Professional Documents
Culture Documents
Refereed: No
c
This article
Cambridge University Press
Disclaimer
UWE has obtained warranties from all depositors as to their title in the material
deposited and as to their right to deposit such material.
UWE makes no representation that the use of the materials will not infringe
any patent, copyright, trademark or other property or proprietary rights.
4
Antony Best, Britain, Japan and Pearl Harbour: Avoiding war in East Asia, 193641
(London, 1995); B. A. Lee, Britain and the Sino-Japanese War, 19371939: A Study in
the Dilemmas of British Decline (Stanford, 1973); P. Lowe, Great Britain and the Origins
of the Pacic War: A Study of British Policy in East Asia, 19371941 (Oxford, 1977);
Christopher Thorne, Allies of a Kind. The United States, Britain and the War against
Japan (London, 1978); Jonathan Marshall, To Have and Have Not. Southeast Asian Raw
Materials and the Origins of the Pacic War (London, 1995); Jonathan G. Utley, Going
to War with Japan (Knoxville TN, 1985); Nicholas Tarling, Britain, Southeast Asia and
the Onset of the Pacic War (Cambridge, 1996); Ong Chit Chung, Operation Matador.
Britains War Plans against the Japanese 19181941 (Singapore, 1998); Malcolm H.
Murfett, John N. Miksic, Brian P. Farrell and Chiang Ming Shun, Between Two
Oceans. A Military History of Singapore From First Settlement to Final British Withdrawal
(Oxford, 1999), pp. 145247; Sumio Hatano and Sadao Asada, The Japanese
Decision to Move South, in Robert Boyce and Esmonde M. Robertson (eds), Paths
to War: New Essays on the Origins of the Second World War (London, 1989), pp. 383
407.
5
See Tim Carew, The Fall of Hong Kong (London, 1960) for an example of pulp
journalism. Oliver Lindsays The Lasting Honour. The Fall of Hong Kong (London,
1978), and At the Going Down of the Sun: Hong Kong and South East Asia 19411945
(London, 1981) are better but still cater to the popular market. British ofcial
histories include F. S. V. Donnison, British Military Administration in the Far East
(London, 1956) and S. Woodburn Kirby, The War Against Japan, vol. 1 The Loss of
Singapore (London, 1957), 10751. Hong Kong appeared in Canadas ofcial histor-
ies both written by C. P. Stacey, The Canadian Army 19391945 (Ottawa, 1948),
27389 and Ofcial History of the Canadian Army in the Second World War, vol. 1 Six
Years of War: The Army in Canada, Britain and the Pacic (Ottawa, 1955), pp. 43791.
Two early Canadian studies are Ted Ferguson, Desperate Siege: The Battle of Hong Kong
(Toronto, 1980) and Carl Vincent, No Reason Why: The Canadian Hong Kong Tragedy
An Examination (Stittsville ON, 1981). A recent edition is Brereton Greenhous, C
Force to Hong Kong: A Canadian Catastrophe 19411945 (Toronto, 1997). Aspects of
the Hong Kong debacle appear in Grant S. Garneau, The Royal Ries of Canada in
Hong Kong (Sherbrooke, 1980); Patricia Roy, J. L. Granatstein, Masako Iino and
Hiroko Takamura, Mutual Hostages: Canadians and Japanese during the Second World War
(Toronto, 1990), 5774; Kenneth Taylor, The challenge of the eighties: World War
II from a new perspectivethe Hong Kong case, in Timothy Travers and Christon
Archer (eds), Men at War: Politics, Technology and Innovation in the Twentieth Century
(Chicago, 1982), 197212; David J. Bercuson, Maple Leaf Against the Axis. Canadas
Second World War (Toronto, 1995), 4957; Charles G. Roland, Long Nights Journey
into Day. Prisoners of War in Hong Kong and Japan, 19411945 (Waterloo ON, 2001).
For a disappointing Japanese contribution see Hisashi Takahashi, The Canadian
Expeditionary Force and the Fall of Hong Kong, in John Schultz and Kimitada
Miwa (eds), Canada and Japan in the Twentieth Century (Toronto, 1991), pp. 10210.
6
The authors-producers of the docudrama, Brian and Terence McKenna, were
immediately challenged by professional historians who charged them with distortion
of historical facts and presenting a biased account. S. F. Wise, The Valour and the
Horror: A Report for the CBC Ombudsman, in David J. Bercuson and S. F. Wise
(eds), The Valour and the Horror Revisited (London, 1994), p. 30; and John Ferris,
Savage Christmas: The Canadians at Hong Kong, in Bercuson and Wise (eds), pp.
