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Pergamon

COGNITIVE

Behav. Res. Ther. Vol. 35, No. 7, pp. 667-681, 1997


1997 Elsevier Science Ltd. All rights reserved
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ASSESSMENT OF OBSESSIVE-COMPULSIVE
DISORDER

OBSESSIVE COMPULSIVE COGNITIONS WORKING GROUP*


(Received 29 January 1997)
Snramary--Recent theories of obsessive-compulsive disorder (OCD) emphasize the importance of
cognitive contents (beliefs and appraisals) and cognitive processes in the etiology and maintenance of
OCD. In order to evaluate these theories and to assess the mechanisms of treatment-related change, it
is necessary to develop measures of the relevant cognitive contents and processes. Several scales have been
developed, although many are unpublished and there is a great deal of overlap among measures. The
purpose of the present article is to describe the progress of an international group of investigators who
have commenced a coordinated effort to develop a standardized set of cognitive measures. This article
describes the theoretical bases and clinical importance of such an endeavor, and the proceedings of the
working group meetings are summarized. Several methods of assessment are reviewed, including
idiographic methods, information processing paradigms, and self-report measures. The working group is
currently developing and evaluating self-report measures of appraisals about intrusions, and self-report
measures of OC-related beliefs. Consensus ratings indicated that 6 belief domains are likely to be
important in OCD. These are beliefs pertaining to: (1) inflated responsibility; (2) overimportance of
thoughts; (3) excessive concern about the importance of controlling one's thoughts; (4) overestimation of
threat; (5) intolerance of uncertainty; and (6) perfectionism. 1997 Elsevier Science Ltd

It is evident from the burgeoning literature that many researchers regard cognitive contents and
processes as etiologically important in obsessive-compulsive disorder (OCD). Several models
consider cognitive factors to be central to OCD (e.g. Foa & Kozak, 1986; Salkovskis, 1989; Tallis,
1995a). Treatments of OCD intended to modify beliefs and appraisals also have been developed
(e.g. Freeston, Rhraume & Ladouceur, 1996; Salkovskis & Westbrook, 1989; Sookman, Pinard &
Beauchemin, 1994; van Oppen, de Haan, van Balkom, Spinhoven, Hoogduin & van Dyck, 1995),
and may be particularly useful for cases of OCD that prove refractory to other forms of therapy
(Salkovskis & Warwick, 1985).
To facilitate research into the cognitive mechanisms and treatments of OCD, several measures
of OCD-related beliefs have been developed (Table 1). At least 16 of these instruments include
measures of beliefs and attitudes that are thought to be relevant to OCD. Unfortunately, the
number and diversity of these measures have created a confusing picture of the role of cognitive
phenomena in OCD. Problems evident in this research include multiple overlapping measures, lack
of psychometric evaluation, and lack of consensus among researchers as to the types of cognitive
contents that are most likely to be important in OCD. These factors create difficulty in comparing
findings across studies. Coordinated research on assessment could save considerable time and
expense in advancing the study of cognition in OCD. Standardization of definitions and
measurement instruments would allow for more rapid identification of possible etiologic
mechanisms, assist in the development of novel interventions, and provide potentially important
new ways of evaluating the effects of cognitive, behavioral, and pharmacological therapies. In order
to develop OCD-related cognitive measures, extensive coordinated research must be conducted
over the next several years.
*Co-,chairs: Randy Frost and Gail Steketee. Members of the working group, in alphabetical order: Nader Amir, Martine
Bouvard, Cheryl Carmin, David A. Clark, Jean Cottraux, Jane Eisen, Paul Emmelkamp, Edna Foa, Mark Freeston,
Randy Frost, Rense Hoekstra, Michael Kozak, Michael Kyrios, Robert Ladouceur, John March, Dean McKay, Fugen
Neziroglu, Gilbert Pinard, Alee Pollard, Christine Purdon, S. Rachman, Josre Rhraume, Candida Richards, Paul
Salkovskis, Ezio Sanavio, Roz Shafran, Claudio Sica, Gregoris Simos, Debbie Sookman, Gaff Steketee, Frank Tallis,
Steven Taylor, Dana Thordarson, Samuel Turner, Patricia van Oppen, Ricks Warren, Jose Yaryura-Tobias.
Correspondence should be addressed to either of the co-chairs: Randy Frost, Department of Psychology, Smith College,
Northampton, MA 01063, U.S.A. or Gail Steketee, School of Social Work, Boston University, 264 Bay State Road,
Boston, MA 02215, U.S.A.
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DEVELOPMENT OF THE OBSESSIVE COMPULSIVE COGNITIONS WORKING GROUP

Following a symposium on OCD-related beliefs at the World Congress of Behavioural and


Cognitive Therapies in Denmark in July 1995, a small group of participants met to discuss the
cognitive assessment of OCD. We agreed to engage in a coordinated effort to develop and evaluate
assessment strategies, including self-report and laboratory methods. Thus, the Obsessive
Compulsive Cognitions Working Group was formed. As an initial step, organizers agreed to
assemble all self-report instruments on OCD beliefs in order to identify domains and relevant items.
They collected 16 instruments (Table 1) that were judged to assess 19 different domains of beliefs
thought to contribute to the development and maintenance of OCD. The domains are shown in
Table 2. A second meeting was held at the annual conference of the Association for the
Advancement of Behavior Therapy in Washington, DC in November 1995 to further organize
efforts for a larger working group meeting.
The third and so far largest meeting of the working group occurred in June 1996 in
Northampton, Massachusetts, with 26 members attending. Funding for this 3-day meeting was
provided by Solvay Pharmaceuticals. A subsequent meeting was held at the annual conference of
the Association for the Advancement of Behavior Therapy in New York in November 1996. The
balance of the present article provides a summary of the results of these meetings, with two goals
in mind: (1) To describe our progress in developing measures of OC-related cognition; and (2) to
provide a possible template for investigators in other areas who seek coordinated research efforts
to advance comparable fields.

