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Journal of Criminal Law and Criminology

Volume 50
Article 2
Issue 3 September-October

Fall 1959

Criminal Justice, Legal Values and the


Rehabilitative Ideal
Francis A. Allen

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Recommended Citation
Francis A. Allen, Criminal Justice, Legal Values and the Rehabilitative Ideal, 50 J. Crim. L. & Criminology 226 (1959-1960)

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CRIMINAL JUSTICE, LEGAL VALUES AND THE REHABILITATIVE IDEAL

FRANCIS A. ALLEN

The author is Professor of Law at the University of Chicago. He was formerly a member of the
law faculties of Northwestern University and Harvard University. He has published numerous
articles on criminal law and constitutional law topics. He is an Associate Editor of this Journal.
This article is based on a lecture delivered at the Illinois Institute for Juvenile Research, Chicago,
Illinois, on March 17, 1959.-EDIToR.

Although one is sometimes inclined to despair articulated. It is assumed, first, that human
of any constructive changes in the administration behavior is the product of antecedent causes.
of criminal justice, a glance at the history of the These causes can be identified as part of the
past half-century reveals a succession of the most physical universe, and it is the obligation of the
significant developments. Thus, the last fifty scientist to discover and to describe them with all
years have seen the widespread acceptance of possible exactitude. Knowledge of the antecedents
three legal inventions of great importance: the of human behavior makes possible an approach to
juvenile court, systems of probation and of parole. the scientific control of human behavior. Finally,
During the same period, under the inspiration of and of primary significance for the purposes at
continental research and writing, scientific crimi- hand, it is assumed that measures employed to
nology became an established field of instruction treat the convicted 5ffender should serve a thera-
and inquiry in American universities and in other peutic function, that such measures should be
research agencies. At the same time, psychiatry designed to effect changes in the behavior of the
made its remarkable contributions to the theory convicted person in the interests of his own
of human behavior and, more specifically, of that happiness, health, and satisfactions and in the
form of human behavior described as criminal. interest of social defense.
These developments have been accompanied by Although these ideas are capable of rather
nothing less than a revolution in public conceptions simple statement, they have provided the arena
of the nature of crime and the criminal, and in for some of the modern world's most acrimonious
public attitudes toward the proper treatment of controversy. And the disagreements among those
the convicted offender.' who adhere in general to these propositions have
This history with its complex developments of been hardly less intense than those prompted by
thought, institutional behavior, and public atti- the dissenters. This is true, in part, because these
tudes must be approached gingerly; for in dealing ideas possess a delusive simplicity. No idea is
with it we are in peril of committing the sin of more pervaded with ambiguity than the notion of
oversimplification. Nevertheless, despite the reform or rehabilitation. Assuming, for example,
presence of contradictions and paradox, it seems that we have the techniques to accomplish our
possible to detect one common element in much of ends of rehabilitation, are we striving to produce
this thought and activity which goes far to charac- in the convicted offender something called "adjust-
terize the history we are considering. This common ment" to his social environment or is our objective
element or theme I shall describe, for want of a something different from or more than this? By
better phrase, as the rise of the rehabilitative ideal. what scale of values do we determine the ends of
The rehabilitative ideal is itself a complex of therapy?2
ideas which, perhaps, defies completely precise These are intriguing questions, well worth ex-
statement. The essential points, however, can be tended consideration. But it is not my purpose to
pursue them in this paper. Rather, I am concerned
I These developments have been surveyed in Allen,
Law and the Future: Criminal Law and Administration. 2 "We see that it is not easy to determine what we
51 Nw. L. REv. 207, 207-208 (1956). See also HARNO, consider to be the sickness and what we consider to be
Some Significant Deelopments in Criminal Law and the cure." FROMM, PSYCHOANALYSIS AND RELIGION
Procedure in the Lart Century, 42 J. CRIM. L., C. AND (1950) 73.. See also the author's development of these
P.S. 427 (1951). points at 67-77.
19591 JUSTICE, VALUES AND REHABILITATION