10927. The series was aired in the United Kingdom in August 1994.
7
Brian Loring Villa, Unauthorized Action: Mountbatten and the Dieppe Raid (Oxford,
1989).
8
PRO, Dominions Ofce Papers (hereafter DO), DO 35/586/4, G 88/83, Sir
F. L. C. Floud, British High Commissioner, Ottawa, to Lord Stanley, Secretary of
State for Dominions Affairs, 24 May 1938.
Hong Kong was Britains major base for naval operations in the
South China Seas between 1842, when the island colony was ceded
to Britain as part of the Treaty of Nanking, and 1921, when the
Anglo-Japanese alliance was abrogated. This did not mean that Hong
Kongs strategic importance then decreased. The Washington Naval
agreements of 1922 and the development of the Singapore strategy
redirected Britains strategic focus to Malaya and the new base at
Singapore. However, as late as 1938, the Admiralty recognized that
Hong Kong still performed an important function as a forward base
for offensive and defensive operations against possible Japanese
naval incursions southward.12 Space does not allow an in-depth ana-
lysis of the strategic illusion behind the Singapore strategy.13 What
must be emphasized, however, is that British Far Eastern strategic
and naval defence planning was not only based on an over-estimation
of British defence capabilities, it also suffered from a gross under-
estimation of the military sophistication of their Japanese foe.14
This does not mean that Britain was blind to some of its strategic
or military inadequacies in the region. Nicholas Tarling has recently
argued that the British were indeed cognisant of their weakness,
although [they were] cautious about displaying it. As a result,
London was prepared to reach some accommodation with Japan.
This did not necessarily mean appeasement. It may be that we shall
have to endure some encroachment by the Japanese upon our privil-
eges and prestige in China, wrote Sir Alexander Cadogan, Deputy
12
Bell, Our Most Exposed Outpost , 6971.
13
There is an enormous literature on this subject which space does not permit
to cite. For the best synopsis of the Singapore strategy, complete with a detailed
survey of the literature, see Malcolm H. Murfett, Living in the Past: a Critical
Re-examination of the Singapore Naval Strategy, 19181941, War and Society, 11,
1 (1993), 73103.
14
Wesley K. Wark, In Search of a Suitable Japan: British Naval Intelligence in
the Pacic before the Second World War, Intelligence and National Security, 1, 2
(1986), 189211; John Ferris, Worthy of Some Better Enemy? The British Estim-
ate of the Imperial Japanese Army 191941, and the Fall of Singapore, Canadian
Journal of History, 28, 2 (1993), 22456; Antony Best, Constructing an Image: Brit-
ish Intelligence and Whitehalls Perception of Japan, 19311939, Intelligence and
National Security, 11, 3 (1996), 40323; idem, This Probably Over-Valued Military
Power: British Intelligence and Whitehalls Perception of Japan, 193941, Intelli-
gence and National Security, 12, 3 (1997), 6794. A must for British intelligence weak-
nesses in the Far East is Richard J. Aldrich, Intelligence and the War Against Japan.
Britain, America and the Politics of Secret Service (Cambridge, 2000), pp. 1967.
15
Tarling, Onset of the Pacic War, pp. 3 and 13; Aron Shai, Was there a Far
Eastern Munich?, Journal of Contemporary History, 9, 3 (1974), 16170; PRO, FO
371/20960/F 10284, minute by Cadogan, 29 Nov. 1937.
16
PRO, Cabinet Ofce Papers (hereafter CAB), CAB 127/7, Major-General Sir
Hastings Ismay Papers, lecture to Imperial Staff College, China and the Far East
(1935).
17
Ibid.
18
J. L. Granatstein, The Generals. The Canadian Armys Senior Commanders in the
Second World War (Toronto, 1993), p. 98.
19
Hata Ikuhiko, The Armys Move into Northern Indochina, in J. W. Morley
(ed.), The Fateful Choice: Japans Advance into Southeast Asia 19391941 (New York,
1980), p. 157.
20
Churchill College Archive Centre, Cambridge (hereafter CCC), Lord Lloyd
Papers, GLLD 21/5, Digby E. Cook to Lloyd, 5 Aug. 1940.
21
Bodleian Library, Oxford, Lord Inverchapel Papers (Clark Kerr), Some Notes
on the Present Hostilities in the Far East, 18 May 1939. Also see Youli Sun,
China and the Origins of the Pacic War, 19311941 (New York, 1993).
