Professional Documents
Culture Documents
Eric Smadja
30 rue du Sergent Bauchat, 75012 Paris, France eric_smadja@hotmail.fr
By way of introduction
Why choose such a title to relate a history of the relational vicissitudes
between these two disciplines born in the 19th century? It seemed to me that
the Oedipus complex, a central concept of psychoanalysis, has crystallized,
in fact, a set of manifestations of misrecognition, misunderstandings,
distortions, and evasions, as well as an attitude of defiance on the part of
anthropologists towards psychoanalysis, in different ways, depending on the
schools of thought and the authors, from the very beginning of their
encounter right up until the present day. Thus the picture of the Oedipus
formed by anthropologists could be said to be paradigmatic of the picture
they developed of psychoanalysis.
1
Translated by Andrew Weller.
2
The contemporary debate is discussed in my book Le complexe ddipe, cristallisateur du dbat
psychanalyse anthropologie (Smadja, 2009).
At the same time, only trained and specialized research workers were
involved in fieldwork.
Malinowski asserts that there is a great deal of sexual freedom among the
Trobrianders and that the psychosexual development of the child does not
follow the stages described by S. Freud (in particular, there is no anal ero-
tism and no latency period). He adds that there is a total ignorance of the
mechanisms of physiological paternity. The Oedipus complex, which is
absent in the Trobrianders, cannot therefore be said to be universal. How-
ever, there is a nuclear complex specific to matrilineal societies in the context
of which the boys incestuous wishes are directed towards his sister, whilst
his hostile impulses are turned against his maternal uncle.
In a general way, with reference to the particular case of the Trobianders,
Malinowski wanted to underline the very restricted sociological significance
of Freuds theses by showing that he had not taken into consideration the
diversity of social and familial configurations.
The psychoanalyst Ernest Jones (18791958) criticized these propositions
in a lecture given on 19 November 1924 at the British Psychoanalytical Soci-
ety entitled, Mother-right and sexual ignorance of savages, at which
B. Malinowski was present. In Joness view, the matrilineal system with its
avuncular complex represents a means of defence against primordial oedi-
pal tendencies, particularly, hostility towards the father which needs to be
deflected (Jones, 1925, p. 120).
Malinowski responded to Jones in 1927 with his book, Sex and Repression
in Savage Society (Malinowski, 1927), in which he maintains his assertions
and adopts a tougher position with respect to psychoanalysis. In 1928, Jones
published a very incisive review of this book.
Pulman (1991), for his part, writes: Notwithstanding an accumulation of
contradictory evidence, the posterity of Malinowskis affirmations in con-
temporary anthropological doxa is absolutely astounding from both an
ethnographic and psychoanalytic point of view (p. 434).
Following Malinowski, at the beginning of the 1930s, the principal aca-
demic figures of British anthropology, notably A. R. Radcliffe-Brown and
E. E. Evans-Pritchard, expressed clear defiance towards psychoanalysis
which they generally chose to ignore.
Malinowskis work motivated Gza Roheim (18911953) to set off for
Australia and Melanesia. It seemed indeed that the time had come for a
psychoanalyst and ethnologist to go and see things for himself. The expedition
project became possible thanks to financial assistance from Marie Bonaparte.
Thus, from 1928 to 1931, he did fieldwork successively in Somalia, Australia,
on Normanby Island, and then in Arizona amongst the Yuma. On Normanby
Island, a matrilineal society close to the Trobriand Islands, he revealed, with
the help of techniques of investigation such as the analysis of dreams and the
childrens play in particular, the existence of repressed oedipal impulses
among its members. His first results were published in 1932 in the Interna-
tional Journal of Psycho-Analysis, thereby responding to Malinowskis
affirmations, who unfortunately offered no reaction.
In Psychoanalysis and Anthropology Roheim writes:
Since in the first five to ten years of his life the child has lived with his father and
his mother, and it is only after this that he goes to his uncle, how can we assume
The situation changed with the appearance of the so-called Culture and
Personality school, led in particular by Abram Kardiner (18911981), using
somewhat behaviourist and distorted psychoanalytic concepts to describe
the interactions between the child, the family environment, and culture,
affirming the variable nature of the socialization processes of the child and
calling into question the universality of the Oedipus complex. The problem
of the relations between psychoanalysis and anthropology were posed in
terms of the primacy of sociological factors.
