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Journal of Consulting and Clinical Psychology Copyright 1990 by (he American Psychological Association, Inc.

1990, Vol. 58, No. 6, 768-774 0022-006X/90/$00.75

Patient and Therapist Introject, Interpersonal Process,


and Differential Psychotherapy Outcome
William P. Henry Thomas E. Schacht
Vanderbilt University James H. Quillen College of Medicine
Hans H. Strupp
Vanderbilt University

The Structural Analysis of Social Behavior (SASB; Benjamin, 1974,1982,1984) system was used to
study the interpersonal process between patient and therapist in the 3rd session of 14 therapeutic
dyads. Dyads were grouped into good and poor outcomes cases (n = 7) on the basis of the amount of
change in the patients' introject as measured by the INTREX Introject Questionnaire (Benjamin,
1983). Strong support was found for the following hypotheses based on interpersonal theory, link-
ing therapists' introject state, interpersonal process in therapy, and outcome: (a) Poor outcome
cases (no introject change) were typified by interpersonal behaviors by the therapist that con-
firmed a negative patient introject; (b) the number of therapists' statements that were subtly hostile
and controlling was highly correlated with the number of self-blaming statements by the patients; (c)
therapists with disaffiliative introjects tended to engage in a much higher level of problematic
interpersonal processes that have been associated with poor outcome. Implications for future
research and therapist training are discussed.

Stripped of technical jargon, psychotherapy may be seen in ing theoretically derived propositions linking therapist inter-
one context as simply a structured relationship between two personal actions and therapeutic change.
people. Despite the multiplicity of theoretical approaches to Henry, Schacht, & Strupp (1986) demonstrated a precise
the practice of psychotherapy, most major camps recognize the method for operational!zing the therapeutic relationship that
crucial importance of the quality of the therapeutic relation- allowed the therapist's relationship contribution to be seen as a
ship (Gurman, 1977), and a number of studies have associated specific technique in itself. Moment-by-moment transactions
an afnliative therapeutic relationship with improved clinical between therapist and patient were measured with Structural
outcomes (Gomes-Schwartz, 1978; O'Malley, Suh, & Strupp, Analysis of Social Behavior (SASB; Benjamin, 1974,1982,1984)
1983; Sachs, 1983). This consensus, however, belies disputes and compared across good versus poor outcome cases seen by
regarding the exact roleof the therapeutic relationship in achiev- the same therapists. Disaffiliative and complex (mixed-mes-
ing positive outcomes in therapy. sage) interpersonal transactions occurring between patient and
This issue has received little empirical clarification, in part therapist were found to be strongly related to subsequent clini-
because of measurement difficulties that arise when one at- cal outcome. In terms of the underlying dimensions of SASB,
tempts to operationalize the therapeutic relationship. Global therapists in poor outcome cases were exercising more hostile
scales can rate the overall relationship "climate" with items control and were less prone to grant friendly autonomy, while
such as therapist "warmth," "judgmentalness," and so forth. their patients were responding with a reduced level of affiliative
Although such global scales have provided useful descriptive autonomy-taking and greater hostile separation.
accounts that serve in a general sense to distinguish good from This study (Henry, Schacht, & Strupp, 1986) demonstrated
poor relationships, they do not explicate exactly what the thera- the potential importance of dyadic interpersonal process to
pist does to establish the quality of the relationship, and often therapeutic change, but because of limitations imposed by
they are not designed to articulate with specific theories of preexisting data, Henry etal. could not evaluate specific hypoth-
change. Global scales may thus encourage the view that the eses about change mechanisms. To advance this line of research
relationship is merely a generic or nonspecific background fac- it is important to refine hypotheses about how interpersonal
tor forming a context in which specific techniques are applied. transactions may produce outcome changes. One important
The present study was designed to further a more precise un- hypothesis derives from the theory of interpersonal introjec-
derstanding of the role of the therapeutic relationship by test- tion.' The most basic principle of introject theory is that people
learn to treat themselves as they have been treated by others
(Sullivan, 1953). The dynamic interaction of these early inter-
This work was supported in part by National Institute of Mental
Health Grant MH-20369, Hans H. Strupp, Principal Investigator.
Correspondence concerning this article should be addressed to Wil- ' The term inlrojection has multiple definitions related to various
liam P. Henry, Department of Psychology, Center for Psychotherapy psychodynamic and developmental theories (see Greenberg & Mit-
Research, A&S Psychology Building, Vanderbilt University, Nashville, chell, 1983). Our article relies most directly on the theories of Sullivan
Tennessee 37240. (1953) and Benjamin (1984).

