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Work 47 (2014) 491500 491

DOI 10.3233/WOR-131617
IOS Press

Exploring the impact of resilience,


self-efficacy, optimism and organizational
resources on work engagement
Stefanie Machea,b,c,, Karin Vitzthumc , Eileen Wankea, David A. Gronebergc , Burghard F. Klappb and
Gerhard Danzerb
a
Institute of Occupational Medicine, Charit Universittsmedizin Berlin, Free University and Humboldt
University, Berlin, Germany
b
Department of Medicine/Psychosomatics, Charit Universittsmedizin Berlin, Free University and Humboldt
University, Berlin, Germany
c
Institute of Occupational Medicine, Social Medicine and Environmental Medicine, Goethe-University, Frankfurt,
Germany

Received 16 May 2012


Accepted 30 October 2012

Abstract.
BACKGROUND: The German health care system has undergone radical changes in the last decades. These days health care
professionals have to face economic demands, high performance pressure as well as high expectations from patients. To ensure
high quality medicine and care, highly intrinsic motivated and work engaged health care professionals are strongly needed.
OBJECTIVE: The aim of this study was to examine relations between personal and organizational resources as essential pre-
dictors for work engagement of German health care professionals.
METHODS: This investigation has a cross-sectional questionnaire study design. Participants were a sample of hospital doctors.
Personal strengths, working conditions and work engagement were measured by using the SWOP-K9, COPE Brief Question-
naire, Perceived Stress Questionnaire, COPSOQ and Utrecht Work Engagement Scale.
RESULTS: Significant relations between physicians personal strengths (e.g. resilience, optimism) and work engagement were
evaluated. Work related factors showed to have a significant influence on work engagement. Differences in work engagement
were also found with regard to socio-demographic variables.
CONCLUSION: Results demonstrated important relationships between personal and organizational resources and work engage-
ment. Health care management needs to use this information to maintain or develop work engaging job conditions in hospitals
as one key factor to ensure quality health care service.

Keywords: Health care, optimism, organizational resources, resilience, work engagement

1. Introduction tem has changed from a moderately stable one into


a more challenging and dynamic system [23,39,70].
Due to rising costs of healthcare, an aging popula-
During the last decade the German healthcare sys- tion, growing progress in the development of medi-
cal technology, and greater public awareness for bet-
ter quality of healthcare, pressures and demands on
Corresponding author: Stefanie Mache, Institute of Occupational
health care professionals have increased [32,56,79].
Medicine, Charit Universittsmedizin Berlin, Free University
The most affected healthcare employees are the doc-
and Humboldt University, Thielallee 69-73, 14195 Berlin, Germany. tors and nurses who are required to deal with increased
Tel.: +30 450 529 596; E-mail: stefanie.mache@charite.de. demands for efficiency, cost awareness and improved

1051-9815/14/$27.50 
c 2014 IOS Press and the authors. All rights reserved
492 S. Mache et al. / Exploring the impact of resilience, self-efficacy, optimism and organizational resources on work engagement

