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Journal of Functional Foods 18 (2015) 782796

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Reprint of Hurdles and pitfalls in measuring


antioxidant efficacy: A critical evaluation of
ABTS, DPPH, and ORAC assays

K.M. Schaich *, X. Tian, J. Xie


Department of Food Science, Rutgers University, 65 Dudley Rd., New Brunswick, NJ 08901-8520, USA

A R T I C L E I N F O A B S T R A C T

Article history: Assays developed to measure radical scavenging ability of natural compounds have been
Available online 12 June 2015 used as a basis for ranking and recommending best foods for consumption. However, assays
often were adapted for screening assays with inadequate consideration of reaction chem-
Keywords: istry, particularly kinetics. Recent research results raise serious questions about the chemistry,
Antioxidant efficacy assays execution, and application of these assays. This paper critically evaluates conceptual and
Limitations technical issues that limit use and compromise validity of three commonly-used assays
TEAC trolox equivalent TEAC/ABTS+, DPPH, and ORAC. Recommendations are made for discontinuing use of ABTS+
antioxidant capacity assay and DPPH radicals for measuring radical quenching, redirecting them instead to distin-
ABTS+ 2,2-azino-bis(3- guishing electron transfer reaction mechanisms. Conditions required for accurate results
ethylbenzothiazoline-6-sulfonic in ORAC are reviewed, and recommendations are made for redirecting this assay to distin-
acid) assay guishing compounds that quench radicals by hydrogen atom transfer. The mechanistic
ORAC oxygen radical absorbance information so gained can be then applied to understand how natural antioxidants can be
capacity assay used most effectively in foods.
Radical quenching kinetics 2015 Elsevier Ltd. All rights reserved.

Contents

1. Introduction ...................................................................................................................................................................................... 783


2. Hurdles and pitfalls in three common antioxidant assays ....................................................................................................... 784
2.1. TEAC/ABTS+ trolox equivalent antioxidant capacity/2,2-azino-bis(3-ethylbenzothiazoline-6-sulfonic acid) assay . 784
2.1.1. TEAC I ........................................................................................................................................................................... 785
2.1.2. TEAC II .......................................................................................................................................................................... 785
2.1.3. Limitations of the TEAC/ABTS+ assay .................................................................................................................... 785
2.1.4. Summary and recommendations TEAC/ABTS+ assay ...................................................................................... 787
2.2. DPPH (2,2-diphenylpicryl hydrazyl free radical) assay ................................................................................................... 787
2.2.1. Limitations of the DPPH assay ................................................................................................................................. 787
2.2.2. Summary and recommendations DPPH assay ................................................................................................... 789

* Corresponding author. Department of Food Science, Rutgers University, 65 Dudley Rd., New Brunswick, NJ 08901-8520, USA. Tel.: +1 848
932 5454; fax: +1 732 932 6776.
E-mail address: schaich@aesop.rutgers.edu (K.M. Schaich).
Abbreviations: SET, single electron transfer; HAT, hydrogen atom transfer; TEAC, Trolox equivalent antioxidant capacity; ABTS+, 2,2-
azino-bis(3-ethylbenzothiazoline-6-sulfonic acid); ORAC, Oxygen Radical Absorbance Capacity; AAPH, 2,2-azobis(2-amidinopropane)
dihydrochloride; IU, International Units; CuPRAC, Cupric ion reducing antioxidant capacity; FRAP, Ferric reducing antioxidant power
http://dx.doi.org/10.1016/j.jff.2015.05.024
1756-4646/ 2015 Elsevier Ltd. All rights reserved.
Journal of Functional Foods 18 (2015) 782796 783

2.3. ORAC oxygen radical absorbance capacity .................................................................................................................... 790


