our resulting subjective
experiences are physically real phenomena. Our linguistic awareness of this
connection enabled us to extricate ourselves from the explanatory gap and to see the
world in physical monistic terms rather than remain trapped in the dualism that has
molded our thinking over the last four centuries.
HOW THE IDEAS OF MIND AND SELF FORTIFIED THE MIND-BODY PROBLEM
OF
Once we saw how the evolution of language and consciousness created the
duality of mind and body, we still needed to address the origin and nature of the two
other related aspects of this problem which were the ideas of the mind and the self.
To understand how these two ideas enhanced and perpetuated the mind-body
problem, we had to examine the two other functions of language which are to explain
and communicate our experiences, which were dealt with in Parts II and III,
respectively.
In Part II we saw that our motivation to explain our experiences led us to
create the metaphysical construct of mind. This idea was used mostly to explain
many of our experiences, the source and nature of which we could not readily
determine. This difficulty clearly exacerbated the mind-body problem. If this
situation was not enough of an obstacle, the coup de grce occurred with the mystery
of the self which also left philosophers in the dark and reinforced the split between
mind and body.
This brought us to Part III where we saw that our inner dialogues served as
the basis for the metaphysical idea of the personal dialogical self. The idea of the
dialogical self was a logically natural way to label the speaker of, or the listener to,
our intrapersonal dialogues once the evolution of language brought these dialogues
into existence. The connection between the self and mind is that since both are
metaphysical constructs that are compatible with our use of internal dialogues, there
was a natural tendency for the self and mind to communicate with each other as
discussed in Chapter 7 and again in the Addendum which follows.
Furthermore, as we became linguistically aware or conscious of our
subjective experiences, the idea of mind as more than just a receptacle for memories
became defined as the entity through which these experiences were processed. As the
dialogical self emerged, a logical connection with the idea of mind was formed.
Indeed, what could be more natural than having a personal self which is possessed of
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thoughts and feelings, all of which are processed by this thing we call the mind? As a
result, once the dialogical self became established, its connection with the idea of
mind became inevitable and reinforced the split from the body. Self and mind
therefore became enduring and seemingly intractable mysteries.
Although the metaphysical constructs of the self and mind were created
through the evolution of language and consciousness, and were commonly used to
explain our intrapersonal communications and experiences, in no way negates the
fact that both are myths. So while all our thoughts, feelings, memories and so on are
physically determined (although not necessarily determinable), the ideas of the self
and mind which we have used to explain them have no basis in the physical world.
The point is that while the biological awareness our exteroceptive
perceptions and interoceptive sensations are as real as the words we use to label and
describe them, the metaphysical ideas of self and mind are myths. While neither the
self nor mind exist, what does exist are our inner dialogues which created our idea of
the self, and our motivation to explain our experiences which created our idea of the
mind. Hence, the physical basis for our inner dialogues and our objective and
subjective experiences is a brain that can process symbolic language.
Finally, the three parts that make up the mind-body problemnamely the
mysteries of subjective experience, the mind and the self are all connected in a way
that made sense of our inner lives. Starting from the bottom, Chart 9.1 summarizes
the evolution of language and consciousness from subjective monism to physical
monism.
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Addendum:
Metaphysical Crossovers
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OF
It was due to the natural evolution of language and consciousness that over
the centuries a belief in animistic spirits was gradually replaced by a belief in
supernatural, immortal, omnipotent, omnipresent and omniscient beings. Still later,
the metaphysical constructs of the self and mind took precedence. Just as spirits,
souls, and gods were used to explain many of our experiences, the source and/or
causes of which we were uncertain, the self and mind are now sometimes used to
explain them. However, even in modern times which set of beliefs we use partly
depends on the kinds of experiences we are trying to explain and partly on our level
of linguistic awareness. So just as there are some people who will use the idea of god
to explain some experiences, there are others who will use the idea of mind to explain
them. In other words, because our use of self-referring ideas was a natural outgrowth
of the evolution of language, we are more likely to use mentalistic terminology.
