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PII: S0300-9572(16)30394-X
DOI: http://dx.doi.org/doi:10.1016/j.resuscitation.2016.07.238
Reference: RESUS 6872
Please cite this article as: Schenone Aldo L, Cohen Aaron, Patarroyo Gabriel,
Harper Logan, Wang XiaoFeng, Shishehbor Mehdi H, Menon Venu, Duggal
Abhijit.Therapeutic hypothermia after cardiac arrest: a systematic review/meta-analysis
exploring the impact of expanded criteria and targeted temperature.Resuscitation
http://dx.doi.org/10.1016/j.resuscitation.2016.07.238
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Therapeutic hypothermia after cardiac arrest: a systematic
review/meta-analysis exploring the impact of expanded criteria and
targeted temperature
Aldo L Schenone, MD1, Aaron Cohen, DO1, Gabriel Patarroyo, MD2, Logan Harper, MD1, XiaoFeng
Wang, PhD3, Mehdi H Shishehbor, DO MPH4, Venu Menon, MD4, Abhijit Duggal, MD MPH5
1
Internal Medicine, Cleveland Clinic, Ohio USA
2
Nephrology Department, University Hospital Case Western Reserve University, Ohio, USA
3
Department of Quantitative Health Sciences, Cleveland Clinic, Ohio, USA
4
Cardiology Department, Cleveland Clinic, Cleveland, Ohio, USA
5
Pulmonary and Critical Care Department, Cleveland Clinic, Cleveland, Ohio, USA
Corresponding Author:
Aldo Schenone, MD
Chief Medical Resident
Internal Medicine Department, Medicine Institute
Cleveland Clinic, Cleveland, Ohio
Phone: 216-339-7336
schenoa@ccf.org
Word Count
Abstract: 248 words
Text: 3672 words
Abstract
Aims of the study: We aimed to determine the benefit of an expanded use of TH. We also described the
impact of a targeted temperature management on outcomes at discharge.
Data sources: We identified studies by searching MEDLINE, EMBASE and Cochrane Library databases.
We included RCTs and observational studies restricted to those reporting achieved temperature during
TH after OHCA. No other patient, cardiac arrest or hypothermia protocol restrictions were applied.
Outcomes of interest were hospital mortality and neurological outcome at discharge. Appropriate risk of
bias assessment for meta-analyzed studies was conducted. Studies contrasting hypothermia and
normothermia outcomes were meta-analyzed using a random-effect model. Outcomes of cooling arms,
obtained from enrolled studies, were pooled and compared across achieved temperatures.
Results: Search strategy yielded 32,275 citations of which 24 articles met inclusion criteria. Eleven
studies were meta-analyzed. The use of TH after OHCA, even within an expanded use, decreased the
mortality (OR 0.51, 95%CI [0.41-0.64]) and improved the odds of good neurological outcome (OR 2.48,
95%CI [1.91-3.22]). No statistical heterogeneity was found for either mortality (I2=4.0%) or neurological
outcome (I2=0.0%). No differences in hospital mortality (p=0.86) or neurological outcomes at discharge
(p=0.32) were found when pooled outcomes of 34 hypothermia arms grouped by cooling temperature
were compared.
Conclusion: The use of TH after OHCA is associated with a survival and neuroprotective benefit, even
when including patients with non-shockable rhythms, more lenient downtimes, unwitnessed arrest and/or
persistent shock. We found no evidence to support one specific temperature over another during
hypothermia.
