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VARELA
l. INTRODUCTION
79
Alfred I. Tauber (ed.), Organism and the Origins of Self, 79-107.
1991 Kluwer Academic Publishers.
80 FRANCISCO J. VARELA
The bacterial cell is the simplest of living system because it possesses the
capacity to produce, through a network of chemical processes, all the
chemical components which lead to the constitution of a distinct, bounded
unit. To avoid being trivial, the attribute 'living' in the foregoing description
must address the process that allows such constitution, not the materialities
that go into it, or an enumeration of properties. But what is this basic
process? Its description must be situated at a very specific level: it must be
sufficiently universal to allow us to recognize living systems as a class,
without essential reference to the material components. Yet at the same time
it must not be too abstract, that is, it must be explicit enough to allow us to
see such dynamical patterns in action in the actual living system we know on
earth, those potentially to be found in other solar systems, and eventually
those created artificially by man. As stated by the organizer of a recent
ORGANISM: A MESHWORK OF SELFLESS SELVES 81
meeting on artificial life: "Only when we are able to view life-as-we know-it
in the larger context of life-as-it-could-be will we really understand the nature
of the beast" [2, p. 2].
Contemporary cell biology makes it possible to put forth the characteriza-
tion of this basic living organization-a bio-logic-as that of an autopoietic
system (from Greek: self-producing) [3, 4, 5]. An autopoietic system-the
minimal living organization-is one that continuously produces the compo-
nents that specify it, while at the same time realizing it (the system) as a
concrete unity in space and time, which makes the network of production of
components possible. More precisely defined : An autopoietic system is
organized (defined as unity) as a network of processes of production
(synthesis and destruction) of components such that these components:
(i) continuously regenerate and realize the network that produces them, and
(ii) constitute the system as a distinguishable unity in the domain in which
they exist.
Thus, autopoiesis attempts to capture the mechanism or process that gener-
ates the identity of the living, and thus to serve as a categorical distinction of
living from non-living [6]. This identity amounts to self-produced coherence:
the autopoietic mechanism will maintain itself as a distinct unity as long as its
basic concatenation of processes is kept intact in the face of perturbations,
and will disappear when confronted with perturbations that go beyond a
certain viable range which depends on the specific system considered.
Obviously, all of the biochemical pathways and membrane formation in cells
can be immediately mapped onto this definition of autopoiesis.
A different exercise-which I do not pursue here at all-is to see how this
basic autopoietic organization, present at the origin of terrestrial life [6],
becomes progressively complexified through reproductive mechanisms,
compartmentalization, sexual dimorphism, modes of nutrition, symbiosis, and
so on, giving rise to the variety of pro- and eukaryotic life on Earth today [7,
8]. In particular, I take here the view that reproduction is not intrinsic to the
minimal logic of the living. Reproduction must be considered as an added
complexity superimposed on a more basic identity, that of an autopoietic
unity, a complexness which is necessary due to the constraints of the early
conditions on a turbulent planet. Reproduction is essential for the viability of
the living, but only when there is an identity can a unit reproduce. In this
sense, identity has logical and ontological priority over reproduction,
although not historical precedence.
But instead of following these historical complexities, I wish to pursue
here a more pertinent question for my purpose: can a molecular structure
82 FRANCISCO J. VARELA
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OOOOOOOOOOOOD DOOO OO! a 000 00 000
ooogoooogo ooa 0000 00 000 00 000
000 000 0 000 0000 00 1:1 000 00 000
0880000000 000000 oog 08888 000 080000DOOO
o 0000000 000000000 0 ooogo 0 oogooooo
0000000000 0000000000 0000000 0 0000 00000
0000000000 0000000000 0000000000 0000000000
1=0 1= I 1=3
Fig. 1. Simulation of a minimal autopoietic system [5]. (a) The first seven instants of a
computer simulation of the system of "reactions" described in the text, showing the spontaneous
emergence of bounded unity in this two-dimensional space. Interactions between substrate '0'
and catalyst '*' produce chains of bonded links 'D' which eventually enclose the catalyst, thus
demarcating an inside for the reactions of the substrate. (b) Four successive instants in the same
runs as (a) showing the spontaneous regeneration of the boundary broken by decay of the bonded
links. The ongoing production inside the unity makes it possible the reestablishment of the
unity's boundary under changes of geometrical form and turnover of components.
simpler than the already intricate bacterial cell, satisfy the criteria of
autopoietic organization? This question can be answered by simulation and
analysis of a minimal autopoietic system. Minimal systems all seem to
converge to the assumption of an enzyme-mediated polymerization reaction
basis. Consider for example [5] a two-dimensional grid where two kinds of
ORGANISM: A MESHWORK OF SELFLESS SELVES 83
elements can move randomly: substrates ('0') and a few catalysts ('*'). A
first transformation ('composition') produces new elements as monomers,
which can link up in chains ('bonding'), until they decay, with a different
kinetics than composition. Succinctly:
composition:
bonding: [Qt[Qt[Qt ... + JQ1 [Qt[Qt[Qt[Qt ...
decay: 0
To visualize what these rules may generate, Fig. la shows a sequence of a
simulation, with the spontaneous emergence of a polymer chain that loops
onto itself. In this simulation we allow differential permeability through the
polymer chain (i.e., null for the catalyst, very low for the monomers, high for
the substrate), and an approximation to Brownian motion.