2.3.1. Advantages of the ORAC assay ................................................................................................................................ 790
2.3.2. Limitations of the ORAC assay ................................................................................................................................. 790
2.3.3. Summary and recommendations ORAC assay ................................................................................................... 793
3. Summary and recommendations ................................................................................................................................................. 794
References ......................................................................................................................................................................................... 794

vivo. Most antioxidants are poorly absorbed or are rapidly con-


1. Introduction jugated and eliminated in the urine, so circulating phenol
concentrations reach trace levels at best. It is unlikely that such
Recognition of potential health effects of antioxidants more minute amounts can mediate physiological actions of anti-
than twenty years ago stimulated what could be called the An- oxidants merely by scavenging radicals. Reviews of the
tioxidant Bandwagon of research seeking to determine which antioxidant literature suggest that microbial or physiological
natural materials contain the highest levels of the most active metabolites of antioxidants may actually be more active in vivo
antioxidants, addition of antioxidants to beverages and all forms (Frankel & Finley, 2008), but such metabolites remain largely
of foods, prophylactic and therapeutic medical applications, unidentified and they are not the compounds tested in in vitro
and hyper marketing. At the same time, numerous in vitro an- assays. Cell culture assays attempt at least in part to include
tioxidant assays were developed to measure radical scavenging effects of metabolites, but most cell types used in assay cul-
and to compare and rank antioxidants in different foods and tures never see antioxidants in vivo. Phenols bind readily to
natural materials. Antioxidant assays have measured three proteins in cells and foods, so they may be inactivated for clas-
values: sical radical quenching or activated for some other physiological
action not tested in the assays. Finally, original assumptions
antioxidant capacity the total number of electrons donated regarding radical scavenging being the mode of antioxidant
or target molecules converted per mol of antioxidant at full action in vivo may well be erroneous in light of new evidence
reaction under given conditions. This usually approxi- regarding signal transduction and regulation of gene expres-
mates the number of phenolic OH groups, or two electrons sion of redox controlling and detoxifying enzymes (Frankel,
per OH group, though not always. Unfortunately, the re- 2007; Halliwell, Rafter, & Jenner, 2005). Indeed, the U.S. De-
quirement for full reaction ignores reaction rate and creates partment of Agriculture recently withdrew the compiled tables
a kind of tortoise and hare situation where slow react- of ORAC values of many foods, herbs, and spices which had
ing antioxidants with many phenol groups receive highest been posted on their website for some time, leaving behind
rankings while fast reacting antioxidants with few phenol the following statement (USDA, 2010):
groups can be greatly underestimated or even overlooked.
antioxidant activity the antioxidant concentration re- There is no evidence that the beneficial effects of
quired to provide a specified rate or extent of reaction polyphenol-rich foods can be attributed to the antioxi-
antioxidant potential a nebulous general term used to de- dant properties of these foods. The data for antioxidant
scribe the expectation that an antioxidant can quench capacity of foods generated by in vitro (test-tube) methods
radicals under specific conditions. This term can easily be cannot be extrapolated to in vivo (human) effects and the
confused with thermodynamic potential, so its applica- clinical trials to test benefits of dietary antioxidants have
tion to antioxidant assays has been controversial. produced mixed results. We know now that antioxidant mol-
ecules in food have a wide range of functions, many of which
Assays based on these measures have been applied so ex- are unrelated to the ability to absorb free radicals. For these
tensively to evaluation of fruits, vegetables, leaves and stems, reasons the ORAC table, previously available on this web site
herbs and spices that TEAC, DPPH, ORAC, CuPRAC, and FRAP has been withdrawn.
are now household words in scientific publications, health food
publications, and internet websites. Thousands of research A second conceptual limitation is that the chemistry and
papers have been published comparing values of different foods, molecular targets of most in vitro assays are not relevant to in
and these results have provided the basis for recommending vivo conditions. Antioxidant concentrations used in these assays
the best foods to eat, for labeling Super Foods, and for mar- are orders of magnitude higher than would ever be found in
keting products. vivo, the assays use sterically-hindered stable radicals (e.g.
Despite extensive use of in vitro antioxidant assays to dis- ABTS+ or DPPH) as targets rather than small, readily acces-
tinguish which antioxidants and foods are most efficacious, sible but short-lived radicals such as HO, O2, or lipid oxyl
time has shown that the assays have both conceptual and tech- radicals that are active in vivo, and they follow reaction times
nical limitations (Apak et al., 2013). One major conceptual much longer than radical lifetimes in vivo (ranging from 10 s
limitation is that, although antioxidant assays were designed for peroxyl radicals to 109 s for hydroxyl radicals). If an anti-
to identify which antioxidants should be expected to provide oxidant requires many minutes to hours to quench radicals,
greatest protective effects against free radicals in vivo, the radical its action as a radical scavenger must be irrelevant in vivo in
scavenging observed in test tubes probably does not occur in cells or even in situ in foods.
784 Journal of Functional Foods 18 (2015) 782796

