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Over the past century, open pit mines have steadily years during this period, there has been a 50% increase
increased their production rate. Larger equipment and in truck payload.14 Experience has shown that larger
new technologies make it possible to mine larger batches equipment has reduced total cost by improving
of materials in a shorter time. Low commodity prices productivity in big mines.3,14 By the end of 2000 there
have forced companies to decrease their unit cost, by were 253 ultra trucks (capacity bigger than 272 t)
using new technologies and improving productivity. In around the world and it is estimated that there will be
the late 20th century, with companies facing low potential for 1200 more of these trucks to be
commodity prices and competing with strong rivals purchased during the next 10 years.13
globally, larger equipment with lower unit costs ensured At the close of 20th century when mines were facing
survival. As a result, mine geometry and mining a decline in commodity prices, implementing larger
equipment have dramatically increased in size. To date, equipment became the preferred way to decrease unit
in terms of productivity, the mining industry continues cost. It seems that there is an over-riding interest in
to adhere to the bigger is better mentality. There are operating trucks with higher payload capacity,13 but the
indications that this strategy may not always be overall effects of this approach have not been clarified.
advantageous. This paper will discuss on-going research The new generation of larger equipment is too new to be
into understanding the effects of equipment size on evaluated completely and there are indications that
surface mining. The research includes investigation of some difficulties have accompanied the use of large
mine and mill construction and operating costs, mine equipment (e.g. complexity, dilution, lost production
productivity, mine design, and economic optimisation. It and the lack of flexibility). These difficulties may limit
identifies the significant variables that need to be the overall benefit of implementing larger equipment,
considered and suggests an approach to quantify their and there may be a maximum threshold beyond which
impact on the mine. The paper also proposes a new view truck capacity should not increase, at least in the shorter
to mine planning and equipment selection with respect term of a decade.
to the sensitivity to equipment size factors. Blindly increasing equipment size to achieve more
production without an understanding of the
E. Bozorgebrahimi (E-mail: anoushb@mining.ubc.ca)and R. A. implications may not be prudent. It is both unknown
Hall (for correspondence,E-mail: rah@mining.ubc.ca)are in the and unclear what the effect of implementing the next
Department of Mining Engineering, Room 517, 6350 Stores generation of larger equipment will be. Consequently,
Road, University of British Columbia, Vancouver, BC V6T 1Z0,
there is a compelling need to investigate the details of
Canada; G. H. Blackwell (E-mail: blackwel@post.queensu.ca)
how size affects the overall economics of the mining
is a Professor at Queens University at Kingston, Canada
industry. Krause14 mentions that the mining industry is
2003 IoM Communications Ltd. Published by Maney for unsure of the effects of proceeding to the next
the Institute of Materials, Minerals and Mining in association generation of large equipment as shown in Fig. 1. In this
with AusIMM. Manuscript received 12 August 2002; figure, scenario A shows the possibility of a larger
accepted in final form 3 June 2003.
INTRODUCTION
The mining and mineral industries are an enormous
and vital contributor to the global economy. For
example, about 3.7% of the gross Canadian domestic
product (GDP) is contributed by the mining and
mineral processing industries.16 In the last 50 years,
mining equipment in general and particularly trucks
have gradually increased in size and capacity. For
example, the 380-t trucks of today are about 10 times 1 Cost per tonne of production versus the equipment
the size of the 35-t trucks of the 1950s. For every 10 size14
DOI 10.1179/037178403225003591 Mining Technology (Trans. Inst. Min. Metall. A) December 2003 Vol. 112 A171
Bozorgebrahimi et al. Sizing equipment for open pit mining a review of critical parameters
generation of haul trucks having higher operating cost production strategy and the expected pay-back period or
per tonne, B shows no change in cost and C shows a ROI. Assuming a daily production rate combined with job
decrease in operation costs per tonne. efficiency of operators, utilisation, availability (of
equipment) and the mine layout, the mining equipment
sizes are determined. The selected equipment size then
EQUIPMENT SELECTION influences the mining cost, which eventually affect the
Open pit mine optimisation is a key step in the viability optimised pit location and dimensions.
of a surface mining project, and on which the next steps, The dimensions of a machine and its production rate
detailed mine planning and economic evaluation, relies. are important factors in equipment sizing. Larger
The selection of equipment influences the optimisation dimensions and increased productivity do not necessarily
process. For example, one of the inputs for the process is go hand-in-hand. Speed of each component of a digging
mining costs, which are strongly influenced by the kinds cycle and dimensions, such as dumping height, influence
of equipment that are purchased. Consequently, equip- loading machine productivity and should also be taken in
ment optimisation and pit optimisation are strongly consideration.
