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The cost bas is information TD Ameritrade provides for tax -ex empt accounts is for client use only. TD Ameritrade will not report cos t bas is information on tax-ex empt accounts to the IRS.
**Important Dis claimer: Intraday data is delayed at leas t 20 minutes . Gains Keeper s ervice and performance reporting is offered and conducted by Wolters Kluwer Financial Services, Inc. (WKFS)
and is made available by TD Ameritrade for general reference and educational purposes only. TD Ameritrade is not res ponsible for the reliability or s uitability of the information. However, TD
Ameritrade is required to provide accurate tax lot basis information in connection with 1099-B reporting for "covered" s ecurities and us es the s ervices of the Gains Keeper sys tem in s o doing. TD
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Ameritrade does not provide tax advice. You may wish to cons ult independent s ources with res pect to tax lot and performance reporting. The Gains Keeper s ervice and the financial information and
res earch it provides, including but not limited to market data, tools, analysis , services and commentary (collectively, Information), are s ubject to and ex press ly conditioned on, your acceptance of
, including future revis ions . Your use of the Information constitutes your acceptance of the Gains Keeper Terms of Us age. Access to and us e of the GainsKeeper
the Gains Keeper
s ervice and other information is als o governed by the
. TD Ameritrade and WKFS are separate, unaffiliated companies and are not res pons ible for one another's services
or policies.
Gains Keeper is the registered trademark of Wolters Kluwer Financial Services , Inc.
Gains Keeper is a product offered by Wolters Kluwer Financial Services (WKFS). WKFS does not provide tax advice. No portion of this web page or report can be cons trued as tax advice and is not
intended or written by WKFS to be used as tax advice. Recipients should cons ult their own tax advisors.
WKFS relies on data from a variety of sources and such data is not verified by WKFS. WKFS is not respons ible for inaccuracies in its calculations that directly or indirectly res ult from incorrect or
inaccurate data. In cas es where data is incomplete or ins ufficient, WKFS may make various as sumptions in order to make calculations .
The data reported by WKFS on web pages or in reports do not necess arily take into account potentially
must be cons idered by users in light of their s pecific circums tances and judgment as to applicability and
determinations and calculations are based on our unders tanding of the tax law as available and in effect
s ubject to change, pos sibly with retroactive effect, and s uch changes may not be taken into account by

important cons iderations to specific pers ons or entities. All information provided by WKFS
correctnes s, and in light of any s ubs equent developments and/or other events. WKFS
as of the date of the des ign of the currently implemented WKFS s ys tem. Such tax law is
WKFS.

WKFS performs calculations that are affected by inves tor elections , including elections that relate to s pecial tax calculation rules for debt ins truments. WKFS does not verify that elections have been
properly made or revoked. WKFS makes no repres entation or warranty as to the correctnes s , accuracy or completenes s of any inves tor election or revocation of election, tax clas sification, amount,
or other determination and ass umes no liability for damages res ulting from elections or revocation of elections, determinations of tax ability, tax class ification, or other attributes , including any
collateral or cons equential damages including but not limited to tax es or tax related penalties, nor does it provide any ass urance of the accuracy of any data used to make s uch determinations.

1/9/2017 7:56 PM

TD Ameritrade

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1/9/2017 8:02 PM

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
DATE
06/19/02
06/20/02
06/30/02
06/30/02
06/30/02
07/01/02
07/01/02
07/01/02
07/02/02
07/02/02
07/02/02
07/02/02
07/02/02
07/02/02
07/02/02
07/02/02
07/02/02
07/04/02
07/04/02
07/04/02
07/04/02
07/04/02
07/04/02
07/04/02
07/04/02
07/07/02
07/07/02
07/07/02
07/07/02
07/07/02
07/07/02
07/07/02
07/07/02
07/07/02
07/07/02
07/07/02
07/08/02
07/08/02
07/08/02
07/09/02
07/09/02
07/09/02
07/15/02
07/15/02
07/15/02

TRANSACTION
DESCRIPTION
ID
505546849 PERSONAL CHECK RECEIPT
261689471 Bought 1000 ACK @ 2.43
278772340 Bought 500 ACK @ 1.92
278772360 Bought 5000 WCOME @ 0.06
278772391 Bought 5000 WCOME @ 0.06
281545057 Sold 5000 WCOME @ 0.07
281545070 Sold 3141 WCOME @ 0.07
281545081 Sold 1859 WCOME @ 0.07
284989586 Bought 5000 WCOME @ 0.2
284989600 Bought 5000 WCOME @ 0.2
285011728 Sold 5000 WCOME @ 0.235
285011743 Sold 5000 WCOME @ 0.235
290808357 Bought 5000 WCOME @ 0.16
290808375 Bought 5000 WCOME @ 0.16
292132219 Sold 5000 WCOME @ 0.242
292132230 Sold 2000 WCOME @ 0.242
292132243 Sold 3000 WCOME @ 0.242
287390581 Sold 5000 WCOME @ 0.25
287390594 Sold 4000 WCOME @ 0.25
287393981 Sold 5000 WCOME @ 0.264
287393990 Sold 5000 WCOME @ 0.262
297548218 Bought 5000 WCOME @ 0.3
297548227 Bought 5000 WCOME @ 0.3
297616891 Bought 5000 WCOME @ 0.242
297616922 Bought 4000 WCOME @ 0.242
302756389 Sold 3315 WCOME @ 0.205
302756419 Sold 1685 WCOME @ 0.205
302756437 Sold 4000 WCOME @ 0.205
302907252 Sold 960 WCOME @ 0.161
302907273 Sold 4040 WCOME @ 0.161
302907288 Sold 5000 WCOME @ 0.161
302953677 Bought 5000 WCOME @ 0.212
302953689 Bought 5000 WCOME @ 0.212
302954994 Bought 1958 WCOME @ 0.18
302955016 Bought 3042 WCOME @ 0.18
302955037 Bought 4000 WCOME @ 0.18
17226301 ACH IN
292502433 Bought 5000 WCOME @ 0.21
292502446 Bought 5000 WCOME @ 0.21
315097205 Sold 5000 WCOME @ 0.2
315097211 Sold 5000 WCOME @ 0.2
468501086 ACH IN
309231469 Bought 5000 WCOME @ 0.1
309231479 Bought 5000 WCOME @ 0.1
309231488 Bought 5000 WCOME @ 0.1

QTY

SYMBOL PRICE

COM

1000 ACK
500 ACK
5000 WCOME
5000 WCOME
5000 WCOME
3141 WCOME
1859 WCOME
5000 WCOME
5000 WCOME
5000 WCOME
5000 WCOME
5000 WCOME
5000 WCOME
5000 WCOME
2000 WCOME
3000 WCOME
5000 WCOME
4000 WCOME
5000 WCOME
5000 WCOME
5000 WCOME
5000 WCOME
5000 WCOME
4000 WCOME
3315 WCOME
1685 WCOME
4000 WCOME
960 WCOME
4040 WCOME
5000 WCOME
5000 WCOME
5000 WCOME
1958 WCOME
3042 WCOME
4000 WCOME

$2.43
$1.92
$0.06
$0.06
$0.07
$0.07
$0.07
$0.20
$0.20
$0.24
$0.24
$0.16
$0.16
$0.24
$0.24
$0.24
$0.25
$0.25
$0.26
$0.26
$0.30
$0.30
$0.24
$0.24
$0.21
$0.21
$0.21
$0.16
$0.16
$0.16
$0.21
$0.21
$0.18
$0.18
$0.18

$9.99
$9.99
$9.99
$9.99
$9.99
$6.27
$3.71
$9.99
$9.99
$9.99
$9.99
$9.99
$9.99
$9.99
$9.99
$0.00
$9.99
$9.99
$9.99
$9.99
$9.99
$9.99
$9.99
$9.99
$9.99
$0.00
$9.99
$9.99
$0.00
$9.99
$9.99
$9.99
$9.99
$0.00
$9.99

5000 WCOME
5000 WCOME
5000 WCOME
5000 WCOME

$0.21
$0.21
$0.20
$0.20

$9.99
$9.99
$9.99
$9.99

5000 WCOME
5000 WCOME
5000 WCOME

$0.10
$0.10
$0.10

$9.99
$9.99
$9.99

Page 1 of 16

AMOUNT
$5,000.00
-$2,439.99
-$969.99
-$309.99
-$309.99
$339.99
$213.59
$126.41
-$1,009.99
-$1,009.99
$1,164.97
$1,164.97
-$809.99
-$809.99
$1,199.97
$473.99
$725.97
$1,239.97
$989.97
$1,309.97
$1,299.97
-$1,509.99
-$1,509.99
-$1,219.99
-$977.99
$669.56
$345.41
$809.98
$144.56
$650.42
$794.98
-$1,069.99
-$1,069.99
-$362.43
-$547.56
-$729.99
$1,000.00
-$1,059.99
-$1,059.99
$989.97
$989.97
$20,400.00
-$509.99
-$509.99
-$509.99

SALES
FEE

$0.02
$0.01
$0.01

$0.04
$0.04

$0.04
$0.02
$0.03
$0.04
$0.04
$0.04
$0.04

$0.03
$0.02
$0.03
$0.01
$0.02
$0.03

$0.04
$0.04

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
07/15/02
07/16/02
07/17/02
07/18/02
07/18/02
07/18/02
07/18/02
07/21/02
07/21/02
07/21/02
07/21/02
07/21/02
07/21/02
07/21/02
07/21/02
07/21/02
07/21/02
07/21/02
07/22/02
07/22/02
07/22/02
07/22/02
07/22/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/28/02
07/29/02
07/29/02
08/15/02
08/25/02