A third conceptual limitation is that the assays in common 3. How can the assays be used to predict effectiveness or op-
use do not address radical reactions in lipids, when lipids are timize usage of natural antioxidants in foods?
clearly involved in oxidation of both membranes and foods.
A few lipophilic versions of assays have been developed (Alcolea, This critical evaluation focuses on Question 2, with em-
Cano, Acosta, & Arnao, 2003; Arnao, Cano, & Acosta, 2001; phasis on ABTS+, DPPH, and ORAC assays.
Huang, Ou, Hampsch-Woodill, Flanagan, & Deemer, 2002;
Jimenez-Alvarez et al., 2008; Prior et al., 2003), but these ap-
proaches mostly solubilize lipophilic antioxidants for reaction
2. Hurdles and pitfalls in three common
in aqueous phase rather than testing reactions in lipid phases.
antioxidant assays
As a result, relatively little information is available about
how natural antioxidants partition into and interact with
lipids. Radicals are most commonly quenched by two mechanisms,
Technical limitations are no less problematic. First and fore- transfer of either a hydrogen atom or an electron to convert
most, the assays have unclear chemistry for quantitative the radical to a stable species:
analyses. They were developed for rapid screening without de- HAT hydrogen atom transfer (H atom transferred to
tailed investigations of underlying initiators, targets, antioxidant target radical, possible secondary quenching by radical
interactions, kinetics, solvent effects, concentration effects, etc. recombinations)
Lacking full understanding of the chemistry, control issues such
as oxygen (dissolved and atmospheric), light, temperature, ROO + AH PheOH ROOH + A Phe-O (1)
reagent concentrations, solvent, pH, and running blanks are
routinely ignored. Most assays measure stoichiometry (capac- ROO + A ROOA (2)
ity) rather than kinetics of antioxidant reactions, i.e. how much
reacts rather than how fast. Ignoring the chemistry leads to SET single electron transfer (one or more electrons trans-
incorrect assessment of antioxidant activity, both quantita- ferred to reduce target compounds)
tively and qualitatively. In addition, each laboratory has adapted
procedures to work with instrumentation and capabilities avail- ROO + AH PheOH
+ H2O (3)
able. As a result, there is currently almost total lack of ROO + AH+ PheOH+ A Phe-O + H3O+
standardization in experimental procedures in the assays, par-
ticularly in expressing results where methods are quite varied ROO + H3O+ ROOH + H2O (4)
and often meaningless in terms of action in situ. Finally, most
screening assays and natural antioxidants are water-based
and ignore lipid phases. Ascorbic acid ( AH2 ) O2
O2



+ AH A + O2
H2O2 2 HO
O2
After more than twenty years of antioxidant assays, it is clear (5)

