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[_CONTENTS

_ _ _ _J

EDITORIAL

FEATURES
5 It's a Systems World - After All
by E.e. Aldridge and N.R. Augustine

20 Decision-Making in a Brigade Command Team:


Integrating Theory and Practice
by COL Ong Yu Lin and LTC Lim Beng Chong

39 The Challenge of Systematic Leadership Development


in the Singapore Armed Forces
by LTC Chan Kim Yin and CPT Psalm Lew

51 The SAF's Experiences In Peace Support Operations


by LTC(Ret) Deep Singh

56 Armed Humanitarian Intervention: An Emerging Issue And Controversy


In Need Of A Consensus
by LTC Soh Star
CONTENTS.. C OTIt'd

TECHEDGE @
66 Low Cost Virtual Cockpits for Combat Experimentation
by MAl Chia Chien We i

VIEWPOINT
73 Re-Thinking The Political Relevance Of Airpower Transformation
by MAl Christopher Chan

76 Political vs Military Deterrence


by MAl H o Peng Yung

BOOK REVIEW
78 Remembering and Debating The Malayan Campaign
and the Fall of Singapore
by Mr Toh Boon Kioan

FEATURED AUTHOR
83 Henry Frei

PERSONALITY PROFILES
86 World War II North Afric an Theatre: Romm el vs Montgomery

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Decision-Making
in a Brigade Command Team:
Integrating Theory and Practice
by COL Ong Yu Lin and LTC Lim Beng Chong

Humans make decisions, but, commanders can be attributed to two


exactly, how do we make decisions? reasons. Firstly, military commanders
One school of thought is that humans realize that this is not how they make
adopt an analytical, rational decision- decisions in operations. Often they have
making process. That is, we first to adapt the prescribed procedures to
diagnose the problem, seek relevant suit the way they operate. Secondly,
information, identify a number of and also more importantly, military
options or alternatives, and finally, commanders find it hard to follow the
make a rational choice among the many prescribed procedures even if they
options. want to because of both time pressure
caused by high operational tempo
In the military context, where and high level of uncertainty.
decisions made by military com-
manders, often have dire consequences So how do humans make decisions
if failed, it is not surprising that military under time pressure and uncertainty?
organizations have invested time and In 1985, Gary Klein examined how
resources to develop doctrine and firefighters made life and death
procedures to guide military decision- decisions under extreme time pressure.
making, and train military commanders Simply put, they found that experts
to be cognizant with these re- use their experience to make rapid
quirements. These procedures are and effective decisions under time
logical and prescriptive in nature. pressure and uncertainty. The field
Indeed, the SAF has adopted this has come to be known as Naturalistic
anal ytical perspective for its ba ttle Decision-Making (NOM).
procedure.
We believe insights from NOM can
Increasingly, there is awareness complement the analytical approach
tha t the current set of doctrine and to decision-making, and ad vance
procedures may not be appropriate our understanding of decision-making
under certain conditions. This growing in the SAF. Hence, in developing
uneasiness among many military a preliminary model of decision-

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making, we have incorporated many development, battle p roce . re - -
of the insights gleaned from NDM human resource (HR) po licies earr.
research. In addition, as teams are selection will be discussed.
the basic building blocks of any
military, we see the need to advance A Preliminary Model of
our understanding of decision-making
Decision-Making in a Team
in a team context. Specifically, for
this article, we discuss decision-making Context
in the context of a brigade command lnsights from NDM
team. Integrating insights from both
the NOM and team effectiveness Klein, in his book Sources of Power:
literature to build a framework for How People Make Decisions, argued that
decision-making in the military, we in natural settings, the conventional
believe, is critical. Currently, there is sources of power (e.g., deductive logical
thinking, analysis of probabilities, and
little integration of the two literature.
statistical methods) are not as useful as
Apart from theoretical perspectives,
"the power of intuition, mental
we see the need to incorporate
stimulation,
experiences of military commanders
metaphor, and
into the model building process as
story telling."!
well. This approach is consistent
He asserts that
with the insights from NOM, i.e .,
intuition allows
experts use their experience to make
individuals to
decisions. Hence, in building a model
size up a situa-
of decision-making, we should also tion rapidly,
incorporate the experiences of experts; while mental
and the experts are none other than stimulation
military commanders! enables decision
makers to ima-
The objectives of this article are gine how a course of action might be
threefold. First, we articulate a carried out. Furthermore, metaphor
preliminary model of decision-making enables people to draw on their
in a team context for the SAP. experiences to compare the current
This preliminary model can form the situation to a situation that they have
basis for discussions among interested come across. Finally, story telling allows
parties to further improve the utility individuals to consolidate their
of the framework . Second, after experiences for future use. These
explicating a theoretical framework experiences are captured as mental
of decision-making in a team context, models. The development of mental
we use 3rd Singapore Infantry Brigade models of a specific domain dif-
(3 SIB) command team as a case study ferentiates an expert from a novice.
to illustrate how the framework can
be applied to a brigade command Often, experienced decision makers
team. Finally, the implications of the are able to carry out their tasks even
framework for the SAF in terms of when faced with uncertainty due to
command team training, leader inadequate information (i.e., missing,