309231496 Bought 5000 WCOME @ 0.1


5000 WCOME
$0.10
483977520 FREE BALANCE INTEREST ADJUSTMENT
500779043 ACH OUT
318551598 Sold 5000 WCOME @ 0.083
5000 WCOME
$0.08
318551607 Sold 5000 WCOME @ 0.083
5000 WCOME
$0.08
318551627 Sold 5000 WCOME @ 0.083
5000 WCOME
$0.08
318551640 Sold 5000 WCOME @ 0.083
5000 WCOME
$0.08
321862487 Bought 5000 WCOME @ 0.139
5000 WCOME
$0.14
321862502 Bought 5000 WCOME @ 0.139
5000 WCOME
$0.14
321862517 Bought 5000 WCOME @ 0.139
5000 WCOME
$0.14
321862533 Bought 1860 WCOME @ 0.139
1860 WCOME
$0.14
321862556 Bought 140 WCOME @ 0.139
140 WCOME
$0.14
321862568 Bought 3000 WCOME @ 0.139
3000 WCOME
$0.14
321862592 Sold 4000 WCOME @ 0.146
4000 WCOME
$0.15
321862604 Sold 5000 WCOME @ 0.146
5000 WCOME
$0.15
321862617 Sold 5000 WCOME @ 0.146
5000 WCOME
$0.15
321862628 Sold 5000 WCOME @ 0.146
5000 WCOME
$0.15
321862640 Sold 1000 WCOME @ 0.146
1000 WCOME
$0.15
341957674 Bought 5000 WCOME @ 0.19
5000 WCOME
$0.19
341957678 Bought 5000 WCOME @ 0.19
5000 WCOME
$0.19
341957683 Sold 4000 WCOME @ 0.178
4000 WCOME
$0.18
341957684 Sold 5000 WCOME @ 0.178
5000 WCOME
$0.18
341957689 Sold 1000 WCOME @ 0.178
1000 WCOME
$0.18
337664875 Sold 5000 WCOEQ @ 0.22
5000 WCOEQ
$0.22
337664884 Sold 5000 WCOEQ @ 0.22
5000 WCOEQ
$0.22
337664887 Sold 2376 WCOEQ @ 0.22
2376 WCOEQ
$0.22
337664895 Sold 2624 WCOEQ @ 0.22
2624 WCOEQ
$0.22
337664898 Sold 5000 WCOEQ @ 0.22
5000 WCOEQ
$0.22
346804989 Sold 5000 WCOEQ @ 0.152
5000 WCOEQ
$0.15
346804992 Sold 4962 WCOEQ @ 0.151
4962 WCOEQ
$0.15
346804995 Sold 38 WCOEQ @ 0.152
38 WCOEQ
$0.15
346804998 Sold 5000 WCOEQ @ 0.152
5000 WCOEQ
$0.15
346805001 Sold 2862 WCOEQ @ 0.151
2862 WCOEQ
$0.15
346805004 Sold 2138 WCOEQ @ 0.151
2138 WCOEQ
$0.15
346818891 Bought 5000 WCOEQ @ 0.245
5000 WCOEQ
$0.25
346818894 Bought 5000 WCOEQ @ 0.245
5000 WCOEQ
$0.25
346818897 Bought 5000 WCOEQ @ 0.245
5000 WCOEQ
$0.25
346818901 Bought 5000 WCOEQ @ 0.245
5000 WCOEQ
$0.25
346834866 Bought 1459 WCOEQ @ 0.2
1459 WCOEQ
$0.20
346834869 Bought 41 WCOEQ @ 0.2
41 WCOEQ
$0.20
346834872 Bought 3500 WCOEQ @ 0.2
3500 WCOEQ
$0.20
346834875 Bought 5000 WCOEQ @ 0.2
5000 WCOEQ
$0.20
346834876 Bought 5000 WCOEQ @ 0.2
5000 WCOEQ
$0.20
346834879 Bought 5000 WCOEQ @ 0.2
5000 WCOEQ
$0.20
30699408 WIRE OUTGOING (NON ACD WIRE DISBURSEMENTS)
486771941 WIRE CHARGE (FEE)
483584589 FREE BALANCE INTEREST ADJUSTMENT
335965952 Bought 5000 PCEL @ 0.014
5000 PCEL
$0.01
Page 2 of 16

$9.99

$9.99
$9.99
$9.99
$9.99
$9.99
$9.99
$9.99
$9.99
$0.00
$0.00
$9.99
$9.99
$9.99
$9.99
$0.00
$9.99
$9.99
$9.99
$9.99
$0.00
$9.99
$9.99
$4.74
$5.24
$9.99
$9.99
$9.91
$0.07
$9.99
$5.71
$4.27
$9.99
$9.99
$9.99
$9.99
$2.91
$0.08
$6.99
$9.99
$9.99
$9.99

$9.99

-$509.99
$2.67
-$10,000.00
$404.99
$404.99
$404.99
$404.99
-$704.99
-$704.99
-$704.99
-$268.53
-$19.46
-$417.00
$573.99
$719.98
$719.98
$719.98
$145.99
-$959.99
-$959.99
$701.98
$879.98
$177.99
$1,089.97
$1,089.97
$517.96
$572.02
$1,089.97
$749.98
$739.32
$5.70
$749.98
$426.43
$318.56
-$1,234.99
-$1,234.99
-$1,234.99
-$1,234.99
-$294.71
-$8.28
-$706.99
-$1,009.99
-$1,009.99
-$1,009.99
-$5,000.00
-$9.99
$4.10
-$79.99

$0.02
$0.02
$0.02
$0.02

$0.02
$0.03
$0.03
$0.03
$0.01

$0.03
$0.03
$0.01
$0.04
$0.04
$0.02
$0.02
$0.04
$0.03
$0.03
$0.01
$0.03
$0.02
$0.01

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
08/25/02
08/25/02
09/16/02
09/18/02
09/18/02
09/24/02
09/24/02
09/24/02
09/24/02
10/14/02
10/14/02
10/14/02
10/14/02
10/14/02
10/14/02
10/14/02
10/15/02
10/15/02
10/15/02
10/15/02
10/15/02
10/15/02
10/15/02
10/15/02
10/15/02
10/15/02
10/15/02
10/15/02
10/15/02
10/22/02
10/22/02
10/22/02
10/22/02
10/22/02
10/22/02
10/22/02
10/22/02
10/24/02
10/24/02
10/29/02
10/29/02
10/30/02
10/31/02
10/31/02
10/31/02
10/31/02
10/31/02
10/31/02

335965967 Bought 5000 PCEL @ 0.014


5000 PCEL
503445706 REAL TIME QUOTE FEE
484017081 FREE BALANCE INTEREST ADJUSTMENT
313907427 Bought 200 EDS @ 21.08
200 EDS
313973112 Sold 200 EDS @ 20.5
200 EDS
296145007 Sold 500 PCEL @ 0.0135
500 PCEL
296145030 Sold 4500 PCEL @ 0.0135
4500 PCEL
296145046 Sold 500 PCEL @ 0.0135
500 PCEL
296145058 Sold 4500 PCEL @ 0.0135
4500 PCEL
302979861 Bought 2500 ATML @ 1.6
2500 ATML
302979880 Bought 1000 ATML @ 1.6
1000 ATML
302979897 Sold 3500 ATML @ 1.672
3500 ATML
302979915 Bought 3500 ATML @ 1.66
3500 ATML
302979931 Sold 200 ATML @ 1.5
200 ATML
302979949 Sold 3300 ATML @ 1.47
3300 ATML
469771595 REAL TIME QUOTE FEE
336095669 Bought 2100 ATML @ 1.6
2100 ATML
336095682 Bought 100 ATML @ 1.6
100 ATML
336095693 Bought 1300 ATML @ 1.6
1300 ATML
336095705 Sold 150 ATML @ 1.58
150 ATML
336095717 Sold 900 ATML @ 1.583
900 ATML
336095729 Sold 900 ATML @ 1.581
900 ATML
336095741 Sold 1550 ATML @ 1.58
1550 ATML
336095753 Bought 1900 ATML @ 1.51
1900 ATML
336095766 Bought 300 ATML @ 1.51
300 ATML
336095786 Bought 800 ATML @ 1.51
800 ATML
336095798 Bought 500 ATML @ 1.51
500 ATML
336095811 Sold 3457 ATML @ 1.5
3457 ATML
482872763 FREE BALANCE INTEREST ADJUSTMENT
321645090 Bought 2724 ATML @ 1.3
2724 ATML
321645099 Bought 1276 ATML @ 1.3
1276 ATML
365327874 Sold 100 ATML @ 1.26
100 ATML
365327877 Sold 100 ATML @ 1.274
100 ATML
365327879 Sold 500 ATML @ 1.273
500 ATML
365327882 Sold 200 ATML @ 1.271
200 ATML
365327885 Sold 1000 ATML @ 1.26
1000 ATML
365327888 Sold 2100 ATML @ 1.26
2100 ATML
366430261 Bought 1300 VTSS @ 1.13
1300 VTSS
366430264 Bought 2700 VTSS @ 1.13
2700 VTSS
30572904 ACH IN
335767629 Bought 200000 PCEL @ 0.0057 200000 PCEL
363494862 Sold 100000 PCEL @ 0.0056
100000 PCEL
282873262 Bought 1500 SONS @ 0.53
1500 SONS
282873278 Bought 500 SONS @ 0.53
500 SONS
283589421 Bought 2000 CHTR @ 1.29
2000 CHTR
287491987 Bought 2000 SONS @ 0.495
2000 SONS
287524696 Sold 5500 PCEL @ 0.0055
5500 PCEL
287714519 Sold 3600 VTSS @ 1.88
3600 VTSS
Page 3 of 16

$0.01

$9.99

$21.08
$20.50
$0.01
$0.01
$0.01
$0.01
$1.60
$1.60
$1.67
$1.66
$1.50
$1.47

$9.99
$9.99
$0.99
$8.99
$0.99
$8.99
$7.13
$2.85
$9.99
$9.99
$0.57
$9.99

$1.60
$1.60
$1.60
$1.58
$1.58
$1.58
$1.58
$1.51
$1.51
$1.51
$1.51
$1.50

$5.99
$0.28
$3.71
$0.42
$2.56
$2.56
$4.42
$9.99
$0.00
$0.00
$0.00
$9.86

$1.30
$1.30
$1.26
$1.27
$1.27
$1.27
$1.26
$1.26
$1.13
$1.13

$0.00
$10.99
$0.00
$10.99
$0.00
$0.00
$0.00
$0.00
$0.00
$10.99

$0.01
$0.01
$0.53
$0.53
$1.29
$0.50
$0.01
$1.88

$10.99
$10.99
$0.00
$10.99
$10.99
$10.99
$10.99
$0.00

-$79.99
-$9.99
$2.54
-$4,225.99
$4,089.88
$5.75
$51.75
$5.75
$51.75
-$4,007.13
-$1,602.85
$5,841.83
-$5,819.99
$299.42
$4,840.86
-$9.99
-$3,365.99
-$160.28
-$2,083.71
$236.57
$1,422.09
$1,420.29
$2,444.50
-$2,878.99
-$453.00
-$1,208.00
-$755.00
$5,175.48
$2.42
-$3,541.20
-$1,669.79
$125.99
$116.40
$636.48
$254.19
$1,259.96
$2,645.92
-$1,469.00
-$3,061.99
$5,000.00
-$1,150.99
$548.99
-$795.00
-$275.99
-$2,590.99
-$1,000.99
$19.25
$6,767.79

$0.13
$0.01
$0.01
$0.01
$0.01

$0.18
$0.01
$0.15

$0.01
$0.05
$0.05
$0.08

$0.16

$0.01
$0.01
$0.02
$0.01
$0.04
$0.08

$0.02

$0.01
$0.21

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
10/31/02
10/31/02
10/31/02
10/31/02
10/31/02
10/31/02
10/31/02
10/31/02
10/31/02
10/31/02
10/31/02
10/31/02
11/03/02
11/03/02
11/03/02
11/03/02
11/03/02
11/03/02
11/04/02
11/04/02
11/04/02
11/04/02
11/04/02
11/04/02
11/04/02
11/04/02
11/05/02
11/05/02
11/05/02
11/05/02
11/05/02
11/05/02
11/05/02
11/05/02
11/05/02
11/06/02
11/06/02
11/06/02
11/06/02
11/06/02
11/06/02
11/06/02
11/06/02
11/06/02
11/06/02
11/06/02
11/07/02
11/07/02

