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Talanta
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Review
a r t i c l e i n f o a b s t r a c t
Article history: A review about the application of response surface methodology (RSM) in the optimization of analytical
Received 19 February 2008 methods is presented. The theoretical principles of RSM and steps for its application are described to
Received in revised form 14 May 2008 introduce readers to this multivariate statistical technique. Symmetrical experimental designs (three-level
Accepted 15 May 2008
factorial, BoxBehnken, central composite, and Doehlert designs) are compared in terms of characteristics
Available online 21 May 2008
and efciency. Furthermore, recent references of their uses in analytical chemistry are presented. Multiple
response optimization applying desirability functions in RSM and the use of articial neural networks for
Keywords:
modeling are also discussed.
Response surface methodology
Three-level factorial design 2008 Published by Elsevier B.V.
BoxBehnken design
Central composite design
Doehlert design
Desirability function
Articial neural network modeling
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 966
2. Denition of some terms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 966
3. Theory and steps for RSM application . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 966
3.1. Screening of variables . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 966
3.2. Choice of the experimental design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 966
3.2.1. Codication of the levels of the variable . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 967
3.3. Mathematicalstatistical treatment of data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 967
3.4. Evaluation of the tted model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 967
3.5. Determination of the optimal conditions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 968
4. Symmetrical second-order experimental designs and their applications in analytical chemistry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 969
4.1. Full three-level factorial designs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 969
4.2. BoxBehnken designs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 969
4.3. Central composite design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 970
4.4. Doehlert design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 971
5. Multiple responses optimization in analytical chemistry by using RSM . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 972
6. Use of articial neural networks in RSM . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 974
7. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 976
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 976
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 976
2. Denition of some terms Numerous variables may affect the response of the system stud-
ied, and it is practically impossible to identify and control the small
Before beginning the discussion on the applications of response contributions from each one. Therefore, it is necessary to select
surface in the optimization of analytical methods, it is pertinent to those variables with major effects. Screening designs should be car-
introduce and dene some key terms. Examples are also presented ried out to determine which of the several experimental variables
to illustrate each term. and their interactions present more signicant effects. Full or frac-
tional two-level factorial designs may be used for this objective
principally because they are efcient and economical [2].
Experimental domain is the experimental eld that must be inves-
tigated. It is dened by the minimum and maximum limits of the
3.2. Choice of the experimental design
experimental variables studied.
Experimental design is a specic set of experiments dened by
The simplest model which can be used in RSM is based on a
a matrix composed by the different level combinations of the
linear function. For its application, it is necessary that the responses
variables studied. Doehlert is an example of a second-order exper-
obtained are well tted to the following equation:
imental design. This design denes a specic set of combinations
for the levels of variables that must be applied experimentally to k
y = 0 i xi + , (1)
obtain the responses. i=1
M.A. Bezerra et al. / Talanta 76 (2008) 965977 967
where k is the number of variables, 0 is the constant term, i rep- model, e is the residual, and m and n represent the numbers of lines
resents the coefcients of the linear parameters, xi represents the and columns from the matrices, respectively.
variables, and is the residual associated to the experiments. Eq. (5) is solved by using a statistical approach called the method
Therefore, the responses should not present any curvature. To of least square (MLS) [6]. MLS is a multiple regression technique
evaluate curvature, a second-order model must be used. Two-level used to t a mathematical model to a set of experimental data
factorial designs are used in the estimation of rst-order effects, generating the lowest residual possible. After mathematical trans-
but they fail when additional effects, such as second-order effects, formations of Eq. (5), a vector b containing the parameters can be
are signicant. So, a central point in two-level factorial designs can obtained by the following equation:
be used for evaluating curvature. The next level of the polynomial 1
T T
model should contain additional terms, which describe the inter- bn1 = (Xnm Xmn ) (Xnm ymi ) (6)
action between the different experimental variables. This way, a Eq. (6) is used in the construction of the response surface that
model for a second-order interaction presents the following terms: describes the behavior of the response in the experimental domain.
k k The great advantage of Eq. (6) is the low computational cost neces-
y = 0 + i xi + ij xi xj + (2) sary to determine the b coefcients.