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ambiguous or unreliable - either due lnsights from Team
to errors in transmission or deception
Effectiveness Literature
by the adversary). Essentially, their
acquired mental models can fill When a task is beyond the capability
the information gaps and enable of an individual, organizations often
them to extract a storyline or pattern rely on teams of individuals who can
from the inadequate information. In work together to accomplish the goals.
addition, their mental models also Military command teams are one good
allow them to focus their attention on example. The combined cognitive and
the right set of cues and provide the behavioural capability of a team allows
right weightage to the selected cues. a team to achieve goals that are
Essentially, this is what differentiates potentially unachievable by an in­
an expert from a novice for a specific dividual. However, simply putting a
domain. group of people together does not
ensure they will operate as a team.
Experienced decision makers Teams must be systematically de­
generate an initial feasible course of veloped over time.
action, mentally simulate the process
and consequences of that action, and if There are a number of critical team
the simulation suggests that the course processes that have been posited by
of action will work as desired, they act. researchers to affect team effectiveness.
Interestingly, there does not appear to These team processes can be categorised
be a process of comparing different into affective, behavioural, cognitive
courses of action, as would be expected and leader components.
from the traditional decision-making
view. They are able to do this because Affective components Individuals
of their extensive mental models built working together often develop a
over time. Their experience lets them sense of togetherness and bonding.
see a situation, even a novel one, as an This sense of togetherness is important
example of a prototype, so they know for the development of some critical
the appropriate course of action im­ team affective processes such as
mediately. And this first option is often team orientation and team trust.
good enough so they are not bothered Members of a team that is high on
with exploring other options. team orientation tend to have a strong
team identity, believe in a team
Even in cases where the decision approach to achieving goals, believe
maker actually looks at several options, in the team's ability in the face of
he never compares any two of them. He difficulty, and is highly committed to
evaluates each in turn, rejects it, and their team goals. The trust developed
moves to the next option. He stops once among team members further bonds
he finds one that works. This is called them together.
satisficing - selecting the first option that
works. Satisficing is different from Behavioural components With the
optimising, which is trying to come up appropriate team affective processes
with the best strategy. as foundation, other more behavioural,

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but not le ss critical team processes models allow team members to
can be developed. Two such team anticipate one another's actions and to
processes are team communication coordinate their behaviours. Another
pa tterns and team self correction important team cognitive process is
behaviour s. Optimal team com- team situation awareness - a process
munication patterns facilitate an open by which team members develop
flow of constructive information compatible models of teams' internal
wi thin the team . In other words, and task environment at a given point
there is no bottleneck in the information in time.
flow. Dysfunctional team dynamics,
such as those teams without high Leader components Finally, as
levels of te am ori entation or team trust command teams in the military are
often inhibit the development of an hierarchical, there is no doubt that team
open, constructive and responsive leaders exert a powerful influence on
communication patterns. Team self- the cognitive, affective (motivational),
correction behaviours include mem- and behavioural aspects of team
ber s engaging in mutual and team processes.! In order to facilitate the
performance moni tor ing', demon- development of all these critical team
strating back up behaviours (i.e., offer processes, the appropriate leadership
to help others), willingness and being exhibited in the team is
inclination to both offer and accept help paramount. Without belabouring the
from others, readiness to provide point, we believe that team leaders
feedback and are receptive to feedback, exhibi ting more transformational
and engage in effective corrective leadership behaviours will be critical
actions if necessary. for the development of such team
processes. Transformational leadership
Cognitive components Researchers is often contrasted to transactional
have found that a team mind evolves leadership. Transactional leadership is
over time when a group of individuals often depicted as contingent reinforce-
work together. Not only that ment; leader-subordinate relationships
members agree on the team task and based on a series of exchanges or
work procedures, they are also bargains between them. Transjormaiional
cognizant about each other's personal leaders, on the other hand, rise above the
characteristics (e .g. , strengths and exchange relationships typical of
weaknesses, habits) and the interaction transactional leadership by developing
processes in the team. Defined as" team intellectually stimulating, and inspiring
members ' shared, organized under- subordinates to transcend their own
standing and mental representation of self-interests for a higher collective
knowledge about key elements of the purpose, mission, or vision." Notice
team's relevant environment'", team that one consequence of this perspective
mental models have been proposed to is a focus on unit-level interests, beyond
enhance team performance especially those of the individual person.
when time is of essence and oppor-
tunities for overt communication and Traditionally, especially in the
debate are Iirn ited ." Team mental military, leadership is often conceived

23
as resid ing in one individual. Som eone w ill impact the decision-making process

is "in charge" w hile th e res t are sim ply o f a te am . Hence, it is p aramount

foll ow ers. H ow e ver, recen t views of th at a lead er 's mental model is w ell­

leadersh ip h ave broaden ed to include d eveloped .