22
PRO, Admiralty Papers (ADM), ADM 116/4087, M04304/38, minute by C. G.
Jarrett, Principal Secretary, 19 July 1938.
23
Ibid., minutes by Dankwerts, Jarrett, and Admiral Sir Ernle Chateld, First
Sea Lord and Chief of Naval Staff, 8, 19 and 20 July 1938 respectively.
24
PRO, FO 371/22175/F 4823, Cadogan to Sir Maurice Hankey, chairman of
the Committee of Imperial Defence, 27 Apr. 1938; FO 371/22174/F 956, minute
by Thyne Henderson, First Secretary, 25 Jan. 1938; ibid., F 1966 and F 2296, FO
to Sir Eric Phipps, British ambassador in Paris, 19 Feb. 1938, and Phippss reply,
28 Feb. 1938.
25
PRO, FO 371/22175/F 7231, COS 741, CID Chiefs of Staff Sub-Committee,
5 July 1938.
26
Ibid.; F 9147, Captain (later Admiral) Sir Tom Phillips, Director of Plans Divi-
sion, to R. A. Butler, Under-Secretary of State, Foreign Ofce, 22 Aug. 1938; F
7321, minute by R. G. Howe, 14 July 1938; National Archives of New Zealand,
Wellington, AIR 120/21B, Far East Combined Bureau, intelligence summary on
Spratley Islands, 14 Apr. 1940.
27
PRO, FO 371/23458/F 1801, minute by Esler Dening, Foreign Ofce Consul,
25 Feb. 1939.
28
PRO, FO 371/23476/F 1392, Craigie to FO, 12 Feb. 1939 which includes
newspaper summaries; Bodleian Library, dep Inverchapel, conversations between
Chiang Kai-shek and Ambassador Clark Kerr, 14 May 1939; FO 371/23476/F
1376, minute by M. J. R. Talbot, Third Secretary, 14 Feb. 1939.
29
PRO, FO 371/23476/F 1431, minutes by Talbot, Ronald and Howe, 14 and
16 Feb. 1939. Also see R. T. Phillips, The Japanese Occupation of Hainan, Modern
Asian Studies, 14, 1 (1980), 93109; Kyozo Sato, Japans Position before the Out-
break of the European War in September 1939, ibid., 12943.
30
National Archives and Records Administration, Washington DC (hereafter
NARA), State Department Records, RG 59, Decimal les, 193039, 848G.00/40,
Southard to State Department, 1 March 1939. For the Canadian response see Gre-
gory A. Johnson, Canada and the Far East in 1939, in Norman Hillmer, Robert
Bothwell, Roger Sarty and Claude Beauregard (eds), A Country of Limitations: Canada
and the World in 1939 (Ottawa, 1996), pp. 27087.
35
PRO, FO 371/23502/F 1698, minutes by A. L. Scott, Foreign Ofce clerk,
Ashley Clarke and Brenan, 23 and 24 Feb. 1939.
36
PRO, Air Ministry Papers (AIR), AIR 2/4128, Air Ministry to Air Vice Marshal
J. T. Babington, Air-Ofcer-Commanding, Far East, 17 May 1939.
37
PRO, AIR 9/112, AFC(J)53, Anglo-French Staff Conversations, 1939, 4 May
1939; AFC(J)17, 20 Apr. 1939; AIR 2/4128, WO to Army HQs in India, Burma
and Hong Kong, 19 May 1939.
38
PRO, AIR 9/112, AFC(J)17, 20 Apr. 1939; AFC(J)45, 25 Apr. 1939.
39
Bodleian Library, dep. Inverchapel, Notes, 18 May 1939.
40
Imperial War Museum (IWM), Colonel G. T. Wards Papers, IWM 92/24/1,
notes on a tour of Manila, Hong Kong, Canton, Macao and Shanghai, 22 Jan.27
Feb. 1939, 11 March 1939.
41
John E. Driefort, Myopic Grandeur. The Ambivalence of French Foreign Policy toward
the Far East, 19191945 (London, 1991), p. 164.
42
PRO, AIR 2/4128, minutes of rst general meeting, Singapore Conference,
items 12 and 16, pp. 14 and 1719. Before the outbreak of war in Europe, the
number and type of vessels in the China Station consisted of one cruiser squadron,
on aircraft carrier, and a otilla and a half of destroyers, a submarine otilla, a
MTB otilla, ve escort vessels and eighteen river gunboats. PRO, ADM 1/17252,
post-war memo. by Jarrett, now head of Military Branch II, on pre-war naval estab-
lishment, 5 Sept. 1945.