linked. An optimum pit limit is assumed to be achieved The size selection criteria for loading machines and
whenever some economic criteria such as, for example, haulage machines are not the same. The size of the
return on investment (ROI) are optimal. Improved loading machine is an important factor in selective
equipment selection will lower mining costs and may mining and prevention of dilution. In addition, the
change the optimised pit limits. loading machine initially determines the productivity
In mine equipment selection, the type, size and of a mining system. In an open pit mine, the number
number of units are major considerations, and these of loading machines is limited and their reliability and
three items are strongly interdependent. Regardless of flexibility are very important. Thus, the mining
the method used, the goal of the equipment selection selectivity, productivity, reliability and flexibility are
process is to satisfy the production rate requirements essential factors for loading machine selection.
while minimising the mining cost. The size of haulage machines directly influences the
Fig. 2 shows the interaction between equipment size and mine layout and design, and loading and haulage
other mining parameters. The first and the most important should be adequately matched. Haulage costs are
consideration in the size selection process is the required usually twice the cost of loading; consequently, greater
daily production rate. This is generally determined by attention must be paid to truck selection. Fig. 3 shows
looking at reserves, commodity markets, corporate typical open pit mining costs.
Plate I A plan view of a bench in a small gold mine (see text on p.177)
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Bozorgebrahimi et al. Sizing equipment for open pit mining a review of critical parameters
Mining Technology (Trans. Inst. Min. Metall. A) December 2003 Vol. 112 A173
Bozorgebrahimi et al. Sizing equipment for open pit mining a review of critical parameters
Equipment costs
Tyres
Complexity
Match factor
Loss of production
Maintenance
Infrastructures and haul roads
Dilution and selectivity
Flexibility and versatility 5 Total truck hourly costs ($/h) versus truck evolution.
Environment Data from Caterpillar9
Milling cost
Equipment costs
The cost of equipment consists of two parts
ownership and operation. The exact ownership cost is
hard to estimate, as purchase price varies with sales
volumes, equipment life is hard to quantify, and
salvage or re-sale value is unknown.
Operating costs contribute two-thirds of total cost for
trucks.8 Fig. 5 shows the changes of ownership and
operating cost versus the size evaluation based on the
manufacturers data for a single truck on an hourly basis.
The total equipment cost depends on the operating 7 The effect of the larger equipment on the stripping
conditions of which the following three different ratio
A174 Mining Technology (Trans. Inst. Min. Metall. A) December 2003 Vol. 112
Bozorgebrahimi et al. Sizing equipment for open pit mining a review of critical parameters
(i) Equipment size can be considered as a function of Equipment matching factor system approach
the size of deposit. The size of the deposit in Open pit mining equipment operates interdependently,
combination with productivity determines the and any change in operational performance of one part
final value of the project and the mine life. The of the fleet will immediately affect the other parts. The
deposit must be large enough to justify the match factor sizes trucks and loaders appropriately; as
purchase of larger equipment. The length of the the size of truck increases, the match factor issue begins
project must also be matched with the equipment to become problematic.9 Matching problems for truck
life. It is hard to justify the economic parameters of and shovel include:
a project if the mine life is less than the equipment (i) For an operating mine switching to a higher level
life, especially in remote areas. of production, there are numerous restrictions
(ii) The size of operation is limited by the available such as equipment matching and the mine
capital for investment. Sometimes, because of the geometry/dimensions that equipment needs to be
shortage of investment or the existence of matched to. Among these restrictions, shovels play
extraordinary risk of investment, it is not possible a key role in the decision-making process. This is
to extend the current operation or commence a simply because shovels are more expensive and
large operation. In this case, companies may have a much longer life than trucks.
intend to apply sequential mining system even for (ii) Having a mixed fleet of trucks makes it difficult
a large deposit, so that by purchasing smaller to load all the trucks optimally with identical
equipment, they are able to overcome the lack of shovels. Adding new, larger trucks to the
investment capital. haulage fleet may add problems such as inability
For these two reasons the application of large to reach the truck box and improper load
equipment is limited to big mines. distribution in the box. Matching is not
considered to be a big problem for projects in
Tyres the planning stage when it is possible to match
Tyre consumption has a huge impact on overall truck loading machines with the appropriate haulage
operating cost. Tyre cost for a haulage truck is equal to its machines, usually with an integer number (35)
capital cost during its operating life.2 Some related of loader buckets per truck load.
