Professional Documents
Culture Documents
History of Warfare
Editors
Kelly DeVries
Loyola College, Maryland
John France
University of Wales, Swansea
Michael S. Neiberg
University of Southern Mississippi
Frederick Schneid
High Point University, North Carolina
VOLUME 64
Rearming Germany
Edited by
James S. Corum
LEIDEN BOSTON
2011
Cover illustration: Photo of German maneuvers 1960 MHI.
With kind permission of the US Army Military History Institute,
Carlisle, Pennsylvania.
UA710.R372 2011
355'.033543--dc22
2011000826
ISSN 1385-7827
ISBN 978 90 04 20317 4
Introduction ................................................................................................ix
Index .........................................................................................................281
LIST OF ABBREVIATIONS
By any version of historical accounting, the Cold War ranks with the
two World Wars as one of the great events of the 20th century. In its
effects upon the worlds political structure, the Cold War equals the
effects of the World Wars. One of the seminal events of the early period
of the Cold Warfrom 1945 to 1960was the rearmament of Germany
and the incorporation of West Germany as a formal member of the
Western military alliance system.
The reestablishment of Germany as a major military power, and its
post-war partnership with the United States, Britain, and the West,
gave enormous credibility to the Western deterrent against the Soviet
Block and helped ensure the stability of Europe for the next 45 years. In
turn, the strong security alliance system created by the West played a
central role in the Cold War and was one of the primary factors that
brought about the downfall of the Soviet Union in the early 1990s.
With the fall of the Soviet Union and the end of the Cold War, we again
saw a wholesale reshaping of the European political and economic
scene on a scale not seen since the end of World War II.
Although the end of the Cold War was a relatively recent event,
enough time has passed to allow historians to initiate some studies of
major issues with a degree of necessary distance and objectivity.
Although far too much material remains hidden in national archives,
enough has been released to the public in the 20 years since the end of
the Cold War to allow for a thorough analysis of some of the pertinent
issues. The Cold War is now being studied in many universities as a
separate field of history. This is a positive step. Yet one of the problems
in studying the Cold War as a distinct subject is a lack of basic course
texts. Therefore, this book is intended to fill one of the gaps in the cur-
rent historical literature by providing a general review of one of the
seminal events of the Cold Warthe rearmament of the Germany in
the 1940s and 1950s.
Germany, notably West Germany, was one of the pivotal nations in
the Cold War. Indeed, the start of the Cold War began largely as a dis-
pute among the victorious Allied powers of World War II about the
status and post-war relationship the defeated German nation would
assume. Both the Western powers and the Soviet Union had strongly
x introduction
German officer corps over the proposed organization of the force, the
doctrine the force ought to employ, and the traditions that the new
Bundeswehr ought to adopt from the Germany armed forces of the
past. Finally, the issues of the East German armed forces ought not to
be ignored, so the early years of the Volksarmee of the DDR are exam-
ined as well.
Because this book is meant to serve the reader more as a general
introduction and course text, the final chapter is a bibliographical essay
that outlines the major sources of original documents for the student
as well as the most useful secondary sources.
THE BEGINNING OF REARMAMENT
THE HIMMEROD MEMORANDUM AND THE BEGINNING
OF WEST GERMAN SECURITY POLICY
Thomas Vogel
The title of the document makes it clear that the mission of the confer-
ence had already been assigned to the participants. Yet neither the con-
ference nor the Memorandum marks the real beginning of West
German security policy. In fact, some would date the real beginning of
1
Characterizing the Memorandum as the Magna Charta of German Rearmament
can be directly attributed to Count Gerhard von Schwerin. See Aspekte der deutschen
Wiederbewaffnung bis 1955, ed. Militrgeschichtliches Forschungsamt (Boppard am
Rhein: Boldt, 1975), 142.
2
A copy is found in the Bundesarchiv Abteilung Militrarchiv in Freiburg
i. Br. under File Number BW 9/3119.
3
Hans-Jrgen Rautenberg and Norbert Wiggershaus, Die Himmeroder
Denkschrift vom Oktober 1950. Politische und militrische berlegungen fr einen
Beitrag der Bundesrepublik Deutschland zur westeuropischen Verteidigung, in
Militrgeschichtliche Mitteilungen 21 (1977), 135206.
4 thomas vogel
4
Norbert Wiggershaus, Die Entscheidung fr einen westdeutschen
Verteidigungsbeitrag 1950, in Anfnge westdeutscher Sicherheitspolitik 19451956,
vol. 1, ed. Roland G. Foerster et al. (Munich: Oldenbourg, 1982), 339 [hereafter cited
as Foerster, Anfnge].
the himmerod memorandum 5
5
Gerhard Wettig, Entmilitarisierung und Wiederbewaffnung in Deutschland 1943
1955. Internationale Auseinandersetzungen um die Rolle der Deutschen in Europa
(Munich: Oldenbourg, 1967), 27780.
6
Ibid., 274.
6 thomas vogel
to trust the West German government to clear the way for the young
state to progress from the status of a legally occupied country to that of
full state sovereignty. Achieving full sovereign status for the Federal
Republic was, in fact, Adenauers primary goal. If Germany contrib-
uted militarily to the Western Security alliance, then he expected that
political partnership and a status of full equality would follow. In addi-
tion, he was himself convinced of the need for such a contribution, as
the danger of war had increased dramatically since the start of the
Berlin Blockade.7
The Federal chancellor had little political maneuver room to craft
his position on security policy. In his own country he had to take into
account strong resistance to his initiatives, some of which came from
the leaders of his own party.8 The foreign policy situation and legal
status made for other difficulties. The occupation statute of 1949 still
required the Federal Republic to carry out disarmament and demilita-
rization measures. One notable feature of the Federal constitution is
that it made no provision for armed forces. Even unofficial political
agitation for rearmament was criminalized; a December 1949 decree of
the Allied High Commission threatened anyone participating in secret
military activities with lifelong imprisonment.9
Adenauer began with extreme care and circumspection, taking slow
steps and constantly gauging the degree of public acceptance for the
creation of a West German defense force. Already in early 1949 he
made some general statements that did not directly raise the issue but
opened the way for a public discussion. When he raised the possibility
of Germany participating in the newly formed NATO Alliance, the
possibility of a military contribution was also implicit. In late 1949, as
a Federal chancellor only a few months in office, Adenauer mentioned
the possibility of West German armed forces in a discussion with for-
eign journalistsmaking very clear that such a force could only exist
as a part of an integrated European army.10 The public outcry against
such a position was surprisingly strong and was damped down only by
some quick political backpedalling.
7
Henning Khler, Adenauer. Eine politische Biographie (Frankfurt/Main, Berlin:
Propylen, 1994), 61213.
8
Adenauers most prominent opponent on this issue was Gustav Heinemann, who
resigned over this issue on 9 October 1950 as Minister of the Interior. He later even
resigned from the Christian Democratic Union (CDU).
9
This refers to Law Number 16 of the High Commission, published 19 December
1949.
10
See Adenauers interview with the Cleveland Plain Dealer, 3 December 1949.
the himmerod memorandum 7
11
Due to the lack of ground forces, Allied planners believed that the earliest a Soviet
offensive could be halted was at the Rhine River and that a large part of West German
territory would have to be sacrificed if the Soviets attacked. Adenauer was not sure that
the Western Powers would employ their nuclear deterrent to defend West Germany,
even though conventional military power was so weak.
12
This refers to Law Number 24 of the Allied High Commission, published 8 May
1950.
8 thomas vogel
13
Also fully involved was Major General (ret.) Reinhard Gehlen, who ran a secret
intelligence organization for the Americans.
14
A good account of this is Roland G. Foerster, Innenpolitische Aspekte der
Sicherheit Westdeutschlands (19471950), in Foerster, Anfnge, 1:45859.
the himmerod memorandum 9
Central Office still occupied a grey zone under the occupation laws.
So, at first, the official government spokesmen and the press remained
quiet about the action, and the existence of the office was not publically
announced before 12 September.
What also remained a secret to the public were the German/Allied
Powers discussions on security issues, which began on 12 July 1950, in
which Count Schwerin took part. George P. Hays, representing the
American High Commissioner John S. McCloy, was not yet ready to
accept the idea of German armed forces and proposed instead that
German personnel in the form of the so-called labor units or other
volunteer units be added as reinforcements to existing Allied military
units.15 At the meeting it was decided to establish a committee of
German defense experts who could provide advice about the German
defense contribution. The British and Americans approved the pro-
posal on 8/9 August. This action set the stage for the later conference
at Himmerod.
15
In the service of the Allied Powers there were various labor and security units
manned with German personnel.
10 thomas vogel
16
This recommendation was related to a memorandum to the Allied High Commis-
sioners of 29 August in which Adenauer accepted the notion of eliminating national
armed forces in the framework of a single European army.
the himmerod memorandum 11
military forces. Indeed, that was not exactly the mandate that Adenauer
had given him. Schwerin concentrated his efforts on developing
Adenauers preference for mixing internal and external security and on
developing a paramilitary West German police force as an intermedi-
ate step towards building a cadre for new armed forces.17 With the start
of the Korean War Schwerin understood that the moment had come to
organize a first-rate expert staff who could systematically build German
armed forces. Schwerins discussions with the Allied High Commission-
ers, which began in mid-July, convinced him of the need for such a
staff. With Adenauers approval Schwerin proceeded, and by the end of
July he had recruited Colonel General (ret.) Heinrich von Vietinghoff-
Scheel to take over as chairman of a group of experts.
Per Adenauers wishes, Schwerin began to assemble a group of mili-
tary experts for a conference to take place in August 1950. At the same
time, Schwerin came into a political conflict with the housing minister,
Eberhard Wildermuth, who, as a highly decorated former colonel,
believed that Adenauer would be better served if he himself was the
chancellors military advisor and, perhaps, even the Federal Republics
first defense minister. The open rivalry between his two subordinates
was a considerable irritation to Adenauer.
The actual victor in this internal fight was a small group of experts
that formed around retired Lieutenant General Speidel. This group had
already created a network of former senior Wehrmacht officers and
had laid out their own concepts for a German security policy. Their
views fit well with Adenauers, whose primary interests supported rear-
mament as a means of political emancipation for the Federal Republic.18
Even before he had become chancellor, Adenauer had established con-
tact with Speidel and sought his advice. Two other major figures aligned
with Speidel were General (ret.) Hermann Foertsch and Lieutenant
General (ret.) Adolf Heusinger.
With Wildermuths encouragement, Speidel, Foertsch, and Heusinger
prepared a memorandum on 7 August 1950, titled Thoughts on the
Issue of External Security for the Federal Republic. Adenauer
accepted the memorandum on 14 August and was so impressed with
17
See above, footnote 4.
18
Count Schwerin did not want to link the West German agreement to rearmament
completely to political terms addressed to the Allies. This is one of the issues that
caused some conflict between Adenauer and Schwerin and later led to Schwerins
firing.
the himmerod memorandum 13
the document that he put it before the cabinet the next day. The chan-
cellor noted that the military situation and the threats facing the Federal
Republic were even more dangerous that he had previously thought.
The security assurances of the Western Powers would not be sufficient
to keep West Germany safe and free. In addition, the memorandum
argued that the goal of West German rearmament was to achieve mili-
tary and political equality. Essentially it proposed to commit West
German army contingents in corps-sized formations, as well as a tacti-
cal air force, to serve under the command of an integrated military
staff. The Western Powers should end Germanys occupation status and
allow the Federal Republic full sovereignty. Finally, the memorandum
wanted NATO to provide defense guarantees and be prepared to sta-
tion more troops in West Germany.
Thus, Speidels group definitively offered its services for the intended
conference of experts to thrash out the details. The memorandum,
along with the most recent decision of the European Council,19 pro-
vided encouragement for Adenauer to lay out a new security policy
initiative. Per Adenauers wishes, in mid-August Count Schwerin
began putting together a meeting of experts. For several weeks his
office had been busy recruiting and selecting military experts. They
were invited to an organizational meeting on 29 August 1950.
Consulting with Herbert Blankenhorn, the foreign policy advisor in
Adenauers office, Schwerin drafted the instructions for the experts
on 25 August. The expert committee was also seen as the likely mem-
bers of a future team that could work together with their Allied coun-
terparts on a larger joint committee. It was also noted that the military
committee pledged to follow the directions laid down by their civilian
political leaders.
The High Commissioners had already agreed to the project when,
on 26 August, Adenauer ordered the cancellation of the expert meeting
in consideration of the upcoming Allied foreign ministers conference
in New York.20 He did not want to irritate the Allied foreign ministers
or risk any negative consequences for the German Question, and he
feared that the Allied ministers might reverse any German initiative.
19
See above, footnote 9.
20
The agreement of the High Commission was necessary because they had decreed
under Occupation Law Number 16 that the political involvement of Germans in mili-
tary issues was subject to prosecution. See footnote 9.
14 thomas vogel
21
Foerster, Innenpolitische Aspekte, 560, 330. See also Rolf Steiniger, Wiederbe-
waffnung. Die Entscheidung fr einen westdeutschen Verteidigungsbeitrag: Adenauer
und die Westmchte 1950 (Erlangen, Bonn, Wien: Straube, 1989), 21314.
22
The decision to hold the conference at Himmerod was made because Adenauer
personally knew the abbot and had made a personal appeal to hold the conference
there. See Foerster, Innenpolitische Aspekte, 142.
the himmerod memorandum 15
23
Cited in Hans Speidel, Aus unserer Zeit. Erinnerungen (Berlin, Frankfurt/Main,
Wien: Ullstein/Propylen, 1977), 272.
16 thomas vogel
Western Allies and to the German public as well. At the very least,
committee members had to be free from any direct involvement in the
crimes of the Third Reich. Even better would be the selection of people
who had been known to be critical of National Socialism. Speidel,
Heusinger, Knauss, and Kielmansegg were considered in the latter
category, as men who had belonged to the circle of military opposition
to Hitler. (Extending the invitation to Foertsch, who in the 1930s had
openly supported National Socialism, had simply been a mistake.)
It was expected that each officer would have shown correct behavior
during the war and would have a positive view of the Allies. Meeting
this criteria were Vietinghoff-Scheel, Senger und Etterlin, Rttiger,
Speidel, Heusinger, Ruge, and Knauss.
Furthermore, military experience and professional relationships
certainly played a major role in selecting the group of experts. The tra-
ditional identities and specific needs of the army, navy and air force
were taken into account by providing an appropriate numerical pro-
portion among the representatives of the different service branches.
Both highly effective field commanders and officers with a General
Staff background were represented. Lastly, it was seen as important to
ensure a mix of regional backgrounds as well as age groups. The differ-
ence between the youngest member of the committee (Krger, born
1916) and the oldest (Gladisch, born 1884) spanned several genera-
tions of officers.
It must also be noted that several people took part in the conference
without being involved in the committee proceedings. For example,
Count Schwerin greeted the conference participants on 6 October, out-
lined the purpose of the conference, and presented the official message
of the Federal chancellor. After Schwerins talk, Blankenhorn provided
a general overview of the security conditions facing Germany. He spec-
ified the primary goals of the foreign and security policies of the Federal
Republic, which included the integration of the Federal Republic with
the West to include a rapprochement with France. The question of how
Western security would be organized remained open. Rather than an
international army under the framework of NATO, the Federal Republic
preferred the model of an integrated European army as a means to fur-
ther the process of European unity. The hoped-for integration would
have to lead to full equality of the West German state. Blankenhorn
concluded that, in consideration of German internal politics, the new
armed forces could not take its inspiration from the Wehrmacht or ear-
lier German military traditions.
the himmerod memorandum 17
The Memorandum
The Himmerod Memorandum was divided into five sections and con-
cludes with comments by the committee chairman. Each section will
be examined in turn.
24
Ibid., 273. It may be that Kaufmann played only the role of a passive observer at
the conference. See Rautenberg/Wiggershaus, Die Himmeroder Denkschrift, 150.
18 thomas vogel
25
The number of 25,000 aircraft was not necessarily accurate, as it included training
planes as well as surplus aircraft left over from the World War.
26
From information available today we know that the number of operational sub-
marines in the North Sea and Baltic was considerably lower.
20 thomas vogel
in the short and long run they will be at a disadvantage when facing the
greatly superior military-industrial potential of America.
In the face of superior Soviet numbers, Western efforts are insuffi-
cient. An integrated operations plan for the defense of Western
Europe is necessary. The goal of such a plan would be to defend Western
Europe as far eastwards as possible, to make the defense as mobile as
possible and aggressive as possible, and to be ready to push the fight
into East Germany. It will take two years for Germany to build such a
capable defense force. In the meantime, the nuclear superiority of the
United States will make a Soviet attack unlikely.
To support the Allied operational planning in central Europe, 25
divisions are necessary. This number includes the 12 German armored
divisions, which must be ready and immediately available for the West
German defense.27 That Allied force would have to stop any Soviet
attack and hold a defense line on the Rhine until a further 30 Allied
divisions, stationed west of the Rhine or brought as reinforcements
from America, could arrive to do battle. Because the enemy would
want to reach the Atlantic Coast as quickly as possible, the very exist-
ence of an Allied defense force might deter the enemy from attacking.
If the Soviets do attack, the immediate Allied objective should be to
win enough time in their defense of Germany to enable the planned
reinforcements from Western Europe and America to move into posi-
tion. Then a counterattack would be possible.
27
The requirement for 12 divisions is older than the Himmerod memorandum.
In July 1950 a memorandum of Count Schwerin gave the number of necessary divi-
sions as 12 motorized and armoured divisions. See Rautenberg/Wiggershaus, Die
Himmeroder Denkschrift, 202, Annex, 190.
the himmerod memorandum 21
28
The important but politically sensitive question of universal military service was
only briefly mentioned.
29
The date of Fall 1952 as the goal date for setting up units was set forth in part 2 of
the Memorandum, as a Soviet attack within two years was seen as unlikely.
22 thomas vogel
Part 4. Training
The training of soldiers for new armed forces is a formidable endeav-
our under any circumstances. From the large number of German mili-
tary and combat veterans, only a minority can be used effectively in a
new military force, as training in the Wehrmacht in its last years was
deficient. In any case, new German soldiers will have to learn to use
new weapons and equipment provided by the Western Powers. It is
also necessary to create a system that can provide a high level of indi-
vidual training. Only with well-trained, confident, capable and think-
ing soldiers can Germany hope to fight on roughly equal terms when
facing the numerical superiority of the Soviet forces. In the interest of
integration and standardization with Germanys allies, the training
program will have to depend on the Western Powers. From the armys
viewpoint, this means that only the Americans are in the position to
provide an acceptable model and to support the Germans. However, a
German air force could be oriented on both the U.S. and British
models.
If the training of German soldiers is to begin before the end of 1952,
West Germany would first have to receive the necessary weapons,
equipment, and training teams from the Western armed forces. The
leadership cadre, as well as flying and technical personnel for the air
the himmerod memorandum 23
30
The commentary is provided in Rautenberg/Wiggershaus, Die Himmeroder
Denkschrift, 19092.
31
Ibid., 68.
32
Adenauer had no desire to see publicity about his policy for rearmament, as evi-
denced by the resignation of Interior Minister Heinemann on 9 October demonstrates.
See footnote 8.
26 thomas vogel
Office, as it came to be called) was given the duty of directing the prep-
arations for the creation of West German armed forces when officially
beginning operations on 23 November. Amt Blank would evolve into
the Federal Defense Ministry in 1955, and Blank would become the
first Minister of Defense.
The establishment of Amt Blank represented the end of the Central
Office for Homeland Service and of the committee of experts as well.
Neither was needed any longer. Upon assuming his new office on 8
November, Blank abolished the old Central Office for Homeland
Service. Some of the essential personnel of the old Central Office, such
as Kielmansegg and Oster, were readily taken into the new organiza-
tion. Members of the committee of experts were told by Blank in mid-
December that their work was complete and that committee operations
would end. Some committee participants were offended by the curt
manner in which Blank summarily dissolved the Central Office and
committee of experts.
The historical significance of the Central Office and the committee
of experts, as manifested in the Himmerod Memorandum, is not dis-
puted. However, from todays perspective, there remains the issue of
some criticism of the participants and their work. The idea that capable
armed forces could be created from nothing in only two years was
highly unrealistic. It would actually take ten years to create a truly
effective Bundeswehr.33 The recommendations for dividing the com-
mand responsibilities for the military were more idealistic than realis-
tic. To confer supreme military command authority on a soldier and
put the armed forces under the overall command of the Federal presi-
dent was also unrealistic; the experts misjudged the political and con-
stitutional leeway of the young republic.
As already recognized by Schwerin, other considerations and rec-
ommendations revealed a serious lack of knowledge about Allied plan-
ning and requirements. For example, the proposal to establish the
German army as a pure armored force represented some extreme
thinking and therefore did not find acceptance among the Allies.
NATOs operational planning demanded strong infantry forces, which
mandated a compromise of a mixed armor-infantry force. And, it was
33
The 12th and last division of the Bundeswehr was stood up and assigned to NATO
in 1965.
the himmerod memorandum 27
34
Helmut R. Hammerich, Kommiss kommt von Kompromiss. Das Heer der
Bundeswehr zwischen Wehrmacht und U.S. Army (19501970), in Helmut
R. Hammerich et al., Das Heer 1950 bis 1970. Konzeption, Organisation, Aufstellung
(Munich: Oldenbourg: 2006), 79.
35
There had been many personal contacts between Speidel and Schwerin and the
Western representatives. This assured that the major assumptions of the Himmerod
Memorandum were in agreement with Allied concepts and assumptions. The German
requirement for forces was mirrored in the requirement provided by the U.S. Army
Staff in October 1950 that between ten and 13 German divisions were needed to fill
the gap. See Christian Greiner, Die alliierten militrstrategischen Planungen zur
Verteidigung Westeuropas 19471950, in Foerster, Anfnge, 1:31115.
28 thomas vogel
36
Among the personnel involved with the Himmerod Conference were seven who
achieved high general rank in the Bundeswehr: one Chief of the Joint Staff
(Generalinspekteur) (Heusinger), one Inspector (Inspekteur) of the Army
(Rttiger) and Navy (Ruge), and two commanders of NATOs Central Front forces
(Kielmansegg, Speidel).
ADENAUER, AMT BLANK, AND THE FOUNDING OF THE
BUNDESWEHR 19501956
James S. Corum
With the Berlin Crisis of 194849 and the founding of NATO and
establishment of the Bundesrepublik in 1949, German rearmament
became a critical issue for the Western alliance. It would be impossible
30 james s. corum
1
For Adenauers views on German rearmament, see Konrad Adenauer, Memoirs
194553 (Chicago: Henry Regnery, 1965), 28687, 296300, 31015, 34445.
2
Normally someone of Adenauers backgroundAbitur holder and law student in
the universityin Wilhelmine Germany of the late 19th century would have done one
year of volunteer service as a kind of officer cadet and, upon completion of his volun-
teer training year, would have been given a commission as a reserve officer. However,
when Konrad Adenauer was 19, the year in which he would have done his year of mili-
tary service, the military doctors determined that he had weak lungs and deferred
him from military service. Thus, without the year of service done by most of his class
and generation, Adenauer proceeded directly to the university, where he took a degree
in law and progressed to as a member of the Prussian civil service.
the founding of the bundeswehr 19501956 31
3
Donald Abenheim, Reforging the Iron Cross (1988; Princeton: Princeton University
Press, 1998), 43.
32 james s. corum
4
Militrgeschichtliches Forschungsamt [hereafter MGFA], ed., Anfnge westdeut-
scher Sicherheitspolitik 19451956, vol. 1 (Munich: Oldenbourg, 1982), 35863.
5
Ibid. 36880.
the founding of the bundeswehr 19501956 33
6
Joint Statement Following discussions With Prime Minister of France, January
30, 1951, in Public Papers of the Presidents of the United States: Harry S. Truman,
1951 (Washington, D.C.: U.S. Government Printing Office, 1965), 12830. See also
Statement by the President on German Steps Towards Acceptance of the European
Defense Community Agreements, 6 December 1952, in Public Papers of the Presidents
of the United States: Harry S. Truman. 195253 (Washington, D.C.: U.S. Government
Printing Office, 1966), 1072.
7
For a recent view of European concepts and the European army, see Jean-Pascal
Lejeune, Das Projekt Europaarmee: Deutschland, Frankreich und die EVG 1950
1954, Militrgeschichte, Heft 4 (2007), 1013.
8
Adenauer, Memoirs, 31011.
34 james s. corum
a highly educated and eloquent man who was widely read in history
and politics. He made an excellent impression on Adenauer, who had
not known many generals but certainly did not expect a level of educa-
tion and thought equal to his own. Over the next year Adenauer came
to meet several other former Wehrmacht generals, one of them, Adolf
Heusinger, also making an excellent impression. Heusinger was more
easy-going than Speidel and not as eloquent, but he was also a man of
exceptional intelligence and good education. Adenauer came to like
several of the military men he worked with, but Heusinger would
remain his favorite.9
Adenauer, however, maintained a solid distrust of soldiers. He had
been a staunch opponent of the Nazis and had been deposed as lord
mayor of Cologne in 1933 for his open hostility to the new regime and
sent into internal exile. In 1944 he had been arrested and held by the
Gestapo for several weeks before being released. Adenauer was well
aware that many of the senior officers had been staunch Nazis, and he
therefore always maintained some reserve about soldiers. While he
could form close bonds with some soldiers, he also recognized the
heavy burden of German history. In 1954 he confided to U.S. Secretary
of State John Foster Dulles that he was concerned about a return of the
Prussian Military Caste, so he would therefore ensure that a system of
clear civilian control over the military was established that would be
partly based on the American model.10
With talk of German rearmament rising in the spring of 1950,
Adenauer established a special office under his direction to deal with
security and rearmament planning. General Count Gerhard von
Schwerin was chosen as the head of the special office and was given the
title of Adviser for Military and Security Issues (Berater fr militr-
und Sicherheitsfragen). Schwerins pet idea was to create and build a
large national security police force and use this as a foundation for a
new armed forces. It was essentially a similar method to the East
German approach to rearmament. The office under Schwerins direction
was given the title of Central Office for Homeland Service (Zentrale fr
Heimatdienst).11 Schwerin was a good choice to serve as the chancellors
9
Rolf Friedemann Pauls, Adenauer und die Soldaten, in Vom Kalten Krieg zur
deutschen Einheit: Analysen und Zeizeugenberichte zur deutschen Militrgeschichte
1945 bis 1995, ed. MGFA (Munich: Oldenbourg, 1995), 3742, here 3738.
10
Ibid., 39.
11
On early rearmament efforts, see Bundesministerium der Verteidigung, ed., Von
Himmerod bis Andernach. Dokumente zur Enstehungsgechichte der Bundeswehr
(Streitkrfteamt: Medienzentrale der Bundeswehr, 1985), 9781.
the founding of the bundeswehr 19501956 35
12
The strategic and political issues dealing with German rearmament are well cov-
ered in David Clay Large, Germans to the Front: West German Rearmament in the
Adenauer Era (Chapel Hill, University of North Carolina Press, 1996); and Hans-
Martin Ottmer, Die Entwicklung Deutscher Sicherheitspolitik und die Geschichte der
Bundeswehr (Berlin: E.S. Mittler und Sohn, 1995).
the founding of the bundeswehr 19501956 37
had after facing the open hostility of the military in both Wilhelmine
and Nazi Germany, and the more subdued hostility of the Reichswehr
or the Weimar Republic. Opinion polls of the 1950s show a German
populace that was deeply ambivalent about rearmament. However, this
attitude was not so much driven by pacifism as by a rejection of the
blatant militarism of Germanys recent history. On the several issues of
rearmament, which included establishing an armed forces and manning
it by conscription, German public opinion fluctuated considerably
between 1950 and 1954. In those years a plurality of between 30 to 50
per cent of the West Germans supported rearmament within a European
defense system, and a large number, which fluctuated between 25 and
33 per cent of the public, was opposed to rearmament. The opponents
were largely formed around the hard core of the hard core of the Social
Democratic party (SPD), but early in the debate many in the Christian
Democratic Union (CDU) also were inclined to pacifism.13
The CDU members who opposed rearmament in 1950 gradually
came around to support it as the Cold War intensified and there existed
less and less hope of any reconciliation between the two Germanies. To
a large degree, much of the SPD opposition to rearmament was over-
come through the work of Adenauers military committee, which kept
the Bundestag well informed of military plans. The military planners
sensibly included the Social Democratic leaders as well as the Christian
Democrats in their discussions. While the SPD remained generally
opposed, a few of the SPD leaders were willing to support rearmament
under certain conditions. One means of disarming the opposition to
rearmament was the clear commitment made by Adenauers military
advisers to build a new German armed forces that would not resemble
the old Prussian army but would be democratic and fully under control
of the civilian government. All of the major parties also agreed that any
German armed forces would operate within the context of NATO or a
European defense organization.
By 1954 public opinion in West Germany had shifted firmly to the
pro-rearmament side. In the 1953 elections, Adenauers conservative
Christian Democrats won an absolute majority in the Bundestag,
13
For a thorough study of the German public opinion polls and rearmament issues,
see Hans-Adolf Jacobsen, Zur Rolle der ffentlichen Meinung bei der Debatte um die
Wiederbewaffnung 19501955, in MGFA, Hans Buchheim, and Kurt Fett et al., eds.,
Aspekte der deutschen Wiederbewaffnung bis 1955 (Boppard am Rhein: Harald Boldt,
1975), 6198.
38 james s. corum
so the government had the votes for any rearmament issue that came
before the parliament. By then the issue was no longer whether to
rearmbut how to rearm. The several crucial Bundestag votes between
1954 and 1956 on establishing an armed forces, joining NATO, and
establishing conscription were all passed with very large majorities.
14
Theodor Blanks papers are found in the Adenauer Stiftung, Sankt Augustin,
Germany. See Archivale Theo Blank, 098005/1.
40 james s. corum
of the military, few political skills, and almost no ability to deal with
the press. At a time when the nascent defense ministry needed very
clear and firm organizational leadership Blanks weak managerial skills
allowed for a breakdown at some of the critical stages of rearmament.
The structure of Amt Blank changed and grew rapidly. It was basi-
cally divided into three main divisions. The first was the administrative/
personnel/financial division that was managed mostly by career civil
servants. The second was the legal office to draw up legislation, mili-
tary regulations, and so on. Of course, this was manned by lawyers.
The largest section was the military planning division, subdivided into
several departments. The last section was manned mostly by former
Wehrmacht officers. Blank, with no military experience beyond the
company officer level, would have to rely upon this small group of top
military specialists to see the military planning for the Bundeswehr
was done right. Blank was lucky to have some superb talent in the mili-
tary branch. The problem was that no single military officer was clearly
in charge, and the effort became disjointed.
words and phrases. Yet in a nation that produced Immanuel Kant, such
philosophical battles might have been expected. The problem was not
that the battles occurred but that Blank was unable to exercise any con-
trol over the process. Nor was there a single chief military officer to
settle the matters. As a result, the debates dragged on for years and took
up a considerable amount of energy that the overworked military staff
ought to have devoted to working out the details of organization, train-
ing, and equipment.15
One of the most notorious examples of the lack of control and severe
factionalism within the military staff of Amt Blank was the dispute
over Bundeswehr doctrine initiated by the head of the military plan-
ning staff from 1952 to 1955, Colonel Bogislaw von Bonin. Von Bonin,
a former army colonel and general staff officer, had been brought into
Amt Blank in early 1952 and took over as chief of the operational plan-
ning staffthe largest and most important of the staff sections of the
military staff. Von Bonin was regarded as a brilliant officer and was
regarded as a staunch traditionalist, which put him in conflict with
the reformist and anti-traditionalist faction led by Count Baudissin.
General Heusinger, who was emerging as the leading military advisor
to Theodor Blank, favored the reformist faction but also defended von
Bonin because of his reputation for brilliance.
Von Bonin immediately began a study of NATO operational doc-
trine and fundamentally rejected it. NATO doctrine, to which Germany
was firmly committed, was based on mobile defense and counterat-
tack operations by powerful armored and mechanized divisions. The
12-division force that West Germany committed itself to was specifi-
cally structured around the NATO operational doctrine. But von Bonin
decided that the NATO approach yielded too much German territory
to a Soviet invasion and was therefore unacceptable. He put his staff
to work developing a completely different German army structure
and defense plan based on a fixed defense at the border and relying
heavily on Swiss-style reserve forces instead of heavy armored divi-
sions. In July 1954, von Bonins staff section produced an extensive
study attacking NATO operational doctrine at the same moment that
15
The documentary materials on the early years of Amt Blank, 195054, are rather
thin. For the most complete account of Amt Blank, see Anfnge Westdeutsche
Sicherheitspolitik (note 4 above).
42 james s. corum
16
See Dr. Heinz Brill, Bogislaw von Bonin in Spannungsfeld zwischen
Wiederbewaffnung- Westintegration- Wiedervereinigung (Baden-Baden: Nomos
Verlagsgeschellschaft, 1987), 11822.
17
Ibid., 12223.
the founding of the bundeswehr 19501956 43
Amt Blank was grossly undermanned for the multitude of tasks that it
had to perform to create new armed forces virtually from scratch.
Donald Abenheim argues in Reforging the Iron Cross that the chronic
personnel shortage was the worst organizational problem of the
Bundeswehr in its early years.18 At a time in which Amt Blank had to
maintain a military staff in Bonn to begin planning to stand up the
Bundeswehr, it also had to maintain an expert military staff in Paris for
ongoing discussions with NATO and the European community. Yet in
1952, the year planning moved from the concept phase to the practical
details, there were only 100 military personnel (former Wehrmacht
officers) in Amt Blank. In 1953 this rose to just over 200, and in
1954 there were 300.19 At a time when Germany had committed
itself to rearmament and NATO membership, a military specialist
staff of 300 was simply overwhelmed by the necessary effort. For exam-
ple, on the eve of rearmament in November 1954, the Luftwaffe staff
had 28 sections in its organization table, yet six of theseincluding
the very important organization, personnel, and communications
18
Abenheim, Reforging the Iron Cross, 8586.
19
On personnel strength in Amt Blank, see Kurt Fett, Die Grundlagen der militr-
ischen Planungen, in Aspekte der deutschen Wiederbewaffnung bis 1955 (note 13
above), 16984.
44 james s. corum
20
For organization charts of the Luftwaffe planning staff of the early 1950s, see
Dieter Krger, ed., Dienststellen zur Vorbereitung des Westdeutschen Verteidigungs-
beitrages, 1, Findbcher zu Bestnden des Bundesarchivs, 40 (Koblenz: Bundesarchiv
Koblenz, 1992), xciixciii.
21
HQ USAFE, USAFEs Assistance to Create a New German Air Force (Wiesbaden,
1956), Doc. K 570.04M, 19521955, in USAF Historical Research Agency [HRA],
7083.
the founding of the bundeswehr 19501956 45
22
HQ USAFE, Historical Division, History of the Headquarters United States
Air Forces in Europe, 1 January31 Dec. 1955, p. 83 in USAF NRA Doc. K570.01
Jan.Dec. 1955, vol. 2, Letter of Gen. Twining to Gen. Tunner 2 May 1955.
