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Journal of Peace Research
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?Journal of Peace Research, vol. 31, no. 2, 1994, pp. 143-160
RAMESH THAKUR
Department of Political Studies, University of Otago
The units of analysis of this comparative article are Amnesty International (AI) and the United Nations
(UN). The purpose of comparison is to analyse the complementarity of IGOs and NGOs in the issue-
area of human rights on the three dimensions of norm-generation, monitoring, and enforcement. The
UN is a general-purpose IGO; AI is a single-purpose NGO. The international moral code is embodied
in the UN Charter. Human rights is an outgrowth of Western liberalism; the United Nations is a meeting
ground for all the world's civilizations. Human rights puts the welfare of individuals first; the UN puts
the interests of member-states first. AI is of, by, and for individuals; the United Nations is of, by, and for
governments. Arising from these differences, I argue that the United Nations as the world's preeminent
IGO and Amnesty International as the world's most prominent human rights NGO play complementary
roles. Specifically, the UN is more authoritative in a standard-setting and norm-generating role, but
weak in monitoring and enforcement of state behaviour. Amnesty International, because of Western
origins, narrowness of interest, and representational and accountability deficiencies, is not able to
function as an authoritative expositor of universal human rights values. But its freedom from
governments enables it to be an effective watchdog against human rights violations. The
intergovernmental nature of the UN makes it an authoritative archive of formal reports from member
states on human rights progress in their countries; the nongovernmental nature of Amnesty
International gives greater objectivity to its reports on state practices in human rights. The article also
challenges us to theorize NGOs: their roles, the implications for the state-based realist edifice of
International Relations scholarship, and the inviolability of sovereign territory behind which human
rights can be abused with impunity.
1. Human Rights and Peace Research and are isolated from the central question of
The award of the Nobel prize is the most its legitimation (Kolodziej, 1992b, p. 429).
prestigious recognition for services to world One example of the trend to marry nor-
peace. The list of Nobel peace laureates, mative inquiries to strategic studies is the
including Aung San Suu Kyi in 1991 and recently revived interest in the proposition
Rigoberta Menchu in 1992, reveals a clear that democracies do not go to war against
acknowledgment of the link between inter- one another (see Doyle, 1986; Gleditsch,
national peace and human rights. A wider 1993; Lake, 1992). Democracies also pro-
conception of security has received recog- mote human rights better than alternative
nition from responsible political leaders in regimes (a proposition that is less keenly
some countries, for example New Zealand contested after the Cold War because of the
(Graham 1992; Marshall, 1988). Scholar- demonstrable hypocrisies of the former
ship, too, has attempted to broaden and communist regimes and disillusionment with
deepen the definition of security. While this the results of one-party states in the Third
has always been true, it has gathered fresh World; see Gleditsch, 1993, p. 301). Putting
momentum with the end of the Cold War the two propositions together, we can con-
(Kolodziej, 1992a). Security studies which clude that increasing democratization will
ignore the normative questions associated lead simultaneously to an enhancement of
with the control, threat, and use of organ- human rights and a more peaceful world. A
ized violence rest on shallow foundations concern with human rights should be of
interest to peace researchers also because it
can lead to violent conflict in any one (or all)
* I acknowledge the constructive comments on an
of three ways. The groups whose rights are
earlier draft of this article by the three referees of the
journal who were very helpful in revising the paper for being abused can resort to arms in retali-
final publication. ation; the conflict can entangle neighbour-
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144 Ramesh Thakur
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Amnesty International and the United Nations 145
between different societies at any given ual human rights are the expression of the
time, such activities as war, capital punish- class interests of the bourgeoisie. By con-
ment, and abortion may or may not be mor- trast, collective rights are the foundation of
ally permissible. human rights and the precondition for all
Human beings do not inhabit a universe individuals to enjoy all rights and freedoms
of shared moral values. Instead, we find equally. Moreover, human rights are not
diverse moral communities cohabiting in just abstract ideals. They are expressed con-
in-
ternational society. Article 16(2) of the cretely in the specific laws of various coun-
Universal Declaration of Human Rights tries. Therefore they cannot be understood
proclaims the right to marriage 'only with apart from a country's laws and institutions.
the free and full consent of the intending Differences in national laws reflect the
spouses'; the clause contravenes the wide- different conceptions of human rights: there
spread practice of arranged marriage which is no universal human right which overrides
many societies regard as perfectly consistent national laws.
with their moral systems. Political rights It might be argued that holding govern-
(freedoms of speech, press and assembly; ments to international standards that they
political and legal equality) are rights held have voluntarily signed sidesteps the di-
by the individual against the state. By con- lemma of cultural relativism. Not so.
trast, socialist regimes view human rights as Signature and ratification of international
benefits secured by the state for collective conventions is decided on by ruling elites;
groups such as workers; individuals owe their actions may not correspond to the views
obligations to society. of most people in their home countries.