Table 1. Measures relevant to the assessment of OCD-related beliefs


Author(s)

Instrument

Brown et al. (1995)


Clark and Purdon (1995a)

Attitude and Belief Scale


Meta-cognitive Beliefs Questionnaire

Freeston et al. (1995)


Freeston et al. (1993)

Typical Interpretation of Thoughts


Irrational Beliefs Regarding Obsessions

Frost et al. (1990)

Multidimensional Perfectionism Scale

Frost et al. (1993)


Hoekstra (1995)
Kozak (1996)
Kugler and Jones (1992)

Lucky Beliefs Questionnaire


Obsessive~CompulsiveCognitions List
Fixity of Beliefs Scale
Guilt Inventory

Subscales
m

1.
2.
3.
4.

Importance of thought control


Fusion of thought & action (consequences)
Shame & embarrassment about intrusive thoughts
Positive attributes of unwanted intrusive thoughts

1. Responsibility, guilt, blame, punishment and loss


2. Overestimation of threat
3. Intolerance of uncertainty
1. Concern over mistakes
2. Personal standards
3. Parental expectations
4. Parental criticism
5. Doubting of actions
6. Order and organization

1. Trait guilt
2. State guilt

3. Moral standards
Kyrios and Bhar (1995)
Shafran et al. (1996)

Responsibility Questionnaire
Thought-Action Fusion Scale

Rh6aume et al. (1995)


Salkovskis (1992)
Sookman and Pinard (1995)

Responsibility Questionnaire
Responsibility Scale (Versions I & n)
Obsessive Compulsive Disorder
Cognitive Schemata Scale

Steketceet al. (1996)

Obsessive Compulsive Beliefs Questionnaire

Tallis (1995b)

Obsessional Beliefs

1. Moral thought-action fusion


2. Likelihood thought-action fusion
1. Vulnerability
2. Responsibility
3. Confusion of thought & action/magical thinking
4. Pathological doubting/indecision
5. View of/response to ambiguity, newness, & change
6. Need for control
7. View of/response to strong affect
8. Perfectionism
9. Perseveration
10. Overinclusion/underindusion
11. Generalization
12. Self-percept
1. Responsibility for harm
2. Controllability of thoughts and actions
3. Estimation of risk
4. Tolerance for uncertainty

Omissions/commission
Thought-action fusion
Superstitions/magical thinking
Overimportance given to thoughts
Consequences of having
thoughts-emotional cost
Control over thoughts
Perfectionism
High personal standards for one's
performance
Concern over mistakes
Rigidity; follow rules strictly
Control over life circumstances
Intolerance of anxiety and discomfort
Intolerance for uncertainty, newness,
and change
Decision-making, doubting
Beliefs about coping
Lack of confidence in memory and
other senses
Overgeneralization

3
4
5
6
7

19

16
17
18

12
13
14
15

11

8
9
10

Overestimation o f severity or
probability of danger
Inflated responsibilty

OC belief domain

Description

that
that
that
that
that

making mistakes is very bad.


it is important to follow rules in a strict manner. Includes scrupulousness, and excessive concerns with one way of doing things.
one must exercise complete control over one's life circumstances.
feeling anxiety or discomfort is bad and may have harmful consequences.
uncertainty, newness, and change are intolerable because they are potentially dangerous.

Beliefs reflecting an excessive tendency to derive a general conception or principle from insufficient particulars; e.g. " I f I do something dangerous once, then
that means I can't trust my judgment".

Belief that it is possible to find perfect choices or solutions.


Beliefs about one's ability to cope with anxiety or discomfort.
Beliefs about the reliability of one's memory and other senses.

Belief
Belief
Belief
Belief
Belief

Importance of control over one's thoughts.


Belief that a perfect state exists that one should try to attain.
Beliefs that one needs to perform according to some very high standard.

The belief that one has the power, which is pivotal to bring about or prevent subjectively crucial negative outcomes. They may be actual, that is, having
consequences in the real world, and/or at the moral level.
Belief that not preventing something harmful from happening is as bad as actually doing something harmful.
Belief that: (a) thinking about something increases its likelihood of occurrence, or (b) thoughts are (almost) morally equivalent to actions.
Beliefs that defy normal laws of cause and effect.
Beliefs that "I think about it because its important" and "The thought is important because I think about it".
Belief that one will become very anxious as a consequence of having unwanted thoughts, and that this will impair one's functioning.

Overestimation of the probability or severity of threat or harm.

Table 2. OC belief domains

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LEVELS OF MEASUREMENT

Before attempting to develop measures of OC-related beliefs, we sought to determine the types
of beliefs to be measured and to distinguish these from other kinds of cognitive phenomena. Mark
Freeston outlined a framework for classifying different types of cognitive contents relevant to OCD
and related phenomena by drawing on his own work (e.g. Freeston et al., 1996) and that of others
(e.g. Salkovskis, 1985, 1989). Based on discussions around this framework, the working group
identified the following levels of cognition.