considerations are that the life of larger tyres is reduced
due to the increased air pressure and high operating Loss of production
temperatures. To mitigate this, manufacturers have As the equipment size increases, the amount of lost
recommended speeds less than 32 km h1.15 In some mines production (tonnage) resulting from down-time
on long hauls, managing routes based on tyre temperature increases. The following equation is a simple way to
has resulted in a loss of flexibility and extra costs.18 quantify this loss of production:
L p = Pu T d (2)
Complexity
Large equipment may require more and complex where Lp is the lost production (t), P u is the
components. For example, to deliver more power, some productivity (t/h), and Td is the total down time of
new trucks are equipped with two engines and new that unit (h).
monitoring and control systems are required. Modern Larger equipment has larger productivity (Pu). If
large equipment is equipped with diagnostic tools to increasing the productivity of a unit is not accompanied
overcome this complexity; nevertheless, training of by an improvement in its availability, Eq. 2 shows that
mechanics (and electricians) is especially important. loss of production will increase. Wohlgemuth 19 explains
Maintenance, repair and operation of larger equipment with data that the availability of larger equipment is
demands skilled and educated personnel and special similar to smaller ones. Hence, according to Eq. 2, lost
tools, which will increase total costs. According to Djan- production is a more serious problem for larger
Sampson and Daneshmend:11 a comparison of the equipment than it is for smaller equipment.
ratios for open pit mine and underground in Canada
seems to indicate the fact that maintenance costs increase Maintenance
with increasing equipment size and complexity. Maintenance accounts for a large portion of total
Although these machines are equipped with the operating cost in an open pit. The maintenance cost to
newest technology, their utilisation (hours working operating cost ratio in open pit mines in Canada and
per year) may not be as good as older machinery Australia is about 45%.7 The maintenance considerations
where design flaws have been corrected over time. The associated with larger equipment are discussed below.
reliability (hours available for working per year) for Increasing equipment size requires bigger bays and
larger trucks is on average about 80%.19 special tools. Due to the size and complexity of this
The way employees adapt to new equipment is also equipment, down-time for regular maintenance and
a problem. An employees career life is about 30 years, repair may be longer, and, in the case of unscheduled
while the rate of technology change is currently less repairs, the time consumed for troubleshooting may be
than 5 years. The time taken to become proficient with longer. In the case of an in-pit break-down, equipment
a new machine or technology has a cost attached, may have to be brought to the maintenance shop when
including the loss of efficiency in the learning process, specialised tools and equipment are required to complete
however this is hard to quantify. repairs.
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Bozorgebrahimi et al. Sizing equipment for open pit mining a review of critical parameters
( sin a y )
Da = tan - 1 Dx
( )
(3)
dh is an element of pit depth, dl is an element of the
length of the ramp, g is the ramp grade (%), and Y is
y )
sin a ( )
Da = tan ( S ( Dx )
n
-1 (4)
1
where
n = INT [ g PD
LR ]
-1 (5)
A176 Mining Technology (Trans. Inst. Min. Metall. A) December 2003 Vol. 112
Bozorgebrahimi et al. Sizing equipment for open pit mining a review of critical parameters
Pit 2 Pit 1
37-m wide ramp 4575-m wide ramp Difference
Waste 1 979 970 844 N/A 1 943 085 094 N/A 36 885 750
Ore 247 548 750 0.6027 247 178 906 06030 369 844
Waste/ore 800 N/A 786 N/A 014
the maximum depth of pit which the ramp is to reach. samples 01 g t1 and 18 g t1 gold. The average grade
Solving Eq. 6 gives: value of this drill hole is 095 g t1. Assuming a cut-off
grade of 1 g t1, this material will be classified as waste
[
W = ( 0 .5 g Dx ) Y
g
2
] (7) and the better material lost. If the lower grade sample
were 02 g t1, resources would be used to process the
According to Eq. 7 and Table 2, a 100-m deep pit waste resulting in higher costs. The effect of dilution
switching from a 230-t to 320-t fleet will require a on the surface mine economy has not been well
ramp 87 m wider, increasing the overall pit slope by documented in the literature.