healthcare quality [35]. It is well known that that the Several studies investigated the motivational influ-
quality of medical treatment and care are positively re- ence of work engagement on employees in various set-
lated to the ability of clinics to ensure medical ser- tings, i.e. home-care employees, hotel receptionists,
vices at the required professional standard. Physicians managers and teachers [8,22,27,65].
and nurses play an important role to representing the All of these studies illustrate that an employee with
clinics competence. Their behavior towards patients high work engagement shows better job outcomes: for
has significant influence upon patient satisfaction with example, Halbesleben et al. and Hakanen et al. demon-
quality in care and treatment [75,77,81]. Therefore, strated that work engagement increases concentration
hospitals need highly competent physicians and nurses on job tasks, job performance and organizational com-
who are willing to work efficiently towards organiza- mitment [28,31]. Furthermore, work engagement is re-
tional goals [38]. lated to organizational variables such as job satisfac-
tion, turnover intentions and organizational commit-
Due to the current organizational changes in hospi-
ment [1,17,24,84]. Some studies demonstrated a posi-
tals, the increase of job demands and job pressure [41,
tive relationship between work engagement, health and
45,53] health care professionals are forced to build in-
well-being [27,29,37,60].
ner strengths in the form of psychological and organi-
Schaufeli et al. [69] argued that engaged employees
zational resources in order to be able to cope with de- have a stronger sense of effectiveness with their work
manding job tasks. Without these resources health pro- and were more able to manage demanding job tasks.
fessionals may develop negative health outcomes (i.e.
stress related diseases, burnout) [14]. Organizational resources and work engagement
However, there are still doctors and nurses who can
be characterized by having zest, power, work engage- Working conditions of health care professionals
ment and job satisfaction even if the working situa- have been investigated in several investigations show-
tion is objectively unsatisfying. The question is why ing an important influence on job satisfaction, job per-
some health care professionals are highly motivated formance and intention to leave a hospital or health ser-
and work engaged and others are not? Motivational vices in general [3,36,48,53]. Only a few studies have
concepts such as work engagement have not been stud- concentrated on positive work factors affecting doc-
ied sufficiently although discussed as important as- tors intention to stay and work in hospital service or
pects for productivity and job performance [40,73]. motivational concepts to increase physicians job per-
Therefore, there is a need to identify positive and mo- formance.
tivating predictors for work outcomes such as job per- These positive work factors (job resources) refer
to those physical, social, or organizational aspects of
formance, especially for the health care services.
the job that may: (1) increase job demands and the as-
sociated physiological and psychological costs; (2) be
1.1. Literature review functional in achieving work goals; or (3) stimulate
personal growth, learning, and development [5,66].
Work engagement Several studies showed that supervisory feedback,
sufficient reward and recognition motivates employees
During the last decade, awareness on work engage- to work more efficiently and productively [18,34,26].
ment in the health sector has grown. Health care pro- Bear et al. [4] demonstrated positive relations between
fessionals work engagement has become an increas- rewards and creativity for employees working in man-
ingly important factor and a precondition for high- ufacturing organizations.
quality health care performance [33,44]. Participation, autonomy in decision making and sup-
In this context work engagement is defined as a posi- port by colleagues and supervisors; also showed posi-
tive outcomes in employees job performance and sat-
tive, fulfilling, work-related state of mind characterized
isfaction [4,82].
by vigour, dedication and absorption [66,67]. Vigour
means that the employee feels high levels of energy Personal resources and work engagement
and willingness to invest in work. Dedication is de-
fined as feelings of enthusiasm, pride and inspiration Personal resources such as resilience, self-efficacy
about work. Absorption means being so fascinated and and optimism have been demonstrated as having essen-
engrossed in work that time passes very quickly and tial influence on employees well-being and their abil-
nothing else matters [8,40,68]. ity to cope with work related stress factors.
S. Mache et al. / Exploring the impact of resilience, self-efficacy, optimism and organizational resources on work engagement 493