I. Intrusions: Unwanted thoughts, images, impulses, etc., that intrude into consciousness and
are experienced from time to time by most people (e.g. the doubt, "What if the stove is not turned
oft?."). Some people report particularly intense, frequent, or distressing intrusions that are subject
to negative appraisal and are countered by attempts to remove the intrusion or prevent/undo its
perceived consequences. Such intrusions are typically called obsessions and considered one of the
defining symptoms of OCD.
2. Appraisals: Ways in which meaning is given to a specific event such as the occurrence of an
intrusion. Appraisals may take the form of expectations, interpretations or other types of
judgments of the event as a function of one or more of several dimensions. These dimensions may
include: (a) the importance of, or responsibility for the thoughts (e.g. "Having this thought means
it might be true"); (b) the probability, importance of, or responsibility for the event happening
(e.g. "The house might catch fire and I would be to blame"); and (c) the obligation to act in a
particular way to prevent the event happening or to undo its consequences (e.g. "I should/need
to check the stove until I am sure it is off"). Appraisals may be measured in a number of different
ways including inventories of thoughts that may occur in response to intrusions, judgments about
the likelihood of expected consequences, and ratings of perceived responsibility in relation to the
event.
3. Assumptions (beliefs): Relatively enduring assumptions that are held by an individual and
that are pan-situational rather than specific to a particular event. These assumptions are typically
measured in the form of dysfunctional attitudes or irrational beliefs. It may be possible to
distinguish between assumptions of different specificity to OCD that may include: (a) Specific
assumptions that are highly-relevant to OC phenomena and/or highly characteristic of OCD. They
may not be limited to people with OCD; they may also be found in people at risk of developing
OCD (e.g. "If I think about something and do not act to prevent it, then that is as bad as willfully
doing it"); (b) General assumptions about oneself or one's identity that are relevant to OCD.
These beliefs are not specific to OCD and may be found in other clinical disorders, such as other
anxiety disorders or mood disorders (e.g. "I am responsible for preventing bad things from
happening").
Appraisals are hypothesized to be involved in the perception of threat (cf. Lazarus, 1966). The
different levels of assumptions are hypothesized to interact with one another and to influence the
contents and processes of appraisal (cf. Beck & Emery, 1985). Thus, appraisals are derived, in part,
from one's beliefs.
A number of important issues are raised by this classification scheme. The first concerns whether
or not the distinctions among levels can be reliably made in most cases of OCD. This is an empirical
question that requires investigation. A further issue concerns the ways in which the levels can be
measured. Three general strategies were identified--self-report, idiographic measurement, and
laboratory tasks--and became the focus of subgroup discussions. The outcome of these discussions
will be presented later in this paper.
A further question concerns the extent to which the levels of measurement discriminate people
with OCD (or people with OC symptoms) from other populations (e.g. normal controls, anxious
non-OC controls). By definition, symptom measures (e.g. measures of intrusions) have a high
degree of discriminability. There is some evidence for the discriminability of measures of appraisals
and of measures of specific beliefs using questionnaire measures developed by Freeston and
colleagues (Freeston, Ladouceur, Gagnon & Thibodeau, 1992; Freeston, Rhraume, Dugas &
Ladouceur, 1995). Measures of general beliefs discriminate OCD patients from normal controls,
and discriminate high from low scorers on measures of OC phenomena (Freeston, Ladouceur,

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671

Gagnon & Thibodeau, 1993; Rhraume, Freeston, Dugas, Letarte & Ladouceur, 1995; Rhraume,
Ladouceur & Freeston, 1997; Steketee, Frost & Cohen, 1996).
A validation study of 104 participants carried out by Sookman and colleagues (Sookman &
Pinard, 1995; Sookman, Pinard & Englesmann, 1997) indicated that their Obsessive-Compulsive
Disorder Cognitive Schemata Scale (CSS), designed to measure core dysfunctional beliefs
characteristic of OCD, discriminated people with OCD from two groups of normal controls.
The scale also discriminated people with OCD from people with non-OCD anxiety disorders
and mood disorders. Thus, it appears that OCD is characterized by some types of
dysfunctional beliefs. However, it is likely that there are many classes of dysfunctional beliefs
that will not discriminate OCD from other psychiatric disorders; e.g. general beliefs about one's
worth as a person (for further examples, see Beck & Emery, 1985; Beck, Rush, Shaw & Emery,
1979).
The working group agreed that the most appropriate goal of the group, at least in the short term,
was to develop measures of beliefs that distinguish OCD from other disorders. Because
contemporary cognitive models (e.g. Salkovskis, 1989) propose that specific beliefs (unlike general
beliefs) are necessary to OCD, measures of specific beliefs are likely to be of greatest value in testing
theories of OCD. To be most useful in the longer term, however, assessment may need to be broader
to include general beliefs.
We thought it important to develop measures that are not confined to the assessment of beliefs
about OC symptoms, such as beliefs about obsessions. In other words, the measures should be
applicable to people who do not have OCD. Contemporary cognitive models and research indicate
that OC beliefs may characterize people who do not have OCD, but are theoretically at risk for
developing the disorder (Rachman & de Silva, 1978; Salkovskis, 1985, 1989). Accordingly, we
sought to assess beliefs about intrusions (i.e. intrusive thoughts, images, and impulses) and beliefs
about other OC-related phenomena, regardless of whether the intrusions or other OC phenomena
meet diagnostic criteria for obsessions or compulsions.
Other important issues concern the necessity of distinguishing beliefs from appraisals, avoiding
the confound of beliefs and emotions, and the possible need to use priming in the assessment
procedure as has been done to assess beliefs in other clinical populations (e.g. Miranda & Persons,
1988). A further question concerns the extent to which appraisals and beliefs change with treatment
for OCD. Measures of appraisals and specific beliefs are likely to co-vary with treatment-related
changes in OCD symptoms. However, it is unclear whether general beliefs shift with
treatment-related reductions in OC symptoms.
SPECIFIC DOMAINS

OF OC BELIEFS

Members of the working group were asked to review belief-domains that appear most relevant
to OCD (Table 2). Five of these domains were later adopted as areas believed to be of central
importance to OCD: (1) inflated responsibility; (2) thought-action-fusion and other beliefs
concerning the overimportance of the consequences of one's thoughts; (3) excessive concern about
the importance of controlling one's thoughts; (4) overestimation of the probability and severity of
threat; and (5) intolerance for uncertainty. A sixth domain, perfectionism, was later added. It was
considered important as a belief domain, but not necessarily exclusive to OCD. These domains as
well as aspects of the fixity of beliefs are discussed below.