In 1936, Kardiner created a seminar at the New York Psychoanalytic
Institute which played a decisive role in constituting this anthropological
trend that was attentive to the dialogue between the two disciplines. In
1937, meetings were held at Columbia with the participation of Edward
Sapir, Ruth Benedict, Cora du Bois and, last but not least, Ralph Linton,
with whom he was to write his first book, The Individual and His Society
(Kardiner, 1939), in which he writes: It is not the Oedipus complex that
creates social organization, but vice versa (p. 246).
We must also mention the arrival of European psychoanalysts, in particu-
lar of German origin, such as Erich Fromm (19001980) and Karen Horney
(18851952) (see Fromm, 1971; Horney, 1937).
Belonging to the new American psychoanalysis and adhering to culturalist
perspectives, they attributed considerable importance to socio-cultural fac-
tors in the aetiology and treatment of mental illnesses, subjecting Freudian
theory to serious distortions. Thus Fromm and Horney contested in particu-
lar the universality of the Oedipus complex, which they considered as a
product of modern civilization and characteristic only of the middle class.
This major refutation by psychoanalysts was an unprecedented phenomenon
in the recent history of psychoanalysis as well as in the conflictual relations
with anthropologists.
One of Fromms great contributions, it seems to me, was his attempt to
elaborate an analytic psycho-sociology articulating Freudian theory and
Marxs historical materialism.
Georges Devereux (19081985) was an anthropologist before becoming an
analyst, in the United States and then in France. He envisaged the relations
between psychoanalysis and anthropology in an innovative way, establishing
complementary relations between them. In particular, he based the relations
between anthropology and psychoanalysis on the uniformity of both culture
and the human psyche, and was the creator of two new disciplines: comple-
mentary ethnopsychoanalysis and ethnopsychiatry.
In an article entitled Culture and the unconscious, published in his book
Ethnopsychoanalysis: Psychoanalysis and Anthropology as Complementary
Frames of Reference, he puts forward three postulates and a conclusion of
considerable import for our consideration:
(1) The psychical unity of humanity, which includes its capacity for extreme vari-
ability; (2) the principle of limited possibilities; and (3) the finding that is out in the
open and even culturally implemented in one society is often repressed in other
societies. The foregoing postulates lead to one inescapable conclusion: if all psycho-
analysts were to draw up a complete list of all the impulses, wishes, and fantasies
elicited in a clinical setting, this list could be matched point by point by a list of all
In France
The school of sociology founded by Emile Durkheim (18581917) was to
mark on a long-term basis a certain tradition of French thought. The per-
spective of a dialogue, or of any sort of interest for psychology, and even
less for psychoanalysis, seemed to be excluded with Durkheimian sociology,
which asserted the primacy of society over the individual and posed the
explanation of one social phenomenon by another social phenomenon as
one of the major rules of sociological method (Durkheim, 1895).
It was his pupil and nephew, Marcel Mauss (18721950), a sociologist
and anthropologist, who participated in the autonomization of anthropol-
ogy in France. If he showed a certain interest for establishing relations
between psychology and sociology (Mauss, 1924), in particular through
the notion of symbolism, it was mainly by referring to and addressing
the dominant figures of French psychology (Thodule Ribot and Pierre
Janet).
Claude Lvi-Strauss (19082009) had the project of exploring mental life
and what conditions it, unconscious thinking and its laws, apprehended by
the study of symbolic systems, language and systems of kinship and myths,
in particular. Ethnology is first of all a psychology, he wrote in The
Savage Mind (Lvi-Strauss, 1966, p. 174), but it is a cognitive psychology.
Affects and drives have no place in it. For him, the psychological is subordi-
nated to the sociological. The unconscious is subject to the principle of all
symbolic systems. But this universal, Lvi-Straussian unconscious is neither
instinctual nor constituted by the repressed. Devoid of content, it is a struc-
turing agency which organizes into discourse elements that are external to
it, and it is also defined by a function namely, the symbolic function. The
dialogue that he was to establish with psychoanalysis took on a conflictual
tone from the outset. In fact, the criticisms formulated in respect of Freuds
ideas begin in the conclusion of his first book, The Elementary Structures of
Kinship (Lvi-Strauss, 1949), on the subject of Totem and Taboo, and
continue to be expressed throughout his work up to The Jealous Potter
(Lvi-Strauss, 1985). Lvi-Strausss influence on the thinking of Jacques
Lacan, in the 1950s, should be emphasized here.