46 james s. corum
Faced with the need to quickly build a cadre for a new armed forces,
in 1954 Amt Blank set up two organizations to screen volunteers. The
first was a special personnel board of 25 members, which would screen
senior officers, colonels and above, who applied for commissions in the
new Bundeswehr. The special personnel board consisted mainly of civil
servants and contained few ex-officers. The other, and much larger,
organization was called the Acceptance Organization (Annahme
Organization) and was also headed by civil servants. This organization
would be responsible for reviewing the applications of mid-ranking
and junior officers and of NCOs who applied to join the new Bun-
deswehr. It would also review the applications of young Germans who
had not served in World War II but who wished to join the Bundeswehr
as volunteers. It was soon evident that the Acceptance Organization
was far too small for the task. As the Bundeswehr moved closer to
becoming real, the Acceptance Organization was flooded with applica-
tions to join the Bundeswehr. From 1954 to 1956 more than 200,000
Germans applied to join the Bundeswehr. In the first weeks of 1955
more than 25,000 men applied. The Acceptance Organization was una-
ble to properly process the mass of applicants, so when the Bundeswehr
was formally established in June 1955, only a few personnel of the
expected initial cadres of several thousand men were able to report to
the training centers. Amt Blank, now the Federal Republics defense
ministry, had not been able to process the mass of applicants yet.23
The Acceptance Office was not merely slow; its procedures for per-
sonnel screening and selection proved to be highly defective. Despite
five years to plan for rearmament, the personnel screening system
broke down at the outset. This frustrated the careful plans made by
Germanys allies, notably the U.S., to support the establishment of the
Bundeswehr. The USAFE had prepared its training staff and bases to
take in the first influx of Luftwaffe training cadres in mid-1955.24
However, the new defense ministry had not completed personnel
screening for the initial cadre of 660 Luftwaffe personnel to be trained
by the Americans. E-Day, the day to start training the first Bundeswehr
cadres, was set back to January 1956.25
23
Abenheim, Reforging the Iron Cross, 13839.
24
On USAF training efforts, see History of the Headquarters (note 22 above),
vol. 1, p. 83.
25
HQ USAFE, CINCUSAFEs Monthly Summary, August 1955, para. 9 in History
of the Headquarters (note 22 above), vol. 2.
the founding of the bundeswehr 19501956 47
26
History of the 7330th Flying Training Wing, in USAF HRA Doc. K-WG-7330-HI,
Jan.June 1956, 10.
27
Abenheim, Reforging the Iron Cross, 13847.
48 james s. corum
The actions of the personnel board caused considerable pain and anxi-
ety within the military staff. At a time when a grossly undermanned
staff was trying to build a new armed forces it was deprived of highly
experienced personnel.
The former officers estimated that, with proper funding and support,
most of the force could be stood up in three years after the decision to
rearm was made. The general concepts of the plan met with the approval
and support of the Western powers, which had made a major conven-
tional rearmament of western Europe a primary goal of NATOs Lisbon
conference that year. The general outline of the German concepts fit
well within the NATO defense concepts.28 The Bundeswehr cadre was
to start training in 1955, and most of the force was to be organized and
battle ready. It was an ambitious scheme, but doable if the resources
had been provided by the Germans. The U.S. and U.K. stood up train-
ing programs to assist in the building of the new German navy and
Luftwaffe and were ready to train thousands of Germans who would, in
turn, teach the mass of new recruits to be inducted.
As if the personnel and planning problems were not enough to ham-
per the development of the Bundeswehr, the nascent force faced an
enormous funding shortage just as the force was ready to be formally
established in June 1955. The Adenauer government had told the
Bundestag that rearmament would cost no more than 9.26 billion
Deutschmarks per year (approximately $2.3 billion dollars). That was a
highly unrealistic figure, and even before the Bundeswehr was formed,
financial problems were on the horizon.
During the 1954 negotiations, the Germans had promised to pay for
a host of U.S. facilities that were being refurbished and turned over to
the Germans. In 1954 and 1955 the U.S. had undertaken millions of
dollars worth of construction projects to prepare bases for the new
Bundeswehr. The Germans had formally agreed to pay for the new
construction. As the turnover date came close, the money simply was
28
The complete text of the Himmerod Conference is found in Die Himmeroder
Denkschrift vom Oktober 1950, ed. Hans-Jrgen Rautenberg and Norbert Wiggershaus,
(Karlsruhe: Braun, 1985), 3656. This work also contains an extensive commentary on
the Denkschrift and the text of other documents relating to German security planning
in 1950.
the founding of the bundeswehr 19501956 49
not there. Part of the problem was a simple funding shortage, and part
of the problem was a highly inefficient bureaucracy in Amt Blank that
had not worked out the details of service budgeting and accounting.
Through 1955 and 1956 the U.S. forces were stuck with the construc-
tion and base bills that the Bundeswehr could not pay. Some senior
U.S. officers in the U.S. military group working to train the new
Bundeswehr prophesied the collapse of the German rearmament effort
due to the inability to pay the bills.29
However, despite some very irritated U.S. officers, the American
military group working with the Bundeswehr understood that the
problem was not bad German faith but an incompetent bureaucracy
and confusion at the top of the new German defense ministry.30 To
prevent a breakdown of the German rearmament effort, U.S. com-
manders temporarily absorbed many of the construction costs by shift-
ing budget funds around. In late 1955, in order to get the effort for
training the Luftwaffe started, the U.S. came up with $11 million to
fund training programs necessary to build the first cadre of the Bun-
deswehr.31 The U.S. attitude was that the Germans would eventually
sort out their mess and the bills would be eventually paid. In the mean-
time, the U.S. forces were forced to carry out a good deal of creative
bookkeeping to get the training of the Bundeswehr cadres started.
When Theodor Blank became the Federal Republics first defense
minister on the establishment of the Bundeswehr in June 1955, the
various breakdowns in the rearmament program were already evident.
With too little money available to get rearmament started, Blank was
reluctant to go to the chancellor and Bundestag and ask for more. On a
matter such as aircraft procurement, Blank was ready to ignore profes-
sional military advice rather than displease Adenauer. Blank might
have gone to the press and built a case for a more robust rearmament
effort, or at least an effort large enough to fulfill some of Germanys
treaty obligations. But Blank disliked and distrusted the press. Von
Bonin had recently been relieved of his position and was very active
before the press, attacking the Bundeswehrs policies and doctrine.
29
James S. Corum, Starting from Scratch: Establishing the Bundesluftwaffe as a
Modern Air Force, 19551960, Air Power History 50 (Summer 2003), 1629, here 24.
30
See USAFEs Assistance to Create a New German Air Force (note 21 above).
31
James S. Corum, Building a New Luftwaffe: The United States Air Force and
Bundeswehr Planning for Rearmament, 195060, Journal of Strategic Studies 21.1
(March 2004), 10506.
50 james s. corum
In the face of this open challenge, Blank simply refused to hold press
conferences and make his case to the public. In reviewing the Bundestag
debates of 1955 and 1956, Franz Josef Strauss, an aggressive young
member of the Bundestags defense committee, emerged as a far more
effective public spokesman for rearmament polices than the defense
minister.
By April 1956 the rearmament program had fallen far behind. By
that point the master plan for the German army called for 96,000 train-
ees to be already in the system, but, in fact, only 44,000 men had been
brought into service, a delay due to a lack of barracks space.32 As the
year progressed it became evident that Germanys first defense minis-
ter was neither a very competent politician nor an effective bureau-
crat. Blanks press relations remained abysmal.33 Moreover, he refused
to provide details of rearmament plans and spending to Bundestag
committees. With a solid Christian Democratic majority, it would not
have been hard to have received greater funding. But, kept in the dark,
the Bundestag was reluctant to appropriate funds to Blank to avert
the defense budget crash of 1956.34 The Western Powers were clearly
dissatisfied with Blank and the slow pace of German rearmament in
1956, and complaints from NATO allies mounted.35 In October 1956
Adenauer asked for Blanks resignation and replaced him with Franz
Josef Strauss, who had already proven himself an effective spokesman
for German rearmament and who possessed considerably greater
political and managerial skills than Blank. The hapless former defense
minister was kept in the cabinet for another ten years as minister
for labor relationsa much more appropriate job considering his
background.
32
Archivale Theo Blank, Adenauer Stiftung, Memo from the Defense Minister, 10
April 1956.
33
Montescue Lowry, The Forge of West German Rearmament: Theodor Blank and
Amt Blank (New York: Peter Lang, 1990), 20203.
34
Ibid., 290.
35
Large, Germans to the Front, 261.
the founding of the bundeswehr 19501956 51
36
History of the 7330th Flying Training Wing (note 26 above), 14.
52 james s. corum
37
Julian Lider, Origins and Development of West German Military Thought, 2 vols.
(Brookfield, VT: Gower Publishing Co., 1986), 30405.
38
Ibid., 30430.
THE DEBATE WITHIN GERMAN SOCIETY
A REASONABLE YES:
THE SOCIAL DEMOCRATS AND WEST GERMAN
REARMAMENT, 19451956
Adam Seipp
1
Willy Albrecht, ed. Kurt Schumacher: Reden, Schriften, Korrespondenzen, 1945
1952 (Berlin: Dietz, 1985), 77778.
56 adam seipp
2
Geoff Eley, Forging Democracy: The History of the Left in Europe, 18502000 (New
York: Oxford University Press, 2002), 126.
58 adam seipp
3
Peter Merseberger, Der schwierige Deutsche: Kurt Schumacher, Eine Biographie
(Stuttgart: Deutsche Verlags-Anstalt, 1995), 120.
4
Merseberger, Der schwierige Deutsche, 164, 191.
a reasonable yes 59
German occupation forces in France. From this group and their very
different wartime experiences, a new political party began to emerge.
The SPD intended to resume its status as a national working-class-
based party, a goal that required it to shed much of the baggage of its
recent past.
The new SPD intended to learn from its mistakes. Schumacher real-
ized that any ambiguity toward communism would cost votes in future
elections in the western zones. During a period of writing and travel-
ling as he brought the party back together, Schumacher drafted clear
guidelines intended to demonstrate the SPDs commitment to national
unity and to draw sharp distinctions between themselves and the
Communist Party (KPD). The KPD, he argued, served one of the vic-
torious allies, while the SPD wanted only to alleviate the political and
social crises facing the working masses of Germany.5
The post-war SPD had a strong pacifist component, which dove-
tailed with its Marxist orientation to produce a strong moral and polit-
ical opposition to war and military institutions. Nazism was, in the
minds of the partys leaders, closely linked with the Prusso-German
military tradition. Both needed to be neutralized if Germany had any
hope of restoring itself to the community of nations. As an SPD pam-
phlet published in Karlsruhe argued in 1945, Nazis and militarists can
no longer play a role in Germany. If they wish to do anything, they
should be in the front rank cleaning up the rubble in which they have
left the people of Germany.6 As a party with a relatively consistent
record of opposition, or at least persecution, under the Nazis, this argu-
ment carried a good deal of weight.
The SPDs antimilitary attitude also drew from a strong popular
aversion to the threat of another war. Opposition to the use of armed
force had broad appeal across the political spectrum. Conservative
Protestants like Martin Niemller became the public face of pacifism
and war guilt. Given the post-war ascendancy of Catholic politicians
like Adenauer, Lutheran pacifism also spoke to the historic divisions
5
See the pamphlet Politische Richtlinien fr die SPD in ihrem Verhltnis zu den
anderen politische Faktoren (Friedrich Ebert Stiftung, Bonn, Archiv der Sozialen
Demokratie [hereafter AsdD], August 1945), http://www.fes.de/archiv/adsd_neu/
index.htm. My thanks to Jason Smith for helping me find some of the source material
cited herein.
6
Der Weg in die Zukunft, Referentenmaterial der SPD Karlsruhe, December
1945.
60 adam seipp
7
Quoted in James Bentley, Martin Niemller (Oxford: Oxford University Press,
1984), 211.
8
Joint Chiefs of Staff (JCS) 1067, April 1945. Reprinted in Beate Ruhm von Oppen,
ed. Documents of Germany Under Occupation, 19451954 (London: Oxford University
Press, 1955), 19.
a reasonable yes 61
the French all but banned Schumacher from their zone until 1949. The
curious formation of the party system in West Germany began with
these varied and sometimes contradictory responses by the Allies.9
In eastern Germany, the Soviet occupation regime pursued a course
that had serious implications for the SPD in the west. They clumsily
compelled the union of the SPD in the east with the KPD in April 1946,
forming the Socialist Unity Party (SED) that dominated the GDR until
its dissolution. Despite Schumachers angry protestations, this gave the
western SPDs opponents a valuable weapon that could be used to ques-
tion the loyalty of Social Democrats anywhere.
The Soviets were also not nearly as concerned about arming Germans
in their zone. As early as 1945, the Soviets began a de facto remilitari-
zation of their zone of occupation through the creation of a Peoples
Police (Volkspolizei). These armed formations, which grew increas-
ingly well armed and sophisticated, seemed to belie Soviet claims about
their peaceful intentions in the region. By the end of 1948, the
Volkspolizei looked increasingly like an army in all but name.
Schumachers intransigence also put him at odds with the other
great figure to emerge from the war, Konrad Adenauer of the CDU.
Adenauer came from another political generation, having risen through
Rhineland politics to become mayor of Cologne in 1917. He spent the
years of the Third Reich in retirement, avoiding politics as much as
possible. The conflict between the CDU and SPD shaped the founding
years of West Germany, not least because of their fierce disagreements
on issues of national sovereignty and national security.
For the SPD, the most important consideration in the wake of the
war remained the uncertain geographic position of Germany within
central Europe. Two experiences, partition and division, influenced
the partys thinking about a future German role in any defense com-
munity. For Schumacher, all questions about the future role of a
German state within post-war Europe, including those centered on
rearmament, had to wait until fundamental questions of boundaries
could be settled.
Following the war, the Allies awarded large tracts of eastern Germany
to Poland, while the Soviets seized a small portion around Knigsberg
(Kaliningrad) for itself. The new boundary along the lines of the Oder
9
Daniel Rogers, Politics After Hitler: The Western Allies and the German Party
System (New York: New York University Press, 1995), 114.
62 adam seipp
and Neisse rivers divided Poland from the Soviet zone of Germany.
As ethnic Germans fled or were expelled from this belt of territory,
the heart of old Prussia ceased to be German.10 This raised both diplo-
matic and personal problems for German political leaders. Could the
transferred territories play a role in a future diplomatic settlement?
How could politicians in the west manage the strident demands of mil-
lions of Germans expellees (Heimatvertriebene) from the east? Since
the FRG saw itself as the legitimate heir to pre-Nazi Germany, could it
have a voice on a boundary issue that technically did not touch on its
territory?
For Schumacher, such questions were far from academic. As a West
Prussian, his childhood home now fell outside the new borders of
Germany. While Adenauer was a man of the west, his SPD opposite
number had his feet firmly planted in the east. The SPD under
Schumacher expressed keen interest in peaceful reunification. Any
serious discussion of rearmament might scupper meaningful dialog on
inter-German questions.
The SPD under Schumacher made German unity the lodestar of its
political vision. Germany could only be a constructive part of European
reconstruction if it acted as a unified state. There is no German prob-
lem, suggested a party brochure in 1947, that is not at the same time
a European problem. The east, suggested the pamphlet, was a foregone
conclusion. A new conception of the state needed to emerge. The SPD
set itself against the federalism of the right and the distinct policies of
the occupiers. Both of which, they argued, made it less likely that
Germany would ever recover from the war. Forging the unity of the
Reich (Reichseinheit) must stand above the petty politics of the states.
This appeal was both nationalist and cosmopolitan, reflecting the con-
tradictory and competing impulses within the party. Social Democracy
cannot put forth a nationalist and isolated Germany. It can only imag-
ine Germany as part of Europe. Germany cannot be a pariah, but an
equal.11
In 1948, at the urging of the Allies, a council representing the states
(Lnder) met at the palace of Herrenchiemsee in Bavaria to draft a
founding document for the new western state. Grudgingly, even those
10
Carsten Lilge, Die Entstehung der Oder-Neisse-Linie als Nebenprodukt alliierter
Grossmachtpolitik whrend des Zweiten Weltkrieges (Frankfurt: Peter Lang, 1995).
11
Pamphlet Was will die Sozialdemokratie? (Friedrich Ebert Stiftung, Bonn, AsdD,
1947.
a reasonable yes 63
who feared that such a move would guarantee the permanence of the
post-war division acceded to the meetings. Because of the looming
partition and the hope of eventual reunification, the framers agreed
that they would negotiate a temporary Basic Law (Grundgesetz) in
place of a constitution. The visions of the two largest parties of the
post-war period, the CDU and the SPD, collided at the meeting.
The framers of the Grundgesetz faced a whole host of legal and lin-
guistic obstacles. The SPD and CDU clashed over the question of
whether this new semi-sovereign German state could posses an army
of its own. Caught between radically different visions of the potential
future role of a military, the final document reflected a compromise
between the two. Article 26 forbid acts threatening to peace, especially
preparation for aggressive war.12 This ambiguity in the Grundgesetz
threw the question of a future security role back to the voters.
The election of August 1949 brought the SPD tantalizingly close to
a leadership role but also consigned it to more than a decade in the
wilderness. They gained 29.2 per cent of the vote, not far below the
31 per cent of the CDU and its sister party, the Bavarian Christian
Social Union (CSU). The SPDs continued focus on oppositional class-
based politics all but ensured that other middle-class parties, such as
the Free Democrats and the German Party, would work with Adenauer.
Schumacher ran for President but was defeated by the Free Democrat
Theodor Heuss.
The two years after the drafting the Grundgesetz saw the sharpening
of SPD opposition to Adenauers European and security policy. The
partys efforts to stop Adenauer must be understood in the context of
three factors. First and most important was the leaderships fixation on
reunification and their fear that any diplomatic or military initiatives
would only harden the post-war division. Second was a reflection of
the genuinely pacifist sentiment among many of the partys rank-and-
file. The leadership might not have shared this view, but they could not
afford to ignore it. Finally, the SPD retained much of its historic class-
based rhetoric and remained committed to attacking the pro-business
climate of Adenauers West Germany. During the Federal Republics
first decade, these issues were often intertwined.
In the Spring of 1950, the CDU threw itself behind the efforts of
France and its Foreign Minister Robert Schuman to build a partnership
12
http://www.bundestag.de/parlament/funktion/gesetze/gg_jan2007.pdf
64 adam seipp
across their recently militarized frontier. His plan for joint Franco-
German administration of coal and steel resources offered to resolve
one of the proximate causes of antagonism between the two countries.
For Adenauer, who hoped to add structure to his western vision,
Schumans proposal offered legitimacy and tangible proof of the Federal
Republics good intentions. For the SPD, these agreements weakened
the Federal Republics chances of favorably resolving either the ambig-
uous position of the Saarland or the more vexing problems of Germanys
eastern borders. Schumacher never sounded as nationalistic as when
he attacked the plan put forward by Schuman, who had been born in
then-German-occupied Lorraine in 1886. The plan, Schumacher wrote
in the Hamburger Echo, was little more than Louis XIV under a new
guise. It is the continuation of traditional French claims to dominance
phrased in European terms.13
Ultimately, the SPD failed to block Adenauers relentless drive west-
ward. By early 1952, the Bundestag put its stamp on the European Coal
and Steel Community (ECSC) and West German integration into the
increasingly borderless markets of western Europe began in earnest.
Schuman sold the ECSC on the promise of a safer and more prosper-
ous tomorrow. Franco-German armed conflict was now not merely
unthinkable, but materially impossible.14 The ratification of the treaty
was a triumph for Adenauer, Schuman, and the network of Catholic
conservatives who now dominated western Europe. On economic
issues, the Christian Democratic consensus that evolved across the
region in post-war period proved too powerful for the Social Democrats
to check.
At the same time, discussions began between Adenauer and Allies
about the possibility of a West German contribution to the evolving
western military presence in Europe. The Social Democrats mobilized
in opposition, but again found themselves in a position of weakness.
The deteriorating security situation and an internal leadership change
combined to change the face of the debate and led eventually to both a
political victory for the government and the transformation of the SPD
from within.
13
John Lewis Gadds, The Cold War: A New History (New York: Penguin, 2005), 105;
Charles Williams, Adenauer: The Father of the New Germany (New York: Wiley, 2000),
37779; Albrecht, Kurt Schumacher, 806.
14
Quoted in John McCormick, The European Union: Politics and Policies (Cambridge:
Westview, 2004), 64.
a reasonable yes 65
As a party, the SPD was already familiar with the dangers of living
close to the Iron Curtain. Berlin, the symbol of Europes Cold War divi-
sion, also happened to be the reddest place in the western zones. In
1948, Berlins future SPD mayor Ernst Reuter, an avid reunification
advocate and opponent of rearmament, gave one of the most impor-
tant speeches of the post-war period. Facing a Soviet blockade, Reuter,
who ironically joined the Red Army while a POW in Russia during
World War I, demanded that the world look upon this city. When he
won a resounding victory in municipal elections a few weeks later, the
party took responsibility for one of the most strategically significant
flashpoints in Europe. Clearly, someone would have to defend western
Germany. Questions remained as to whether the Germans themselves
would play a role in that defense.
Events on the other side of the world further weakened the ohne
mich idea. In June 1950, North Korean troops poured across the bor-
der into their southern neighbor. People living along Europes fault
lines saw a frightening vision of the future. Particularly in the first days
of the war, Korea looked like a template for a Red Army victory in cen-
tral Europe.
The American Resident Officer in the Franconian district of
Hammelburg saw these fears reflected in a weekly report, assembled
for him by the Landrat, on political opinion in the district. Even taking
into account the biases of the conservative bureaucrat collating these
reports, what emerges is a profoundly uneasy community uncomfort-
ably close to the probable main line of attack. The concern that the
Korea model could have an impact on West Germany continues to be
strong. The captions the Electrifying Victories of the North Koreans
reminds the Germans of similar headlines from a bygone age.15
Germans in 1950 were just five years removed from a devastating war
and the experience of defeat and ruin.
Developments in Korea strongly influenced public opinion in West
Germany, a fact starkly highlighted in public surveys at the time. In
Fall 1948, during the Berlin blockade, 24 per cent of respondents indi-
cated that they feared an internal or external military threat from the
communism. Such anxieties decreased markedly with the end of the
blockade and the march toward limited sovereignty. By June 1949,
15
Wochenbericht, July 28, 1950. Staatsarchiv Wrzburg, Landesratsamt
Hammelburg, 2399.
66 adam seipp
16
Anna J. Merritt and Richard L. Merritt, eds., Public Opinion in Occupied Germany:
The OMGUS Surveys, 19451949 (Urbana: University of Illinois Press, 1970), 310;
Public Opinion in Semisovereign Germany: The Hicog Surveys, 19491955 (Urbana:
University Of Illinois Press, 1980), 20.
17
Willy Brandt, My Life in Politics (New York: Viking, 1992), 146.
a reasonable yes 67
18
Albrecht, Kurt Schumacher, 963.
19
David Clay Large, Germans to the Front: West German Rearmament in the
Adenauer Era (Chapel Hill: University of North Carolina Press, 1996), 228.
68 adam seipp
the 1848 disturbances and the abortive National Assembly that met
there, proved to be a last-ditch effort to block a treaty whose passage
was all but certain. The German Manifesto passed by the Frankfurt
delegates urged only the continuation of talks on reunification as a pre-
condition for rearmament.
While the Bundestag ratified the agreement shortly thereafter, the
Paulskirche meeting set an important precedent. Particularly for the
SPDs supporters in organized labor, efforts to find parliamentary solu-
tions continued to fail against the governments electoral strength.
Extra-parliamentary opposition seemed to offer a better forum to make
their case. If the Social Democrats proved unable to stop rearmament,
their advocacy had important repercussions in shaping the political
culture of the republic.
If the question of rearmament seemed settled, there were still areas
in which Social Democrats could draw upon popular support to criti-
cize the governments defense policy. This was probably most clear in
the area of nuclear weapons. After the introduction of nuclear-capable
weapons to West Germany in 1953, Germans from across the political
spectrum began to question an evolving NATO strategy that placed
them squarely in the crosshairs of a future conflict. The Gttingen
Manifesto of April 1957 reflected the deep ambivalence of many in the
region about the dangers of tactical atomic weapons. For a country
as small as the Federal Republic, wrote 18 leading German nuclear
scientists, we believe that the best way to protect ourselves and pro-
mote world peace is to voluntarily give up nuclear weapons.20
The SPD and its organized labor constituency played an important
organizing role in the vocal Campaign to Stop Atomic Death (Kampf
dem Atomtod). The campaign drew from earlier SPD positions on
national unity and the need to demilitarize east-west conflict. We
demand of the Bundestag and Federal government not to participate
in the nuclear arms race, proclaimed the campaigns 1958 manifesto,
and instead to support an atomic-weapon free zone in Europe as a
contribution to the relaxation of tensions. This grassroots move-
ment left important legacies, not least of which was the growing self-
assuredness of a new generation of activists who took to the streets in
the late 1960s and early 1970s. The SPDs troubled and ultimately failed
opposition to rearmament arguably had its most durable impact in the
20
Gttinger Erklrung, April 12, 1957.
a reasonable yes 69
creation of the New Left more than a decade after the Bundeswehr
debates.21
The story of the SPD and the rearmament debate did not end with
the founding of the Bundeswehr. As a central facet of a whole range of
political disagreements during the first decade of the Federal Republic,
rearmament did as much to transform the SPD as the party did to try
and influence the debate itself. By the late 1950s, the party emerged
from its re-foundation struggles faced with the enormous task of dem-
onstrating its fitness to govern. After another disappointing election in
1957, which saw the CDU/CSU gain a slim but absolute majority in
parliament, it became clear that the SPD had to change course. With a
rising new generation of politicians, including Brandt and future
German President Johannes Rau, the SPD looked to shed its class-party
image.
An Extraordinary Party Congress at Bad Godesberg in 1959 pro-
vided the reformers a platform. Delegates overwhelmingly approved a
program free of the overtly socialist language of the partys past.
National defense, and with it a commitment to institution building, lay
at the heart of the Godesberg Program. While continuing to affirm the
partys desire to see the banning of implements of mass destruction
under international law, the new party program made great efforts to
showcase a commitment to responsible national defense. Provided that
democratic controls remained in place, that the armed forces be used
only for national defense and that soldiers continued to be treated as
citizens, the program bluntly asserted that the Social Democrats sup-
port national defense.22
The partys ideological reorientation yielded rapid results. By the
mid-1960s, the SPD significantly extended its electoral mandate. Willy
Brandt assumed leadership of the party after Ollenhauers death in
1963. In 1966, they joined a Grand Coalition, coming back to govern-
ment for the first time since the Weimar Republic. In Fall 1969, Brandt
became Chancellor. The prize that had eluded the Social Democrats of
21
Mark Cioc, Pax Atomica: Nuclear Defense Debate in West Germany During the
Adenauer Era (New York: Columbia University Press, 1988), 119. See also Holger
Nehring, Americanized Protests? The British and West German Protests Against
Nuclear Weapons and the Pacifist Roots of the West German New Left, 195764, in
Jessica C.E. Gienow-Hecht, ed. Decentering America (New York: Berghahn, 2007),
21054.
22
Grundsatzprogramm der Sozialdemokratischen Partei Deutschlands, 1959, 11.
70 adam seipp
the post-war period now fell to a new generation. The SPD now faced
the task of governing a country entrenched in the Western alliance,
while simultaneously trying to reach out to Eastern Europe and bridge
the chasm left by the end of the Second World War.
In the decade after the Second World War, the SPD in West Germany
learned to be a mass party in large part through debates over the future
role of Germany in Europe. While there was widespread consensus
within the party over the need for peaceful reunification, this masked
much more important splits between pragmatists and ideologues that
kept the party confined to the opposition during the long Adenauer
years. While pacifists played an important role in the party, they rarely
held leadership positions, and many of the partys leaders who held
anti-rearmament positions eventually softened them in the face of
political reality. In the end, the party embraced Schumachers reason-
able yes as a reflection of the difficult and dangerous circumstances
facing West Germany in the early Cold War. But the SPDs role in the
rearmament debate had an importance far beyond the partys internal
divisions.
The rearmament of West Germany, coming so soon on the heels of
the catastrophic defeat of the German armed forces in the Second
World War, proved to be perhaps the most contentious issue in the
political life of the new Federal Republic. Adenauer and Schumacher
held positions on this issue that irrevocably marked the ideologies and
identities of the parties that they founded. The political titans of the
post-war period and their successors created West German politics
and shaped political culture in the republic in large part over the ques-
tion of the future of national security. While the parties diverged on
many of the specific issues under consideration, the western orienta-
tion of the CDU and the left nationalism of the SPD intertwined to
create the conditions under which West Germany emerged as a part-
ner in the Western Alliance. More important, the SPDs role in the
opposition helped to facilitate a new style of politics in the new repub-
lic. Unlike the Weimar period, during which democracy collapsed
under the weight of its own structural dysfunction, the FRG proved
durable under a small constellation of parties defined in large part by
their stance on national security. By reinventing itself after the war,
then proving flexible during the early Cold War, the SPD created a
durable role for itself within the West German party system and helped
to foster the remarkable success of a parliamentary democracy born
out of the horrors of Nazism and defeat.
THE ALLIED POWERS AND THE CREATION
OF A NEW GERMAN ARMED FORCERS
THE EUROPEAN DEFENSE COMMUNITY
Jonathan M. House
Germany invaded France three times between 1870 and 1940. Twice,
the Germans conquered, occupying northern France and extorting
extensive reparations. The third time, during World War I, France won,
but only with the help of major allies and at the ruinous cost of 5.4 mil-
lion Frenchmen killed, wounded, and missing. In the wake of this
Pyrrhic victory, the French discovered that without major allies they
were too weak to prevent German resurgence.
At the end of World War II, therefore, France sought security in the
form of alliances against the perennial foe. Even though Germany was
momentarily prostrate, no French official expected that situation to
endure. Despite his life-long opposition to communism, Charles de
Gaulle had traveled to Moscow in December 1944 to sign a long-term
anti-German alliance with Joseph Stalin. More practically, in March
1947, France and Britain concluded the Dunkirk Treaty, explicitly
intended to establish mutual assistance in the event of any renewal of
German aggression.1 One year later, London and Paris joined with the
three low-country governments in the Brussels Treaty, which again
provided for collective defense against Germany. To this end, the agree-
ment established the Western Union (later the Western European
Union or WEU) with the rudiments of an integrated command struc-
ture to coordinate defense.
During the later 1940s, growing friction with the Soviet Union, the
Viet Minh in Indochina, and the French Communist Party at home
forced the constantly changing governments of the Fourth Republic to
recognize that Germany might not be the only threat to French secu-
rity. As time passed, some French politicians also came to understand
that Europe could not recover economically without German involve-
ment. Even with France administering the vital mineral deposits of the
1
Quoted in Edward Fursdon, The European Defence Community: A History
(London: Macmillan Press, 1980), 29.
74 jonathan m. house
2
See Arnold Kanter, The European Defense Community in the French National
Assembly: A Roll Call Analysis, Comparative Politics 2.2 (January 1970), 2063228.
the european defense community 75
The U.S., for example, had the equivalent of two divisions (one infantry
division plus three light armored regiments of the Constabulary) with
two fighter-bomber groups.3 Secretly, American planning for a possi-
ble conflict with the Soviet Union assumed that its occupation troops
would have to evacuate the continent, returning only at a much later
stage of the war.
This left the Europeans on their own. The depleted states of western
Europe could not simultaneously rebuild their economies, deal with
their rebellious colonies, and field enough troops to deter a Soviet
advance. The only solution to this problem, however unpalatable, was
to tap the economic and military resources of West Germany.
Integrating the German economy was by no means easy, but it was
certainly the simpler aspect of the problem. For decades, a number of
politicians, most notably Jean Monnet of France, had considered the
nation state to be outmoded and had instead advocated a supranational
economic organization to create an efficient, multi-national Europe.
Secretary of State Dean Acheson and other American diplomats
encouraged the idea, seeking to accelerate European economic recov-
ery and reduce friction among potential allies and aid recipients.
In April 1949, Monnet proposed to then-Foreign Minister Robert
Schuman a plan for multi-national supervision of coal, iron, and steel
production.4 This so-called Schuman Plan, which became the European
Coal and Steel Community (ECSC) in 1951, would permit the partici-
pantsFrance, West Germany, Belgium, the Netherlands, Luxemburg,
and Italyto cooperate economically by establishing a High Authority,
Common Assembly, Council of Ministers, and Court of Justice. At the
same time, by administering heavy industry internationally, the par-
ticipants hoped to prevent Germany from secretly manufacturing
arms. The chancellor of the new Federal Republic of Germany (FRG),
3
Samuel F. Wells, Jr., in Olav Riste, ed., Western Security: The Formative Years (Oslo:
Universitetsforlaget, and New York: Columbia University Press, 1985), 186.
4
Quoted in Jean Monnet, Memoirs, trans. Richard Mayne (Garden City, N.Y.:
Doubleday, 1978), 298. Monnet (18881979) spent much of his life outside of France
as a businessman, League of Nations official, and arms purchaser working in the U.S.
during the two World Wars. He originated both the Schuman Plan for economic inte-
gration and the Pleven Plan that led to the European Defense Community (EDC). He
was the first president of the European Coal and Steel Community (ECSC) and a life-
long advocate of European unification. Although he had been de Gaulles economic
recovery head immediately after World War II, Monnet never held elected office in
France, and his views on integration were far more liberal than those of de Gaulle.
76 jonathan m. house
5
Christian Greiner, The Defence of Western Europe and the Rearmament of West
Germany, 19471950, in Riste, ed., Western Security, 16270. Adenauers concerns
about rearmament are expressed in his own account, Memoirs 194553, trans. Beate
Ruhm von Oppen (Chicago: Henry Regnery Co., 1966), 299304.
the european defense community 77
6
On NSC-68 and the U.S. response to Korea, see Doris M. Condit, History of the
Office of the Secretary of Defense, vol. 2, The Test of War: 19501953 (Washington, D.C.:
Office of the Secretary of Defense, 1988), 610, 5565. On Bohlen, see Riste, ed.,
Western Security, 18788.
7
Condit, The Test of War, 5565.
8
U.S. Department of State, Foreign Relations of the United States, 1950, vol. 4:
Central and Eastern Europe; The Soviet Union (Washington, D.C.: Department of State,
1980), 68495. On Adenauers role and the politics of German rearmament, see also
John A. Reed, Jr., Germany and NATO (Washington, D.C.: National Defense University
Press, 1987), esp. 3646.
78 jonathan m. house
9
Christian Bougeard, Ren Pleven: Un Francais libre et politique (Rennes: Presses
Universitaires de Rennes, 1994), 20607. For American efforts to convince the French
in the fall of 1950, see Foreign Relations of the United States, 1950, vol. 3: Western Europe
(Washington, D.C.: Department of State, 1977), 13831424.
10
Monnet, Memoirs, 35.
the european defense community 79
Negotiations
11
Riste, ed., Western Security, 20809.
12
Joseph T. May, John Foster Dulles and the European Defense Community
(Ph.D. diss., Kent State University, Ohio, 1969), 34.
13
Fursdon, The European Defence Community, 9698.
80 jonathan m. house
14
Ibid., 10708; Daniel Lerner and Raymond Aron, France Defeats EDC (New York:
Frederick A. Praeger, Inc., 1957), 45.
15
Adenauer, quoted in Kevin Ruane, The Rise and Fall of the European Defence
Community: Anglo-American Relations and the Crisis of European Defence, 195055
(New York: St. Martins Press, 2000), 17.
the european defense community 81
16
Fursdon, The European Defence Community, 12225.
17
Bougeard, Ren Pleven, 213, 22022, 24755.
18
Lerner and Aron, France Defeats EDC, 79.
82 jonathan m. house
19
Ruane, Rise and Fall of the European Defence Community, 3334.
20
Fursdon, The European Defence Community, 151, 192.
