Professional Documents
Culture Documents
Paula A. Braveman, MD, MPH, Shiriki Kumanyika, PhD, MPH, Jonathan Fielding, MD, MPH, MA, MBA,
Thomas LaVeist, PhD, Luisa N. Borrell, DDS, PhD, Ron Manderscheid, PhD,
and Adewale Troutman, MD, MPH, MA
ONE OF 2 OVERARCHING
goals of Healthy People 20101 was
to eliminate health disparities
among different segments of the
population. A similar goal to
achieve health equity and eliminate health disparities was proposed by the Health and Human
Services Secretarys Advisory
Committee (SAC) for Healthy People 2020.2 Healthy People 2010
noted that health disparities include differences that occur by
gender, race or ethnicity, education or income, disability, living in
rural localities, or sexual orientation.1 However, the rationale for
identifying disparities in relation
to these particular population
groups was not articulated. The
National Institutes of Health defined health disparities as differences in the incidence, prevalence,
mortality, and burden of diseases
and other adverse health conditions that exist among specific
population groups in the United
States3,4; several other federal
agencies have similarly broad
definitions.5 The lack of explicit
criteria for identifying disparities
in Healthy People 20101 and the
relatively nonspecific definitions
of disparities used by federal
agencies3,4 leave considerable
room for ambiguity as to what
other groups might also be relevant.
Furthermore, there has been
controversy as to whether definitions of health disparities should
imply injustice or simply reflect
differences in health outcomes
that might apply to any United
States population segment.6---8 Different ethical, philosophical, legal,
cultural, and technical perspectives may generate different definitions of health disparities or inequalities (the most comparable
term outside the United States).9---21
For example, in the United Kingdom, Whitehead defined health
inequalities as differences that are
unnecessary, avoidable, and unfair.21 This definition is widely
used internationally, where
health inequalities are assumed
to be socioeconomic differences
unless otherwise specified; in the
United States, however, health
disparities more often refer to
racial or ethnic differences.
Effective public policies require
clear and contextually relevant
operational definitions to support
the development of objectives and
specific targets, determine priorities for use of limited resources,
and assess progress. The need for
clear definitions is particularly
compelling given the lack of progress toward reducing racial/ethnic
and socioeconomic disparities in
medical care22 and health.23---25
Recognizing the practical implications of lack of clarity on this
critical issue, the SAC convened
a subcommittee to define health
disparity and health equity for
use in Healthy People 2020.2 The
subcommittee members, including
both SAC members and external
experts, wrote this paper to elaborate on the definitions and explain their rationale.2,26 These definitions (see the box on the next
page) and the rationale presented
are substantively consistent with
those adopted by the SAC and recently published in Healthy People
2020,2 but reflect some changes in
equalizing the rights of vulnerable groups facing more obstacles to realizing their rights. A
nonexhaustive list of vulnerable
groups is specified in human
rights documents on nondiscrimination and equality.32,37,41,42
The resources needed to be
healthy (i.e., the determinants of
health, including living and
working conditions necessary for
health, as well as medical care)
should be distributed fairly. To
do so requires considering need
(along with capacity to benefit16
and efficiency17) rather than
ability to pay or influence in
society.17 This principle, along
with principles cited previously,
reflects the ethical notion of
distributive justice (a just distribution of resources needed for
health) and the human rights
principles of nondiscrimination
and equality, as well as the
right to a standard of living adequate for health. Investments
in medical care intended to
reduce disparities must be
weighed against other potentially more effective investments that address disparities
in other health determinants.38
Health equity is the value underlying a commitment to reduce and
ultimately eliminate health disparities. It is explicitly mentioned in the Healthy People
2020 2 objectives. Health equity means social justice with
respect to health and reflects the
ethical and human rights concerns articulated previously.
Health equity means striving to
equalize opportunities to be
healthy. In accord with the
other ethical principles of beneficence (doing good) and
nonmalfeasance (doing no
harm), equity requires concerted effort to achieve more
rapid improvements among
HEALTH DISPARITIES:
DEFINITION AND
RATIONALE
Social Disadvantage
Health disparities and health equity cannot be defined without defining social disadvantage.