Roger Bastide (18981974), a sociologist and ethnologist, examined the
possibility of a conciliation between the observation, by anthropology and
against the theory of unilinear evolutionism, of the diversity and relativity
of cultures and social institutions, and the implicit postulate of psychoanaly-
sis, the unity and identity of the human mind, irrespective of historical and
cultural variations.
He nonetheless developed a traditionally relativist conception of the Oedi-
pus complex, a sociological formation specific to paternalistic societies
General discussion
What and how are we to think about this conflictual history?
Freuds great merit was to have discovered the nuclear family complex of
patriarchal families, while Malinowski had discovered that of matriarchal
societies! Furthermore, he discovered the fundamental correlation between
the nuclear complex and the type of family structure linked to a
determined social organization that is, its socio-cultural relativity. His
ethnographic authority allowed him to impose his relativist thesis which
anthropologists would appropriate for multiple reasons, transforming in
the process the Oedipus complex, a bio-behavioural complex considered
to be an attribute of human nature, into a normal social formation
(Bastide, 1950; Kardiner, 1939; Kroeber, 1920) or a pathological one
(Horney, 1937).
Thus Malinowski had answered the question of his teacher, Seligman, and
in so doing had invalidated the central psychoanalytic thesis, the universality
of the Oedipus complex; he had also discovered and established cultural
relativism. From then on, the identity of each of the two disciplines was
established and would be characterized by certain lasting traits over the
course of time.
Through the Oedipus complex, psychoanalysis presented a biological
dimension, with its exploration of the diverse aspects of human nature for
which it claimed universality. Moreover, the biologism of Freudian theory,
representing psychoanalysis as a whole in the eyes of anthropologists, did
not take into account socio-cultural factors that is, it ignored the discover-
ies, writings, interests and contributions of anthropologists and sociologists
to the enrichment of human knowledge. Psychoanalysis imposed, then, its
central thesis of the universality of human nature on anthropologists, and
in so doing asserted its epistemological identity.
Anthropology for its part, which was going through a critical period, built
a new identity for itself by discovering and demonstrating the determining
importance of the socio-cultural factors that influence and shape human
nature. As a consequence, it imposed a new idea of societies and human
cultures, that of cultural diversity, singularity and relativity, which became
not simply a dogma but also the new and lasting mark of identity of this
discipline. This new reading and translationinterpretation of cultures were
to be shared and developed by American anthropology. Indeed, Boas
already supported this relativist option which was radicalized by Benedict
and adopted by the psychoanalysts Fromm and Horney, as well as by the
school culture and personality led by Kardiner.
A historical explanation is necessary to understand this change and the
need of the nascent socio-anthropological relativism to make claims and
assert itself. It was a matter of distancing itself from the first theoretical
approach in the history of this discipline namely, evolutionism, which
upheld the thesis of the unity of the human mind on the basis of the read-
ings and speculations of armchair researchers. In certain respects, psycho-
analysis seemed too reminiscent of this way of thinking which had become
a totalitarian ideology, that is, the view that the unity of the human mind
and of human history is inexorably uniform. Thus the innovating institution
of controlled field-work, that is, of direct observation by trained and
specialized research workers would henceforth underpin the new sovereign
Representations of psychoanalysis
It would seem that the anthropologists of this particular historical period
reduced psychoanalysis to a purely speculative theory, with universalist pre-
tensions, that was fundamentally ethnocentric. What was the position then
concerning its essential vocation as a method of investigation of the uncon-
scious, as well as its clinical foundations and its therapeutic dimension?
Some separated the methodology from its theoretical corpus, using the first
to reject the second. Others selected certain concepts. This reduction and
fragmentation of psychoanalysis were the result of multiple operations of
scotomization and splitting, underpinned notably by defensive motives and
issues to do with ideology and identity.