768
INTERPERSONAL PROCESS 769
nalized interpersonal influences forms a hypothesized person- (introject change). Our study capitalizes on these conceptual
ality structure termed the "introject," which comprises a rela- links by using a measurement system (SASB) that allows prob-
tively stable conscious and unconscious repertoire of ways of lems, treatments, and outcomes to be represented in a shared
treating the self. This repertoire, which internally mirrors treat- metric that articulates with the underlying theory (cf. Principle
ment received at the hands of early significant others, includes of Problem-Treatment-Outcome [P-T-O] Congruence-
self-appraisals, verbal and motor behaviors directed at the self, Schacht, Strupp, & Henry, 1988). The aim of the study is to test
and cultivation of various images of the self. Although early process-outcome relationships that would be consistent with
experience is thought to be critical, the process of introject the theoretically proposed introject mechanism. Two hypothe-
formation and the content of the introject are presumably sub- ses were examined:
ject to development and change across the lifespan. Individuals 1. For patients who begin therapy with disaffiliative intro-
who are psychologically healthy, by definition, evidence intro- jects, higher levels of therapist disaffiliativeness will be asso-
jects that are relatively friendly (self-accepting, self-nurturing, ciated with lower levels of introject change or deterioration.
self-helping) most of the time. Emotionally disturbed persons, 2. Therapists with disaffiliative introjects will treat their pa-
in contrast, tend to have hostile introjects that are recurrently tients in a relatively more critical and neglectful manner.
self-critical, self-destructive, or self-neglectful.
Although the descriptive language may vary, a range of theo- Method
rists from psychodynamic to cognitive-behavioral hypothesize
that introjective actions or states are major correlates of affec- Subjects
tive experience and are important in shaping interpersonal be- Fourteen therapeutic dyads were drawn from the first cohort of the
haviors. For example, self-criticism is associated with shame Vanderbilt II psychotherapy research project, a 5-year study of Time-
and sadness, and self-neglect may be associated with boredom. Limited Dynamic Psychotherapy (Strupp & Binder, 1984).3 Dyad se-
The introject is also hypothesized to play a central role in recur- lection was structured to produce two equal groups (n = 7) of high-
rent maladaptive relationship patterns that underlie symptom- change and low-change cases on the basis of changes in the SASB
atic presentations (Schacht, Binder, & Strupp, 1984; Schacht & introject. Participating patients were comparable to a general psychiat-
Henry, in press). Within these recurrent patterns, introject ric outpatient population, as indicated by intake scores on the Global
states are hypothesized to become self-perpetuating through Severity Index of the SCL-90-R (Derogatis, 1977). The GSI group
the dynamics of interpersonal complementarity (Benjamin, mean was 48.9, and the two outcome groups were statistically equiva-
lent on the GSI measure at intake. All patients were judged to have
1982). For example, a patient's inner self-criticism may lead to
significant interpersonal difficulties and qualified for a Diagnostic
defensiveness in interpersonal transactions, implicitly casting and Statistical Manual of Mental Disorders, 3rd ed. (DSM-I1I; Ameri-
the therapist in the role of critic (the accustomed action of can Psychiatric Association, 1980) Axis I or Axis II diagnosis, as deter-
important others that originally led to the introject formation). mined by a clinician using a computerized rating version of the Na-
To the extent that the therapist defends himself or herself tional Instituteof Mental Health (NIMH) Diagnostic Interview Sched-
against this role attribution, such as by disagreeing with the ule. The mean age of patients was 41.04 (range 24-64 years), 77% were
patient, the therapist self-defeatingly becomes a critic and "con- female, 79% had completed at least some college work, 69% had re-
firms" the patient's negative expectation (perpetuating the in- ceived previous therapy, and all patients and therapists were White.
troject state). Patients were assigned on a random basis to participating therapists,
Because of its theoretically central role in maintaining prob- who were self-described psychodynamically oriented psychiatrists and
clinical psychologists in private practice with a minimum of 2 years'
lematic affective/interpersonal cycles, a measure of the intro-
full-time postresidency or postinternship experience. Therapies con-
ject becomes a logical element when evaluating patients' initial sisted of weekly 50-min meetings for a maximum of 25 sessions and
status and therapeutic change. As described in the example were conducted with no intrusions by the research staff, except to
above, introject theory would predict that the therapist's inter- collect written measures of process and outcome.
personal behavior would serve to either perpetuate problematic
introject states (leading to poor outcome) or ameliorate them
SASB Measures
through experiential disconfirmation. If outcome is defined in
terms of introject change, then outcome should vary as a func- The introject is operationalized as the third of the three interrelated
tion of the therapists' interpersonal behavior. Introject theory circumplex surfaces of the SASB model. Each circumplex surface pres-
also predicts that therapists will tend to treat patients in accord ents, ina two-dimensional space, 36 interpersonal behaviors that repre-
with their own introjects. This will occur by the same comple- sent unique combinations of the theoretically "primitive" vectors of
mentary dynamics that tend to make introjects self-perpetuat- affiliation-disaffiliation and independence-interdependence. Inter-
personally complementary behaviors are represented as homologous
ing for patients. Thus, therapists whose introjects are self-ac-
points across the surfaces. Each SASB surface defines a particular per-
cepting would be expected to engage their patients in accepting spective or focus of interpersonal transactions. Surface 1 involves focus
and supportively helpful transactions as compared with thera- on another person (transitive action). Surface 2 involves focus on the
pists with hostile introjects, who would be expected to behave self (intransitive states). Surface 3 represents intrapsychic actions that
in a relatively more critical or neglectful manner with their result when focus on the other (Surface 1) is directed inward on the self
patients.
The foregoing theoretical model offers conceptual links be-
tween (a) a problem definition (negative introject); (b) a treat- 2
Fourteen was the maximum number of dyads with clearcut good
ment process (differential interpersonal process as mediated by and poor outcomes that were available for analysis at the time the study
the variable of therapist introject); and (c) an outcome measure was conducted.
770 W HENRY, T. SCHACHT, AND H. STRUPP