with describing some of the dilemmas and conflicts century should put us on our guard. No social
of values that have resulted from efforts to impose institutions as complex as those involved in the
the rehabilitative ideal on the system of criminal administration of criminal justice serve a single
justice. I know of no area in which a more effective function or purpose. Social institutions are multi-
demonstration can be made of the necessity for valued and multi-purposed. Values and purposes
greater mutual understanding between the law are likely on occasion to prove inconsistent and to
and the behavioral disciplines. produce internal conflict and tension. A theoretical
There is, of course, nothing new in the notion of orientation that evinces concern for only one or a
reform or rehabilitation of the offender as one limited number of purposes served by the insti-
objective of the penal process. This idea is given tution must inevitably prove partial and unsatis-
important emphasis, for example, in the thought factory. In certain situations it may prove posi-
of the medieval churchmen. The church's position, tively dangerous. This stress on the unfortunate
as described by Sir Francis Palgrave, was that consequences of the rise of the rehabilitative ideal
punishment was not to be "thundered in vengeance need not involve failure to recognize the sub-
for the satisfaction of the state, but imposed for stantial benefits that have also accompanied its
the good of the offender: in order to afford the emergence. Its emphasis on the fundamental
means of amendment and to lead the transgressor problems of human behavior, its numerous contri-
to repentance, and to mercy. ' 3 Even Jeremy butions to the decency of the criminal-law processes
Bentham, whose views modem criminology has are of vital importance. But the limitations and
often scorned and more often ignored, is found dangers of modern trends of thought need clearly
saying: "It is a great merit in a punishment to to be identified in the interest, among others, of the
contribute to the refornmation of the offender, not rehabilitative ideal, itself.
only through fear of being punished again, but by My first proposition is that the rise of the
a change in his character and habits. ' 4 But this is rehabilitative ideal has dictated what questions
far from saying that the modern expression of the are to be investigated, with the result that many
rehabilitative ideal is not to be sharply dis- matters of equal or even greater importance have
tinguished from earlier expressions. The most been ignored or cursorily examined. This tendency
important differences, I believe, are two. First, the can be abundantly illustrated. Thus, the concen-
modern' statement of the rehabilitative ideal is tration of interest on the nature and needs of the
accompanied by, and largely stems from, the criminal has resulted in a remarkable absence of
development of scientific disciplines concerned interest in the nature of crime. This is, indeed,
with human behavior, a development not remotely surprising, for on reflection it must be apparent
approximated in earlier periods when notions of that the question of what is a. crime is logically the
reform of the offender were advanced. Second, and prior issue: how crime is defined determines in
of equal importance for the purposes at hand, in large measure who the criminal is who becomes
no other period has the rehabilitative ideal so eligible for treatment and therapy. 5 A related
completely dominated theoretical and scholarly observation was made some years ago by Professor
inquiry, to such an extent that in some quarters Karl Llewellyn, who has done as much as any man
it is almost assumed that matters of treatment to develop sensible interdisciplinary inquiry in-
and reform of the offender are the only questions volving law and the behavioral disciplines:' "When
worthy of serious attention in the whole field of I was younger I used to hear smuggish assertions
criminal justice and corrections. among my sociological friends, such as: "Itake the
sociological, not the legal, approach to crime'; and
THE TNARROWING OF SCIENTIFIC INTERESTS
they were about to produce the great secret, and that
This narrowing of interests prompted by the rise the human race was going to receive a new form. It is
of the rehabilitative ideal during the past half- because we have a more magnificent idea of objects in
proportion as they are less familiar, and because the
3Quoted in DALzELL, BENEFIT OF CLERGY AND imagination has a loftier flight amid vague projects
RELATED MATTERS (1955)
4
13. which have never been subjected to the limits of
BENTHAM, THE THEORY OF LEGISLATION (Ogden, analysis." Id. at 359.
C. K., ed., 1931) 338-339. (Italics in the original.) But 5Cf. HART, The Ains of the Criminal Lawv, 23 LAW
Bentham added: "But when [the writers] come to speak AND CONT. PRoB. 401 (1958).
about the means of preventing offenses, of rendering See LLEWELLYN AND HOEBEL, TUE CHEYENINE
men better, of perfecting morals, their imagination WAY (1941). See also Crime, Law and Social Science:
grows warm, their hopes excited; one would suppose A Symposium, 34 Cor.ui. L.Rvv. 27.7 (1934).
FRANCIS A. ALLEN [Vol. so