287714531 Sold 400 VTSS @ 1.881


288316101 Sold 47500 PCEL @ 0.0054
288316121 Sold 42000 PCEL @ 0.0054
288316133 Sold 5000 PCEL @ 0.0054
288316145 Bought 3000 STOR @ 0.96
288324582 Bought 1900 VTSS @ 1.86
288324609 Bought 300 VTSS @ 1.86
288324626 Bought 1000 VTSS @ 1.86
288324650 Bought 800 VTSS @ 1.86
288326168 Sold 2000 SONS @ 0.521
288597474 Sold 1200 CHTR @ 1.25
288597486 Sold 800 CHTR @ 1.252
286332333 Bought 3500 SONS @ 0.94
295117580 Sold 1000 VTSS @ 2
295117593 Sold 3000 VTSS @ 2.03
296228142 Sold 1000 STOR @ 1.11
296228464 Sold 1000 STOR @ 1.11
296228476 Sold 1000 STOR @ 1.11
300187874 Bought 5000 SBAC @ 0.67
302592625 Bought 2807 SITE @ 0.21
302592637 Bought 1000 SITE @ 0.21
302592688 Bought 9000 SITE @ 0.208
302592702 Bought 12193 SITE @ 0.21
302635803 Sold 2573 SONS @ 0.853
302635815 Sold 2927 SONS @ 0.853
467495463 ACH IN
293454481 Sold 25000 SITE @ 0.18
308531801 Bought 4850 MTWV @ 0.28
308531825 Bought 150 MTWV @ 0.28
308531875 Bought 15000 MTWV @ 0.28
309094775 Sold 25000 SITE @ 0.18
309140380 Sold 2900 SBAC @ 0.61
309140398 Sold 2100 SBAC @ 0.61
309278726 Bought 25000 SITE @ 0.18
462808932 ACH OUT
297017379 Sold 500 MTWV @ 0.29
297017415 Sold 500 MTWV @ 0.29
297017451 Sold 10000 MTWV @ 0.3
297017478 Sold 500 MTWV @ 0.29
297017534 Sold 500 MTWV @ 0.29
297033610 Sold 3500 MTWV @ 0.27
297033758 Sold 4000 MTWV @ 0.27
297033953 Sold 500 MTWV @ 0.27
316958811 Bought 13000 MTWV @ 0.37
316958832 Bought 2000 MTWV @ 0.37
316958856 Bought 5000 MTWV @ 0.37
321525056 Sold 500 MTWV @ 0.37
321525083 Sold 500 MTWV @ 0.37

400 VTSS
47500 PCEL
42000 PCEL
5000 PCEL
3000 STOR
1900 VTSS
300 VTSS
1000 VTSS
800 VTSS
2000 SONS
1200 CHTR
800 CHTR
3500 SONS
1000 VTSS
3000 VTSS
1000 STOR
1000 STOR
1000 STOR
5000 SBAC
2807 SITE
1000 SITE
9000 SITE
12193 SITE
2573 SONS
2927 SONS

$1.88
$0.01
$0.01
$0.01
$0.96
$1.86
$1.86
$1.86
$1.86
$0.52
$1.25
$1.25
$0.94
$2.00
$2.03
$1.11
$1.11
$1.11
$0.67
$0.21
$0.21
$0.21
$0.21
$0.85
$0.85

$10.99
$0.00
$10.99
$0.00
$10.99
$0.00
$10.99
$0.00
$0.00
$10.99
$0.00
$10.99
$10.99
$0.00
$10.99
$0.00
$10.99
$0.00
$10.99
$0.00
$10.99
$0.00
$0.00
$0.00
$10.99

25000 SITE
4850 MTWV
150 MTWV
15000 MTWV
25000 SITE
2900 SBAC
2100 SBAC
25000 SITE

$0.18
$0.28
$0.28
$0.28
$0.18
$0.61
$0.61
$0.18

$10.99
$0.00
$10.99
$0.00
$0.00
$0.00
$10.99
$10.99

500 MTWV
500 MTWV
10000 MTWV
500 MTWV
500 MTWV
3500 MTWV
4000 MTWV
500 MTWV
13000 MTWV
2000 MTWV
5000 MTWV
500 MTWV
500 MTWV

$0.29
$0.29
$0.30
$0.29
$0.29
$0.27
$0.27
$0.27
$0.37
$0.37
$0.37
$0.37
$0.37

$10.99
$0.00
$0.00
$0.00
$0.00
$0.00
$10.99
$0.00
$0.00
$10.99
$0.00
$0.00
$0.00

Page 4 of 16

$741.38
$256.49
$215.80
$26.99
-$2,890.99
-$3,534.00
-$568.99
-$1,860.00
-$1,488.00
$1,030.97
$1,499.95
$990.57
-$3,300.99
$1,999.93
$6,078.82
$1,109.96
$1,098.97
$1,109.96
-$3,360.99
-$589.47
-$220.99
-$1,872.00
-$2,560.53
$2,194.70
$2,485.66
$4,000.00
$4,488.87
-$1,358.00
-$52.99
-$4,200.00
$4,499.86
$1,768.94
$1,269.97
-$4,510.99
-$500.00
$134.00
$144.99
$2,999.90
$144.99
$144.99
$944.97
$1,068.97
$134.99
-$4,810.00
-$750.99
-$1,850.00
$184.99
$184.99

$0.03
$0.01
$0.01
$0.01

$0.04
$0.05
$0.04
$0.07
$0.19
$0.04
$0.04
$0.04

$0.07
$0.08
$0.14

$0.14
$0.06
$0.04

$0.01
$0.01
$0.10
$0.01
$0.01
$0.03
$0.04
$0.01

$0.01
$0.01

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/07/02
11/10/02
11/10/02
11/10/02
11/10/02
11/10/02
11/11/02
11/11/02
11/11/02
11/11/02
11/11/02
11/11/02
11/12/02
11/12/02
11/12/02
11/12/02
11/12/02
11/12/02
11/12/02
11/12/02
11/12/02
11/17/02
11/19/02
11/19/02

321525101 Sold 500 MTWV @ 0.37


500 MTWV
321525111 Sold 200 MTWV @ 0.36
200 MTWV
321525128 Sold 500 MTWV @ 0.36
500 MTWV
321525143 Sold 500 MTWV @ 0.36
500 MTWV
321525161 Sold 500 MTWV @ 0.36
500 MTWV
321525192 Sold 500 MTWV @ 0.36
500 MTWV
321525195 Sold 500 MTWV @ 0.36
500 MTWV
321525212 Sold 423 MTWV @ 0.35
423 MTWV
321525228 Sold 5000 MTWV @ 0.35
5000 MTWV
321525260 Sold 5000 MTWV @ 0.35
5000 MTWV
321525275 Sold 500 MTWV @ 0.35
500 MTWV
321525296 Sold 1500 MTWV @ 0.35
1500 MTWV
321525312 Sold 277 MTWV @ 0.35
277 MTWV
321525327 Sold 2000 MTWV @ 0.35
2000 MTWV
321525333 Sold 1100 MTWV @ 0.35
1100 MTWV
321525351 Bought 500 MTWV @ 0.37
500 MTWV
321525365 Bought 500 MTWV @ 0.38
500 MTWV
321525389 Bought 500 MTWV @ 0.38
500 MTWV
321525407 Bought 100 MTWV @ 0.38
100 MTWV
321525426 Bought 9400 MTWV @ 0.39
9400 MTWV
321525440 Bought 5000 MTWV @ 0.39
5000 MTWV
321525456 Bought 1000 MTWV @ 0.39
1000 MTWV
321525471 Bought 1000 MTWV @ 0.39
1000 MTWV
321525494 Bought 1000 MTWV @ 0.39
1000 MTWV
321525507 Bought 1000 MTWV @ 0.39
1000 MTWV
326752574 Sold 5000 MTWV @ 0.38
5000 MTWV
326752595 Sold 5000 MTWV @ 0.38
5000 MTWV
326752611 Sold 200 MTWV @ 0.37
200 MTWV
326752619 Sold 9600 MTWV @ 0.37
9600 MTWV
326752632 Sold 200 MTWV @ 0.37
200 MTWV
331355692 Bought 4180 MTWV @ 0.32
4180 MTWV
331355708 Sold 1000 MTWV @ 0.34
1000 MTWV
331355719 Sold 500 MTWV @ 0.34
500 MTWV
331355734 Sold 2180 MTWV @ 0.35
2180 MTWV
331355752 Sold 500 MTWV @ 0.35
500 MTWV
463794714 WIRE INCOMING
336406967 Sold 97 MTWV @ 0.31
97 MTWV
336406986 Sold 19901 MTWV @ 0.31
19901 MTWV
336745475 Bought 88 MTWV @ 0.37
88 MTWV
336745487 Bought 2957 MTWV @ 0.37
2957 MTWV
336745504 Bought 2755 MTWV @ 0.37
2755 MTWV
336745519 Bought 10000 MTWV @ 0.37
10000 MTWV
336745534 Bought 4200 MTWV @ 0.37
4200 MTWV
347056921 Sold 1 MTWV @ 0.33
1 MTWV
347056926 Sold 1 MTWV @ 0.33
1 MTWV
495511364 FREE BALANCE INTEREST ADJUSTMENT
351665138 Bought 5000 RMEC @ 0.255
5000 RMEC
496681179 ACH OUT
Page 5 of 16

$0.37
$0.36
$0.36
$0.36
$0.36
$0.36
$0.36
$0.35
$0.35
$0.35
$0.35
$0.35
$0.35
$0.35
$0.35
$0.37
$0.38
$0.38
$0.38
$0.39
$0.39
$0.39
$0.39
$0.39
$0.39
$0.38
$0.38
$0.37
$0.37
$0.37
$0.32
$0.34
$0.34
$0.35
$0.35

$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$0.00
$10.99
$0.00
$0.00
$0.00
$0.00
$10.99
$0.00
$0.00
$10.99
$0.00
$10.99
$10.99
$0.00
$0.00
$10.99

$0.31
$0.31
$0.37
$0.37
$0.37
$0.37
$0.37
$0.33
$0.33

$0.00
$10.99
$0.00
$10.99
$0.00
$0.00
$0.00
$0.00
$0.31

$0.26

$10.99

$184.99
$71.99
$179.99
$179.99
$179.99
$179.99
$179.99
$148.04
$1,749.94
$1,749.94
$174.99
$524.98
$96.94
$699.97
$384.98
-$185.00
-$190.00
-$190.00
-$38.00
-$3,666.00
-$1,960.99
-$390.00
-$390.00
-$390.00
-$390.00
$1,888.95
$1,899.94
$73.99
$3,540.90
$73.99
-$1,348.59
$328.99
$169.99
$762.97
$164.00
$2,000.00
$30.06
$6,158.13
-$32.56
-$1,105.08
-$1,019.35
-$3,700.00
-$1,554.00
$0.32
$0.01
$0.82
-$1,285.99
-$2,000.00

$0.01
$0.01
$0.01
$0.01
$0.01
$0.01
$0.01
$0.01
$0.06
$0.06
$0.01
$0.02
$0.01
$0.03
$0.02

$0.06
$0.06
$0.01
$0.11
$0.01
$0.02
$0.01
$0.03
$0.01
$0.01
$0.19

$0.01
$0.01

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
11/20/02
11/25/02
11/25/02
11/26/02
12/01/02
12/02/02
12/02/02
12/03/02
12/04/02
12/05/02
12/09/02
12/12/02
12/30/02
01/01/03
01/12/03
01/12/03
01/12/03
01/12/03
01/13/03
01/13/03
01/13/03
01/16/03
01/21/03
01/21/03
01/21/03
01/23/03
01/23/03
01/23/03
02/02/03
02/17/03
02/24/03
03/02/03
03/10/03
03/10/03
03/16/03
03/16/03
03/16/03
03/17/03
03/17/03
03/18/03
03/31/03
04/28/03
04/28/03
05/13/03
05/14/03
05/15/03
05/15/03
05/15/03