21
This analysis of the EDC Treaty is based on ibid., 15188, and on Josef L. Kunz,
Establishing the European Defense Community, American Journal of International
Law 47.2 (April 1953), 27581.
the european defense community 83
Fatal Delays
Signed treaties mean nothing until they are ratified; indeed, one of the
French provisos had been that no German troops should be conscripted
until all the other signatories had ratified the treaty. The Netherlands,
which had initially been skeptical of the entire process, was the first to
ratify the result. Adenauers government faced unique constitutional
and political issues in committing West Germany to rearmament but
gradually made progress. The Italian government also had serious
domestic opposition to the plan. Yet the biggest obstacle became France
itself, where Robert Schuman, the man so closely identified with
European integration, did not even forward the treaty to the Assembly
until 29 January 1953, more than eight months after signing. Although
Schuman never explained the reason for this delay, it was obvious that
the EDC Treaty was very unpopular in France for a number of
reasons.23
First, the new agreement was a classic example of the clichd warn-
ing to be careful what you wish for. The original Pleven Plan had
22
Fursdon, The European Defence Community, 16465.
23
Lerner and Aron, France Defeats EDC, 8.
84 jonathan m. house
envisioned forming German units but not a German Army, placing the
new troops under supranational control that would also restrict
German arms production. The final treaty did that, but extended the
same rules to all participantsa strict interpretation of Articles 9 and
10 meant that France would have no control over its armed forces
except for overseas and UN commitments. For a nation struggling to
maintain its great power image, the thought of surrendering the emo-
tional symbol of its great army was appalling. Critics argued that, in
effect, the new treaty rearmed Germany while disarming France. Such
an action, they contended, would give the appearance that France was
weakening itself to become part of Europe, turning its back on the
French Union that it was trying to defend in Indo-China.24
This criticism was strongest in the French Army. The opposition was
led by Marshal Alphonse Juin, who held a number of positions as the
senior officer in the French military and as NATO commander for
troops on the central front. After Juin became more and more outspo-
ken, Defense Minister Pleven sent him a memorandum reminding
him of the obligations of military discipline, to which the marshal
replied simply I am not a corporal.25 After exhausting all other
options, on 31 March 1954, Pleven reluctantly persuaded the cabinet to
relieve Juin of all his positions. Coming at the same time as the crisis of
Dien Bien Phu, this civil-military confrontation inflamed opposition
to the treaty.
A related issue was that not all Frenchmen supported the idea of
European integration. Even if one were willing, grudgingly, to accept
German rearmament against the Soviet threat, that did not mean that
one would feel able to compete economically with other strong nations,
especially Germany, in a multinational arena. Pleven and other advo-
cates of unification, many of whom came from the industrialized,
wealthy northern and eastern portions of France, could accept
European union, but the more conservative and traditional areas of
southern and western France feared competition.26 For such people,
24
See, for example, Edgar S. Furniss, Jr., French Attitudes Towards Western
European Unity, International Organization 7.2 (May 1953), 203.
25
Bougeard, Ren Pleven, 262.
26
Lerner and Aron, France Defeats EDC, 3132. For a discussion of the French
sense of inferiority, see Nathan Leites and Christian de la Malene, Paris From EDC to
WEU, Research memorandum RM-1668-RC (Santa Monica, CA: RAND Corporation,
1956), vivii, 1519.
the european defense community 85
the EDC combined two repulsive ideas: German rearmament and fur-
ther economic integration with Europe.
Even politicians who were willing to ratify the EDC Treaty wanted
to ensure that France was not left alone to compete with a resurgent
Germany inside a newly integrated Europe. To this end, Paris repeat-
edly demanded further protocols to accomplish two contradictory
goals. On the one hand, France wanted to limit the provisions of EDC
by, for example, permitting it to withdraw troops from EDC control if
they were needed overseas. On the other hand, however, France wanted
to bring more players into the treaty as counterweights to German
dominance.27
The key to this latter goal was Britain. Indeed, in August 1950,
Winston Churchill had been one of the first to propose a European
Army. Yet Britain had never said that it would join such an army, and
the British government, whether Labor or Conservative, had no inten-
tion of becoming fully integrated into the EDC. Churchill privately
described the new treaty as a sludgy amalgam; he considered the pro-
posed multinational army to be an impractical bucket of wood pulp.28
Just as in the case of the ECSC, Britain wanted to associate itself with
the new structure while still retaining full sovereignty. To some extent,
the reasons for this attitude were similar to those of France. While
France was pinned down in Indo-China, the British had even greater
obligations in Malaya and elsewhere. Under those circumstances, the
British, like the French, were hard pressed to meet their NATO com-
mitments in Europe and did not wish to deal with the restrictions in
the new treaty. Economically, Britain placed as much stress on its rela-
tions with the Commonwealth as France did on interactions with the
French Union. This issue ultimately delayed British involvement in the
ECSCs successor, the European Economic Community, until 1973.
Given these national interests, Britain went as far as possible to sat-
isfy France by entering into a convention that committed it not only to
maintain troops on the continent indefinitely but also to maintain the
integrity of the EDC against all threats, a not-so-subtle reference to
German aggression. Yet even this generous promise was insufficient
27
Furniss, French Attitudes, 201.
28
John W. Young, Churchills No to Europe: The Rejection of European Union by
Churchills Post-War Government, 19511952, The Historical Journal 28.4 (December
1985), 924. The wood pulp comment is quoted in Ruane, Rise and Fall of the European
Defence Community, 20.
86 jonathan m. house
for critics who had expected London to join the EDC and felt aban-
doned as a result. French nationalists considered it an admission of
inferiority for France to join the EDC while Britain remained aloof.
The other potential counter-weight to Germany was the United
States. Throughout 1952, the Truman Administration tried in vain to
accelerate ratification of the EDC Treaty. Ren Mayer, who became
premier of France in January 1953, finally introduced the treaty to the
National Assembly, but announced that he would not make ratification
a vote of confidence on his governmenthe was not willing to risk
defeat on the issue. Dwight Eisenhower inherited the question when he
became president later that same month. As president, however,
Eisenhower had to accommodate the neo-isolationist wing of his party,
led by Senator Robert Taft. Thus the new administration had to dem-
onstrate that the Europeans were assuming the burden of their own
defense, which meant implementation of the EDC.29
Eisenhowers new secretary of state, John Foster Dulles, was a
Wilsonian idealist who believed strongly in the economic and military
integration of Europe; he later told Pierre Mendes-France that the
supranational aspect of EDC [is] far more important than twelve
German divisions.30 As soon as he took office in late January 1953,
Dulles toured the capitals of Europe, trying to hasten ratification.
Although Adenauer assured Dulles that German ratification would
happen in the near future, Premier Mayer raised the issue of further
concessions concerning British participation, the Saar dispute, and
other unspecified questions. In effect, Mayer asked the U.S. to support
France without interfering openly.31
On 18 February 1953, Dulles took the first step in a more supportive
approach by asking Eisenhower to name David K. E. Bruce, a former
ambassador to Paris and under-secretary of state, as United States
observer to the yet-unratified EDC and representative to the ECSC.
Dulles argued that this action would be the clearest indication we
could give of our close support for and belief in their [European] efforts
towards unification.32
29
May, John Foster Dulles and the European Defense Community, 8083.
30
Quoted in Richard H. Immerman, ed., John Foster Dulles and the Diplomacy of
the Cold War (Princeton, NJ: Princeton University Press, 1990), 34.
31
May, John Foster Dulles and the European Defense Community, 8694.
32
John Foster Dulles, Memorandum to the President, Subject: Recommended des-
ignation of Mr. David K.E. Bruce as United States Observer to the European Defense
the european defense community 87
Dulles also had to deal with the Soviet peace offensive of 1953,
renewed after the death of Stalin and clearly aimed at creating a neu-
tralized Germany. On 16 August 1953 the new Soviet leadership sent a
diplomatic note, calling for a settlement on Germany while condemn-
ing the EDC because it would lead to West German armed forces
led by Hitlerite generals.33 Certainly, the Cold War atmosphere of
1953 was far less dire than that of 1950, causing many Europeans
to question the necessity for a radical defense effort such as the EDC.
To deal with this sentiment, Dulles invited the Soviets to meet with
Britain, France, and the U.S. in September 1953. Predictably, however,
the Soviets rejected Dulles offer of a limited agenda concerning
Germany and Austria, thereby incurring the onus for the failure to
hold a conference.34
Despite Dulless considerable efforts, the EDC Treaty languished in
French legislative committees throughout 1953 and well into 1954.
Joseph Laniel, who was premier during most of this period, clearly
lacked the votes to pass the treaty. In December 1953, Dulles told a
NATO meeting that a failure to establish the EDC would compel an
agonizing reappraisal of basic United States policy.35 Four months
later, Douglas MacArthur II, Dulles assistant and a nephew of the
famous general, told Laniel privately that other states doubted whether
France would ever approve the EDC and were therefore looking for
alternatives to rearm Germany. Having known Laniel for many years,
MacArthur bluntly remarked that it would be infinitely sad if [Laniel]
were Prime Minister responsible for France losing its position as a
leader of the free world and becoming in effect another Belgium.36
Community and United States Representative to the European Coal and Steel
Community, dated 2/18/53. Dwight David Eisenhower Library, John Foster Dulles
Papers, White House Memoranda Series, Box 1, File White House Correspondence,
1953.
33
Department of State translation of Soviet note dated 16 August 1953, in
Eisenhower Library, Whitman Files, International Series, Box 14.
34
Rolf Steininger, John Foster Dulles, the European Defense Community, and the
German Question, in Immerman, ed., Dulles and the Diplomacy of the Cold War,
8384.
35
Quoted in ibid., 86.
36
Memorandum of Conversation, Douglas MacArthur II with Prime Minister
Laniel, Paris, 10:15 p.m. to midnight, April 13, 1954. Classified Top Secret; declassified
15 December 2006. Eisenhower Library, Dulles Papers, White House Memorandum
Series, Box 1.
88 jonathan m. house
Yet Laniel could not achieve ratification. A major reason for this
prolonged delay was the death throes of the French expeditionary force
in Indo-China. As defense minister, even Pleven, the originator of the
EDC concept, had to focus on the impending disaster, a disaster which
made it difficult for anyone in French politics to muster political sup-
port on the question of military integration. In February 1954, Foreign
Minister Georges Bidault attempted to use EDC ratification as a bar-
gaining chip to get more international involvement in Southeast Asia.
As French requests for aid became increasingly importunate, Dulles
reluctantly recognized that the EDC issue could not be resolved until
after the Geneva talks on Indo-China.37
Failure of Ratification
The fall of Dien Bien Phu on 7 May 1954 brought with it the fall of the
Laniel government. Laniels successor, Pierre Mendes-France, had
established a reputation as a thoughtful critic of government policy; he
gained office solely because he promised to resolve the Indo-Chinese
situation decisively within a month. Mendes-France needed the broad-
est possible political support to achieve this goal, and he did not wish
to become sidetracked by the EDC Treaty. To this end, he deliberately
formed a cabinet that was divided between pro- and anti-EDC politi-
cians, but he omitted some of the plans strongest supporters. Critics
later claimed that Mendes-France made a deal with Soviet Foreign
Minister Vyacheslav Molotov at Geneva, offering to kill the EDC in
return for Soviet assistance in obtaining an armistice in Indo-China.38
However, there is no evidence that this was an explicit trade.
After the Geneva Accords partitioned Indo-China in July, Mendes-
France turned to the EDC. He had never accepted the treaty even with
various additional promises to France, but he recognized that Frances
allies would take great offense if the originator rejected the plan. He
also acknowledged that he lost sleep over the possibility that, if the
37
Alexander Werth, Lost Statesman: The Strange Story of Pierre Mendes-France
(New York and London: Abelard-Schuman, 1958), 125; Steininger, John Foster Dulles,
the European Defense Community, in Immerman, ed., Dulles and the Diplomacy of
the Cold War, 87.
38
Werth, Lost Statesman, 126; Lerner and Aron, France Defeats EDC, 1618.
the european defense community 89
EDC failed, the U.S. would negotiate a rearmament deal directly with
Adenauer, excluding France.39
Thus, two years after the agreement had been signed, Mendes-France
set out to change radically the nature of that agreement in order to get
it through the Assembly. On 19 August 1954 he met in Brussels with
Adenauer and leaders of the other four signatory states. The French
premier bluntly told them that the EDC Treaty as it currently existed,
even with additional protocols to give France flexibility about moving
troops overseas, had no chance of ratification. Instead, Mendes-France
proposed a long Protocol of Application that would eliminate most of
the supra-national aspects of the treaty. The Board of Commissioners
would make only technical decisions, leaving any political decisions to
the member states and to joint meetings of the North Atlantic and EDC
Councils. For the first eight years after ratification, any member state
could in effect veto a decision by the Board or by the EDC Council. The
Board of Commissioners would draft a yearly budget, but each national
legislature would determine how much it would contribute to that
budget. For the first four years, the member states that had armed
forces prior to ratificationin other words, everyone but Germany
would still make all decisions concerning the promotion of their flag
officers. Most striking of all, the integration of troop units would apply
only to forces in the forward or covering zone. In effect, this meant a
return to the original proposal, whereby only Germany was completely
integrated into the EDC, while the other states retained control over
their national armies and budgets.40
Predictably, the other five states rejected such a radical change. Paul-
Henri Spaak, the Belgian premier, attempted to arrange a compromise,
and in fact the other states conceded many of the French demands but
could not reach agreement. Mendes-Frances subsequent meeting at
Chartwell with Churchill and Eden accomplished little. Although
Churchill had never liked the EDC, he had promised the Americans
his support for the idea and would not consider alternatives so long as
the treaty remained on the table.41
39
Pierre Mendes France, Choisir: Conversations avec Jean Bothorel (Paris, ditions
Stock, 1974), 71.
40
Fursdon, The European Defence Community, 28185.
41
Ibid., 28593.
90 jonathan m. house
42
Mendes France, Choisir, 7576; Kanter, The European Defense Community,
206.
43
Kanter, The European Defense Community, 20611.
the european defense community 91
44
Quoted in Fursdon, The European Defence Community, 324.
45
Edens statement is quoted in Allan Hovey, Jr., Britain and the Unification of
Europe, International Organization 9.3 (August 1955), 331. On Edens role in this cri-
sis, see Ruane, Rise and Fall of the European Defence Community, 15265.
46
Fursdon, The European Defence Community, 32935. See also Leites and de la
Malene, Paris From EDC to WEU, 1112, 171.
92 jonathan m. house
James S. Corum
By 1949, after the Berlin Crisis and the founding of NATO and the
establishment of the Bundesrepublik, the Western alliance realized that
a major German rearmament program was essential in order to meet
NATO defense goals. As Cold War tensions increased, a group of
former Wehrmacht senior officers acting as military advisors for the
Federal Government met in October 1950 at Kloster Himmerod to
develop a program for German rearmament within the context of the
Western Alliance. The Himmerod Conference, chaired by retired
General Adolf Heusinger (who became the first Generalinspekteur of
the Bundeswehr), laid the foundations for developing armed forces for
a democratic West Germany.
The study that came out of the Himmerod conference served as
a basis for planning new German armed forces, armed forces that
would be formed and conceived only in full cooperation with the
94 james s. corum
the Himmerod Study was retired Colonel of the General Staff, Count
Johann Adolf von Kielmansegganother army officer. The Luftwaffe
and navy were represented at Himmerod by former Luftwaffe generals
Robert Knauss and Rudolf Meister and vice admiral Friedrich Ruge.
Still, most of the 15 members of the committee that produced the key
military plans and documents for Adenauer between 1950 to 1953
were army officers, and all the documents of the era have a distinctly
army flavor to them.
The Himmerod Memorandum, which is discussed in detail else-
where in this book, outlined a plan for an army of approximately 12
divisionsall to be fully armored or mechanized units equipped with
the best weapons and vehicles available. Such a force would be capable
of fighting the kind of mechanized modern war in which the Germans
had excelled during World War II. The navy would be a small force,
specifically designed for German coastal defense and Baltic and North
Sea operations.1 The officers at Himmerod proposed that a German air
force ought to be created and equipped with American aircraft. They
rejected the old Luftwaffes squadron and wing organization and rec-
ommended copying the American air force logistical and organiza-
tional structure. This made perfect sense because if the new Luftwaffe
were to have American equipment, also having the same unit structure
would simplify the logistics and maintenance support for the force.
From the start, the American military staff in Europe liked the look
of the armor-heavy, 12-division West German army. From 1950 to
1952 the base figures and organizational concepts for the West German
army that were set at the Himmerod conference became the basis of
Allied defense planning. Indeed, at NATOs Lisbon Conference in
1952, the goal of 12 German divisions was set and locked in as a funda-
mental NATO objective. In contrast, the proposal for a new German
air force made by the army-heavy Himmerod committee was a radical
departure from the British and American approaches to air warfare.
The former German officers at Himmerod proposed a plan for a
German air force of approximately 831 aircraft, with 180 reconnais-
sance planes, 279 fighter-bombers, and 372 interceptors that would
serve as the armys air corps rather than as an independent service.2
1
David Clay Large, Germans to the Front: West German Rearmament in the
Adenauer Era (Chapel Hill: University of North Carolina Press, 1996), 9799.
2
The complete text of the Himmerod conference is found in Die Himmeroder Denk-
schrift vom Oktober 1950, ed. Hans-Jrgen Rautenberg and Norbert Wiggershaus
96 james s. corum
Air groups would be directly attached to the army divisions and corps
and under direct army command.3 Moreover, the German officers
did not envision a balanced air force capable of strike missions and air
defense. The role of the air force in national air defense was virtually
ignored by the German planners, who assumed that the air defense of
Germany would be primarily handled by the air forces of the Western
Powers. From a British and American perspective, the German views
on the development of the army and navy were sound. The idea of
creating a German army air corps rather than an independent air
force found favor with some U.S. Army officers. But the idea of form-
ing an army air corps rather than a multi-purpose, tactical air force
was completely unacceptable to the British and American air force
leadership.
In the fall of 1950, Chancellor Adenauer accepted the Himmerod
conference proposals as a basis for rearmament planning. Theodor
Blank, appointed Adenauers shadow defense minister in October 1950,
began building a defense ministry staff to work with the Allied Powers
and Bundestag to prepare the groundwork for German rearmament.
A small staff of mostly former officers was functioning in Bonn under
Blanks direction by early 1951. From the start, the U.S. government
was kept informed of West German defense thinking, and through
1950 and 1951 the U.S. government negotiated quietly with Bonn on
rearmament policy.
A key factor in the U.S. support for German rearmament was the heavy
burden that the U.S. faced in defending Europe as Cold War tensions
increased. The U.S. dramatically increased its force commitment to
Europe at the start of the Korean Warindeed, more U.S. troops were
sent to Europe in 195053 than were sent to Korea. At the start of the
Korean War in 1950 there was only one U.S. Army division stationed in
Europe. By the end of 1952 there were five U.S. army divisions in
(Karlsruhe: G. Braun, 1985), 3656. This work also contains an extensive commentary
on the Denkschrift and the texts of other documents relating to German security
planning in 1950. On the German air force, see Section 2, Luftwaffe, paragraphs af,
pages 4548.
3
See Large, Germans to the Front, 9899.
american assistance 97
Germany, and the U.S. logistics and support system had been built up
in France and the other NATO countries. The increase in the U.S. Air
Force commitment to Europe was equally dramatic. The U.S. Air Force
in Europe (USAFE) grew from 15,146 military personnel assigned,
supported by 19,425 civilian employees, in 1950 to 91,000 officers
and airmen, 5,159 U.S. civilians, and 39,882 foreign national civilians
in 1953.4
The outbreak of the Korean War and the increase in tensions in
Europe were the initial motivations for getting the U.S. to change its
view on West German rearmament and come to support the creation
of German armed forces. Yet there were other factors as well that drove
American policy. The most important of these was the defense strategy
of the Eisenhower administration, announced shortly after Eisenhower
assumed the presidency in January 1953. When Eisenhower became
president, one of his major strategic concerns, after ending the Korean
War, was to cut U.S. defense spending, which had climbed to more
than 10 per cent of the American Gross Domestic Product (GDP) dur-
ing the Korean War and was threatening the long-term health of the
U.S. economy. Eisenhower understood that such high defense spend-
ing levels could not be maintained indefinitely. Therefore, the huge
conventional army that had been expanded more than threefold
between 1950 and 1953 would be drastically reduced. Although the
U.S. would keep some capable conventional forces, the new look
defense policy would rely primarily upon nuclear weapons to deter
communist aggression.
Although the Soviets had developed their own atomic bomb by
1949, the U.S. still has a significant superiority in nuclear weapons and
delivery systems in the 1950s. Compared to conventional forces,
nuclear weapons were relatively cheapso the Americans would
replace one with the other. In mid-1953, Eisenhower formally
announced the new look policy, which included huge cuts in U.S.
Army troop strength.5 Indeed, the whole Eisenhower presidency was
a period of major conventional force cuts. The U.S. Army personnel
4
Richard Emmons, USAFE Profile: Personnel Strength and Organizational Change
19451985, Report from USAFE History Office, 89, USAF Historical Research
Agency [cited hereafter as HRA] Doc. K 570.0413 19451985, 89, 11.
5
For a good overview of Eisenhower and his position of the Army and defense
strategy, see Ingo Trauschweizer, The Cold War U.S. Army: Building Deterrence for
Limited War (Lawrence: University Press of Kansas, 2008), 28.
98 james s. corum
6
Donald A. Carter, Eisenhower Versus the Generals, Journal of Military History
71.4 (October 2007), 116999. On Eisenhower and the new look strategy, see
117678.
american assistance 99
Yet another factor that favored U.S. support for the rearmament of
Germanyand not an inconsiderable onewas the relationship that
the U.S. Army had formed with its erstwhile Wehrmacht enemies.
Between 1947 and 1955 the U.S. Army progressively came to view the
former Wehrmacht in a positive light, as very useful allies against the
Soviets. Between 1947 and the early 1960s the U.S. military history
program, financed by the U.S. Army, employed hundreds of former
German officersin every rank from lieutenant to field marshalto
write extensive historical studies and analyses of World War II opera-
tions. Of primary interest to the Americans was the vast experience the
Germans had gained in fighting the Soviets on the Eastern Front from
1941 to 1945. Generals Eisenhower and Bradley, as leaders of the post-
war U.S. Army, strongly supported establishment of the military history
program that could glean valuable information and insights from the
men who were expert in fighting the Soviets.
Detailed monographs on Eastern Front operations began to be pub-
lished in 1949 as the German Report series. As soon as they were pub-
lished they began to have a major impact on the content of U.S. Army
operational doctrine. On the Eastern Front, the Germans had almost
7
See Trauschweizer, The Cold War U.S. Army, 4244.
100 james s. corum
From 1953 onward, U.S. policy was to pare its own defense budget and
cut back conventional forces from the high point of the Korean War.
For West Germany, this meant that the U.S. would strongly encourage
the West Germans to rearm and would lead the way in negotiations
with other NATO powers to get their approval and support for German
rearmament.9 Eisenhower looked forward to a time when a strong
western Europe would be able to provide for its own defense with little
contribution from the U.S. Therefore he viewed favorably, and would
lend personnel and financial support to, any means of supporting
increased European forces and efforts. With a whole career of military
experience behind him, Eisenhower knew that an initial U.S. expendi-
ture to provide Germany with equipment, training personnel, and
the like would pay off quickly in terms of replacing U.S. troops with
8
Kevin Soutor, To Stem the Red Tide: The German Report Series and its Effect on
American Defense Doctrine, 19481957, Journal of Military History 57.4 (October
1993), 65388.
9
Militrgeschichtliches Forschungsamt, ed., Anfnge westdeutscher Sicherheitspolitik
19451956, vol. 2 (Munich: Oldenbourg, 1990), pp. 2731. A good overview is pro-
vided by Marc Trachtenberg, A Constructed Peace: The Making of the European
Settlement 19451963 (Princeton: Princeton University Press, 1999).
american assistance 101
10
On Norstad, see the biography by Robert Jordan, Norstad: Cold War NATO
Supreme Commander: Airman, Strategist, Diplomat (New York: St. Martins, 2000).
11
Wolfgang Schmidt, Von der Befehlsausgabe zum Briefing: die Amerikanis-
ierung der Luftwaffe whrend der Aufbauphase der Bundeswehr, Militrgeschichte 3
(2001), 44.
american assistance 103
12
Letter from Gen. Norstad to Lt. General White, 7 July 1952, USAF HRA Doc.
K 570.0413, 19451985.
13
HQ USAFE, USAFEs Assistance to Create a New German Air Force (Wiesbaden,
1956), Doc. K 570.04M, 19521955, in USAF HRA, 5.
14
Ibid., 710.
104 james s. corum
From the very beginning of the formal rearmament process in 1950 the
German army and air force staffs exhibited a very different attitudes
towards adopting the equipment, organization and tactical doctrine
that the Americans were offering. The Bundeswehr generally rejected
US Army organization, equipment and tactical doctrine.
15
Anfnge westdeutscher Sicherheitspolitik, vol. 4 (Munich: Oldenbourg, 1997),
7477, 16468.
16
See Ingo Trauschweizer, Learning with an Ally: The U.S. Army and the Bundeswehr
in the Cold War, Journal of Military History 72.2 (April 2008), 477508, here 480.
17
Ibid., 48081.
american assistance 105
kind than the American one. For example, the army planners in Amt
Blank proposed a force of 6,000 battle tanks, built for European condi-
tions, supported by 8,000 armored personnel carriers for the infantry,
and backed up by armored anti-tank gunsa piece of equipment that
had proven exceptionally effective in the recent World War.18 The first
divisions organized by the West German army had to follow American
organizational lines mainly because it made logistics easier: the U.S.
had already worked out all the necessary support and logistics require-
ments for its heavy weapons. Yet the German plan was to build their
own divisions, with their own organizations, as quickly as possible in
the rearmament process. The West German officers firmly believed
that they could build better equipment than the Americans, and when
one sees high-quality equipment such as the Leopard 1 tank designed
in the late 1950s, one can see that they had a valid point. While the
West Germans agreed to follow NATO operational level doctrine when
they joined NATO, at the tactical level the German doctrine differed
considerably from the American and British ideas. In short, the new
West German army did not feel any need to copy American practice
and never viewed itself as a junior partner of the U.S. Army.
18
Adenauer Papers, Briefing to Adenauer from Amt Blank, Anlage 1, 6 January
1955. Konrad Adenauer Stiftung, Akt N/4/55.
106 james s. corum
The former army officers who built the Bundesheer did not feel any
inferiority towards their American counterparts. Their attitude was
generally that the German army of World War II had been, man for
man and unit for unit, the better army. They believed that German
training, tactics, unit leadership, and equipment had been generally
superior in battle and that the German army had suffered defeat pri-
marily due to the overwhelming superiority in numbers of men and
material of the Allied forces. Therefore, they needed little coaching or
foreign tutelage in forming, training, and equipping a modern mecha-
nized army.
There was, indeed, a strong basis in fact for the views of the former
army officers. Many in the U.S. Army agreed that the German army
had performed superbly on the battlefield and had indeed been superbly
professional at the tactical level of war.19 In fact, immediately after the
war the U.S. Army employed several dozen German generals to write
monographs on specific campaigns and on their combat lessons, many
of which were published and greatly influenced U.S. Army doctrine.
After all, the German army had acquired four years of experience in
fighting the Soviets, and the U.S. Army was eager to learn from the
German experience.
The attitude of the early Bundesluftwaffe officers towards their war
experience was quite different. The Luftwaffe had been decisively
defeated in the air over Europe long before the end of the World War.
By 1943 the Luftwaffe had lost the ability to provide effective support to
the ground armies while the Western Allies could provide massive,
accurate, and devastating air support to their front line troops. By early
1944 the Luftwaffe had lost air superiority over Germany, and this
allowed the Allies to bomb any target in the Reich with relatively low
losses. While the Germans had been the first to fly jets in combat, most
Luftwaffe pilots were flying clearly inferior aircraft by the end of the
war. The former Luftwaffe officers of Amt Blank knew that, in the years
since the end of the World War, aerial warfare had been almost com-
pletely transformed. A variety of aircraft-delivered atomic bombs been
developed by the Russians and Americans, and by the end of the Korean
War the USAF had become an almost all-jet air force. Even the few
19
See Trevor N. Dupuy, A Genius for War: The German Army and General Staff,
18071945 (McLean, VA: The Dupuy Institute, 1984); and Martin Van Creveld,
Fighting Power: German and U.S. Army Performance, 19391945 (Westport: Green-
wood, 1982).
american assistance 107
German pilots who had flown the Me 262 in the latter part of World
War II knew that their experience was largely irrelevant in the techno-
logical terms of the 1950s. The Americans had already gone through
two generations of jet aircraft technology and were ready to field their
third generation of jets (the F-100 century series) at the end of the
Korean War. Development had begun on a fourth generation of jets
(F-104, F-4) by the mid-1950s. In short, the former Luftwaffe officers
realized that the only way they could catch up technologically and
learn how to fight a modern air war would be to copy the Americans.
Another reason for the different attitudes of the German army and
air force towards the U.S. military model was economic. By the
mid-1950s German industry had recovered from the war, and the
economy was booming. It would not be difficult for German firms to
produce high-quality modern arms for the army. For example, the
vehicle industry had grown rapidly in the 1950s and was capable of
producing superior armored vehicles, trucks, and jeeps of German
design and manufacture by mid-decade. If the Bundeswehr might
require some surplus U.S. weaponry to equip its first units, this situa-
tion would not last for long.20 By 1960 German industry was able to
produce prototypes of the superb Leopard I battle tank and a missile-
armed tank destroyer.21
In contrast, the German aircraft industry had not yet recovered from
the World War. Under strict post-war regulation by the occupying
powers, the German aircraft firms that survived in the early 1950s were
small operations that produced small quantities of light utility planes.
The German aviation industry might be able, in a few years, to build
basic jet trainers and transport aircraft. However, the West German
aviation industry in the early 1950s did not have the capital, trained
20
See Anfnge westdeutscher Sicherheitspolitik, 4:15670. Many items of American-
made army equipment, such as the U.S. M-47 tank, were criticized by the German
army as mediocre. They were accepted by the defense ministry as a short-term meas-
ure until German tanks could be produced. The German army in the 1950s was able to
produce rifles and machine guns of their own design. The Bundeswehrs jeeps and
motor vehicles were all new German-made models. The Bundeswehrs first armored
personnel carrier was of Swiss design and license, built by Hanomag and Rheinmetall.
Much of the armys equipment, such as rifles, machine guns, mortars, etc., was of
European design and was built under license. The German Army developed the
Leopard I battle tank in 196061, even before all of the armys mechanized divisions
had been organized.
21
Bruce Quarrie, Encyclopedia of the German Army in the 20th Century
(Wellingborough: Patrick Stephens Ltd., 1989), 33639.
108 james s. corum
22
Ibid.
23
USAFEs Assistance to Create a New German Air Force (note 13 above), 910.
american assistance 109
exchanged ideas and information. Thus, in 1950 and 1951 the first U.S./
German military discussions took on a clandestine appearance.
However, by 1952 U.S./German military relations became more
open. In early 1952, the U.S. army and air forces in Europe appointed
officers to be responsible for liaison and planning with the Germans.
Since the Americans still could not send a liaison team to Bonn to
work with the German planners of Amt Blank, various discreet means
were proposed, such as using the cover of the historical research
programwhich was a major means of U.S. Army and German army
communication and contact between 1947 and 1960. Finally it was
simply decided to not have formal military relationswhich would
upset the French. Instead, the U.S., which had officially appointed liai-
son staffs to deal with the Germans, would carry on with informal
discussions with their German counterparts. Thus, a series of infor-
mal discussions began with Germans from Amt Blank, and Americans
from USAREUR and USAFE headquarters would regularly visit each
others headquarters and discuss issues.24
At first the Germans received some very conflicting advice from
senior officers of the U.S. Army and U.S. Air Force. One of the initial
issues for German/American discussion was the role of the new
German Luftwaffe. Between 1950 and 1952 this was a major point of
conflict between the two U.S. services and the German shadow mili-
tary staff. The U.S. airmen were staunchly opposed to the plan, devel-
oped at Himmerod in 1950, to subordinate the German air force to the
army. General Landon of the USAFE staff noted in a memo to General
Norstad that this view of the former German army officers was proba-
bly being reinforced by the U.S. Army advisors assigned to the U.S.
High Commissioners office:
the only formal contact the Germans have had with U.S. military
forces has been through the High Commissioners office to his advisors,
who are army officers from EUCOM (European Command). We have
feared, and some of our early reports concerning the overall plans being
formulated by the Germans have indicated, a possibility of subordination
of the air arm to ground control to an undesirable degree.25
Thus the creation of new German armed forces also became a battle-
ground for different conceptions of modern fighting doctrine between
24
Ibid., 1112.
25
Ibid., 15.
110 james s. corum
the U.S. Air Force and U.S. Army. In July 1952 General Norstad
expressed his concerns to the Air Force deputy chief of staff, General
Tommy White:
One of our greatest concerns in this matter has been in seeing that the
German Air Force, when it is formed, is patterned along lines that will
permit its effective use as part of the defense forces of the Western Powers
rather than see it parceled out by direct assignment to ground units for
limited objectives. We have been disturbed that this might happen unless
qualified advisors were on hand to work directly with the Germans in
their early planning.26
The informal German/American staff contacts continued and increased
in frequency and in the variety of subjects discussed through 1952 and
1953. While German and American officers were able to carry out
some of the basic planning for rearmament, the effort remained ham-
pered by political restrictions imposed by the EDC and bureaucratic
restrictions imposed by NATO and the U.S. Defense Department. For
example, air defense planning required developing an extensive com-
munications and radar network. Yet security regulations precluded
sharing classified information about Allied aircraft control and warn-
ing centers with the German planners. Eventually, however, with offic-
ers such as Norstad pushing the process, the U.S. planners had strong
support at the top to remove the bureaucratic obstacles. In December
1953, at the urging of USAFE, the Air Force staff granted an exemption
to the security regulations and allowed the USAFE planners to share
classified defense information with accredited German military per-
sonnel.27 Other similar changes were made in U.S. regulations to
smooth the way for the transfer of information to the Germans and
allowing them to train on the latest U.S. equipment.
The system of informal planning had some effect. In the backroom
battle for the doctrine of the future German armed forces, the U.S. Air
Force won some battles. The key battle was over the very existence of a
proper West German air force. In August 1952, American military
observers at the EDC Commission were told that Amt Blank had
dropped the concept of creating the Luftwaffe as an army air corps and
that it had decided that any future Luftwaffe would be a fully inde-
pendent service, fully integrated into Allied air operations.28
26
Ibid., 16.
27
Ibid., 13.
28
Schmidt, Von der Befehlsausgabe zum Briefing, 44.
american assistance 111
In November 1953 the cadre for a U.S. military assistance group was
formed in EUCOM and charged with direct liaison with Amt Blank,
which had grown to about 800 personnel by this time. In the summer
of 1954 the U.S. military assistance group to Germany was moved to
Bonn, where it could work on a daily basis with Amt Blank to finalize
German rearmament plans.29
Theodor Blank and his staff developed a series of final plans, based
on NATOs Lisbon Conferences 1952 force requirements, to mobilize
an army of 12 divisions and an air force of approximately 20 wings with
more than 1,300 first-line aircraft (fighter-bombers, interceptors, recon-
naissance, and transports), as well as several hundred training aircraft
and a small navy of a destroyers, minesweepers, and patrol boats. Blank
and his staff proposed a four-and-a-half-year rearmament period to
build the Bundeswehr to full strength. Adenauer rejected this plan
out of hand and insisted upon a three-year rearmament program.30
Adenauers unrealistic demand put Blank and his staff under enormous
pressure to speed up what was already an overwhelming task. Indeed,
the rearmament program came very close to collapse as a result of
Adenauers unrealistic demand.