I suspect an inquiring reporter could still hear behavioral sciences might contribute vital insights.
much the same (perhaps with 'psychiatric' often This they have largely failed to do, and we are the
substituted for 'sociological')-though it is surely poorer for it.
somewhat obvious that when you take 'the legal' Another example of the narrowing of interests
out, you also take out'crime' "! This disinterest in that has accompanied the rise of the rehabilitative
the definition of criminal behavior has afflicted the ideal is the lack of concern with the idea of de-
lawyers quite as much as the behavioral scientists. terrence-indeed the hostility evinced by many
Even the criminal law scholar has tended, until modern criminologists toward it. This, again, is a
recently, to assume that problems of procedure most surprising development.13 It must surely be
8
and treatment are the things that "really matter". apparent that the criminal law has a general
Only the issue of criminal responsibility as affected preventive function to perform in the interests of
by mental disorder has attracted the consistent public order and of security of life, limb, and
attention of the non-lawyer, and the literature possessions. Indeed, there is reason to assert that
reflecting this interest is not remarkable for its the influence of criminal sanctions on the millions
cogency or its wisdom. In general, the behavioral who never engage in serious criminality is of
sciences have left other issues relevant to crime greater social importance than their impact on the
definition largely in default. There are a few ex- hundreds of thousands who do. Certainly, the
ceptions. Dr. Hermann Mannheim, of the London assumption of those who make our laws is that the
School of Economics, has manifested intelligent denouncing of conduct as criminal and providing
interest in these matters." The late Professor the means for the enforcement of the legislative
Edwin Sutherland's studies of "white-collar prohibitions will generally have a tendency to
crime"u0 may also be mentioned, although, in my prevent or minimize such behavior. Just what the
judgment, Professor Sutherland's efforts in this precise mechanisms of deterrence are is not well
field are among the least perceptive and satis- understood. Perhaps it results, on occasion, from
factory of his many valuable contributions." the naked threat of punishment. Perhaps, more
The absence of wide-spread interest in these frequently, it derives from a more subtle process
areas is not to be explained by any lack of wherein the mores and moral sense of the com-
challenging questions. Thus, what may be said of munity are recruited to advance the attainment of
the relationships between legislative efforts to the criminal law's objectives1 4 The point is that
subject certain sorts of human behavior to penal we know very little about these vital matters, and
regulation and the persistence of police corruption the resources of the behavioral sciences have
and abuse of power? 12 Studies of public attitudes rarely been employed to contribute knowledge and
toward other sorts of criminal legislation might insight in their investigation. Not only have the
provide valuable clues as to whether given regu- criminologists displayed little interest in these
latory objectives are more likely to be attained by matters, some have suggested that the whole idea
the provision of criminal penalties or by other of general prevention is invalid or worse. Thus,
kinds of legal sanctions. It ought to be re-empha- speaking of the deterrent theory of punishment,
the authors of a leading textbook in criminology
sized that the question, what sorts of behavior
assert: "This is simply a derived rationalization of
should be declared criminal, is one to which the revenge. Though social revenge is the actual
7Law and the Social Sciences-Especially Sociology, psychological basis of punishment today, the
62 HARV. L. REv. 1286, 1287 (1949). apologists for the punitive regime are likely to
8 ALuXN. op. cit. supra, note 1, at 207-210.
9 See, especially, his CRIMINAL JUSTICE AND SOCL% bring forward in their defense the more sophisti-
RECONSTRUCTION (1946). cated, but equally futile, contention that punish-
10WmTE-CoLLAR CRi E (1949) See also CLINAD, ment deters from [sic] crime."' 5 We are thus con-
TnE BrAcx MARKET (1952).
" Cf. CALDWELL, A Re-examination of the Concept of fronted by a situation in which the dominance of
White-Collar Crime, 22 FED. PROB. 30 (March, 1958). the rehabilitative ideal not only diverts attention
1-An interesting question of this kind is now being
debated in England centering on the proposals for 13But see A.DE.;AES, General Prevention-Illusion
enhanced penalties for prostitution offenses made in the or Reality? 43 J.CalM. L., C. AND P.S. 176 (1952).
recently-issued Wolfenden Report. See FAi.FiELD, 1This seems to be the assertion of Garafalo. See his
Notes on Prostitution,9 Brr. J. DELiN. 164, 173 (1959). CluasoLonY (Millar trans. 1914) 241-242.
See also AI=N, The Borderland of the Criminal Law: 1"BA ES AND TEETERS, NEw HordzoNs Lx CRIm-
Problems of 'Socializing' Criminal Justice, 32 Soc. SER. INOLOGY (2nd ed. 1954) 337. The context in which these
REV. 107. 110-111 (1958). statements appear also deserves attention.
19591 JUSTICE, VALUES AND REHABILITATION