352717594 Sold 5000 RMEC @ 0.258


5000 RMEC
$0.26
356319282 Sold 43 ATML @ 4.15
43 ATML
$4.15
356319292 Bought 1000 EUO @ 0.56
1000 EUO
$0.56
358611950 Sold 1000 EUO @ 0.56
1000 EUO
$0.56
298645040 Bought 20000 FTGX @ 0.18
20000 FTGX
$0.18
356070679 Sold 19500 FTGX @ 0.17
19500 FTGX
$0.17
356070696 Sold 500 FTGX @ 0.17
500 FTGX
$0.17
306083317 Bought 5000 MTWV @ 0.38
5000 MTWV
$0.38
309131392 Bought 2000 INAP @ 0.52
2000 INAP
$0.52
360070960 Bought 5000 MTWV @ 0.35
5000 MTWV
$0.35
336265017 Bought 5000 MTWV @ 0.29
5000 MTWV
$0.29
470847917 ACH OUT
501797437 FREE BALANCE INTEREST ADJUSTMENT
386926642 ACH OUT
401600729 Sold 430 INAP @ 0.52
430 INAP
$0.52
401600735 Sold 1570 INAP @ 0.52
1570 INAP
$0.52
401600741 Sold 2000 INAP @ 0.52
2000 INAP
$0.52
401630396 Bought 2000 INAP @ 0.49
2000 INAP
$0.49
406414001 Bought 4000 INAP @ 0.55
4000 INAP
$0.55
406414004 Sold 3499 INAP @ 0.53
3499 INAP
$0.53
406414007 Sold 501 INAP @ 0.54
501 INAP
$0.54
392043536 FREE BALANCE INTEREST ADJUSTMENT
408252433 Sold 14228 MTWV @ 0.24
14228 MTWV
$0.24
408252435 Sold 500 MTWV @ 0.24
500 MTWV
$0.24
408252436 Sold 272 MTWV @ 0.24
272 MTWV
$0.24
408448998 Bought 1200 MTWV @ 0.2
1200 MTWV
$0.20
408449000 Bought 13800 MTWV @ 0.2
13800 MTWV
$0.20
408449001 Sold 15000 MTWV @ 0.2
15000 MTWV
$0.20
387025407 MISCELLANEOUS JOURNAL ENTRY
391282757 FREE BALANCE INTEREST ADJUSTMENT
392198090 Check #1001
389835091 ACH OUT
394438544 Bought 5000 WEL @ 0.6
5000 WEL
$0.60
400414517 Sold 5000 WEL @ 0.5
5000 WEL
$0.50
531982733 MISCELLANEOUS JOURNAL ENTRY
533115373 FREE BALANCE INTEREST ADJUSTMENT
534246770 MISCELLANEOUS JOURNAL ENTRY
1111768051 CASH MOVEMENT OF INCOMING ACCOUNT TRANSFER
1112919540 TRANSFER OF SECURITY OR OPTION
1500 ACKHQ
IN (ACKHQ)
1123878486 CASH MOVEMENT OF INCOMING ACCOUNT TRANSFER
1132583836 FREE BALANCE INTEREST ADJUSTMENT
1148976069 FREE BALANCE INTEREST ADJUSTMENT
1149778890 Sold 1500 ACKHQ @ 0.85
1500 ACKHQ
$0.85
1160025037 Bought 2000 MCLD @ 0.75
2000 MCLD
$0.75
1160840325 Bought 5000 SMTR @ 0.22
5000 SMTR
$0.22
1161854789 Sold 5000 SMTR @ 0.24
5000 SMTR
$0.24
1161867588 Bought 5000 SMTR @ 0.27
5000 SMTR
$0.27
1161889249 Sold 5000 SMTR @ 0.3
5000 SMTR
$0.30
Page 6 of 16

$10.99
$10.99
$10.99
$10.99
$10.99
$0.00
$10.99
$10.99
$10.99
$10.99
$10.99

$0.00
$10.99
$0.00
$10.99
$10.99
$10.99
$10.99
$0.00
$10.99
$0.00
$0.00
$10.99
$10.99

$10.99
$10.99

$10.99
$10.99
$10.99
$10.99
$10.99
$10.99

$1,278.97
$167.45
-$570.99
$548.99
-$3,610.99
$3,314.90
$74.00
-$1,910.99
-$1,050.99
-$1,760.99
-$1,460.99
-$500.00
$1.50
-$500.00
$223.59
$805.38
$1,039.96
-$990.99
-$2,210.99
$1,843.42
$259.54
$0.31
$3,414.61
$109.00
$65.27
-$240.00
-$2,770.99
$2,988.91
-$14.99
$0.93
-$500.00
-$500.00
-$3,010.99
$2,488.93
-$10,713.08
$0.89
-$0.89
$10,713.08
$0.00
$0.89
$0.38
$0.82
$1,263.95
-$1,510.99
-$1,110.99
$1,188.95
-$1,360.99
$1,488.93

$0.04
$0.01
$0.02
$0.10
$0.01

$0.01
$0.03
$0.04

$0.06
$0.01
$0.11
$0.01
$0.01

$0.10

$0.08

$0.06

$0.06
$0.08

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
05/15/03
05/16/03
05/16/03
05/16/03
05/16/03
05/16/03
05/16/03
05/19/03
05/19/03
05/19/03
05/19/03
05/20/03
05/20/03
05/20/03
05/20/03
05/20/03
05/20/03
05/21/03
05/22/03
05/23/03
05/27/03
05/27/03
05/28/03
05/28/03
05/28/03
05/28/03
05/28/03
05/30/03
06/02/03
06/02/03
06/02/03
06/03/03
06/03/03
06/03/03
06/03/03
06/03/03
06/05/03
06/05/03
06/05/03
06/11/03
06/11/03
06/13/03
06/18/03
06/24/03
06/24/03
06/24/03
06/24/03
06/24/03

1161995211 Bought 5000 SMTR @ 0.32


5000 SMTR
1162747704 Sold 2000 MCLD @ 1
2000 MCLD
1162745547 Sold 5000 SMTR @ 0.3
5000 SMTR
1162764883 Bought 2000 MCLD @ 0.97
2000 MCLD
1162766815 Bought 5000 SMTR @ 0.28
5000 SMTR
1162803264 Sold 5000 SMTR @ 0.27
5000 SMTR
1162801548 Sold 2000 MCLD @ 0.95
2000 MCLD
1163761865 Sold 2000 MCLD @ 1
2000 MCLD
1163757955 Sold 5000 SMTR @ 0.3
5000 SMTR
1163823860 Bought 5000 SGNT @ 0.19
5000 SGNT
1163824020 Sold 5000 SGNT @ 0.19
5000 SGNT
1164561274 Sold 2000 MCLD @ 1
2000 MCLD
1164813557 Sold 2000 MCLD @ 1
2000 MCLD
1165024592 Sold 2000 MCLD @ 1
2000 MCLD
1164560210 Sold 5000 SMTR @ 0.3
5000 SMTR
1164810404 Sold 5000 SMTR @ 0.3
5000 SMTR
1165018015 Sold 5000 SMTR @ 0.3
5000 SMTR
1165962533 Bought 5000 SMTR @ 0.31
5000 SMTR
1166833465 Bought 1500 ACKHQ @ 0.82
1500 ACKHQ
1167939728 Bought 2000 MCLD @ 0.89
2000 MCLD
1169063338 Sold 5000 SMTR @ 0.3
5000 SMTR
1169212852 Sold 775 ACKHQ @ 0.95
775 ACKHQ
1170341509 Sold 100 MCLD @ 0.93
100 MCLD
1170341510 Sold 1900 MCLD @ 0.93
1900 MCLD
1170275620 Bought 1000 DCTH @ 1.15
1000 DCTH
1170300140 Sold 1000 DCTH @ 1.1
1000 DCTH
1170464446 Bought 350 DCTH @ 1.1
350 DCTH
1172895292 Bought 1000 AKLM @ 0.78
1000 AKLM
1173671742 FREE BALANCE INTEREST ADJUSTMENT
1176062131 Bought 2500 SMTR @ 0.22
2500 SMTR
1176020747 Sold 1000 AKLM @ 0.79
1000 AKLM
1177310854 Sold 350 DCTH @ 2
350 DCTH
1177310926 Bought 1000 DCTH @ 2.05
1000 DCTH
1177325643 Sold 1000 DCTH @ 2.15
1000 DCTH
1177332425 Sold 2500 SMTR @ 0.24
2500 SMTR
1177377513 Bought 2500 SMTR @ 0.23
2500 SMTR
1180137914 Bought 3000 ADSX @ 0.55
3000 ADSX
1180366787 Sold 2963 ADSX @ 0.49
2963 ADSX
1180366833 Bought 878 TFSM @ 1.12
878 TFSM
1186066205 Sold 878 TFSM @ 0.95
878 TFSM
1186080672 Sold 2500 SMTR @ 0.21
2500 SMTR
1188509395 Bought 5000 SMTR @ 0.185
5000 SMTR
1192862667 Sold 5000 SMTR @ 0.175
5000 SMTR
1197809866 Bought 4000 WBR @ 0.57
4000 WBR
1197792789 Bought 325 ACKHQ @ 1.24
325 ACKHQ
1197792793 Sold 650 ACKHQ @ 1.24
650 ACKHQ
1197804396 Bought 1000 TFSM @ 1.07
1000 TFSM
1197804405 Sold 400 ACKHQ @ 1.43
400 ACKHQ
Page 7 of 16

$0.32
$1.00
$0.30
$0.97
$0.28
$0.27
$0.95
$1.00
$0.30
$0.19
$0.19
$1.00
$1.00
$1.00
$0.30
$0.30
$0.30
$0.31
$0.82
$0.89
$0.30
$0.95
$0.93
$0.93
$1.15
$1.10
$1.10
$0.78

$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
-$10.99
$10.99
-$10.99
-$10.99
$10.99
-$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$0.00
$10.99
$10.99
$10.99
$10.99

$0.22
$0.79
$2.00
$2.05
$2.15
$0.24
$0.23
$0.55
$0.49
$1.12
$0.95
$0.21
$0.19
$0.18
$0.57
$1.24
$1.24
$1.07
$1.43

$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99

-$1,610.99
$1,988.91
$1,488.93
-$1,950.99
-$1,410.99
$1,338.94
$1,888.92
$1,988.91
$1,488.93
-$960.99
$938.96
-$1,988.91
$1,988.91
-$1,988.91
-$1,488.93
$1,488.93
-$1,488.93
-$1,560.99
-$1,240.99
-$1,790.99
$1,488.93
$725.22
$82.00
$1,766.91
-$1,160.99
$1,088.95
-$395.99
-$790.99
$1.09
-$560.99
$778.97
$688.97
-$2,060.99
$2,138.90
$588.98
-$585.99
-$1,660.99
$1,440.81
-$994.35
$823.07
$513.98
-$935.99
$863.96
-$2,290.99
-$413.99
$794.97
-$1,080.99
$560.98

$0.10
$0.08

$0.07
$0.09
$0.10
$0.08
$0.05
-$0.10
$0.10
-$0.10
-$0.08
$0.08
-$0.08

$0.08
$0.04
$0.01
$0.09
$0.06

$0.04
$0.04
$0.11
$0.03

$0.07
$0.04
$0.03
$0.05

$0.04
$0.03

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
06/26/03
06/26/03
06/26/03
06/26/03
06/26/03
06/27/03
06/27/03
06/30/03
07/01/03
07/01/03
07/01/03
07/08/03
07/08/03
07/08/03
07/09/03
07/09/03
07/14/03
07/14/03
07/14/03
07/15/03
07/15/03
07/15/03
07/15/03
07/17/03
07/18/03
07/18/03
07/21/03
07/22/03
07/22/03
07/22/03
07/23/03
07/24/03
07/24/03
07/25/03
07/28/03
07/29/03
07/30/03
07/30/03
08/01/03
08/01/03
08/05/03
08/11/03
08/12/03
08/13/03
08/13/03
08/13/03
08/14/03
08/15/03