(introjection). The reader is directed to Benjamin (1974, 1982) for a model. Sample items are given in Table 1. Self-ratings are made on a
more complete description of the SASB system. Figure t presents an scale of 0-100 according to the degree to which the rater judges an item
alternate version of theSASB model in which the 36 behaviors for each to be descriptive of his or her behavior. Each item is rated twice, once
circumplex are collapsed into eight clusters. Data for the present study with an instruction to "describe yourself at your best" and once with
are presented in terms of these clusters. an instruction to "describe yourself at your worst." The result is two
Initial status and outcome measurement. The SASB system affords measures, "introject at best" and"introject at worst." Multiple adminis-
two methods for measuring the introject. The first method involves trations of the INTREX Questionnaire allow changes in the patient's
direct ratings of observed introjective behaviors. For example, a state- introject at best and worst to be graphed over time.
ment such as "I'm an awful person for thinking that" would be coded as INTREX introject ratings are scored by a computer program (Benja-
a self-critical introject (Surface 3, Cluster 6, or 3-6). Direct codings of min, 1983) that weights each rating in relation to its position on the
transactions were employed in the present study as measures of treat- basic circumplex dimensions of control versus freedom and attack ver-
ment process. The second measurement method, used in the present sus affiliation. The result is a measure of central tendency that summa-
study as the measure of initial state and outcome, uses the INTREX rizes the overall introjective stance of the rater. This measure of central
Introject Questionnaire (Benjamin, 1983). This well-validated instru- tendency is expressed in terms of two coefficients, corresponding to
ment comprises 36 items, each corresponding to one of the 36 introjec- the circumplex axes, that define a point on the circumplex surface. The
tive behaviors that compose the introject circumplex of the SASB first coefficient, termed the attack coefficient, expresses the central

