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Oxford University Press is collaborating with JSTOR to digitize, preserve and extend access to The
Musical Quarterly
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FUGUE AND FUGATO
IN BEETHOVEN'S VARIATION FORM
By LUDWIG MISCH
14
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Fugue and Fugato in Beethoven's Variation Form 15
as a model of compositional technique that might advantageously be
applied also to contemporary musical forms, a technique that he freely
made use of in conformity with the demands of his own style.3 Neverthe-
less up to his middle period it was only exceptionally that he wrote a
complete fugue, though in later years he did so with increasing frequency.
In the following general survey of the fugue and the fugato in the
variation form, we shall consider a portion of the infinite variety of forms
that resulted from Beethoven's employment of fugal technique.
* *
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16 The Musical Quarterly
chords, returns again to introduce a homophonic tre
motifs (the germ cell of a "form idea" wonderfu
110) and to provide at the last the material for a
S From this small but very significant deviation, Riemann (Thayer, op. cit.,
Vol. II) draws the cogent conclusion that the Contredanse represents the earliest
version of the theme and not, as Nottebohm assumed, that the Contredanse derived
from the Prometheus music.
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Fugue and Fugato in Beethoven's Variation Form 17
voices of which can be heard the melody of the theme." The melody
destined for the bass is not introduced till after this Introduzione col Basso
del Tema; and with this the real theme is stated on which fifteen varia-
tions are based, as expressly indicated in the heading.
The following fugue, which begins the great "finale" and derives its
theme from the bass of the theme of the variations, is the consequence
of the Introduzione:7 the continuation and climax of the contrapuntal
elaboration originating there in the Basso del Tema. In turn, the fugue
gives the Introduzione greater constructive significance, since the latter
serves not only to prepare the theme of the variations but at the same
time to give the Basso del Tema the independence of a theme partici-
pating recurrently in the structure of the form. The canonic Variation
VII forms a contrapuntal link between Introduzione and fugue, and
the chaconne principle also shimmers through the set of variations (Nos.
IX, XIII, XIV). On the other hand, a melodic fragment of the theme
of the variations (in a rhythmical variant, which finds similar employ-
ment in the finale of the Eroica) breaks into the fugue and dominates
so preponderately the great episode between the two main sections as to
give the illusion of a thematically contrasting middle section. Since the
bass theme plays only a secondary role in comparison with the real theme
of the variations, the fugue cannot conclude the work. Hence, it leads
into a more richly embellished repetition of the theme of the variations,
which undergoes its apotheosis in a final variation (with the melody in
the bass), and ends in a thematic coda.
A comparison of the set of variations, Op. 35, with the finale of the
Eroica gives us insight into a splendid creative process of further de-
veloping and re-forming a musical idea.
6 The counterpoints, which at first are taken to be treatments of the bass theme
- and which besides finally approximate to a homophonic structure - are at the
same time variations of the melody. One can call them anticipatory variations of a
still unknown theme.
7 Riemann already implies this when in his discussion of the Variations, Op. 35,
and the Eroica finale he says somewhat imprecisely: "The contrapuntal structure
appears again in both works.., and finally leads to a long drawn-out fugue." (The
Eroica finale, as we know, does not contain a complete fugue, but only two fugato
sections.)
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18 The Musical Quarterly
particular form. Although leading constructive ide
details of the thematic elaboration,8 and even one w
the principal features of half of another one have b
the piano work, Op. 35, into the symphonic movem
represents an entirely new and fundamentally diffe
is clearly shown by the fact that it has only three c
the melody theme to the piano work's fifteen vari
the fugue; and moreover, instead of one complete fu
and distinct fugatos.
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Fugue and Fugato in Beethoven's Variation Form 19
trast of the G-minor theme, to which the head motif of the bass
theme provides the foundation as a rhythmically varied, transposed, and
freely completed ostinato.
In Riezler's opinion" the bass, not the melody, is the "real theme" of
the symphonic movement. It is perhaps more correct to speak of a
double theme, both components of which (bass and melody) play equal
roles. If the bass theme alone enters first, then the melody alone has
the last word. In the Andante variations, the bass theme is absent
altogether. In one, half of the variation manifests a different har-
monic treatment; and in the other half, the bass only forms the
harmonic fundament. In the other variation, the melody itself assumes
the role of the bass. And the closing stretta also derives its motif from
the melody of the theme.
In this connection one may once more raise the question why Beet-
hoven went back, for the finale of the Eroica, to a theme he had already
repeatedly used in the past. Riemann12 and Bekkerl3 see in this choice of
theme an identification of the Eroica hero with Prometheus, the Titan
and benefactor of mankind. That may be true; but a musical criterion
probably counted more with Beethoven than such symbolism. At any
rate, in the stylistic world of the Eroica no theme was better suited as
bearer of the final idea of the Eroica than that of the Prometheus finale.
The stylistic relationship of the final theme to the diametrically different
SPaul Mies, Ludwig van Beethovens Werke iiber einen Kontretanz in Es dur, in
Beethoven-Jahrbuch, 1953-54.
to Another illustration of such a climactic treatment is the heightened pace, which
is not found in the piano variations and which leads from the bass theme over the new
cantus-firmus variations (eighth notes, eighth-note triplets) to the theme melody in-
troduced here by the sixteenth-note figuration.