i=1 1ij
In the LSM, it is assumed that errors present a random distri-
where ij represents the coefcients of the interaction parameters. bution prole with a zero mean and a common unknown variance
In order to determine a critical point (maximum, minimum, and that these errors are independent of each other. In this way,
or saddle), it is necessary for the polynomial function to contain the variance estimate to each component of vector b is commonly
quadratic terms according to the equation presented below: obtained by authentic repetitions of the central point according to
k k k Eq. (7):
y = 0 + i xi + ii xi2 + ij xi xj + (3)
i=1 i=1 1ij T 1
V (b)nn = (Xnm Xmn ) s2 (7)
where ii represents the coefcients of the quadratic parameter.
Thus, extracting the square root for each component of V (b)
To estimate the parameters in Eq. (3), the experimental design
leads to obtaining the standard errors for the b coefcients that
has to assure that all studied variables are carried out at in at
compose the equation of the response surface, allowing the evalu-
least three factor levels. Thus, two modeling, symmetrical response
ation of its signicance.
surface designs are available. Among the more known second-
order symmetrical designs are the three-level factorial design,
3.4. Evaluation of the tted model
BoxBehnken design, central composite design, and Doehlert
design. These symmetrical designs differ from one another with
The mathematical model found after tting the function to the
respect to their selection of experimental points, number of levels
data can sometimes not satisfactorily describe the experimental
for variables, and number of runs and blocks. These experimental
domain studied. The more reliable way to evaluate the quality of the
matrices are presented and discussed in Section 4.
model tted is by the application of analysis of variance (ANOVA).
The central idea of ANOVA is to compare the variation due to the
3.2.1. Codication of the levels of the variable
treatment (change in the combination of variable levels) with the
Codication of the levels of the variable consists of transforming
variation due to random errors inherent to the measurements of
each studied real value into coordinates inside a scale with dimen-
the generated responses [7]. From this comparison, it is possible to
sionless values, which must be proportional at its localization in the
evaluate the signicance of the regression used to foresee responses
experimental space. Codication is of concern because it enables
considering the sources of experimental variance.
the investigation of variables of different orders of magnitude with-
In ANOVA, the evaluation of data set variation is made by study-
out the greater inuencing the evaluation of the lesser.
ing its dispersion. The evaluation of the deviation (di ) that each
The following equation can be applied to transform a real value
observation (yi ) or its replicates (yij ) present in relation to the media
(zi ) into a coded value (xi ) according to a determinate experimental
or, more precisely, the square of this deviation, is presented in
(y),
design:
Eq. (8):
zi zi0
xi = d (4) 2
di2 = (yij y) (8)
zi
The sum of the square for all observation deviations in relation
where zi is the distance between the real value in the central point to the media is called the total sum of the square (SStot ); it can be
and the real value in the superior or inferior level of a variable, d dismembered in the sum of the square due to the tted mathemat-
is the major coded limit value in the matrix for each variable, and ical model, that is, due to regression (SSreg ), and in the sum of the
z0 is the real value in the central point. square due to residuals generated by the model (SSres ), as shown
below:
3.3. Mathematicalstatistical treatment of data
SStot = SSreg + SSres (9)
After acquiring data related to each experimental point of a cho- As replicates of the central point are made, it is possible to esti-
sen design, it is necessary to t a mathematical equation to describe mate the pure error associated with repetitions. Thus, the sum of
the behavior of the response according to the levels of values stud- the square for residuals can be dismembered into two more parcels:
ied. In other words, there must be estimates of the b parameters the sum of the square due to pure error (SSpe ) and the sum of the
of Eqs. (1)(3). Therefore, in matrix notation, Eqs. (1)(3) can be square due the lack of t (SSlof ), as shown below:
represented as
SSres = SSpe + SSlof (10)
ymXi = XmXn bnX1 + emX1 , (5)
When the division of the sum of the square for each source of
where y is the response vector, X is the matrix of the chosen exper- variation (total, regression, residual, lack of t, and pure error) is
imental design, b is the vector constituted by the parameters of the made by its respective numbers of degrees of freedom (d.f.), the
968 M.A. Bezerra et al. / Talanta 76 (2008) 965977
Table 1
Analysis of variance for tted mathematical model to an experimental data set using multiple regression
Variation source Sum of the square Degree of freedom Media of the square
m n1 2 SSreg
Regression SSreg = (y y) p1 MSreg =
mi nj 1 i 2
p1
Residuals SSres = (y y ) np MSreg = SS res
mi nj 1 ij i 2 np
SQlof
Lack of t SSlof = (y y ) mp MSlof = mp
mi nj i i i 2 SSpe
Pure error SSpe = (yij y i ) nm MSpe = nm
im jni 2
Total SStot = (yij y)
n1
i j
ni , number of observations; m, total number of levels in the design; p, number of parameter of model; y i , estimated value by the model for the level i; y,
overall media; yij ,
replicates performed in each individual levels; y i , media of replicates performed in the same set of experimental conditions.