1200078443 Bought 1500 ACKHQ @ 1.49


1500 ACKHQ
$1.49
$10.99 -$2,245.99
1200078494 Sold 1500 ACKHQ @ 2.01
1500 ACKHQ
$2.01
$10.99 $3,003.86
1200064431 Bought 1500 ACKHQ @ 2.08
1500 ACKHQ
$2.08
$10.99 -$3,130.99
1200060875 Sold 1500 ACKHQ @ 1.98
1500 ACKHQ
$1.98
$10.99 $2,958.87
1200198999 Sold 500 TFSM @ 1
500 TFSM
$1.00
$10.99
$488.98
1201235060 Sold 500 TFSM @ 1
500 TFSM
$1.00
$10.99
$488.98
1201233587 Sold 4000 WBR @ 0.59
4000 WBR
$0.59
$0.00 $2,359.88
1202196880 FREE BALANCE INTEREST ADJUSTMENT
$0.84
1204700509 Bought 5000 VRA @ 0.26
5000 VRA
$0.26
$10.99 -$1,310.99
1204693927 Sold 3352 VRA @ 0.25
3352 VRA
$0.25
$10.99
$826.97
1204693928 Sold 1648 VRA @ 0.25
1648 VRA
$0.25
$0.00
$411.98
1209504798 Bought 870 ACKHQ @ 2.02
870 ACKHQ
$2.02
$10.99 -$1,768.39
1209357449 Bought 1000 NETC @ 1.34
1000 NETC
$1.34
$10.99 -$1,350.99
1209367915 Bought 5000 SMTR @ 0.175
5000 SMTR
$0.18
$10.99
-$885.99
1210626946 Sold 1000 NETC @ 1.22
1000 NETC
$1.22
$10.99 $1,208.95
1210627054 Sold 870 ACKHQ @ 2.55
870 ACKHQ
$2.55
$10.99 $2,207.40
1213691582 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
-$800.00
1214094159 Bought 1000 LOUD @ 1.9
1000 LOUD
$1.90
$0.00 -$1,900.00
1214094267 Sold 1000 LOUD @ 1.9
1000 LOUD
$1.90
$0.00 $1,899.91
1215475759 Sold 5000 SMTR @ 0.195
5000 SMTR
$0.20
$0.00
$974.95
1215477826 Bought 1000 EASY @ 2.03
1000 EASY
$2.03
$0.00 -$2,030.00
1215430793 Sold 200 EASY @ 2.18
200 EASY
$2.18
$0.00
$435.97
1215430794 Sold 800 EASY @ 2.18
800 EASY
$2.18
$0.00 $1,743.91
1217877159 Bought 5000 SMTR @ 0.16
5000 SMTR
$0.16
$10.99
-$810.99
1219019062 Bought 1000 EASY @ 1.75
1000 EASY
$1.75
$10.99 -$1,760.99
1219023145 Sold 1000 EASY @ 1.72
1000 EASY
$1.72
$10.99 $1,708.92
1220194921 Bought 1000 TFSM @ 1.7
1000 TFSM
$1.70
$10.99 -$1,710.99
1221618200 Sold 1000 TFSM @ 1.74
1000 TFSM
$1.74
$10.99 $1,728.92
1221592738 Bought 1000 TFSM @ 1.75
1000 TFSM
$1.75
$10.99 -$1,760.99
1221629671 Sold 1000 TFSM @ 1.67
1000 TFSM
$1.67
$10.99 $1,658.93
1222782832 Bought 3000 WEL @ 0.37
3000 WEL
$0.37
$10.99 -$1,120.99
1223921207 Bought 1000 TFSM @ 1.92
1000 TFSM
$1.92
$10.99 -$1,930.99
1223915697 Sold 3000 WEL @ 0.38
3000 WEL
$0.38
$10.99 $1,128.95
1225171552 Bought 3000 ECGI @ 0.59
3000 ECGI
$0.59
$10.99 -$1,780.99
1226607654 Sold 3000 ECGI @ 0.69
3000 ECGI
$0.69
$10.99 $2,058.91
1227731654 Sold 1000 TFSM @ 1.962
1000 TFSM
$1.96
$10.99 $1,950.91
1228793853 Bought 3000 WBR @ 0.47
3000 WBR
$0.47
$10.99 -$1,420.99
1228789869 Bought 1000 TFSM @ 1.86
1000 TFSM
$1.86
$10.99 -$1,870.99
1231209311 Sold 1000 TFSM @ 1.8
1000 TFSM
$1.80
$10.99 $1,788.92
1231211725 Sold 3000 WBR @ 0.48
3000 WBR
$0.48
$10.99 $1,428.94
1233537453 Bought 1500 MCLD @ 1
1500 MCLD
$1.00
$10.99 -$1,510.99
1237721264 Sold 1500 MCLD @ 1.05
1500 MCLD
$1.05
$10.99 $1,563.93
1238673817 Sold 5000 SMTR @ 0.175
5000 SMTR
$0.18
$10.99
$863.96
1239651803 Bought 1000 TFSM @ 1.62
1000 TFSM
$1.62
$10.99 -$1,630.99
1239652029 Bought 5000 SMTR @ 0.17
5000 SMTR
$0.17
$10.99
-$860.99
1239652182 Bought 3000 FMDAY @ 0.4
3000 FMDAY
$0.40
$10.99 -$1,210.99
1240604486 Bought 700 PFSW @ 1.45
700 PFSW
$1.45
$10.99 -$1,025.99
1241608087 Sold 700 PFSW @ 1.54
700 PFSW
$1.54
$10.99 $1,066.95
Page 8 of 16

$0.15
$0.14
$0.03
$0.03
$0.12

$0.04
$0.02

$0.06
$0.11

$0.09
$0.05
$0.03
$0.09

$0.09
$0.09
$0.08

$0.06
$0.10
$0.10

$0.09
$0.07
$0.08
$0.05

$0.06

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
08/15/03
08/15/03
08/15/03
08/18/03
08/18/03
08/18/03
08/20/03
08/20/03
08/21/03
08/21/03
08/26/03
08/26/03
08/26/03
08/28/03
09/03/03
09/08/03
09/08/03
09/09/03
09/09/03
09/09/03
09/09/03
09/11/03
09/12/03
09/15/03
09/15/03
09/16/03
09/16/03
09/16/03
09/16/03
09/17/03
09/17/03
09/17/03
09/18/03
09/18/03
09/18/03
09/23/03
09/23/03
09/24/03
10/01/03
10/01/03
10/02/03
10/03/03
10/03/03
10/03/03
10/07/03
10/07/03
10/07/03
10/09/03

1241608222 Bought 1000 PFSW @ 1.54


1000 PFSW
$1.54
$10.99 -$1,550.99
1241608291 Sold 1000 PFSW @ 1.69
1000 PFSW
$1.69
$10.99 $1,678.93
1241695620 Bought 1000 EASY @ 1.55
1000 EASY
$1.55
$10.99 -$1,560.99
1242350624 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
-$500.00
1242766365 Sold 1000 EASY @ 1.64
1000 EASY
$1.64
$10.99 $1,628.93
1242876222 Sold 3000 FMDAY @ 0.38
3000 FMDAY
$0.38
$10.99 $1,128.95
1245082788 Bought 3000 HEC @ 0.42
3000 HEC
$0.42
$10.99 -$1,270.99
1245082829 Sold 3000 HEC @ 0.43
3000 HEC
$0.43
$10.99 $1,278.94
1246105304 Sold 1000 TFSM @ 1.64
1000 TFSM
$1.64
$10.99 $1,628.93
1246108037 Bought 2500 SMTR @ 0.165
2500 SMTR
$0.17
$10.99
-$423.49
1249410837 Bought 3000 WBR @ 0.37
3000 WBR
$0.37
$10.99 -$1,120.99
1249533947 Bought 100 AAC @ 0.49
100 AAC
$0.49
$10.99
-$59.99
1249533950 Bought 1900 AAC @ 0.49
1900 AAC
$0.49
$10.99
-$941.99
1251398967 Sold 2000 AAC @ 0.47
2000 AAC
$0.47
$10.99
$928.96
1256652777 Sold 3000 WBR @ 0.41
3000 WBR
$0.41
$10.99 $1,218.95
1262754874 Bought 1000 TFSM @ 1.87
1000 TFSM
$1.87
$10.99 -$1,880.99
1262752770 Bought 3000 WBR @ 0.44
3000 WBR
$0.44
$10.99 -$1,330.99
1264289747 Sold 3000 WBR @ 0.47
3000 WBR
$0.47
$10.99 $1,398.94
1264289898 Bought 2000 ECGI @ 0.85
2000 ECGI
$0.85
$10.99 -$1,710.99
1264284974 Sold 2000 ECGI @ 0.89
2000 ECGI
$0.89
$10.99 $1,768.92
1264285447 Bought 3000 WBR @ 0.47
3000 WBR
$0.47
$10.99 -$1,420.99
1266920913 Bought 2000 ECGI @ 0.86
2000 ECGI
$0.86
$10.99 -$1,730.99
1268147488 Sold 2000 ECGI @ 0.93
2000 ECGI
$0.93
$10.99 $1,848.92
1269371998 Bought 3000 UDW @ 0.57
3000 UDW
$0.57
$10.99 -$1,720.99
1269367647 Sold 1000 TFSM @ 1.58
1000 TFSM
$1.58
$10.99 $1,568.93
1270593459 Sold 3000 UDW @ 0.58
3000 UDW
$0.58
$10.99 $1,728.92
1270593654 Sold 3000 WBR @ 0.46
3000 WBR
$0.46
$10.99 $1,368.94
1270589732 Bought 1000 TELM @ 1.38
1000 TELM
$1.38
$10.99 -$1,390.99
1270730285 Sold 1000 TELM @ 1.45
1000 TELM
$1.45
$10.99 $1,438.94
1271815128 Bought 2000 BCON @ 0.91
2000 BCON
$0.91
$10.99 -$1,830.99
1271818311 Sold 2000 BCON @ 0.85
2000 BCON
$0.85
$10.99 $1,688.93
1271794161 Bought 1000 TFSM @ 1.6
1000 TFSM
$1.60
$10.99 -$1,610.99
1273036457 Bought 1000 ECGI @ 1.01
1000 ECGI
$1.01
$10.99 -$1,020.99
1273036992 Sold 900 TFSM @ 1.75
900 TFSM
$1.75
$0.00 $1,574.92
1273036993 Sold 100 TFSM @ 1.75
100 TFSM
$1.75
$10.99
$164.00
1276922380 Sold 1000 ECGI @ 1.2
1000 ECGI
$1.20
$10.99 $1,188.95
1276917748 Bought 1000 ECGI @ 1.09
1000 ECGI
$1.09
$10.99 -$1,100.99
1278231134 Bought 1000 TFSM @ 1.65
1000 TFSM
$1.65
$10.99 -$1,660.99
1285731220 Bought 1000 ECGI @ 0.85
1000 ECGI
$0.85
$10.99
-$860.99
1285731458 Sold 1000 ECGI @ 0.85
1000 ECGI
$0.85
$10.99
$838.97
1287043292 Sold 1000 TFSM @ 1.51
1000 TFSM
$1.51
$10.99 $1,498.93
1288355109 Sold 7500 SMTR @ 0.23
7500 SMTR
$0.23
$10.99 $1,713.92
1288355735 Bought 7500 SMTR @ 0.23
7500 SMTR
$0.23
$10.99 -$1,735.99
1288351041 Sold 7500 SMTR @ 0.23
7500 SMTR
$0.23
$10.99 $1,713.92
1290761100 Sold 200 ECGI @ 1.02
200 ECGI
$1.02
$10.99
$193.00
1290761101 Sold 800 ECGI @ 1.02
800 ECGI
$1.02
$0.00
$815.96
1290934751 Bought 1300 SMTR @ 0.215
1300 SMTR
$0.22
$10.99
-$290.49
1293246900 Bought 3000 SMTR @ 0.23
3000 SMTR
$0.23
$10.99
-$700.99
Page 9 of 16