The notion of individual human rights Equally, though, rejection of inter-
provides a subset of the larger dilemma of national human rights standards by a
locating justification outside particular government may be based on political ex-
moral frameworks. In many societies the in- pediency that does not reflect majority
dividual as a person is a social construct: views of ordinary people. We should be sus-
individual beliefs, religions, world-views, picious of the self-serving and spurious
language, gestures, mores are all shaped by claims of ruling elites that their rejection of
and products of society and culture. external criticism is based on an alternative
Consider the case of a cross-clan murder in social consensus. The UN General
some kinship systems. If a chiefly person has Assembly's Declaration on the Right to
been killed by a commoner, then the Development (Resolution 41/128, 1986)
revenge death of the original killer may not diluted and confused the human rights
be appropriate retribution, that of a person agenda and could be used by governments
of chiefly rank may. The original killer can so inclined to legitimize violations of citi-
go scot-free, an outcome that is alien and zens' rights. The false dichotomy between
abhorrent to the Western concept of indi- development and human rights is designed
vidual guilt and responsibility. In most such to mask the fact that the tradeoffs 'are con-
societies with an eye for an eye and a tooth tingent political choices, undertaken for
for a tooth philosophy, the underlying prin- largely political not technical, economic
ciple of retributive justice was a means of reasons' (Donnelly, 1989, p. 306). The
limiting violence: take your tooth and be dichotomy is usually a smokescreen for
done with it. A second mechanism for con- corruption, cronyism, and personal ag-
taining violence, which also horrified some grandizement.
Europeans, was blood money or the com- If value relativism were to be accepted in
pensation principle: the kin-group which its extreme form, then no government of
initiated the killing could escape retribution any country - Stalin's Russia, Amin's
in kind by compensating the victim kin- Uganda, Pol Pot's Cambodia, the current
group with appropriate payment. government of Serbia - could be criticized
In Marxist ideology, rights emerge his- by outsiders for any of its actions. Not many
torically and reflect class relations. Individ- would be happy with such total value rela-
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146 Ramesh Thakur
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Amnesty International and the United Nations 147
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148 Ramesh Thakur
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Amnesty International and the United Nations 149
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150 Ramesh Thakur
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Amnesty International and the United Nations 151
the military takes over the reins of govern-grist to the propaganda mill of repressive
ment and establishes a repressive regime. governments. The Beijing Review declared
For then the instrument to protect a people that 'the proper, rational and lawful actions
against attack from without is turned into of a sovereign nation' in Tiananmen Square
the means of coercing a people from within. were 'understood and supported by most
The second respect in which the doctrine of countries in the world' (Yi, 1989).
national security has undermined human Having said that, since the end of the
rights is its use to justify a policy of doing
Cold War governments have been more
nothing to those regimes that are guilty of prepared to impose political conditionalities
human rights abuses but which might be in granting foreign aid. The UN too has
present or prospective allies. been expanding its concerns and becoming
As the last comment suggests, human somewhat more assertive in defence of
rights have traditionally been relegated to ahuman rights. For example, the UN peace-
lowly position in the hierarchy of foreign keeping mission in El Salvador, ONUSAL,
policy objectives of governments. While was required, among other tasks, to verify
reaffirming a commitment to democratic the 1990 agreement on human rights be-
ideals, officials or politicians will invoke tween the government and the armed
geopolitical, geostrategic, or commercial opposition concluded under UN auspices.
considerations for suppressing outrage at Security Council Resolution 794 of 3
human rights atrocities (Greenfield, 1989, December 1992 authorized military action
p. 84). Consider for example how loath under enforcement Chapter 7 in order to
governments have been to condemn China establish a secure environment for humani-
for its brutality in Tiananmen Square in tarian relief operations in Somalia.