media of the square (MS) are obtained. The numbers of degree of larger residuals, it is not adequate to make precise inferences about
freedom for these sources of variation are calculated by the expres- the data behavior in the studied experimental area. Moreover, if
sions presented in the third column of Table 1, where p represents the model needs some other term, the residual graph will present a
the number of coefcients of the mathematical model, n represents behavior that indicates the kind of term that must be added to the
the number of total observations, and m represents the numbers of model [10].
levels used in the investigation. Equations related to the source of
variations for the calculation of SSs and MSs are also presented in 3.5. Determination of the optimal conditions
Table 1 [5,10].
The signicance of regression can be evaluated by the ratio The surfaces generated by linear models can be used to indi-
between the media of the square of regression (MSreg ) and the cate the direction in which the original design must be displaced in
media of the square of residuals (MSres ) and by comparing these order to attain the optimal conditions. However, if the experimental
variation sources using the Fisher distribution (F test), taking into region cannot be displaced due to physical or instrumental reasons,
account its respective degrees of freedom associated to regression the research must nd the best operational condition inside the
(vreg ) and to residual (vres ) variances: studied experimental condition by visual inspection.
For quadratic models, the critical point can be characterized
MSreg
Fvreg ,vres (11) as maximum, minimum, or saddle. It is possible to calculate the
MSres
coordinates of the critical point through the rst derivate of the
Thus, a statistically signicant value for this ratio must be higher mathematical function, which describes the response surface and
than the tabulated value for F. This is an indication that the math- equates it to zero. The quadratic function obtained for two variables
ematical model is well tted to the experimental data. as described below is used to illustrate the example:
Another way to evaluate the model is the lack of t test. If the
y = b0 + b1 x1 + b2 x2 + b11 x12 + b22 x22 + b12 x1 x2 (13)
mathematical model is well tted to the experimental data, MSlof
should reect only the random errors inherent to the system. Addi- y
= b1 + 2b11 x1 + b12 x2 = 0 (14)
tionally, MSpe is also an estimate of these random errors, and it is x1
assumed that these two values are not statistically different. This is
y
the key idea of the lack of t test. It is possible to use the F distribu- = b2 + 2b22 x2 + b12 x1 = 0 (15)
x2
tion to evaluate if there is some statistical difference between these
two media, in the same way that the signicance of regression was Thus, to calculate the coordinate of the critical point, it is nec-
veried: essary to solve the rst grade system formed by Eqs. (14) and (15)
MSlof and to nd the x1 and x2 values.
Fvlof ,vpe (12) The visualization of the predicted model equation can be
MSpe
obtained by the surface response plot. This graphical representa-
where, vlof and vpe are, respectively, the degree of freedom associ- tion is an n-dimensional surface in the (n + 1)-dimensional space.