As our linguistic awareness grew along with our vocabulary, we began to see
that our sensations were different from our perceptions. As our recognition of this
difference developed, a change in the metaphysical ideas we used to explain our
experiences occurred. This led from our believing in a multitude of externally based
spirits and deities to believing in our internally based beliefs of self and mind. In
other words, with our increased linguistic awareness that the source of our feelings
and thoughts was internal rather than external, the mentalistic ideas of the self and
mind became the explanations of choice. Nevertheless, due to the difficulty in giving
up our long-standing spiritualistic beliefs, self and mind have only partly replace soul
and god. Furthermore, uncertainty regarding the basis of some of our experiences can
create a tendency for earlier beliefs to reappear, especially in times of social pressure
or personal stress. Hence, when our need for an explanation is high but our capacity
for clear and rational thought is compromised, we may occasionally fall back into
spiritualistic or even animistic thinking.
We have seen how the explanations of god and mind and the reference points
of soul and self are all metaphysical constructs. There are two important attributes
that allow them to be interchangeably interpreted and used. The first is that they all
seek to understand those experiences that we cannot explain in more objective terms.
The second attribute is that they are all metaphysical notions that do not relate to
anything in the physical world as borne out by their typically broad, vague
definitions. These two characteristics provide a flexibility which enables these ideas
to be used in place of one another. Because soul, god, self, and mind are all poorly
defined metaphysical constructs, any one of them can be used to either explain our
experiences or to represent the speaker of, or the listener to, our intrapersonal
communications, depending on our preference. As such, there are two ways that these
metaphysical ideas can be used interchangeably; the first is as crossovers or
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OF
The fact that the thesaurus largely defines the soul and the self in terms of
one another would indicate that it can sometimes be difficult to distinguish between
these two metaphysical reference points. This is because while the inner voices which
led to the idea of the soul, and the inner dialogues which resulted in the idea of the
self are on two different levels, they are on the same intrapersonal communication
continuum. This enables these two ideas to be used interchangeably. For example, we
may refer to the soul as the spiritual self and the mental self as possessing a higher
intelligence. Such crossovers between the metaphysical reference points of soul and
self are not only possible, but fairly common.
Likewise, there are times when the metaphysical ideas of god and mind
might be used interchangeably. While these two ideas are also on two different levels,
they are both on the same explanatory continuum. This may result in such
expressions as a personal god or a universal mind. The first defines god as dwelling
within us while the second defines mind as a universal phenomenon. Similar parallels
may also be drawn between conscience and consciousness, with the former more
closely related to god and the latter to mind.
We previously discussed why it is necessary to have a speaker and listener as
points of reference for our inner voices and dialogues. If the soul or self are
communicating with us, who exactly is it that is speaking and who is it that is
listening? We might claim that it is our soul or self that speaks, or that our soul or self
listens. But since the speaker and/or listener of our intrapersonal communications are
nothing more than metaphysical reference points for these communications, they too
can be used interchangeably.
However, who you might ask, is on the other side of these internal
conversations? The answer is that since god and mind are metaphysical explanations,
in the case of the soul, it might be god, while for the self it might be mind.
Furthermore, because of the mercurial nature of these four metaphysical constructs,
we can even make the claim that it is our soul or self that is speaking while god or
our mind is listening. Conversely, we could say that it is god or our mind speaking,
and our soul or self that is listening. The fact that the ideas of the soul and god are so
fluid accounts for the ease with which we can alter the roles of speaker and listener.
The same holds true for the ideas of the self and mind where either can refer to the
speaker or listener. It is also to be noted that our inner voices could be regarded as
coming from the soul or god, while our inner dialogues could be thought to come
from our self or our mind. This brings us to crossovers or substitutions within
metaphysical categories.