that fruits and vegetables, herbs, and spices have antioxi- AH + O2 O2
dants and that antioxidant activity generally correlates with
content of total phenols in natural products. What remains where AH = any antioxidant with donatable H, PheOH = phenol
unclear is which fruits and vegetables are best, whether and or polyphenol, M = redox-active metal.
how antioxidants interact with each other in assays and with While the end result of the two mechanisms may be the
other compounds in vivo and in foods, and how in vitro assay same, kinetics and dependence on system conditions, espe-
results correlate with multiple in situ actions of antioxidants cially solvent and pH, vary tremendously. Electron transfer is
in foods and biological tissues. Thus, when antioxidant assays very fast (femtoseconds) (Ganapathi, Hermann, Naumov, &
are used for screening, results must be taken with a prover- Brede, 2000), it is not diffusion-controlled, and it increases with
bial grain of salt. pH as ionization increases availability of electrons. Hydrogen
Recent attempts to standardize assays have raised new ques- atom transfer, in contrast, is considerably slowed by diffu-
tions about reliability and appropriate applications of sion; it is independent of pH but strongly enhanced by water
antioxidant assays: and inhibited by hydrogen bonding solvents such as alco-
hols. These differences actually have critical impacts on how
1. Do the assays accurately reflect antioxidant chemistry antioxidants act in complex, multiphase systems.
occurring in vivo? Increasing evidence suggests that radical Effects of electron versus hydrogen atom transfer can be
scavenging may occur in the gastro-intestinal tract but seen in the three most commonly-used assays.
other actions of antioxidants may be even more impor-
tant there and systemically. Thus, there are critical 2.1. TEAC/ABTS+ trolox equivalent antioxidant
needs to move beyond these simplistic assays to find ac- capacity/2,2-azino-bis(3-ethylbenzothiazoline-6-sulfonic
curate models that test signaling processes of antioxidants, acid) assay
to conduct detailed pharmacokinetic analyses in animals
where do antioxidants go, what do they do, and how do TEAC measures antioxidant capacity as the ability of test an-
they break down? and to identify other actions of tioxidants (AH) to decrease ABTS+ color by (a) intercepting initial
antioxidants. oxidation and preventing ABTS+ production, or (b) reacting di-
2. Do the assays accurately reflect radical quenching capabil- rectly with the ABTS+. Two versions of the assay are in use,
ity of antioxidants with different structures or in mixtures? based on these two approaches.
Journal of Functional Foods 18 (2015) 782796 785

2.1.1. TEAC I is totally ignored. The absorbance drop (A0Af) upon which
TEAC 1 utilizes metmyoglobin-H2O2 to generate hydroxyl radi- TEAC calculations are based provides only reaction stoichi-
cals, which oxidize ABTS to its colored free radical form, ABTS+ ometry (total mols ABTS+ reduced per mol antioxidant after
(Rxn 1a); subsequent reaction with antioxidants (AH) results full reaction). Usually two electrons can be donated per phenol
in loss of the green color (Rxn 1b) (Miller & Rice-Evans, 1997; OH group, so antioxidant capacity as measured in TEAC should
Miller, Rice-Evans, Davies, Gopinathan, & Milner, 1993). be closely predictable from antioxidant structure. Indeed, under
these conditions, polyphenols are highly favored and other struc-
tural effects on antioxidant reactivity are obscured. TEAC
correlation with number of phenol groups have been claimed,
but we found the relation held primarily within common struc-
tural groups and that other factors have stronger control over
antioxidant reaction with ABTS+ (Tian & Schaich, 2013).
Recording the ABTS+ absorbance continuously during reac-
tion rather than at the beginning and the end generates curves
from which reaction kinetics can be calculated (Fig. 1). These
curves also reveal marked differences between antioxidant be-
haviors that reflect whether SET or HAT reaction mechanisms
This version is available in commercial kits. However, the
are dominant. Some antioxidants react completely in less than
reaction is ambiguous because antioxidants (AH) can react with
mixing time, some react slowly and gradually, and others have
the original HO radical oxidant, the metmyoglobin, and the
mixed fast and slow initial reactions (Tian & Schaich, 2013).These
ABTS+, causing an overestimation of antioxidant activity
differences in antioxidant reaction rates are critical because they
(Strube, Haenen, van den Berg, & Bast, 1997). Furthermore, the
reflect ability to quench short-lived reactive radicals that are
antioxidant reaction mechanism cannot be determined. Are
present in biological systems and in foods. Such capability is
different mechanisms active with each radical, e.g. HAT with
missed entirely in normal assay procedures.
HO and SET with ABTS+? Do active mechanisms vary with
What molecular properties account for differences in initial
phenol structure? It is not possible to accurately compare an-
reaction rates and patterns? Only key points will be reviewed
tioxidants without this information.
here; further details are available in Tian and Schaich (2013).
Two factors control reaction rates and shapes of response
2.1.2. TEAC II curves: SET vs HAT mechanisms and steric access to the hin-
To circumvent the problems of double reaction, ABTS+ can be dered ABTS+ radical site. Antioxidants acting by electron
generated directly in high yield using potassium persulfate as transfer and having full access to ABTS+ radical site react within
the oxidizing agent (Re et al., 1999). Antioxidants then react milliseconds. Reactions are slowed by the presence of mul-
only with ABTS+ and color is diminished by only one reac- tiple OH groups and rings, bulky ring adducts, high
tion (Rxn 7): antioxidant concentrations, and hydrogen atom transfer. Thus,
almost instantaneous initial reaction (Group 1, Fig. 1) arises from
electron transfer. The reaction is so fast that accurate results
can be obtained only with rapid mixing methods such as
autodispensing plate readers or stopped-flow mixers, which
take the assay out of routine laboratory capabilities. Contin-
ued reaction after rapid initial absorbance drop (Group 2, Fig. 1)
For reaction, aliquots of ABTS+ solution are diluted to an results from phenol structure (ring adducts) that interferes with
absorbance of ~1.0 at 734 nm, which is recorded as the start- access to ABTS+. Smaller initial absorbance drop with contin-
ing point. The antioxidant is added and mixed, and the drop ued reaction afterwards (Group 3, Fig. 1) is still mostly electron
in absorbance (A0Af) is typically measured after reaction periods transfer, but now the phenol has bulky side groups or mul-
varying from minutes to hours. Antioxidant action is re- tiple rings that impede diffusion and orientation toward ABTS+;
ported as Trolox equivalents by comparing A0Af of the test these compounds may also act partially by slower hydrogen
antioxidant to A0Af of Trolox standards, or the antioxidant con- atom transfer. No initial fast reaction but gradual drop from
centration that gives the same response as 1 mM Trolox (Rxn starting absorbance (Group 4, Fig. 1) arises from dominant HAT.
8): Critical controlling effects of steric accessibility are shown
quite dramatically in effects of antioxidant concentration on
(A 0 A f )sample blank reaction rate (Fig. 2). Small molecules and single phenols reduce
TEAC ( ABTS) = (8) ~1:1 ABTS+ per phenolic OH and reaction response remains
(A 0 A f )1 mM Trolox blank
linear as antioxidant concentration increases (Group 1). However,
the reaction becomes increasingly impeded at higher antioxi-
2.1.3. Limitations of the TEAC/ABTS+ assay dant concentrations as the structural complexity and size of
Despite the extensive use of the ABTS+ reaction to screen an- the phenol increases because the additional ring adducts (Group
tioxidant activity in a wide range of materials, serious flaws in 2, Group 3-simple phenols) and especially secondary rings (Group
design and performance compromise the usefulness and even 3-polyphenols) interfere with phenol access to the hindered
the validity of this assay. First, the most important chemistry ABTS+. As a result, rates slow and mols ABTS+ reduced/mol
in this reaction the antioxidant reaction rate and kinetic pattern antioxidant and per OH group decrease, particularly for
786 Journal of Functional Foods 18 (2015) 782796