Inflated responsibility
Paul Salkovskis reviewed the literature and recent work on the construct of inflated
responsibility. In early formulations of OCD, intrusions were said to cause mood disturbance (i.e.
distress or anxiety), which prompted compulsive behaviors intended to alleviate distress (Rachman
& Hodgson, 1980). According to Salkovskis' (Salkovskis, 1985, 1989) cognitive model, an
intermediate step, appraisal of the intrusion, determines whether it is followed by mood disturbance
and compulsive behavior. This model proposes that the appraisals that lead to OC symptoms are
those in which the person regards him or herself as being responsible for the intrusion and for its
perceived dangerous consequences. Other researchers also have pointed to the importance of
inflated responsibility in OCD (e.g. Freeston et al., 1996; Rachman, 1993). Appraisals of excessive

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personal responsibility arise from dysfunctional assumptions (responsibility beliefs), such as the
belief that "If one has any influence over an aversive event, then one has complete responsibility
for preventing the event". Thus, the occurrence of an intrusive thought about a possible future
harm is appraised by the person with OCD as indicating that he or she is responsible for preventing
the harm.
Another component of inflated responsibility is the notion that errors of omission are as bad
as errors of commission, especially if one can foresee the possibility of harm. This belief represents
an absence of the attributional bias seen in normal people, who believe that they are more culpable
for errors of commission than for errors of omission (Spranca, Minsk & Baron, 1991).
Salkovskis (1992) has developed a measure of responsibility, which was found to discriminate
people with OCD from people with other anxiety disorders, thereby supporting his model.
Salkovskis also developed a measure of responsibility appraisals which may be more sensitive to
treatment-related change. Priming by inducing anxiety may be a useful strategy for assessing
naturally occurring appraisals of responsibility.

Overimportance of thoughts
Josee Rhraume discussed the role of beliefs about the overimportance of thoughts, in which the
mere presence of a thought appears to give it status. Such beliefs include: "I think about a thought
because it is important, and it is important because I think about it"; and "If I think about it,
it means I want it to happen; it reveals my true nature". Implicit here is responsibility for one's
thoughts and for their consequences. Preliminary research suggests that decreases in the strength
of beliefs about the importance of thoughts is accompanied by reductions in the frequency of
obsessions (Rhraume et al., 1997).
Roz Shafran and Dana Thordarson presented recent work on a related concept, called
thought-action fusion (TAF:Rachman, 1993;Salkovskis, 1985), which has two related
components: Moral TAF and Likelihood TAF. Moral TAF reflects the belief that thoughts are
morally equivalent to actions (i.e. thinking is as bad as doing). Likelihood TAF reflects the belief
that thinking about something increases its likelihood of occurrence, either to oneself or to others.
Recent studies provide some support for the role of TAF in OCD, and suggest it may occur in
normal people. Moral TAF was found to be higher in people with OCD than in students in one
study, but not in another (Rachman, Thordarson, Shafran & Woody, 1995; Shafran, Thordarson
& Rachman, 1996). Rachman, Shafran, Mitchell, Trant and Teachman (1996) selected students
with high levels of Morality and/or Likelihood TAF and asked them to write the sentence, "I hope
that [friend or relative] is in a car accident". This manipulation was found to increase the subjective
probability that the event would occur. This suggests that TAF beliefs can be found in student
samples and need not be limited to people with OCD.

Beliefs about the importance of controlling one's thoughts


David A. Clark and Christine Purdon proposed that one of the core cognitive dysfunctions in
OCD concern recta-cognitive beliefs and related processes. Meta-cognitive beliefs are beliefs or
assumptions about the form or content of the thoughts and images that occupy the stream of
consciousness (i.e. beliefs about mental events: Clark & Purdon, 1993). It was hypothesized that
the following features characterize people with OCD: Excessive monitoring for the presence of
mental intrusions; belief that these intrusions portend some catastrophe; belief that one is
responsible for this harm because of the thoughts; belief that one must control the thoughts to avoid
harm and reduce distress (Clark & Purdon, 1993).
Recent evidence suggests that perceived control over (i.e. ability to dismiss) intrusive thoughts
is correlated with the frequency of occurrence and emotional intensity of intrusions (Clark &
Purdon, 1993). Further, perceived control over upsetting intrusions is best predicted by the belief
that the thought might be acted upon or otherwise come true (Clark & Purdon, 1993). This suggests
that beliefs about the importance of controlling one's thoughts may arise, in part, from beliefs
about the consequences of one's thoughts. For example, if a person believes that bad thoughts
inevitably lead to bad deeds, and if he or she also believes that such deeds are unacceptable, then
the person is likely to believe that it is very important to control one's thoughts. Note that although

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673

the OC-belief domains are related to one another, they can be conceptually distinguished and may
differ in the psychopathologic correlates. The question of how closely they are related is an
empirical issue that will be investigated by the working group.
Meta-cognitive beliefs such as the belief "One should (and can) exercise control over one's
thoughts", could arise as a consequence of having many unwanted intrusions. Such beliefs also
appear to shape the appraisal process, and thereby influence whether or not an intrusion will be
labelled as 'unwanted', 'important', etc. According to Salkovskis (1989), meta-cognitive beliefs
influence one's appraisals of intrusive thoughts, and thereby shape the etiology and maintenance
of obsessions and compulsions. Thus, it appears that meta-cognitive beliefs can be consequences
and causes of OC problems.
Self-report measures of beliefs about controlling thoughts have been developed by Freeston et al.
(1993) and by Clark and Purdon (1995a; see Table 1). The latter scale assesses beliefs that it is
important to have complete control over unwanted intrusions, and that complete control is
possible. This scale predicted the frequency of intrusive thoughts, but not the frequency of anxious
or depressive thoughts (Clark & Purdon, 1995b).
Overestimation of threat