The use of cooling as therapeutic agent was initially utilized for the treatment of head wounds, and was
first described in the Edwin Smith papyrus over 5000 years ago.1 First reports of the use of therapeutic
hypothermia (TH) during resuscitative efforts date back to 1803 when patients where covered in snow as
way to facilitate resuscitation.2 Subsequently, the use of TH after cardiopulmonary arrest was described
50 years ago in a case series limited to patients with in-hospital cardiac arrest.3,4 Due to a consistent
benefit of hypothermia on brain cell ischemia in experimental models5, these earlier studies targeted much
lower temperatures than those recommended in current guidelines6. Despite demonstration of benefit,
generalization of results was often hampered by the high incidence of adverse events associated with TH
at the time.7 Therapeutic hypothermia became a more accepted therapeutic intervention after two
landmark trials in the early 2000s demonstrated significant survival benefit and improved neurological
(Class Ib).6 Outside of this cohort of patients, there is a great degree of uncertainty and variation in
practice. There is a significant paucity of data for the use of TH in all cases of cardiac arrest due to small
size of study subjects, substantial differences in cooling protocols and strict inclusion criteria.10 Due to
this lack of data, most of the recommendations on the specifics of TH are based on observational studies
and expert opinion. Current guidelines support cooling of comatose survivor of cardiac arrests stemming
from non-shockable rhythms and in-hospital settings (Class IIb).8,9,11,12 These recommendations have
significantly modified clinical practice, and have expanded the use of TH beyond the inclusion criteria of
initial trials.13 Nonetheless, the data showing the benefits of TH when applied to a broader spectrum of
Since the publication of the first TH trials, efforts have been made to define an ideal cooling
temperature.14-17 But after almost two decades, there still exists significant uncertainty about the optimal
temperature for TH.18,19 While clinical guidelines have advised a target temperature ranging from 32oC to
34oC, a recent update from the International Liaison Committee on Resuscitation (ILCOR) suggests that
the temperature range should be liberalized to 32oC-36oC.19 Beyond the issue of temperature, there is also
growing skepticism about the benefits of cooling and some researchers have suggested that the improved
mortality and good neurological outcome at hospital discharge when treating patients within and beyond
the initial criteria of the landmark trials. We also performed a systematic review and pooled analysis to
Methods
The results of this meta-analysis were written using the PRISMA (Preferred Reporting Items for
Systematic Reviews and Meta-Analysis) reporting guidelines for randomized trials and MOOSE (Meta-
used the PICOS (Participants, Intervention, Comparison, Outcomes and Study Design) model to generate
the research questions, create a search strategy and guide study selection. 21,22
Search Strategy
We performed a systematic search of the MEDLINE, OVID, EMBASE, and Cochrane Library databases
for studies published through July 2014 using a predefined search strategy (Appendix 1). We also
reviewed the references of all retrieved studies and the pertinent review articles to identify any additional
studies. The full text of any citation considered potentially relevant was reviewed.
Study selection
We included studies that enrolled patients 15 years or older who remained comatose after OHCA with
any initial rhythm. No restrictions were applied to downtime, resuscitation by bystander, witnessed arrest
or persistent shock after resuscitation. The enrollment of studies with this more inclusive patient selection
was meant to capture the interest in expanding the population undergoing TH beyond the current
guidelines. This represents an expanded use of TH in current clinical practice.13 The intervention of
interest was TH but the studies had to report the achieved cooling temperature to be considered. We
systematically reviewed all the studies, but only studies that compared TH versus normothermia were
considered for our meta-analysis. Additionally, we performed a pooled analysis of grouped cohorts from
included studies based on the average temperature achieved during TH. Outcomes of interest were
hospital mortality and neurological status at discharge based on Cerebral Performance Category (CPC).
We included randomized controlled trials (RCT) and cohort studies with 10 or more patients. No
language restrictions were applied. We excluded abstracts, material presented at medical conferences,
unpublished data and animal studies. Four authors independently reviewed the full articles (AS, AC, GP,
HL) to determine eligibility. Any discrepancies were resolved after discussion with an independent
reviewer (AD). All raters were well versed in the investigation guidelines, purpose and criteria.
Data extraction
We developed a pre-defined data collection tool for data extraction. The tool was pilot-tested on four
randomly selected studies. Each author (AS, AC, GP, LH) collected data independently from the enrolled
studies, and any inconsistency was addressed by group-review of the paper with the senior author (AD).