from many serious issues, but leads to a denial that tendency of the staff to justify these custodial
these issues even exist. measures in therapeutic terms. Perhaps on occasion
the requirements of institutional security and
DEBASEMENT OF THE RrmABILITATivE IDEAL treatment coincide. But the inducements to self-
Now permit me to turn to another sort of deception in such situations are strong and all too
difficulty that has accompanied the rise of the apparent. In short, the language of therapy has
rehabilitative ideal in the areas of corrections and frequently provided a formidable obstacle to a
criminal justice. It is a familiar observation that realistic analysis of the conditions that confront
an idea once propagated and introduced into the us. And realism in considering these problems is
active affairs of life undergoes change. The real the one quality that we require above all others. 8
significance of an idea as it evolves in actual There is a second sort of unintended consequence
practice may be quite different from that intended that has resulted from the application of the
by those who conceived it and gave it initial rehabilitative ideal to the practical administration
support. An idea tends to lead a life of its own; of criminal justice. Surprisingly enough, the
and modern history is full of the unintended rehabilitative ideal has often led to increased
consequences of seminal ideas. The application of severity of penal measures. This tendency may be
the rehabilitative ideal to the institutions of crimi- seen in the operation of the juvenile court. Al-
nal justice presents a striking example of such a though frequently condemned by the popular press
developm ent. My second proposition, then, is that as a device of leniency, the juvenile court, is
the rehabilitative ideal has been debased in authorized to intervene punitively in many situ-
practice and that the consequences resulting from ations in which the conduct, were it committed by
this debasement are serious and, at times, danger- an adult, would be wholly ignored by the law or
ous. would subject the adult to the mildest of sanctions.
This proposition may be supported, first, by the The tendency of proposals for. wholly indetermi-
observation that, under the dominance of the nate sentences, a clearly identifiable fruit of the
rehabilitative ideal, the language of therapy is rehabilitative ideal, 19 is unmistakably in the di-
frequently employed, wittingly or unwittingly, to rection of lengthened periods of imprisonment. A
disguise the true state of affairs that prevails in large variety of statutes authorizing what is called
our custodial institutions and at other points in "civil" commitment of persons, but which, except
the correctional process. Certain measures, like the for the reduced protections afforded the parties
sexual psychopath laws, have been advanced and proceeded against, are essentially crminal in
supported as therapeutic in nature when, in fact, nature, provide for absolutely indeterminate peri-
16
such a characterization seems highly dubious. ods of confinement. Experience has demonstrated
Too often the vocabulary of therapy has been that, in practice, there is a strong tendency for the
exploited to serve a public-relations function. rehabilitative ideal to serve purposes that are
Recently, I visited an institution devoted to the essentially incapacitative rather than therapeutic
diagnosis and treatment of disturbed children. The in character.y0
institution had been established with high hopes
and, for once, with the enthusiastic support of the THE REHABILITATIVE IDEAL AND
state legislature. Nevertheless, fifty minutes of an INDIVIDUAL LIBERTY
hour's lecture, delivered by a supervising psy- The reference to the tendency of the rehabili-
chiatrist before we toured the building, were tative ideal to encourage increasingly long periods
devoted to custodial problems. This fixation on of incarceration brings me to my final proposition.
problems of custody was reflected in the insti-
18Cf. WEcHsL.R, Law, Morals and Psychiatry, 18
tutional arrangements which included, under a
CoLum. L. ScaooL NEws 2, 4 (March 4, 1959): "The
properly euphemistic label, a cell for solitary danger rather is that coercive regimes we would not
confinement. 7 Even more disturbing was the sanction in the name of punishment or of correction
will be sanctified in the name of therapy without pro-
16 See note 25, infra. viding the resources for a therapeutic operation."
17
As I recall, it was referred to as the "quiet room". 9 Cf. TAPPAN, Sentencing under the Model Penal
In another institution the boy was required to stand Code, 23 LAw AND CoNT. PROB. 538, 530 (1958).
before a wall while a seventy pound fire hose was 20Cf. HALL, JEROmE, GENERAL PRINCIPLEs oF
played on his back. This procedure went under the CRuNAr. LAW (1947) 551. And see SELL i: Tim
name of "hydrotherapy." PROTEcTrVE CODE: A SwEDisH PROPOsAL (1957) 9.
FRANCIS A. ALLEN [Vol. 50