Randy Frost and Gail Steketee observed that beliefs about harm (generalized expectations about
danger) have two main components: (1) beliefs about the likelihood of aversive events; and (2)
beliefs about the cost (severity or 'badness') of the aversive events. Several writers have proposed
that people with OCD or OC symptoms tend to overestimate the probability and cost of aversive
events (e.g. Carr, 1974; Foa & Kozak, 1986; Freeston et al., 1996; Salkovskis, 1985).
Foa and Kozak (1986) suggested that people with OCD have problems with epistemological
reasoning. That is, people with OCD view situations as dangerous until proven safe, whereas most
people assume the opposite. Several empirical studies tend to support an association between OCD
and risk aversion (Freeston, Ladouceur, Rhraume, Letarte, Bujold, Thibodeau & Gagnon,
1992; Steiner, 1972; Steketee et al., 1996). Recently, Simos, Vaiopoulos, Giouzepas and Paraschos
(1995) found that the estimation of the probability of general classes of dangerous events (e.g. traffic
accidents, earthquakes) was uncorrelated with scores on the revised Maudsley Obsessional
Compulsive Inventory. This raises the question of whether OC symptoms are associated with the
overestimation of personal harm, rather than with the overestimation of harm in general. The
overestimation of personal threat also is seen in other anxiety disorders, although people with OCD
may score highest of all (Steketee et al., 1996). Consistent with this, Sookman et al. (1997) found
that patients with OCD, compared to mood-disordered patients and non-OC anxiety disordered
patients, were more likely to endorse dysfunctional beliefs on the CSS subscale labelled
'vulnerability'. This subscale was designed to assess an excessive sense of personal vulnerability to
danger from internal (feelings) as well as external (illness, accidents) threat.
Beliefs about harm may overlap with other OC belief domains, such as thought-action fusion
(i.e. beliefs that thoughts can cause harm) and perfectionism (e.g. belief that mistakes tend to be
harmful). Related to the overestimation of harm are beliefs about coping ability, low tolerance for
uncertainty and ambiguity, and low tolerance for anxiety and discomfort.
Intolerance o f uncertainty

It has long been observed that people with OCD often have difficulty making decisions
(e.g. Beech & Liddell, 1974; Guidano & Liotti, 1983; Kozak, Foa & McCarthy, 1987). People with
OC symptoms, compared to controls, appear to be more cautious; they take longer to categorize
objects and more frequently request information to be repeated (e.g. Frost, Lahart, Dugas & Sher,
1988). People with OCD, compared to other groups, also display greater doubt about the
correctness of their decisions (Frost & Shows, 1993).
Decision-making difficulties may arise from beliefs about the need for certainty. Intolerance of
uncertainty is commonly observed in OCD (e.g. Carr, 1974). The question arises as to how these
beliefs relate to other classes of dysfunctional beliefs. For their CSS, Sookman and Pinard
(Sookman & Pinard, 1995; Sookman et al., 1997) defined 'intolerance of uncertainty' so as to
include difficulty with ambiguity, newness, and unpredictable change. A principal components
analysis carried out on the 12 subscales of the CSS suggested that intolerance of uncertainty merges

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ObsessiveCompulsiveCognitions Working Group

with other OC-related beliefs to form a single factor. In their analyses, Sookman and cblleagues
found that the following three subscales formed a single factor: (1) vulnerability; (2) response to
ambiguity, newness and change; and (3) difficulty with strong affect. Further research on the
relationship among domains is needed.
Intolerance of uncertainty, in one form or another, is a feature of disorders other than OCD,
such as obsessive-compulsive personality disorder and dependent personality disorder (American
Psychiatric Association, 1994). To illustrate, a feature of dependent personality disorder is
"difficulty making decisions without an excessive amount of advice and reassurance from others"
(American Psychiatric Association, 1994, p. 668). It remains to be seen whether intolerance for
uncertainty is associated more strongly with OCD than with other disorders.

Perfectionism
Perfectionism has played a major role in theories of OCD (Mallinger, 1984; McFall &
Wollersheim, 1979) and in clinical descriptions of the disorder (Honjo et al., 1989; Rasmussen &
Eisen, 1989). Measures of perfectionism, especially measures of excessive concern over mistakes,
have been found to be correlated with measures of OC symptoms in non-clinical (Frost, Marten,
Lahart & Rosenblate, 1990; Frost, Steketee, Cohn & Greiss, 1994; Rh6aume et al., 1995) and
clinical samples (Ferrari, 1995). Also, perfectionism and perfectionistic concern over mistakes have
been found to be significantly elevated among OCD patients compared to non-clinical controls
(Frost & Steketee, 1997). Other work has linked perfectionism to specific types of OCD symptoms
such as checking (Gershunny & Sher, 1995), cleaning (Tallis, 1996), and hoarding (Frost & Gross,
1993).
Fixity of beliefs
The fixity or strength of beliefs is an important variable that applies to each of the OC belief
domains. Michael Kozak noted that overvalued ideation (OVI) about feared outcomes has been
hypothesized to be of central importance in maintaining OCD. Scales measuring OVI, as used in
the DSM-IV field trials, have assessed several dimensions, including fixity (strength of belief),
bizarreness (validity of belief), resistance (frequency of attempts to control belief), and
controllability of belief (Basoglu, Lax, Kasvikis & Marks, 1988;Foa, Kozak, Goodman,
Hollander, Jenike & Rasmussen, 1995). Similar interviewer-rated measures have been recently
devised by Eisen, Phillips, Beer, Rasmussen and Baer (1996) and by Neziroglu, Yarura-Tobias,
McKay, Stevens and Todaro (1986). These instruments assess the form or structure of beliefs,
regardless of belief content. The measures of OC-related beliefs developed by the present working
group assess the strength of belief in each of 6 domains. In validating these measures it would be
important to determine whether high scores on these scales are associated with high scores on
measures of OVI.
METHODS OF COGNITIVE ASSESSMENT
Several subgroups were formed from the working group, charged with the task of reviewing the
following: (1) idiographic approaches as they pertain to the assessment of OC beliefs; (2)
experimental methods for cognitive assessment; and (3) self-report methods for assessing
beliefs.