the idea that team le ad ers and team

members can share leadership. Th at is,


Proposed Framework
leadersh ip is ro ta ted to the p erson w ith
the key knowledge, skill s, and abilities Deci sion -making is de fined here as
for the p articular issue facing th e team th e manner in which an individual or a
at any giv en m oment.' Indeed, team te am ac ts o n the in fo r ma tio n a n d
research has show n th at less effective elements as perceived in th eir situa tion
teams tend to be dominated by the tea m awareness, an d h ow this in formation
leader, w h ile effective teams di splay interacts wi th th eir more stable mental
more dispersed leadersh ip patterns i.e. models of reality, to make an d arrive at
team le adership. Moreover, rese arch decisions. At the individual level, th e
indicates that teams that h ave tasks that in d iv id ua l bia se s a n d ex per ie nces
are hi ghl y interdependent, requir e a emplo y ed b e com e imp ortant an d
great deal of crea tivity an d are h ighly crucial in the qua lity and sp ee d o f
comple x will d o w ell w i th te am d ecision-m aking . A t the te am le vel,
leadership. human interacti on p atterns an d group
d ynamics will also play an im p or tan t
Another w ay a leader can influence role. As su ch, decision-making processes
the team effe ctiveness is th rough hi s can be seen as transcending four d o­
mental mode ls. What h e know s or does mains - Cognitive, Social, Information and
not know, his biases and inclinations Phy sical (see Table 1).

What is it? How is it related to What is the desired


decision-making? endstate?
• Ph ys ical Domain: Where decision s Th e righ t ac tions at the
Whe re Strike, Protec t an d are execu ted as actions right places at the rig h t
Ma noe uvre take pla ce tim e
• Information Domain: Where infor ma tion is put The right inform at ion in
Where information is int o con tex t to facilita te the rig ht forma t at the
created, man ipulated id entificati on of pa tte rns right time
an d shared
• Social Domain: Where relationsh ips and The right dissem ina tion
Where ind ividu als team dynam ics affec t of in tent /vision, and the
in tera ct the process and qua lity rig ht rul es, roles and
of decision-mak ing rela tionships at the rig ht
time
• Cognitive Domain: Where dec isions are mad e The right un d erst an d ing
Where m ental m ode ls, at the right time
pe rcep tions, situa tion
awa reness, beliefs and
va lues res ide

Table 1: Domains of Decision-Making.

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When time permits elaborate situation awareness. At th e same time .
deliberations, the analytical approach to their mental models also facilitate th e
decision-making is still useful ; however, recognition of patterns in the arrays ot
under difficult circumstances (e.g., time cues and information. Both of these
pressure, high stakes, inadequate processes help the expert to size up the
information, ill defined goals, d ynamic situation quickly. The interplay among
and uncertain conditions), naturalistic the three processes - sense making,
decision-making process will become command intent and mental stimulation
more relevant. - enables the expert to first determine a
course of action, ev aluate it against the
Figure 1 (please refer overleaf) command intent by mentally simulating
depicts a preliminary model of decision­ the consequences when that course of
making in a team context. As mentioned action is executed. If the consequences
earlier, many of the insights were cannot fulfil the command intent, the
gleaned from NDM and team effective­ expert will then seek another course of
ne ss literature. In this article, we value­ action. The judgement process repeats
add by integrating both literature with itself until the expert determines the first
military commanders' experiences. course of action that works (satisficing).
There are perhaps 10 key components Individually, the team leader and team
critical to d ecision-making in a team members are capable of conducting this
context: two affective components cognitive process at any point in time
(i.e., positive team orientation, high during the operation (i.e., individual
level of mutual trust), two behavioural cognition). As these experts do not
components (i.e., open and constructive operat e in isolation, they need to
communication patterns, high level of function as a team. There is another
team self correction), four cognitive level of cognition that will be operating
components (i.e., high level of team as well - team cognition. At the team
situation awareness, accurate/shared level, the extent to which the team
mental models, collective sense making, leader and team members have similar
collective understanding of command mental model s (i.e., team mental
intent), and leader components (i.e., models), have a similar perception of the
team leadership, leader 's expert m ental situ ation (i.e., team situation aware­
model or experience). ness), have a sh ared understanding of
the situation (i.e., collective sense
Thi s framework depicts how a team making), and have a common under­
goes about making deci sions under time standing of command intent, the team
pressure and high level of uncertainty. will be able to make swift and quality
The s t a r t state of thi s framework decisions.
assumes that the team leader and team
members are experts in their specific Like individuals who hav e to
domains, and these experiences are accumulate experience to become
captured in their individual m ental experts, team co gnition takes time
models. Their mental model s guide and effort to develop . Moreover,
their information search by focusing team cognition can only be developed
their attention on relevant cues via when the team develops the fiv e

25
Collective
Sense
Member n...
Making
Member 3
Member 2
E Member 1
Judgement
Pattern Collective
Recognition Unde rstanding
Men tal
of command
Stimulation
intent