Interestingly, not only do such self-distinguishing units arise through
these very simple rules, but their loopiness is endowed with a degree of self-
regulation. This is seen in Fig. 1b, where a decay has occurred on a
membrane segment. Given the ranges of differential diffusion and decay, the
very boundary of the unity permits its own repair back into a unity, again
distinct from its background.
Thus simulation is an instance of emergent unity, involving the parallel,
distributed nature of the chemical-like processes, in common with many
others examples such as Conway's well-known Game-oj-Life 19J or more
recent cellular automata classes examined in detail [10, 11]. The simulation
above is an explicit attempt to produce a minimal autopoietic system, and in
this sense is quite different from the other cellular automata cited above,
which look for properties other than self-distinction, such as reproduction (in
the case of Conway's) or spatia-temporal patterns (in the case of Wolfram's).
The crucial question of emergent properties has just been touched on here; I
shall return to it below.
What about such minimal autopoietiC systems in actual chemical media,
and hence as relevant for the origin of life? In fact, the encapsulation of
macromolecules by lipid vesicles has been actively investigated as a
promising candidate for an early cell [12, 13, 14]; see [15]. Luisi and Varela
[16] make the case that a reverse micellar system can come close to the mark
for being a minimal autopoeitic system. In particular, they discuss the case of
a reverse micellar system hosting in its aqueous core a reaction which leads
to the production of a surfactant, which is a boundary for the reverse micellar
reaction. The interest of this case is that much is known about these chemical
systems making it possible to actually put into operation a minimal autopoi-
etic system.
84 FRANCISCO J. VARELA
dimension, that is, a link with its environment allowing for its continuity as
individual entity; second - by a slight misuse of language, I admit - its
imaginary dimension, that is, the surplus of significance a physical interac-
tion acquires due to the perspective provided by the global action of the
organism. Many a reader will remain unconvinced, and my use of 'cognitive'
and 'imaginary' may seem too much of an abuse of language. I beg those
readers' indulgence, and to bear with me to the end of my argument and see if
this trend of analysis may not have its merits.
Gill (G)
Abdominal ganglion
ORGANISM: A MESHWORK OF SELFLESS SELVES 91
+-
Fig. 2. Schema of the basic organization of Ap/ysia's abdominal ganglion, consistent with the
finding that several hundred neurons are activated when the protruding siphon is brought to
lightly touch a border. The sensory surface indicated correspond to mechanosensory cells
with endings on the siphon skin (S). The motoneurons in the diagram are meant to indicate
those innervating several muscles that regulate the gill's position (G). They receive direct
(monosynaptic) connections from the sensory endings, but are fundamentally regulated by a pool
of interneurons from the ganglia, whose activity patterns lead to various behaviors, such as
gill-withdrawal correlative to the siphon's skin touching. Fifty interneurons are shown, each
making contact with a quarter of the other interneurons; about 300 synaptic interactions
are indicated. The entire sensory-motor loop is embedded in Aplsya's body (upper right) in
constant coupling with the envronment through its self-induced behavior. Adapted from Zecevic
et al. (1989), p. 3688
92 FRANCISCO J. VARELA
The operational closure of the nervous system then brings forth a specific
mode of coherence, which is embedded in the organism. This coherence is a
cognitive self: a unit of perception/motion in space, sensory-motor invari-
ances mediated through the interneuron network. The passage to cognition
happens at the level of a behavioral entity, and not, as in the basic cellular
self, as a spatially bounded entity. The key in this cognitive process is the
nervous system through its neuro-Iogic. In other words the cognitive self is
the manner in which the organism, through its own self-produced activity,
becomes a distinct entity in space, but always coupled to its corresponding
environment from which it remains nevertheless distinct. A distinct coherent
self which, by the very same process of constituting itself, configures an
external world of perception and action.
The nature of the identity of the cognitive self just discussed is, like that of
the basic cellular self, one of emergence through a distributed process. The
emergent properties of an interneuron network are, however, enormously
more rich, and merit further discussion at this point. What I wish to bring up
here is the relatively recent (and stunning!) conclusion that lots of simple
agents having simple properties may be brought together, even in a haphazard
way, to give rise to what appears to an observer a purposeful and integrated
whole, without the need for a central supervision. We have already touched
on this theme when discussing the nature of the autopoietic process and
cellular automata modelling, and later when discussing the constant arising
and subsiding of neuronal ensemble underlying behavior. I wish at this point
to address this issue more substantially, since it is crucial for my whole
argument here. I base my conclusions on contemporary studies from various
biology-inspired complex systems [2,47,48,49,50].