ldiographic assessment
The purpose of this subgroup was to discuss the use of idiographic measurement strategies in
the study of cognitive features of OCD, and to generate ideas on how to apply this methodology.
This subgroup identified three strategies for assessing OCD beliefs using idiographic methods. One
involves generating a standardized expectancy format (i.e. assessment of beliefs about outcomes),
which could be completed by all respondents while retaining the ability to assess idiosyncratic
beliefs. In this format the item stem is constant, but the intrusive thought, the expected
neutralization, and the consequences are specific to each respondent. To illustrate, it may be
possible to include sentence fragments with portions of the sentence to be completed by the
respondent (e.g. "If I have the thought that
and don't do
then
will

Cognitive assessmentof OCD

675

happen"), These statements could be rated on various dimensions, such as subjective probability,
perceived cost ('badness'), and strength of belief. This method has the flexibility of assessing
idiosyncratic beliefs and a further advantage in that ratings on these dimensions can be compared
across respondents. In conjunction with this format, ratings could be made by coders to estimate
the objective severity of consequences. This would enable one to assess subjective ratings of the
initial expectancy, discrepancies between subjective and objective ratings, and treatment-related
changes in the expectancy. This format may be used at a very specific or a more general level of
expectancy, the first referring to a single thought or situation and the latter referring to a class of
thoughts or situations.
A second strategy involves a self-debate measure of the strength of obsessional beliefs.
Respondents could be asked to present arguments for and against their specific obsessional beliefs.
They could then be asked to rate the degree of conviction they hold for each argument. This could
be used before and after treatment.
Finally, a standardized probability rating could be used. As in the catastrophizing assessment
of worry developed by Vasey and Borkovec (1992), respondents could first identify the chain of
obsessional beliefs leading to a catastrophic outcome and rate the probability of each step in the
chain (e.g. using a 0-100 scale). This strategy has already been used in a therapeutic context
(e.g. van Oppen et al., 1995).
Idiographic assessment can be used to determine whether (and how) idiosyncratic beliefs change
over time. Beliefs may change in conviction or content over time, and other beliefs may emerge
as more important. Different wordings of beliefs could reflect different strengths of belief. For
instance, the stem "I am convinced that..." may be answered differently than the same belief with
the stem "I sometimes worry that...". Responses to different item stems may be one way to detect
subtle changes in belief strength.
An advantage of idiographic measures is that they can detect inconsistencies in belief systems
that may not be detected by nomographic measures. For example, a person with OCD might say,
"I know that it is not true, but I believe it anyway". The emergence of such inconsistencies may
indicate that changes in beliefs are taking place. Asking recovered patients about how they view
their old beliefs may shed light on the processes of cognitive change.
Experimental and laboratory methods
The subgroup formed to discuss these methods focused on current laboratory tasks, conceptual
and methodological problems encountered therein, and issues for future consideration that might
elucidate cognitive contents and processes in people with OCD. Group members reported on their
ongoing laboratory projects relevant to the study of cognition in OCD. Paul Salkovskis described
laboratory studies of thought suppression, and studies of thought monitoring in obsessional,
anxious, and normal controls. Roz Shafran discussed laboratory investigations of responsibility,
thought-action fusion manipulations and effects on checking behavior. Jose Yaryura-Tobias
described computer-based tasks focused on perceptual differences between OCD patients, other
psychiatric populations, and controls. Michael Kozak and Nader Amir outlined ongoing studies
coordinated with Andrew Mathews of memory and decision-making. Michael Kyrios outlined his
laboratory research using the Cambridge Neuropsychological Test Automated Battery (a
computerized neuropsychological test battery), visual tracking tasks, other motor tasks, modified
Stroop studies with a focus on automatic and strategic levels of processing, and the influence of
cognitive avoidance strategies, and responsibility manipulation tasks using computerized memory
and classification tasks.
Laboratory tasks can provide useful measures of cognitive processes, and may shed light on the
relationship between these processes and cognitive contents such as beliefs and appraisals.
However, several difficulties have been encountered. One involves the heterogeneity of OC-related
fears and beliefs, which can create difficulties in generating standardized stimuli in experimental
studies. A further problem is that some participants may have difficulty completing laboratory tasks
not because of the task per se, but because of anxiety, discomfort, or avoidance evoked by
contamination fears (i.e. in response to handling test materials or touching response keys). It may
be possible to control for this problem by assessing the degree of anxiety or discomfort in touching

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laboratory materials. Such ratings then could be taken into consideration (e.g. used as covariates)
when studying information processing in OCD.
A further problem concerns the possible effects of experimental studies of inflated responsibility.
Such studies involve the manipulation of responsibility over feared outcomes (e.g. responsibility
for checking that one's door is locked). Recent studies suggest that responsibility can be successfully
manipulated and that participants may experience an increase in anxiety or discomfort during the
experiment (e.g. Lopatka & Rachman, 1995). People with severe checking compulsions may find
such tasks highly distressing. Fortunately, however, it appears that most people with checking
compulsions can experience transient increases in anxiety or discomfort, and no long-term effects
have been identified. As in all provocation studies, however, it is important to conduct a thorough
post-experiment debriefing.
Self-report measures