Resilience is defined as a positive psychological ca- 2.2. Data collection


pacity to rebound from adversity, uncertainty, conflict,
failure, or even positive change [49]. Recent stud- First, we informed the hospital management and su-
ies have already investigated associations between re- pervisors about our study design through email. Af-
silience and ability to compete with job stress, mul- ter getting their agreement from them we asked physi-
titasking demands and organizational changes [21,52, cians working in one of the included hospitals if they
59,86]. were willing to participate in our voluntary study. Only
In line with these studies additional investigations physicians with at least one year of work experience
have been performed in several work settings on op- in hospitals and working full-time were included in
timism and self-efficacy; all showing a positive influ- the study. 320 postal questionnaires were sent to the
ence on employees health, job performance and work physcians. Participating doctors had three weeks to fill-
ability [12,15,16,46]. out the questionnaire. After this time we sent two re-
For instance, Bakker [7] found that female school minders per email. A box was placed at each hospital
principals with high personal resources which include department, questionnaires could be returned there. At
resilience, self-efficacy and optimism scored highest the end, we received 223 questionnaires from the par-
in work engagement. Luthans et al. [52] argued that ticipants, a return rate of 69.7%.
employees who hold personal resources, such as opti-
mism, self-esteem, and active coping styles are more 2.3. Variables
able to control their work environment and to achieve
greater career success. Many studies in the literature We included work related factors (e.g. job resources)
show the impact of personal resources but none have as independent variables. In addition, personal charac-
explicitly focused on hospital physicians. ter variables were also included in the questionnaire
(e.g. optimism, self-efficacy, resilience etc.) as possible
Purpose of this study predictors for work engagement.
Work engagement was the dependent variable (out-
The central aim of the present study was to examine come variable); subscales are vigour, dedication and
how German health care professionals evaluate their
absorption. Health professionals socio-demographic
work engagement. In addition, we wanted to know
characteristics might also have an effect on their rat-
which individual character strengths and work related
ings; therefore we adjusted for age, gender, number of
conditions might have an impact on work engagement.
years in training at the time of this study, marital status
Consequently, the research questions were as fol-
and presence and number of children.
lows:
1. How do physicians perceive their work engage- 2.4. Instruments
ment?
2. Is health care professionals work engagement Work engagement has been evaluated by using the
associated with personal resources (resilience, Utrecht Work Engagement Scale (UWES). It is a self-
self-efficacy, optimism)? report questionnaire and consists of three subscales
3. Can health care professionals work engagement vigour (six items), dedication (five items), and absorp-
be predicted by personal and/or organizational tion (six items) (in total 9 items) [68,69].
resources? The questionnaire is a 7-point Likert scale ranging
from 0 (strongly disagree) to 6 (strongly agree). Items
were summed and divided by the number of items in
2. Methods
each scale. The higher each item was rated the higher
2.1. Study design and setting the overall work engagement.
Previous studies illustrated reference values: partici-
This investigation was a cross-sectional question- pants with a score higher or equal than 4.67 on the total
naire design. Data collection took place between 2010 work engagement scale were considered to be (very)
and 2011 in five hospital departments in Germany. highly engaged [61]. In addition, health professionals
Medical fields were: Internal Medicine, Paediatrics who evaluated vigor with a score  4.81 were very
and Neurology. Included hospital departments were vigorous. Those who scored dedication with a score 
comparable in size, number of patients/beds as far as 4.91 were highly dedicated. Scores  4.41 means ab-
employed medical staff (e.g. residents, junior-doctors, sorption is highly scored [61]. Validity and reliability
nurses). were proved and verified [67].
494 S. Mache et al. / Exploring the impact of resilience, self-efficacy, optimism and organizational resources on work engagement

2.5. Organizational resources 2.8. Ethical considerations

The German version of the Copenhagen Psychoso- Ethical approval was granted by the Free University
cial Questionnaire was used to evaluate job-related and the Humboldt University Berlin.
and psychosocial factors at work [43,57]. The ques-
tionnaire include 12 subscales measuring i.e., job de-
mands (e.g. emotional and quantitative demands), job 3. Results
resources (i.e., quality of leadership, opportunities for
development, social support). Items are scored on a At first, we evaluated health professionals socio-
Likert scale and transformed to a scale ranging from demographic characteristics. A total of 63% of the re-
0 (minimum value, e.g., do not agree at all) to 100 spondents were female physicians; 37% male. Mean
points (maximum value, e.g., fully agree). age was 31 years (SD = 5.25 years). Years of work ex-
Previous investigations proved quality criteria of the perience was rated with a mean score of 6 years (SD =
COPSOQ [57]. We also verified them: Cronbachs al- 5.2 years).
pha coefficients ranged between = 0.69 to = 0.79. Of the participants, 65% were married or cohabiting
All intercorrelations were calculated between r = and 31% had children.
0.30 r = 0.70.
3.1. Work engagement and relations to
2.6. Personal resources socio-demographic variables
Personal characteristics were also included in the
In total, work engagement was rated as follow: To-
survey. We asked for coping strategies by using the
tal work engagement was scored with a mean of M =
German version of the Brief Resilient Coping Scale
4.07; SD = 0.89. The subscale Vigor was evaluated
(BRCS) [74]. The questionnaire includes 28 items as-
with an average score of M = 3.84; SD = 0.91; the
sessing coping behavior in past difficult or unpleasant
subscale Dedication with M = 4.37; SD = 0.97 and
situations. Four scales contain items on support cop-
the subscale Absorption with M = 3.76, SD = 0.95.
ing, positive reframing, avoidant coping and ac-
A total of 26% of the respondents could be classi-
tive coping. Cronbachs alpha ranged between = 0.70
fied as highly engaged. By analyzing the subscales re-
to 0.80.
In addition, the Self-Efficacy, Optimism and Pes- sults showed that 24% of the participants are highly
simism (SWOP-K9) was also included [71]. The vigorous, 29% highly dedicated and 25% highly ab-
SWOP-K9 assesses individuals perception of self- sorbed. Work engagement was significantly related to
efficacy, optimism and pessimism on three indepen- age (r = 0.21; P < 0.05). Older physicians reported
dent scales (in total nine items) (QUELLE) [71]. Cron- lower scores of work engagement than younger physi-
bachs alpha ranged between g 0.67 to 0.82. The test cians.
quality criteria have also been discussed in previous in- In addition, we also found a significant correlation
vestigations [71]. between work engagement and gender. We analyzed
that male doctors scored significantly higher on vigour
2.7. Statistical analysis (mean 4.21 0.82) than female physicians (mean 3.89
0.91, P < 0.05, d = 0.21).
We evaluated questionnaire data as follow: at first, We found no significant correlations between mar-
we performed a descriptive analysis (evaluation of me- ried and single physicians (P < 0.05) with regard to
dians and standard deviations (SD). We coded the cat- work engagement.
egory does not apply and item non-response as miss-
ing values. As a precondition for the correlation and 3.2. Relations between personal resources and work
regression analyses, we proved whether the variables engagement
were normally distributed. Pearsons r or Spearmans
rho was calculated to examine correlations between In contrast, positive associations were analyzed be-
variables. All p-values given were two-tailed. P-values tween personal resources and work engagement. For
of less than 0.05 were considered significant [13]. Data instance, positive correlations were found between
were calculated using the SPSS R
software package for physicians resilience and work engagement (r =
social sciences; Version 18.0. 0.31; P < 0.01).
S. Mache et al. / Exploring the impact of resilience, self-efficacy, optimism and organizational resources on work engagement 495