Let me tum to one of the best illustrations of such emergent behavior:
insect colonies. They are rapidly becoming popular in recent studies of
artificial life (AL) [51]. Their "superorganism" qualities remained a metaphor
for a long time, until slowly retaken in the 1970's [52] with some detailed
experiments which needed a global colony level for their explanation. For
instance, some of the most illustrative experiments involve "sociotomy"
followed by the extensive regulatory properties of the ensemble. After
separating into a sub-colony, the most efficient nurses from a Neoponera
apicalis colony radically changed their social status, becoming more prone to
foraging and less involved in nursing. The contrary happened in the
ORGANISM: A MESHWORK OF SELFLESS SELVES 95
For example each time my hand, which appears as a "virtual" iconic hand in
my image, points to a place; the image that follows corresponds to flying to
the place pointed at. Visual perception and motions thus give rise to regulari-
ties which are proper to this new manner of perceptuo-motor coupling. What
is most significant for me here is the veracity of the world which rapidly
springs forth: we inhabit a body within this new world after a short time of
trying this new situation (i.e., 15 minutes or so), and the experience is of truly
flying through walls or of delving into fractal universes. This is so in spite of
the poor quality of the image, the low sensitivity of the sensors, and the
limited amount of interlinking between sensory and image surfaces through a
program that runs in a personal computer. Through its closure, the nervous
system is such a gifted synthesizer of regularities, that any basic material
suffices as an environment to bring forth a compelling world.
This very same strategy of the situatedness of an agent which is progres-
sively endowed with richer internal self-organizing modules is becoming a
productive research program even for the very pragmatically oriented field of
artificial intelligence [63, 64, 65]. To quote R. Brooks, one of the main
exponents of this tendency at some length:
I ... argue for a different approach to creating Artificial Intelligence:
We must incrementally build up the capabilities of intelligent systems at each step of the way
and thus automatically ensure that the pieces and their interfaces are valid.
At each step we should build complete intelligent systems that we let loose in the real world
with real sensing and real action. Anything less provides a candidate with which we can
delude ourselves.
We have been following this approach and have built a series of autonomous mobile robots. We
have reached an unexpected conclusion (C) and have a rather radical hypothesis (H).
C: When we examine very simple level intelligence we find that explicit representations and
models of the world simply get in the way. It turns out to be better to use the world as its own
model.
H: Representation is the wrong unit of abstraction in building the bulkiest parts of intelligent
systems.
Representation has been the central issue in Artificial Intelligence work over the last 15 years
only because it has provided an interface between otherwise isolated modules and conference
papers. [65. p. 1]
Even if we like these ideas about selfless selves at both the basic cellular
level and the more elaborate cognitive level "we want to exempt ourselves
(we want to exempt our selves). The problem is that it seems as if we at least
are very different: we are top-down, centered, globally directing" [66, p. 6].
This is why we feel compelled to project a centralized center or agent, be it a
homuncular soul-like entity, or a vaguer sense of "self as a process".
I think that the radical novelty of our newly acquired and still fragmentary
understanding of emergent properties in distributed network processes lies
precisely in that they are strong metaphors, nay, exemplars, for what is a
selfless self: a coherent whole which is nowhere to be found and yet can
provide an occasion for coupling. I underline strong metaphor because
without those examples this apparent paradox of non-localization liable to
designation as a totality, becomes a contradiction. Unless this apparent
paradox is addressed on this constructive meta-level, we quickly slide back
into the traditional debates about existence vs. non-existence of self, persona,
holism, and the like. The novelty provided here is that we change levels
through a two-way passage: "upwards" as emergent properties from the
constituting elements, and "downwards" as the constraints on the local inter-
actions due to the global coherence. Thus a non-substantial self can neverthe-
less act as if present, like a virtual interface.
The more we see the selfless nature of selves in various "regions", the
more we become suspicious of our feeling of 'I' as true center. Either we are
unique, in contrast to everything else we find in the living and natural world,
or else our very immediate sense of a central, personal self is the same kind
of illusion of a center, accountable by more of the same kind of analysis as
we have done for the cellular and basic cognitive selves at their respective
levels.
Needless to say, my preference is squarely with the second alternative.
What we call '1', ourselves, can be analyzed as arising out of man's recursive
linguistic abilities and their unique capacity for self-description and narration.
As long-standing evidence from neuropsychology shows, languaging is
another modular capacity in co-habitation with everything else we are cogni-
tively. Our sense of a personal 'I' can be construed as an ongoing interpreta-
tive narrative of some aspects of the parallel activities in our daily life,
whence the constant shifts in forms of attention typical of our central self.
Whence also the relative fragility of its narrative construction [67].
ORGANISM: A MESHWORK OF SELFLESS SELVES 101
ACKNOWLEDGMENTS
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