The self-report working group discussed the components necessary to develop a self-report
measure of beliefs and appraisals in OCD, including cultural relevance, format, priming, item
specificity, and psychometric testing. A number of suggestions for item wording were made. There
was consensus that approximately 25% of the items should be worded to indicate healthy
responding to reduce response bias. 'I' and 'me' wording in present tense was considered important
to ensure that items are evaluated for relevance to the individual completing the form, rather than
general beliefs about people. Wording such as "I feel..." and "I worry that..." should be avoided
to prevent confounding of emotional state and other conditions like worries with beliefs and
attitudes. Sentences should be short with simple language that includes only one idea per item, and
items should be worded to encourage Ss to use the full range of scaling.
A 7-point scale ranging from - 3 ('disagree very much') to + 3 ('agree very much') was
preferred over a true/false response option, and this format was thought to be easiest for
respondents to use. An alternative form of this instrument to be developed later could employ a
0-100 scale to rate the strength of particular beliefs. The length of the measure will depend on the
number of belief domains, but hopefully the entire instrument would contain fewer than 100 items
in its final version.
To enable researchers to use the instrument on both OCD and non-OCD populations, working
group members agreed that a scale assessing appraisals of intrusions needed to include a definition
and examples of intrusive thoughts in order to distinguish OCD-like intrusions from worries and
pleasurable ideas. The instructions should therefore give examples of the types of OCD-like
intrusions of interest, as well as those that are not of interest. To this end, Ss might be asked to
record their own types of intrusive thoughts and to keep these in mind as they respond to the
questionnaire items. All questionnaire items would be reviewed by working group members for
relevance to the cultural backgrounds of likely Ss from their centers. Translations will be needed
from research centers with non-English-speaking research participants, with back-translations to
verify accuracy of meaning.
OC BELIEF DOMAINS: CONSENSUS RATINGS OF MAJOR CATEGORIES
The working group devoted a great deal of time to identifying major domains of OC beliefs and
developing items to assess each domain. The measures used as sources of items are listed in Table 1,
and the 19 OC belief domains considered for inclusion in a self-report beliefs measure are presented
in Table 2. These domains were identified by a review of the contents of the self-report measures,
and by reviewing the relevant literature (e.g. Carr, 1974; Rachman & Hodgson, 1980; Salkovskis,
1989). A study by Sookman et al. (1997) suggests that many of these domains may discriminate
people with OCD from people with other disorders and normal controls. However, some domains
(e.g. inflated responsibility) appear to be theoretically more central to OCD than other domains
(e.g. perfectionism), and may be better at discriminating OCD from other disorders (cf. Clark &
Purdon, 1993; Freeston et al., 1993; Salkovskis, 1989). This requires further study. As Sookman
and Pinard (1995) pointed out, different belief domains may be particularly important for different
subgroups of OCD patients (e.g. checkers vs washers).
The 19 domains were ranked independently by members of the working group for the extent

Cognitive assessment o f O C D

677

to which they represented OC-related beliefs. Each member made two rankings. The first was for
OC-specific domains, defined as beliefs that are commonly observed in people with OCD, and less
commonly found in other populations. It was not required that such beliefs should be absent in
other populations, because they were hypothesized to be vulnerability factors that could lead to
the development of OCD. For the second ranking, members ranked domains in terms of their
theoretical importance as etiologic factors in OCD, regardless of whether the beliefs were specific
to OCD or also might be found in other disorders. For each set of rankings, raters were instructed
to assign high rankings (low numbers) to domains that appeared to be better descriptions of
OC-related beliefs. Domains that were thought to overlap in content were assigned tied ranks.
Six sets of domains (termed major domains) were identified, 5 of which are similar to the main
classes of beliefs previously proposed by Freeston et al. (1996). These are shown in Table 3. The
table also shows that some domains were omitted because they were considered to be insufficiently
specific to OCD. These are listed as minor domains. These domains were designated as 'major'
and 'minor' on the basis of theory, available evidence, and clinical experiences of the working
group. Further empirical efforts are needed to determine the accuracy of our classification. As a
starting point, we decided to construct self-report measures of the 6 major domains, and to develop
a self-report measure of appraisals of intrusions. Regarding the assessment of beliefs, the working
group was divided into 6 subgroups, one for each major belief domain. The aims of the subgroups
were to: (1) develop a definition of the assigned domain; (2) generate up to 20 self-report items
to measure it; and (3) generate specific hypotheses to be tested about the domain. Definitions and
items typical of the major domains are given below.

Inflated responsibility
This domain was defined as the belief that one has power which is pivotal to bring about or
prevent subjectively crucial negative outcomes. These outcomes are perceived as essential to

Table 3. Major OC belief categories and their constituent domains


Domain
number

Belief categories and domains

Mean ranking of importance of domains


As an OCD
specific belief

2
3
6
4
5
8
1
16
15
11
9
10

7
14
12
13
18
17
19

Major domains selected for inclusion


I.
Inflated responsibility
Inflated responsibility
Omission/commission
II.
Overimportance of thoughts
Overimportance given to thoughts
Thought-action fusion
Superstitions/magicai thinking
IlL Excessive concern about the importance of controlling one's thoughts
Control over thoughts
IV. Overestimation of threat
Overestimation of severity or probability of danger
V.
Intolerance of uncertainty
Decision making, doubting
Intolerance for uncertainty, newness, & change
VI. Perfectionism
Concern over mistakes
Perfectionism
High personal standards for one's performance
Minor domains not included in Beliefs Questionnaire
VII. Consequences of anxiety
Consequences of having the thoughts--emotional cost
Intolerance of anxiety and discomfort
VIII. Other
Rigidity: follows rules strictly
Control over life circumstances
Lack of confidence in memory and other senses
Beliefs about coping
Overgeneralization

As an OCD non-specific
(general) belief

3.57
8.00

4,52
11.04

4.80
5,40
9.07

7.20
9.56
9.08

5.46

8.08

4.69

5.24

8.88
9.57

9.40
9.04

9.23
9.88
11.92

7.44
5.96
7.68

7.60
11.34

9.60
10.44

12.30
13.19
13.30
13.34
17.19

10.88
10.28
13.80
12.08
17.00

Note:
1. Smaller numbers indicate high rankings of importance to ~ D .
2. Rankings for 'specific beliefs' refer to importance of domains as OCD-specific beliefs.
3. Kan~ngs for 'general beliefs' refer to importance of domains as non-specific beliefs (i.e. beliefs found in OCD and other disorders).
4. Minor domains were regarded as not sudently specific to OCD, and therefore omitted from the OC befiefs scales.