Table 1 Table 2
Correlation coefficients between psychological, organizational re- Multiple hierarchical regression analysis
sources and work engagement
Predictors R2 R2
Scales Vigor Dedication Absorption Socio-demographic variables 0.04 0.04
Psychological variables Personal resources 0.22 0.18
Self-efficacy 0.30** 0.34** 0.28** Job demands 0.32 0.10
Optimism 0.31** 0.35** 0.29** Job resources 0.54 0.22
Pessimism 0.27* 0.21 0.18 Total R2 0.54
Resilience 0.33** 0.32** 0.27**
Organizational resources
Possibilities for development 0.37** 0.40** 0.35**
In the second step (model 2), personal resources
Influence at work 0.35** 0.37** 0.38** accounted for an additional 18% of the variance (R2
Degree of freedom at work 0.28** 0.30** 0.32** change = 0.18; p < 0.01; the R2 increased to 0.22).
Social relationships 0.23** 0.24** 0.21** Resilience was found to have a positive and signif-
Social support 0.31** 0.38** 0.32**
Feedback 0.26** 0.35** 0.19*
icant relationship with work engagement ( = 0.26,
Quality of leadership 0.32** 0.34** 0.31** p < 0.01). Similarly, optimism ( = 0.18; p <
*P < 0.05; **P < 0.01. 0.01) and self-efficacy were also found to be signifi-
cantly and positively related to work engagement ( =
A significant positive correlation exists between 0.20, p < 0.01).
self-efficacy and work engagement (r = 0.30; P < In the third step, job demands made up an additional
0.01) as far as between optimism and work engage- 10% of the variance. Quantitative demands revealed a
ment (r = 0.32; P < 0.01). significantly negative beta weight ( = 0.18, p <
A negative correlation has been found between pes- 0.01).
simism and work engagement (r = 0.23; P < 0.01). In the final step, included job resources accounted
for an additional 22% of variance.
3.3. Relations between organizational resources and Three job resources revealed significantly posi-
work engagement tive beta weights: possibilities for development =
0.23, p < 0.01; quality of leadership = 0.19, p <
We found that most of the correlations between the 0.01; sense of community = 0.21, p < 0.01; (see
three work engagement dimensions and the work con- Table 2). The final model explained 54% of the vari-
dition variables were statistically significant. Work en- ance.
gagement correlated positively with job resources, es-
pecially with Influence at work, Opportunities for
development and Degree of freedom (r = 0.30 4. Discussion
r = 0.40, P < 0.01). and social support (r = 0.36,
P < 0.01).
The main aim of this study was to investigate the ef-
In detail, we also focused on the sub dimensions of
fects of personal and organizational resources on work
work engagement vigor, dedication and absorp-
engagement. Our findings revealed that in particular re-
tion and found significant correlations between them
silience, participation and influence at work are signif-
and physicians job resources (r = 0.21 0.40; P <
icant predictor of work engagement. These finding are
0.01) (see Table 1).
consistent with those of previous researchers.
3.4. Regression analysis for work engagement
4.1. Personal resources and working engagement
Hierarchical regression analysis was also conducted.
Work engagement was used as the dependent variable. Personal resources, optimism, resilience and self-
Table 2 displays the ratios of variance. At first, demo- efficacy were positively associated with work engage-
graphic variables such as age, gender and marital sta- ment. Unfortunately, only a few studies have been
tus were statistically controlled. Based on model 1, the performed on optimism, self-efficacy etc. and work
control variables accounted for 4% of the variance in engagement. However, this minority is in line with
work engagement. Of the control variables, years of our results showing that optimistic and resilient peo-
experience ( = 0.09; p < 0.05) and marital status ple work harder and it is easier to motivate them.
( = 0.15, p < 0.05) were significantly related to Seligman (2002) has found in his research that opti-
work engagement. mism was positively related to the performance of sales
496 S. Mache et al. / Exploring the impact of resilience, self-efficacy, optimism and organizational resources on work engagement