It is that the rise of the rehabilitative ideal has to be a touching belief among certain Ph.D's in
often been accompanied by attitudes and measures sociology that Ph.D's in sociology will never be
that conflict, sometimes seriously, with the values corrupted by power. Like Sir Galahad's, their
of individual liberty and volition. As I have already strength is the strength of ten because their heart
observed, the role of the behavioral sciences in the is pure-and their heart is pure because they are
administration of criminal justice and in the areas scientists and have taken six thousand hours of
of public policy lying on the borderland of the social studies." I suspect that Mr. Huxley would
criminal law is one of obvious importance. But I be willing to extend his point to include professional
suggest that, if the function of criminal justice is groups other than the sociologists. There is one
considered in its proper dimensions, it will be proposition which, if generally understood, would
discovered that the most fundamental problems in contribute more to clear thinking on these matters
these areas are not those of psychiatry, sociology, than any other. It is not a new insight. Seventy
social case work, or social psychology. On the years ago the Italian criminologist, Garafalo,
contrary, the most fundamental problems are those asserted: "The mere deprivation of liberty, how-
of political philosophy and political science. The ever benign the administration of the place of
administration of the criminal law presents to any confinement, is undeniably punishment.2 '2 This
community the most extreme issues of the proper proposition may be rephrased as follows: Measures
relations of the individual citizen to state power. which subject individuals to the substantial and
We are concerned here with the perennial issue of involuntary deprivation of their liberty are es-
political authority: Under what circumstances is sentially punitive in character, and this reality is
the state justified in bringing its force to bear on not altered by the facts that the motivations that
the individual human being? These issues, of prompt incarceration are to provide therapy or
course, are not confined to the criminal law, but it otherwise contribute to the person's well-being or
is in the area of penal regulation that they are reform. As such, these measures must be closely
most dramatically manifested. The criminal law, scrutinized to insure that power is being applied
then, is located somewhere near the center of the consistently with those values of the community
political problem, as the history of the twentieth that justify interferences with liberty for only the
century abundantly reveals. It is no accident, after most clear and compelling reasons.
all, that the agencies of criminal justice and law But the point I am making requires more specific
enforcement are those first seized by an emerging and concrete application to be entirely meaningful.
totalitarian regime.2 ' In short, a study of criminal It should be pointed out, first, that the values of
justice is most fundamentally a study in the exer- individual liberty may be imperiled by claims to
cise of political power. No such study can properly knowledge and therapeutic technique that we, in
avoid the problem of the abuse of power. fact, do not possess and by failure candidly to
The obligation of containing power within the concede what we do not know. At times, prac-
limits suggested by a community's political values titioners of the behavioral sciences have been
has been considerably complicated by the rise of guilty of these faults. At other times, such errors
the rehabilitative ideal. For the problem today is have supplied the assumptions on which legislators,
one of regulating the exercise of power by men of lawyers and lay people generally have proceeded.
good will, whose motivations are to help not to Ignorance, in itself, is not disgraceful so long as it
injure, and whose ambitions are quite different is unavoidable. But when we rush to measures
from those of the political adventurer so familiar affecting human liberty and human dignity on the
to history. There is a tendency for such persons to assumption that we know what we do not know
claim immunity from the usual forms of restraint or can do what we cannot do, then the problem of
and to insist that professionalism and a devotion to ignorance takes on a more sinister hue. 4 An illus-
science provide sufficient protections against un- tration of these dangers is provided by the sexual
warranted invasion of individual right. This atti- psychopath laws, to which I return; for they
tude is subjected to mordant criticism by Aldous epitomize admirably some of the worst tendencies
Huxley in his recent book, "Brave New World
22 HUxLEY, BRAVE NEW WORLD REVISITED (1958)
Revisited." Mr. Huxley observes: "There seems 34-35.
21Op. cit. supra, note 14, at 256.
21 This development in the case of Germany may be 24 have developed these points in AU.Ex, op. cit.
gleaned from CRANKSIFAW, GESTAPO (1956). supra, note 12, at 113-115.
19591 JUSTICE, VALUES AND REHABILITATION