ated with the lack of t and the pure error variances. If this ratio Usually, a two-dimensional representation of a three-dimensional
is higher than the tabulated value of F, it is concluded that there is plot can be drawn. Thus, if there are three or more variables, the
evidence of a lack of t and that the model needs to be improved. plot visualization is possible only if one or more variables are set
However, if the value is lower than the tabulated value, the model to a constant value. Fig. 1 illustrates some prole for the quadratic
tness can be considered satisfactory. To apply a lack of t test, the response surface plot in the optimization of two variables. Fig. 1(a
experimental design must be performed with authentic repetitions and b) represents surfaces where the maximum point is located
at least in its central point. inside the experimental region. It is interesting to note that, in sur-
In short, a model will be well tted to the experimental data face shown in Fig. 1(b), there is a plateau in relation to variable
if it presents a signicant regression and a non-signicant lack of x2 , indicating that variation of its levels does not affect the stud-
t. In other words, the major part of variation observation must ied system. Surface shown in Fig. 1(c) shows that the maximum
be described by the equation of regression, and the remainder of point is outside the experimental region and that it is necessary
the variation will certainly be due to the residuals. Most variation to displace, if possible, the initial design to attain it. The surface
related to residuals is due to pure error (random uctuation of mea- shown in Fig. 1(d) presents a minimum point, and that shown in
surements) and not to the lack of t, which is directly related to the Fig. 1(e) presents a saddle point as the critical point. The saddle
model quality [8,9]. point is an inexion point between a relative maximum and a rela-
The visual inspection of the residual graphs can also gener- tive minimum. If the purpose is to obtain a maximum or minimum
ate valuable information about the model suitability. Thus, if the response to a studied system, the saddle point coordinates do not
mathematical model is well tted, its graph of residuals presents a serve as optimal values. Again, it is possible to nd the optimum
behavior that suggests a normal distribution. If the model generates region through visual inspection of the surfaces.
M.A. Bezerra et al. / Talanta 76 (2008) 965977 969
Fig. 1. Some proles of surface response generated from a quadratic model in the optimization of two variables. (a) maximum, (b) plateau, (c) maximum outside the
experimental region, (d) minimum, and (e) saddle surfaces.
4. Symmetrical second-order experimental designs and Fig. 2(a and b) shows the representation of the three-level fac-
their applications in analytical chemistry torial designs for the optimization of two and three variables,
respectively. Table 2(a) shows the experimental matrix for the opti-
4.1. Full three-level factorial designs mization of two variables using this design.
The majority of applications of three-level factorial designs are
Full three-level factorial design is an experimental matrix that in the area of chromatography. Table 3 shows some works in which
has limited application in RSM when the factor number is higher this experimental design was used.
than 2 because the number of experiments required for this design
(calculated by expression N = 3k , where N is experiment number
and k is factor number) is very large, thereby losing its efciency 4.2. BoxBehnken designs
in the modeling of quadratic functions. Because a complete three-
level factorial design for more than two variables requires more Box and Behnken [13] suggested how to select points from
experimental runs than can usually be accommodated in practice, the three-level factorial arrangement, which allows the efcient
designs that present a smaller number of experimental points, such estimation of the rst- and second-order coefcients of the math-
as the BoxBehnken, central composite, and Doehlert designs, are ematical model. These designs are, in this way, more efcient and
more often used [11]. However, for two variables, the efciency is economical then their corresponding 3k designs, mainly for a large
comparable with designs such as central composite [12]. number of variables.
970 M.A. Bezerra et al. / Talanta 76 (2008) 965977
Fig. 2. Experimental designs based on the study of all variables in three levels: three-level factorial design for the optimization of (a) two variables and (b) three variables
and (c) BoxBehnken design for the optimization of three variables.
Table 3
Some applications of three-level factorial design in analytical chemistry
Caffeine, theobromine and Coffee, tea and human urine Reversed-phase HPLC Improving the chromatographic resolution among [24]
theophylline these three substances
Niacin Fresh and dry-cured pork Ion chromatography Optimizing the mobile phase composition [25]
products
Anionic, cationic, and neutral drugs Pharmaceutical formulations Electrokinetic chromatography Stabilising the effects of the sodium dodecyl sulfate [26]
and 2-propanol concentration in the separation of
these analytes
Clothiapine, clozapine, olanzapine, and Pharmaceutical formulations Capillary zone electrophoresis Development of a method for separation of these four [27]
quetiapine atypical antipsychotics
Sulfonamides Foodstuffs HPLC Developing a molecularly imprinted polymer for [28]
separation of the analytes
Candesartan, eprosartan, irbesartan, Pharmaceutical formulations Capillary zone electrophoresis Optimizing the separation of these [29]
losartan potassium, telmisartan, and angiotensin-II-receptor antagonists
valsartan
Underivatized phenol and cresols Soil samples with a high GC Optimizing the supercritical uid extraction of these [30]
content of carbon analytes
Copper Petroleum condensate GF AAS Developing a method for the direct determination of [31]
analyte using detergentless microemulsions
M.A. Bezerra et al. / Talanta 76 (2008) 965977 971
Fig. 3. Central composite designs for the optimization of: (a) two variables ( = 1.41) and (b) three variables ( = 1.68). () Points of factorial design, () axial points and ()
central point.