The data collection tool included patient demographics, patient comorbidities, enrollment setting (field,
emergency department or Intensive Care Unit), cardiac arrest characteristics based on Utstein format and
TH protocol.23 The TH protocol extraction form included induction setting (field or hospital), method of
cooling, target temperature, time at target temperature and rewarming. The achieved temperatures during
cooling were extracted from the study reports or obtained from included figures. Neurological outcome
was reported using the CPC scale (CPC 1-2 described as good neurological outcome); an author
We used the Cochrane Collaboration tool to assess the risk of bias of meta-analyzed randomized trials,
while cohort studies included in the meta-analysis were evaluated for risk of bias using the Newcastle-
Ottawa assessment tool. 23,24 Similarly, we assessed the risk of bias in the hypothermia arms in the pooled
analysis using a modified Newcastle-Ottawa assessment tool. (Appendix 2). We graded the risk of bias as
being low, high or unclear. Three reviewers (AS, AC, GP) worked independently using the pre-defined
assessment tools to assess bias risk. Any inconsistency across reviewers was resolved by reviewing the
Statistics
Patient characteristics were described using means and standard deviations for all continuous variables
and counts with percentages for all categorical variables. All analyses were two-tailed and performed at a
significance level of 0.05. Meta-analysis was performed using a random effects model to obtain summary
outcome point estimates with 95% confidence intervals. We assessed heterogeneity between studies by
visual inspection of a Forest plot and using Q statistics as well as an I2 index. The I2 values of 50% or less
and a p-value greater than 0.1 indicate no statistical heterogeneity were observed. We assessed
publication bias and heterogeneity using funnel plots. In the absence of publication bias and
heterogeneity, one would then expect the funnel plot to show points forming a funnel shape, with the
majority of the points falling inside of the pseudo-confidence region with bounds 1.96SE, where is
the estimated effect and SE is the standard error value from the y-axis.25 All these statistical analysis
were conducted on RStudio software. The pooled analysis was conducted on SAS 9.3 software (SAS
Institute, Cary, NC). We performed direct outcomes comparisons across temperature groups using both
nonparametric Kruskal-Wallis and unequal variance t-test. We also performed a univariate logistic
regression between: Hospital mortality and temperature as well as good neurological outcomes (CPC 1-2)
and temperature. Analysis was fitted to test the heterogeneity of slopes across temperature groups. We
treated variable temperature as continuous and categorical. Finally, a stepwise multivariate regression was
Results
Study Characteristics
Our search strategy yielded 32,275 citations after de-duplication. We retrieved 149 articles for a detailed
evaluation and based on our inclusion criteria included 24 articles for our final review and analysis
(Figure 1).
Eleven studies (three randomized controlled trials and eight cohort studies) compared TH versus
normothermia and were included in our meta-analysis. (Table 1)8,9,26-34 These 11 studies contained 1381
patients with a mean age of 61.3 years. Shockable rhythms accounted for 51.6% of all arrests with arrest
downtimes ranging from 20-34.6 minutes (mean 24.6 minutes). In addition, most patients did not receive
bystander resuscitation. The mean temperature of the control groups was 37C (range 36.1-37.5C). All
studies reported hospital mortality, but only 10 described neurological outcomes at discharge. Only 3
studies compared two different levels of targeted temperature during TH and are described below.14,16,17
(Appendix 3)
We identified 34 separate cohorts of specific temperatures during TH among the 24 included studies.
(Appendix 4) The target temperature most commonly achieved was 33 reported as the endpoint in 20
cooling cohorts, 10 hypothermia arms used 34C, two achieved 32C, while one cohort each achieved
35C and 36C respectively. In total there were 4373 patients included by these pooled cohorts. Eleven
hypothermia arms were from RCTs whereas the other 23 were from observational cohort studies.
Risk of Bias
Only two trials included in the meta-analysis performed proper randomization whereas one conducted a
quasi-randomized study. None of the three studies blinded participants due to notable procedural
differences between the intervention and control groups. Only two of the three trials blinded the assessor
to outcomes. Complete outcome data were reported in two trials whereas it was unclear whether there was
incomplete data in the third trial. There was no selective reporting. We were unable to detect other
potential bias. Among the meta-analyzed observational studies, the intended exposed cohort was
represented appropriately by all studies. Studies selected their control from populations that were similar
to the exposed cohort. Yet, the criteria used for control group allocation were unclear in two of the cohort
studies. All but a single study studies had comparable baseline patient characteristics across the
intervention and control groups. Meanwhile, all except three studies had similar cardiac arrest
characteristics between the arms. One had significant differences that could have impacted the results and
two had subtle differences of unclear significance. All studies obtained patient and outcome information
via direct observation or review of medical records. Only three studies did not explicitly stated that they
excluded patients with a terminal condition while seven did not mentioned baseline neurological status.