Providing Sense Command


Cues Mak ing Intent

Cognitive
Domain

Depend s o n flow,
representation Social
& management
Domain

Information
Domain

Physical
Domain

Figure 1: A Model of Decision-Makingin a Team Context .


critical team p rocesses in th e socia l Developing Decision-Making
domain of d eci sion-m aking - team
Process in a Brigade Command
leader ship , te am communic ation,
team se lf correction, mutu al trust, Team
an d te am orientation. Th e existence of IQi@Mi' Vision, Role, Rule, and
these key team proce sses w ill facilitate Relationship Developing a command
the d ev elopment an d maintenance team is a d e liber ate pro ce ss. Th is
o f the team cognition ov er time . section briefly documents the efforts in
In other words, we fi rs t de v el op build in g up a bri g ade command
individual experts, th en de velop th e team . The build-up comprised tw o
n eces sar y team proce sses to tr ans- phases. In Ph ase 1, efforts were targeted
fo r m " tea ms of ex perts in to exp ert at d e vel oping a sha re d v isio n a n d
teams'" . buil ding te am s tr u ctu res and
relation ships. Th e Vision, Role, Rule
Once th e pl anning p rocess is an d Relationship (V3R) team build-
completed, directives are disseminated ing program ad voc ated b y Fiel d
followe d by sy nch roniza tion acti vities Psychologists was ad opted. Within the
that are then tr an sl at ed in to actions. bri gad e, a shared vision was developed.
These ac ti on s inevitably will effect The roles to be played by ea ch member
environmental ch anges. Changes in of the team w ere agreed on . Finally, a
the si tua t io ns are repre sented as set of rules wa s set to gu ide the work
data an d information fo r the con- and intera cti ons o f the t e am. Fo r
s u m p tio n of th e co m m a n d team . ex a mp le, so me of th e rul e s w er e
However, the exten t to which a pie ce "Quest ion an d underst and the reas ons
of dat a or in fo r ma ti o n a ffect s why", "Make it happen", "Don't complain
team situa tion aware n ess or in div i- ab ou t the probl ems - so lve them!" , "If
dual si tu a tio n a w a re ne ss d epend s there are no rul es, invent them", "Who
ve r y mu ch on the r epresent ation s else ne eds to kn ow an d why". Th ese
and flow of th e info rma tion. effor ts were cons istent w ith building up
the so cial d omain in the framework.
The w h o le cy cle then rep e a ts
itse lf. Note th at, individuals ' mental I QiHOfiJ Understand and develop
models may be updated or ma y under- the thinking process, mental
go refinements after ge ttin g fee d back models, analytical skills of team
fro m the e nviro n m e n ta l cha nges members, and the information
(i.e., reality check). Hence, the whole management process In thi s phase,
process is very dynamic. the effor t w as to focu s on building th e
cog nitive d omain of team functioning .
In the next se ction, theor y is put Th e focus was on understanding one
into p ractice. Usin g 3 SIB as an exa mple, anoth er's thinkin g pro cess, m enta l
the first au thor (the n Commander 3 SIB) mod els and ana lytical skills. The p rocess
shares his first h and exp erience in build- started off by analysing the streng th s
ing up his command team , in accord- and weaknesses of each team m ember
ance w ith th e depicted framew ork. in terms of h is thinking and analytical

r---~
27
skills. This shared understanding of • Post before Processing
collective strengths and weaknesses Populate the network with informa-
allowed team members to complement tion in a timely way to facilitate
one another. For this process to work, parallel processing to achieve speed.
mutual trust was critical. From the Experience showed tha t 80 % of
onset, members were assured that informa tion in a product remains
these discussions would not be used relevant/unchanged/unaffected. Where
for annual ranking purposes. Under- possible, new information were posted
standing the background of each team and merged with existing knowledge to
member, their past postings, ex- produce richer products. Users were
periences enabled other team members informed/updated of changes by
to have a better understanding of how highlighting what has changed and if
their mental models were shaped and possible why.
developed. All these efforts built shared
understanding in the team (i.e., team • Pull and Push
mental models). In addition, team Pull/push the right information in the
members also agreed on a common right format to the right persons at the
theory of success. right time and right place by asking who
else needs to know. Team members were
Shared Theory of Success constantly reminded that information
has no hierarchy even though the
--- l Quality of military organisation has.
~ RelatiO"Sh'PS~
• Define what information is and
what it is supposed to facilitate
Quality of 0 ~, Quality of Table 2 was instrumental in helping the

\}
Actions ~
~
Qualityof P
yCommunication Brigade make sense of the data,
information and knowledge as part of
the information management process.