Fig. 3(a and b) shows representations of central composite ples of the utilization of this design in some areas of analytical
designs for two- and three-variable optimization, respectively. chemistry.
Table 5(a and b) presents the coded values of the experimental
matrices for the application of these designs. 4.4. Doehlert design
Many applications of the central composite design in the opti-
mization of analytical procedures can be found in the literature. Developed by Doehlert [17], the design is a practical and eco-
Table 6 shows a limited number of applications as recent exam- nomical alternative in relation to other second-order experimental
Table 4
Some applications of BoxBehnken design in analytical chemistry
Aliphatic aldehydes Potato crisps HPLC Establishing the optimum conditions for the [32]
derivatization reaction of the analytes with
2,4-dinitrophenylhydrazine
Alprenolol, oxprenolol, Human serum albumin Afnity electrokinetic chromatography Optimization of the chiral separation of these four [33]
promethazine and propranolol drugs
Cadmium Drinking water FAAS Optimizing an on-line pre-concentration system [34]
using knotted reactor
Organochlorine pesticides Sediments GC Optimizing a microwave-assisted extraction [35]
method for the extraction of persistent pesticides
Neuropeptides Biological Capillary zone electrophoresis Optimizing the main electrophoretic parameters [36]
involved in the analytes separation
Lead Waters ICP OES Optimizing a ow injection system for the on-line [37]
pre-concentration of these metal using silica gel
functionalized with methylthiosalicylate
Atenolol, sotalol, betaxolol, and Non-aqueous Capillary electrophoresis Optimizing the separation of these four [38]
metoprolol beta-blocking drug substances
Captopril Tablets of pharmaceuticals HPLC Optimizing the chromatographic determination of [39]
this analyte
Sulphonamides, dihydrofolate Food products Capillary electrophoresis Optimizing the simultaneous separation of these [40]
reductase inhibitors and substances
beta-lactam antibiotics
Table 5
Experimental matrices for central composite designs: (a) two variables and (b) three variables
(a) (b)
x1 x2 x1 x2 x3
Table 6
Some applications of central composite design in analytical chemistry
matrices. This design describes a circular domain for two variables, acteristics in relation to other designs. Some examples are shown
spherical for three variables, and hyperspherical for more than in Table 8 to illustrate its eld of application.
three variables, which accents the uniformity of the studied vari-
ables in the experimental domain. Although its matrices are not 5. Multiple responses optimization in analytical chemistry
routable as previous designs, it presents some advantages, such by using RSM
as requiring few experimental points for its application and high
efciency. Other characteristics are presented below: It is relatively simple to nd the optimal conditions for a single
response using surface response designs. However, the researcher
(1) requires an experiment number according to N = k2 + k + cp , may be interested in optimizing several responses simultaneously.
where k is the factor number and (cp ) is the replicate number The simplest strategy to adopt in this case is visual inspection.
of the central point; If the amount of signicant factors allows the graphical visual-
(2) each variable is studied at a different number of levels, a partic- ization of adjusted models, and if the numbers of response are
ularly important characteristic when some variables are subject
to restrictions such as cost and/or instrumental constraints or
when it is interesting to study a variable at a major or minor
number of levels;
(3) the intervals between its levels present a uniform distribution;
(4) displacement of the experimental matrix to another experi-
mental region can be achieved using previous adjacent points.