$0.08

$0.08
$0.06
$0.07
$0.08

$0.05
$0.06

$0.07
$0.09

$0.09
$0.08
$0.09
$0.07
$0.07
$0.08

$0.08
$0.01
$0.06

$0.04
$0.08
$0.09
$0.09
$0.01
$0.04

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
10/09/03
10/10/03
10/10/03
10/10/03
10/14/03
10/15/03
10/16/03
10/16/03
10/17/03
10/20/03
10/21/03
10/21/03
10/21/03
10/23/03
10/23/03
10/23/03
10/24/03
11/07/03
11/10/03
11/19/03
11/19/03
11/21/03
11/21/03
11/24/03
11/24/03
11/24/03
11/25/03
11/28/03
12/02/03
12/03/03
12/05/03
12/08/03
12/10/03
12/10/03
12/15/03
12/16/03
12/16/03
12/16/03
12/17/03
12/18/03
12/18/03
12/19/03
12/30/03
12/30/03
01/02/04
01/07/04
01/08/04
01/09/04

1293251893 Sold 4300 SMTR @ 0.25


4300 SMTR
$0.25
1294464949 Bought 7500 SMTR @ 0.265
7500 SMTR
$0.27
1294467264 Bought 1000 ECGI @ 0.99
1000 ECGI
$0.99
1294462326 Sold 7500 SMTR @ 0.24
7500 SMTR
$0.24
1296724625 Sold 1000 ECGI @ 1.22
1000 ECGI
$1.22
1298178667 Bought 7500 SMTR @ 0.245
7500 SMTR
$0.25
1300219334 Bought 1000 ECGI @ 1.06
1000 ECGI
$1.06
1300217352 Bought 2000 HEC @ 0.82
2000 HEC
$0.82
1301672861 Sold 2000 HEC @ 0.85
2000 HEC
$0.85
1302991289 Sold 7500 SMTR @ 0.262
7500 SMTR
$0.26
1304368752 Sold 500 ECGI @ 1.08
500 ECGI
$1.08
1304206373 Sold 20 ECGI @ 1.01
20 ECGI
$1.01
1304206374 Sold 480 ECGI @ 1.01
480 ECGI
$1.01
1306784448 Bought 1000 ECGI @ 0.9
1000 ECGI
$0.90
1306769928 Sold 541 ECGI @ 0.91
541 ECGI
$0.91
1306769929 Sold 459 ECGI @ 0.91
459 ECGI
$0.91
1308064766 Bought 7500 SMTR @ 0.225
7500 SMTR
$0.23
1322966236 Bought 2000 ECGI @ 1.07
2000 ECGI
$1.07
1324242769 Sold 2000 ECGI @ 1.15
2000 ECGI
$1.15
1333426193 Bought 1500 PFSW @ 1.52
1500 PFSW
$1.52
1333424625 Bought 1000 TFSM @ 1.33
1000 TFSM
$1.33
1336034683 Bought 1250 SMTR @ 0.167
1250 SMTR
$0.17
1335876246 Bought 3000 SMTR @ 0.17
3000 SMTR
$0.17
1337193153 Sold 1500 PFSW @ 1.6
1500 PFSW
$1.60
1337185200 Sold 1000 TFSM @ 1.47
1000 TFSM
$1.47
1337186974 Sold 4250 SMTR @ 0.185
4250 SMTR
$0.19
1338647357 Bought 500 TFSM @ 1.47
500 TFSM
$1.47
1340996985 Bought 211 TFSM @ 1.49
211 TFSM
$1.49
1344835247 Sold 711 TFSM @ 1.57
711 TFSM
$1.57
1346168660 Bought 2000 ECGI @ 0.88
2000 ECGI
$0.88
1349200493 Sold 2000 ECGI @ 0.98
2000 ECGI
$0.98
1350689309 Bought 3000 WBR @ 0.62
3000 WBR
$0.62
1353463444 Bought 2000 ECGI @ 0.88
2000 ECGI
$0.88
1353463368 Sold 3000 WBR @ 0.67
3000 WBR
$0.67
1358721749 Sold 2000 ECGI @ 0.9
2000 ECGI
$0.90
1360121407 Bought 2000 TFSM @ 1.36
2000 TFSM
$1.36
1360123054 Sold 2000 TFSM @ 1.45
2000 TFSM
$1.45
1360269285 Bought 2000 TFSM @ 1.35
2000 TFSM
$1.35
1361309327 Sold 2000 TFSM @ 1.43
2000 TFSM
$1.43
1362637844 Bought 1754 TFSM @ 1.37
1754 TFSM
$1.37
1362634613 CHECK (WRITTEN AGAINST BROKERAGE ACCOUNT)
1363906046 Bought 2000 ECGI @ 0.85
2000 ECGI
$0.85
1372052654 Sold 100 ECGI @ 0.84
100 ECGI
$0.84
1372052655 Sold 1175 ECGI @ 0.84
1175 ECGI
$0.84
1375564136 Sold 1754 TFSM @ 1.43
1754 TFSM
$1.43
1381038211 Bought 2000 ECGI @ 0.69
2000 ECGI
$0.69
1395715123 Sold 2000 ECGI @ 0.72
2000 ECGI
$0.72
1398522258 Bought 2000 ECGI @ 0.7
2000 ECGI
$0.70
Page 10 of 16

$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$0.00
$10.99
$10.99
$0.00
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$10.99
$0.00
$10.99
$10.99
$10.99
$10.99
$10.99

$1,063.95
-$1,998.49
-$1,000.99
$1,788.92
$1,208.95
-$1,848.49
-$1,070.99
-$1,650.99
$1,688.93
$1,953.91
$528.98
$9.20
$484.77
-$910.99
$481.29
$417.67
-$1,698.49
-$2,150.99
$2,288.90
-$2,290.99
-$1,340.99
-$219.74
-$520.99
$2,388.89
$1,458.94
$775.22
-$745.99
-$325.38
$1,105.22
-$1,770.99
$1,948.91
-$1,870.99
-$1,770.99
$1,998.91
$1,788.92
-$2,730.99
$2,888.87
-$2,710.99
$2,848.87
-$2,413.97
-$650.00
-$1,710.99
$83.99
$975.96
$2,497.11
-$1,390.99
$1,428.94
-$1,410.99

$0.06

$0.09
$0.06

$0.08
$0.10
$0.03
$0.01
$0.03
$0.03
$0.02

$0.11

$0.12
$0.07
$0.04

$0.06
$0.10

$0.10
$0.09
$0.14
$0.14

$0.01
$0.05
$0.12
$0.07

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
01/12/04
01/13/04
01/15/04
01/15/04
01/20/04
01/20/04
01/22/04
01/22/04
01/22/04
01/22/04
01/22/04
01/22/04
01/27/04
01/27/04
01/28/04
02/03/04
02/03/04
02/03/04
02/04/04
02/04/04
02/04/04
02/06/04
02/12/04
02/13/04
02/17/04
02/27/04
03/09/04
03/15/04
03/15/04
03/17/04
03/17/04
03/19/04
03/19/04
03/19/04
03/23/04
03/23/04
03/23/04
03/23/04
03/25/04
03/26/04
03/26/04
03/29/04
03/30/04
03/30/04
03/31/04
03/31/04
03/31/04
04/01/04

1400389592 Sold 2000 ECGI @ 0.71


2000 ECGI
$0.71
$10.99 $1,408.94
1402292677 Bought 2000 ECGI @ 0.74
2000 ECGI
$0.74
$10.99 -$1,490.99
1405457994 Sold 2000 ECGI @ 0.76
2000 ECGI
$0.76
$10.99 $1,508.93
1405455505 Bought 2000 ECGI @ 0.73
2000 ECGI
$0.73
$10.99 -$1,470.99
1409354195 Sold 2000 ECGI @ 0.8
2000 ECGI
$0.80
$10.99 $1,588.93
1409375861 Bought 2000 ECGI @ 0.73
2000 ECGI
$0.73
$10.99 -$1,470.99
1412748498 Sold 2000 ECGI @ 0.8
2000 ECGI
$0.80
$10.99 $1,588.93
1412741839 Sold 725 ECGI @ 0.86
725 ECGI
$0.86
$10.99
$612.48
1412729521 Bought 2000 HEC @ 1.1
2000 HEC
$1.10
$10.99 -$2,210.99
1412749363 Bought 1200 ECGI @ 0.917
1200 ECGI
$0.92
$10.99 -$1,111.39
1412749364 Bought 800 ECGI @ 0.918
800 ECGI
$0.92
$0.00
-$734.40
1412746664 Sold 2000 ECGI @ 0.94
2000 ECGI
$0.94
$10.99 $1,868.92
1421734650 Sold 2000 HEC @ 1.1
2000 HEC
$1.10
$10.99 $2,188.90
1421753816 Bought 2000 HEC @ 1.09
2000 HEC
$1.09
$10.99 -$2,190.99
1423278838 Sold 2000 HEC @ 1.1
2000 HEC
$1.10
$10.99 $2,188.90
1430145949 Bought 2000 HEC @ 1.08
2000 HEC
$1.08
$10.99 -$2,170.99
1430282143 Bought 2000 ECGI @ 1.25
2000 ECGI
$1.25
$10.99 -$2,510.99
1430284507 Sold 500 HEC @ 1.08
500 HEC
$1.08
$10.99
$528.98
1431536539 Sold 2000 ECGI @ 1.24
2000 ECGI
$1.24
$10.99 $2,468.89
1431550981 Sold 1500 HEC @ 1.08
1500 HEC
$1.08
$10.99 $1,608.93
1431512305 Bought 2000 ECGI @ 1.24
2000 ECGI
$1.24
$10.99 -$2,490.99
1434302997 Sold 2000 ECGI @ 1.22
2000 ECGI
$1.22
$10.99 $2,428.89
1439974871 Bought 1188 ECGI @ 1.11
1188 ECGI
$1.11
$10.99 -$1,329.67
1441868107 Bought 822 ECGI @ 1.12
822 ECGI
$1.12
$10.99
-$931.63
1442788729 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
-$600.00
1454877515 Sold 1000 ECGI @ 0.85
1000 ECGI
$0.85
$10.99
$838.97
1466116239 Bought 2000 ECGI @ 0.86
2000 ECGI
$0.86
$10.99 -$1,730.99
1471567671 Sold 2000 ECGI @ 0.842
2000 ECGI
$0.84
$10.99 $1,672.94
1471584468 Sold 7500 SMTR @ 0.13
7500 SMTR
$0.13
$10.99
$963.97
1474152864 Bought 2000 ECGI @ 0.83
2000 ECGI
$0.83
$10.99 -$1,670.99
1474200447 Sold 2000 ECGI @ 0.83
2000 ECGI
$0.83
$10.99 $1,648.94
1476610655 Bought 2000 ECGI @ 0.78
2000 ECGI
$0.78
$10.99 -$1,570.99
1476654939 Sold 2000 ECGI @ 0.82
2000 ECGI
$0.82
$10.99 $1,628.94
1476923545 Bought 2000 ECGI @ 0.81
2000 ECGI
$0.81
$10.99 -$1,630.99
1479413592 Sold 2000 ECGI @ 0.791
2000 ECGI
$0.79
$10.99 $1,570.94
1479568599 Bought 7500 SMTR @ 0.115
7500 SMTR
$0.12
$10.99
-$873.49
1479756268 Sold 2300 SMTR @ 0.12
2300 SMTR
$0.12
$10.99
$264.99
1479590422 Sold 5200 SMTR @ 0.115
5200 SMTR
$0.12
$10.99
$586.98
1482000902 Bought 2000 ECGI @ 0.78
2000 ECGI
$0.78
$10.99 -$1,570.99
1483297966 Sold 2000 ECGI @ 0.83
2000 ECGI
$0.83
$10.99 $1,648.94
1483681802 Bought 100 ECGI @ 0.79
100 ECGI
$0.79
$10.99
-$89.99
1485389245 Bought 1900 ECGI @ 0.79
1900 ECGI
$0.79
$10.99 -$1,511.99
1486289220 Sold 2000 ECGI @ 0.84
2000 ECGI
$0.84
$10.99 $1,668.94
1486615435 Bought 2000 RCO @ 0.65
2000 RCO
$0.65
$10.99 -$1,310.99
1487900632 Sold 2000 RCO @ 0.6
2000 RCO
$0.60
$10.99 $1,188.96
1488022165 Bought 960 ECGI @ 0.919
960 ECGI
$0.92
$10.99
-$893.23
1488022166 Bought 1040 ECGI @ 0.92
1040 ECGI
$0.92
$0.00
-$956.80
1488984187 Sold 2000 ECGI @ 0.93
2000 ECGI
$0.93
$10.99 $1,848.96
Page 11 of 16