1.4 Group 1, inst & complete, SET mM 1.4 Group 2, very fast, SET 1.4 Group 3, fast SET, some steric
AOX hindrance or HAT
1.2 0 1.2 1.2
Absorbance, 734 nm

0.001
1.0 0.005 1.0 1.0
0.05
0.8 0.10 0.8 0.8
0.6 0.25 0.6 0.6
0.4 0.50 0.4 0.4
0.2 0.2 0.2
0.0 0.0 0.0
0 2 4 6 0 2 4 6 0 2 4 6
Reaction time (min) Reaction time (min) Reaction time (min)

1.4 Group 4, hindered SET, HAT, or mixed 1.4 Group 5, HAT at low conc, SET at high Group 6, unreactive
1.4
1.2 1.2 1.2
Absorbance, 734 nm

1.0 1.0 1.0


0.8 0.8 0.8
0.6 0.6 0.6
0.4 0.4 0.4
0.2 0.2 0.2
0.0 0.0 0.0
0 2 4 6 0 2 4 6 0 2 4 6
Reaction time (min) Reaction time (min) Reaction time (min)

Fig. 1 Kinetic response curves showing different types of reactivity of phenolic compounds with ABTS+. Adapted from
Tian and Schaich (2013), used with permission.

polyphenols where reaction efficiency decreases with each ad- Rate dependence on steric accessibility is further sup-
ditional OH. Such marked differences in rate patterns mean ported by lack of correlation with initial reaction rate and
that this assay must be conducted with over a range of known stoichiometry or antioxidant properties such as redox poten-
phenol concentrations to obtain accurate activity comparisons tials, with only weak correlations (p = 0.75.86) between TEAC
of compounds or extracts with different phenol compositions. values and reaction rates with number of phenol OH groups