43
PRO, AIR 2/4218, minutes of third general meeting, remarks on item 22 by
General Maurice Martin, French army commander in Indo-China.
44
CCC, Dreyer Papers, DRYR 9/2, Some Strategical NotesWestern Pacic,
10 Feb. 1939. Edward L. Dreyer, China at War, 19011949 (London, 1995), pp. 218
II
and 235 gives useful insights into the successes of Japanese combined operations in
China.
45
PRO, FO 371/23518/F 9434, minute by Talbot, 28 Aug. 1939.
53
Quotation cited in Tarling, Onset of the Pacic War, p. 133.
54
Quotation cited in Perras, Britain and the Reinforcement of Hong Kong, 245
and Bell, Our Most Exposed Outpost , 75. Extract from COS(40)592 (Revise),
15 Aug. 1940.
55
Liddell Hart Centre for Military Archives, Kings College London (hereafter
LHCMA), Sir Robert Brooke-Popham Papers, 6/3/3, Brooke-Popham to Sir Arthur
Street, Permanent Under-Secretary of State for Air, 15 Jan. 1941. The author would
like to acknowledge the Trustees of the LHCMA for permission to quote from these
and other papers consulted from its holdings listed below.
III
56
LHCMA, Dewing diary, entries for periods 26 Dec. 1940 to 2 Jan. 1941 and
518 Jan. 1941; PRO, Prime Ministers Ofce Papers (hereafter PREM), PREM 3/
157/1, Brooke-Popham to Air Ministry, 6 Jan. 1941.
57
LHCMA, Brooke-Popham Papers, 6/2/6, Ismay to Brooke-Popham, 9 Feb.
1941.
58
PRO, CAB 120/570, secret cipher, Brooke-Popham to Air Ministry, copy of
letter from Churchill to Ismay, deputy secretary (military) of the War Cabinet, 7
Jan. 1941.
59
PRO, DO 35/1009/5, WG 442/16, minute by S. L. Holmes, Assistant Secret-
ary, 30 June 1942. Upon returning to England in 1941, Grasett was given the
command of a Home division, then became a Corps commander (19413), was later
seconded to the War Ofce in 1944 and to Supreme Headquarters Allied European
Forces (19445). He nished his career as Lieutenant-Governor and Commander-
in-Chief Jersey (194553).
60
Paul Dickson, Crerar and the Decision to Garrison Hong Kong, Canadian Mil-
itary History, 3, 1 (1994), 97110. Crerar nished the Great War as a divisional
artillery ofcer with the 5th Canadian division. After completing the course at Cam-
berley, Crerar remained in Britain where he worked in the War Ofce until 1927
the rst Canadian ofcer since the Armistice to do so. These were indeed formative
years that shaped his imperial worldview. Granatstein, The Generals, pp. 8690.
61
University of Birmingham Library, Avon Papers, AP 20/8/547, Eden to Chur-
chill, 12 Sept. 1941.
62
PRO, FO 371/27622/F 10344/G, minute by J. C. Sterndale Bennett, head of
FO Far Eastern Department, 6 Oct. 1941.
63
Tarling, Onset of the Pacic War, pp. 229, 30215; Herman Theodore Busse-
maker, Paradise in Peril: The Netherlands, Great Britain and the Defence of the
Netherlands East Indies, 194041, Journal of Southeast Asian Studies, 31, 1 (2000),
11536; PRO, FO 371/27622/F 11943/G, WO to Brooke-Popham, 6 Nov. 1941;
COS(41)377, 5 Nov. 1941.
64
AA, CRS A2682, vol. 3, minutes of Advisory War Council, minute no. 553, 16
Oct. 1941.
65
LHCMA, Brooke-Popham Papers, 6/2/19, Brooke-Popham to Ismay, 29 Oct.
1941.
66
Ronald G. Haycock, The myth of imperial defence: AustralianCanadian
bilateral military cooperation, 1942, War and Society, 2, 1 (1984), 6584; and J. F.
Hilliker, Distant Ally: Canadian Relations with Australia during the Second World
War, Journal of Imperial and Commonwealth History, 13, 1 (1984), 4667.
67
PRO, Colonial Ofce Papers (hereafter CO), CO 967/69, Young to Sir A. C. C.
Parkinson, Acting Permanent Secretary of State for the Colonies, 14 Oct. 1941.
71
NAC, J. L. Ralston Papers, MG 27 III B11, vol. 64, diary entry, 15 Oct. 1941.