$0.07
$0.08
$0.08
$0.08
$0.03

$0.09
$0.11
$0.11

$0.03
$0.12
$0.08
$0.12

$0.04
$0.07
$0.04
$0.07
$0.07
$0.07
$0.02
$0.03
$0.07

$0.07
$0.05

$0.05

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
04/02/04
04/02/04
04/02/04
04/05/04
04/05/04
04/05/04
04/05/04
04/07/04
04/08/04
04/08/04
04/13/04
04/13/04
04/14/04
04/19/04
05/03/04
05/19/04
06/02/04
06/02/04
06/03/04
06/03/04
06/03/04
06/03/04
06/09/04
06/17/04
06/22/04
06/28/04
06/30/04
07/02/04
07/02/04
07/02/04
07/08/04
07/13/04
07/16/04
07/19/04
07/28/04
07/30/04
08/02/04
08/02/04
08/03/04
08/09/04
08/11/04
08/11/04
08/17/04
08/24/04
08/24/04
08/30/04
09/20/04
09/27/04

1491539184 Bought 952 ECGI @ 0.87


952 ECGI
$0.87
$10.99
-$839.23
1490849586 Bought 8000 SMTR @ 0.115
8000 SMTR
$0.12
$10.99
-$930.99
1490894585 Sold 952 ECGI @ 0.88
952 ECGI
$0.88
$10.99
$826.75
1491443679 MANDATORY REORGANIZATION FEE
-$20.00
1491443675 MANDATORY REVERSE SPLIT (ADSX)
37 ADSX
$0.00
1491443677 MANDATORY REVERSE SPLIT (ADSXD)
3 ADSXD
$0.00
1492436781 Sold 8000 SMTR @ 0.12
8000 SMTR
$0.12
$10.99
$948.98
1495843965 Bought 2000 ECGI @ 0.82
2000 ECGI
$0.82
$10.99 -$1,650.99
1497057956 Sold 2000 ECGI @ 0.8
2000 ECGI
$0.80
$10.99 $1,588.97
1497117551 Bought 2000 ECGI @ 0.81
2000 ECGI
$0.81
$10.99 -$1,630.99
1499642866 Sold 2000 ECGI @ 0.81
2000 ECGI
$0.81
$10.99 $1,608.97
1499796134 CASH IN LIEU OF FRACTIONAL SHARES
ADSXD
(ADSXD)
$2.03
1501370920 Sold 1010 ECGI @ 0.93
1010 ECGI
$0.93
$10.99
$928.28
1506047675 CHECK (WRITTEN AGAINST BROKERAGE ACCOUNT)
-$550.00
1520784056 CHECK (WRITTEN AGAINST BROKERAGE ACCOUNT)
-$123.00
1536969900 CHECK (WRITTEN AGAINST BROKERAGE ACCOUNT)
-$900.00
1548762074 Bought 5000 AKLM @ 0.4
5000 AKLM
$0.40
$10.99 -$2,010.99
1548984290 Bought 3000 ECGI @ 0.6
3000 ECGI
$0.60
$10.99 -$1,810.99
1550344109 Sold 4800 AKLM @ 0.39
4800 AKLM
$0.39
$10.99 $1,860.96
1550344110 Sold 200 AKLM @ 0.392
200 AKLM
$0.39
$0.00
$78.39
1550522542 Bought 500 AAC @ 0.6
500 AAC
$0.60
$10.99
-$310.99
1550522543 Bought 1000 AAC @ 0.67
1000 AAC
$0.67
$0.00
-$670.00
1555171567 Sold 1500 AAC @ 0.7
1500 AAC
$0.70
$10.99 $1,038.98
-$650.00
1561161806 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
1564525290 Sold 3000 ECGI @ 0.6
3000 ECGI
$0.60
$10.99 $1,788.96
1570252272 Bought 2000 AAC @ 0.65
2000 AAC
$0.65
$10.99 -$1,310.99
1572846797 Bought 2000 ECGI @ 0.59
2000 ECGI
$0.59
$10.99 -$1,190.99
1575302499 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
-$200.00
1575482678 Sold 2000 AAC @ 0.68
2000 AAC
$0.68
$10.99 $1,348.97
1575691139 Sold 2000 ECGI @ 0.6001
2000 ECGI
$0.60
$10.99 $1,189.18
1578966591 Bought 2000 ECGI @ 0.56
2000 ECGI
$0.56
$10.99 -$1,130.99
1582282874 Sold 2000 ECGI @ 0.55
2000 ECGI
$0.55
$10.99 $1,088.98
1589327013 Bought 3000 ECGI @ 0.48
3000 ECGI
$0.48
$10.99 -$1,450.99
1590781730 CHECK (WRITTEN AGAINST BROKERAGE ACCOUNT)
-$500.00
1598976775 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
-$25.00
1601583646 Sold 3000 ECGI @ 0.57
3000 ECGI
$0.57
$10.99 $1,698.96
1602500685 FREE BALANCE INTEREST ADJUSTMENT
$0.81
1604032831 Bought 2000 ECGI @ 0.58
2000 ECGI
$0.58
$10.99 -$1,170.99
1605044041 Bought 2000 ECGI @ 0.5
2000 ECGI
$0.50
$10.99 -$1,010.99
1609328676 Check #1007
-$100.00
1611266108 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
-$200.00
1611321067 Check #1008
-$122.00
1616041236 Check #1009
-$934.69
1621028263 Sold 2000 ECGI @ 0.5
2000 ECGI
$0.50
$10.99
$988.98
1621044184 Sold 2000 ECGI @ 0.5
2000 ECGI
$0.50
$10.99
$988.98
1625486832 FREE BALANCE INTEREST ADJUSTMENT
$0.50
1644693632 Check #1010
-$200.00
1650281909 FREE BALANCE INTEREST ADJUSTMENT
$0.56
Page 12 of 16

$0.02

$0.03
$0.04
$0.04
$0.03

$0.05
$0.01

$0.03
$0.05

$0.04
$0.03
$0.03

$0.05

$0.03
$0.03

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
10/06/04
10/18/04
10/25/04
11/01/04
11/17/04
11/29/04
12/20/04
01/03/05
01/06/05
01/18/05
01/31/05
02/28/05
03/04/05
03/14/05
03/17/05
03/21/05
03/21/05
03/23/05
03/28/05
03/28/05
04/06/05
04/06/05
04/12/05
04/13/05
04/13/05
04/25/05
04/27/05
05/02/05
05/06/05
05/06/05
05/16/05
05/16/05
05/19/05
05/20/05
05/26/05
06/02/05
04/20/06
04/20/06
04/21/06
07/11/06
09/25/06
09/25/06
10/16/06
10/16/06
10/16/06
01/16/07
01/16/07
01/16/07

1660912854 Check #1011


-$200.00
1671596340 Check #1012
-$300.00
1678183366 Check #1013
-$100.00
1684900364 FREE BALANCE INTEREST ADJUSTMENT
$0.67
-$630.00
1703962823 Check #1014
1713743167 FREE BALANCE INTEREST ADJUSTMENT
$0.49
-$725.00
1742514142 Check #1015
1756343820 FREE BALANCE INTEREST ADJUSTMENT
$0.54
1763309421 Check #1016
-$100.00
1774443882 Check #1017
-$500.00
1790121605 FREE BALANCE INTEREST ADJUSTMENT
$0.38
1818040920 FREE BALANCE INTEREST ADJUSTMENT
$0.36
1826171096 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS-$4,000.00
NOW)
1835560248 CLIENT REQUESTED ELECTRONIC FUNDING RECEIPT (FUNDS NOW) $4,500.00
1839678125 CLIENT REQUESTED ELECTRONIC FUNDING RECEIPT (FUNDS NOW) $2,000.00
1842338677 CLIENT REQUESTED ELECTRONIC FUNDING RECEIPT (FUNDS NOW) -$2,000.00
1842338679 EF RETURN FEE
-$25.00
1844740497 Check #1023
-$500.00
1847280316 FREE BALANCE INTEREST ADJUSTMENT
$0.29
1848489137 Check #1024
-$30.00
1858621989 Check #1025
-$2,000.00
1858742610 CLIENT REQUESTED ELECTRONIC FUNDING RECEIPT (FUNDS NOW) $19,900.00
1863594297 CLIENT REQUESTED ELECTRONIC FUNDING RECEIPT (FUNDS NOW)
$90.00
-$20,000.00
NOW)
1864320853 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS
1864372628 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS$20,000.00
NOW)
1875279966 Check #1026
-$20,500.00
1877690393 Check #1022
-$118.42
1881540280 FREE BALANCE INTEREST ADJUSTMENT
$1.26
1888035902 Check #1027
-$163.75
1888035904 Check #1028
-$81.58
1895527917 Check #1030
-$217.39
1895528149 Check #1029
-$20.00
1899086366 Check #1031
-$300.00
1900239925 Check #1021
-$200.00
1905148263 Check #1020
-$355.40
1914014949 Check #1018
-$29.04
2257517039 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
-$500.00
2257966296 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
$500.00
2258983764 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
-$500.00
2346243901 Bought 1 FULT @ 15.9876
1 FULT
$15.99
$9.99
-$25.98
2424153272 MONEY MARKET PURCHASE (MMDA1)
7.82 MMDA1
$0.00
2424153262 MONEY MARKET PURCHASE
-$7.82
2454428092 MONEY MARKET PURCHASE (MMDA1)
0.15 MMDA1
$0.00
2454034475 QUALIFIED DIVIDEND (FULT)
FULT
$0.15
2454428088 MONEY MARKET PURCHASE
-$0.15
2583153259 MONEY MARKET PURCHASE (MMDA1)
0.15 MMDA1
$0.00
2582410487 QUALIFIED DIVIDEND (FULT)
FULT
$0.15
2583153255 MONEY MARKET PURCHASE
-$0.15
Page 13 of 16