Understanding
The brigade 's human intelligence
sensors were trained to report data
To improve the team communica- accurately and to highlight if
tion process and team situation they were reporting da ta or their
awareness, especially under time con- interpretations/assessments, in order
straint, technology was leveraged on to not to confuse receivers due to
enhance information dissemination and different experience levels and mental
management. The Brigade Command models. Likewise, as a standard opera-
post used webpages to present/organise ting procedure, planners in the HQ
most frequently used information. This would highlight if they were stating
information was just one click away. data or information. To facilitate
processing time, data and analysis were
These were some of the considera- presented on webpages early so that
tions when designing the brigade team members had access to them
information management process: ahead of time. When team members

28
Data Information Knowledge
Data organized to Information
DEFINITION Raw Facts show patterns structured for action

CONTENT Events Trends Expertise

FORM Transactions Patterns Learning

INFO TASK Representation Manipulation Codification

HUMAN Observation Jud gement Experience


ELEMENT

ORG INTENT Automation Decision-Making Action

VALUE TEST Building Blocks Uncertainty New Understanding


Reduct ion

Table 2: Making sense of data, information and knowledge


Source: Sensemaking Symposium 23-25 Oct 2001

subsequently came together, dis- Situation Awareness wa s defined as


cussions were focused on what the the following:
event meant, and what the implications • Not what is on display but what is
were. in the head
• Not static but a rich, dynamic com-
Every effort was also made to prehension of a situation and what
create an open HQ structure to increase drives it
situation awareness and facilitate • Looking beyond data to notice
information flow. For example, trends, build expectancies, spot
webpages were used to facilitate anomalies and see windows of
information flow in the command post. opportunities for exploitation
The Fire Support Cell was also moved • Good situation awareness also
from the fringe to the centre of the envisions more than one potential
command post to enhance awareness future and recognises uncertainty as
and coordination. a key element of the situation

To further develop the team Sensemaking was defined as:


mental models and collective sense- • More than just sharing information
making ability, there was a common and identifying patterns
understanding of what constituted • Going beyond what is happening
team situation awareness and sense- and what may happen to what can
making. be done about it

We educated our human intelligence sensors to report data


accurately and to highlight if they were reporting data or their
interpretations/assessments, in order not to confuse receivers
due to different experience level and mental models.

( 29
• Involve generating options, pre- Before the start of any exercise, there
dicting adversary's actions and would be a deliberate planning process,
reactions and understanding the adapted from Klein's work, as depicted
effects of particular courses of actions in Figure 2 below.

This shared understanding of what As mentioned earlier, the leader


constituted team situation awareness component is critical to the team
and sensemaking engendered the effectiveness. Hence, the Commander
development of many team-orientated was made an integrated planner to
behaviours. For example, there were share his experiences and knowledge
more backup behaviours; members instead of functioning as an approver
were more proactive in pushing of plans. Detailed commander planning
information to the relevant people; guidance (CrG) was meant to provide
members began to ask new questions; possible frameworks for own course of
members began to see how the various actions (COAs) and enemy COAs so
moving parts fit together rather than that staff can quickly fill in the gaps and
piecemeal understanding. details.

Mission Analysis
CAOS
Develop Analyse and Mental Simulation
Operationalise COAs Action & Reaction Compile Orders
Wargaming

Issue detailed CPG outlining a vision Develops multiple COAs NOT for
of how the battle is shaped and the comparision but to understand the
possible concepts of operations to alternatives and the relationships
achieve this between them
- Intent - Line of Options
• Concepts - SWOT Analysis of each COA
• Options

Figure 2: Deliberate Planning Process.

The planning process was seen as a As the intent of the deliberate


learning process. The purpose was to planning phase was to generate op-
create shared mental models or tions, the end state was not to develop
framework to facilitate discussions and multiple COAs for comparison, but to
deliberations. Senge noted that "shared understand the strengths and weak-
mental models are important nesses of each option using a strength-
mechanisms for development of weakness-opportunity-threat (SWOT)
effective communication strategies and analysis, and to understand the
also increase team performance". relationships between the options. These
30 )
relationship s were then mapped as to be adopted as the plan. Toensure that
Line s of Options wi th critical battlefield all members were informed, the
events as nodes in the lines of options. command er would confirm th at a
This line of options provided shared certain eOA w as selected, often with
ment al models of the v ariou s unanimous agr eement.
poss ibilities of how the b attle can
unfold. This process greatly enhanced An example for offensive operations
not onl y the team mental models, but is shown in Figure 3 overleaf.
also the collective sense makin g
capability of the team. The line of options framework wa s
subsequently used in the cond u ct of
Mapping of the relationships also operations ph ase. As it captu red
facilit ated the su p p o r t planners in the sh a red understanding o f te am
working out their su p port plans with members, it provided possible frames
sufficien t flexibilit y and robustness to to interpret battlefield ev ents as the y
support the alternatives. The variety of unfold in a seemingly random fashion.
alterna tive paths to mission accomplish- Team members then m ade use of these
ment was also an indicator of degree of frames to in terp ret the event in context
flexibility. The line of options frame- as well as use the event to explain
possible emerging frames or to discard
work - a creative process stimulated by
frames (i.e., collective sensemaking). In
collaboration among multiple partici-
the operations phase, team members
pants with differ ent perspective s -
used the line of options to elabo ra te,
all ow ed the te am to develop it s qu estion, pre serv e, seek a frame,
cognitiv e domain of team functioning, reframe or compare frames*, with each
as d epicted in the framework. line of options as a possible frame. In
essence, this is an ope rationalisa tion
The experience in the brigade also of Klein 's Data-Fr ame theory. The
showed th at the team did not have to process is shown in Figure 4 below.
go th rough a d eliberate sel ection of Thi s pro ces s also en h an ced shared
eOA process to determine which eOA situation aw areness and sh a red
to be selected as the plan, but intuitively understanding of th e situ ation.
each knew which option was the best
Perceived Transition to
State other COAs
.~:-=:~
, 1 _