(1) Freeing and Forgetting

FOCUS ON OTHER |
(8) Ignoring and (2) Affirming and
Neglecting Understanding

(7) Attacking and (3) Nurturing and


Rejecting Comforting

(6) Belittling and (4) Helping and


Blaming Protecting

(5) Watching and Managing

(1) Asserting and Separating


[ FOCUS ON SELF |
(8) Walling off (2) Disclosing and
Avoiding Expressing

(7) Protesting and (3) Approaching and


Recoiling Enioving

(6) Sulking and (4) Self-Protecting


and Enhancing

(5) Deferring and Submitting

(DSpontaneous Self

(8) Daydreaming and (2) Self-Accepting


NefflectiiwSelf and Exploring

(7) Self-Rejecting (3) Self-Nourishing

(6) Self-Indicting (4) Self-Protecting


and Enhancing

(5) Self-Moniloring and Restraining


Figure 1. The SASB Circumplex System.
IN'IT.RI'r.RSONAl. PROCESS 771
Table 1 Ihuinicnt /.xv.v\ <-<>iiint>. Transcripts of third session videotapes
Sample INTREX Introject Items by Cluster we re prepared, uniti/.ed. and SASB process coded following the proce-
dure outlined in Henry etal.. (1986). Two clinical psychologists, highly
Cluster Item experienced in SASB coding, and blind to the pretherapy data and
outcome status of each dyad, coded the first 200 thought units (approxi-
1 Without concern I just let myself be free to turn into mately 30 min) of each session using transcripts and videotape. A
whatever I will.
2 Knowing both my faults and strong points I thought unit is any portion of speech (usually a phrase or at most a
comfortably let myself be "as is." sentence) judged to express one complete thought, and transcripts were
3 I like myself very much and feel very good when I have unitized by consensus of the two judges. Strict independent reliability
a chance to be with myself. of the unitizing procedure was not deemed important as the exact
4 I practice and work on developing worthwhile skills, boundaries of units do not affect the process coding frequencies them-
ways of being. selves (the dependent variable). In-a reliability check the raters indepen-
5 I have a habit of keeping very tight control over myself. dently coded 150 thought units from a session not included in the
6 I accuse and blame myself until I feel guilty, bad, and analysis. A high interjudge reliability was established for SASB cluster
ashamed. assignment (Cohen's kappa = .91). Instances of disagreement in the
7 I harshly punish myself, take it out on myself. actual codings were resolved through discussion to arrive at one set of
8 Instead of getting around to doing what I really need to
do for myself, I let myself go and just daydream. consensus codes.