of modern practice. These statutes authorize the the charges against the person before the court
indefinite incarceration of persons believed to be may be justified. This position is self-defeating
potentially dangerous in their sexual behavior. and otherwise indefensible. A child brought before
But can such persons be accurately identified the court has a right to demand, not only the
without substantial danger of placing persons benevolent concern of the tribunal, but justice.
under restraint who, in fact, provide no serious And one may rightly wonder as to the value of
danger to the community? Having once confined therapy purchased at the expense of justice. The
them, is there any body of knowledge that tells us essential point is that the issues of treatment and
how to treat and cure them? If so, as a practical therapy be kept clearly distinct from the question
matter, are facilities and therapy available for of whether the person committed the acts which
these purposes in the state institutions provided authorize the intervention of state power in the
for the confinement of such persons? 25 Questions first instance. 26 This is a principle often violated.
almost as serious can be raised as to a whole range Thus, in some courts the judge is supplied a report
of other measures. The laws providing for commit- on the offender by the psychiatric clinic before the
ment of persons displaying the classic symptoms judgment of guilt or acquittal is announced. Such
of psychosis and advanced mental disorder have reports, while they may be relevant to the de-
proved a seductive analogy for other proposals. fendant's need for therapy or confinement, ordi-
But does our knowledge of human behavior really narily are wholly irrelevant to the issue of his guilt
justify the extension of these measures to provide of the particular offense charged. Yet it asks too
for the ihdefinite commitment of persons otherwise much of human nature to assume that the judge
afflicted? We who represent the disciplines that in is never influenced on the issue of guilt or inno-
some measure are concerned with the control of cence by a strongly adverse psychiatric report.
human behavior are required to act under weighty Let me give one final illustration of the problems
responsibilities. It is no paradox to assert that the that have accompanied the rise of the rehabili-
real utility of scientific technique in the fields under tative ideal. Some time ago we encountered a man
discussion depends on an accurate realization of in his eighties incarcerated in a state institution.
the limits of scientific knowledge. He had been confined for some thirty years under
There are other ways in which the modern a statute calling for the automatic commitment of
tendencies of thought accompanying the rise of defendants acquitted on grounds of insanity in
the rehabilitative ideal have imperiled the basic criminal trials. It was generally agreed by the
political values. The most important of these is institution's personnel that he was not then psy-
the encouragement of procedural laxness and chotic and probably had never been psychotic. The
irregularity. It is my impression that there is fact seemed to be that he had killed his wife while
greater awareness of these dangers today than at drunk. An elderly sister of the old man was able
some other times in the past, for which, if true, we and willing to provide him with a home, and he
perhaps have Mr. Hitler to thank. Our increased was understandably eager to leave the institution.
knowledge of the functioning of totalitarian re- When we asked the director of the institution why
gimes makes it more difficult to assert that the the old man was not released, he gave two signifi-
insistence on decent and orderly procedure repre- cant answers. In the first place, he said, the statute
sents simply a lawyer's quibble or devotion to requires me to find that this inmate is no longer a
outworn ritual. Nevertheless, in our courts of so- danger to the community; this I cannot do, for he
called "socialized justice" one may still observe, may kill again. And of course the director was
on occasion, a tendency to assume that, since the right. However unlikely commission of homicide
purpose of the proceeding is to "help" rather than by such a man in his eighties might appear, the
to "punish", some lack of concern in establishing
-26 A considerable literature has developed on these
25 issues. See, e.g., AuL-EN, The Borderland of the Criminal
Many competent observers have asserted that
none of these inquiries can properly be answered in the Law: Problems of "Socializing" Criminal Justice, 32
affirmative. See, e.g., SUTHERLAND, The Sexual Psycho- Soc. SER. REv. 107 (1958), DIANA, The Rights of
path Laws, 40 J. CRinr. L., C. An P.S. 543 (1950) Juvenile Delinquents: An Appraisal of Juvenile Court
HACKER AND FRnir, The Sexual Psychopath Act in Proceedings, 44 J. CRI-,. L., C. AN P.S. 561 (1957),
Practice:A Critical Discussion, 43 CALIF. L. REV. 766 PAULSEN, Fairness to the Juvenile Offender, 41 M1NNI-.
(1955). See also TAPPAN, THE HABITUAL SEX OF- L. REv. 547 (1957); WAITE, How Far Can Court Pro-
FENDER (Report of the -New Jersey Commission) cedures Be Socialized without Impairing Individual
(1950). Rights? 12 J. CRnr. L. AND C. 430 (1921).
FRANCIS A. ALLEN [Vol. so