June 1989, or for its record in Tibet since the Other examples from the 1990s illustrate
1950s. Many ordinary people refuse to the twin thesis being developed here, that
accept such rationalizations and demand a AI and the UN play complementary roles,
more forceful and robust response from and the AI is more willing to investigate
their own governments. possible human rights abuses by any govern-
Perhaps governments empathize with one ment while the UN confines itself to selected
another more easily than is commonly re- governments. On 12 November 1991, Indo-
alized. Even for the major democracies, nesian security forces opened fire on a group
public opinion is a nuisance to be managed of demonstrators in Dili in East Timor, pro-
by governments, not for the voice of sweet voking an international outcry and threats
reason to be heeded. Protestors are of suspension of foreign aid. The govern-
regarded as an ill-informed and rag-tag lot ment at first claimed that 'only 19' people
who are always out to create trouble and had been killed, but then an inquiry com-
sometimes manage to jam the smooth mission concluded that about 50 had been
running of affairs of state, be these domestic killed. In August 1991, Amnesty Inter-
or international: think of Sir Humphrey in national made an oral submission to the UN
the British television series Yes Minister. Special Committee on Decolonization alleg-
Another argument invoked for a policy of ing serious human rights abuses in East
See Nothing, Hear Nothing, Do Nothing Timor, including extrajudicial executions
is that an activist concern would merely and disappearances. In November, the or-
worsen the situation of the victims. Interest- ganization appealed to the UN Secretary-
ingly, victims do not subscribe to this point General to initiate a prompt and impartial
of view. The number who have made force- international investigation into the incident
ful declarations to the contrary are legion. (AI, 1992a, pp. 141-144). As it happened,
Some even beg for open, vociferous demon- the UN Special Rapporteur on Torture was
strations of support from the outside. It in Dili during his first visit to East Timor on
seems rather important to prisoners to know the day of the shootings. On 11 March 1993,
that they have not been forgotten totally, the UN Human Rights Commission voiced
that others care. Lack of open support is concern at reports of continuing violations
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152 Ramesh Thakur
by Indonesian forces in East Timor and blitz. But human rights organizations were
criticized light sentences imposed on the instrumental in generating and sustaining
soldiers involved in a massacre of pro- the initial public interest in the tragedy. Be-
independence demonstrators in November tween October 1992 and January 1993, AI
1991. The resolution was approved by a vote issued three reports on widespread human
of 22-12, with 15 abstentions. Most West- rights abuses in Bosnia-Herzegovina. While
ern governments voted in favour; most all warring parties were guilty of abuses,
Asian governments either voted against or Amnesty International had concluded that
abstained (Otago Daily Times, 13 March most of the blame lay with the Serbs (AI,
1993). 1992c, 1993a, and 1993b).
On the second point, the UN Human One reason for the lack of progress could
Rights Commission established a Special be cynicism towards the statements made on
Rapporteur to investigate the human rights behalf of the United Nations. On 4 August
situation in Kuwait during the period of 1992, for example, the Security Council
Iraqi occupation. AI drew the attention of expressed deep concern at continuing
the Commission to reports of human rightsreports of widespread violations of inter-
violations by Kuwaiti authorities after the national humanitarian law in the former
withdrawal of Iraqi forces, but the Com- Yugoslavia, in particular regarding impris-
mission refused to extend the mandate of onment and abuse of civilians in camps,
the Special Rapporteur to investigate alle- prisons, and detention centres. The Presi-
gations of post-occupation violations (AI, dent of the Security Council condemned
1992a, pp. 34-35). such violations and abuses and demanded
The tragic crisis in ex-Yugoslavia is a that relevant international organizations
good example of how ineffectual action by should be granted immediate, unimpeded,
the United Nations leads to disillusionment and continued access to all such places (UN
about its role. The Security Council first Chronicle, December 1992, p. 23). The Serb
acted on the crisis by adopting Resolution leaders would have noted that the Council
713 on 25 September 1991. On 13-14 president was Li Daoyu of China. Such clear
August 1992, the 53-member UN Human hypocrisy and double standards do little to
Rights Commission held an extraordinary enhance the behaviour-regulating authority
session in Geneva to examine events in of the world organization.
former Yugoslavia. This was the first excep-
tional session in the Commission's history.
It adopted a resolution strongly condemning 6. Theoretical Implications
the policy of forced expulsions or 'ethnic International human rights policy is not the
cleansing' by Bosnian Serbs (UN Chronicle, exclusive domain of government officials.
December 1992, p. 22). By the end of 1992 Instead, it is what I shall call a 'pluralist
the Security Council had adopted more than resultant' of a lengthy process of interaction
20 resolutions on the crisis censuring bad and consultation between politicians,
behaviour, demanding compliance, and officials, and private transnational groups.
imposing sanctions, all to no discernible Even in a major international forum like the
effect. On 25 May 1993 the Council voted UN, Al has access to national delegates and
unanimously to set up an 11-judge war Secretariat officials, provides a range of
crimes court at The Hague to try people information from a broader cross-section of
accused of murder, rape, torture, and ethnic sources, and lobbies for its preferred solu-
cleansing. The success of this operation tions. The degree of influence exerted by AI
remains to be seen. depends partly on its internal organizational
By 1993, governments and the UN were attributes (size, funding, structure, etc.) and
being forced to be seen to be doing some- partly on the salience of human rights as an
thing in response to public pressure that had international issue. But the last in turn
built up with the crisis in Bosnia-Herzegov- depends to some extent on the success of AI
ina having become the focus of a media and other human rights NGOs, success
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Amnesty International and the United Nations 153
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154 Ramesh Thakur
son, 1979, p. 362). Items are raised to the 1986; Ziegler, 1990). True, state govern-
international agenda by non-state actors ments remain the focus of human rights
(Holsti, 1992, p. 70). It has been claimed activity by both the UN and AI. Both organ-
that the launching of the International izations are effective through changing
Decade of Women in 1975 by the United government policy rather than by direct
Nations was the result of NGO pressure action. But this reduces realism to a formal,
rather than an initiative of states (Harrison,juridical conception more than a substantive
1989, p. 243). one.