Group 1 0.8 Group 2 1.0 Group 3 - simple phenols


0.8
Hydroquinone Pyrogallol Gallic acid
Ascorbic
acid 3-Methylcatechol
0.8 2-Propyl gallate
0.6 Chlorogenic 0.6
Coniferyl alcohol
Initial A

acid Catechol
0.6 Caffeic acid
Trolox
0.4 0.4
Protocatechuic
0.4 Ferulic acid
acid

0.2 0.2
0.2

0.0 0.0 0.0


0 0.1 0.2 0.3 0.4 0.5 0 0.1 0.2 0.3 0.4 0.5 0 0.1 0.2 0.3 0.4 0.5
AOX Concentration (mM) AOX Concentration (mM) AOX Concentration (mM)

1.4 Group 3 - polyphenols 0.8 Group 4 0.8 Group 5


Resorcinol
Gallocatechin gallate
1.2
Catechin gallate p-Coumaric acid
Quercetin
Final A

1.0 0.6 0.6


Gallocatechin
0.8 Glutathione
Catechin 0.4 0.4
0.6
0.4 Curcumin
0.2 0.2
0.2 Rutin

0.0 0.0 0.0


0 0.1 0.2 0.3 0.4 0.5 0 0.1 0.2 0.3 0.4 0.5 0 0.1 0.2 0.3 0.4 0.5
AOX Concentration (mM) AOX Concentration (mM) AOX Concentration (mM)

Fig. 2 Effects of antioxidant concentrations on reaction rates with ABTS+. Adapted from Tian and Schaich (2013), used
with permission.
Journal of Functional Foods 18 (2015) 782796 787

(Tian & Schaich, 2013). TEAC stoichiometry generally in- DPPH + Phe-OH DPPH (H) + Phe-O (9a)
creased while the rate per OH decreased with the number
of phenol OH groups.
DPPH + Phe-O DPPH + Phe-O (9b)