The army had a cadre of well-trained former Wehrmacht officers
and non-commissioned officers (NCOs) under arms in the Bundesgren-
zschutz. So at least the army was ready to begin recruit training. The
main thing the army would need in order to build effective units was
heavy equipmentand the American Nash Plan had assured Germany
of enough equipment to begin building large units. The professional
officers and NCOs from the old Wehrmacht would not require a long
period of training to get back in form, so the main requirement for sup-
port from the U.S. was to have teams train Bundeswehr soldiers on the
U.S. equipment. The USAREUR provided 34 training teams to train the
German soldiers in the use and maintenance of American equipment,
and more than 900 U.S. soldiers were assigned to the U.S. Armys Advisory
Group in Germany between 1955 and 1957. By that time the West
German army was fully able to manage their own training efforts.31
29
USAFEs Assistance to Create a New German Air Force (note 13 above),
1721.
30
Montescue Lowry, The Forge of West German Rearmament: Theodor Blank and
Amt Blank (New York: Peter Lang, 1990), 327.
31
Trauschweizer, Learning with an Ally, 48081.
112 james s. corum
32
CINCUSAFE, Technical Agreement for Joint Tenancy of USAFE 3-Base Training
Complex, in USAF HRA Doc. KWG-7330-HI, Jan.Jun. 1955.
33
History of the 7330th Flying Training Wing, in USAF HRA Doc. K-WG-7330-HI,
Jan.June 1956, 24.
34
Ibid., 6970.
american assistance 113
present a complete plan at his first formal meeting with the German air
staff. The German air staff passed on the U.S. plans to Defense Minister
Blank, who approved them without any debate or modification.35
Thanks to Norstads personal intervention, by mid-1955 the not-yet-
existing German Air Force at least had a comprehensive training
plan and a program for unit basing and logistics that met with NATO
approval.
When the Bundeswehr was officially born in 1955, the plan for training
and standing up new units was six months behind.36 The navy was best
prepared to begin forming units. The army was in a muddle but was
able to form small cadres and begin training. In contrast, the Luftwaffe
was completely unprepared. The first Luftwaffe cadres had not been
well screened for the high physical standards of pilot training or for
English proficiency. This resulted in a higher than expected washout
rate for the first classes of German pilots and technical personnel. Since
there was a shortage of trained German cadre, the USAF instructor
personnel had to remain at their posts longer than planned.37
The Luftwaffe training and formation program managed to get mov-
ing because of Norstads personal involvement. The Germans were
also fortunate to have an exceptional German Air Force leader to move
the program. The first chief of the Luftwaffes Training Command was
Colonel Werner Panitzki, who had led the Luftwaffe staff in Amt Blank
since 1954. Panitzki was an excellent problem solver, and as training
and personnel problems arose he responded quickly with new tests,
more thorough screening, and better English-language preparation.
The initial training problems were quickly overcome, and one hears of
few complaints from the American side on the quality of the German
Luftwaffe personnel reporting to U.S. bases and units for training.
All of the American accounts of the 195657 training program men-
tion the close and very friendly cooperation between German and
American air force personnel. The Germans saw the Americans as
35
Ibid., 7083.
36
HQ USAFE, CINCUSAFEs Monthly Summary, August 1955, para. 9 in USAF
HRA Doc. K. 507.01, vol.2, Jan.Dec. 1955.
37
History of the 7330th Flying Training Wing (note 33 above), 10.
114 james s. corum
helpful and highly competent teachers. The Americans saw the German
officer and NCO staff and instructors as cooperative and highly dedi-
cated to the mission of building a new air force.
The most serious problems in building the Bundeswehr originated in
the German Defense Ministry. No sooner had the German government
signed agreements with the Americans on paying for bases, training,
and equipment than it began to try to renege on scheduled payments
and renegotiate the terms. The government had promised that rearma-
ment would not cost more than 9.26 billion Deutschmarks per yeara
wholly unrealistic figure. The USAF had initiated 32 major construction
projects for the first Luftwaffe bases that involved millions of dollars,
and by the end of 1955 the defense ministry was millions of dollars in
arrears to the U.S.38 The biggest problem was the unrealistic limits for
rearmament costs set by Chancellor Adenauer. General Norstad, the
new SACEUR in 1956, found many imaginative ways to shift funds and
cover the German rearmament effort through 1956 until the German
Defense Ministry could sort out its bureaucracy and funding.39 A start
to solving some of the problems came in October 1956, when Adenauer
fired his defense minister and replaced him with the eager and ambi-
tious young Bavarian politician, Franz Josef Strauss. Strauss immedi-
ately announced to NATO that the new policy for rearmament would
be quality over quantity. The three-year build-up plan was scrapped,
and the pace of rearmament was appreciably slowed. Although the
Bundeswehr took seven years to reach it original force goals, there was
some consolation in that the new German units would have the best
equipment and would be fully equal to any other NATO units.40
38
USAFEs Assistance to Create a New German Air Force (note 13 above),
8990.
39
Ibid., 8993.
40
Julian Lider, Origins and Development of West German Military Thought, vol. 1
(Brookfield, VT: Gower, 1986), 30405.
american assistance 115
1957, had long expressed his unease with the American defense doc-
trines of the early 1950s that relied, in his view, far too much on nuclear
weapons and massive retaliation. As chief of NATOs land forces,
Speidel pushed for a doctrine that relied more on highly mobile ground
forces, equipped with heavy firepower and tactical nuclear weapons.
Speidel supported a European version of the flexible response
doctrine that some U.S. officers such as Maxwell Taylor were beginning
to advocate.41
Even as the first Bundeswehr units were formed in 1955, Cold War
realities made the Americans and Germans rethink their organiza-
tional and doctrinal assumptions. The development and proliferation
of small, tactical nuclear weapons in the early 1950s required the major
powers to rethink their battle doctrines. Both the West Germans and
the Americans believed that any future conflict would almost certainly
involve large numbers of tactical nuclear weapons. The future nuclear
battlefield became a central concern of U.S. and German military
leaders as they grappled with the doctrinal implications of tactical
nuclear weapons. In the mid-1950s the U.S. Army initiated several
studies of the nuclear battlefield and determined that the U.S. divisional
organization was much too large and clumsy to function effectively on
the future battlefield. In 1955 and 1956 the U.S. Army began experi-
menting with a smaller, more flexible divisional organization known as
the pentomic division, which was composed of several battle groups
essentially reinforced battalionseach capable of operating as a semi-
independent force under conditions of the nuclear battlefield. In 1956
the U.S. Army shared these classified studies with the German army
staff.42 The U.S. studies were discussed at the ministerial level and with
the top staffs at the very moment that Theodor Blank was forced to
resign and hand his office over to Franz Josef Strauss. The American
studies provided considerable support to officers such as Speidel, who
were reconsidering the whole process of unit organization of both the
army and the air force.43
41
A good overview of these debates is provided in Speidels memoirs, Hans Speidel,
Aus unserer Zeit: Errinerungen (Berlin, Frankfurt a.M.: Propylen, 1977), 359411.
42
Studie ber die neuzeitliche militrische Entwicklung, translation of a U.S.
Army Study From Major General Clark Ruffner, Commander of the U.S. Military
Assistance Group Germany, to General Speidel, 2 October 1956, Konrad Adenauer
Stiftung Archiv, St. Augustin, Akt I 098005/1.
43
Notes for the Defense Committee and Minister, Meeting of 3 October, 1956. See
Konrad Adenauer Stiftung Archiv, St. Augustin, Akt IV/ IV C-693105.
116 james s. corum
44
Lider, Origins and Development, 30409; see also Anfnge westdeutscher Sicher-
heitspolitik, vol. 3 (Munich: Oldenbourg, 1993), 834.
ESTABLISHING THE BUNDESMARINE: THE CONVERGENCE
OF CENTRAL PLANNING AND PRE-EXISTING MARITIME
ORGANIZATIONS, 19501956
The outbreak of the Korean War in June 1950 proved pivotal to the
ongoing debate within the western camp about German remilitariza-
tion. Western leaders feared that the Soviet Union would exploit the
diversion of American resources in order to shift the balance in Europe,
either by directly attacking western Europe or by using East Germanys
Peoples Police as a proxy force to occupy the Federal Republic. By
September 1950, the United States was publicly and officially advocat-
ing West German rearmament within the context of the North Atlantic
Treaty Organization (NATO) alliance. The French prime minister, Ren
Pleven, alarmed at the prospect of a remilitarized Federal Republic,
countered with the suggestion of organizing a common European
Defense Force, which would draw on German manpower without
generating German national armed forces. Konrad Adenauer, the
chancellor of the young Federal Republic, realized an opportunity was
at hand. He was willing to push an unenthusiastic West German popu-
lace along the path to remilitarization in exchange for concessions in
the area of German sovereignty. Adenauer established closer contact
with a number of former high-ranking German officers, appointed
Bundestag parliamentarian Theodor Blank as head of an office charged
with coordinating security planning, and by January 1951 was negoti-
ating with the Western powers about the desirability and feasibility of
West German rearmament.
The deliberations and negotiations leading to West Germanys
accession to NATO (5 May 1955) and the creation of the Bundeswehr
proved far more protracted and difficult than any of the participants
envisioned in early 1951. Preparations for setting up West German
naval forces proceeded at two levels. On the periphery, a team of
former Kriegsmarine admirals assembled by the United States under
the innocuous cover of a Naval Historical Team played a key role
118 douglas carl peifer
1
For details on the Naval Historical Team Bremerhaven and other precursors to the
Bundesmarine, see Douglas Carl Peifer, The Three German Navies: Dissolution,
Transition, and New Beginnings, 19451960, New perspectives on maritime history
and nautical archaeology (Gainesville: University Press of Florida, 2002), 10713, 170
75 [Drei Deutsche Marinen. Auflsung, bergnge Und Neuanfnge, trans. Eva Besteck,
ed. Jens Graul, Jrg Hillmann, and Stephan Huck, Kleine Schriftenreihe Zur Militr-
und Marinegeschichte (Bochum: Winkler, 2007)].
2
Graubart, Patzig, and their wives played bridge together. Graubart to author,
interview 18 Jan. 2002; interview between Gth and Patzig, 10 Jan. 1975. Bundesarchiv-
Militrarchiv (henceforth BA/MA), Wagner Papers, N539/42.
3
See BA/MA ZA 4 for records and correspondence dealing with the NHT.
120 douglas carl peifer
even arranging for a cook and orderly for the admirals. Naval intelli-
gence paid the team members, with the entire program operated on
American initiative without the knowledge or input of the fledgling
West German government in Bonn.4
The outbreak of the Korean War in 1950 spurred serious discussion
about German rearmament, and the admirals in the NHT gradually
transformed the team from an analysis group operated by the U.S. Naval
Intelligence into an unofficial coordinating staff exploring possibilities
for a future German navy. Much of the planning for the Bundesmarine
originated in the NHT rather than within the naval section of Amt
Blank: when the head of the military office of Amt Blank, Gen Adolf
Heusinger, required naval assistance, he contacted the NHT for recom-
mendations, with the NHT forwarding names for his consideration.5
Wagner and the NHT, working closely with their American sponsors,
set the agenda for the naval section of Amt Blank, whose members had
been selected on their recommendation in the first place.
While the NHT played the role of an unofficial planning staff for
a future German navy, two other organizations did much to assemble
the personnel, boats, and equipment necessary for naval effective-
ness. These were the Labor Service Unit Bravo and the Seegrenzs-
chutz. Neither constituted a proto-navy per se, as they lacked military
equipment and training, but both later served as reservoirs for the
Bundesmarine.
The U.S. Navy established three German Labor Service Units (LSUs)
in November 1950 to assist in manning the ships, craft, and shore
facilities of U.S. Naval Forces, Germany.6 The move seemed unremark-
able. After the Second World War, the U.S. Navy had utilized a number
of German Marine Dienstgruppen to help clear the Bremerhaven
area, prepare Kriegsmarine assets for disposition, and provide harbor
and support services. The U.S. Navy could claim that it was merely
organizing a number of new units to meet its present needs. A closer
4
Heinz-Ludger Borgert, Der Einfluss verschiedener Marinekreise (Naval Historical
Team, Meisel Kreis etc.) 19451955 auf die Marineplanungen der Dienststelle Blank
unter besonderer Berucksichtigung der Marinedienstgruppen (Freiburg: unpub-
lished Militrgeschichtliche Forschungsamt study, 1976), 11; Friedrich Ruge, In vier
Marinen: Lebenserinnerungen als Beitrag zur Zeitgeschichte (Munich: Bernard & Graefe,
1979). 279.
5
Karl-Adolf Zenker, Aus der Vorgeschichte der Bundesmarine, Marine Forum 55
(1980), 97. Wagner to Zenker, 1 November 1951, BA/MA, MSG 1/2061.
6
COMNAVFORGER Order 2050, BA/MA, ZA 6/89.
establishing the bundesmarine 121
7
Berger to Ruge, 5 October 1950, BA/MA, ZA 6/89.
122 douglas carl peifer
8
Josef Zienert, Entwicklung, Aufgaben und Organisation der Dienstgruppen
19451956 (research paper, Militrgeschichtliche Forschungsamt, n.d.), 142.
9
COMNAVFORGER Order 2050, BA/MA, ZA 6/89.
establishing the bundesmarine 123
10
Karl Peter, Acht Glas. Erinnerungen eines Seeoffiziers der Crew 38 (Berlin:
Preussischer Militrverlag, 1989/90); Karl Peter, Labor Service Unit (LSU) (B) und
(C) und Einbau von Personal und Material in die Bundesmarine, Truppenpraxis 11
(1965).
11
Zienert, Entwicklung, Aufgaben und Organisation der Dienstgruppen 1945
1956, 142.
12
Gerhard Freiherr von Ledebur, Die Rumung von Seeminen in den Gewssern
von Nord-, West- und Osteuropa nach 1945, Marine Rundschau 67 (1970), 463.
124 douglas carl peifer
13
Ibid., 343.
14
Wagner to Admiral [Orem], 6 January 1955, BA/MA, Wagner Correspondence,
MSg 1/2061.
establishing the bundesmarine 125
The naval section of Amt Blank and the U.S. Navy remained com-
mitted to transferring the unit to German control despite this disagree-
ment. The U.S. Navy indicated that it would transfer the boats and
materiel of LSU (B) to the Germans as soon as Amt Blank finished
screening LSU (B) personnel for entry to the Bundesmarine. A screen-
ing committee arrived in Bremerhaven in March 1956 and verified that
LSU personnel met the requirements. On the whole, LSU personnel
without prior service in the Kriegsmarine declined to transfer to the
Bundesmarine, but those with prior service proved willing to join the
Bundesmarine at their former rank.
The U.S. Navy began to transfer the boats and assets of LSU (B) to
the Bundesmarine as soon as the personnel question had been resolved.
The first transfer proceedings began in June 1956, and further transfers
placed the entire material assets of the organization under Bundesmarine
control by July 1958. The Bundesmarine acquired a fully equipped
naval facility in Bremerhaven, three minesweeping squadrons (the 1st,
2nd, and 3rd), and some 560 officers and men as a result.15
The Federal Republic established its own maritime organization, the
Seegrenzschutz (Maritime Border Guard) as part of the Bundesgrenzs-
chutz (Federal Border Guard) set up in March 1951. Adenauer had
been greatly concerned over North Koreas lightning attack against
South Korea the preceding summer, and he broached the idea of form-
ing a West German border guard in October 1950. He was alarmed at
the growth of East German paramilitary units and envisioned the
organization as a stopgap measure while negotiations determined the
form and manner in which the Federal Republic would be drawn
into NATO. Like the U.S.-sponsored Labor Service Unit, the Seegren-
zschutz served as a precursor organization to the Bundesmarine, with
most of its personnel, equipment, and facilities put at the disposal of
the West German Navy in 1956. Yet unlike the U.S.-organized unit,
the Seegrenzschutz was formed, administered, and organized by West
Germans from its inception.
In October 1950, Adenauer first proposed establishing a Federal
Border Guard. Hermann Knuth, an Iron Cross recipient, a veteran of
the Kriegsmarines minesweeping forces, and then chief of Schleswig-
Holsteins Waterways Police, seized upon the concept. Distressed at the
15
Peter, Labor Service Unit (LSU) (B) und (C) und Einbau von Personal und
Material in die Bundesmarine, 932.
126 douglas carl peifer
16
Fritz Poske, Der Seegrenzschutz 19511956. Erinnerung, Bericht, Dokumentation
(Munich: Bernard & Graefe, 1981). 30.
17
Ibid., 26.
establishing the bundesmarine 127
18
Adalbert von Blanc, Der Bundesgrenzschutz-See und seine Eingliederung in die
Marine, Truppenpraxis 11 (1965), 92526.
19
Poske, Der Seegrenzschutz 19511956, 140.
128 douglas carl peifer
20
Ibid., 17879.
establishing the bundesmarine 129
Individuals who joined LSU (B) and the Seegrenzschutz were objects
of negotiation rather than participants in the diplomatic process lead-
ing to the foundation of the Bundesmarine. They stood at the periph-
ery and had little input into the shifting diplomacy concerning West
Germanys security role in the Western alliance. Amt Blankthe
chancellors advisory office for security and defense issuesstood at
the center of the process. Theodor Blank and his organization worked
out the specifics of how to translate treaty commitments into reality,
and they developed the proposals, plans, and personnel policies for
Germanys contributions to the EDC and (after the collapse of the
EDC) to NATO.
In 1951, Amt Blank recruited several mid-level Kriegsmarine veter-
ans to provide assistance in naval force planning and personnel issues.
The head of the military department of Amt Blank, General Adolf
Heusinger, had worked closely with Admiral Gerhard Wagner during
the Second World War. He contacted Wagner at the NHT and asked
for recommendations of some mid-level naval representatives for posi-
tions in his departments personnel section (II/3) and planning section
(II/Pl). Wagner recommended two individuals he knew and trusted
from the war: former captains Wolfgang Khler and Adolf Zenker.
Khler and Zenker, later joined by Heinrich Gerlach, became the naval
specialists in Amt Blank and in the German delegation to the EDC
negotiations.21 These insiders at Amt Blank and in the German dele-
gation to the EDC negotiations maintained close contact with Wagner,
the NHT, and another group of senior Kriegsmarine veterans loosely
known as the Meisel Circle.22
21
See note 5 above.
22
For further information about the naval section of Amt Blank, see Dieter Krger,
Die Anfnge der Bundesmarine 19501955, Marine Forum 1/2.3 (1995).
130 douglas carl peifer
The naval section of Amt Blank, the Meisel Circle, and the admirals
of the NHT cooperated in playing a delicate game of working toward
German remilitarization while claiming that the grand admiral ques-
tion stood in its way. They succeeded in convincing many of their con-
tacts in the U.S. Navy, the Royal Navy, and in Bonn that Raeder and
Dnitz had been unjustly sentenced, but the American admiral in
Heidelberg, the British flag officer in Cologne, and the West German
chancellor all lacked the authority to release the grand admirals. The
issue loomed like a dark cloud on the horizon, only to disappear with
Raeder and Dnitzs release from Spandau in July 1955 and September
1956, respectively. By then, planning for the next German navy had
been in progress for five years.
The NHT drew up the first plans for a West German navy in prepa-
ration for the Himmelrod Conference of October 1950. Following the
outbreak of the Korean War, Adenauer had asked three trusted military
expertsformer generals Adolf Heusinger, Hans Speidel, and Hermann
Foertschto examine the Federal Republics strategic and military
situation. Heusinger, Speidel, and Foertsch convened a select group of
military experts for a secret conference at the Himmelrod monastery
in the Eifel Mountains. While army and air force experts predomi-
nated, three naval experts were invited to attend: Schulze-Hinrich from
the Gehlen organization, Friedrich Ruge from the NHT, and Walter
Gladisch, who had been Fleet Commander before the war. Ruge came
prepared with an NHT position paper, which stated that West Germany
would soon join NATO and that its naval forces would operate within
the context of the Western alliance. Ruge and the NHT, well aware that
large surface ships had proven of limited value during the Second
World War, ruled out the possibility of establishing any new High Seas
Fleet. They still maintained, however, that German naval forces were
essential to defending the number one strategic position in North-
west Europe, the Baltic Approaches. Ruge explained that a future West
German navy should be able to defend the Baltic approaches, secure
sea lines of communication and supply in the North Sea, and operate
offensively in the Baltic. In order to accomplish these missions,
the NHT recommended a minimum force of 12 large torpedo boats,
36 fast attack boats, 24 small U-boats, 12 convoy escorts, 60 mine-
sweepers, 12 small ASW boats, 36 patrol boats, 36 landing craft, and
144 naval aircraft. Given that personnel requirements would vary
depending on the exact class of boats selected, the NHT estimated that
establishing the bundesmarine 131
23
Ruge, In vier Marinen, 281; Karl-Adolf Zenker, Aus der Vorgeschichte der Bun-
desmarine, in Die deutsche Marine. Historisches Selbstverstndnis und Standortbes-
timmung, ed. Deutschen Marine Institut (Bonn and Herford: Mittler, 1983), 96; BA/
MA, BW 9/3102.
24
Zenker, Aus der Vorgeschichte der Bundesmarine, 96 [as cited in note 23].
25
For a detailed discussion of the formal negotiations dealing with the EDC project,
see Roland Foerster, Carl Greiner, Hans-Jrgen Rautenberg, and Norbert Wiggershaus,
Von der Kapitulation bis zum Pleven-Plan, ed. Militrgeschiliches Forschungsamt,
Anfnge Westdeutschersicherheitspolitik 19451956, vol. 1 (Munich: Oldenbourg,
1982); and Edward Fursdon, The European Defence Community: A History (London:
Macmillan, 1980).
26
Heinrich Gerlach, Aus den Anfngen der Bundesmarine (paper presented at the
11. und 12. Admiralstabsoffizierlehrgang, 1971), 9.
132 douglas carl peifer
27
BA/MA, BW 9/3059, 3291.
28
Gerlach, Aus den Anfngen der Bundesmarine, 17.
establishing the bundesmarine 133
Kingdom, and Canada joined with the foreign ministers of the six
nations of the now-defunct EDC (West Germany, France, Italy, Belgium,
Netherlands, and Luxembourg). The Western occupation powers, the
Federal Republic, and the combined Nine Powers concluded a series
of agreements under which West Germany would become sovereign,
join a reconstituted Western European Union, observe certain arms
limitations, and enter NATO. Adenauer paid little heed to the particu-
lar interests of his naval advisers during the proceedings, pledging that
the Federal Republic would not manufacture atomic, chemical, or bio-
logical weapons or acquire guided missiles, magnetic/influence mines,
warships over 3,000 tons, or submarines over 350 tons.29 Kriegsmarine
veterans and the naval section of Amt Blank took these restrictions in
stride, well aware that the London and Paris agreements opened the
way to a larger navy than West Germany would have been permitted
under the framework of the EDC.
The Bundestag ratified the Paris treaties in February 1955, West
Germany became a member of NATO in May, and Amt Blank became
the Federal Ministry of Defense in June. Naval planning, disrupted by
the collapse of the EDC, began anew. The naval section of Amt Blank
resurrected the Wagner Proposal, reworked the plan, and submitted it
to SHAPE. They hoped that SHAPE would return their plan in the
form of a recommendation which could then serve as the basis for
discussion within the Ministry of Defense and with the Bundestag.
Although reluctant to prepare recommendations regarding the mag-
nitude of national contributions to NATO, SHAPE sent a tentative
and informal proposal incorporating the main themes and recommen-
dations of the reworked Wagner plan. SHAPE summarized the main
missions of the Bundesmarine as follows:
to assist in preventing enemy naval forces from penetrating into
the North Sea through the Baltic Exits and the Kiel Canal;
to interdict to the maximum extent Soviet sea lines of communi-
cation in the Baltic;
to participate in the Allied defense of the North German Baltic
coast and the Danish islands; and
to assist in maintaining Allied sea lines of communication in the
German coastal waters and adjacent waters.
29
London and Paris Agreements, SeptemberOctober 1954 (Department of State
pub. 5659), 929. The Western European Union (WEU) lifted the restrictions govern-
ing the displacement of German naval vessels on 21 July 1980.
134 douglas carl peifer
30
Gerlach, Aus den Anfngen der Bundesmarine, appendix.
31
Krger, Die Anfnge der Bundesmarine 19501955, 2930.
32
Hans Ehlert et al., Die NATO Option, ed. Militrgeschichtliches Forschungsamt,
Anfnge westdeutscher Sicherheitspolitik, 19451956, vol. 3 (Munich: Oldenbourg,
1993), 68287.
establishing the bundesmarine 135
33
See, for example, Werner Brckow, Die Geschichte des deutschen Marine-
Ingenieuroffizierkorps (Hamburg: Oldenburg, 1974); and Jrg Duppler, ed., Marine-
flieger. Von der Marineluftschiffabteilung zur Marinefliegerdivision (Herford: Mittler,
1988).
34
Ruge to Zenker, 2 August 1955, BA/MA, MSg 1/ 2060.
35
Ehlert et al., Die NATO Option, 1137.
36
Besprechungspunkte fr Zusammenkunft mit Dienstelle Blank betr. Person-
alauslese, 10 September 1954, BA/MA, MSg 1/586.
136 douglas carl peifer
37
See, for example, Wagner to Rogge, 17 October 1952; Wagner to Machsens, 28
January 1953; and Wagner to Reinicke, 9 October 1956, BA/MA, Wagner Papers N
539/5,69.
establishing the bundesmarine 137
One or two individuals might cling to the past, but most Kriegsmarine
veterans now rejected Hitler and National Socialism.38 Johannesson
was indeed recommended for consideration; he passed the screening
process and served in a number of flag rank billets.
Bonn politicians were unwilling to delegate the process of selecting
West Germanys first generation of military officers to an inner circle of
civil servants and veteran advisers. The executive and the legislative
branches shared Johannessons concern that diehards might flood into
the new military, and they wanted to avoid a repetition of the Weimar
Republics civil-military experience. In June 1955, Blank promised the
Bundestag that he would establish a personnel screening committee
composed of respected public figures to review the candidacy of every
officer above the rank of colonel (naval captain). The major parliamen-
tary parties (Christian Democratic union [CDU]/Bavarian Christian
Social Union [CSU], Social Democratic Party [SPD], Free Democratic
Party [FDP], and Gesamtdeutscher Block/Bund der Heimatvertriebenen
und Entrechteten (All-German Bloc/League of Expellees and Deprived
of Rights) [GB/BHE]) pushed the concept further and established an
independent personnel screening committee whose members had been
selected and approved by the Bundestag.39 The Bundestag instructed
the personnel screening committee to devise screening criteria to guide
the Ministry of Defense in selecting officers and men below the rank of
colonel and tasked it with scrutinizing all candidates for the position of
colonel and above.
The screening committee convened in late August 1955. Its mem-
bers represented a broad range of political persuasions, including
former career officers and nonmilitary personnel. Admiral Konrad
Patzig, who coupled excellent connections with the U.S. Navy with an
unparalleled knowledge of the Kriegsmarine community, was the sole
former Kriegsmarine officer involved. The screening committee began
by grappling with the problem of appropriate evaluation criteria. By
October 1955, it had approved a set of guidelines which specified that
veterans wishing to join West Germanys military had to be uncondi-
tionally committed to the democratic form of government, had to
38
Johannesson to Wagner, 24 January 1953; Wagner to Johannesson, 25 February
1953, BA/MA, Wagner Papers, N539/5. See also Johannessons discussion of
conservative influences in Rolf Johannesson, Offizier in kritischer Zeit (Herford:
Mittler, 1989).
39
Ehlert et al., Die NATO Option, 10201120.
138 douglas carl peifer
40
Ibid., 1096.
establishing the bundesmarine 139
41
Ruge, In vier Marinen, 299.
42
Johannesson, Offizier in kritischer Zeit, 123.
43
Ehlert et al., Die NATO Option, 1087.
44
Poske, Der Seegrenzschutz 19511956, 182.
45
Statistischer Bericht Bundesministerium fr Verteidigung (PIII 3), 15 August
1956, BA/MA, BWD 13/3.
140 douglas carl peifer
Oliver Haller
Introduction
1
A number of historians have dealt with the amnesty, including Frank M. Buscher,
The U.S. War Crimes Trial Program in Germany, 19461955 (New York: Greenwood
Press, 1989), 4964; Kai Bird, The Chairman: John J. McCloy, The Making of the
American Establishment (New York: Simon & Schuster, 1992), 33236; and Thomas
Alan Schwartz, Americas Germany: John J. McCloy and the Federal Republic of Germany
(Cambridge, MA: Harvard University Press, 1991), 15684; see also Reprieve, Time,
12 February 1951.
146 oliver haller
2
For an overview of this traditional interpretation, see the introduction of Roland
G. Foerster et al., Von der Kapitulation bis zum Pleven-Plan (Munich: Oldenbourg,
1982), xiii.
3
A host of analyses deal with the fate of German soldiers and generals, the overall
political contours of remilitarization, and the controversies surrounding a military
contribution that exist to the present day. These texts do not assist in the investigation
of post-war German military industrial capacities and, in fact, help cultivate the image
that Germany was in fact demilitarized in terms of societal attitudes. Alaric Searle,
Wehrmacht Generals, West German Society, and the Debate on Rearmament, 19491959
(Westport, CT: Praeger, 2003); Detlef Vogel and Wolfram Wette, eds., Andere Helme-
Andere Menschen? (Essen: Klartext, 1995); Erich Maschke, ed., Zur Geschichte der
deutschen Kriegsgefangenen des Zweiten Weltkrieges: Beiheft (Munich: E.u.W. Gieseking,
1967); Guido Knopp et al., Hitlers Krieger (Munich: Bertelsmann, 1998); Hans-Gnther
Thiele, ed., Die Wehrmachtausstellung: Dokumentation einer Kontroverse (Bremen:
Temmen, 1997); Hans Poeppel et al., Die Soldaten der Wehrmacht, 5th ed. (Munich:
Herbig, 1998); Heribert Prantl, ed., Wehrmachtsverbrechen: Eine deutsche Kontro-
verse (Hamburg: Hoffmann und Campe, 1997); Klaus Latzel, Deutsche Soldaten-
Nationalsozialistischer Krieg?: Kriegserlebnis, Kriegserfahrung 19391945 (Paderborn:
Schningh, 1998); Klaus-Jrgen Mller, Das Heer und Hitler; Armee und national-
sozialistisches Regime 19331940 (1969; Stuttgart: Deutsche Verlags-Anstalt, 1988);
Omer Bartov, Hitlers Army: Soldiers, Nazis and War in the Third Reich (New York:
Oxford University Press, 1991); Rolf-Dieter Mller and Hans-Erich Volkmann, eds.,
Die Wehrmacht: Mythos und Realitt (Munich: Oldenbourg, 1999); Stephen E. Ambrose
and Gnter J. Bischof, Eisenhower and the German Pows: Facts Against Falsehood
(London: Louisiana State University Press, 1992); Stephen G. Fritz, Frontsoldaten: The
German Soldier in World War II (Lexington: University Press of Kentucky, 1995).
4
S. Jonathan Wiesen, West German Industry and the Challenge of the Nazi Past,
19451955 (Chapel Hill: University of North Carolina Press, 2001), 2.
german industry, the cold war, and the bundeswehr 147
5
Donald Abenheim, Bundeswehr und Tradition. Die Suche nach dem gltigen Erbe
der deutschen Soldaten (Munich: Oldenbourg, 1988), 2930.
6
David Clay Large, Germans to the Front: West German Rearmament in the
Adenauer Era (Chapel Hill: University of North Carolina Press, 1996), 2.
7
Carolyn Woods Eisenberg, Working-Class Politics and the Cold War: American
Intervention in the German Labor Movement, 194549, Diplomatic History 7.4 (1983),
283306.
8
Economists are blind to the fact that economic activity is a source of power
and, in a world in which military conflict between major states is unlikely, economic
148 oliver haller
the industrialists and rearm Germany as part of the logic of the Cold
War.9 This chapter, however, posits that this interpretation puts the cart
before the horse. An inversion of this logic would argue that the con-
tinued existence of German dual-use capabilities drove the desire to
keep West Germany out of the Soviet orbit and that the extremely
negative Soviet reactions to this policy kick-started containment and
the movement towards collective security. Of course, some historians
have recently moved away from the orthodox post-war narrative that
emphasized the success of industrial demilitarization. This old narra-
tive depended on an artificial distinction between civilian and military
production that was mobilized in order to reduce the pressures on
Germany from within and without. For example, Time Magazine
reported in 1957 that more than 60 Krupp factories were busy churn-
ing out locomotives, ships, trucks, airplanes, industrial machinery,
giant bucket diggers, false teethalmost everything but guns.10 The
writers failed to mention that the Allies had originally demanded an
end to the production of precisely these commodities as part of indus-
trial demilitarization.
Before turning to the brief examination of the course of industrial
demilitarization and the state of German dual-use capabilities on the
eve of rearmament, three issues require clarification. First, why have
historians so readily accepted the success of post-war industrial demil-
itarization? Here the nobility of the enterprise has obviously colored
analysis. Wilfried Mausbach points out that the dismantling plans of
the American Foreign Economic Administration represented rational
11
Wilfried Mausbach, Zwischen Morgenthau und Marshall: Das wirtschaftspolitische
Deutschlandkonzept der USA 19441947 (Dsseldorf: Droste, 1996), 20.
12
Linda Hunt, Secret Agenda: The United States Government, Nazi Scientists, and
Project Paperclip, 1945 to 1990 (St. Martins Press: New York, 1991), 13032.
13
Schwartz, Americas Germany, 124.
14
There was then a real danger in having the West Germans establish their armed
forces too quickly. Abenheim, Bundeswehr und Tradition, 7273.
15
Werner Abelshauser, The Dynamics of German Industry: Germanys Path
toward the New Economy and the American Challenge (New York: Berghahn Books,
2005), 14.
150 oliver haller
Why did West German heavy industry survive? After all, a near-
universal desire to destroy all German military industrial capacities
dominated the halls of Allied governments immediately prior to and
after German defeat. The policy appeared straightforward. Our objec-
tive in handling Germany is simple, President Franklin D. Roosevelt
declared in March 1945; it is to secure the peace of the rest of the
world now and in the future.16 From the presidents perspective, peace
required the industrial and societal restructuring of Germany. This
putative solution formed the core element of initial American policy in
Germany. Enshrined in the Joint Chiefs of Staff (JCS) Directive 1067,
the American military was ordered to localize and eliminate all aspects
of armaments production including excess capacities in the purely
civilian sectors.17 Even fertilizer manufacturing was targeted.
By way of comparison, Whitehall rejected JCS 1067 as any proper
basis for occupation policy. The British military believed that German
militarism ended with the destruction of Prussia and refused to view
Nazism as an extremely broad social phenomenon spanning every
aspect of German society. Thinking pragmatically about the adminis-
tration of their occupation zone, the British authorities baulked at a
massive and expensive program of industrial restructuring in order to
save British taxpayers from the severe burden of having to support the
German population.18 Companies such as Volkswagen were therefore
spared and permitted to recover and flourish. The American military,
despite their directive, ultimately shared this belief.
JCS 1067 targeted sectors of the economy such as the traditional
chemical industries that did not accord with a simple definition of
16
Franklin D. Roosevelt, Address to Congress Reporting on the Yalta Conference,
1 March 1945, in Franklin D. Roosevelt, The Public Papers and Addresses of Franklin
D. Roosevelt: With a Special Introduction and Explanatory Notes by President Roosevelt,
vol. 13: Victory and the Threshold of Peace, 194445, ed. Samuel I. Rosenman (New
York: Russell & Russell, 1969), 576.