72
NAC, T-165, King diary, 10 Sept. 1941, p. 842; PRO, PREM 4/44/10, Mac-
Donald to DO, 24 May 1941.
75
PRO, PREM 4/44/10, MacDonald to Viscount Cranborne, Secretary of State
for Dominions Affairs, 30 Apr. 1941, a copy of which was sent to Churchill.
76
PRO, PREM 4/44/7, MacDonald to Cranborne, 20 Aug. 1941; CCC, Sir James
Grigg Papers, PJGG 2/7/4, Floud to Grigg, 22 Apr. 1936.
77
J. L. Granatstein, Conscription in the Second World War 19391945. A Study in
Political Management (Toronto, 1969); and idem, The Politics of the Mackenzie King Gov-
ernment, 19391945, 2nd edn (Toronto, 1990).
78
CCC, Grigg Papers, PJGG 9/6/15, Grigg to father, 14 July 1941; David Day,
Menzies and Churchill at War (London, 1986); Sheila Lawlor, Churchill and the Politics
of War, 194041 (Cambridge, 1994).
82
PRO, PREM 4/44/10, MacDonald to DO, 24 May 1941. For an analysis of
MacDonalds crucial role as UK High Commissioner see, Clyde Sanger, Malcolm
MacDonald. Bringing an End to Empire (London, 1995), pp. 20941. In January 1942,
Vincent Massey bitterly complained of Canadas lack of a vigorous public relations
campaign in projecting Canadas war effort in the UK. NAC, MG 26 N1, Pearson
Papers, vol. 10, Massey to Pearson, 8 Jan. 1942.
83
PRO, PREM 4/44/10, note for Churchill by Sir Desmond Morton, his personal
assistant, 17 June 1942; DO 35/1691, WG 683/1/6, Clement Attlee, Secretary of
State for the Dominions, to Churchill, 8 Feb. 1943; University of Toronto Archives,
Vincent Massey Papers, Box 311, war diary, 9 July 1943.
84
PRO, DO 35/999/3, WC 8/4a, MacDonald to DO, 27 July 1941; King to DO,
31 July 1941; Gibson and Robertson (eds), Ottawa at War, p. 193.
85
PRO, DO 35/999/3, WC 8/4a, MacDonald to DO, 13 Aug. 1941; PREM 4/44/
7, MacDonald to Cranborne, 20 Aug. 1941.
86
PRO, DO 35/999/3, WC 8/4a, MacDonald to DO, 27 July 1941.
87
PRO, CO 968/13/2, minute by A. H. Poynton, Principal Secretary, 26 Sept.
1941.
88
Ibid., minute by a Lieutenant-Colonel J. P. Barlow, Assistant Principal, on
COS(41)559, 8 Sept. 1941, dated 9 Sept. 1941. Churchill was remarkably silent
noting at the bottom of Holliss letter informing him of the COS decision to
approach Canada for reinforcements: It is a question of timing. PRO, PREM 3/
157/1, minute by Churchill, 15 Sept. 1941.
92
Canadas military intelligence machinery was practically non-existent prior to
1939, hence its dependence on British sources. It was not until late 1941 that
appropriate resources and key personnel were marshalled for what became a vital
arm in the defeat of the Axis. The key point to remember is that in the early part
of the war Canada gathered raw intelligence but did not synthesize it; a role for
Canada which some British service agencies attempted unsuccessfully to maintain.
For Canadas role in the intelligence war see Wesley K. Wark, The Evolution of
Military Intelligence in Canada, Armed Forces and Society, 16, 1 (1989), 7798; John
Bryden, Best Kept Secret. Canadian Secret Intelligence in the Second World War (Toronto,
1993); John Hilliker, Canadas Department of External Affairs, vol. 1 The Early Years,
19091946 (London, 1990), pp. 26870; Catherine E. Allen, A Minute Bletchley
Park: Building a Canadian Naval Operational Intelligence Centre, 19391943, in
Michael L. Hadley, Rob Huebert and Fred W. Crickard (eds), A Nations Navy. In
Quest of Canadian Naval Identity (London, 1996), pp. 15772.
93
J. W. Pickersgill, The Mackenzie King Record, vol. 1, 19391944 (Toronto, 1960),
pp. 31516; PRO, FO 371/27622/F 10344/G, Hollis to Sterndale Bennett, for-
warding Churchills minute of 3 Oct. 1941, and Sterndale Bennetts reply, 7 Oct.
1941; ibid., F 11189/G, minutes by Brenan and Sterndale Bennett, 28 and 29 Oct.