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Amnesty International and the United Nations 155
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156 Ramesh Thakur
without reference to other individuals,themes con- at the United Nations. The growing
tradict the principle of personal autonomy. conviction that human rights do have a place
A state's insistence on autonomy can in international relations, fed by NGOs
potentially be in contradiction of individual such as Amnesty International, has been
liberty even without reference to other deeply corrosive of the inviolate rule of
states. In fact of course the whole point of non-intervention. AI is in no position to
insistence upon state autonomy by authori- determine if, when, and how outsiders may
tarian regimes is usually to preserve maxi- intervene in the internal affairs of a country
mum freedom from restraints to suppress in order to put a halt to human rights abuses
and restrict individual liberties of citizens. by its government. Only the UN can auth-
The principal objection to injustice- orize intervention which is just or at least
remedying intervention is not logical but legitimate. But repeated AI reports of a
practical: will the cure prove worse than sustained pattern of human rights abuse in-
the illness? But even a consequentialist ethic crease pressure on some governments and
of non-intervention is double-edged. In on the world community to do something.
ex-Yugoslavia, the consequence of non- AI reports help to prepare the political
interference has been (1) at the practical atmosphere in the UN for resolutions auth-
level, there is political instability, ethnic- orizing such intervention.
religious tension, and economic damage; The tension between the intervention-
and (2) at the theoretical level, time has prescribing principle of human rights and
been bought to legitimize the forcible grab the intervention-proscribing principle of
of territory against the wishes of the dis- sovereignty is contained in the UN Charter
placed inhabitants. itself. Articles 55-56 oblige member-states
The difficulty with humanitarian interven- to take joint and separate action in cooper-
tion is that the real world is characterized by ation with the UN to facilitate the achieve-
moral ambiguity rather than clarity. Gross ment of universal human rights around the
violations of fundamental human rights are world; Article 2.7 contains an express pro-
not just contrary to international law, but hibition of interference in the domestic
may also constitute serious violations of per- affairs of any state.
emptory international law (jus cogens) In practice, intervention is not absolutely
(Rosas, 1990, p. 35). The problem is that proscribed. The degree of legitimacy
the prohibition on the unilateral use of accorded to intervention will usually turn
armed force against another country is also on the answers to such questions as the
a peremptory norm. The UN Charter does purpose, the means, the exhaustion of other
not sanction the use of unilateral force avenues of redress against grievances, the
across international frontiers to redress such proportionality of the riposte to the in-
grievances. On human rights specifically, itiating provocation and the agency of
war resulting from the use of force is itself authorization (Thakur, 1990). The most
the most serious violation of human rights immediately acceptable justification for
(Henkin, 1989, p. 61). A legalistic rejection intervention is the collectivist principle; that
of intervention does not come to grips, how- is, not why intervention was undertaken,
ever, with the underlying political problem, but who took the decision to intervene.
namely the reluctance of many people and Since 1945, the most widely accepted legiti-
governments to resign themselves to a mator of international action has been the
policy of utter helplessness in the face of United Nations. The legitimacy of its de-
persistent patterns of human rights abuses cision to intervene is enhanced if UN con-
by particular regimes. demnations of human rights practices are
Reflecting these tensions, the rights of in- underlined by Al reports of systematic,
dividual states and the international com- gross, and persistent human rights violations
munity to involve themselves in human by a regime.
rights within the jurisdiction of other states
remains one of the most keenly contested
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Amnesty International and the United Nations 157
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158 Ramesh Thakur
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Amnesty International and the United Nations 159
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160 Ramesh Thakur
Williams, Andrew, 1988. 'The United Nations and tries' Internal Affairs through Human Rights', Bei-
Human Rights', pp. 114-129 in Paul Taylor & A. jing Review, 6 November.
John R. Groom, eds, International Institutions at Ziegler, David W., 1990. War, Peace and International
Work. London: Pinter. Politics, 5th ed. Glenview, IL: Scott, Foresman.
Yi Ding, 1989. 'Opposing Interference in Other Coun-
RAMESH THAKUR, b. 1948, PhD in Political Studies (Queen's University, Canada, 1978); Pro-
fessor, University of Otago (1980- ); Lecturer, University of the South Pacific (1978-79); Member,
Public Advisory Committee on Disarmament & Arms Control, New Zealand (1991- ). Among other
works, author of International Peacekeeping in Lebanon (Westview, 1987) and editor of International
Conflict Resolution (Westview, 1988).
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