The relativist perspective of anthropologists at that time was opposed to
the universalist perspective of psychoanalysis. Even if the quest for univer-
sals characterizes structuralism, it is opposed, in another way, to the quest
of psychoanalysis which is reminiscent of the quest of evolutionism. In fact,
it may be that anthropology had rediscovered in psychoanalysis three funda-
mental aspects of its evolutionist childhood: (1) purely speculative thinkers
at home in their studies and armchairs, without field experience; (2) the
postulate of the universality of the human mind and of a uniform human
history, after the fashion of ontogenesis; and (3) an ethnocentric prejudice
transformed into an ethnocentrist scientific norm.
Now modern, mature anthropology insists on full recognition of cultural
diversity, a relativist approach to beliefs, customs and institutions, the major
reference to fieldwork and the rejection of any form of ethnocentrism.
Which is why adhering to the psychoanalytic thesis of the universality of the
Oedipus complex (following the viewpoint of anthropologists) would be a
regression to an evolutionist position from which they want to distance
themselves.
By reproaching psychoanalysts for their speculative thinking and the
absence of practical ethnological experience, they disregard the very source
of their inquiry which is clinical work, the specific terrain of psychoanalysts,
the meeting-place between the plurality of the drives and unconscious fanta-
sies of patients and the diversity of beliefs, customs and institutions of
peoples, according to Devereux. I will come back to this later.
The problem of ethnocentrism, moreover, is somewhat misleading because
it is not in fact characteristic of the Western approach, but fundamentally
constitutive of the social identity of the members of every society. It may be
considered as the very marker of their cultural belonging, thus bearing wit-
ness to the acquisition of a culture and its specific values (Herskovits, 1952).
In fact, anthropologists have discovered, to their great surprise, much more
radical and violent ethnocentric manifestations within many ethnic groups
they have visited, which often designate themselves with a name which
means men humanity thus ceases at the frontiers of their group.
Finally, anthropologists consider that psychoanalysts have a tendency to
reduce the diversity of ethnographic material to a few universals, and not to
recognize the multiple interactive aspects of socio-cultural and historical
reality, which are sources of its surprising complexity.
Elements of intelligibility
A certain number of concepts and notions may help us to find some paths
for understanding: the major anthropological concept of acculturation and
its aspects of diffusion and assimilation, the processes of cultural tendency
and historical accident, among the historical circumstances of cultural
change, as well as the notions of reinterpretation and syncretism, trauma
and identity. Recourse to two analogies will help us, moreover, to form a
conception of this history: the first identifies psychoanalysis and anthropol-
ogy with two cultures; the second with two imaginary bodies, according to
Didier Anzieus theorization (Anzieu, 1984), in contact with each other.
The surprising discovery of Freuds writings by Rivers and Seligman cor-
responds, in the anthropology of cultural change, to an historical accident
which had effects on the evolution of this scienceculture and on its rela-
tions with psychoanalysis. In psychoanalytic terms, the historical accident
finds expression in the collective traumatic event. The psychoanalytic theo-
retical corpus and methodology are innovations, cultural items and foreign
bodies to be welcomed, assimilated, transformed and or rejected totally or
partially. The same goes for the concepts of the unconscious, repression,
transference and resistance, infantile sexuality, fantasy, Oedipus complex, as
well as the notions of latent and manifest, for example. But it was Totem
and Taboo, which, owing to its intrusion, and the inoculation within the
anthropological body of the universality of the Oedipus complex, was to
give full traumatic value and meaning retroactively (through an effect of
aprs-coup) to this discovery of psychoanalysis. From then on, and with
the work of Malinowski followed by other authors, we can interpret or
translate a certain number of facts related in terms of phenomena of accul-
turation, which find expression in different ways and produce different
results. It is worth recalling the definition of acculturation that was estab-
lished by Redfield, Linton and Herskovits, American anthropologists, in a
sub-committee of the Social Science Research Council: Acculturation com-
prehends those phenomena which result when groups of individuals having
different cultures come into continuous first-hand contact with subsequent
(1955, p. 228)
I think, in fact, that the resistances of anthropology to accepting the cul-
tural item, the universality of the Oedipus complex, may have found
expression notably in the adoption of new means aimed at supporting exist-
ing aims. In other words, the new means would be the Oedipus complex,
considered as a nuclear family complex, but its universality is rejected and
the existing aims would concern the defence and affirmation of the emerging
cultural relativism. In sum, in this situation of antagonistic acculturation
not evaluated all its implications. And it is the unconscious that constitutes
this fundamental and principal unifying factor in the knowledge of the
human sciences, as Freud saw very early on, and as Roheim and Devereux
clearly stated subsequently. Apart from the discovery of the unconscious
and its universality, it was also discovered at the same time with Freud
and his contributions on applied psychoanalysis, among which the trau-
matic Totem and Taboo that the unconscious is individual and collective,
being at once inside and outside, and belongs to both psychic and socio-
cultural reality. However, the organization and the individual and collective
formations are independent. Thus it was through the symbolic function that
Lvi-Strauss studied the organization and collective manifestations of
unconscious processes, to the point of defining culture as an ensemble of
symbolic systems.