1941; Canadian Department of National Defence, Directorate of History and Herit-
age (hereafter DHH), DHH, le 593.013 (D5), Hong Kong extracts from MO10,
containing Secretary of State for the Colonies to Governor Young, 7 Nov. 1941 and
DO to Department of External Affairs, 7 Nov. 1941, in Action Cover no. 13, 3
March 1951; NAC, Department of External Affairs, RG 25, vol. 2115, AR 414/5/
3, Cranborne to Massey, 10 Nov. 1941.
94
Before embarking, Lawson was provided with the latest British intelligence
reports from the Shanghai and Hong Kong commands, together with other available
intelligence material on the Japanese Army. DHH, le 593.009 (D5), CGS le
(Hong Kong), memo. by Brigadier R. B. Gibson, Canadian Director of Military
Operations and Intelligence, 23 Feb. 1942.
95
Arriving in August 1937, the 1st Battalion Middlesex Regiment was a machine
gun unit. It was perhaps the best trained, equipped and ofcered of all the British
forces in Hong Kong. In support, was the 2nd Battalion Royal Scots who had landed
in January 1938. The 5th/7th Rajputana Ries had been stationed in the colony
longest (June 1937), while the 2nd/14th Punjab Regiment had only been in the
colony since November 1940. For unit strengths and the complete order of battle
see PRO, CO 537/1251, report by Sir R. Brooke-Popham on his Command in
Malaya, Hist.(DD)1, 25 June 1942, p. 69. Campaign histories for these British and
Indian units can be found in A. Muir, The First of Foot: The History of the Royal Scots
(Edinburgh, 1961); P. K. Kemp, The History of the Middlesex Regiment 19191952
(Aldershot, 1956); B. Prasad, Ofcial History of the Indian Armed Forces in Second World
War 19391945. Campaigns in South-East Asia: Hong Kong, Malaya and Sarawak and
Borneo 194142 (Agra, 1960), pp. 172.
96
DHH, le 593 (D9), Chaplains reports Force C, Delougherys report of
events, 23 Oct. 194124 Oct. 1945, n.d.
97
Lindsay, Lasting Honour, p. 13.
98
Hatano and Asada, Move South; Utley, Going to War, pp. 15775; Richard J.
Grace, Whitehall and the Ghost of Appeasement: November 1941, Diplomatic His-
tory, 3, 2 (1979), 17391; John Sharkey, Economic Diplomacy in Anglo-Japanese
Relations, 193141, in Ian Nish and Yoichi Kibata (eds), The History of Anglo-
Japanese Relations, 16002000, vol. 2 The Political-Diplomatic Dimension, 19312000
(London, 2000), pp. 78111; DHH, le 593.009 (D5), CGS le (Hong Kong),
extract from Canmilitary GS 2332, 26 Oct. 1941; PRO, CAB 21/2686, Sir Edward
Bridges, Permanent Secretary of the Cabinet Ofce and Secretary to the War Cab-
inet, to Sir J. E. Stephenson, Permanent Under-Secretary of State for Dominions
Affairs, 24 Feb. 1942.
99
PRO, CO 967/69, Parkinson to Young, 2 Dec. 1941.
100
PRO, FO 371/27752/F 13708, Maltby to WO and GOC Malaya, 15 Dec.
1941.
101
PRO, WO 106/2366, Notes for Brigadier Grasett, July 1938; CO 967/70,
Sir Geoffrey Northcote, Governor of Hong Kong, to Lord Moyne, Secretary of State
for Colonies, 6 June 1941.
102
PRO, WO 172/1685, war diary, Hong Kong Mainland Brigade, 1941. The
original was either destroyed or lost during the ghting on the island, but was
rewritten by Brigadier C. Wallis while incarcerated in Shamshuipo and Argyle
Street POW camps, Apr.May 1942. DHH, le 593 (D26), notes of interviews
between Major G. W. L. Nicholson, Historical Section, Canadian Department of
National Defence, Maltby and Wallis conducted in London, June 1946.
103
DHH, le 593 (D13), Canadians at Hong Kong. Supplementary Information
from Various Unofcial Sources, compiled by Major R. J. C. Hamilton.
104
PRO, WO 222/20A, Shackleton diary, 20 Dec. 1941. The diaries were recon-
structed from memory while Shackleton was a POW.
105
Kent Fedorowich, Decolonisation Deferred?: Britain and the Re-
establishment of Colonial Rule in Hong Kong, 194245, Journal of Imperial and Com-
monwealth History, 28, 3 (2000), 2550.