Social disadvantage refers to the unfavorable social, economic, or political conditions that some
groups of people systematically experience based on their relative position in social hierarchies.
It means restricted ability to participate fully in society and enjoy the benefits of progress. Social
disadvantage is reflected, for example, by low levels of wealth, income, education, or occupational
rank, or by less representation at high levels of political office. Criteria for social disadvantage can
be absolute (e.g., the federal poverty threshold in the United States is based on an estimate of the
income needed to obtain a defined set of basic necessities for a family of a given size)43 or relative
(e.g., poverty levels in a number of European countries are defined in relation to the median
income, e.g., less than 50% of the median income).44
Not all members of a disadvantaged group will necessarily be (uniformly) disadvantaged, and not all
socially disadvantaged groups will necessarily manifest measurable adverse health consequences.
The extent (whether in a single or multiple domains), depth (severity), and duration (e.g., across
multiple generations) of disadvantage matter. Social disadvantage is different from unavoidable
physical disadvantage due to, for example, an unavoidable physical disability. However, when
disabled persons are put at an unnecessary disadvantage in society due to lack of feasible
supports (e.g., accessible public buildings and transportation) or to discrimination against them in
hiring for work that they could perform, this would constitute social disadvantage,
reflecting discriminatory treatment, whether intentional or unintentional.
Plausibly Avoidable
Differences in Health Given
Sufficient Political Will
Limitations
These definitions do not provide numerical cutoffs for determining disadvantage. Nor do they
remove completely the need to
exercise judgment based on values
that are likely to vary across individuals and societies. It is
difficult to imagine reasonable
definitions of these concepts,
however, that would provide rigid
cutoffs, would completely preclude the exercise of judgment,
and would leave no room for
contention. The proposed definitions do not clarify whether the
reference group for making equity/disparities comparisons
should be the most advantaged
group in ones country or in the
world; using ones country as the
reference point may ignore the
better health achieved by advantaged populations in other parts of
the world.
Challenges Addressed
The definitions address major
challenges, such as identifying the
social groups to be compared and
specifying the general criteria for
appropriate reference groups for
these comparisons.18 These challenges have arisen when considering health disparity or equity
issues, with serious implications
for resource allocation. These
definitions remove the need to
establish the causality and avoidability of each health difference for
it to qualify as a health disparity
worthy of special attention. To address the difficult issue of causality,
our definitions acknowledge that
a health disparity may or may not
arise from social disadvantage, but
it must adversely affect members of
socially disadvantaged groups; this
can be assessed using epidemiologic
data revealing repeated and pervasive associations between health
indicators and measures of social
Contributors
All the authors participated conceptually
in developing the recommendations to
the Secretarys Advisory Committee
(SAC) on Healthy People 2020, which
were the starting point for this article, and
all authors contributed ideas, reviewed
drafts, and made comments that shaped
this article in important ways. P. A.
Braveman conceived the initial idea for
the article, wrote initial drafts, and wrote
most revisions for coauthors review,
based on their comments. S. Kumanyika
also played a major role in writing the text
and a lead role in responding to external
reviewer comments. J. Fielding, T. LaVeist,
L. N. Borrell, R. Manderscheid, and
A. Troutman also contributed conceptually
and participated in substantive revisions
throughout the process.
Acknowledgments
We wish to thank Karen Simpkins, MLS,
and Colleen J. Barclay, MPH, for their
assistance with research. Written permission has been obtained from all persons
named here. The authors take full responsibility for the contents of this paper
as individuals. This article is not an official
report from the SAC or from the subcommittee to the SAC.
Note. The research presented here
neither has been published nor is being
considered for publication elsewhere,
and all research for this manuscript was
conducted in accord with prevailing
ethical principles. We have no affiliations with or involvement in any organization or entity with a direct financial
interest in the subject matter or materials
discussed in this manuscript. None of the
authors received compensation for this
work. The authors take full responsibility for the material.
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