agents [72]. In addition, in the study of Chinese factory A longitudinal study performed by Bakker et al.
workers mentioned previously by Luthans et al. [50], showed that self-efficacy and optimism make a unique
optimism was also found to have a significant relation- contribution to explaining variance in work engage-
ship with rated performance. A study by Youssef and ment over time [9]. They explained that these personal
Luthans found employees optimism to be related to resources have a stronger impact on work engagement
their performance, satisfaction, and happiness [85]. It than other job resources [9].
is not causally explained whether high work engage- Several other studies verified our findings showing
ment may be a partial result of optimistic thinking. that the investigated personal resources are warrantors
A study by Greenberg and Arakawa also found that of high work engagement in combination with job re-
managers sense of optimism is correlated to their own sources (social support from colleagues/chiefs, ade-
work engagement. However, managers optimism has quate opportunities for individual development) [83].
not been shown to directly influence the engagement The relation between resilience and work was an-
level of his or her employees [62].
other interesting result of our study. Resilient people
If this assumption can be verified in the future im-
show higher scores of work engagement. However,
portant practical implications can be deduced espe-
some studies have found similar results: a study by
cially for human resources management and the re-
cruitment of professionals. Since work engagement has Othman et al. investigated and verified associations be-
been proven as an essential factor to increase job per- tween resilience hope and work engagement [58]. In
formance [65,84]; optimistic employees are more work addition, it has been proven that resilient employees
engaged and the more work engaged the employees the are able to recover earlier from a setback and adapt
better the job performance. resourcefully to change with confidence and flexibil-
We also found a significant positive correlation be- ity [47,80].
tween self-efficacy and work engagement. From the research fields identified within the re-
Recently published studies are in line with our find- viewed studies, it is notable that there is very little re-
ings showing that the higher a persons self-efficacy, search specifically into the relations between resilience
the more likely the employee initiates job tasks, is and work engagement [25].
able to meet various job demands, acts and decides Further research should extend the focus on re-
autonomously and can handle job challenges or work silience and work engagement in several work settings
problems [10,11,76]. to generalize our results.
Luthans and Peterson investigated relations between
managers self-efficacy and work engagement [51]. 4.2. Organizational resources and work engagement
They also demonstrated that managers who are highly
engaged do often lead in a motivated and visionary way While analyzing for correlations between work-
so that their employees also become very engaged in related factors and work engagement we found evi-
their work [51]. dence for some job resources having a positive influ-
This confirms the conceptual relationship between ence on work engagement.
self-efficacy and work engagement as suggested in lit- Our findings showed that employees who rated in-
erature. Specifically, studies have shown that the higher
fluence at work, opportunities for development and
a persons self-efficacy, the more likely she or he
social support high, also scored work engagement
will be to initiate tasks, sustain effort toward task ac-
with high values.
complishment, and persist when problems are encoun-
tered [11,76]. Previous studies have also shown that job resources
Several other authors have also investigated the re- such as social support from colleagues and supervi-
lationships between personal resources and work en- sors, constructive performance feedback, autonomy,
gagement in different work settings. For example, and learning opportunities are positively associated
Rothmann and Storm investigated work engagement with work engagement [6,67].
among police officers [6,63]. This research team found Various researchers also demonstrated the motiva-
that engaged police officers were more optimistic, self- tional importance of job resources. In particular, oppor-
efficient and showed active coping styles [6]. Xan- tunities for development, feedback, advanced training
thopoulou et al. [83] investigated technicians work en- play an intrinsic role for employees motivation [2]. In
gagement in relation to self-efficacy, self-esteem, and addition, autonomy has been shown to play an extrin-
optimism. Results indicated that these resources were sic motivational role to achieve work goals and perfor-
related to work engagement [83]. mance [20,55,64].
S. Mache et al. / Exploring the impact of resilience, self-efficacy, optimism and organizational resources on work engagement 497