106
PRO, FO 371/27752/F 13765, Maltby to WO, 14 Dec. 1941; F 13708, Maltby
to WO, 10 Dec. 1941; CO 537/1251, report by Brooke-Popham, 25 June 1942.
IV
107
PRO, CO 968/9/3, unauthored notes, 21 Dec. 1941; CCC, 1st Viscount Nor-
wich Papers (Duff Cooper), DUFC 3/7, diary entry, 22 Dec. 1941; CO 968/9/3, CO
to Young, 22 Dec. 1941.
108
PRO, CO 968/9/3, minute by G. E. J. Gent, Assistant Under-Secretary of
State, 21 Dec. 1941.
109
NAC, Cabinet War Committee Minutes, RG 2 7c, vol. 5, reel C-4654, CWC
(132), 29 Dec. 1941. Tucked away in the Evatt papers is an intriguing document
from Churchill. In an attempt to reassure his troublesome Australian ally, Churchill
writes soon after the fall of Hong Kong: I have great condence that your troops
will acquit themselves in the highest fashion in the impending battles. So far the
Japanese have only had two white battalions and a few gunners against them, the
rest being Indian soldiers. Flinders University Library, Adelaide, Dr H. V. Evatt
Papers, secret session notes, folder B, Churchill to Evatt, 14 Jan. 1942.
110
NAC, J13 series, T-170, King diary, 21 Jan. 1942, fol. 65.
111
Ibid., 22 Jan. 1942, fol. 70. Grant Dexter was equally vitriolic in his criticism
of the army who he thought was in the hands of a little junta [of] permanent
force incompetents. Gibson and Robertson (eds), Ottawa at War, pp. 3079.
112
NAC, J13 series, T-170, King diary, 12 and 9 Feb. 1942, fols 1523 and fol.
135. According to King, in a telephone conversation Ralston had had with Crerar,
the general had made it quite clear as to approval of the project from the military
point of view. Apparently the Department did not feel it necessary to go into the
question of conditions at Hong Kong, but accepted the British request as covering
that aspect, which involves complications with the CommandMcNaughton being
here at the present time. The last sentence referred to the intense personal rivalry
and bitter feuding between Crerar and McNaughton. See Paul D. Dickson, The
Politics of Army Expansion: General H. D. G. Crerar and the Creation of First
Canadian Army, 194041, Journal of Military History, 60, 2 (1996), 27198; Roger
Sarty, Mr. King and the Armed Forces, in Hillmer et al., Country of Limitations, pp.
21746.
113
PRO, DO 35/1009/5, WG 442/16, minute by G. E. B. Shannon, Principal
Secretary, 22 June 1942.
114
PRO, CAB 106/84, Maltbys despatch entitled Operations in Hong Kong
from 825 December, 1941, published in the Supplement to The London Gazette, 27
Jan. 1948. For documents which outline one Canadian response at the time of pub-
lication see The Controversy over Maltbys Hong Kong Dispatch, Canadian Military
History, 2, 2 (1993), 11116. For the Drew correspondence see PRO, DO 114/114,
pp. 667 and 746. Also see NAC, RG 25, vol. 2115, f. AR 414/5/3, consultation
over Maltbys supplement in London Gazette and in DO 35/1768 and CAB 21/2686
which were released in the mid-1990s.
115
NARA, RG 59, Decimal les, 194549, 846G.00/2948, Drumright to Secret-
ary of State, 9 Feb. 1948.
116
PRO, CO 537/1251, report submitted to the War Cabinet as COS(42)336 by
Hollis, 8 July 1942. Brooke-Popham sent a draft copy to Grasett who thought it a
very good and accurate picture of the defence problem of Hong Kong. LHCMA,
Brooke-Popham Papers, 6/5/70, Grasett to Brooke-Popham, 9 May 1942.
117
PRO, CAB 101/153, Muir to Kirby, 6 Sept. 1955. One of the most con-
demning criticisms made by several senior British ofcers, including Commodore
A. C. Collinson RN, Chief of Hong Kong Naval Forces, was that the Canadians
would not ght. According to one Canadian-born escapee, Sub-Lieutenant B. A.
Proulx, Hong Kong Royal Naval Volunteers, the Commodores staff thought this
nonsense. It was the Royal Scots and Rajputs who had broke and ed from the
frontline in Kowloon; a claim substantiated by another escapee, the Australian-born
Lieutenant-Colonel L. T. Ride, who later headed a POW escape organization in
South China and provided the only effective British intelligence network in the
region. DHH, le 593 (D37), interview with Proulx, Department of National
Defence, Ottawa, 17 July 1942; Aldrich, Intelligence, pp. 268 and 35863. It was the
rst time that the Royal ScotsThe First of Foothad broken ranks and run away
in battle. Ever since then they have suffered the opprobrium of The Fleet of Foot.