So I consider that the conflict that is crystallized by the problem of the uni-
versality of the Oedipus complex is the result of a displacement. In fact, it
expresses indirectly the conflict engendered by the discovery of the universality
of the unconscious and its two poles, individual and collective, intrapsychic and
socio-cultural. As long as it remained intrapsychic, its discovery was tolerable,
under certain conditions, but nonetheless unassimilable. However, on account
of its extra-territorial intrusion, Totem and Taboo triggered the reactional
hostility of anthropologists, inherent to this very intrusion into their own field
but this hostility, taking on new meaning retroactively [aprs coup], also
expressed and, above all, showed the violence of the rejection of this discovery
of the unconscious, that has been little understood right up to the present day.
What can be said about concepts and their nature?
Psychoanalysis shares with the socio-anthropological disciplines the meta-
phorical nature of their own concepts. The common concepts seem to me to
be those of meaning and signification, but also representation, the symbolic
order and symbolization. However, anthropologists are interested in and
explore their collective dimension whereas psychoanalysts concern
themselves with their psychic dimension. Their respective definition will be
determined by their reference to theoretical models, in an attempt to
account for an empirical reality and specific processes.
Besides this, another link should be mentioned between our two specific
objects, unconscious and culture: both have a double status, inside and out-
side, intrapsychic and socio-cultural. Like the unconscious, culture is also an
intrapsychic reality, present in each individual, and thus in each member of
a given society, through the psychical agencies of the ego and superego
(Freudian). This intraspychic and bodily experience, the product of pro-
cesses of enculturation or cultural introjection, is a condition for the
humanization and socialization of every human being.
This line of thinking can be developed, moreover, within the framework
of a notion that would seem to be common to and exploitable by both our
disciplines. I am referring to cultural work or the work of culture, depending
on the translations, introduced by Freud but never defined. In a recent
contribution (Smadja, 2009), I have attempted to define and develop this
original notion, within an exclusive Freudian perspective.
By way of conclusion
This conflictual history and the few elements of intelligibility that I have
been able to provide suggest to me that the determinants and issues at stake
are more of an identity-related and ideological order than scientific. Fur-
thermore, they lead us to consider that, in the final analysis, psychoanalysis
and anthropology, both human sciences, share two common objects, two
interdependent components and attributes of humanity, the unconscious
and culture. Consequently, they should be able to offer us additional under-
standing of the unity, diversity and complexity of this human reality.
We have seen that the conflict that is crystallized by the problem of the
universality of the Oedipus complex, an object of multiple interpretations
and manipulations, was the product of a displacement. In fact, it expresses
indirectly the conflict engendered by the discovery of the universality of the
unconscious and of its two poles, individual and collective, intrapsychic and
socio-cultural. Furthermore, we have discovered that it plays a role of bind-
ing between the unconscious and culture, which is at the foundation both of
identity and of the human community and subjectivity.
Moreover, we have noted that all the acculturative disciplines produced
during the course of this conflictual history have the virtue of seeking to
articulate two bodies of knowledge, which inevitably entails problems of a
methodological and conceptual order, concerning theoretical references and
the task of delimiting a precise field. However, psychoanalytic references dif-
fer. What is more, how are we to identify, in the vast social, cultural and
historical field, the unconscious productions and processes at work? How
are we to analyse the processes of transformation and the different stages,
ranging from psychical representations to cultural, symbolic representations?