A recent investigation revealed supportive colle- 4.4. Implications


agues and constructive feedback increase the probabil-
ity of being successful in achieving job goals [66]. As Since resilience, self-efficacy and other personal re-
a consequence, employees work engagement and job sources influence work engagement, it would be worth-
satisfaction will increase. while for chiefs and hospital administrations to encour-
Several other studies have also shown a positive rela- age and increase these potentials among health care
tionship between job resources and work engagement professionals. It is really important to support health
in different work settings. Hakanen et al. [27] repli- care professionals to enlarge skills that will aid them in
cated our findings on Finnish teachers; Koyuncu et being more resilient to handle stressful work demands
al. [42] examined work engagement and antecedents and workplace adversity. Providing skill trainings for
on women managers and professionals employed by a employees and supervisors to enlarge personal and or-
large Turkish bank. Maslach and Leiter [9,54] revealed ganizational resources are strongly recommended in
that particularly job control, innovative and social cli- this connection. Health care professionals who have
mate, rewards and recognition are significant predic- been trained successfully will hopefully show greater
tors of work engagement. work engagement, health and job performance.
Recent longitudinal studies proved evidence on
causal effects of job resources and work engagement
in different work settings [19,30]. All the above men-
5. Conclusions
tioned studies confirmed that a lack of participation in
decision making and opportunities for individual de-
velopment can be linked to low levels of work engage- The findings of this study provide a theoretical
ment, job dissatisfaction and higher levels of frustra- framework for understanding the relations among per-
tion, as far as intentions to leave and depression [78]. sonal resources (e.g. resilience), work-related resou-
Hospital management and supervisors should focus rces (e.g. social support) and work engagement. Re-
on increasing their employees work engagement by sults show that working conditions and resilience were
offering emotional and instrumental support, construc- among the important factors in determining and im-
tive feedback and opportunities for individual career proving work engagement of hospital physicians.
development. Improved work ability can be the result The identification of the factors that may encour-
which is linked to low sick leaves and higher produc- age positive working attitudes and job performance
tivity for high quality medicine. as it directly affects the quality of medical treatment
and the well-being of the patients is strongly recom-
4.3. Limitations mended. Hospital management/administration should
provide more resources to enable health professionals
There are a few limitations in this study. Our in- to become more engaged in their work. Strong evi-
vestigation was based on a questionnaire (self-report), dence exists that job and personal resources are impor-
which may cause measurement bias [13]. tant antecedents of work engagement. Future research
In addition, we analyzed the included parameters should investigate further concepts having an influence
only once (cross-sectional study design). In conse- on work engagement.
quence, we cannot imply cause and effect between the
independent and dependent variables.
Third, only limited predictor variables (e.g. self- Acknowledgements
efficacy, resilience) were examined. Other psycholog-
ical parameters such as zest, curiosity, creativity or We would like to thank all health care profession-
open-mindedness may also play an important role in als for their participation. We also thank Mrs. Gabriele
predicting work engagement. Future studies should in- Volante for language-editing.
vestigate additional psychological and organizational
variables.
In addition, our study sample includes only physi-
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