Results

tendency of ratings on the basic dimension of self-affiliation versus Interpersonal Process and Differential Outcome
self-attack (self-love vs. self-hate). The second coefficient, termed the Before statistical analysis, the observed frequencies in each of
control coefficient, expresses the central tendency of the ratings on the the 16 possible SASB focus/cluster combinations were tallied
basic dimension of self-freeing versus self-control. Values for these
for both patient and therapist in each case.5 These frequencies
coefficients are expressed in a range from -1,000 to +1,000.
Patients were assigned to high-change (good) and low-change (poor) were then weighted to the respective patient or therapist grand
outcome groups according to the amount and direction of change in mean for number of codings to remove the artifact of differing
their self-reported introject at worst as measured by the INTREX Intro- proportions of turns at talk between the participants in differ-
ject Questionnaire administered at intake; Sessions 3,8,16; and termi- ent dyads. Such weighted frequencies, the basic data studied,
nation.3 All patients in the current study began therapy with their allow for meaningful cross-case comparison.
introject at worst in either Quadrant 2 or 3 of the introject circumplex Initially, two 2 x 2 x 8 (Outcome X Focus x Cluster) ANOVAS
(Figure 1, Surface 3). This reflects a hostile and critical or neglectful with one between and two within factors were performed (one
stance toward the self. There was no statistically significant difference analysis for patient communications and one for therapist com-
between the outcome groups at intake in the amount of self-hostility munications), using weighted cluster frequencies as the depen-
(as represented by the attack pattern coefficient) at best or worst. Ther-
dent variable. Simple effects tests for differences in cluster
apists also completed INTREX Introject Questionnaires rated at best
and worst on themselves prior to meeting their patients. means between the two outcome groups were accomplished
Indications of positive change were denned as (a) clinically signifi- using between-groups t tests. In several instances the Mann-
cant movement from left to right on the circumplex, indicating greater Whitney U statistic was substituted as a result of significant
self-affiliation (approximately 500 points on the -1,000 to +1,000 differences in within-group variance.6
axes);4 (b) movement from Quadrant 2 to 3. (Quadrant 2 is considered As expected, therapists spent more time focusing on other
the most pathological state, as it represents both self-hatred and self- (F = 354; p< .001), whereas patients spent more time focusing
freeing (neglect], which is hypothesized to be a potentially suicidal on self (F= 2642; p < .001), and the eight SASB clusters were
introject profile.) Thus movement to Quadrant 3, reflecting greater utilized differently depending on outcome group (F = 4.8; p <
self-control and self-management, is deemed positive therapeutic .001). Table 2 contains the results of the cluster comparison
change. tests. Patients in the poor outcome group were significantly
Indications of low change were defined as (a) movement from Quad-
rant 3 to 2 (away from self-control), which represents a change toward more watching and managing toward the therapists, more as-
greater self-neglect; (b) significant movement from right to left indicat-
ing increased self-hostility; (c) no change, including no improvement in
3
introject at best or worst. Introject-at-best ratings were not the variable of primary interest in
To explore the validity of this procedure, the two groups formed on our analysis because they tended to be idealized, resulting in a re-
the basis of introject change were compared on more traditional out- stricted range of ratings.
4
come measures. Pre-post residual change scores (partialing out vari- This figure is considered conservative and was arrived at in consul-
ance in change scores due to initial status) were calculated on the tation with L. S. Benjamin, who has extensive clinical experience with
Global Assessment Scale (GAS) as rated by an independent clinician the INTREX Questionnaires.
5
and the SCL-90-R Global Severity Index. In addition, the Global Each part of a complex communication was counted as one occur-
Outcome Ratings made separately by the patient and therapist after rence of the appropriate cluster. For instance, a 2-2/2-6 was counted as
therapy (-5 to +5 direct change rating) were examined. Independent one 2-2 and one 2-6.
6
groups / tests were all significant (p < .05) with differences in the After we consulted several statisticians, adjustment for familywise
expected direction. Thus measures of level of functioning, symptom error rate was deemed unnecessary in this case because of the rela-
status, and perceived change from three sources were consistent in tively small number of simple effects tests performed. At the .05 level
supporting the division of the patient sample into positive and negative of significance, no results (less than one) would be expected by chance
outcome on the basis of introject change. alone for each ANOVA.
772 W HENRY, T. SCHACHT, AND H. STRUPP

Table 2
Comparison of Cluster Mean Weighted Frequencies and Complex Communications
Therapist Patient

Cluster Good outcome Poor outcome Good outcome Poor outcome

Focus on other
1 Freeing/forgetting 0 0 0 0
2 Affirming/understanding 30.30 36.36 0.61 0.30
3 Nurturing/comforting 1.34 0 0 0
4 Helping/protecting 22.49 20.21 1.14 0.51
5 Watching/monitoring 6.50 5.27 0.14 3.21
6 Belittling/blaming 0 2.93* 0 1.51***
7 Attacking/rejecting 0 0 0 0
8 Ignoring/neglecting 0.47 4.96* 0 0.14

Focus on self
1 Asserting/separating 0 0.47 2.99 15.46**
2 Disclosing/expessing 1.2 1.83 130.86 101.03**
3 Approaching/enjoying 1.57 0.24 4.26 0.70
4 Trusting/relying 0.96 0.56 12.10 16.93
5 Deferring/submitting 0.56 0.67 2.27 4.29
6 Sulking/appeasing 0 1.8 0.61 6.43*
7 Protesting/recoiling 0 0 0 0
8 Walling off/avoiding 0 0.16 1.80 6.56*
Complex communications
Mixed affiliation .57(1%) 10.43(18%)* 2.0(1%) 11.86(9%)*
Mixed focus .42(1%) 4.43 (7%)* .29 (0%) 5.0 (4%)**
*/?<.05. ***p<.001.