As Anzieu pointed out, it is indispensable to differentiate between the two
types of organization of the processes and formations of the unconscious,
individual and collective. How are we to differentiate between what pertains,
in a socio-cultural finding, to the unconscious determinism of other
Translations of summary
Der Odipuskomplex, Kristallisator einer Psychoanalyse-Anthropologie-Debatte. Die Art und
Weise, in der Anthropologen insbesondere den dipuskomplex verstehen, ist ein gutes Beispiel dafr, wie
sie die Psychoanalyse im Allgemeinen erfassen. Tatschlich hat sich eine Reihe von Reaktionen herauskri-
stallisiert, die von Ignoranz, Missverstndnissen, Verzerrung und Ausblendung gekennzeichnet sind und
die gleichzeitig unter den Anthropologen einen Argwohn gegenber der Psychoanalyse hervorgerufen
haben. Das legen die Vorurteile der verschiedenen Denkschulen und entsprechenden Autoren nahe. Und
diese Reaktionen gab es von den allerersten Kontakten bis heute. In welcher Weise hat die Psychoanalyse
dazu beigetragen und wie hat sie ihrerseits die Anthropologie dargestellt?
Absicht dieses Artikels ist, die erkenntnistheoretischen und historischen Bedingungen des Aufkommens
dieser Debatte aufzudecken und diese dann chronologisch bis in die 1950er und 1960er Jahre zu
verfolgen. Um ein klareres Bild zu bekommen, werden dabei drei wichtige Kulturbereiche differenziert
Grobritannien, die USA und Frankreich. Davon ausgehend werden wir versuchen, unsere Untersuchung
zu diversifizieren und einige Deutungshypothesen zu formulieren.
Wir gehen insbesondere davon aus, dass ein traumatisches Ereignis die Geschichte der Beziehung die-
ser zwei Disziplinen ausgelst und geformt und damit eine Situation der kulturellen Anpassung mit
zahlreichen Auswirkungen herbeigefhrt hat, wenn wir diese Disziplinen als zwei Kulturen bezeichnen,
die in Kontakt miteinander kommen: Worum es hier geht, ist Freuds Arbeit Totem und Tabu, dem
ersten wichtigen psychoanalytischen Denkansatz in Richtung der Deutung ethnographischer Tatsa-
chen, der ihn dazu brachte, die Universalitt des dipuskomplexes auf die Wurzeln der frhesten
sozialen Institutionen zu bertragen und mit der er die Prsenz unbewusster Prozesse in ihrer Entste-
hung aufgezeigt hat.
Il Complesso Edipico. Il modo in cui gli antropologi interpretano il ocncetto di complesso edipico,
un buon esempio di come interpretino la psicoanalisi nel suo insieme. Questa concezione ha cristallizzato
una serie di reazioni caratterizzate da ignoranza, fraintendimenti, distorsioni e letture parziali. Allo stesso
tempo ha provocato un clima di sospetto fra gli antropologi rispetto alla psicoanalisi, che variano a
seconda dei preconcetti delle varie scuole di pensiero. Questa situazione risale agli inizi dellincontro fra
le due discipline. In che modo gli psicoanalisti hanno contribuito a questa situazione e quale rappresent-
azione dellantropologia hanno a loro volta elaborato? Scopo di questo lavoro quello di esporre le con-
dizioni epistemologiche e storiche dellemergenza di questo dibattito e di analizzarlo sia seguendo criteri
cronologici fino agli anni 50 e 60, sia differenziando contemporaneamente, per maggiore chiarezza, tre
aree culturali predominanti: Gran Bretagna, Stati Uniti e Francia. Tentiamo poi di allargare la nostra
ricerca e di formulare alcune ipotesi interpretative.
In particolare, nostra convinzione che un evento traumatico possa aver dato inizio e organizzato la
storia del rapporto fra le due discipline, producendo un incontro fra i due campi di conoscenza ad
effetto multiplo, sempre che questi due campi possano essere definiti come due culture. Il testo chi-
ave, qui, Totem e Tab in cui Freud effettua la sua prima maggiore interpretazione psicoanalitica
di fatti etnografici, che lo porta a trasporre luniversalit del complesso edipico alle radici stesse delle
prime forme di organizzazione sociale e a individuare la presenza di processi inconsci nella genesi di
tali organizzazioni.
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