--... '
"-
"-
"-
"-
Time
"-
"-
'" '"

Figure 4: Operational Process of Klein's Data-Frame Theory.


' Personal communication between Klein & authors
( 31 )
Line of Options
lOa. CAPTURE
STANLEY,
B ZAMBIA AND
WILFRED

1. INSERTION OF 4. HIGHERHQ
HUMINT ELEMENTS TGT
~~~N~~:~tJ
5. CROSS C(COtVlE
MERCURY
(SA BATTLE) 9c. TF100 AND
TF200 ESTB BLKS
6. TGT ALONG
3. INSERTION OF
FORCES AT CAMPHORfDOORS
DISRUPTION FORCE . OR BRUTUS LINE
MDA
7. COMMENCE 9d . TF200TO
INSERTION OF CANDY TO CUT
DEPTH OFF SA FORCES
FORCES

KERS

I LAUNCH OPS I LAUNCH


TF100 & TF 200

PRE-OPS ADVANCE ATTACK

Figure 3: An examplefor offensive operations.


The line of options facilitated control been considered as a possible line of
of operations in several exercises options, the team would deliberate on
participated by 3 SIB as it provides: the possibility of a new frame and
the components of this new line of
• A frame for more rapid recognition options. Experience from past exercises
of changes in the battlespace showed that the team was able to
• Seamless transition to foreclose or develop a good shared understanding
marginalise some options and of the situation and of the possible
maintenance of momentum with- future states.
out need to develop detailed con-
tingency plans Active Information Search
• Foreseeable multiple futures -
building blocks for actions The process was supported by
• Less likelihood of surprise and an active search of information during
dislocation the planning phase and conduct of
operations phase. It is important to note
To further facilitate the diagnosis of that as the team saw the planning
the evolving battle situation, all team process as a learning process and
members were asked to constantly accepted that it was an iterative process,
review these four questions: it was inevitable that the team
periodically referenced a previous
• Is the situa tion clear or uncertain? product to make improvements as well
What are the key indicators/ as removed parts of the plan, as they
patterns emerging? What are the crystallized the problem.
implications?
• Is the opera tions proceeding The team also acknowledged that
according to plan? If not, what are information was unbounded and
the anomalies? What are the needed to be bounded by our own
implications? operational concepts as well as the
• Is the Commander Intent for this most probable enemy CGA. The
phase and entire operations achiev- information needed was then derived
able? If not, what are the alternatives and crafted as Essential Elements of
or adjustments needed? What are the Intelligence (EEl) for the enemy as
implications? well as Blue Critical Information
• Is the plan still relevant? If not, what Required (BCIR) for subordinates to
are the alternatives or adjustments report the a ttainmen t of critical
needed? What are the implications? battlefield events. These information
requirements were crafted to:
The team's discussions focused on
interpreting the situation, and the • Facilitate recognition of changes and
implications for both enemy and own emerging patterns which in turn
forces, and inevitably, a discussion of the facilitate the determination of the
options available using the line of current perceived state
options.If an event occurred and has not • Facilitate interpretation of possible

33 )
enemy intent with a supporting list mutual trust, team self correction, and
of descriptions of indicators and cues team communication. Team building
(which become Specific Information programs advocated by both field
Requirment - SIRs) to allow us to psychologists from Applied Behav-
foreclose or marginalise options ioural Science Department (ABSD), G6
and thus reducing enemy flexibility and TRADOC have focused primarily
and prevent surprises on enhancing the social domain of team
• The descriptions of indicators/cues effectiveness (e.g., V3R framework of
allowed us to determine possible team building). To this end, field
options (using the line of options) to psychologists from ABSD can work
counter emerging threats or exploit with TRADOC to improve the current
opportunities by disrupting enemy version of the team building program
intent and decision cycles by augmenting it with measurement
tools and interventions for enhancing
In cases where the intelligence the cognitive domain of team
agencies were not able to provide a effecti veness.
positive response on the EEl (i.e., no
sightings), it was not to be taken as Looking ahead, a revised command
a non-event but rather it triggered team development program may
further thinking and questions such as include three phases: phase 1 - build
"so what can he be possibly doing?". the basics through team building,
Other intelligence agencies were then phase 2 - enable component develop-
redirected to confirm the most likely ment through PC based simulation,
alternatives. phase 3 - make further refinements of
the command team operations through
lmplications for SAF field exercises.
There are a number of implications
In Phase 1, build team orientation
for SAP.
through building team mental models
(i.e., shared understanding of one
• Team Training/Field Psychologist
another), and establishing mutual trust.
Services
This effort is similar to the current
To enhance decision-making in team building intervention (i.e., V3R
command teams, it is important that model) advocated by ABSD field