17
Directive JCS 1067, 26 April 1945, Part II, Section 16, 1945 Directive to the
Commander in Chief of the U.S. Forces of Occupation (JCS 1067), in Germany 1947
1949: The Story in Documents, ed. Velma Hastings Cassidy (Washington, D.C.:
U.S.G.P.O, 1950), 2327.
18
Llewellyn Woodward, British Foreign Policy in the Second World War, vol. 5
(London, H.M.S.O., 1970), 225; Janis Schmelzer, Die Geheimdirektive JCS 1067,
Wissenschaftliche Zeitschrift der Martin-Luther-Universitat Halle-Wittenberg 8 (1959),
94553.
german industry, the cold war, and the bundeswehr 151
19
Alan L. Gropman, Mobilizing U.S. Industry in World War II: Myth and Reality
(Washington, D.C.: Institute for National Strategic Studies, National Defense
University, 1996), 60.
20
Abelshauser, The Dynamics of German Industry, 14.
21
Memorandum No. 1. Instrument of Surrender; Orders to German Military
Authorities to Supplement Instrument; Sanctions in Event of Delinquency,
25 November 1944, in Eclipse: Appreciation and Outline Plan. Section VI Tasks of
the Supreme Commander, quoted in Earl F. Ziemke, The U.S. Army in the Occupation
of Germany, 19441946 (Washington, D.C.: Center of Military History, United States
Army, 1975), 15877.
22
Germany: General Objectives of United States Economic Policy with Regard to
Germany, 14 August 1944, Foreign Relations of the United States [hereafter FRUS],
1944, vol. 1, 285.
152 oliver haller
23
U.S. Proposal with Regard to the Treatment of Germany, 25 November 1943,
FRUS, 1943, vol. 1, 72023; Germany: General Objectives of United States Economic
Policy with Regard to Germany, 14 August 1944, FRUS, 1944, vol. 1, 285.
24
See Ziemke, The U.S. Army in the Occupation of Germany.
25
G.D.H. Cole, Reparations and the Future of German Industry (Nendeln,
Liechtenstein: Kraus-Thomson Organization Limited, 1945), 5.
26
John Lewis Gaddis, The United States and the Origins of the Cold War, 19411947
(New York: Columbia University Press, 1972), 96102.
27
Directive to Commander in Chief U.S. Forces of Occupation Regarding the
Military Government of Germany in the Period Immediately Following the Cessation
of Organized Resistance, FRUS, 1945, vol. 3, 5.
28
Carolyn Woods Eisenberg, Working-Class Politics and the Cold War, 30506.
german industry, the cold war, and the bundeswehr 153
29
Carl L. Becker, History of Modern Europe. Course Two: Democracy, Nationalism,
and the Industrial Revolution, War Department Educational Manual no. 205 (14
September 1944) (Washington, D.C.: Silver Burdett Company, 1945), 257.
30
Dean Acheson, Present at the Creation. My Years in the State Department (London:
Hamish Hamilton, 1969), 22035; Lucius D. Clay, Decision in Germany (Garden City,
N.Y.: Doubleday, 1950), 1819; Wolfgang Krieger, General Lucius D. Clay und die
amerikanische Deutschlandpolitik, 19451959 (Stuttgart: Klett-Cotta, 1987), 98101;
Jean Edward Smith, Lucius Clay: An American Life (New York: Henry Holt, 1990),
35695.
31
The Conference of Berlin (The Potsdam Conference) 1945, FRUS, 1945, vol. 2,
756.
154 oliver haller
32
Foreign Economic Administration, Enemy Branch: Study by Interagency
Committee on the Treatment of the German Chemical Industries from the Stand-
point of International Security, 8 October 1945, U.S. State Department, Central
Files, Germany, Internal Affairs, 19451949, Part 2: Social, Economic, Industrial,
Communications, Transportation and Science Affairs [hereafter Internal Affairs:
Social], reel 11.
33
The Foreign Economic Administration, Enemy Branch, Industry Division, The
German Machine Industry, May 1945, Internal Affairs: Social, reel 36; James E.
Cassidy (Engineer) to William L. Clayton (Assistant Secretary of State), 26 April 1945,
Internal Affairs: Social, reel 11; Foreign Economic Administration, Enemy Branch:
Study by Interagency Committee on the Treatment of the German Chemical Industries
from the Standpoint of International Security, 8 October 1945, Internal Affairs: Social,
reel 11.
german industry, the cold war, and the bundeswehr 155
34
Ibid.
35
Edith Hirsch, Food Supplies in the Aftermath of World War II (New York: Garland
Publishing, 1993), 4 and 6869.
36
Marshall Dodge (Chief TIDC Staff ) to Clair Wilcox, Technical Industrial
Committee Reports, 22 October 1945, Internal Affairs: Social, reel 36.
37
Coordinating Committee, Draft Cable to Combined Food Board on Fertilizer
Requirement for 1946/1947, 12 April 1946, in Allied Control Authority (Germany),
Enactments and Approved Papers of the Control Council and Coordinating Committee
[hereafter ACC], vol. 3 (Berlin: Legal Division O.M.G.U.S., 1945), 8790.
156 oliver haller
38
Michael Balfour, Four-Power Control in Germany and Austria 19451946
(Dsseldorf, 1956), 253.
39
Coordinating Committee, Committee for Liquidation of Military Potential in
Germany, 3 October 1945, ACC, vol. 1, 12930; Coordinating Committee, Military
Directorate, Responsibilities of the Military Directorate in Relation to the Conclusions
of the Tripartite Potsdam Conference, 22 September 1945, ACC, vol. 1, 10809;
Coordinating Committee, Committee for Liquidation of Military Potential in
Germany, 3 October 1945, ACC, vol. 1, 12930; Control Council, Law No. 9: Providing
For the Seizures of Property Owned by I.G. Farbenindustrie and the Control Thereof,
30 November 1945, ACC, vol. 1, 22526; Control Council, Directive No. 39:
Liquidation of German War and Industrial Potential, 2 October 1946, ACC, vol. 5,
16.
german industry, the cold war, and the bundeswehr 157
The American disarmament groups who first moved into the area prior
to the subsequent transfer to British control understood this impor-
tance. The major US automobile producers had generally been respon-
sible for a disproportionate percentage of American weapons systems.
The vehicle industry, Allied policymakers constantly repeated during
this period, is a major force for war.40
Volkswagen recovered quicker than most German firms. The same
crews that had labored to mitigate wartime bombing damage contin-
ued their efforts in the immediate post-war. These men and women,
under the watchful eyes of Anglo-American military government offi-
cials, rebuilt the Fallersleben plant and repaired damaged industrial
equipment in the months after defeat. This intrinsic German ability to
rebuild is well-documented by historians such as Werner Abelshauser.41
The demands of the occupation determined that military officials cut
themselves loose from official policy. The economic problems that
gripped Germany and the foreign need for German production invali-
dated previous thinking. Volkswagen returned to production and
managed to build 10,000 automobiles by the end of 1946. Output
soared even higher the next year.42 The millionth Kfer or Beetle
rolled off the production lines in 1954. Western German automobile
manufacturers, led by Volkswagen, ultimately surpassed the produc-
tion levels of Hitlers Reich by the end of the 1940s. The dual-use capac-
ities of this important sectora major force for warremained
intact despite demilitarization.
The western Allies also spared armaments facilities on the same
grounds. The post-war survival of Alkett GmbH in the Berlin
Borsigwalde represented a clear breach of any commitment to demili-
tarization. Alkett, the major tank producer of Hitlers Reich, had repre-
sented a natural target for the dismantling teams. The military nature
of the tank producer excluded it from the type of defense mobi-
lized by Volkswagen or BASF for automobiles or chemical products.
40
U.S. Technical Industrial Disarmament Committee, Study by Interagency
Committee on the Treatment of the German Automotive Industry from the Standpoint of
International Security, T.I.D.C. Report No. 12 (Washington, D.C.: U.S.G.P.O., 1945).
41
Abelshauser, The Dynamics of German Industry, 98104.
42
The Kfer production statistics were: 1945: 1,785; 1946: 10,200; 1947: 8,987; 1948:
19,244; 1949: 46,146; 1950: 81,979. A total of 168,161 were built between 1945 and
1950. On 8 May 1945, surprising as it might seem, an American film crew set to work
recording the first trucks produced in post-war Germany. Reinhold Billstein et al.,
Working for the Enemy: Ford, General Motors, and Forced Labor in Germany during the
Second World War (New York: Berghahn Books, 2000), 119.
158 oliver haller
43
Allied Control Authority, Directorate of Economic Industry Committee,
Reservations, 16 May 1946, Landesbibliothek Berlin [hereafter LAB] B036, Office of
Military Government, Berlin Sector [hereafter OMGBS] 4/651/15, NARA RG260/
OMGUS: Borsig Plant, Shipment 4 Box 651, folder 15, OMGBS Econ Br. Ind Comm
Br. 4/6365 (vol. 9) NARA 260/OMGUS, Borsig Plant, shipment 4, box 651, folder
15, 19461950.
44
Raymond G. Stokes, From the IG Farben Fusion to the Establishment of BASF
AG (19251952), in German Industry and Global Enterprise BASF: The History of
A Company, ed. Werner Abelshauser et al. (Cambridge: Cambridge University Press,
2004), 349.
german industry, the cold war, and the bundeswehr 159
45
Bruce Kuklick, American Policy and the Division of Germany: The Clash with
Russia over Reparations (Ithaca, N.Y.: Cornell University Press, 1972), 17274.
46
Smith, Lucius Clay, 351.
47
Control Council Law No. 5: Vesting and Marshalling of German External Assets,
20 October 1945, ACC, vol. 1, 17680; Reports & Statistical Analysis Section,
Rheinmetall Borsig Plant at Berlin-Tegel, 1949, LAB, B036, OMGBS 4/651/15 NARA
RG260/OMGUS: Borsig Plant.
48
Ibid.
160 oliver haller
49
The Secretary of State to the President and the Acting Secretary of State, 11
March 1947, FRUS, 1947, vol. 2, 24244.
50
Reports & Statistical Analysis Section, Rheinmetall Borsig Plant at Berlin-Tegel,
1949, LAB, B036, OMGBS 4/651/15 NARA RG260/OMGUS: Borsig Plant.
51
Lbke to Frederick Pope, 21 January 1948, LAB, B036, OMGBS 4/651/15
NARA RG260/OMGUS: Borsig Plant.
52
Frank L. Howley, OMGBS, Report on Borsig, Tegel plant, 27 March 1947, LAB,
B036, OMGBS 4/651/15 NARA RG260/OMGUS: Borsig Plant; Frank Howley,
german industry, the cold war, and the bundeswehr 161
OMGBS, Importance of the Borsig Works for the Public Utilities in Berlin, 2 July
1947, LAB, B036 OMGBS 4/651/15 NARA RG260/OMGUS: Borsig Plant.
53
Approved Paper No. 27: Allocation of General Purpose Equipment from
Category I War Plants in the French Zone, 14 November 1947, ACC, vol. VIII,
9096.
54
Extract of Minutes of the Second Meeting of the Economics Committee,
11 January 1950, LAB, B036, OMGBS 4/651/15 NARA RG260/OMGUS: Borsig Plant.
162 oliver haller
55
See, in particular, U.S. Department of Defense, Chemical Division, National
Production Authority, Survey on Soda Ash: Compiled for the Materials Office National
Security Resources Board, December 1950, Joint Chiefs of Staff, Records of the Joint
Chiefs of Staff, Part 2: 194653, Strategic Issues [hereafter JCS: Strategic Issues], Section
2, reel 4.
56
Economic Directorate, The Plan for Reparations and the Level of Post-War
German Economy in Accordance with the Berlin Protocol, ACC, vol. 1, 3450.
german industry, the cold war, and the bundeswehr 163
57
Economic Working Group on Economic Aid, Foreign Needs for United States
Economic Assistance During the Next Three to Five Years. Report of the Special Ad
Hoc Committee of the State-War-Navy Coordinating Committee, 1 July 1947, JCS:
Strategic Issues, Section 1, reel 7.
58
Appendix E, Section VI: Transportation and Industrial Equipment, JCS 1769/4,
State-War-Navy Coordinating Committee Memorandum for Information No. 79:
Study on Economic Aid, Note by the Secretaries, 2 May 1947, JCS: Strategic Issues,
Section 1, reel 7.
59
JCS 1769/4, State-War-Navy Coordinating Committee Memorandum for
Information No. 79: Study on Economic Aid, Note by the Secretaries, 2 May 1947,
JCS: Strategic Issues, Section 1, reel 7.
60
Ibid.
164 oliver haller
61
State Department Memorandum for Civil Affairs Division General Draper, Brief
Analysis of Current US-Soviet Relations, LAB, B Rep 037, acc. 2919 nr. 2528,
9 August 1948, 2.
62
Ray T. Maddocks (Major General, GSC, Director of Plans & Operations) to Mr.
Voorhees (Assistant Secretary of the Army), Memorandum: Proposed American
Policy re: Problems Affecting Germany which Require Negotiation for their Solution
with the British and French, LAB, B Rep 037, acc. 2919, nr. 6669, 14 January 1949,
12.
63
The State Department had issued a memorandum to the Civil Affairs Division
calling for the elimination of reparations and for increasing German industrial output
using manufactured goods to subsidize the import of raw materials. Any pretenses of
industrial demilitarization were gone. The Americans had returned to the notion of
german industry, the cold war, and the bundeswehr 165
four-power control and inspection schemes to assure that western Germany would not
mobilize its assets and rearm. State Department Memorandum for Civil Affairs
Division General Draper, Brief Analysis of Current US-Soviet Relations, LAB, B Rep
037, acc. 2919, nr. 2528, 9 August 1948, 6.
64
Civil Affairs Division and Plans and Operations Division, Western Germanys
Long Range Economic Program, LAB, B Rep 037, acc. 2919, nr. 6669, 14 January
1949, 12.
166 oliver haller
During the final weeks of 1949, the Allied High Commissioners Brian
Hubert Robertson, Andr Franois-Poncet, and John J. McCloy met
with the newly elected Chancellor Konrad Adenauer to discuss West
German sovereignty. The protocol that resulted from the meeting,
signed on 22 November 1949 at Petersberg near Bonn, stressed the
resumption of normal consular and trade relations within the new
transatlantic community. The commissioners bound West Germany to
the ERP and declared an end to reparations deliveries. Adenauer paid
a small price. He accepted the underlying principle of international
control of the Ruhr and agreed to the further dismemberment of car-
tels. Adenauers government saw these measures as the price for greater
control over industry. While dismantling was not officially ended until
the signing of the Germany Treaty on 26 May 1952, the example of
Alkett demonstrated the gulf between reality and official policy. The
Allied high commissioners did not fully relinquish their theoretical
65
Civil Affairs Division and Plans and Operations Division, Proposed U.S.
Minimum Requirements with Respect to German Reparations, LAB, B Rep 037, acc.
2919, nr. 6669, 14 January 1949, 10.
66
Ibid.
german industry, the cold war, and the bundeswehr 167
67
Abenheim, Bundeswehr und Tradition, 7273; Donald Abenheim, Convention
on Relations between the Three Powers and the Federal Republic of Germany, The
American Journal of International Law 49.3 (July 1955), 5769.
68
West German conceptions centered largely on those of Adenauer. Christoph
Klemann, Die doppelte Staatsgrndung: Deutsche Geschichte, 19451955 (Bonn:
Bundeszentrale fr Politische Bildung, 1991), 227.
69
Konrad Adenauer, Erinnerungen, vol. 1: 19451953 (Stuttgart: Deutsche Verlags-
Anstalt, 1965), 245.
70
Carl C. Hodge points out that this policy represented a form of pragmatism.
Carl C. Hodge, Active at the Creation: The United States and the Founding of the
Adenauers Republic, in Shepherd of Democracy? America and Germany in the
Twentieth Century, ed. Carl C. Hodge and Cathal J. Nolan (Westport, CT: Greenwood
Press, 1992), 87103.
71
Hanns Jrgen Ksters, The Art of the Possible, in Western Europe and Germany:
The Beginnings of European Integration, 19451960, ed. Clemens Wurm (Oxford: Berg
Publishers, 1995), 5586.
72
Adenauer, Erinnerungen, 1:17781 and 18292.
73
Christian Hacke, Weltmacht wider Willen: Die Aussenpolitik der Bundesrepublik
Deutschland (Frankfurt: Ullstein, 1993), 67; John Orme, The Unexpected Origins
168 oliver haller
of Peace: Three Case Studies, Political Science Quarterly, 111.1 (1996), 10525; Norbert
Wiggershaus, Adenauer und die amerkanische Sicherheitspolitik in Europa, in
Adenauer und die USA, ed. Klaus Schwabe (Bonn: Bouvier, 1994), 1346.
74
Despite the fears, the United States military nevertheless mustered considerable
strength in Korea. American intelligence estimated that the 110,000 men of MacArthurs
8th and 10th Corps faced roughly 100,000 North Korean and, later, 256,000 Chinese
soldiers. Nevertheless, the Soviet acquisition of nuclear weapons, together with the
large standing army in central Europe, complicated matters. The Joint Chiefs of Staff
speculated at a later date that the Soviet nuclear arsenal included 120 atomic weapons
and approximately 1,000 bombers that could strike targets throughout Europe and
Asia and even hit the United States, provided the pilots flew a one-way suicide mission.
Rosemary J. Foot, Anglo-American Relations in the Korean Crisis: The British Effort
to Avert an Expanded War, December 1950January 1951, Diplomatic History 10.1
(1986), 4357; Report of the Special Evaluation Subcommittee of the National Security
Council, undated, FRUS, 195254, vol. 2, 33435.
75
Frightening Truth, Time, 14 August 1950.
76
Melvyn P. Leffler, The United States and the Strategic Dimensions of the Marshall
Plan, Diplomatic History 12.3 (1988), 277306.
77
Walter G. Hermes, The United States Army in the Korean War: Truce Trent and
Fighting Front (Washington D.C.: U.S.G.P.O, 1992), 1014.
german industry, the cold war, and the bundeswehr 169
78
Schwartz, Americas Germany, 124.
79
NSC 71/1: Views of the Department of State on the Rearmament of Western
Germany, 3 July 1950, FRUS, 1950, vol. 4, 69195.
80
Werner Abelshauser and Walter Schwengler, Wirtschaft und Rstung, Souvernitt
und Sicherheit (Munich: Oldenbourg, 1997), 14.
81
Kenneth Harris, Attlee (London: Weidenfeld and Nicolson, 1995), 454; Foot,
Anglo-American Relations in the Korean Crisis; Jihang Park, Wasted Opportunities?
The 1950s Rearmament Programme and the Failure of British Economic Policy,
Journal of Contemporary History 32.3 (1997), 35779.
82
Memorandum of Conversation, by the Secretary of State, 31 July 1950, FRUS,
1950, vol. 4, 70203.
170 oliver haller
83
Schwartz, Americas Germany, 12324.
84
Ibid., 131.
85
High Commissioner to Secretary of State, 3 August 1950, FRUS, 1950, vol. 3,
18182.
86
Der dritte Weltkrieg steht vor der Tr; wir mssen sofort mit der Aufstellung
deutscher Verteidigungskrfte beginnen, in Hans Buchheim et al., Aspekte der deut-
schen Wiederbewaffnung bis 1955, vol. 1: Militrgeschichte seit 1945 (Boppard am
Rhein: H. Boldt, 1975), 134.
87
Abenheim, Bundeswehr und Tradition, 38.
german industry, the cold war, and the bundeswehr 171
88
Adenauer Memorandum: Sicherung des Bundesgebietes nach innen und auen,
29 August 1950, in Rolf Steininger, Deutsche Geschichte seit 1945: Darstellung und
Dokumente in vier Bnde, vol. 2 (Frankfurt am Main: Fischer Taschenbuch, 1996),
16567.
89
Christian Hacke argues that Adenauers acute understanding of foreign fears con-
cerning a resurgent Germany meant that security conceptions were built on the con-
cept of security from and not with West Germany. Hacke, Weltmacht wider Willen,
66.
90
Vernichtet der Verteidigungsbeitrag auf die derzeitige unsere Wirtschaft?
Die Volkswirtschaftliche Gruppe des Bundesministeriums der Finanzen macht
dazu folgende Ausfhrungen and Welche Auswirkungen wird ein deutscher
Verteidigungsbeitrag auf die derzeitige Wirtschaftsverfassung ausben und wie ist
dieser Wirkung Rechnung zu tragen? Auswrtiges Amt [hereafter AA], B86 Referat
506/507 v. 7/230: Behandlung im Deutschen Bundestag. 19521954.
172 oliver haller
91
Stenographisches Protokoll ber die 161 Sitzung des Ausschusses fr
Wirtschaftspolitik, 22, Oktober 1952, Bonn, Bundeshaus, AA, B86 Referat 506/507 v.
7/235: Ausschu fr Wirtschaftspolitik.
92
Ibid.
93
Military policymakers outside of France ultimately rejected the Pleven Plan con-
cept of a united European military, partly owing to the immense impracticality of
german industry, the cold war, and the bundeswehr 173
Conclusion
Alkett, the major tank producer of Hitlers Reich, did not return to
assembling weapons systems after 1950. However, the firms parent
company, the Rheinmetall AG, built new facilities in Dsseldorf that
relied on capital equipment from its Berlin subsidiary. It did not make
much sense to concentrate military-industrial production in an island
surrounded by the enemy. However, Alkett used its intrinsic capa-
bilities to produce a range of dual-use items such as machine tools
and component parts such as tracks for armored fighting vehicles.96
In any case, Rheinmetall itself returned to prominence as an arms pro-
ducer by the mid-1950s. Today that firm represents one of Europes
most successful defense industries.
forming a working military organization from disparate nations and military indus-
trial systems. See Paul Noack, Das Scheitern der Europischen Verteidigungsgemeinschaft:
Entscheidungsprozesse vor u. nach d. 30. August 1954 (Dsseldorf: Droste, 1977).
94
Deutscher Bundestag. 13. Ausschu. 162 Sitzung des Ausschusses fr
Wirtschaftspolitik, 23. Oktober 1952, Bonn, Bundeshaus, AA, B86 Referat 506/507 v.
7/235: Ausschu fr Wirtschaftspolitik.
95
Other problems existed, of course. The new German Army of 1955 was forced to
redevelop or indeed develop military concepts and techniques in light of the strategic
and tactical changes brought by the nuclear revolution and the revolution in conven-
tional weapons primarily brought on by wartime German developments in airpower
and rocketry. The problems for the German military were the incorporation of techni-
cal changes into the new military structure. The Bundeswehr faced substantial costs in
acquisition, research, and development and in infrastructure. Abenheim, Bundeswehr
und Tradition, 23; Johannes Gerber, Die Bundeswehr im Nordatlantischen Bndnis
(Regensburg: Walhalla u. Praetoria, 1985), 916.
96
Wi. II B/6 (Tilch) an das Referat Wi. III C/1, Prolongation eines
Betriebsmittelkredites fuer die Firma Alkett, LAB, B Rep 010 Nr. 2432, 6 Oktober
1954 and Rheinmetall hlt von Bilanzoptik wenig, Handelsblatt, LAB, B Rep 010,
Nr. 2432, 31 October 1958.
174 oliver haller
The survival of Alkett did not escape the attention of the East
German press. Adopting the usual techniques of accusation, the
East Germans argued that the western Allies had been far too lenient
on German businessmen and had allowed Nazis to return to positions
of prominence in West German firms such as the technical director of
Alkett. As elsewhere, journalists focused their attention on the dual-
use nature of machine tools. Neues Deutschland pointed out that
Alketts machine park was busy producing thousands of machine tools
necessary for the production of gun barrels and other components of
war. The press correctly surmised that these tools and semi-finished
goods were used for the production of military equipment used by
both the Bundeswehr and the French military.97
These attacks skirted the basic issue of whether Alkett should
have survived at all. As an archetypical war plant, the firms early his-
tory demonstrated an exclusive devotion to weapons of war. What does
Alkett therefore teach about the success of Allied industrial demilitari-
zation policy? Conversely, how important were any residual military-
industrial capacities to the origins of the Bundeswehr or the subsequent
rebirth of the West German armaments industry? This chapter has
wrestled with these questions. Satisfying answers are certainly hard to
find. As pointed out, the policy of industrial demilitarization is men-
tioned in a large number of analyses of post-war Germany. These
include specific examinations of Allied occupation policy and explana-
tions of the seminal events of the immediate post-war, such as the ERP
or the origins of the Cold War rupture. The standard response that
Germany was industrially demilitarized, when we understand the
complex meaning of dual-use industries, sits uncomfortably alongside
the obvious American devotion to German economic rehabilitation
after the war. Contradictions such as Alkett do serious damage to the
supposed military-industrial tabula rasa that existed in West Germany
at some mystical moment between 1945 and 1955.
This chapter demonstrates that the Americans on the ground in
Germany jettisoned industrial demilitarization long before its death
was officially sanctioned in the halls of government. A poorly worked
out definition or conceptual basis represented the dominant rea-
son why. The Americans in particular experienced great difficulty
97
Schlagdorne von Alkett, Neues Deutschland, LAB, B Rep 010, Nr. 2432, 25
January 1959.
german industry, the cold war, and the bundeswehr 175
Dieter H. Kollmer
1
Modern military history is overwhelmingly concerned with political/strategic/
operational issues and leadership. Yet, without adequate equipment, soldiers would
never be able to carry out the military plans of and missions given to them by their
political leaders. There has been some serious discussion of the effect of technology
and equipment production upon military affairsfor example, one can point to the
excellent studies on the effect of steel production upon warfare in World War I, or
studies of motor vehicle and tank production in the interwar period and its effect upon
the operations in World War II. Nonetheless, the issue of military equipment, its pro-
duction, and its procurement as a central variable in warfare is a subject that has not
been thoroughly studiedand certainly needs more attention.
2
See Dieter H. Kollmer, Rstungsgterbeschaffung in der Aufbauphase der
Bundeswehr. Der Schtzenpanzer HS 30 als Fallbeispiel (19531961) (Stuttgart: Steiner,
2002), 2347.
178 dieter h. kollmer
In early 1955, when the decision was finalized that the Federal
Republic of Germany would establish its own armed forces within the
framework of NATO, it became quickly obvious that one of the tough-
est problems would be to quickly and efficiently provide the major
items of equipment for Germanys defensenamely, tanks, aircraft and
warships.3 There were several reasons for Germanys difficult position
of the time. First were the fundamental economic issues of budgeting
and adapting the national economy, which were essential if Germany
wanted to keep the promise to the alliance to stand up a military force
of 500,000 men in the shortest possible time. Another reason was the
lack of essential knowledge. In the years following the Second World
War, Germany lacked the know-how to build the latest weapons, and
German industry was, on the whole, poorly prepared to begin renewed
arms production. It would all be very expensive. The Federal Republic
wanted to build its own armed forcesbut not at any price. The
Germans faced some further daunting problems that illustrate the
complexity of creating a conventional military of a half million men
from virtually nothing. Yet this force was needed to contribute to the
defense of freedom and democracy right on the front line of the border
separating east and west. To carry out this mission required the crea-
tion of a new and elaborate procurement system. Yet there were factors
unique to Germany that also inhibited the development of a true mili-
tary-industrial complex on the model of the Americans.4
Essentially, the procurement of weapons serves as a means by which
states can exercise their sovereignty. States defend themselves through
deterrence or, when necessary, by waging war. Yet other factors some-
times play a significant role in the decisions to produce or not to pro-
duce weapons. Some of the most important factors to consider are the
general level of economic prosperity of the nation and the military
3
For a basic work on the problems of financing the military in Germany, see Lutz
Koellner, Militr und Finanzen. Zur Finanzgeschichte und Finanzsoziologie von
Militaerausgaben in Deutschland (Munich: Bernard und Graefe, 1982). For useful
background to the special situation in the Federal Republic in the build-up phase of
the Bundeswehr, see Werner Abelshauser, Wirtschaft und Rstung in den fnfziger
Jahren, in Anfnge westdeutscher Sicherheitspolitik 19451956. Vol. 4: Wirtschaft und
Rstung, Souvernitit und Sicherheit, ed. Militrgeschichtliches Forschungsamt
(Munich: Oldenbourg, 1997), 88127; and Kollmer, Rstungsgterbeschaffung, 3047.
4
On this, see Kollmer, Rstungsgterbeschaffung, 73. On the thinking about the
military-industrial complex in this period, see, e.g., Dwight D. Eisenhower, The White
House Years: Waging Peace, 19561961 (Garden City: Doubleday, 1965), 614.
reasons of state 179
5
In other words, military goals must be achieved within the limits of technology
and financial outlays. On this subject, see Hans-Guenther Bode, Politische, militr-
ische und wirtschaftliche Rahmenbedingungen und ihr Einfluss auf die Rstung der
Bundesrepublik Deutschland, in Theodor Benecke and Guenther Schoener, eds.,
Wehrtechnik fr die Verteidigung. Bundeswehr und Industrie25 Jahre Partner fr den
Frieden (Munich: Bernard und Graefe, 1980), 1338.
6
On the issue of the factors that influence equipment production, see the comment
on basic literature on the subject in Kollmer, Rstungsgterbeschaffung, 2377.
7
Adenaurs promise to NATO meant that he agreed to grow the Bundeswehr at a
faster rate than Hitler had built the Wehrmacht between 1933 and 1939. On this,
see Dieter H. Kollmer, Die materielle Aufrstung der Bundeswehr von den Anfngen
bis heute, in Klaus-Juergen Bremm, Hans-Hubertus Mack, and Martin Rink, eds.,
Entschieden fr Frieden: 50 Jahre Bundeswehr 1955 bis 2005 (Freiburg: Rombach, 2005),
216.
180 dieter h. kollmer
Financial Handicaps
8
See Dieter H. Kollmer: Nun siegt mal schoen! Aber womit?Die Aufrstung
des Heeres der Bundeswehr 1953 bis 1972, in Frank Naegler, ed., Die Bundeswehr 1955
bis 2005. Rckblenden, Einsichten, Perspektiven (Munich: Oldenbourg, 2007),
397405.
9
On the efforts made by West Germany to acquire atomic weapons at the end of the
1950s, see Hans-Peter Schwarz, Adenauer und die Kernwaffen, Vierteljahrschrift fr
Zeitgeschichte 37 (1989), 56793; and Peter Fischer, Das Projekt einer trinationalen
Nuklearkooperation, Historisches Jahrbuch 112 (1993), 10532.
reasons of state 181
From the start of the process, the political leadership in Bonn was well
aware of the dilemmas they faced in financing West Germanys rear-
mament. The national policy was to keep the cost of rearmament at a
moderate level because high defense costs could easily threaten the
internal stability of the Federal Republic. The social programs of the
Federal Republic would, under no circumstances, be sacrificed in favor
of national defense. Thus, the German leadership had to manage a very
capital-intensive armaments and procurement program in a manner
that did not affect the economic development process and social pro-
gram expenditure.10 In short, a balance had to be found.
The one positive aspect of the German governments policy was a
firm commitment of nine billion Deutschmarks per year to be devoted
to the rearmament budget. It was a tough battle to pry even that much
out of the Federal Finance Minister Fritz Schaeffer, who served as the
guardian of the West German prosperity. It was thought at the time to
be a reasonable sum, but in fact, it was quite insufficient for the needs
of the Bundeswehr. The result was a series of crises in the attempt to
produce major military equipment items. The solution was finally
made to select equipment offered at a lower pricebut the less expen-
sive equipment was also much less effective in serving the national
defense. Despite such drawbacks, the Bonn politicians held to the prin-
ciple that the new armed forces had to be created and equipped with-
out increasing the governments debts.11
10
On the fundamental financial policies that frame the production of equipment in
the Federal Republic of Germany, see Koellner, Finanzen.
11
On details of the financial aspects of equipping the Bundeswehr, see Kollmer,
Rstungsgterbeschaffung, 3047.
182 dieter h. kollmer
12
See Werner Abelshauser, Deutsche Wirtschaftsgeschichte seit 1945 (Munich: DTV,
2004), 18186. Note: This is the primary textbook on German economic history since
1945.
13
On these issues, see Abelshauser, Wirtschaft und Rstung, 6466; Kollmer,
Rstungsgterbeschaffung, 8490; and Lothar Gall, Von der Entlassung Alfried Krupp
von Bohlen und Halbachs bis zur Errichtung seiner Stiftung 1951 bis 1967/68, in
Lothar Gall, ed., Krupp im 20. Jahrhundert (Berlin: Seidler, 2002), 475511.
14
Since 1961, the official title has been Federal Ministry of Defense.
15
See Kollmer, Die materielle Aufrstung, 21718.
reasons of state 183
16
For a detailed discussion of the balance of payments issue and the solution
through weapons production in Europe, see Kollmer, Rstungsgterbeschaffung,
8790.
17
For a detailed discussion of the acquisition of the HS-30 armored infantry vehicle
by the Bundeswehr, see Kollmer, Rstungsgterbeschaffung, 131270.
184 dieter h. kollmer
capabilities, it made for a good foreign policy and greatly helped the
ongoing program of European integration.18
Since the founding of the Bundeswehr, some very diverse strategies for
the acquisition of military equipment have been followed. In the 1950s
the speed of the build-up of the forces was the deciding factor. To
achieve rapid procurement, the Federal Defense Ministry set contracts
for equipment that could be produced and delivered in time to equip
the first Bundeswehr units. Yet the producers were not always able to
produce the contracted equipment in time, or in the amount ordered.
When firms were not able to deliver the promised goods on time, the
orders had to be split and sent to more than one contractor, so produc-
tion of some single major pieces of equipment was shared between
competitors. Therefore, to fill some of the requirements quickly, the
government turned to the expedient of acquiring equipment at favora-
ble prices from Germanys new NATO allies. The result of such a pur-
chasing policy was that the Bundeswehr ended up with a wide variety
of different equipment. The rather chaotic mix of weapons and systems
is called broad armament. In was only in the 1960s that the major
armaments projects begun in the Bundeswehrs first years finally bore
fruit and consolidated equipment purchasing programs were set out
on a long-term basis.19 By the 1960s, for every actual mission of the
Bundeswehr there was a minimum of equipment models to fulfill the
mission. This approach is called deep armament. The advantages of
this approach are simplicity of purchase and supply, lower maintenance
costs, the requirement for fewer maintenance personnel, and a broad
interoperability between aircraft and vehicles as well as the personnel
needed to support them.
18
Florian Seiller, Zusammenarbeit kann man das nicht nennen! Die Anfnge der
deutsch-franzsischen Rstungskooperation im konventionellen Bereich 19551966,
in Militrgeschichtliche Zeitschrift 67.1 (2008), S. 5663.
19
The best known examples are the IFV Marder (development beginning in 1959)
and the legendary Leopard main battle tank (development beginning in 1960). On
this, see Dieter H. Kollmer, Klotzen, nicht kleckern! Die materielle Aufrstung des
Heeres von den Anfngen bis Ende der sechziger Jahre, in Helmut R. Hammerich,
Dieter H. Kollmer, Martin Rink, and Rudolf J. Schlaffer, Das Heer 1950 bis 1970.