setting and separating, sulking and appeasing, and walling off group spoke less than patients in the good outcome group (69%
and avoiding, while being less disclosing and expressing. Thera- vs. 79%, p < .05, two-tailed).
pists in the poor outcome group were significantly more belit-
tling and blaming and ignoring and neglecting. Thus, replicat-
ing our previous study, patients and therapists in the low- Therapist Introject and Differential Interpersonal Process
change group demonstrated significantly higher levels of
disaffiliative behavior. Additional analyses were performed As predicted, therapists whose pretherapy self-ratings indi-
yielding the following results: cated relatively greater hostility toward themselves were also
1. A strong correlation was observed between the number of more likely to be coded as treating their patients in a disaffilia-
therapist statements that were hostile and controlling (Focus- tive manner. Therapists whose introjects rated at worst were
Other, Quadrant 3) and the number of their patient's statements friendly (Quadrants 1 and 4) were given hostile codes in 5.6% of
that were self-blaming and critical (Introject Quadrant 3), r = the coded transcript thought units. In contrast, therapists who
0.53 (p< 0.05). reported hostile introjects at worst (Quadrants 2 and 3) were
2. Both patients and therapists in the low introject change given hostile codes 17.7% of the time (Mann-Whitney U,
group were found to exhibit significantly higher levels of com- p < .05).
plex communications (see Table 2). These included primarily
mixed affiliation statements (simultaneously affiliative and
hostile) and mixed focus statements (focus on self and other Discussion
simultaneously). The relative percentage of mixed message
thought units for good versus poor outcome cases was 3% versus Coupled with earlier findings (Henry et al, 1986), this study
13% for the patients (p < .04) and 6% versus 26% for the thera- provides strong evidence for the importance of interpersonal
pists (p< .01). transactions early in therapy. It should be clearly noted that the
3. The percentage of thought units receiving at least one dis- present design does not offer proof of the hypothesized under-
affiliative code was calculated for the patient and the therapist, lying mechanisms, but it does offer a range of data consistent
yielding an index of hostile communication. Both patients with predictions based on interpersonal theory. There was a
(16% vs. 2%) and therapists (21% vs. 3%) in the poor outcome significant relationship between therapists' interpersonal be-
group acted with significantly greater hostility (p < .04). haviors and the ways in which the patients acted toward them-
4. Relative to their therapists, patients in the poor outcome selves. Patients whose introjects showed marked improvements
INTERPERSONAL PROCESS 773
engaged in therapeutic interactions that were almost com- tional therapist is accusing them, and that thisself-criticismis
pletely devoid of disaffiliative therapist behaviors, whereas ther- the problem, (p. 363)
apists of those patients showing no introject change (or deterio-
ration) engaged in hostile blaming, ignoring, and separating The high correlation observed in the present study between
therapist-blaming and patient self-blaming would seem to bear
sequences.7 This relationship between interpersonal process out Wile's point.
and differential intrapsychic changes suggests one important
Our data suggest an important overriding principle:
specific role of the therapeutic relationship in promoting posi-
Whereas the absence of a negative interpersonal process may
tive outcome. not be sufficient for therapeutic change, the presence of even
Related predictions were also supported. Carson (1969), inte- relatively low levels of negative therapist behavior may be suffi-
grating the theories of Sullivan and others (Thibaut & Kelly, cient to prevent change. Why should this be so? One explana-
1959; Secord & Backman, 1961), stated that one's interpersonal tion rests on a cognitive understanding of the introject. Intro-
behavior is unconsciously designed to evoke responses from jects may be construed as overlearned beliefs or stereotypes
others that validate a stable self-image (even a negative self-con- about the self. By definition, a stereotype is a belief that is held
cept, see Anchin, 1982). The results indicate that there was a rigidly and is not easily opened to question ordisconfirmation.
high degree of correspondence between patient self-blaming Very little apparently affirmative "interpersonal evidence" may
statements and therapist statements subtly blaming the patient be required to prove a stereotype in the mind of the believer. To
(r = .53).* Finally, in what is considered a most significant find- promote change, the theory predicts that therapists' behavior
ing, the therapists' own introjects were found to be systemati- should rather consistently disconfirm patients' negative self-ex-
cally related to their in-session process with patients.' These pectations.10 Similar therapeutic prescriptions appear in Beier
results may have important theoretical, methodological, and and ^bung's (1984) concept of "asocial response" and in Weiss
training implications. and Sampson's (1986) assertion that therapists must repeatedly