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Obsessive CompulsiveCognitionsWorkingGroup

prevent. They may be actual, that is, having consequences in the real world, and/or at a moral
level. Such beliefs may pertain to responsibility for doing something to prevent or undo harm, and
responsibility for errors of omission and commission. Representative beliefs of inflated
responsibility are as follows: "I often think I am responsible for things that go wrong"; "If I don't
act when I foresee danger, I am to blame for any bad consequences"; "To me, not acting to prevent
a possible disaster is as bad as causing it"; "When I hear about a tragedy, I can't stop thinking
that I am responsible"; and "Not preventing harm is the same as causing harm".

Overimportance of thoughts
This was defined as the belief that the mere presence of a thought indicates that it is important.
Included in this domain are beliefs that reflect thought-action fusion and magical thinking. The
overimportance of thoughts is reflected in beliefs such as "My intrusive thoughts reflect my true
nature"; "Having a bad thought is the same as doing a bad deed"; "If an intrusive thought pops
into my mind, it must important"; "Having an unwanted thought means I really want to do it";
"Thinking about something bad makes it more likely to happen"; "Having bad thoughts means
I'm weird or abnormal"; and "Having violent thoughts means I will lose control and become
violent".

Excessive concern about the importance of controlling one's thoughts


This domain reflects the overvaluation of the importance of exerting complete control over
intrusive thoughts, images, and impulses, and the belief that this is both possible and desirable.
Four subdomains were defined: (1) Beliefs about the importance of tracking and being
hypervigilant for mental events; (2) beliefs about the moral consequences of not controlling
thoughts; (3) beliefs about the psychological and behavioral consequences of failure to control
thoughts; and (4) beliefs about the efficiency of control, i.e. beliefs that one's efforts at thought
control should meet with success, especially long-term success. Sample items are as follows: "I
must know what's going on in my mind at all times so I can control my thoughts"; "I would
be a better person if I gained control over my thoughts"; "Having intrusive thoughts means I'm
out of control"; "I should be able to gain complete control of my mind if I exercise enough will
power".

Overestimation of threat
This domain reflects an exaggeration of the probability or severity of harm. Examples include,
"I believe that the world is a dangerous place"; "Bad things are more likely to happen to me than
to other people"; and "Small problems always seem to turn into big ones in my life".

Intolerance of uncertainty
Three types of beliefs pertain to intolerance of uncertainty: (1) beliefs about the necessity for
being certain; (2) beliefs that one has a poor capacity to cope with unpredictable change; and (3)
beliefs about the difficulty of adequate functioning in inherently ambiguous situations.
Representative beliefs are as follows: "It is possible to be absolutely certain about the things I do
if I try hard enough"; "I must be certain about the answers to questions that concern me before
I can put them to rest"; "I cannot tolerate uncertainty"; and "If I'm not absolutely sure of
something, I'm bound to make a mistake".

Perfectionism
Perfectionism with respect to OCD was defined as the tendency to believe there is a perfect
solution to every problem, that doing something perfectly (i.e. mistake free) is not only possible,
but also necessary, and that even minor mistakes will have serious consequences. Beliefs which
reflect these features of perfectionism include, "It is important to keep working at something until
it's done just fight"; "For me, failing partly is as bad as failing completely"; "Even minor mistakes
mean a job is not complete"; and "It is okay if I make mistakes in my work".

Cognitive assessment of OCD

679

DEVELOPMENT OF SCALES
The working subgroups identified items for each major belief domain, drawing on existing scales
and generating new items. The format for the new scales follows that of the Dysfunctional Attitudes
Scale (Weissman, 1979) using the criteria described earlier for self-report scales from the working
subgroup. The question arose as to whether beliefs should be primed, that is, by specifying the
context for which respondents are to make their ratings (e.g. "When you are feeling anxious, how
much would you agree with the following statements?..."). There was general agreement that
priming is important in assessing appraisals, for example, by asking Ss to rate the frequency of
appraisals that occur when they have an unwanted intrusive thought. Some members of the
working group suggested that priming may not be necessary for assessing beliefs, because the latter
are more likely to be maintained across a variety of situations. However, anxiety-disordered people
often display seemingly dual belief systems, where danger-related beliefs are accessed or 'activated'
in subjectively threatening situations (Beck & Emery, 1985). Moreover, there are cases where
priming might be important (e.g. to activate 'latent' beliefs in asymptomatic people who are at risk
for an occurrence or re-occurrence of OC symptoms). The pros and cons of priming were discussed,
although at this stage it is unclear whether or not priming will be used.

D I S S E M I N A T I O N OF F I N D I N G S AND C O N C L U S I O N S
An international group of researchers has worked coUaboratively and productively to accomplish
several goals: (1) a review of existing theoretical issues and measures of OC beliefs; (2) a review
of pertinent methodological issues; (3) specification and refinement of major domains of OC-related
beliefs; and (4) initial steps toward the development and evaluation of self-report measures of
OC-related cognition. Work has continued regarding further development of two self-report
instruments that will be available for psychometric evaluation. These include a questionnaire to
assess beliefs in OCD (as described above) and an inventory to measure appraisals of intrusions.
Investigators interested in obtaining copies of current versions of these scales should contact either
of the co-chairs of the working group. Self-report, idiographic, and laboratory measures of
cognition in OCD are needed to further our understanding of OC phenomena and
treatment-related change. Insights in these areas may eventually contribute to advances in the
treatment of OCD. It is our hope that our collaborative efforts will advance the study of
OCD-related cognition more rapidly than would have otherwise occurred.
Acknowledgement--Funding for this project was provided by Solvay Pharmaceuticals.

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