All studies were conducted with proper assessment of the outcomes and adequate follow-up. (Appendix
5). A Funnel plot including randomized trial and observational studies did not show a significant risk of
From the 34 cooling arms included in pooled analysis, we identified five hypothermia cohorts at high risk
for cohort representativeness of intended population. All the arms obtained their data by direct
observation or medical records review. Only 15 cohorts explicitly reported the exclusion of patients with
terminal conditions, while 12 stated they excluded patients with poor baseline neurological status. The
remaining cohorts did not specify details regarding patients with terminal status and poor baseline
neurological status. Follow-up time was sufficient for the outcome to occur in all cohorts. Two cohorts
excluded moribund patients after TH was applied while nine arms excluded data from the final analysis
The use of TH after OHCA, even in the setting of expanded inclusion criteria, decreased the mortality
(OR 0.51, 95%CI [0.41-0.64]), and improved the odds of survival with good neurological outcome (OR
2.48, 95%CI [1.91-3.22]). (Figure 2). Separate analysis of both randomized trials and cohort studies
revealed a reduction in mortality (RCTOR 0.56 95%CI [0.37-0.84]; Observational study OR 0.46 95%CI
[0.33-0.65]) and good neurological outcome (RCT OR 2.18 95%CI [1.40-3.39]) Observational study OR
2.72 95%CI [1.89-3.92]. The addition of cohort studies did not introduce statistical heterogeneity across
Among the 24 included studies, three evaluated the differences in mortality and neurological outcomes
across different temperatures. (Appendix 3). Kim et al (2011) described outcomes in comatose survivors
of OHCA who were still alive after 24 hours of ROSC. The study reported no difference in outcomes
across 32C, 33C and 34C. Two thirds of the arrests stemmed from non-shockable rhythms and half of
them were non-cardiac in origin. Overall mortality was 39.6% while good neurological outcomes were
achieved in 22.6%. The study reported no difference in outcomes across 32C, 33C and 34C.
Lopez-de-Sa et al (2012) compared 32C versus 34C in a pilot RCT. The study reported an improved 6-
months mortality (p=0.03) favoring 32C. When restricting analysis to those with shockable rhythms, the
data showed improved good outcomes (CPC 1-2) favoring 32C (p=0.029). However, the patients
assigned to the 34C arm received less CPR by bystanders, had longer downtimes and had a tendency to
Finally, Nielsen et al performed a large randomized trial contrasting 33C with 36C on comatose
survivors of OHCA. There was no difference in the composite endpoints of mortality and poor
neurological outcome at 6 months. It is important to note that there were subtle differences across groups
with those cooled at 33C having slightly less shockable rhythms, less witnessed arrest and more
We also summarized the impact of TH at different levels of cooling compared to normothermia, (Table
1). Only one study cooled patients to 32C and it reported a non-significant trend for improved hospital
mortality (OR 0.43, 95%CI [0.11-1.61]). No neurological outcomes at discharge were reported. This
study reported mortality but did not confer a neuroprotective benefit at 6 months. Aggregate evidence for
cooling at 33C demonstrated a decrease in hospital mortality (OR=0.44 95%CI [0.33-0.60]) and
improved neurological outcomes at discharge (OR=2.57 95%CI [1.73-3.81]). Meanwhile, a single study
cooling at 34C showed a trend for improved in-hospital mortality (OR=0.70 95%CI [0.46-1.05] and a
significant neuroprotective benefit at discharge (OR=2.02 95%CI [1.21-3.38]). However, when analyzing
shockable rhythms only, cooling had a benefit on both hospital mortality (OR 0.53 (95CI 0.29-0.97) and
neurological outcome at discharge (OR2.07 95CI 1.26-3.41). Similarly, a single study consisting of
cardiac arrest patients with shockable rhythms who were cooled at 35C reported a mortality (OR0.44
(95%CI 0.166-1.165) and neuro-protective benefit (OR 2.86 95%CI [1.04-7.85]) at hospital discharge.
Outcome data was pooled from the hypothermia arms and grouped by achieved cooling temperature
(Table 3). We found no difference in hospital mortality (p=0.86) or neurological outcomes at discharge
(p=0.32) across temperatures using univariate logistic regression (Figure 3). Stepwise multivariate
regression determined that only the type of rhythm (p=0.0001) was associated with in-hospital mortality.