team training for command teams psychologists. One addition may be to
should be systematically developed and provide feedback on team leader's team
conducted. Based on the proposed leadership style so that the leader can
framework, efforts should focus on begin to enhance his leadership
developing the cognitive and social effectiveness in a team context.
domains of a team . Specifically, we
should develop measurement tools to In Phase 2, team development
assess and outline interventions for should continue to build up the team
developing team mental models, team mental models, communication patterns,
situation awareness, team orientation, and team self correction strategies

34
systematically through scenario based maintain our professional edge,
training. While this team develop- knowledge management is critical. It
ment can be done using traditional is essential to capture expertise from the
field exercises, the use of PC based senior commanders and package them
simulations for team development is in a useful and meaningful manner for
also advanced in this phase. This is learning by the junior commanders.
because PC based simulations (e.g., One way is to first identify critical
command and conquer) can be easily mili tary scenarios faced by military
customized to simulate various military commanders in operations . Know-
scenarios so as to develop certain ledge databases can then be built by
aspects of their mental models (i.e., eliciting expertise from experts (i.e.,
experience with different military senior commanders) on how they go
scenarios), and critical team processes abou t making decisions in these
(e.g., team mental models, communica- scenarios using Cognitive Task Analysis
tion patterns, team leadership, (CTA) methodology. This newly
mechanisms to promote team situation acquired knowledge can then be used
awareness, collective sensemaking and to design military scenarios for
collective understanding of command command team training.
intent, and team self correction
strategies). All these learning can be • Leader Development
acquired within a shorter time period
Similarly, incorporating scenario
and possibly with lesser resources.
based training into leader development
Moreover, PC based simulations once
is critical to build expertise (i.e., expert
developed, can be used for other
mental models). Leaders have a dis-
command teams. Not all training
proportionate influence on decision-
needs to be done in the field . Team
making in the team. As men tioned,
development training can be more
leaders can affect the team process not
effectively carried out at a simulation
only with his leadership style but also
centre, as long as the learning takes
with his mental models (i.e., what he
place in the cognitive and social
knows and does not know, and his
domains of decision-making . Once
biases and inclinations). Klein contends
the critical mental models and
that "if we can present many situations
team processes have been developed,
an hour, several hours a day, for days
then the command team is ready for
or weeks, we should be able to improve
phase 3.
the trainee's ability to detect familiar
patterns."? If the hypothesis is correct,
In Phase 3, the command team
leveraging on technology (e.g., PC
will be ready for field exercises.
based simulation) to deliver scenario
Further refinements would be made to
based training may be effective.
ensure the decision-making process in
the command team is optimised.
• Battle Procedure
Expertise takes time and effort There is a need to align the current
to develop . However, in order to IS-step battle procedure to the decision-

35 )
making framework. The objective of the adversary's decision cycles.
procedures should be to facilitate The framework mentioned here is
human decision-making rather than to equally applicable to the adversary.
inhibit it . Given that there is now Given what we know about the human
greater insight into how humans go decision-making process, military
about making decisions, battle commanders can attempt to disrupt
procedures should be aligned to the adversary 's decision cycle by
facilitate the naturalistic decision- overwhelming him in the physical
making cycle of human decision domain like what the Americans did in
makers. Here, the experience of the Operation Iraqi Freedom with superior
brigade command team is again used firepower. Unlike the Americans, this
as a case study to illustrate the useful- option may not be applicable to the
ness of the proposed framework. SAF given that we may not have
significant technological advantage
• Human Resource Policies/Team over our adversary. Disrupting the
Selection adversary in the information, social
and cognitive domains of decision-
Human Resource policy makers
making may be the strategy to explore.
must break away from the traditional
These are some suggestions.
mindset of viewing job postings as
independent decisions for individuals.
Cognitive domain We can profile
They must begin to be more team-
adversary commanders by under-
focused and take into consideration
standing the adversary's mental
how personnel movement can affect
models, values, beliefs, doctrine, and
command team effectiveness. The
cultural values and beliefs. Armed with
objective of personnel movement
this information, our military com-
should be to retain or build the ideal
manders can better read the actions of