1 Walter Riezler, Beethoven, Berlin & Zurich, 1936.
12 Hugo Riemann, Beethovens Prometheus-Musik ein Variationenwerk, in 1te
Musik, IX (1909-10), Nos. 13-14.
13 Paul Bekker, Beethoven, Berlin, 1911.
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20 The Musical Quarterly
Ex. I (Hom)
FinoIe
* *.
Jk?
But for all that, the form of the movement is totally different from
that of the Eroica Variations or the Eroica finale. Here the ground plan
is a variation movement with a contrasting theme alternating twice with
the variations and playing at the same time the role of a trio and of the
"Maggiore" episode customary in minor variations. The "counter
melody" to the variation theme has, and achieves, no structural independ-
ence no matter how prominent it may be as melody. As is clearly ap-
parent, it is the varied middle voice of the theme. It is therefore not a
prime element, but a product of the variation process. And through its
entire existence it remains linked with the theme. It effects the first
variation of the theme; and with the theme undergoes in turn further
variation. The variation theme dominates the entire movement and its
rhythm also dominates the thematically contrasting middle sections.
14 Bekker also sensed a relationship between the two themes but laid it to a
"color symbolism" that he attributed to them. He finds that the main theme of the
first movement was planned from the first "to be given out by the brazen voice of
the brass," and in the same line of thought says of the finale: "This theme also is
adapted most closely to the character of the horns and achieves a last intensification
through the timbre of the instruments." Although the themes, in the horn parts, are
very closely interrelated, Bekker's presumable tertiumn comparationis is probably only
an accidental phenomenon.
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Fugue and Fugato in Beethoven's Variation Form 21
The fugato evolves directly and quite naturally, as exposition of a
double fugue, from Variation IV. Then after a short free continuation,
it leads to a shortened variation on measures 1-4 and 13-16 of the theme.
Since the countersubject develops from the broken motion of the
sixteenth-note figuration of Variation IV and with its constant sixteenth-
note motion and its motifs supplies the figuration for the following
shortened variation, and since further the dynamics lead in a powerful
crescendo from the piano of Variation IV over the pianissimo of the
fugato to the fortissimo of the shortened variation, this represents the
climax and coda of a large section beginning with Variation IV. The
fugato not only serves to combine the parts into a large entity but it also
generates a tremendous tension that must perforce erupt in a powerful
climax.
In the last movement of the Violin Sonata, Op. 96, the variations are
followed by a fugato, whose brooding and apparently entirely new theme
is derived from the first three measures of the variation theme: it is de-
veloped from the first twelve notes transposed to the minor in a new
rhythmical-metrical order.
Ex. z
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22 The Musical Quarterly
transition of the stretto into a bridge passage lea
tion of the variation theme (with increased figu
the fugato is the beginning of the "finale" of the
E- -?.
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Fugue and Fugato in Beethoven's Variation Form 23
Ex. (Comes
3 - Tronsposdon) (WIh,,~~ 29-30~). -
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24 The Musical Quarterly
The instrumental double fugato in the finale of t
(like the fugato in the second movement of the Sev
from one variation and leads into another, linkin
powerful section (differentiated by tempo and met
gards dimensions, thematic content, and relationship
variations, this fugato has a totally different structural
nificance. It does not connect two interrelated varia
tions of different tonality and entirely different ch
two it stands as a coordinated, substantially independ
from both in expressive content. It presents, so to
situation," which evolves from the preceding variati
concluding variation is the logical consequence.
For the fugato does not derive its theme from th
the rhythmic material of the B-flat major variatio
form elements having here a different function. In
themes, the syncopated rhythm that varies the Joy
melodic medium. In the other, the eighth-note rhyth
which bridges over a caesura of the Joy theme a
cumscribes its "Abgesang," takes the form of the in
the Joy theme. It is as though the rhythms flowed o
the variations in order to carry on their tremendous im
original functions. And the eighth-note rhythm - on
of a figuration - then really dominates the followin
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Fugue and Fugato in Beethoven's Variation Form 25
For with this continuation and conclusion of the section (in which the
metaphysical strophic close Ueber Sternen muss er wohnen is replaced
by the other: Briider, iiberm Sternenzelt muss ein lieber Vater wohnen,
bespeaking a childlike faith) the religio-metaphysical universal feelings
associated with the declaration of brotherly love (which does not yet enter
into the fugato) are also drawn into the great synthesis in a very special
way.
Ex. 4
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26 The Musical Quarterly
The countersubject arising out of the theme o
is the final configuration of a progressive varying
phrase of the Dankgesang:
)Ado.io]N: Counfersubjecd
Ex. 6
Ex. 7
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Fugue and Fugato in Beethoven's Variation Form 27
The coda, in which the complete countersubject returns, brings a
variant (variation!) of the chorale theme before the final entry of the
double theme:
Ex. 8
This sketch of the form, which does not go into detail or touch on
the transcendental content - the strictest form is the handmaiden of
the freest inspiration! - shows that the Dankgesang as a whole repre-
sents another new synthesis of the variation and fugue structure.
(Translated by G. I. C. deCourcy)
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