Both type of rhythm (p=0.01) and downtime (p=0.014) were independently associated with neurological
outcomes.
Discussion
This meta-analysis examined the benefit of TH post-cardiac arrest, beyond just the unconscious patient
who had a witnessed OHCA stemming from a shockable rhythm, with less than 30 min of downtime and
no persistent shock upon ROSC. We expanded our cohort to comatose survivors of OHCA with any
initial rhythm, more flexible downtimes, without restriction in regards of witnessed arrest or shock after
ROSC. This approach is radically different from previous meta-analyses that have reported outcomes with
use of TH in cardiac arrest. Despite expanding our inclusion criteria, and introducing hither to unexplored
cohorts TH continues to show a mortality benefit with decreased odds of in hospital mortality (OR 0.51
95% CI 0.41-0.64) while increasing the chances of survival with a good neurological outcome (OR 2.48
95% CI 1.91-3.22). The inclusion of observational cohort studies did not introduce statistical
heterogeneity across studies for either mortality (I2=4.0%) or neurological outcome (I2=0.0%).
Furthermore, sensitivity analysis by study design mirrored our main results, and did not differ from prior
meta-analyses which restricted their analysis to only randomized trials.10 Additionally, based on a
quantitative assessment of available evidence our study showed that there was no difference in reported
outcomes based on the targeted temperature level during TH. Our analysis did not support the superiority
The addition of cohort studies in this meta-analysis provides a better representation of the current clinical
practice around TH. In contrast to landmark randomized trials, arrest survivors included in these studies
had higher proportion of unwitnessed arrests, more arrests stemming from non-shockable rhythms,
slightly longer downtimes and a more heterogeneous application of hypothermia than those in landmark
trials. This study helps elucidate the use of TH in daily clinical practice. To date, no study has evaluated
the impact of TH in a broader sense where outcomes of patients with non-shockable rhythms, more
lenient downtimes, inclusion of unwitnessed arrest and patients with persistent shock were evaluated
along with the larger trials.6,9 Our analysis proves that there is a benefit of TH in a much broader spectrum
of patients, and perhaps clinical guidelines need to strongly favor TH in all patients with cardiac arrest.
While we propose the inclusion of more patients for the consideration of TH, we need to be cautious that
this intervention is not used in inappropriate populations. This is a resource consuming intervention,
which needs to be provided in the appropriate population. Strict inclusion criteria should still be
maintained, but strong consideration should be provided to the excluded populations. Perhaps, the
exclusion of these patients should be based on pre-existing functional status, severity of illness in the
acute setting, risk of coagulopathy or other adverse events, and not based on the initial rhythm, witness of
In the current era of uncertainty about optimal cooling temperature, it is important to note that the
majority of studies reporting on the use of TH used a target a temperature of 33C to 34C, which is
consistent with recommendations from current guidelines. We did not see a difference in outcomes when
we compared33C to 34C, but there is a significant paucity of literature around outcomes associated with
other target temperatures. At this time there is no evidence to support the use of one temperature level
over other across the entire range of included temperatures of 32C and 36C during TH after OHCA.
This finding aligns with results from recent TTM trial.14 The variability in cooling protocols, and the
reporting of achieved targeted temperatures might have a significant impact on the reported outcomes, but
due to the lack of patient level data, we were not able to assess these differences. Based upon these
results there may not be an optimal hypothermia protocol with a fixed target temperature for all arrest
patients. It still remains unknown whether there is a potential benefit of a targeted temperature approach
during TH for certain subgroups of arrest survivors, such as the finding in this study of a non-significant
potential benefit when applying lower temperature to non-shockable rhythms (Appendix 8). It is unclear
the reason behind this trend, but this warrants further investigation.
This meta-analysis has several important limitations. The addition of observational cohort studies leads
to potential for a higher risk of bias. The study enrollment was restricted to only those studies reporting
achieved temperatures during cooling, which might have led to selection bias. However, the quantitative
analysis of these studies was supported by the lack of visual and statistical heterogeneity. The exclusion
of abstracts or unpublished research could have introduced publication bias. In regards to pooled analysis,
the number of studies cooling at a temperature other than 33C or 34C was small thus there is unlikely
enough power to detect difference when using such temperature at the end of spectrum.