command team configuration. Con-
these adversaries, and subsequently
siderations should be given to the make
exploit their cognitive vulnerabilities
up of a command team. Personnel
(e.g. , biases and heuristics) of these
movement should not be piecemeal.
adversary commanders.
Collective attributes of a command
team must be considered. This would
Social domain The effectiveness
however require some radical change in
of exploiting the vulnerabilities of
the mindset of the Human Resource
the adversary commanders' cognition
Departments/Personnel Management
can be further enhanced by disrupting
Centres.
the social domain of the adversary's
decision-making cycle. To do this
• Disrupt the Adversary's Decision
effectively profiling the other team
Cycles
members in the adversary command
In order to enhance one's probability team is critical. Based on this profiling,
of success, one can enhance one's a team can be postulated in terms of
decision-making process. On the other their communication patterns, level of
hand, one can also attempt to disrupt trust among members, level of team

36 )
orientati on, team mental models, team also drawn up the imp lications for team
situa tion aw areness, existence of team tr ainin g, leader d evelopment, human
self corre ction strate gy or adaptability. reso urce policy, and use of technology
Once the adversary team profile can be to facilitate human decision-making.
identified, vulner abilities and wea k-
n es s es i n th e ir soc ia l dom a in of It is our h ope th at thi s article can
decision-making cycle can be targeted engender so me lively discussions and
and exploited . The objective is to disrupt di alogue on this important top ic. ~
their team dynamics.
Endnotes
Information domain If the streng ths Gary Klein, Source s of Power: How People
and limitations o f the ad v er sa ry 's Make Decisions (Cam bridge, Massach use tts:
MIT Press , 1998), p3.
Comm and and Control Inform ation
Systems (CCIS) an d decision su p p or t McIn tyre, RM., and Salas, E., " Measur ing
an d M an ag ing for Team Pe r for m ance:
tool s are well underst ood , it will en able Emerging P ri n cipl es fr om Complex En -
us to attac k the info rmation domain of viron men ts", in RA . Guzzo, and E.5a las
the ir d ecision-m aking cy cle. The (eds .), Team Eff ectiveness and Decision
making in Organ izations (Sa n Fr ancisco :
adver sary's information domain can be Jossey-Bass, 1995).
targeted to disrupt their cognitive an d
Mohamme d, S. and DumviIIe, B.C., "Team
social domain. Esse n tially, th e aim is to Me n ta l Mo de ls ina Te a m Kno w le dge
sh ape the adversary' s decision-making F ra m e w ork : Expa n d ing Th e o r y a nd
Meas u re men t a cr oss Di scipli n a r y
by letting him see wh at we wa n t him Boundarie s ", Journ al Of Organiza tional
to see . Behavior, Vol.22 (2001), p90.

Ma thie u, [.E, H effner, T.S., Goodwin, G.F.,


• Leverage on Technology Sa la s, E.,' & Ca n no n- Bowe rs, J.A ., "The
Influence of Shared Mental Models on Team s
People first. Technology must be Process and Performance", [ournal Of Applied
built to facilitate human funct ioning PsychologJj, Vol. 85, pp273-283.
and n ot the rever se. Hopefully, th is Stephen Z ac ca ro, And rea Rittma n, and
fram ewo rk can provide some insigh ts Mic heIIe Marks, "Team lea d ersh ip ", The
Leadership Quarterly, Vol.12 (2001), pp45 1-483.
for decision support tools development
and CCIS. Bern ard Bass, Transformational Leadership:
Industrial, Military and Educational Impact
(New Jersey, Law rence Erlbau m Associates,
Conclusion 1998).
Pearce CL., "Th e Future of Lead er sh ip :
Re se arch in d ecisi on-m aking Combining Vertical and Shared Leadership
ha s s pa n n e d th re e decad es. Much to Tran sform Kn ow ledge Work", The
Academy Of M anagement Executive VoI.18
more work is n eeded to furth er our No. 1 (2004), p p47-60.
und e rstanding of d e cision-m aking,
Carol R Paris, Edua rdo Salas, an d Jan is A.
especi all y in a tea m context. In thi s Ca n no n -Bowers, "Teamwork in M u lti-
article, a preliminary fram ework of Person Systems: A Rev iew and Ana lysis ",
Ergonomics Vol.43 No.8, p1052.
decisi on-making in a team context has
been put forth, u sing 3 SIB as a case Gary Klein, op cit, p30.
study to illustrate its utility. We have

37 )
COL Ong Yu Lin is cu rren tly the Commander of Officer Cadet
School in SAFTI Milit ary In stitute. He is a Gu ards Officer by
training, and has attended the Ro yal Militar y Academ y at
Sandhurst, UK, the US Army Infantry School at Fort Benning, and
the Au stralian Co mma nd & Staff Co llege . He ha s pr eviousl y held
command app oin tmen ts at the battalion and brigade level s. He
holds a BSc in Physics from the National University of Singa pore,
a Master of Mana geme nt in Defenc e Stud ies from the Univers ity
of Canbe rr a, Au stralia , an d an MBA from the N anya ng Fellow s
Pro gramme at N anyang Busin ess School.

LTC Lim Beng Ch on g, PhD , a Guards Officer, is currently Head


Trai ni ng Psychol ogy Branch, Applied Behavioural Scien ces
Department. He hold s a BSc (Hono ur s) in Psychol ogy from
Uni versity of Nottingha m, MSc in training and develop ment from
Leicest er Uni versity, MA and phD in Industri al an d Occu pation al
Psycholog y from Uni ve rsity of Mar yland .

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