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
04/16/07
04/17/07
04/17/07
06/04/07
06/05/07
06/05/07
06/08/07
06/08/07
06/08/07
06/11/07
06/11/07
06/11/07
06/12/07
06/12/07
06/29/07
07/02/07
07/02/07
07/16/07
07/16/07
07/16/07
09/28/07
09/28/07
10/01/07
10/01/07
10/02/07
10/03/07
10/03/07
10/03/07
10/03/07
10/03/07
10/04/07
10/04/07
10/04/07
10/04/07
10/04/07
10/04/07
10/04/07
10/05/07
10/05/07
10/05/07
10/05/07
10/05/07
10/05/07
10/05/07
10/05/07
10/08/07
10/08/07
10/08/07

2716517234 QUALIFIED DIVIDEND (FULT)


FULT
2718699256 MONEY MARKET PURCHASE
2718699258 MONEY MARKET PURCHASE (MMDA1)
0.15 MMDA1
2862257099 BANK DRAFT RECEIVED
2864328142 MONEY MARKET PURCHASE
2864328144 MONEY MARKET PURCHASE (MMDA1)
1500 MMDA1
2876460489 DEBIT CLIENT FOR BOUNCED CHECK
2876471281 RETURN CHECK FEE
2876509157 OFF-CYCLE INTEREST (MMDA1)
MMDA1
### MMDA1
2878298657 MONEY MARKET REDEMPTION (MMDA1)
2878298656 MONEY MARKET REDEMPTION
2878959926 RETURNED DRAFT FEE
2881138905 MONEY MARKET PURCHASE
2881138907 MONEY MARKET PURCHASE (MMDA1)
8.28 MMDA1
2936909423 MARGIN INTEREST ADJUSTMENT
2939010529 MONEY MARKET REDEMPTION (MMDA1)
0.02 MMDA1
2939010526 MONEY MARKET REDEMPTION
2975691209 MONEY MARKET PURCHASE (MMDA1)
0.15 MMDA1
2974845147 QUALIFIED DIVIDEND (FULT)
FULT
2975691201 MONEY MARKET PURCHASE
3170540498 MONEY ORDER RECEIVED
3170545522 MONEY ORDER RECEIVED
3179863166 MONEY MARKET PURCHASE (MMDA1)
600 MMDA1
3179863160 MONEY MARKET PURCHASE
3190154251 ACH 044000026741469 SALUTE
3192040517 MONEY MARKET REDEMPTION
3192040520 MONEY MARKET REDEMPTION (MMDA1)
100 MMDA1
3193454660 ACH 044000026741469 SALUTE *Cancel
3193455354 RETURN CHECK FEE
3194067785 Check #101
3195274971 MONEY MARKET PURCHASE
3195274977 MONEY MARKET PURCHASE (MMDA1)
16.5 MMDA1
3196771106 Check #101
3196771521 RETURN CHECK FEE
3197356793 Check #103
3197356795 Check #105
3197356797 Check #104
3198884554 MONEY MARKET REDEMPTION
3198884557 MONEY MARKET REDEMPTION (MMDA1)
49.96 MMDA1
3200023374 Check #103
3200023377 Check #105
3200023379 Check #104
3200024122 RETURN CHECK FEE
3200024124 RETURN CHECK FEE
3200024127 RETURN CHECK FEE
3201771143 MONEY MARKET PURCHASE (MMDA1)
8.46 MMDA1
3202345325 MONEY MARKET PURCHASE (MMDA1)
8.46 MMDA1
3201771141 MONEY MARKET PURCHASE
Page 14 of 16

$0.15
-$0.15
$0.00
$1,500.00
-$1,500.00
$0.00
-$1,500.00
-$25.00
$0.01
$0.00
$1,508.27
$25.00
-$8.28
$0.00
-$0.02
$0.00
$0.02
$0.00
$0.15
-$0.15
$100.00
$500.00
$0.00
-$600.00
-$100.00
$100.00
$0.00
$100.00
-$25.00
-$58.50
-$16.50
$0.00
$58.50
-$25.00
-$42.39
-$32.96
-$8.11
$49.96
$0.00
$42.39
$32.96
$8.11
-$25.00
-$25.00
-$25.00
$0.00
$0.00
-$8.46

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
10/08/07
10/09/07
10/09/07
10/09/07
10/09/07
10/09/07
10/09/07
10/10/07
10/10/07
10/10/07
10/10/07
10/10/07
10/11/07
10/11/07
10/11/07
10/12/07
10/12/07
10/15/07
10/15/07
10/15/07
10/17/07
10/17/07
10/17/07
10/17/07
10/17/07
10/18/07
10/18/07
10/19/07
10/19/07
10/19/07
10/22/07
10/22/07
10/29/07
10/30/07
10/30/07
10/30/07
10/31/07
10/31/07
10/31/07
10/31/07
10/31/07
11/01/07
11/01/07
11/05/07
11/06/07
11/06/07
11/09/07
11/13/07

3202223666 MONEY MARKET PURCHASE


$8.46
3204398562 MONEY MARKET PURCHASE
-$8.46
3204398566 MONEY MARKET PURCHASE (MMDA1)
8.46 MMDA1
$0.00
3205269415 WIRE OUTGOING (ACD WIRE DISBURSEMENTS)
-$425.00
3205286695 WIRE OUTGOING (ACD WIRE DISBURSEMENTS)
$425.00
3206480132 Check #102
-$101.39
3206480134 Check #106
-$2.10
3208132260 MONEY MARKET REDEMPTION
$103.49
3208132262 MONEY MARKET REDEMPTION 103.49
(MMDA1)
MMDA1
$0.00
-$375.00
3209815614 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
3210079294 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
$375.00
3210166169 Check #101
-$58.50
3211448180 MONEY MARKET REDEMPTION
$58.50
58.5 MMDA1
$0.00
3211448185 MONEY MARKET REDEMPTION (MMDA1)
3213688115 Check #104
-$8.11
3214783038 MONEY MARKET REDEMPTION
$8.11
3214783041 MONEY MARKET REDEMPTION (MMDA1)
8.11 MMDA1
$0.00
3218858121 MONEY MARKET PURCHASE (MMDA1)
0.15 MMDA1
$0.00
3217831173 QUALIFIED DIVIDEND (FULT)
FULT
$0.15
3218858117 MONEY MARKET PURCHASE
-$0.15
3226377967 RETURNED DRAFT FEE
$25.00
3226378282 RETURNED DRAFT FEE
$25.00
3226378538 RETURNED DRAFT FEE
$25.00
3226379083 RETURNED DRAFT FEE
$25.00
3226379267 RETURNED DRAFT FEE
$25.00
3228648676 MONEY MARKET PURCHASE
-$125.00
3228648682 MONEY MARKET PURCHASE (MMDA1)
125 MMDA1
$0.00
-$32.96
3233284191 ACH 031201462966034 ADVANCE STORES C
3233286297 Check #108
-$22.00
3233286299 Check #107
-$27.51
3234285842 MONEY MARKET REDEMPTION (MMDA1)
82.47 MMDA1
$0.00
3234285841 MONEY MARKET REDEMPTION
$82.47
3254199973 Check #103
-$72.39
3255534381 MONEY MARKET REDEMPTION
$72.39
72.39 MMDA1
$0.00
3255534410 MONEY MARKET REDEMPTION (MMDA1)
3256881230 CLIENT REQUESTED ELECTRONIC FUNDING DISBURSEMENT (FUNDS NOW)
-$75.00
3259228249 MONEY MARKET REDEMPTION
$75.00
3259228252 MONEY MARKET REDEMPTION (MMDA1)
75 MMDA1
$0.00
3261789940 Check #111
-$23.30
3261789942 Check #109
-$43.00
3265520341 MONEY MARKET INTEREST (MMDA1)
0.02 MMDA1
$0.00
3273123285 MONEY MARKET REDEMPTION
$66.30
3273123288 MONEY MARKET REDEMPTION (MMDA1)
66.3 MMDA1
$0.00
3289035815 Check #110
-$34.67
3290206103 MONEY MARKET REDEMPTION
$34.67
3290206104 MONEY MARKET REDEMPTION (MMDA1)
34.67 MMDA1
$0.00
3302453746 Check #0
-$30.00
3306899332 MONEY MARKET REDEMPTION
$30.00
Page 15 of 16

Stan J. Caterbone Ameritrade Account History


2002 to April 2, 2010
11/13/07
11/13/07
11/14/07
11/14/07
01/15/08
01/15/08
01/15/08
04/15/08
04/15/08
04/15/08
06/26/08
06/26/08
06/26/08
06/26/08
07/14/08
07/15/08
07/17/08
07/17/08
10/15/08
10/15/08
10/15/08
11/10/08
01/02/09
01/05/09
01/05/09
01/15/09
01/15/09
01/15/09

3306899339 MONEY MARKET REDEMPTION (MMDA1)


30 MMDA1
3309109200 Check #113
3310689840 MONEY MARKET REDEMPTION
3310689845 MONEY MARKET REDEMPTION (MMDA1)
56.47 MMDA1
3553249109 QUALIFIED DIVIDEND (FULT)
FULT
3554178045 MONEY MARKET PURCHASE
3554178051 MONEY MARKET PURCHASE (MMDA1)
0.15 MMDA1
3816047782 QUALIFIED DIVIDEND (FULT)
FULT
3817343407 MONEY MARKET PURCHASE
3817343415 MONEY MARKET PURCHASE (MMDA1)
0.15 MMDA1
3994966516 MANDATORY - NAME CHANGE (038188306)
3
3994966518 MANDATORY - NAME CHANGE (253830103)
3
3995253255 MANDATORY - NAME CHANGE (253830103)
3
3995253257 MANDATORY - NAME CHANGE (DIGA)3 DIGA
4046469324 Bought 1 FULT @ 8.5
1 FULT
4047950793 QUALIFIED DIVIDEND (FULT)
FULT
4055494849 MONEY MARKET REDEMPTION
4055494856 MONEY MARKET REDEMPTION (MMDA1)
18.34 MMDA1
4301848942 QUALIFIED DIVIDEND (FULT)
FULT
4303200094 MONEY MARKET PURCHASE
4303200129 MONEY MARKET PURCHASE (MMDA1)
0.3 MMDA1
4381193633 MANDATORY REVERSE SPLIT (DIGA)3 DIGA
4553942879 CASH IN LIEU OF FRACTIONAL SHARES
DIGA
(DIGA)
0.47 MMDA1
4557635884 MONEY MARKET PURCHASE (MMDA1)
4557635874 MONEY MARKET PURCHASE
4584670914 QUALIFIED DIVIDEND (FULT)
FULT
4586166867 MONEY MARKET PURCHASE
4586166901 MONEY MARKET PURCHASE (MMDA1)
0.3 MMDA1

Page 16 of 16

$8.50

$9.99

$0.00
-$56.47
$56.47
$0.00
$0.15
-$0.15
$0.00
$0.15
-$0.15
$0.00
$0.00
$0.00
$0.00
$0.00
-$18.49
$0.15
$18.34
$0.00
$0.30
-$0.30
$0.00
$0.00
$0.47
$0.00
-$0.47
$0.30
-$0.30
$0.00

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