Konzeption, Organisation und Aufstellung (Munich: Oldenbourg, 2006), 56475.
reasons of state 185
In order to coordinate the necessary steps and find the best means to
build up the new German armed forces, the whole armed forces con-
cept became the guiding principle of the Bundeswehr during its plan-
ning and initial build-up phase.21 The concept was emphasized in order
to avoid the danger of service egoism from emerging among the
branches of the Bundeswehr. This inter-service rivalry had been a
notable feature of the Third Reich and had greatly affected the produc-
tion of armaments. Therefore, the Bundeswehr developed other funda-
mental all-services concepts, including a single military law system, a
personnel system, a budget system, and other administration systems.
The basic ideas of these initial concepts have, in fact, remained with the
Bundeswehr to the present day. After a few early disputes, the branches
of the Bundeswehr overcame their service differences and oriented
themselves to the same goals so they could all make an effective contri-
bution to western European defense. The service branches then deter-
mined what materiel they would require to carry out their basic mis-
sion. In cooperation with the materiel procurement department of the
Defense Ministry, the services established the necessary equipment
requirements and methods of control.
To meet the requirements of the time that were to be established by
contract, the procurement process would follow the constitution of the
Federal Republic as well as the free-market principles that were man-
dated by the senior defense officials. In fact, one of the first major chal-
lenges faced in the first year of the Bundeswehr was simply establishing
a coherent procurement system. It was, and still is today, the specifi-
cally European view that the government, as the only contractee for
military goods, cannot operate in the open market like a private com-
pany. The contracting entity is controlled by officials and strictly regu-
lated in every detail. They also work under the supervision of the
Federal Accounting Office. Every expenditure was, and still is, carried
out in accordance with the Federal budget plan 14, which was approved
by parliament. Contracts given to private companies were controlled
by the Regulations for Performance (VOL). Every contract had to be
20
On the procurement process and system in the build-up phase of the Bundeswehr,
see Kollmer, Rstungsgterbeschaffung, 4765.
21
On the total force thinking, see Abelshauser, Wirtschaft und Rstung, 10.
186 dieter h. kollmer
carefully reviewed and sorted into one of three categories when calls
for tenders were published. The open call for tender was the norm.
Any company could bid to participate in such contracts. Per the VOL,
the contract would be awarded upon consideration of all the economic
aspects. Under a limited tender, as issued under the VOL, the pro-
ducer had to meet special requirements, standards, or have production
expertise required for the contract; and was to be used if there were a
limited number of firms capable of effectively fulfilling the contract.
The open award was given for special exceptions in which there are
special conditions on the contract announcement as to how the con-
tract would be awarded.22
To prevent the large firms from pushing out the medium-sized and
small companies in the contract competition by means such as price
dumping, new regulations were put into place in early 1956. The new
regulations ensured that a certain percentage of Bundeswehr contracts
would be awarded to the medium-sized firms. The tender for contract
procedures, many in place to this day, were put into place to reduce the
problems of firms creating a monopoly of supplies and gaining a
monopoly of the market. Nonetheless, some politicians tried to water
down the system of protections. Under pressure to find a quick solu-
tion, in 1955 the Bundeswehr unofficially suspended its regulations for
the purchase and fielding of military equipment. If the Bundeswehr
had complied with its own regulations, every piece of equipment would
have been thoroughly tested for as long as three years before being put
into service with the troops.23 Under the framework of the new rules,
those competing for open-tender contracts had to fulfill additional
requirements and were mandated to carry out a three-year testing
and development program on new equipment. This type of contract
competitive bidding also included social and political considera-
tions.24 However, the Defense Ministry had only three years to com-
pletely stand up and equip the armed forces. The open-contracting
process took up considerably more time than expected. Therefore,
the majority of contracts in the first years were awarded under the
limited-consideration bid rather than the open-contracting rules.
22
Kollmer, Rstungsgterbeschaffung, 64.
23
On the particular problems of contracting in the build-up phases of the
Bundeswehr, see Kollmer, Klotzen, nicht kleckern! 51114.
24
See Abelshauser, Wirtschaft und Rstung, 141.
reasons of state 187
25
Cited in Kollmer, Klotzen, nicht kleckern! 512.
26
For general background on the establishment and activity of Amt Blank, the
predecessor office of the Federal Defense Ministry, see Dieter Krger, Das Amt Blank.
Die schwierige Grndung des Bundesministeriums fr Verteidigung (Freiburg: Rombach,
1993).
188 dieter h. kollmer
27
On the Nash Program and Nash List and their effects on German rearma-
ment, see Kollmer, Klotzen, nicht kleckern! 52338.
28
At the start of the 1950s, the U.S. Army began a program to re-equip its forces in
Germany with new weapons systems, thereby providing an large and inexpensive sur-
plus of older but usable weapons right in Europe. It was an excellent opportunity to
provide start-up help for U.S. allies. See Kollmer, Klotzen, nicht kleckern! 524. See
also Ingo W. Trauschweitzer, The Cold War U.S. Army: Building Deterrence for Limited
War (Lawrence: University Press of Kansas, 2008).
29
The Nash List was the name of the list of weapons and equipment which were
declared surplus by the Pentagon and made available at no cost to help equip the
Bundeswehr. For more about the Nash List, see Kollmer, Klotzen, nicht kleckern!
52338.
reasons of state 189
30
On Turkeys difficulties with ammunition production, see Kollmer, Klotzen,
nicht kleckern! 59195.
31
On the objectives of the production policies of the German Federal government
in the 1950s, see Abelshauser, Wirtschaft und Rstung, 13946; and Kollmer,
Rstungsgterbeschaffung, 9699.
32
After tough negotiations, the German Treasury Secretary Fritz Schaeffer reached
an agreement with the U.S. government that West Germany did not have to spend
more than 9 billion Deutschmarks per annum to build up the Bundeswehr. This, and
190 dieter h. kollmer
The budget limits had allowed for too few maintenance support per-
sonnel for an armed forces equipped with complex modern weapons.
Budget limits and the other problems discussed earlier led to a far
slower rearmament process than Chancellor Adenauer had promised
to NATO. The first defense minister, Theodor Blank, had been handed
an unsolvable problem by Adenauer and was eventually forced out of
office. In the meantime, in its urgency to find any usable equipment at
all, the Defense Ministry bought inferior equipment at inflated prices.33
Blanks successor, Franz Josef Strauss, convinced Adenauer to slow the
rearmament process. Strauss turned to the new NATO strategy laid out
in NATO document MC 14/2, a strategy that set the requirements for
Allied contributions to NATO under the framework of building capa-
ble conventional forces, and he used it as the justification for proposing
a new strategy to build up the Bundeswehr.34 Strauss negotiated a new
rearmament program with the major players in Washington, Paris, and
NATO under the slogan The Quality Army while working diligently
to quiet West Germanys irritated allies, who had lost confidence in the
Bundeswehr due to the many failings of the first months of the rearma-
ment process. Strauss goal was to build an atomic war capable
Bundeswehr. Old weapons projects were to be scrapped, and wholly
new weapons were to be developed and fielded.35
Even though the greater proportion of the Bundeswehrs equipment
was acquired overseas in the first years of its existence, almost 50 per
cent of the budget for force infrastructure remained in Germany. In the
build-up phase of the Bundeswehr most of the funds for infrastructure
the so-called Annuality of the budgetwhich means that the money of a certain
budget (e.g., military) must be spent within a year or it will fall back to the Federal
budgetled eventually to insufficient procurement measures. See also Lutz Koellner,
Militr und Finanzen. Zur Finanzgeschichte und Finanzsoziologie von Militaerausgaben
in Deutschland (Munich: Bernard & Graefe, 1982); and Kollmer, Rstungsgter-
beschaffung, 3647.
33
See Abelshauser, Wirtschaft; and Kollmer, Rstungsgterbeschaffung.
34
On the slowdown of the Bundeswehr force planning, see Bruno Thoss, NATO-
Strategie und nationale Verteidigungsplanung. Planung und Aufbau der Bundeswehr
unter den Bedingungen einer massiven atomaren Vergeltungsstrategie 19521960
(Munich: Oldenbourg 2006), 17381.
35
Examples of off-the-shelf materiel were the IFV HS-30 and the M 48 battle tank.
The new weapons systems that began development at this time were the Marder IFV
and the main battle tank Standardpanzer 30later called the Leopard tank. See
Kollmer, Klotzen, nicht kleckern! 613.
reasons of state 191
36
On building the Bundeswehrs infrastructure, see Wolfgang Schmidt, Integra-
tion und Wandel. Die Infrastruktur der Streitkrfte als Faktor soziokonomischer
Modernisierung der Bundeswehr in der Bundesrepublik 19551975 (Munich: Oldenbourg
2006).
37
In Germany, the know how to build heavy weapons began with producing
small all-terrain vehicles, light weapons, and various items of special equipment. By
the end of the 1950s, German industry was ready to design and build main battle
tanks.
192 dieter h. kollmer
At the start of the 1950s the naval threat from the Warsaw Pact was
minimal. Thanks to the naval superiority of the Allies, NATO assigned
the West German Navy some low-priority coastal-defense duties. The
Federal Navys mission was to prevent the Warsaw Pact forces from
breaking out of the Baltic into the North Sea, to attack the Soviet sea
lanes in the Baltic, and to protect the West German coastline and the
reasons of state 193
38
On the planning to create the Federal German Navy and the ships and aircraft
used by the navy, see Siegfried Breyer and Gerhard Koop, Die Schiffe, Fahrzeuge und
Flugzeuge der deutschen Marine von 1956 bis heute (Munich: Bernard und Graefe,
1996).
39
On equipping the German Navy, see Johannes Berthold Sander-Nagashima, Die
Bundesmarine 19551972 (Munich: Oldenbourg, 2006); and David R. Snyder, Arming
the Bundesmarine: The United States and the Build-Up of the German Federal Navy,
19501960, The Journal of Military History 66.2 (April, 2002), 477500.
40
For more about the American Labor Service Units in Germany after World
War II, see Helmut Hammerich, Kommiss kommt von Koompromiss, in Hammerich
et al., Das Heer 1950 bis 1970, 5962.
194 dieter h. kollmer
For the former German generals and general staff officers who had
served on the Eastern Front from 1941 to 1945, the operational lessons
of how to defend the western European states from Soviet aggression
were clear. The most important lessons learned in the campaign against
the Red Army in World War II were the significant vulnerability of the
Soviet leadership and planning a defense that employed highly mobile
tactics as well as operational methods. The Soviet military structure
41
For more on procurement for the German Navy, see Sander-Nagashima,
Bundesmarine; Snyder, Arming; and Kollmer, Die materielle Aufrstung, 22022.
reasons of state 195
42
The first General Inspector of the Bundeswehr (equivalent to the U.S. Chairman
of the Joint Chiefs) was Adolf Heusinger. Cited in Christian Greiner, Die militrstrat-
egische Lage Westeuropas aus der Sicht westdeutscher Militrs 19451949, in Franz
Knipping and Rolf-Jrgen Mller, eds., Aus der Ohnmacht zur Bndnismacht. Das
Machtproblem der Bundesrepublik Deutschland 19451960 (Munich: Schningh, 1995),
162.
43
Ferdinand M. von Senger und Etterlin, Gedanken ber die Panzerinfanterie,
Wehrwissenschaftliche Rundschau 3 (1953), 12633.
44
On the armys equipment requirements, see Kollmer, Klotzen, nicht kleckern!
599611.
45
On the production of the Hotchkiss armored personnel carrier and its use by the
Bundeswehr, see Ibid. 59598.
196 dieter h. kollmer
IFV that seemed to be ready for serial production.46 Other needs of the
army for tactical weapons systems could be provided by purchasing
equipment already in production. This was the case for helicopters for
the army. Both the French Alouette II light helicopters and the
American Sikorsky H-34 helicopters were in production and fully met
the armys needs.
In fact, the greater part of the German Armys initial procurement of
heavy equipment was received from the United States under the so-
called Nash Program. After protracted negotiations and numerous
misunderstandings, an agreement was reached in early 1956, and the
Pentagon made available $3.8 million worth of surplus U.S. military
equipment that was either shipped from depots in the United States or
directly transferred to the Bundeswehr from U.S. military stocks in
Germany. Per the Nash List of 24 February 1956 and the follow-on
agreement of 28 June 1956, the following American equipment was
made available for the German Army: 1,110 medium M-47 tanks, 152
light M-41 tanks, 100 M-39 armored personnel carriers, 192 M-16
Halftracks, 186 40mm M-42 armored anti-aircraft guns, 300 M-74
armored recovery vehicles, 127 105mm self-propelled guns, 350 artil-
lery pieces of various calibers, 350 81mm and 120mm mortars, 34,132
U.S. M-1 carbines, 10,300 .45 caliber pistols, 8,188 .45 caliber subma-
chine guns, and 2,450 .30 caliber machine guns, as well as various trac-
tors, trucks, and assorted communications equipment.47
The assistance from the United States was extremely useful to the
Bonn Defense Ministry because much of the equipment from the U.S.
would still equip units of the Bundeswehr up to the early 1970s. The
Americans also gained substantial advantages from this armament
deal. Most of the equipment was obsolete but still usable, and it pro-
vided a welcome reinforcement to support the defense of western
Europe. By being generous with its military aid program, the Americans
built a close relationship with the German Army from the start, and
this eventually worked greatly to the advantage of the American arma-
ments industry. From the 1950s to the 1970s the German Army would
order several billion Deutschmarks worth of heavy equipment from
U.S. manufacturers. These purchases included the M-48 main battle
46
On the production problems of the HS-30 and its reputation in the Bundeswehr,
see Kollmer, Rstungsgterbeschaffung, 131284.
47
Kollmer, Klotzen, nicht kleckern! 532.
reasons of state 197
Very soon after it was established, the German Air Force became
known as the Americanized branch of the Bundeswehr. Even though
the other branches of the Bundeswehr received large quantities of
American equipment, the influence of the U.S. Air Force upon the
organization and equipment of the Federal German Air Force was
exceptionally high. Although Great Britain offered to assist the Germans
in building and equipping a new Luftwaffe, early in the process the
German Defense Ministry found that the Nash program was the most
sensible basis for incorporating foreign equipment and to support into
the new Bundeswehr. The problem with the British offer was that any
cooperation and equipment purchase from the British was likely to be
very expensive. Furthermore, in the 1950s only the United States had
the infrastructure to train and equip a large new German Air Force
without undue strain.48 Given the pressures of time and the financial
48
On the establishment of the Federal German Air Force between 1956 and
1960, see Heinz Rebhan, Aufbau und Organisation der Luftwaffe 19551971, in
198 dieter h. kollmer
realties the Germany faced, the political leadership had limited options,
and the government chose the North American option while keeping
the British engaged by offering to buy 120 aircraft from them to equip
the air arm of the West German Navy. In fact, approximately 650 air-
craft were received, at no cost, from the United States and Canada in
the course of the 1950s, and another 300 aircraft were purchased from
across the Atlantic.
At the same time, a training agreement was completed that granted
the West German pilots and aircrew access to complete training pro-
grams in the United States and Canada, plus the opportunity to be
trained on the latest American aircraft models. In addition to the
American aid and purchases, during the build-up phases of the German
Air Force approximately 1,200 transport and training planes were
acquired from France and Italy as well as from Germanys Dornier
Aircraft Company. The costs to build airplanes for the Luftwaffe came
to 2.166 billion Deutschmarks spread over four years. The delivery of
new aircraft through the military assistance program proceeded
quickly. By the end of 1958 the Americans had shipped to Germany
412 aircraft that included F-84 Thunderstreak fighter bombers, RF-84
Thunderflash tactical reconnaissance aircraft, and F-86 Sabre fighter
interceptors. The Luftwaffe soon had the problem of having more oper-
ational aircraft than it had pilots trained to fly them.49
In addition to producing or acquiring the transport and training air-
craft, a number of foreign trade and industrial issues were also part of
the build-up of the German Air Force. Foreign trade imbalances were
to be evened out whenever possible. As part of this policy the Italian
Piaggio P 149D trainer aircraft was acquired in large numbers, but then
only used for three years. The French Noratlas N 2501 D1 was plagued
with design and production problems, but it was bought nonetheless
and became the primary transport aircraft of the Bundeswehr. The
procurement of the Dornier D 27 training and liaison plane was
decided upon primarily as a means of helping the young German air-
craft industry.
In the mid-1950s NATO determined that there were numerous gaps
in the ground-based air defenses of central Europe. To fill the gaps,
Bernd Lembke, Dieter Krueger, Heinz Rebhan, and Wolfgang Schmidt, eds., Die
Luftwaffe 19501970, Konzeption, Aufbau, Integration (Munich: Oldenbourg, 2006),
565604.
49
See Ibid. 56971.
reasons of state 199
beginning in 1957 the German Army and Air Force air-defense bat-
talions were equipped with the M-42 40mm armored flak guns and
with the new radar-controlled 75mm Skysweeper anti-aircraft guns.
Later the Bundeswehr added the NATO standardized Bofors 40mm
radar-controlled L/70 anti-aircraft gun to combat low-flying enemy
aircraft. In any case, the limited effectiveness of such weapons against
targets at medium and high altitudes was already an issue in the latter
half of World War II. To address this issue the Bundeswehr planned to
employ the Nike Ajax anti-aircraft missile system as well as the
improved Nike Hercules and Hawk missiles and to introduce these
weapons to the forces at the start of 1959.50
Planning for the development of the German Air Force was made in
close coordination with NATO, as the West German air units were to
operate directly subordinate to the NATO air forces. The willingness to
centralize and coordinate with the Allied air forces came from the
understanding that in any air war, the Soviets would have a significant
numerical superiority and that, to counter this, NATO air units needed
a flexible command structure that would enable them to quickly shift
forces.51 Although NATO members could not afford to quickly exchange
their available aircraft with the latest advanced American models,
through the 1950s there were a series of negotiations about force mod-
ernization that ended up in the decision for the West German Air Force
to acquire the F-104 Starfighter G-Model.52 Parallel to the discussions
over the F-104, the Federal Defense Ministry decided to buy the Fiat
G-91 fighter plane for the close air support mission. Because of its sim-
plicity and light weight, the G-91 could be easily operated from short,
auxiliary airfields close to the front. Another reason for the purchase of
the Fiat was the request of the Federal Economics Ministry to use the
procurement of materiel to even out the balance of payments with
Italy. A total of 344 Fiat G-91 fighters and 66 G-91 trainers was bought
by Germany. These numbers include those aircraft built under license
50
Ibid., 58694.
51
On the strategic direction of the Luftwaffe in its build-up phase, see Heiner
Mllers, 50 Jahre LuftwaffeVon Himmerod zum Hindukusch, in Klaus-Jrgen
Bremm, Hans-Hubertus Mack, and Martin Rink, eds., Entschieden fr Frieden: 50
Jahre Bundeswehr 1955 bis 2005 (Freiburg: Rombach, 2005), 15582.
52
For more on the procurement of the F-104 Starfighter for the German Air Force,
see Bernd Lembke, Konzeption und Aufbau der Luftwaffe, in Lembke et al., Die
Luftwaffe 19501970, 32731.
200 dieter h. kollmer
Conclusion
53
On equipping the Federal German Air Force during the build-up phase, see
Lembke, Konzeption und Aufbau, 321424; and Rebhan, Aufbau und Organisation,
557644.
reasons of state 201
Klaus Naumann
One of the most interesting and unique aspects of the creation of the
Bundeswehr was the introduction of a new philosophy of military
leadership and soldierly behavior. Innere Fuehrung, the name of the
new concept, is one of those German terms that encompasses a broad
spectrum of ideas and is exceptionally hard to render into English.
Indeed, even the Germans have considerable trouble in discerning the
clear meaning and intent of the term. Literally translated, the term
means inner leadership. However, this only captures part of the
meaning. One proposed translation is code of military service. This
expression captures some of the philosophy of Innere Fuehrung, but
not all, because it makes it sound like an externally imposed code.
Another proposed term, internal moral compass, comes a bit closer
but still fails to capture the full meaning of Innere Fuehrung. There-
fore, throughout this chapter, the author uses the term Innere Fue-
hrung in the expectation that the reader will glean an understanding
of the concept from the context of the discussion.
The battle over the concept and policy to make Innere Fuehrung
part of the official culture of the Bundeswehr was not a single grand
campaign ending in a decisive victory. Instead, it might best be
described as a series of skirmishes that neither side of the debate clearly
won. Thus, it is no surprise that the controversy lasted from the foun-
dation years of the Bundeswehr into the 1970s. The battle over Innere
Fuehrung was a product of the very particular aspects of the German
military culture. At the center of the debate was the issue of which
organizational principles and philosophy would guide the inner cul-
ture of the new military forces of the Federal Republic. These were
not marginal issues, as they led to numerous other questions that
involved West German society, the government, the military, and the
Allied Powers.
In the 1950s and 1960s, when one heard about Innere Fuehrung
being discussed, the public debate was always centered on the funda-
mental issue: What should the relationship among the military, the
206 klaus naumann
government, and the society ideally look like? The keys to unlocking
the problem were control and integration. The new Wehrmacht,
as the public commonly described the military until the introduction
of the term Bundeswehr in 1955, should no longer be a state within a
state like the Reichswehr had been in the days of the Weimar Republic.
The officially nonpolitical stance of the Reichswehr had, in reality,
worked to the advantage of political movements hostile to the republic.
There was consensus that the Bundeswehr needed to avoid the authori-
tarian training practices of the Wehrmacht, which had produced an
ethic of absolute obedience to superiors and a willingness of the mili-
tary leadership to support the National Socialist regime without ques-
tion. Yet even on these fundamental issues of military ethics there were
voices in the post-war society that took a different position.
The disappointment and bitterness resulting from the defeat of
1945, especially for those who had worn the field grey uniform, was
not directed primarily towards the Wehrmacht itself; for many, that
institution stood for the unbroken military potential of the German
nation. Instead, responsibility for the defeat, so eloquently described
by Field Marshal von Manstein as Lost Victories, war crimes, and
destruction of much of Germany was placed primarily upon the
National Socialist regime and its Fhrer. From this understanding, a
thorough de-nazification of the heirs of the Wehrmacht was desirable,
although this also came into conflict with the war-crimes trials that
were carried out by the Allied Powers not only against the National
Socialist leadership but also against representatives of the conservative
elite and senior officers of the Wehrmacht. As a first consideration, the
occupation governments that the four Allied powers created to govern
Germany forbade any development of military organizations as well as
any revival of the German Wehrmacht.
The Allies themselves had differing opinions about the military
effectiveness of the Wehrmacht and its organizational and operational
doctrines. Even as the Allies insisted that the tradition of Prussian-
German militarism be suppressed, they also expressed their admira-
tion for the combat effectiveness of the German Wehrmacht. It was
also important that the former Wehrmacht officers were the only group
that could potentially offer the Western Powers considerable experi-
ence about fighting the Soviet Union, an experience that became more
important as the Cold War between the eastern and western blocks
deepened. The Germans, for their part, understood the conflicting
views that the Allies had of the Wehrmacht, offering a series of
the battle over innere fuehrung 207
1. What role did the Allies playforemost among them the Ameri-
cansin the formulation of Inner Fuehrung? Was the new com-
mand and organizational philosophy a foreign importor did
they originate from a particular German historical tradition?
Explaining these questions is useful not only in understanding
the dispute at the time but also in understanding the interpreta-
tions of this made by West Germanys alliance partners.
2. What was the significance of tradition and history of the Weh-
rmacht in the foundation of the Bundeswehr? Were the new
armed forces to inherit and carry forward an unbroken tradition,
or did the founders operate from the conviction that they were
creating something new? Explaining this issue is important
because understanding the relationship between continuity and
the break with the past have become central themes in German
social history as well as in German military history.
3. What do the terms control and integration mean for the inter-
nal understanding of the Bundeswehrs roles and missions?
How do the military, societal, and political structures relate
to each other? And how does the major theme of German mili-
tary reformthe citizen in uniformcolor these relationships?
If one looks at these problems and conflicts with the intent of
208 klaus naumann
Even as the official war crimes trials were being carried out, the
former Wehrmacht officers working with the Allies were winning a
high reputation. Raising the reputation of the Wehrmacht was certainly
in the interest of German politiciansfirst among them Chancellor
Konrad Adenauer, even though he had considerable mistrust of the
old Wehrmacht crowd. To avoid their influence he sought the assist-
ance of the former enemy. First of all, the Germans could count on the
help of the United States. The later defense minister Theodor Blank
went so far as to publically assure the Americans that the traditional
type of Prussian Wehrmacht would not be reborn. The future German
armed forces will, instead, be patterned after the more flexible American
model.1 But reality was something else. For example, from the German
viewpoint everything was seen differently. As the Germans looked for
assistance to build a new armed forces, they also looked for advice
about how a nation could build an Army under Democracy. American
assistance in this field came through the Military Assistance Advisory
Group (MAAG), which provided practical advice (training with new
weapons etc.); conceptual help in developing a military system using
the Innere Fuehrung doctrine was of far less importance. An American
reply to German questions noted that, The essential goal of the train-
ing program for the army of a democratic nation is not fundamentally
different from the training program of any other nationit is victory
in battle. Later requests for assistance on this issue also went largely
unheeded. In 1954 the Pentagon promoted several studies about the
democratic question in the armed forces. The noted sociologist
Morris Janowitz was hired to develop recommendations for exchanges
on this issue, likely in the framework of the MAAG. But nothing
concrete came of this.2
Diplomatic considerations were not the only concerns. The American
High Commissioner was ready to intervene in German politics
especially when it concerned rearmament issues. He recommended
that participants in the military resistance (July 20 plot) against Hitler
be accepted into the proposed new armed forces and that former offic-
ers of the Waffen SS not be considered for positions in the new armed
forces. An even more important act affecting the American security
interests was played out in the debate over the military culture of the
1
Newsweek, 12 July 1954.
2
Andrew Birtle, Rearming the Phoenix: U.S. Military Assistance for the Federal
Republic of Germany, 19501960 (New York and London: Garland, 1991), 280, 310,
n. 147.
210 klaus naumann
two nations. Janowitz warned the Pentagon in his study that there is
no reason to believe that merely issuing arms to Germany will be
enough to guarantee the U.S. strategic goals. However, this opinion
still did not result in America becoming involved in the internal organ-
izational issues surrounding the establishment of the Bundeswehr.3
Aside from some special issues, the high commissioners limited
their control to work with the framework provided by the German
constitution of 1949 and the military laws passed between 1954 and
1956. The Allies, as the victorious powers of the war, still maintained
specific military controls over the Federal Republic, which included
enforcing the ban on the production of atomic, biological, and chemical
weapons. American policy was less concerned about whether the pro-
posed German army would be democratic than about whether the
new force would attain the military efficiency of the earlier Wehrmacht.
There were doubts about the new style of leadership and what the dem-
ocratic ideals of the Bundeswehr founders might really mean. Samuel
Huntington concluded:
Now the proposal was to create a democratic army, an ideologically
motivated force embodying subjective rather than objective civilian con-
trol Inevitably they will foster the permanent embroilment of the
German military in politics and reduce the fighting effectiveness of the
new army Despite what Herr Blank had to say, a democratic state is
better defended by a professional force than by a democratic force.4
Politicization of the military and the likely limitation of its fighting
power as a result were the primary issues brought up by the American
critics who observed the creation of the Federal Republics armed
forces.
Finally, at the same time, there was a series of negotiations in Paris
concerning the creation of a European Defense Community (EDC).
Yet the Europeans could offer no better perspective on the German
experiment in reform. When the Germans presented their proposals to
the EDC, on issues such as the liberalization of military discipline laws,
they were met with skepticism and resistance from their European
partners. In fact, there was so much resistance to the German ideas
that when the EDC negotiations collapsed in 1954, the news was met
3
Ibid., 310, n. 148.
4
Samuel P. Huntington, The Soldier and the State: The Theory and Politics of
Civil-Military Relations (Cambridge, MA: Belknap Press of Harvard University
Press,1957), 123.
the battle over innere fuehrung 211
with some sense of relief in Bonn. The Germans could now carry their
reform concepts forward on their own internal initiative. Still, the for-
eign reaction in the meantime was sobering. Neither the Americans
nor the western Europeans welcomed German recommendations for
the reform of the military order. Yet the reformers in Amt Blank, the
predecessor office of the Defense Ministry (sometimes also called The
Blank Office after its head, Theodor Blank), made Western resistance
to their concepts into a virtue. The former officers in Amt Blank saw
their reform efforts as a national endeavor grounded in national his-
tory, and they modeled themselves on the great Prussian reformers of
the Napoleonic era. They were attempting to take Germany through a
middle course and revive the civil-military reform program that had
begun during the Prussian/German War of liberation against the
French empire of Napoleon I and had eventually collapsed.
his concept. He made it clear that the goal of the new leadership cur-
riculum was to develop the greatest fighting power for the armed
forces.5 But what exactly did that mean in terms of a questionable mili-
tary tradition, a parliamentary democracy, a modern pluralistic soci-
ety, and the confrontation with the forces of a totalitarian block?
Baudissin explained the fundamental unity of the person of soldier
and citizenwho served as two parts under the concept of a full citizen.
Under this model, the two social aspects of the individual both found
their place and their role. With his usual optimistic approach, which he
expressed as democracy as a way of life, Baudissin differentiated him-
self from the contemporary cultural critics of the 1950s who argued
that the process of social modernization was actually leading to crisis
and downfall. During this time the military reformer promoted the
progressive aspects of the newly consolidated postwar society. These
observations led Baudissin to break out of the traditional boundaries
in understanding German military historynamely, he proposed that
the fundamental unity of modernity, democracy, and the military was
possible and even advantageous. From this conviction he came to
understand that the concepts of integration and congruence would
have to serve as fundamental principles of Innere Fuehrung. The sol-
dier would stand as a member of a pluralistic society, grounded in the
rule of law, in spirit, and in reality. Under the new concept, the time of
the army as a state within a state was over. No longer would a soldier
forfeit his rights as a citizen, and military training would no longer be
characterized by the drill fields where corpse like obedience and
martinet leadership were the order of the day. Against this model, the
reformers set out their own model of the responsible citizen who
accepted a willing discipline and was led by a functioning hierarchy
that followed clear lines of behavior that was codified in law. All this
stemmed from a healthy work climate that would be equally at home
in an industrial concern or in the barracks.
Critics had two views of the matter. Some suggested that Baudissin
wanted to institute radical changeswhich they characterized as
a sloppy and soft training program. Others maintained that the prin-
ciples of Innere Fuehrung had always been present as essential
principles of the Wehrmacht and Reichswehr and needed no dramatic
5
Bundesministerium frVerteidigung, Handbuch Innere Fhrung. Hilfen zur
Klrung der Begriffe (Bonn: Bundesministerium frVerteidigung, 1957), 15.
214 klaus naumann
In the year 1953, well before the founding of the Bundeswehr, the term
Innere Fuehrung was coined in a decree issued by Amt Blank as it
laid out the mission of the incipient military staff. The decree acknowl-
edged that all of the studies on the subject of Innere Fuehrung had the
goal of developing and educating the modern soldier, and that the
modern soldier is a free individual, and that being a full citizen and a
dedicated soldier was completely consistent.6 With this decree the
major themes of Baudissins concept were given official acceptance. The
core issues were integration and compatibility, and the challenge was to
use these means to develop the true citizen soldier. Yet all of the
themes mentioned in the decree did not have the same value. The terms
individual and soldier were roughly equated to national citizen.
And thus began some of the interpretive problems. While some
6
Regelung Innere Fhrung, 10 Jan. 1953, Dienstelle Blank [Amt Blank]
(Bundesarchiv-Militrarchiv Freiburg, Doc. BW 9/411).
the battle over innere fuehrung 215
early 1970s when another program of reform was introduced. The first
years of the Bundeswehr saw a series of core laws and policies enacted
that included: the Soldiers Law (1956), the establishment of a parlia-
mentary military oversight committee (1959), the creation of the
Advisory Office for Innere Fuehrung (1958), and the establishment of
a School for Innere Fuehrung (1956). From these different laws and
institutions, more could be learned about Innere Fuehrung than from
the various interpretations and definitions of the concept. The accom-
plishments of these laws and institutions were significant. Thanks to
the Soldiers Law, for the first time in German historyand not just the
first time in a German democracythe rights and duties of a soldier
were clearly established. The core concept of the law was the assertion
that a soldier retained his fundamental rights of citizenship even when
he is performing his military service, and any limitations placed upon
his rights have to be clearly specified by law or directive (Soldiers Law
para. 6). Another core concept was the policy concerning the limits of
soldierly obedience. Any order that damaged fundamental human
rights or could not be viewed as having a military purpose was con-
sidered beyond the proper boundaries of military obedience (para. 11).
This core concept of Innere Fuehrung was expressed in the mission
statement of the parliamentary committee that had oversight responsi-
bility over Innere Fuehrung and violations of the basic rights of sol-
diers or against the requirements established by the Innere Fuehrung
program (Law of the Defense Committee, para. 1). A yearly report to
parliament on these issues was mandated. With the establishment of
this office, the Bundestag established a form of early warning system
to serve as an aid in overseeing the internal mood and conditions of the
Bundeswehr. Complementing the work of the parliamentary commit-
tee was the establishment of the office of Advisor for Innere Fuehrung
in which persons in public lifepoliticians, scientists, and church
leaderscould have a venue to study and comment on the standard
practices of the Bundeswehr and bring all these issues to the attention
of the public if it were deemed necessary. In order to realize the theory
of Innere Fuehrung in the daily life of the armed forces, the Bundeswehr
established the School of Innere Fuehrung, today the Center for Innere
Fuehrung in Koblenz. In this school there were courses for both officer
and NCO troop leaders in which men were trained in the basic theory
of the new leadership and organizational philosophy.
The most common critique of Innere Fuehrung was that it was
unclear and impracticalarguments that were made for decades.
the battle over innere fuehrung 217
But one finds little to support such criticisms in the education program
of the Bundeswehr. Nonetheless, the introduction of the Innere Fuehrung
training program for leaders initiated an internal conflict that would
last a long time. The causes of the conflict were not to be found merely
in common prejudice or adherence to old habits. Rather, other
issues were at play. One of the real causes of the ensuing friction was
the relatively low level of education of some of the officers taken into
the Bundeswehr from the ranks of former front-line officers of the
Wehrmacht. One should not underestimate the influence of a long and
hard war that left its imprint on these old soldiers. Another issue that
affected the Bundeswehr and its perceptions of Innere Fuehrung
was the overly rash tempo of the training program (build the force at
any cost!), which made for many problems and reminded many old
soldiers of the experience of the Wehrmachts overly-rapid expansion
of the force in the 1930s. The evaluation of the Bundeswehrs trainees
carried out by the School for Innere Fuehrung in the late 1950s and the
start of the 1960s spoke precisely about some of the difficult problems
in introducing these new concepts into the military. Innere Fuehrung
was broadly mistrusted by many of the old soldiers as a concept that
undermined the prized traditions of the past and even as a theory that
tended to renounce the essence of the soldierly life. The former Wehr-
macht officers could only be brought into the new cooperative manner
of leadership with considerable effort. National Socialist ideas had
been embedded deep in a generation of German soldiers, and these
concepts put more worth in feeling and faith than thinking and
discussingthe latter actions being tied to the values expressed in
Innere Fuehrung. Even into the late 1960s one could find many inside
the Bundeswehr who were skeptical about the value of democracy.