Table 7
Doehlert matrices (a) for two variables, (b) three variables for the plane projection
a of Fig. 5 and (c) three variables for the plane projection b of Fig. 5
x1 x2 x1 x2 x3 x1 x2 x3
0 0 0 0 0 0 0 0
1 0 0 1 0 1 0 0
0.5 0.866 1 0 0 0.5 0.866 0
1 0 0 1 0 0.5 0.289 0.817
0.5 0.866 1 0 0 1 0 0
0.5 0.866 0.5 0.5 0.707 0.5 0.866 0
0.5 0.866 0.5 0.5 0.707 0.5 0.289 0.817
0.5 0.5 0.707 0.5 0.866 0
0.5 0.5 0.707 0.5 0.289 0.817
0.5 0.5 0.707 0.5 0.866 0
0.5 0.5 0.707 0 0.577 0.817
0.5 0.5 0.707 0.5 0.289 0.817
0.5 0.5 0.707 0 0.577 0.817
Table 8
Some applications of Doehlert design in analytical chemistry
Cd, Cr, Cu, Mn, Ni and Pb Saline oil-renery efuents ICP OES Optimizing the cloud point extraction of these metals [52]
and vegetables
Cd Drinking water F AAS Optimizing a pre-concentration system that use a mini-column [53]
of polyurethane foam loaded with 4-(2-pyridylazo)-resorcinol
Uranium Natural waters Molecular absorption Developing a pre-concentration procedure using cloud point [54]
spectrometry extraction
Fe, Zn and Mn Food F AAS Optimizing a procedure for the food samples digestion [55]
employing a focused microwave system
Si Naphta GF AAS Developing a method for direct determination of the analyte [56]
Mn Biological FI ICP OES Developing a procedure for pre-concentration of analyte using [57]
a column packed with silica gel functionalized
Catechol Waters Voltammetry Optimizing variables associate to the performance of the [58]
solid-phase extraction procedure based on molecular
imprinting technology
Quinolinic acid Human plasma Differential pulse Developing of a procedure for determining this analyte after [59]
polarography solid-phase extraction
Chloroanisoles Wine GC Optimizing the headspace solid-phase micro-extraction [60]
Cholesterol Milk fat, frozen diet and egg GC Modeling of the relationship analyte/internal standard to [61]
powder determine cholesterol
Sugars Food HPLC Investigating the derived sugars with p-nitroaniline using [62]
microwave irradiation in a pre-column
Herbicide oxidiazin Water and soil GCMS Optimizing the chromatographic conditions to determine [63]
oxidiazin residues
Organochlorine pesticides Water GC Optimizing the solid-phase micro-extraction conditions of [64]
polyacrylate-coated ber
Tropane alkaloids Belladonna extract Micellar electrokinetic Optimizing the analysis of selected tropane alkaloids [65]
capillary chromatography
974 M.A. Bezerra et al. / Talanta 76 (2008) 965977
according the following equation: used. This function is expressed by the following equation:
0 if y < L
D=
m
d1 d2 . . . dm (16)
y L if L y T
d= TU Ly t (19)
where m is number of responses studied in the optimization pro-
if T y U
UT
cess. Thus, the simultaneous optimization process is reduced to
nd the levels of factors that demonstrate the maximum overall 0 if y > U
desirability.
As demonstrated, t and s control the variation rate of the desir-
There are several types of transformations possible for obtaining
ability functions. When these parameters are varied, it is feasible to
individual desirability. Thus, if the target value (T) for the response
attribute different desirability to the responses and, consequently,
y is a maximum, the individual desirability (d) is described by the
to increase or decrease the range of acceptable values in the opti-
following equation:
mization process.
The application of desirability functions in analytical chemistry
0if y < 1s brings advantages as efciency, economy, and objectivity in the
yL optimization of multiple response procedures. Despite the obvious
d= if L y T (17)
T L advantages of this methodology in the optimization of analytical
1 if y > T procedures, there are still few applications found in the literature.
Derringer functions have been more applied for optimization in
where L is the lower acceptable value to the response and s is the chromatographic and related techniques (electrochromatography
weight. Thus, when s = 1, the desirability function is linear. When and electrophoresis) principally because they can establish condi-
s > 1 is chosen, a major importance is given to the points near the tions for the best resolution among several peaks simultaneously.
target value. When s < 1 is chosen, this last demand is of low impor- Table 9 shows some applications of the desirability function for the
tance. optimization of multiple responses in analytical chemistry.