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Crossovers within metaphysical categories are based on the fact that the idea
of the soul is connected to the idea of god, and that the self is connected to the idea of
mind. God is the metaphysical explanation we use for what is otherwise unknown or
incomprehensible about the universe, while the soul is the metaphysical entity we use
to explain the voices that we experience as happening to us. However, because god
and soul are both metaphysical constructs without clearly defined boundaries, they
can be used interchangably. This means that we can view god as the entity that speaks
or listens to us, and soul as the explanation for the thoughts and feelings that we
believe are happening to or in us.
Likewise, the mind is the metaphysical explanation we refer to as the source
of our feelings and thoughts, while the self is the metaphysical reference point we use
for our inner dialogues. And as with god and soul, because mind and self are also
ambiguous metaphysical ideas notions, they too can be used interchangeably. In other
words, we can attribute our intrapersonal communications to our mind, and our
subjective thoughts and feelings to our self. Our use of such expressions as speaking
our mind or listening to intuitions makes this point, as does letting ourselves feel and
think a certain way.
Another way of looking at the difference between self and mind is to say that
our self is the entity to which we attribute our personal experiences, while our mind is
the process through which these experiences are conducted. Conversely, we could say
that our mind is the entity that speaks and/or listens to us, while it is our self that
processes the thoughts and feelings that are happening within us. We could also
express this relationship by regarding the self as the agent that experiences our
thoughts and feelings, and the mind as the agency that processes these experiences.
OF
SUMMARY
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As metaphysical
reference points for our
communications...
As metaphysical
explanations for our
experiences...
Table A
The Use of the Reference Points of Soul and Self
Versus the Explanations of God and Mind
OF
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Epilogue
OF
Our ability to become conscious of the world and ourselves by making the
invisible visible as Darwin, Freud, Einstein and others have done increases and
deepens our sense of wonder. However, to acquire such knowledge obliges us to
sacrifice some of the mystery that defines our uniqueness as a species. Nevertheless,
this loss is more than offset by the recognition that we possess the extraordinary
capacity for symbolic language which enables us to describe, explain and
communicate the contents of our biological awarenessa feat no other species has
been able to match. This unique faculty has led us to understand the origin and nature
of our objective and subjective experiences, thereby greatly amplifying our
appreciation of who we are and of the universe we inhabit.
Having described how consciousness and the metaphysical ideas of god,
mind, soul and self were the result of the evolution of language, we can begin to
uncover the physical underpinnings of human feeling, thought and behavior. Instead
of believing in imaginary spirits or mechanisms to feel secure or special, we can
begin to look at ourselves as a purely physically evolving species. In so doing, we
can relegate our nebulous metaphysical notions to history and make our quest for a
robust scientific culture possible.
It has long been obvious that we are predisposed to look at the world as good
versus bad, black versus white, right versus wrong, internal versus external and so on.
We would therefore be naturally inclined to see reality in dualistic rather than
monistic terms. Mistaken though it is, dualistic thinking provides a greater sense of
comfort than does a monistic worldview. Whether we are able and willing to embrace
physical monism over metaphysical dualism remains to be seen. We should, however,
be grateful for the gift of language which has enabled us to more fully appreciate the
wonders that life has to offer.
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References
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A Personal Request
Dear Reader,
I want to thank you for buying my book, and hope you enjoyed it. It is
especially gratifying to connect with those who enjoy this subject. However,
in presenting a new paradigm, mistakes are inevitable and related issues tend
to get overlooked. As such, I am sure you can understand how important it is
to get feedback from discerning readers like yourself. I would therefore be
grateful for any suggestions, observations or comments you might like to
share. I can be reached at jack@adeeperintelligence.com. In addition, if you
have the time and inclination to post a review on Amazon, it would be much
appreciated. Thank you for taking the time to read The Origin of
Consciousness and the Mind-Body Problem.
Sincerely,
Jack Friedland
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,!7IA9G4-cdjagh!
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