My thanks to Sybilla Jane Flower for this information.
118
PRO, CAB 101/153, Stacey to Butler, 13 March 1953.
119
Galen Roger Perras, Anglo-Canadian Imperial Relations: The Case of the
Garrisoning of the Falkland Islands in 1942, War and Society, 14, 1 (1996), 7397;
Jeffery Grey, The Commonwealth armies and the Korean War (Manchester, 1988), 77;
David Bercuson, Blood on the Hills. The Canadian Army in the Korean War (Toronto,
1999), 29, 52 and 689.
120
PRO, WO 106/2401B, paragraph 83.
121
Sunday Times, 31 Jan. 1993; The Independent, 11 and 26 Jan. 1993.
122
PRO, WO 172/1686, p. 61.
123
Ibid., war diary of East Infantry Brigade, Hong Kong Island, Dec. 1941. There
is an abridged and less hostile version of events in WO 106/2401B, but the passage
cited was not included. In 1948 Nicholson was told by Price that in his opinion
Walliss report could not be relied upon. Wallis had been in a state of great nervous
excitement . . . his mental state was such that he was incapable of collected judge-
ment or of efcient leadership. DHH, le 352.019 (D1), Brigadier Price to Nichol-
son, 27 Jan. 1948.
124
See DHH, le 593 (D26), notes of interviews between Nicholson, Maltby and
Wallis, June 1946.
125
PRO, WO 106/2412, Kennedy to Dill, 6 Sept. 1941.
126
PRO, WO 208/722, Combined Situation Report, HKIR 4/41, 1 May 1941.
127
PRO, CO 967/80, Caldecott to Sir George Gater, Permanent Under-Secretary
of State for the Colonies, 15 March 1943.
Lady Brooke-Popham was correct when she told Mackenzie King that
Britains colonial elites in Asia, with their dancing, playing bridge,
dinners, and the like [had] absolutely deaden[ed] the[ir] senses to
any realization of the [political] reality of the situation there. Polit-
ical naivety, combined with their myopic worldview and pampered
lifestyle had led many of these gin sodden gentlemen to grossly
underestimate their Asian foe.128
Nevertheless, it was the racial stereotyping of the Japanese by the
Western allies which undeniably more than any other factor explains
Britains failure to defend its Asian interests. A few lone voices in
the wilderness tried to forewarn that the Japanese were indeed more
than capable of launching simultaneously lightening amphibious
strikes at a number of far-ranging targets. These assessments were
unfortunately either dismissed or ignored by their superiors because
of prejudice and cultural arrogance. The utter failure of British Far
Eastern intelligence combined with the extraordinarily good
Japanese intelligence services in the lead up to the Pacic War also
help explain the Allied collapse in the Far East.129
What of prestige? David MacDougall, who had served in the Hong
Kong cadetand headed the team which re-established British rule
in the colony in August 1945reected, that well before the
Japanese occupation of Britains Asian empire the foundations upon
which British power had been built had all but been eroded. Hong
Kong had become a tarnished symbol of British prestige in China.
All of the imperial tradition was cocooned in ceremonial, based on
the fact that you were invincible; you had cocked hats and swords
and small, little garrisons.130 Ironically, this admission had been dis-
cussed at cabinet level in July 1940: It should not be forgotten that
our position in the Far East has been defended in recent years by
prestige rather than military force, and we should not lightly allow
it to be further diminished.131 But prestige alone was not a very solid
foundation upon which to build and maintain an imperial edice.
128
NAC, King diaries, T-171, fol. 186, 27 Feb. 1942; CCC, DUFC 4/1, Victor
Rothschild, noted scientist and MI5 contact, to Duff Cooper, 1 March 1943.
129
AA (Melbourne), MP 729/6, item 50/401/273, Notes on Japanese Methods
used on their Invasion of Hongkong by Major A. Goring, Indian Army, n.d.; PRO,
CO 537/1648, occupation reports (19456) by Lieutenant-Commander J. Jolly,
Harbour Master and Director of Air Services, Hong Kong.
130
Rhodes House Library, Oxford (hereafter RHL), MSS Ind Ocn s. 344, tran-
script of an interview conducted by Dr Steve Tsang with Brigadier David Mercer
MacDougall, p. 68.
131
Quotation cited in Tarling, Onset of the Pacic War, p. 115.