However, if the target value for the response y is a minimum,
the individual desirability (d) is given by:
6. Use of articial neural networks in RSM
1if T <
y Articial neural networks (ANNs) offer an attractive possibil-
t
Uy ity for providing non-linear modeling for response surfaces and
d= if T y U (18)
Uy optimization in analytical chemistry.
0 if y > U ANNs are inspired by the arrangement of cerebral networks
and consist of groups of highly interconnected processing elements
where U is the upper acceptable value to the response and t is a called neurons. The neurons are arranged in a series of layers: one
weight. The same idea for s is applied for t to attribute levels of input layer with neurons representing independent variables, one
importance to the target value. output layer with neurons representing dependent variables, and
If the target value (T) is located between the lower limit (L) and several hidden layers that associate the inputs with outputs. Each
the upper limit (U), then, a bilateral desirability function must be neuron from one layer is connected with each neuron in the next
Table 9
Some applications of Desirability function in analytical chemistry
Organochlorines and pyrethroids Tea GC Optimizing a method based on matrix solid-phase [66]
dispersion and gas chromatography for the
determination of multi-residue pesticides
R-Timolol and other impurities S-Timolol maleate HPLC Finding the optimal chromatographic condition for the [67]
simultaneous determination of analytes
Anthraquinones and bianthrones Herbal medicine Micellar electrokinetic Developing a chromatography method for the analysis [68]
chromatography of anthraquinones and bianthrones in rhubarb crude
drugs
Organomercury compounds and Hg(II) Seawater GCMIP OES Developing a method for determination of these [69]
species
Methyl tert-butyl ether, tert-butyl Groundwater GCMS Developing a method for the simultaneous [70]
alcohol, benzene, toluene, determination of these substances
ethylbenzene and xylene isomers
Methylmercury and Hg(II) Biological GC Developing a method for the extraction based [71]
microwave-assisted extraction and solid-phase
micro-extraction
Methylphenobarbital enantiomers and Human plasma HPLC Developing an automated liquid chromatographic [72]
phenobarbital method for the simultaneous determination of analytes
Local anesthetics Human plasma HPLC Developing an automated method involving dialysis, [73]
clean-up and enrichment of the dialysate on a
pre-column packed with a strong cation-exchange
phase
Vitamins B6 and B12 , dexamethasone Pharmaceutical preparations Capillary electrophoresis Developing a method for the simultaneous [74]
and lidocaine determination of these four substances in
pharmaceutical preparations
Cu, Bi and Li Tap-water and synthetic Adsorptive stripping Developing a method for simultaneous determination [75]
alloys voltammetry of these metals
M.A. Bezerra et al. / Talanta 76 (2008) 965977 975
Table 10
Some applications of RSM combined with articial neural networks in analytical chemistry
Fosinopril sodium and its degradation Pharmaceuticals GCMS Combining central composite design and ANNs in [76]
product fosinoprilat optimization of mobile phase composition for analysis
Herbicides Waters HPLC Optimizing of the linear gradient separation of 10 [77]
herbicides consisting of a mixture of acids, bases and
neutrals employing a single ANN for modeling the
response surface
Neuroprotective peptides Mixture of peptides HPLC Using experimental design conjunction with articial [22]
neural networks for optimization of isocratic ion-pair
separation of neuroprotective peptides
Huperzine A Pharmaceutical products and Capillary electrophoresis Using of the experimental design combined with the [78]
biological liquids articial neural networks for optimization of the drug
separation
cis- and trans-resveratrol Australians wine Capillary zone Optimizing the solid-phase extraction employing [79]
electrophoresis central composition design and ANN
Triazine herbicides Waters HPLC Prediction of retention factors of the studied herbicides [80]
Antimicrobial agents Cosmetics HPLC Using of experimental design/ANN to correlate the [81]
retention time of each analyte (20 typical antimicrobial
substances) to the variables and their interactions
Ruthenium Rened ore Spectrophotometry Coupling experimental design and ANN for the [82]
optimization of an on-line microwave ow injection
system
Hydrochlorothiazide and amiloride Pharmaceuticals HPLC Comparing articial neural networks for response [83]
surface modeling in HPLC with multiple regression
methods
976 M.A. Bezerra et al. / Talanta 76 (2008) 965977
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