So it came as no surprise that Innere Fuehrung was not seen as a
great success towards the close of the Bundeswehrs build-up phase in
the late 1960s. In one sense, it was the last battle of the war generation
against the new spirit of the Bundeswehr. In June 1969 a memo written
by the Army Inspector Albert Schnez paid tribute to Innere Fuehrung,
but the tribute was, in fact, a complete misunderstanding of the origi-
nal concept. In his memo the inspector argued that the concept of sol-
diering included the warrior ethic, that service as a soldier was an
exceptional profession in comparison to other professions. The inspec-
tor regretted the loss of tradition and the lack of battle drills. He
argued for pride in ones service branch and in ones unit. The inspector
turned the concept of political responsibility on its head as he argued
218 klaus naumann
that only through a reform of the political body could the goals of the
Bundeswehr be met and the fighting power of the force enhanced. The
inspectors memo ended with a fanfare. The mission of the political
leadership must be to provide the army with what it requires.7 It was
no surprise that in 1969 the now-retired Baudissin believed that his
attempt at reform had largely failed.
7
Gedanken zur Verbesserung der Inneren Ordnung des Heeres (known as the
Schnez-Study), June 1969, cited in Klaus Hessler, ed., Militr, Gehorsam, Meinung.
Dokumente zur Diskussion in der Bundeswehr (Berlin and New York: de Gruyter, 1971),
5092, here 9091.
the battle over innere fuehrung 219
8
Count Wolf von Baudissin, Nie wieder Sieg: Programmatische Schriften 19511981
(Munich: Piper, 1982), 100.
9
Ibid., 105.
220 klaus naumann
Martin Rink
Few other NATO armed forces in the Cold War were as strongly com-
mitted to the concept of integration, as was the Bundeswehr. Indeed,
the creation of new West German armed forces was made possible only
under the condition that they be, from the very first, fully integrated
into the Western alliance.1 Accordingly, the Bundeswehrs military
organization, as well as the mindset of its military commanders, should
have evolved into a mirror image of NATOs strategy.
It is important to note that in the very beginning of the discussion
about a West German military contribution, its prospective founders
laid out the integration principle in its founding document. The prin-
ciple was established that the rebirth of a new German Wehrmacht
(a term which at that time referred to armed forces in general) could
only be accomplished if carried out as a contingent force of the
European/Atlantic defense effort.2 This principle, laid out at the secret
1
For a good overview, see Rdiger Wenzke und Irmgard Zndorf [with Eberhard
Birk], Ein Eiserner Vorhang ist niedergegangen. Militrgeschichte im Kalten Krieg 1945
1968/70 in Grundkurs deutsche Militrgeschichte, vol. 3: Die Zeit nach 1945. Armeen im
Wandel, ed. Volker Neugebauer (Munich: Oldenbourg, 2008), 1149, see 3865, 9096.
See also Beatrice Heuser, Die Strategie der NATO whrend des Kalten Krieges, in
Entschieden fr Frieden. 50 Jahre Bundeswehr, ed. Klaus-Jrgen Bremm, Hans-Hubertus
Mack, and Martin Rink (Berlin: Rombach 2005), 5162, see 5356, esp. 53; Bruno
Tho, NATO-Strategie und nationale Verteidigungsplanung. Planung und Aufbau der
Bundeswehr unter den Bedingungen einer massiven atomaren Vergeltungsstrategie,
Sicherheitspolitik und Streitkrfte der Bundesrepublik Deutschland, 1 (Munich:
Oldenbourg, 2005), 4f.
2
Hans Speidel, Die Sicherheit Europas und Ergnzung zu den Bemerkungen fr
ein Gesprch ber die Sicherheit Europas [1947], in Hans Speidel, Aus unserer Zei:
Erinnerungent (Berlin, Frankfurt am Main, Vienna: Propylen, 1977), 45465, see
467f. Also cited in Hans-Jrgen Rautenberg and Norbert Wiggershaus, Die Himmeroder
Denkschrift vom Oktober 1950. Polititische und militrische berlegungen fr einen
Beitrag der Bundesrepublik Deutschland zur westeuropischen Verteidigung, 2nd ed.
(Karlsruhe: Braun, 1985), 37.
222 martin rink
3
Army Field Manual Heeresdienstvorschrift HDV 100/1 Truppenfhrung, October
1962, 3.
4
See the following, published by Presse-und Informationsamt der Bundesregierung
in Bonn: Weibuch 1970 Zur Sicherheit der Bundesrepublik Deutschland und zur Lage
der Bundeswehr (1970), 3740; Weibuch 1971/72 Zur Sicherheit der Bundesrepublik
Deutschland und zur Entwicklung der Bundeswehr (1971), 2427; Weibuch 1973/74.
Zur Sicherheit der Bundesrepublik Deutschland und zur Entwicklung der Bundeswehr
(1974), 3, 1821; Weibuch 1975/76. Zur Sicherheit der Bundesrepublik Deutschland
und zur Entwicklung der Bundeswehr (1976), 7f., 51f.; Weibuch 1983. Zur Sicherheit
der Bundesrepublik Deutschland (1983), 122, 126; Weibuch 1985. Zur Lage und
Entwicklung der Bundeswehr (1985), 99f., 11215.
5
HDV 100/1 (above, note 3), 14.
6
The later General Inspector of the Bundeswehr, Ulrich de Maizire (196672)
was also a member of Amt Blank from 1952. See Ulrich de Maizire, Was war neu
the service staffs struggle over structure 223
8
Hans-Jrgen Rautenberg, Streitkrfte und Spitzengliederungzum Verhltnis
von ziviler und bewaffneter Macht bis 1990, in Entschieden fr Frieden (above, note 1),
10722, see 11216.
9
On the military organization and related issues, see Martin Rink, Strukturen
brausen um die Wette. Zur Organisation des deutschen Heeres. In Helmut R. Hammerich,
Dieter H. Kollmer, Martin Rink, Michael Poppe, and Rudolf J. Schlaffer, Das Heer 1950
bis 1970. Konzeption, Organisation, Aufstellung, Sicherheitspolitik und Streitkrfte der
Bundesrepublik Deutschland, 3 (Munich: Oldenbourg, 2006), 353483, see 35966.
the service staffs struggle over structure 225
developments had taken, it is no wonder that almost ten years after the
Himmerod Conference, the Bundeswehr senior staff could still not
speak of a truly integrated defense concept that effectively united all
the branches of the Bundeswehr.
In an organization such as the Bundeswehr there were divergent
views concerning NATO strategywhich was anyway in flux at the
timeand the most practical means to approach it. In the late 1950s,
much of the discussion was dependent upon the general preference as
to whether the priority ought to go to conventional or nuclear forces
and which service branches would play the primary role in the defense
of central Europe. The tough question was about the direction that
the West German forces should follow in this regard. Another factor
of the equation was the limited understanding that the top leadership
of the new Bundeswehr had of the NATO strategy at this point.10 In
their role as former Wehrmacht officers and later participants in the
founding of the Bundeswehr from 1950 to 1955, the future senior offic-
ers of the new West German armed forces had not played any role in
the formulation of NATO strategy by the time the Federal Republic of
Germany became an active member of the alliance. Despite their pre-
vious exclusion, German officers were soon placed in NATOs top lead-
ership ranks. In April 1957 Hans Speidel was promoted to Command
of Allied Land Forces Central Europe (COMLANDCENT).
The papers of the military planning groups in Bonn in this period
reveal that all the military planners wanted to see the Bundeswehr
develop as an integrated force. Yet the command staffs of the three
services held very different visions of how the Bundeswehr could reach
this goal. In any case, the goal of an integrated Bundeswehr was not as
easily reached as had been assumed at the beginning of the process.
In fact, there were two competing organizational concepts at work.
One approach was to rely primarily upon one service as Germanys
contribution to European defense. This was the position of the initial
planners at the Himmerod Conference and remained the fundamental
position of the representatives of the German Army for a long time.
Another approach was to develop a system of close cooperation with
the western Alliance. This was the preference of the Luftwaffe staff, and
it was based on the requirements for NATO air forces to have compat-
ible technology and logistics as well as common procedures, training,
and tactics.
10
Tho, NATO-Strategie (above, note 1), 375f.
226 martin rink
The conflicting concepts of war promoted by the army and the air
force reflected multiple dilemmas for West German defense planning.
One was that, in order to deter a possible aggressor, Germany would
have to participate in a strategy of nuclear deterrence. The second was
how to face the creation of a capable force that could win a conven-
tional war. But this led to a third dilemmahow could one successfully
defend Germany without seeing the country completely destroyed in
the process? These were the central issues that also concerned the
NATO staffs in the mid-1950s as they grappled with developing new
strategies. New conditions required new strategic plans at the time
Germany joined the alliance. A great deal of initial work had already
been donebut conditions changed more rapidly than the planners
could deal with.
In general, the question of the structure and form that the German
forces ought to take was an ongoing concern from the first rearmament
proposals in 1950 to the end of the era of Chancellor Konrad Adenauer
in 1963. Indeed, the structural debates about Germanys role in alliance
defense planning, as well as the strategic and tactical issues associated
with this, were central questions. It took until the 1960s to develop a
working synthesis, one that remained in force until 198990. In trying
to understand the first 12 years of the Bundeswehrs (pre) history it is
best to cut the period into two partswith the division right at the
mid-way point of October 1956, when Franz Josef Strauss took over
from Theodor Blank as Germanys defense minister. Strauss found that
his predecessor had left Bundeswehr planning in a state of crisis. In
fact, this worked somewhat to Germanys advantage, as the situation
gave Strauss the opportunity to rethink the Federal Republics position
and resolve some of the differences between earlier concepts and new
strategic thinking. The second half of the 1950s saw a series of disputes
over German strategy that was a feature of the Bundeswehr from this
time to the end of the Cold War.
did so with the knowledge and tacit permission of the Western occupa-
tion powers. As early as 1947, retired Lieutenant General Hans Speidel
began discussions with a small group about making a German contri-
bution to the defense of the West. Such discussions were carried on
with former Lieutenant General Adolf Heusinger, who also carried out
studies under the cover of operational analysis for the Gehlen Orga-
nization. This organization was the cadre of the future West German
intelligence service that had been set up by the Americans with the
mission of analyzing the Soviet threat. The Gehlen Organization pro-
vided information and analysis to the CIA and, after the creation of the
Federal Republic of Germany in May 1949, also to its government.11
Speidel drafted out a commentary on three conditions for planning,
under the assumption that Germany would become formally allied
with the West. These conditions became the practical foundation for
planning, organizing, and building up the Bundeswehr.
First of all, a German Wehrmacht could only be established as a
contingent of a European/transatlantic defense effort. Second, Germany
should field division-sized units in such an effort. Third, the main bat-
tle tank had to be the primary weapon of the German force. With this
analysis, Speidel and Heusinger established a definitive blueprint for
the foundation and buildup of the Bundeswehrto be more precise: to
its army. Between 1957 and the early 1960s these two officers would
hold the Bundeswehrs top posts, and both reached positions in which
they could turn their ideas into reality. Both played a central role in
writing the Himmerod Memorandum, a document that was only made
possible by the agreement of the Allied Powers which, in turn, were
driven by the strategic requirements of the Cold War.
The shock of the Korean War, which broke out on 25 June 1950,
opened the way for discussions about a West German defense contri-
bution. From this opening, Federal Chancellor Adenauer authorized a
secret meeting of defense experts, which took place in October 1950 in
the Himmerod Abbey in the Eifel Hills. The memorandum that came
out of the meeting proposed for the first time an organizational frame-
11
On Heusingers study, see Georg Meyer, Adolf Heusinger: Dienst eines deutschen
Soldaten, 1915 bis 1964 (Hamburg, Berlin, Bonn: Mittler, 2001), 35477, esp. 372.
On organization Gehlen, see Dieter Krger, Reinhard Gehlen (19021979). Der
BND-Chef als Schattenmann der ra Adenauer, in Konspiration als Beruf. Deutsche
Geheimdienstchefs im Kalten Krieg, ed. Dieter Krger and Armin Wagner (Berlin:
Links, 2003), 20736, see 207f., 219f., 224.
228 martin rink
work for creating West German forces.12 The core force of the planned
German contingent would be 12 army divisions. The German experts
predicted the German and the Allied requirements and capabilities
with amazing accuracy, although this was true only with regard to the
army.13 The air and naval forces remained largely side issues. The latter
were seen as coastal defense forces which were to serve in the Baltic
and North Seas in order to defend the Schleswig-Holstein bridge-
head. The air force was to serve as an air defense force and as a tactical
support aviation force of the army. Yet, later on, from these minimal-
ist concepts the armys sister services would evolve, and both would
become major branches and play a much larger role in German defense
than anticipated. To even think about nuclear weapons for German jet-
propelled aircraft and missiles in 1950 was out of the question. Still,
there was one principle that could not be challenged: that the German
armed forces would be integrated into the Western alliance and that
they would serve only within a close partnership with the Allies.14
At the end of 1950 two political milestones were reached. On
24 October the so-called Pleven Plan was publically announced.
On 19 December the sixth NATO Council meeting approved the so-
called Brussels Agreement.15 This agreement stated that West
Germany would be closely integrated into the Western alliance system
and the Germans would be allowed to rearm. Per the Pleven Plan,
national contingents would be combined into operational contingents
with complete integration of personnel and equipment. It was a mili-
tary model that had never existed before. This meant that the forces
would be integrated at the lowest level possible. From the German side
this looked very much like using the Germans just as the Germans had
used their eastern European auxiliaries during the Second World War.16
To the Germans, this plan seemed to have been drafted in order to
ensure that the Germans would pose no serious military threatin
12
Rautenberg/Wiggershaus, Die Himmeroder Denkschrift (above, note 2), S. 41.
13
Kurt Fett, Die Grundlagen der militrischen Planungen, in Aspekte der deut-
schen Wiederbewaffnung bis 1955, ed. Militrgeschichtliches Forschungsamt [hereafter
MGFA], Militrgeschichte seit 1945, 1 (Boppard: Boldt, 1975), 169200, see 173.
14
Rautenberg/Wiggershaus, DieHimmeroder Denkschrift (above, note 2), 4548.
15
FRUS 1950 III, S. 53147, 54864, 586; Anfnge westdeutscher Sicherheitspolitik
19451956 [hereafter AWS], ed. MGFA, 4 vols (Munich: Oldenbourg, 198297),
2:60711, 64954 (Contribution Meier-Drnberg); 2:2729 (Contribution Klaus
A. Maier).
16
Rolf-Dieter Mller, An der Seite der Wehrmacht. Hitlers auslndische Helfer beim
Kreuzzug gegen den Bolschewismus 19411945 (Berlin: Links, 2007), 213215.
the service staffs struggle over structure 229
fact exactly what the French had in mind. Until the Pleven Plan was
officially abandoned on 30 August 1954, this concept stood in the
background of German defense planning. Still, the preferred approach
was to follow the Brussels Agreement, which, in contrast to the
European Defense Community (EDC) Concept, opted to organize
forces under the principle of including the largest possible troop units.
According to the Brussels agreement of December 1950, a ban on West
Germanys acquisition of nuclear, biological, or chemical weapons pro-
tected against a possible German threat. The navy and the air force
were to be limited in size, and a further restriction was proposed to
forbid West Germanys possession of heavy armored units. This final
point was stronglyand eventually successfullyresisted by the
German negotiators.
In the first six years of Bundeswehr (pre)history, the focus on plan-
ning was the land force. Equality for the Germans meant modern units
organized into national army corps. Their force would be a tactical
support force and the navy would be relegated to coastal defense duties
under European/Atlantic Command.17 Chancellor Adenauer consid-
ered a West German national defense contribution under European/
Atlantic Command to be a political trade off as a step towards achiev-
ing national sovereignty for the Federal Republic. To further this goal,
Adenauer needed a military force to be built as quickly as possible. His
shadow defense minister, Theodor Blank, spoke of the largest possible
German investment that the Germans should offer to the Alliance as
a means to set the best possible negotiating conditions. The restrictions
on the equipment that Germany was allowed to produce also clearly
contradicted the Alliance policy of building the largest possible German
force.
By the start of 1951, Blank was able to report on successful talks with
the Allied high commissioners at their residence on the Petersberg
Hill above Bonn. These talks produced an agreement for new
German armed forces in the framework of an Atlantic army, with
Germany renouncing completely the possession of a strategic air
force. Heusinger noted that this was the first occasion in international
negotiations where support was expressed for a possible German con-
tribution of ten to 12 divisions.18 During the Petersberg negotiations
17
Rautenberg/Wiggershaus, DieHimmeroder Denkschrift (above, note 2), 37.
18
Notes on a discussion with General Hays, 05.01.1951, Bundesarchiv-Militrarchiv
Freiburg [hereafter BA/MA] Bw 9/2050, Bl. 3443.
230 martin rink
19
Ausfhrungen zu der Frage der Grsse und der Zusammensetzung der deut-
schen Einheiten, 26.01.1951 Memo of Graf Kielmansegg; further memo, 25.01.1951,
in BA/MA Bw 9/2050, Bl. 14858, 16672.
20
Christian Greiner, Die militrische Eingliederung der Bundesrepublik
Deutschland in die WEU und die NATO 1954 bis 1957, in Anfnge westdeutscher
Sicherheitspolitik, vol. 3 (Munich: Oldenbourg, 1993), 561850, see 653. Cf. the foun-
dation and organization of the land forces in BA/MA Bw 9/2766, Bl. 70.
21
On the magic 12-division requirement, see Franz Josef Strau, Die Erinnerungen
(Berlin: Siedler, 1989), 283; Greiner, Die militrische Eingliederung der Bundesrepublik
(above, note 20), 846; F H III 1, Tgb.Nr. 178/62, 27.08.1962, Bl. 71, in BA/MA BH
1/9498; Amt Blank, Abt. Heer, 10.12.1955, in BA/MA BH 1/3685.
the service staffs struggle over structure 231
In the course of discussions over the EDC, the Germans were able
to broaden their options. During intense negotiations, the German
delegation pushed their future allies to accept the concept of large
German armored formationse.g., divisionsunder German natio-
nal control.
With the breakdown of the EDC plan on 30 August 1954, the German
military planners, especially those from the army, saw their opportu-
nity. At the end of November 1954, Minister Blank approved the plans
for six armored divisions and six mechanized infantry divisions, along
with a plan to create additional army supporting units. In sharp dis-
agreement with some of the Allied proposals, the German army plan-
ners designed a fully armored/mechanized army with the largest possible
strength in armored fighting vehicles. The armored and mechanized
combat forces would constitute 400,000 men of the total 605,000-man
army. Until April 1956 these plans remained a base point for standing
up new German military units. Quite soon, however, it was discovered
that this planned force strength was wholly unrealistic.
As a result of the London Conference of October 1954, the Federal
Republic joined the ranks of the NATO nationsthe official entry of
Germany into NATO being 9 May 1955. The planned total strength of
the German armed forces, 500,000 men, was taken over from the plan-
ning done for the EDC. Force levels were still closely tied to the
12-division force. No country was allowed a larger number of divisions
than had been previously agreed upon by the Alliance members, and
the division slicethe number of total soldiers per divisionwas not
to exceed 41,500 men. This number had little to do with any opera-
tional requirements but instead was justified by a kind of political
numbers game designed to keep Germany from becoming too strong.
These figures demonstrate clearly that, from the start, the West German
defense planningnational and within NATOwas focused on army
armored divisions.22 Ironically, what had started out as the upper limit
of forces to be allowed the Germans became in later years the mini-
mum figure that the Alliance members would expect from Germany.
To properly create armed forces of this magnitude in just a few years
presented some formidable problems for the Bundeswehr planners.
In fact, they completely failed to meet the first major objective within
22
Greiner, Die militrische Eingliederung der Bundesrepublik (above, note 20),
583f.
232 martin rink
the time plan. The first 101 Bundeswehr volunteers took the oath of
allegiance in a hurried and improvised ceremony. Still, it was a matter
of luck that this milestone could be tied to the 200th birthday of the
great reformer of the Prussian army, Gerhard von Scharnhorst (1755
1813). The official birthday of the Bundeswehr could thus also sym-
bolically be tied to a proverbial new beginning. The establishment of
the first units was set for 20 January 1956, also known as Andernach
Day. On that day Adenauer visited the first 1,500 volunteers of the
training unit at their garrison on the Rhine, south of Bonn. From here
the first elements of the forces branches emerged. The training base for
the armys first cadre units remained at Andernach, while the air force
and navy volunteers later trained at Nrvenich near Cologne or at the
seaport at Wilhelmshaven respectively. All the new volunteers had to
contend with serious problems. There were shortages of equipment,
uniforms, and weapons.23 There was insufficient housing, and not even
a minimal administrative and troop support infrastructure. Many of
the old bases of the Wehrmacht had been taken over for use by the
Allied forces at the end of the World War, and other bases had been
turned into refugee or displaced person camps. But the Bundeswehrs
worst problem was a simple lack of volunteers. Its build-up took place
at the exact moment that the West German economic growth reached
its apogee. The years 1948 to 1964 were commonly called the eco-
nomic miracle years. Not only did the economy work against recruit-
ment but, further, a large part of the population was fundamentally
opposed to any involvement with the military and war. In short, the
armed forces lacked human resources.
23
Wolfgang Schmidt, Kontinuitt und Wandel. Die Infrastruktur der Streitkrfte als
Faktor soziokonomischer Modernisierung in der Bundesrepublik 1955 bis 1975,
Sicherheitspolitik und Streitkrfte der Bundesrepublik Deutschland, 6 (Munich:
Oldenbourg, 2006).
the service staffs struggle over structure 233
its first armored units from 1951 onward, five years later it set out to
create a nuclear force.
In any case, the large conventional force that would reinforce the
status of the Germans in the Alliance failed to be developed according
to plan. In reality, in its first two years, the Bundeswehr was in crisis.
The army-heavy force concept developed under Blanks planners
seemed obsolete. With Franz Josef Strauss named as defense minister
in October 1956, some fundamental changes in West Germanys
defense policy were indicated. Earlier, as Minister for Special Affairs in
1953, and later, as Minister for Atomic Affairs, Strauss had made it
known publicly that he felt he had a better grasp of defense policy than
the luckless current inhabitant of the office. Strauss time in office is
tied to a radical modernization movement. Soon after his inauguration
he told the Allies frankly that the earlier plans had turned out to be
unsound and that a radical rethinking of policy was required. This led
to a dramatic reduction of the Bundeswehrs planned strength, from a
500,000-plus force to a total force with 342,000 men. Compared to the
pre-Strauss plans, the strength of the army was cut in half to 195,000
men. However, to keep NATO obligations, the promised number of 12
divisions could not be reduced. Thus, the unit activation timeline was
now lengthened, and two of the planned armored divisions were con-
verted to less expensive light infantry formations. The result was an
army force organized into ten armored or armored infantry divisions,
a mountain division, and a airborne divisionbut the latter one had
neither the equipment nor the manning of a real division. This over-
all force structure would remain in effect up to the end of the Cold War.
Another result of the dramatic force cuts was a major reduction of the
support troops allocated to the army corps.24 Per Strauss motto, qual-
ity over quantity, the priority units for equipment and training were to
be those with the greatest potential to be equipped with nuclear weap-
ons. Thus the atomic capable army corps artillery, and especially the air
force, was subject to only minimal cuts.
The new approach by the Federal Republic had a parallel in the con-
cept of development carried out by Germanys American ally five years
earlier.25 At the start of the Cold War, the lead planners for the largely
24
Document: Neuplanung Heer, 6.11.1956, BA/MA BH 1/16959; Strau, Die
Erinnerungen, 27079, 283.
25
Tho, NATO-Strategie (above, note 1), 24f.
234 martin rink
26
Bernd Lemke, Die Bedeutung der strategischen Entwicklung fr den Aufbau der
Luftwaffe, in Bernd Lemke, Dieter Krger, Heinz Rebhan, and Wolfgang Schmidt, Die
Luftwaffe 1950 bis 1970. Konzeption, Aufbau, Integration, Sicherheitspolitik und
Streitkrfte der Bundesrepublik Deutschland, 2 (Munich: Oldenbourg, 2006), 1740,
see 3133.
the service staffs struggle over structure 235
27
Wenzke/Zndorf, Ein Eiserner Vorhang (above, note 1), 9296; Georges-Henri
Soutou, La guerre de Cinquante Ans. Les relations Est-Ouest 19431990 (Paris: Fayard,
2001), 28083; Heuser, Die Strategie der NATO (above, note 1), 5356. Details in
Christian Greiner, Die Entwicklung der Bndnisstrategie 1949 bis 1958, in Die NATO
als Militrallianz. Strategie, Organisation und nukleare Kontrolle im Bndnis 1949 bis
1959, ed. Bruno Tho (Munich: Oldenbourg, 2003), 19174.
28
Dieter Krger, Die Entstehung der NATO-Luftverteidigung, in Lemke et al.,
Die Luftwaffe (above, note 26), 485556, see 494.
236 martin rink
29
On strategy and rearmament, see Bernd Lemke, Konzeption und Aufbau der
Luftwaffe, in Lemke et al., Die Luftwaffe (above, note 26), 71484, see esp. 8088, 173,
32155, 37477.
the service staffs struggle over structure 237
30
On the Americanization of the Luftwaffes training and culture, see Wolfgang
Schmidt, Briefing statt Befehlsausgabe. Die Amerikanisierung der Luftwaffe 1955 bis
1975, in Lemke et al., Die Luftwaffe (above, note 26), 64991. On the Culture Shock
experience of the naval aviation trainees during their training in the USA, see Johannes
Berthold Sander-Nagashima, Die Bundesmarine 1950 bis 1972. Konzeption und Aufbau,
Sicherheitspolitik und Streitkrfte der Bundesrepublik Deutschland, 4 (Munich:
Oldenbourg, 2006), 98109.
31
For a general background, see Lemke et al., Die Luftwaffe (above, note 26); see
esp. Dieter Krger, Der Strategiewechsel der Nordatlantischen Allianz und die
Luftwaffe, 4168, and Lemke, Konzeption und Aufbau der Luftwaffe, 151222.
32
Dieter Krger, Schlachtfeld Bundesrepublik? Europa, die deutsche Luftwaffe
und der Strategiewechsel der NATO 1958 bis 1968, Vierteljahrshefte fr Zeitgeschichte
2 (2008), 171225, see 185.
238 martin rink
33
Ferdinand Otto Miksche, Atom-Waffen und Streitkrfte mit 9 Skizzen im Text
(Bonn: Verl. Westunion/Offene Worte, 1955), 13571. This includes the discussion on
the crisis of the division system; cf. the statement of the Bundeswehr General Staff s
atomic expert, Albert Schindler, in BA/MA Bw 2/1943.
34
On the new organization of the army, see Rink, Strukturen brausen um die Wette
(above, note 6), 41366.
35
Inspector of the Army, Begrssung der Gste; Schlussbesprechung LV 58,
26.09.1958, in BA/MA BH 1/10932.
240 martin rink
brigade organization. The new core elements of the army at the tactical
level were the armored and armored infantry (Panzergrenadier) bri-
gades, which were planned to be organized as truly homogenous units.
The organization of these units embodied the principle of train and
organize how you fight.36 The armored divisions consisted of three
armored or armored infantry brigades in a ratio of 2 to 1with the
more numerous arm determining the designation of the unit as a
Panzer or Panzergrenadier division. The army even organized its
mountain division to play a role in combined armed mechanized war-
fare and added an armored brigade to its two mountain infantry bri-
gades. The Bundeswehrs one airborne division was the only division
not oriented towards armored warfare. In fact, it existed largely on
political grounds, as it made up NATOs goal of 12 German divisions.
The transition to the second Federal Army structure was not carried
out without some debate in the military and defense ministry staffs.
In the Armed Forces Staff (Fhrungsstab der Bundeswehr), even army-
bred officers questioned whether their colleagues of the Army Staff
(Fhrungsstab des Heeres) were still mentally too closely attached to
the model of World War II, unable to meet new challenges in an up-to-
date fashion. A valid critique was also raised that the restructuring of
the army was initiated even before the concept had been tested.37 Thus
many of the Bundeswehrs operational experts did not agree that the
direction the army was taking was the right one. Experts for nuclear
warfare of Armed Forces Staff maintained that the army was not mech-
anized enough but should be able to employ infantry units also in a
kind of atomic guerrilla warfare. Ulrich de Maizire, later General
Inspector of the Army (and after that of the Bundeswehr) and at this
time chief of one of the Armed Forces Staff sections, noted that
the army thinks far too little about the conditions of modern atomic
warfare. Everything is narrowly conceived in terms of conventional
warfare.38
In 1957, NATOs SHAPE headquarters and the headquarters of
NATO Land Forces Central Europe (LANDCENT) considered a new
36
Army Field Manual HDv 100/1 Truppenfhrung, August 1959, BA/MA BH
1/439, 5059.
37
F B III, BG Cord v. Hobe to the General Inspector, Bonn, 15.09.1958, BA/MA
BH 1/1943, 2.
38
Office Diary of de Maizire, BA/MA N 673/v. 22, Entry 16.08.1956. Also cited in
Greiner, Die militrische Eingliederung der Bundesrepublik (above, note 20), 741.
the service staffs struggle over structure 241
organization for operational forces that paid close attention to the issue
of organic division structure.39 A series of questions was put to the
NATO alliance partners, and the idea was proposed to create a stand-
ard unit organization throughout NATOan idea oriented along the
lines of the brigade organization concept that the Germans had just so
recently introduced. In further discussions in LANDCENT under the
chairmanship of General Hans Speidel, the other central European
NATO partners generally supported this standardized unit approach.
Eventually, an official LANDCENT memo of 44 June 1959 recom-
mended that the NATO forces in central Europe be organized along
the lines of the new German divisional organization.40 The young
German army had convinced its allies of the soundness of its approach,
and this was an impressive victory for the newcomer. Still, the opera-
tional doctrine to be used remained subject to a broad debate within
the Bundeswehr.
Despite the upheavals of 195859, the army remained fairly stable in its
conceptual development. Basically, the core concepts were rooted in
the armored war doctrines of the 1930s and 1940s and were now
applied to the idea of fighting under atomic conditions. Indeed, the
structure and main concepts that lay behind army operational doc-
trine, which were established in the late 1950s, remained constant right
to the 1990s with only a few minor changes. However, in the late 1950s
the Luftwaffe oriented itself completely on the concept of the use of
latest technology. Thus, between 1957 and 1959, the Bundeswehr could
not speak of an integrated organizational or operational doctrine.
Not for the first or the last time did the services argue from notice-
ably different doctrinal positions in the period between September and
November 1959. One Armed Forces Staff report from March 1958
summarized the various trends of thinking among the serv-
ices: The Sword would be defined as it had been earlier. Basically,
its forces had to be the American Strategic Air Commands bomb-
ers, which now would be reinforced with mid-range, and later
39
SACEUR, Studie ber die Gliederung der Landstreitkrfte Europa-Mitte
(Nr. 2000/2/28/CINC/241/57), in BA/MA Bw 2/1943; see also BA/MA Bw 2/2483.
40
SHAPE-History 1959, IV-43 to IV-48.
242 martin rink
41
Cited in Greiner, Die Entwicklung der Bndnisstrategie (above, note 20), 174.
42
General Inspector of the Bundeswehr, Gedanken zur weiteren Entwicklung
strategischer Plne und ihre Auswirkung auf die Aufstellungsplanungen der Bunde-
swehr, FB III, 7.9.1959, Tgb.Nr. 337/59, in BA/MA, BH 1/9487.
43
Inspector of the Army Hans Rttiger, Auffassung des Heeres zur weiteren
Entwicklung strategischer Plne und ihre Auswirkung auf die Aufstellungsplanungen,
FH II, 16.10. 1959, Tgb.Nr. 300/59, in BA/MA, BH 1/9487.
the service staffs struggle over structure 243
44
On the development of the forward defense doctrine, see Helmut R. Hammerich,
Kommiss kommt von Kompromiss. Das Heer der Bundeswehr zwischen Wehrmacht
und U.S. Army (1950 bis 1970), in Hammerich et al., Das Heer 1950 bis 1970 (above,
note 8), 17351, see 13154; For detailed information, see Tho, NATO-Strategie
(above, note 1), 555601, see esp. 573.
45
Inspekteur der Luftwaffe (Josef Kammhuber), Gedanken zur weiteren Entwicklung
strategischer Plne und ihre Auswirkung auf die Aufstellungsnlne der Bundeswehr,
16.10. 1959, Tgb.Nr. 192/59, in BA/MA, BH 1/9487. The citations are also in this
document.
the service staffs struggle over structure 245
46
Carl von Clausewitz, Vom Kriege: hinterlassenes Werk, edited and commented by
Werner Hahlweg, 18th ed. (Bonn: Dmmler, 1973), Book 3, chapter 1, p. 345.
47
F M II, Tgb.Nr. 146/59, Inspekteur der Marine, Friedrich Ruge, Gedanken
zur weiteren Entwicklung strategischer Plne und ihre Auswirkung auf die Aufstellung-
splanungen der Bundeswehr, in BA/MA BH1/9487. For general background, see also
Sander-Nagashima, Die Bundesmarine (above, note 30), 49187, see esp. 8198,
12931.
48
F M II, ibid., 25.
the service staffs struggle over structure 247
The discussions among the service staffs in the autumn of 1959 reflected
clearly the divergent concepts that the branches leaders advocated. Yet,
in between the two poles favored by the army and the air force staffs,
there lay a compromise solution that was eventually put into practice.
As the Federal German armed forces grew up, the existing gaps in the
capability both to carry out conventional war and to deal with a tacti-
cal/nuclear conflict were slowly filled. Only in this way could forces be
deployed for a forward defense of West Germany instead of the planned
defensive lines deep in, or even behind, German territory. But with the
start of the new decade some problems remained. The Federal Republic
was now firmly in the Alliancein reality as well as in word. This
meant that the West Germans had to be true to their promise of set-
ting up 12 ground force divisions. But in the years 196065 the
armys top leadership feared to publicly disclose unfavorable realities to
their American ally.49 The German Army anxiously kept secret any
deficiencies. However, the Bundeswehrs deplorable state of unprepar-
edness for waging war became public in October 1962. Just a week
before the Cuban Missile Crisis reached its apogee, an article in the
Hamburg news magazine Der Spiegeltraditionally bitterly opposed
to Defense Minister Straussfocused on the limited defense readi-
ness of the Bundeswehr.50 The succeeding Spiegel Affair became a
49
F H III 1, Notiz fr Leiter F H III, 10.10.1963, in BA/MA BH 1/72 a. It is
confirmed that this affidavit was given by deputy inspector of the army Thilo. See
Aktennotiz fuer Inspekteur [Heer], 15.10.1963, 1, in BA/MA BH 1/72 a.
50
Conrad Ahlers (though published anonymously), Bedingt abwehrbereit, in Der
Spiegel, 08.10.1962. On the situation of the Bundeswehr at this time, see Bruno Tho,
248 martin rink
major political scandal for the Federal Republic. Indirectly but clearly,
it led to the dismissal of Strauss as Defense Minister (though by no
means did it end his political career). In a way, the affair even caused,
though more indirectly, the retirement of Adenauer as chancellor of
the Federal Republic of Germany in October 1963.
A central aspect of the Spiegel Affair concerned Germanys partici-
pation in NATOs nuclear strategy. The article Limited defense readi-
ness (Bedingt abwehrbereit) reflected the unease of a large part of
the population with the nuclear strategy in general and of Strauss pol-
icy in particular. This in turn affected the German Air Forces newly
acquired role. Central to this service was the strike mission by fighter
bombers and, by 1963/64, also by mid-range Pershing missiles. The
emphasis on these weapons systems signaled the strategy of the
Bundeswehr. At this time, four of the five operational fighter wings
were assigned to NATO command. Supporting them were four fighter/
interceptor wings and three reconnaissance wings, of which only one
was assigned to NATO. If one were to compare the different services in
the early 1960s to that of the previous planning of the Blank era, in
terms of status and importance the Luftwaffe would clearly have
appeared as the winner. Yet the initial goal, laid out in 1950, of 831
operational combat aircraft was only reached almost 20 years later. All
this was the result of technical progress, which pushed up the costs, as
well as major changes in Alliance strategy and operational doctrine.