From a methodological standpoint, the study demonstrates pass patients' interpersonal "tests."
the utility of defining problems, therapeutic process, and out-
come in similar theoretically linked metrics. In a broader sense,
it demonstrates ties between specific therapist behaviors and Conclusion
clinical change, a line of research with an unfortunate history Apparently, even well-trained professional therapists are sur-
of failure (Gurman, 1977; Orlinsky & Howard, 1986). Although prisingly vulnerable to engaging in potentially destructive in-
frequency counts were used as the unit of analysis, these units terpersonal process (in the most extreme case observed, the
represented momentary dyadic states, not aggregation of unilat- therapists' communications were judged to be disaffiliative
eral acts. This is consistent with an increasing call for context- 56% of the time, with 65% of the thought units found to contain
sensitive approaches to process research (Greenberg, 1986). complex messages). Perhaps this vulnerability should not be so
More generally, it appears that interpersonal process analysis surprising when one considers the strong pull of multiple po-
with SASB may provide an important contextual backdrop tential determinants of such process. Patients' preexisting mal-
when combined with other descriptive process measures. For adaptive "evoking styles" (Kiesler, 1982) often tend to elicit
instance, it would be valuable to study the effect on interper- poor process according to the rules of interpersonal comple-
sonal process of various types of "technical" interventions, mentarity. The therapist's own introjective state may also con-
such as transference interpretations, with different types of pa- tribute to problematic process. In addition, as Wile noted, theo-
tients during different phases of therapy. There has been recent retical heuristics may themselves inadvertently encourage dis-
suggestive evidence that such interpretations often foster resis- affiliative interpersonal transactions. It seems clear that
tance and poor process (Foote, McCullough, Winston, Pollack,
& Laikin, 1988; Marmar, Weiss, & Gaston, 1988). Perhaps it is
not the nature of the interventions that is responsible for these 7
It is interesting to note that when our two studies were combined,
findings, but the interpersonal context in which they are often in 11 good outcome cases, not a single instance of therapist blaming
carried out. Wile (1984), writing on the accusatory nature of and belittling (Cluster 6) was observed.
many common interpretations, states: * It should be noted that this relationship is not a given, as parents in
the good outcome group also made self-blaming statements (although
Certain interpretations commonly made in psychoanalysis and at a lower frequency), but there were no instances in which these state-
psychodynamic therapy are accusatory. Therapists appear to ments were complemented by therapist blaming behaviors.
9
make them not because they are hostile or insensitive, but be- This finding cannot be taken to mean that all therapists with "dis-
cause of the dictates of their theory. Clients are seen as gratifying affiliative introjects" will display hostility toward all patients. It does
infantile impulses, being defensive, having developmental defects, suggest that some therapists, as a function of their own interpersonal
and resisting therapy.. . . Even therapists who reject the psy- history, may be more vulnerable to engaging in countertherapeutic
choanalytic model may nevertheless view clients as dependent, interpersonal processes with patients who evoke such negative tenden-
narcissistic, manipulative, and resistant, and as refusing to grow cies.
up and face the responsibilitiesof adulthood. Therapists who con- 10
ceptualize people in these ways may have a hard time making It should be noted that to perfectly disconfirm patients' expecta-
interpretations that do not communicate at least some element of tions is quite likely an impossible task. Additional research should
this pejorative view. (p. 353). . . . The major difficulty with accu- address the question of how therapists who find themselves in a disaf-
satory interpretations, in conclusion, is that clients are already filiative transaction can best repair the situation. We hypothesize that
accusing themselves, often for the very thing for which the tradi- therapeutic metacommunication plays a crucial role in this task.
774 W HENRY, T. SCHACHT, AND H. STRUPP

traditional training methods have not adequately prepared Greenberg, L. S. (1986). Change process research. Journal of Consult-
many therapists to expertly perceive and respond to the poten- ing and Clinical Psychology, 54, 4-9.
tial interpersonal process meanings and effects of their inter- Gurman, A. S. (1977). The patient's perception of the therapeutic rela-
ventions. Future training programs, regardless of theoretical tionship. In A. S. Gurman & A. M. Razin (Eds.), Effective psychother-
apy: A handbook of research (pp. 503-543). New York: Pergamon
orientation, may be designed to directly address these funda-
Press.
mental interpersonal skills. Henry, W P., Schacht, T. E., & Strupp, H. H. (1986). Structural Analysis
Finally, our results potentially point to an underlying change of Social Behavior: Application to a study of interpersonal process
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