Conclusion
The use of therapeutic hypothermia is associated with a survival and neuroprotective benefit after OHCA,
even when including patients with non-shockable rhythms, more lenient downtimes, unwitnessed arrest
and/or persistent shock after ROSC. An expanded use of this intervention in daily practice might be
appropriate in patients with good baseline functional status, regardless of the initial rhythm, unwitnessed
arrest status or persistent shock. However, we found no evidence to support one specific temperature over
another as long as the patients underwent hypothermia. The available evidence is not robust enough to
form a definitive conclusion regarding the impact of targeting a specific temperature during TH. Whether
there is a potential benefit of using lower temperatures in some patient groups requires further
exploration.
Conflict of interest statement
None to declare.
Declaration of interests
None of the authors involved with this manuscript have any financial and personal relationships with
other people or organizations that could inappropriately influence or bias their work.
Sources of Funding
No funding to disclose
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Legends of figures
Figure 1. PRISMA flow diagram of included studies
This is a graphical representation of the flow of citations reviewed in the course of a Systematic Review
Figure 2. Impact of expanded use of TH after OHCA on mortality and neurological outcomes at
hospital discharge.
A. Results of 11 studies (3 RCTs and 8 cohort studies) on the impact of expanded use of TH after OHCA
on hospital mortality. Summary OR= 0.51 [95% CI (0.40-0.64)]. Test for heterogeneity: I2(%)= 4.0604,
CI = (0.0, 52.5916). B. Results of 10 studies (2 RCT and 8 cohort studies) on the impact of expanded
application of of TH after OHCA on neurological outcomes at hospital discharge. Summary OR= 2.48
[95% CI (1.91-3.22)]. Test for heterogeneity: I^2(%) = 0.0, CI = (0.0-69.84). Meta-analysis was
performed using a random effects model to obtain summary outcome point estimates with 95%
confidence intervals.
Figure 3. Pooled analysis on the impact of cooling temperature during TH post-OHCA on hospital
mortality and neurological outcome at discharge
Pooled outcomes across temperature groups were contrasted using univariate logistic regression fitted to
test heterogeneity of slope. No differences were identified between A. Hospital mortality and temperature
(p=0.86) or B. Good neurological outcome (CPC1-2) and temperature (p=0.32).
Table 1: Characteristics of the Studies Included in the Meta-Analysis
Study Rhythm Sample Down Temperature Follow-up Mortality CPC 1-2
TH/control time TH/control Assessment TH/control TH/control
(n) (min) (C)
RCT
55% / 74%
Both Discharge p=0.16 NA
Laurent24 Shockable 72.7% 22 / 19 20 31.7 / 37.4
2005 Non-shockable 27.2%
68% / 79% 45% / 26%
6-months p=0.018 p=0.21
Cohort studies
Study Rhythm Sample Down Temp Follow up Mortality CPC 1-2
TH/control time TH/control Assessment TH/control TH/control
(n) (min) (C) (%) (%)
Studies were grouped by study designed and sorted in ascending order by cooling temperature.
Temp: temperature, RCT: randomized control trial, NA: not available
Table 2: Pooled descriptive statistics of hypothermia data across temperature groups
Achieved Temperature
32C 33C 34C 35C 36C Total
(N=2) (N=20) (N=10) (N=1) (N=1) (N=34)
N Patients 35 2610 1258 32 466 4373
Male (%) 77 75 63 81 79 73
CPC 1-2
N 1 13 10 1 1 26
2 2
Mean (SD) 7.7 (.) 41.6 (13.2) 35.3 (18.5) 40.6 (.) 46.0 (.) 38.0 (16.0)
Median 7.7 46.7 41.1 40.6 46.0 45.0
Q1, Q3 7.7, 7.7 31.0, 50.0 12.2, 50.0 40.6, 40.6 46.0, 46.0 30.0, 50.0
Range (7.7-7.7) (16.6-56.8) (8.6-55.3) (40.6-40.6) (46.0-46.0) (7.7-56.8)
1
Unequal Variance T-Test contrasting in-hospital mortality between 33C and 34C (p=0.49). 2
Unequal Variance T-Test contrasting good neurological outcome at discharge between 33C and
34C (p=0.38)