The one-sided thinking of the time led the Luftwaffe into the Starfighter
crisis with the newly introduced F-104G. This finally culminated in
the middle of the decade and led to a comprehensive restructuring of
the Luftwaffe. Although there had already been previous considera-
tions about adopting a more flexible strategy, only after the newly
elected president John F. Kennedy called for NATO to adopt a flexible
response strategy did the operational doctrine change. Accordingly,
the Federal German Luftwaffe had to likewise change its doctrine and
equipment. Where the F-104G and Pershing 1A had previously been
seen as the primary strike forces, the new goal was to adapt the force to
be a more all round generalist air force. This affected especially the
previously downplayed mission of close air support, but also air defense.
However, both the air units and the forces committed to air defense
certainly became the most internationally integrated service compo-
nents of the Bundeswehr, and probably of the Alliance. But a price was
paid in the form of a divide between the organization and operational
doctrine of the air force and the army. Whereas the Luftwaffe under-
went a process of Americanization, the army stayed German.
Conceptually, the Bundeswehrs overall structure settled down in
compromise between the positions of Rttiger and Kammhuber
although the two ideals were certainly not easy to combine. Part of the
solution lay in a definition of responsibilities. The ongoing disputes
between 1958 and 1960 of whether air defense and missiles should
belong to air force or army no doubt reflected and fueled the quarrels
within the top levels of the services. Compromise solutions were finally
created after long discussions.51 Air defense responsibilities above the
army corps level came under the Luftwaffe, which therefore provided
half of the static and comprehensive NATO integrated air defense sys-
tem. Under this level lay the air defense forces of the armys divisions
and corps. German nuclear participation was most closely integrated
with U.S. forces: the Bundeswehrs nuclear weapons were controlled by
a two key system. German forces controlled the nuclear delivery sys-
tems and maintained complete unitsarmy and air forcebut the
warheads remained under American control.
At this time the army had to initiate severe economy measures, and
the available resources did not fit the needs created by the army plan-
ners tank concept. This was resolved by the creation of cadre units
normally in the support and corps elementsthat could be filled out
by reservists. However, this solution actually thwarted the concept that
Rttiger had strived for so boldly between 1957 and 1959. As with the
Luftwaffe, the driving force of the army was technology. Yet techno-
logical developments required more and larger support units as well as
command and control elements and rear security forcesespecially if
the hard core of the army consisted of mechanized forces. In the earlier
concepts of the 1950s, the planners had paid little attention to the
51
Study: Einheitliche oder getrennte Truppengattung Flugabwehrtruppe,
11.07.1956, in BA/MA Bw1/16104; Chairman of the Military Leadership Council
(Heusinger), 09.08.1956, in BA/MA BH 1/640; Documents from July 1958 to April
1961, including the inquiry of Bundestag representative and later defense minister and
Federal chancellor Helmut Schmidt in BA/MA Bw 2/20027, see esp. the documents
from July to December 1959: Umorganisation der Heeres-Fla, 31.12.1960, in BA/MA
BH1/594.
250 martin rink
follow-up costs of technology. Now, at the start of the 1960s, this omis-
sion required the army to undergo its third major restructuringa
process that would only be complete in 1968. Nonetheless, thanks to
progress in developing her own conventional forces, the Federal
Republic was able in September 1963 to make her allies accept the
long-called-for forward defense doctrine. But to defend Germany right
on the border required forces, and only in 1965 did the West Germans
finally succeed in setting up their 12th division. Still, the divisions
could not be truly effective without a nuclear component. The German
forces were supported by nuclear weapons in the form of artillery, mis-
siles, and atomic demolitions designed to create obstacles.52 The full
integration of the German army had by 1965 been established within
NATO. But unlike the air force, whose wings and air defense regiments
operated in an integrated manner within the Alliance, the army
units stayed German up to the army corps level. The Bundeswehrs
three corps had their positions covering the Inner German and
Czechoslovakian borders. The deployment alongside the Iron Curtain
was referred to as the layer cake: the German forces deployment
areas lay between two American corps, a British corps, a Belgian corps
and a Dutch corps.
With these overall developments, the Bundeswehr and its services
all settled into their roles in the 1960s. However, even as the principal
debates of the late 1950s had been settled, under the surface a variety of
disputes were played out in the 1960s. Most of these reflected the dis-
cussions that had ensured since October 1956. Some of the disputed
issues were resolved by the de facto integration of all the branches of
the Bundeswehr with their corresponding allied services in NATO.
The price that had to be paidand the opportunity that could also be
seizedwas sacrificing the initial design of a joint-forces concept of a
single German contingent. Instead there emerged several contin-
gents, each with a different level of integrationboth with the allies
and with the other German services. The force that arose in reality was
the largest conventional one in central Europe, and it was certainly the
best integrated force in the Alliance. By the time the Bundeswehr
52
Helmut R. Hammerich, Der Fall Morgengruss. Die 2. Panzergrenadier-Division
und die Abwehr eines berraschenden Feindangriffs westlich der Fulda 1963, in Die
Bundeswehr 1955 bis 2005. RckblendenEinsichtenPerspektiven, ed. Frank Ngler,
Sicherheitspolitik und Streitkrfte der Bundesrepublik Deutschland, 1 (Munich:
Oldenbourg, 2007), 297311.
the service staffs struggle over structure 251
reached its maturity in the 1970s, it provided half the land forces and
half the ground-based air defense forces in central Europe. It was a
significant contribution to the Alliance even though there had also
been significant delays in reaching this point. The achievements were
visible in the statistics of the force structure. By the 1970s the Germans
manned over 60 per cent of NATOs tanks in central Europe and 70
per cent of the naval forces in the Baltic Sea. The German naval air arm
was the only such force in the region.53 At the same time, the German
Air Force provided only 30 per cent of NATOs combat aircraft in cen-
tral Europe. The much closer integration of the Luftwaffe in NATOs
structure represented a proportionately smaller voice in the Alliance
but also a higher degree of Americanization.
There still remained the double dilemma in which a winnable con-
ventional war was as unlikely as maintaining a completely credible
nuclear deterrent. On the one hand, the massive retaliation doctrine in
its pure form was scarcely likely to succeed, due to political, psycho-
logical, and financial reasonsand a truly credible deterrent remained
an elusive goal; moreover, it could lead to self-deterrent. On the other
hand, proponents of the nuclear strategy could argue that the greater
flexibility in German strategy did not necessarily lead to improved
security.54 Though the concepts of war-fighting and conflict-deterrence
had led to compromise among the different branches of the Bundeswehr,
their staffs continued to produce a polyphony of views.55 But perhaps it
was exactly this range of concepts which contributed to a remarkable
degree of securitydespite all crises.
53
Weibuch 1983 (above, note 4), 126; Weibuch 1985 (above, note 4), 113.
54
See Krger, Schlachtfeld Bundesrepublik? (above, note 30), 172, 208, 22325.
55
See Tho, NATO-Strategie (above, note 1), 482, 740.
THE OTHER GERMANY: CREATING THE DDRS
ARMED FORCES
FAILURE TO COMMAND: THE POLITICAL UNDERPINNINGS
OF THE FAILURE OF THE NATIONALE VOLKSARMEE AS A
SOCIAL INSTITUTION
Dan Jordan
1
Auswertung des Polit-Moralischen Zustandes sowie der Politischen und Gefecht-
sausbildung der Truppenteile und Enheiten der 7. Panzer-Division im Ausbildungsjahr
1962, ed. Waldemar Verner, Vizeadmiral (Stellvertreter des Ministers und Chef der
Politischen Verwaltung) (Dresden: Ministerium fr Nationale Verteidigung [MfNV];
MBIII; 7PD, 1962), 14.
2
Reden zu Parteiorganisationen ber Sozialistiche Erziehung, in SED
Parteiversammlungen, ed. Ministerium fr Volksbildung; Betriebsparteiorganisation
(Berlin: Bundesarchiv Berlin, 1957), 18.
3
The term Nationale Volksarmee is really a misnomer, as the army in this context
also included the air force and the navy and therefore should have been more correctly
labeled the Armed Forces of East Germany. Nevertheless, as a nod to the original
nomenclature, I use continued references to army terminology, such as soldiers and
generals, while my intent is to also include the thousands of airmen and sailors in other
branches of the NVA.
256 daniel jordan
East German state. In fact, the NVA, in spite of its obvious mission to
defend the East German state, was organizationally and bureaucrati-
cally dysfunctional from its inception to its demise in 1990, and it made
major contributions to undermining the very socialist state it was cre-
ated to protect. Put another way, the NVA became a huge anchor that
helped sink the GDR. The cause of that dysfunctionality was multifac-
eted but lies essentially in the governments implementation of Marxist
ideology through such policies as the leading role of the party in the
NVA and the concept of individual leadership, or Einzelleitung. These
policies represented the GDRs obstinate reliance on ideology, which
caused unfortunate deleterious effects on everyday bureaucratic actions
within the NVA, particularly on the development of the army as both a
fighting force and a socializing agent for the country. Those same effects
cut a wide swath across organizational, administrative, and tradition-
ally military domains. Examples include an inability to successfully
define a leadership philosophy for its commanders, a chronic need to
self-criticize, and the unconscionable failure of the officer and NCO
corps to take care of their soldiers.
In making these arguments, I offer opposing points to traditional
views that have attributed the demise of the GDR exclusively to
economic, social, or political causality. Instead, I suggest that the
GDRs most serious problem was neither economic nor social but,
rather, the incomprehensible inability of its institutional bureaucracy
to fix problems staring it in the face. As a case study of social structures
in a closed society, East German Army records offer researchers a
unique view into these party-government interactions, the influence of
the party at all levels of administration and command, and the imple-
mentation and enforcement of both military and party disciplinary
issues. More specifically, the archives hold records and reports of
competing military and political chains of command within the
NVA that give us a more accessible view of bureaucratic dysfunctional-
ity than appears to be available from other government organs of
the GDR.
the Leading Role of the Party in the NVA.4 The decision, under the
guise of the aggressive preparations of NATO and the Bonn Govern-
ment, effectively put the commander in his place vis--vis the politi-
cal officer.5 The policies that Walter Ulbricht and his Politbro created
in the 1950s to create and shape an armed force for the East German
state were no doubt well intended and clearly based on lessons they
had learned from their Soviet masters. By 1956, the leading role of the
SED had been clearly established in the GDR and, in particular, the
national police force (Nationale Volkspolizei; NVP). However, two
years after the NVA was officially established by the East German
Volkskammer, the party leadership was still disappointed, if not frus-
trated, at the lack of influence the party had within the newly formed
army. The clarity of the partys intent to fix this problem can be seen in
the minutes of one 1958 Politbro meeting:
The most important task of party organizations in the NVA is the
political-ideological and moral education of [party] members and candi-
dates as well as all army members in the spirit of Marxism-Leninism and
the security of the unity of the political and military education of all army
members [emphasis added].6
There are two specific tasks in this statement. We should not be sur-
prised by the first one, the ideological and moral education of party
members and candidates in the army itself. Clearly, a politically reliable
army is the first requirement for any state, and to ignore that prerequi-
site is to risk having the army turn on its political masters. In this case,
party members had to be reminded what their priorities were: not just
their political reliability through political-ideological education but
also their moral education and consequent moral behavior as party
members. Notably, the government dictated that their political-officers
4
Abteilung fr Sicherheitsfragen, Beschlu der Sicherheitskommission vom 14.1.1958
ber Die Rolle der Partei in der Nationalen Volksarmee, ed. Zentralkomitees
[ZK] Abteilung Sicherheitsfragen (Berlin: Bundesarchiv Berlin, 1958). The
Sicherheitskommission was the predecessor to the Nationaler Verteidigunsrat der DDR,
the National Defense Council of the GDR, formed in 1960.
5
Ibid., 36.
6
Protokol Nr. 26/58 der Sitzung des Politbros des Zentralkomitees Am Dienstag,
dem 17.Juni 1958 im Zentralhaus der Einheit, Grosser Sitzungssaal, in Bestand:
Sozialistische Einheitspartei Deutschlands; Zentralkomitee; Stiftung Archiv der Parteien
und Massenorganisationen der DDR am Bundesarchive (SAPMO-BArch) (Berlin:
SAPMO-BArch, 1958), 48.
258 daniel jordan
priorities were not to the state but, rather, to the party. Their priorities
were not to the defense of the homeland but, rather, to their own politi-
cal, ideological, and moral education. While we should not conclude
that the party ignored the state and its defense, their lack of specificity
of these competing interests became problematic over time.
The second task is particularly instructive to our purposes: to insure
the safety, or preservation, of the unity of political and military educa-
tion. No matter the cost, political and military education (and, by
extension, military training) were to be inextricably intertwined. The
means by which the party would ensure this unity of political and mili-
tary education was through a comprehensive policy that directed the
Leading Role of the Party in the NVA.7 As many students of socialism
might conclude, this policy should have been self-evident in a socialist
state: the party must have a leading role in every aspect of society, and
the army would have been no exception. It seems, however, that this
policy was so pervasive in the NVA that it trumped all other military
policies and decisions; therefore, to gloss over its importance would be
a historical misjudgment. Ultimately, the evidence suggests that the
policy presented such difficult challenges to the chain of command
that it effectively reduced the combat effectiveness of the army on a
day-to-day basis while also adversely affecting life in the barracks for
the common soldier.
In order for the party to have an effective leading role in army
affairs, it was essential that bureaucratic mechanisms be in place to
administer policy and enforce its rules and regulations. By May 1957,
the Politbro had already designated the Politorgane der Nationale
Volksarmee as the leading organs of the SED for its political work within
the army.8 The political organs, or party offices, were those organiza-
tions and political officers that were based at every level of command
down to the lowest units of the NVA; even companies averaging
100 men or fewer were provided a part-time political officer. It is
7
Rudolf Dlling (Generalmajor) and Major Herbst, Beschlu des ZK der Sozialis-
tischen Einheitspartei Deutschlands ber den Zeitweiligen Einsatz der Generale, Admirale
und Offiziere Als Soldat in der Truppe (Berlin: MfNV; Politische Hauptverwaltung,
1959), 5.
8
Protokoll Nr. 22/57 der Sitzung des Politbros des Zentralkomitees Am Dienstag,
dem 21.5.57 im Zentralhaus der Einheit, Grosser Sitzungssaal, in Bestand: Sozialistische
Einheitspartei Deutschlands; Zentralkomitee; Stiftung Archiv der Parteien und
Massenorganisationen der DDR am Bundesarchive (SAPMO-BArch) (Berlin: SAPMO-
BArch, 1957), 48.
failure to command 259
9
Ibid., 7.
10
Ibid., 8.
260 daniel jordan
Read literally, it was the partys role and duty, not the commanders, to
train all army members to complete mastery of their weapons and
tactical skills, a key task that clearly compromised the commanders
traditional responsibility to improve combat readiness. Similarly,
the party was to be involved in questions of discipline, another respon-
sibility that was traditionally possessed by commanders and their
non-commissioned officers (NCOs), even in previous versions of the
German Army such as the Wehrmacht and the Reichswehr. On its face,
it appears that political officers within the NVAs political organs had a
special and unique role within the army: it was the partys role, and not
that of the commanders, to contribute to a systematic elevation of
combat readiness.
Combat readiness is a comprehensive and ubiquitous military
term which implies that a military unit is ready for action, in all
respects. It implies that the unit is sufficiently manned and equipped
to accomplish its mission, that its soldiers are trained to operate mod-
ern weapons on a complex battlefield, and that the chain of command
within that unit is functionally able to accomplish its orders. Judgments
about the combat readiness of a military unit are generally binary; a
unit either is or is not ready for combat. In most armies, then, the com-
mander has a unique responsibility with which no one can, or should,
interfere; it has been the commanders traditional duty and responsi-
bilityregardless of service, ideology, or even nationalityto ensure
the combat readiness of his unit. A close reading of the government
policy, however, would lead the reader to a much different conclusion
about the leading role of the party in the NVA; traditional command
responsibilities were upended.
Students of civil-military relations might conclude that these mat-
ters were still of no consequence. They would argue, for example, that
because the army was an arm of the state, the state could dictate the
framework within which that army functioned. They would be right.
The policy above gives the unambiguous appearance of a definitive
framework within which the NVA was to function. There was a signifi-
cant problem however. In spite of this extraordinarily clear policy, it
was not, nor would it ever be, incumbent on the political organs to
actually train their soldiers. Nor, it seems, did the political arm have a
firm grasp on solving the disciplinary problems in the NVA; instead,
the party processes quickly devolved into the enforcement of party
infractions as differentiated from military infractions. Drunkenness
and immoral behavior, for example, were party crimes to be dealt with
failure to command 261
by the party, not by the military chain of command. Even purely mili-
tary infractions, such as vehicular accidents due to negligence, had a
distinctive ideological tone that was difficult to separate from party
processes. The NVAs inability to resolve these inconsistencies would
eventually lead to much bigger problems, particularly relative to the
question of the integrity of individual command and the principle of
Einzelleitung.
Einzelleitung
In 1957 the Politbro directed that work of the political organs must
be directed at the strengthening of individual performance in the
formations and troop units of the NVA and, as well, the consolidation
of authority of the commanders and superiors [emphasis added].11 Now
we see one of the basic problems with the partys desire to control the
army. It was not enough to control the leadership of the army; the party
also directed its political officers to strengthen the authority of the
commanders and superiors by strengthening the individual perform-
ances of the soldiers. The obvious problem was that the only way the
political officers could strengthen the authority of the commanders
was to circumvent that same authority by interfering with the traditional
responsibilities of the commander. In other words, the SED understood
the need for commanders to command, but it wanted that responsibil-
ity to be shared with the peoples representative as embodied in the
political officer. The party labeled this amalgamation of conflicting
objectives as Einzelleitung, or individual leadership, their best attempt
to tell military commanders that they were still, really, in command.
According to the commanders, the traditional view of Einzelleitung
was historically based on their rights and responsibilities to command
and lead their military units without interference from outside agen-
cies. The party would have none of that. Instead, the main political
office of the NVA (PHV) defined Einzelleitung as follows:
Individual Leadership in the army, the unity of political and military
leadership, is to be guaranteed through the collective consultation of all-
important political and military measures of the commanders with the
political-organs and political-leadership. The work of the political-organs
[is to] be guided by the strength of individual leadership in the formations
11
Ibid.
262 daniel jordan
and troop units of the NVA and the consolidation of the authority of the
commanders and their superiors [emphasis added].12
Therefore, the party insisted, commanders were still in command,
but all important decisions would be made in consultation with the
political organs. Their authority was not diminished, the party empha-
sized, yet commanders still had to confer with their political counter-
parts. Party policy directed the consultative nature of command. By
characterizing the political organs as the product of the leaders strength
and the consolidation of command, they essentially declared that the
political arm would not be worthy of consultation were it not for the
moral strength of the commander himself! Indeed, individual leader-
ship was not individual at all but, rather, a forced marriage of military
and political leadership that conjoined like oil and water.
Not surprisingly, the concept of Einzelleittung was controversial. The
director of the PHV, Generalmajor Rudolf Dlling, observed that some
officers had the false impression that the principle of Einzelleitung
and the structure of the army, are not in agreement with the overall
principles of party work and inner-party-like democracy.13 In other
words, the party faithful were not in agreement with the Armys struc-
tural solution, much less its concept of individual leadership. Dlling,
the chief political officer of the NVA, later expressed his disappoint-
ment that there were still officers who either did not understand the
concept, or worse, did not understand their dual roles as both officers
and party members.14 Most of the complaints, it seems, were not from
the commanders who had their authority watered down but, rather,
from the political arm, who wanted more authority. Nevertheless,
the policy of the leading role of the party in the NVA was still confus-
ing to those commanders who struggled with how to perform their
duties. A parallel report by the Sicherheitskommission noted that espe-
cially with [respect to] commanders, a seemingly wide reversal and
12
Appendix 10 to Protokoll Nr. 26/58 (note 6 above), 61. The phrase formations
and troop units was one way of insuring that directives were applied to all armed
forces units regardless of their function, not just combat formations or their support-
ing units.
13
Sicherheitsfragen, Rolle der Partei in der NVA (note 4 above), 38.
14
Rudolf Dlling, Chef der Politischen Verwaltung, Ministerium fr Nationale
Verteidigung, Bericht ber Die Durchgefhrten Delegiertenkonferenzen und Vollver-
sammlungen der Parteiorganisationen im Dienstbereich der Nationalen Volksarmee, ed.
Ministerium fr Nationale Verteidigung, Politische Verwaltung (Berlin: Bundesarchiv
Berlin, 1958), 44.
failure to command 263
15
Information ber Die Bisherige Auswertung des Beschlsse des 35. Plenums des Zk
und des Beschlusses des Politbros Vom 14.1.1958 in der Nationalen Volksarmee, ed.
Sicherheitskommission (Berlin: Bundesarchiv Berlin, 1958), 47.
16
Sicherheitsfragen, Rolle der Partei in der NVA (note 4 above), 40.
17
Erich Honecker, 35 Diskussionsbeitrag (Berlin: Bundesarchiv Berlin, 1958).
264 daniel jordan
pervasive effects of the policy of the leading role of the party would
not reduce the authority of the commander in the NVA. Despite the
objections of commanders, the party had reaffirmed its leading role
in every aspect and had successfully redefined Einzelleitung to fit its
paradigm. It was, after all, the classical reinterpretation of the discourse;
individual leadership reflected not the independence of military
command as found in other armies but, rather, the unity of political
and military leadership.
The Solutions
The SED did try to correct these problems. However, rather than trying
to differentiate between political and military problems, they actually
made the situation worse by confusing the issues. They started by try-
ing to define the duties of the political deputy:
The political deputies of companies, battalions, and regiments are
responsible for the conscientious execution of orders and directives of
the Minister of National Defense and their superior commanders in the
areas of political work of the masses, of cultural work, of political classes
etc., and have the duty to publicly account for that work.18
This directive required political officers to follow the political instruc-
tions of the MfNV and the Politbro, an obvious task that was surely
uncontroversial. It was not the political duties that were problematic,
however, but the extension of those political duties into military ones.
Party members in uniform also carried a high responsibility for
strengthening the leading role of the party as well as the elevation of
its authority and reputation.19 In and of themselves, these tasks and
responsibilities were sensible and rationale within the framework of a
socialist army.
The above instruction, however, was conspicuous by what was not
specified. One might argue that political officers were only required to
follow political directives, not military ones. We might also conclude
that while they were publicly accountable for political work, they
were not explicitly accountable for their military work. The duties of
political officers, however, became even more convoluted when their
18
Sicherheitsfragen, Rolle der Partei in der NVA (note 4 above), 41.
19
Ibid.
failure to command 265
20
Ibid., 44.
21
Protokoll Nr. 22/57 (note 8 above), 10. The Abteilung fr Sicherheitsfragen,
Office for Security Questions, was formed in 1953 to translate the political decisions of
the Central Committee for the armed organs of the state.
22
Ibid., 11.
23
Ibid., 3247.
266 daniel jordan
24
Sicherheitsfragen, Rolle der Partei in der NVA (note 4 above), 39.
failure to command 267
25
Einschtzung des Standes des Sozialistischen Bewutseins der Angehrigen der
Nationalen Volksarmee in der Ersten Hlfte des Ausbildungsjahres 1959 (Strausberg:
Militrarchiv der Deutchen Demokratischen Republik; Ministerium fr Nationale
Verteidigung; PHV, Sekretariat, 1959), 5. The phrase series of deficiencies, or phrases
similar to it, were often found in political and military reporting. No matter how
positive the first part of the report was, the political operative could be assured that
the shoe was about to drop when these political code words in the GDR discourse
were used.
26
I am indebted to Dr. Don Connolly, PhD (U.S. Army Command and General
Staff College) for this insight.
27
Otto Hauptmann, Halbjahresanalyse ber den Politisch-Moralischen Zustand der
Partei [7.Pd], ed. Vizeadmiral Verner (Stellvertreter des Ministers und Chef der
Politischen Verwaltung) (Dresden: MfNV; MBIII; 7.PD, 1961), 2.
268 daniel jordan
The tensions between the two conflicting policies, Leading Role and
Einzelleitung, manifested itself in another, more surprising way. It now
appears that the relationship of the party in the local districts and towns
to the army was almost as important as the role of the party within the
army itself. Ideologically, the NVA was viewed as the recipient of the
strength of the political-moral unity of the population. Erich
Honecker had viewed this relationship as symbiotic: members of the
NVA do not live in isolation from the population, from the large
radical changes which occur in our lives.30 Nonetheless, the role of
28
Sicherheitsfragen, Rolle der Partei in der NVA (note 4 above), 37.
29
Ibid.
30
Honecker, 35. Diskussionsbeitrag, 197.
failure to command 269
31
Einschaetzung des Standes (note 25 above), 4.
32
Ibid.
33
Ibid., 214.
270 daniel jordan
full voting members of the military councils for the units in their dis-
tricts so that they could contribute and ensure that the decisions of the
party become stronger as well as reality in the life of the army.34 The
district leadership was to support the neighboring units of the NVA
while simultaneously maintaining the right to control the execution of
the decisions of the party. Indeed, to the military council would come
members of not only the offices of the Bezirks- und Kreis leadership but
also a limited number of members of the Office of Security Questions.35
Put into perspective, not only did the NVA have a dual chain of com-
mand on the Soviet model but local commanders also had to deal with
the whims and agendas of local politicians, all of whom had a more-
or-less direct line to the Politbro.
Ulbrichts delegation of authority had limits, though. The leaders of
the towns and districts did not have authority to oversee the work of
the party organizations within the units of the NVA themselves.36
Therefore, local party officials had the authority to oversee and partici-
pate in decisions of the local commanders but could not interfere with
the party organizations that were integral to party control of the army
itselfand which also had participative rights in military decisions
according to the principle of Einzelleitung. No matter how you slice it,
the leading role of the party also included the invasive party appara-
tus of the local districts. In every possible way, army commanders at all
levels had significant bureaucratic challenges to overcome.
Conclusion
34
Ibid., 213.
35
Ibid., 214.
36
Ibid.
failure to command 271
snapshots of political life within the NVA, observations that raise fur-
ther questions about the role of the party in the more pervasive civilian
structures of the GDR itself.
Bureaucratically, the party knew the extent of their problems in the
NVA and continued to try to solve them until the fall of the Berlin
Wall. I would argue that similar processes were going on in parallel in
every social and political structure in the GDR.
The constant use of ideological training to fix practical problems was
ubiquitous, not only in the NVA but also in other government minis-
tries. Ideological training was so pervasive a solution that one can not
help but wonder whether any social problem was ever solved in a prag-
matic way. If the solution to poor gunnery marksmanship is more ide-
ological training instead of more time on the artillery range, what can
we conclude about low production on the factory floor due to low
equipment maintenance?
Finally, the use of party organizations and political officers within
the units of the NVA, along with their exploitation through independ-
ent chains of command direct to the Politbro, had a significant con-
straining effect on the development of commanders, professional
officers, and NCOs, as well as on the effectiveness of their units. When
looking the other way becomes a solution to a unit problem, other
problems start to develop that are much more fundamental and meas-
ureable: increased safety problems with vehicle drivers involving seri-
ous injury or death, increased drunkenness and moral violations, high
accident rates with weapons, and even an extraordinary number of sui-
cides. I attribute the causes of these social problems within the NVA to
poor leadership, poor leadership caused by a lack of trust between a
government and its military officer corps as well as between its soldiers
and the Party.
REARMING GERMANY:
AN ESSAY ON BOOKS AND SOURCES
The Allied Powers and the Creation of a New German Armed Forces
best full account of this complex topic. Kevin Ruanes The Rise and Fall
of the European Defence Community: Anglo-American Relations and
the Crisis of European Defence, 195055 (London and New York:
St. Martins Press, 2000) is, as his title suggests, useful primarily for the
British and American role in the process. As always, the official Foreign
Relations of the United States provide a detailed contemporary descrip-
tion of the process, especially vol. 3 for 1950 (Washington: Department
of State, 1977).
Two older works still constitute the best description of the domestic
politics of the EDC: Daniel Lerner and Raymond Arons France Defeats
EDC (New York: Frederick A. Praeger, Inc., 1957) and a RAND study
by Nathan Leites and Christian de la Malene, Paris From EDC to WEU
(Santa Monica, CA: RAND Corporation, 1956). Arnold Kanter pro-
vides a superb analysis of the political parties in The European Defense
Community in the French National Assembly: A Roll Call Analysis,
Comparative Politics 2.2 (January 1970), 20328. The recollections of
Jean Monnet (Memoirs, Garden City, N.Y.: Doubleday, 1978) and
Pierre Mendes-France (Choisir: Conversations avec Jean Bothorel
(Paris: ditions Stock, 1974) as the originator and terminator of the
EDC are also very useful. Ren Pleven, the titular author of the plan, is
the subject of an excellent scholarly biography by Christian Bougeard,
Ren Pleven: Un Francais libre et politique (Rennes: Presses Universitaires
de Rennes, 1994.)
In order to best understand the policy of the United States towards
the development of the Bundeswehr one ought to begin with Marc
Trachtenbergs study of the era in A Constrained Peace: The Making of
the European Settlement 19451963 (Princeton: Princeton University
Press, 1999). Trachtenberg provides a thorough and insightful analysis
of Eisenhowers thinking on European security.
On the specifics of the U.S. military assistance to West Germany the
best general work is Andrew Birtles Rearming the Phoenix, U.S. Military
Assistance for the Federal Republic of Germany, 19501960 (New York/
London: Garland, 1991). Another very useful book that covers the U.S.
Army thinking of the 1950s and describes the role the West Germans
played in developing U.S. Army doctrine is Ingo Trauschweitzers The
Cold War U.S. Army (Lawrence: University Press of Kansas, 2008).
The list of published works on the founding of the West German
Navy is pretty thin, but there are a few useful articles and books for
the serious student. One should begin with the memoirs of the
first commander of the Bundesmarine, Admiral Friedrich Ruge
rearming germany: an essay on books and sources 277
Since the procurement of armaments has not been in the focus of mili-
tary historical research in Germany, one will find only a few books on
the procurement for the build-up of the Bundeswehr in the period
between 1953 and 1958. The most important books on this topic are
Werner Abelshauser, Wirtschaft und Rstung in den fnfziger Jahren,
278 rearming germany: an essay on books and sources
The indexes for both these facilities can be found at the following
site: http://www.bundesarchiv.de/bestaende_findmittel/.
Two major works that should be read by every student of the NVA
are Jorg Schonbohms Two Armies and One Fatherland: End of the
National Volksarmee, trans. Peter Johnson and Elfi Johnson (Oxford:
Berghahn Books, 1996) and Requiem for an Army: The Demise of the
East German Military, by Dale R. Herspring (Lanham: Rowman &
Littlefield, 1998). While focused on the final days of the NVA, these
authors give insights into problems that clearly started in the early days
of the German Democratic Republic (GDR). The Bundeswehrs mili-
tary history office, the MGFA (http://www.mgfa-potsdam.de/) is the
leading source for analysis on the military, organizational, and political
aspects of the history of the NVA. Recent publications include:
Bundeswehr und Nationale Volksarmee in Staat und Gesellschaft.
Legitimation, Motivation und gesellschaftliche Integration, ed. Bernd
Prll (Frankfurt aM: Broschiert, 1983), and Parteiherrschaft in der
Nationalen Volksarmee: Zur Rolle der SED bei der inneren Entwicklung
der DDR-Streitkrfte (1956 bis 1971), by Frank Hagemann (Berlin:
Links, 2002). Staat und Gesellschaft provides insightful analysis on the
social interaction of the NVA with East German Society. Parteiherr-
schaft analyses the influence of the SED, the ruling partys influence
over the East German Army, and provides the reader insight into the
differences between this socialist army and those of the western
Europeans.
INDEX REARMING GERMANY
Korean War 912, 32, 35, 6566, 4748, 5052, 66, 68, 74, 77, 8082,
7677, 96, 98, 101, 117, 120, 125, 8485, 87, 9095, 97103, 105, 110,
130, 125, 168 113114, 116118, 121, 125, 129135,
Kriegsmarine 117122, 124127, 129, 145, 164, 178180, 184, 190194,
131, 133, 135137, 139140 199201, 218, 221222, 225, 226, 228,
Krger, Horst 1517 231, 233235, 237238, 240245,
Krupp, Alfred also Krupp 248251, 257, 274
Company 145, 148, 182f NATO Council 11, 33, 103, 228
NATO Land Forces Commander
Labor Service/units 9, 17, 118, 120, 121, (LANDCENT) 114, 225,
123f, 125, 134, 193 240-241, 245
Laniel, Joseph 8788 Nazi regime 18, 33, 35, 37, 39, 40,
Lisbon Conference 48, 95, 111, 230, 235 4445, 5758, 60, 62, 145146,
London Conference (1954) 132133, 148f, 149, 158, 164, 175, 211
167, 231 Neues Deutschland 174
New York Times 10
MacArthur, Douglas II 87 Niemller, Martin, 5960
Main Political Administration (Politische Norstad, General Lauris 44, 101103,
Hauptverwaltung (PHV) 259, 109110, 112, 114, 116, 274
261262, 265, 267f North Rhine Westphalia 39
Manstein, Erich von, Field Marshal 206, North Sea 19f, 95, 130, 133, 140141,
238 192193, 228
Marshall, George C. 78, 159 Nostitz, Count Eberhard von 15, 17
Mauser GmbH 146
Mazire, General Ulrich de 222, 240 Oder-Neisse Line, 55, 612
McCloy, General John S. 910, 14, 32, Office of Military Government 152f,
145, 158f, 166, 170 158f, 160
Meisel Circle 118, 120, 129130, Ohne mich Movement 60, 65, 127
135136, 141 Ollenhauer, Eric, 58, 67, 69
Meister, General Rudolf 15, 17, 95 Oster, Achim 17, 26
Mendes-France, Pierre 86, 8891, 276
Military Command and Control Panitzki, General Werner 113, 116
Committee (Militrische Paris Accords 67, 82
Fhrungsrat) 224 Paris Conference //Paris Treaty
Molotov, Vyacheslav Mikhailovich 88 (1954) 132133, 180
Monnet, Jean O.M.G. 75, 7880, 276 Personnel Screening Committee 46,
Montgomery, Field Marshal 47, 51, 125, 135139
Bernard L. 234 Petersberg negotiations 55, 7980,
Morgenthau, Henry 151 131, 166, 229
Picht, Werner 211
Nash, Frank 104, 111, 188, 196197 Pleven Plan 11, 3233, 7880, 83, 84,
National Defense Council (GDR) 257f 88, 90, 172f, 228229
National Peoples Army Nationale Pleven, Ren 3233, 7881, 8384,
Volksarmee (NVA) 255271, 278279 88, 117, 276
National Peoples Police Force (Nationale Poland 19, 31, 55, 6162, 67, 162163
Volkspolizei (NVP)17, 61, 66, 257 Potsdam Conference/ Potsdam
National Security Resource Board Agreement 153, 156f, 163, 223
(NSRB) 162 Protocol on Forces of the Western
Naval Historical Team Bremerhaven European Union, 1954, 91
(NHT): 119122, 126, 128132, 134,
140141 Rau, Johannes, 69
North Atlantic Treaty Organization Reichswehr 35, 37, 206, 213, 245, 260
(NATO) XXI, 4, 6, 9, 11, 13, 16, 22, Reinhardt, General Hellmuth 17
26f, 27, 2931, 33, 3739, 4144, Reuter, Ernst, 65
284 index