director could not be certain. But, as far as that CONCLUSION


goes, he also could not be certain about himself or In these remarks I have attempted to describe
about you or me. The second answer was equally certain of the continuing problems and difficulties
interesting. The old man, he said, is better off here. associated with, what I have called, the rise of the
To understand the full significance of this reply it is rehabilitative ideal. In so doing, I have not sought
necessary to know something about the place of
to cast doubt on the substantial benefits associated
confinement. Although called a hospital, it was in with that movement. It has exposed some of the
fact a prison, and not at all a progressive prison. most intractable problems of our time to the
Nothing worthy of the name of therapy was solvent properties of human intelligence. More-
provided and very little by way of recreational over, the devotion to the ideal of empirical in-
facilities. vestigation provides the movement with a self-
This case points several morals. It illustrates,
correcting mechanism of great importance, and
first, a failure of the law to deal adequately with justifies hopes for constructive future development.
the new requirements being placed upon it. The Nevertheless, no intellectual movement produces
statute, as a condition to the release of the inmate, only unmixed blessings. It has been suggested in
required the director of the institution virtually to these remarks that the ascendency of the re-
warrant the future good behavior of the inmate,
habilitative ideal has, as one of its unfortunate
and, in so doing, made unrealistic and impossible
consequences, diverted attention from other ques-
demands on expert judgment. This might be
tions of great criminological importance. This has
remedied by the formulation of release criteria operated unfavorably to the full development of
more consonant with actuality. Provisions for
criminological science. Not only is this true, but
conditional release to test the inmate's reaction the failure of many students and practitioners in
to the free community would considerably reduce the relevant areas to concern themselves with the
the strain on administrative decision-making. But full context of criminal justice has produced
there is more here. Perhaps the case reflects measures dangerous to basic political values and
that arrogance and insensitivity to human values has, on occasion, encouraged the debasement of
to which men who have no reason to doubt their
the rehabilitative ideal to produce results, un-
own motives appear peculiarly susceptible.2 supportable whether measured by the objectives of
-,One further recent and remarkable example is therapy or of corrections. The worst manifestations
provided by the case, In re Maddox, 351 Mich. 358, of these tendencies are undoubtedly deplored as
88 N.W. 2d 470 (1958). PROFESSOR WEcHsLRx, op.
cit. supra, note 18, at 4, describes the facts and holding sincerely by competent therapists as by other
as follows: "Only the other day, the Supreme Court of persons. But the occurrences are neither so in-
Michigan ordered the release of a prisoner in their frequent nor so trivial that they can be safely
State prison at Jackson, who had been transferred from
the Ionia State Hospital to which he was committed as ignored.
a psychopath. The ground of transfer, which was de-
fended seriously by a State psychiatrist, was that the thus, in the psychiatrist's view, resistant to therapy!
prisoner was 'adamant' in refusing to admit sexual The Court's answer was, of course, that he had not
deviation that was the basis of his commitment; and been tried for an offense."

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