35. Assuming a ramp gradient of 8% and rock Fig. 9 shows how increasing the bench height in an
specific gravity of 265, about 15 Mt of extra waste open pit mine to allow larger equipment to operate
will have to be mined. productively causes the inclusion of waste in ore
blocks and, consequently, reduces the mine grade.
Haul road width design effect example Plate I (see p.172) shows the plan view of a bench in a
The effect of equipment size on the stripping ratio was small open pit gold mine. The holes are drilled on a 25
investigated using SURPAC Vision for two identical 27 m pattern. The mineralisation occurs in the fractured
open pits planned for an actual copper porphyry deposit. zone of a fault. As shown, the grades are not evenly
Two different scenarios were examined (Table 3): (i) a distributed and the low and high-grade blocks are
fleet of 230-t trucks using a 370-m width by-pass lane immediately adjacent. Precise ore selection cannot be
ramp; and (ii) a fleet of 320-t trucks with a by-pass lane achieved with a loader bucket larger than 25 m in
ramp of width 460 m. As shown in Table 3, a significant width. The authors are aware of the operational
increase in waste mining equal to 369 Mt is associated restriction for extraction of small blocks such as blast
with the larger trucks. The cost of this amount of waste movement. However, this example illustrates that, for
should be considered in any equipment selection and optimum grade control, small equipment is better
economic evaluation process. than larger equipment in some cases.
Figs. 1012 show the effects of bench height, ore
Dilution and selectivity thickness and dip of the ore-body on the amount of
One advantage of open pit mining is its ability to use dilution for a simple stratiform orebody. These three
selective mining techniques. Implementing larger parameters are studied separately, but it should be noted
equipment forces the mine layout to use larger mining that the bench height is strongly dependent on the other
blocks that will consequently result in a mixture of ore and two parameters. Depending on the dip of the ore and the
waste or low grade to feed the mill. This will also result in ore thickness, different bench heights represent different
transfer of a part of the mining cost to the processing plant amounts of dilution. In a thick and steep ore body, the
by feeding the mill more waste, increasing milling cost. amount of dilution is not as sensitive to the bench height
Whether the reduced mining costs offset the increased as in a thin and flat lying ore body.
milling costs needs to be determined.
Dilution reduces the head grade of ore, and may Flexibility and versatility
result in re-classification as waste or low grade. For For a specific level of productivity, the required
example, consider a drill hole consisting of two number of units of equipment (fleet size) decreases as
Mining Technology (Trans. Inst. Min. Metall. A) December 2003 Vol. 112 A177
Bozorgebrahimi et al. Sizing equipment for open pit mining a review of critical parameters
Environment
The most important environmental issue for larger PROPOSED APPROACH TO MINE
equipment is that additional waste is processed in the PLANNING AND EQUIPMENT SELECTION
mining of larger mining blocks. This makes waste Fig. 13 shows a sequence of mine optimisation and
management more costly and complicated. More land design. The mine planning and optimisation is based on
must be acquired to contain additional waste dumps some initial assumptions, especially regarding mining
and tailing dams, requiring more capital investment. If equipment. Since any change in equipment specification
mill tailings are in any way toxic, this will require has a dramatic affect on mine design, layout and
additional environmental protection. To date, little planning, it is prudent to pay attention to the equipment
research has been carried out on the environmental size selected. Simulation has proven itself to be quite
impact of larger mining machines and economies of acceptable at solving the mining related issues including
scale. various optimisation problems.5
A process that makes this possible is shown in Fig.
Milling cost 14. Using a simulation program, it is possible to model
The equipment size effect on the processing plant is equipment functions in open pits. It is envisioned that
associated with two essential items: such a program can be incorporated as a component
(i) The unit cost of a ore processing is sensitive to the of a mine design package to assist in equipment
size of material feeding the mill. Although the size selection.
of rock mined in the pit is not directly related to
the size of mining equipment, a higher production
rate may tend to decrease fragmentation. The CONCLUSIONS
alternative is higher drilling and blasting costs, As a result of new technology, economy of scale will
which must be taken into account. continue to be an extremely important factor in the
(ii) Dilution resulting from the use of larger equipment competitiveness of the mining industry. This implies
will increase milling costs significantly due to lower that both mine size (physical dimensions) and mining
head grade, but per tonne milling costs will equipment will continue to grow. The effects of these
decrease with the throughput of unwanted waste changes have not yet been fully evaluated or clearly
rock. documented. The mining industry requires a reliable
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