2.1.4. Summary and recommendations TEAC/ABTS+ assay DPPH + Phe-OH DPPH + Phe-O+ (9c)
As a large nitrogen-centered and sterically-hindered radical,
ABTS+ is not a good model for small highly-reactive radicals Like ABTS+, DPPH is sterically-hindered with the radical
[e.g. OH, NO, O2, LO(O)] that are active in biological tissues center highly protected (Foti, Daquino, Mackie, DiLabio, & Ingold,
and foods. That steric accessibility rather than chemical prop- 2008; Williams, 1966). In contrast to water-soluble ABTS+, DPPH
erties of antioxidants controls the reaction invalidates the is hydrophobic so its reactions must be run in organic sol-
chemical accuracy of this assay and its ability to predict vents. Although literature reports attribute DPPH reactions
which antioxidants will be active in real situations. Negli- mostly attributed to HAT, reactions in strong hydrogen-
gible hydrogen atom transfer rates with ABTS+ further bonding solvents such as methanol interfere with release of
compromise the usefulness of this assay because it totally hydrogen atoms and thus strongly enhance SET over HAT
misses activity of compounds such as glutathione, thiols, (Barclay, Edwards, & Vinqvist, 1999; Foti, Daquino, & Geraci, 2004;
and proteins that are HAT-dominant and very important an- Foti et al., 2008). Results outlined in the Limitations discus-
tioxidants in vivo. sion suggest that electron transfer dominates in the organic
Van den Berg recognized problems with the TEAC fifteen solvents required to dissolve DPPH.
years ago, stating that Quantitative evaluation of antioxi- DPPH assays are performed very much like ABTS+ reac-
dant capacity using the TEAC assay can be troublesome or even tions. A stock solution of concentrated DPPH in methanol is
impossible (van den Berg, Haenen, van den Berg, & Bast, 1999). diluted to an absorbance of ~1 at 515 nm, the starting absor-
We concur with his conclusion and, further, consider the limi- bance (A0) is measured, and the antioxidant is added to start
tations of the TEAC/ABTS+ assay fatal. We thus recommend the reaction. Traditional methodology then measures final ab-
that the use of this assay to screen and compare antioxi- sorbance (Af) at 515 nm after reaction times that range from 4
dants of different structure be discontinued. This assay does minutes to many hours, or even days. The quantity A0Af is used
not provide information that is sufficiently accurate on a chemi- to generate a value for ranking tested materials, e.g. EC50 (an-
cal basis to be used for ranking of antioxidants or for tioxidant concentration required to reduce DPPH 50%) (Bondet,
construction of SARS (structureactivity relationships). Brand-Williams, & Berset, 1997; Brand-Williams, Cuvelier, &
Nevertheless, the TEAC/ABTS+ assay can be used to assess Berset, 1995), %DPPH loss or %DPPH remaining (Burda & Oleszek,
whether antioxidants are HAT or SET dominant in their reac- 2001; Stratil, Klejdus, & Kuban, 2006), or Antiradical Efficiency
tions, and it can be used to compare changes in the same [1/[EC50(Sample) EC50(Trolox)] (Awika, Rooney, Wu, Prior, &
antioxidant during processing or storage. For example, ABTS+ Cisneros-Zevallos, 2003; Butkovic, Klasinc, & Bors, 2004).
has been used to monitor changes in tocopherol activity after
2.2.1. Limitations of the DPPH assay
heat exposure in frying oils and in extrusion of packaging
The DPPH reaction has been used as if it is a simplistic chemi-
films (Lang, 2009) and to determine loss of antioxidant activ-
cal black box reagents are mixed and a number is generated,
ity in strawberries dried with different methods (Wojdyo,
and the chemistry occurring between is ignored. The calcula-
Figiel, & Oszmianski, 2009). In such applications, limitations
tion methods noted in the previous paragraph provide relative
of the assay remain but antioxidant components are con-
rather than absolute values, and carry no direct chemical in-
stant, and variations in ABTS+ accessibility are not the prime
formation unless absorbance change is converted to mols DPPH
determinant of reactivity. Rather, alterations in a single anti-
lost using Beers Law and extinction coefficient values of
oxidant structure modify radical quenching capabilities.
10,90012,500 (Lebeau et al., 2000). Even more importantly, this
assay does not measure reaction rates and it misses impor-
2.2. DPPH (2,2-diphenylpicryl hydrazyl free radical) tant information contained in reaction curves. Hence, deleting
assay reaction rates can lead to erroneous assessment of antioxi-
dant efficacy.
DPPH is a stable radical with a deep purple color. Reaction with That antioxidant reactions with DPPH are actually rather
other radicals, electrons, or hydrogen atoms leads to loss of color complex becomes obvious when absorbance changes are fol-
at 515 nm and loss of the EPR free radical signal (Rxns 9ac). lowed continuously. Reaction curves show multiple reactivity
patterns (Fig. 3) that are similar to ABTS+ but comparisons of
28 phenolic compounds showed some key differences (Xie &
Schaich, 2014). Antioxidants react with DPPH by very rapid
NO2 NO2 electron transfer and by slow hydrogen atom transfer. Initial

O2N
.
N N O2 N
H
N
. N
reactions (electron transfer) are quite rapid but slower than
ABTS+ reactions due to difficult phenol access to the hin-
dered DPPH radical site. Hindered access impedes all reactions
NO2 NO2
but especially hydrogen atom transfer for which formation
of a hydrogen bonded complex between the radical -CH
and the nitrogen lone pair is required (Salamone, DiLabio, &
Purple Colorless Bietti, 2011; Salamone, Martella, & Bietti, 2012). Compounds
788 Journal of Functional Foods 18 (2015) 782796

Group 1 - Extremely fast (SET) mM AOX Group 2 - Fast (hindered SET)


1.0 Blank 1.0
1

Absorbance 515 nm
0.8 2.5
0.8
5

0.6 0.6

0.4 0.4
10

0.2 25 0.2

1000
0.0 0.0
0 2 4 6 8 10 0 2 4 6 8 10
Reaction time (min) Reaction time (min)

Group 3 - Moderate, delayed (mixed) Group 4 - Slow (HAT)


1.0 1.0

0.8 0.8

0.6 0.6

0.4 0.4

0.2 0.2

0.0 0.0
0 2 4 6 8 10 0 2 4 6 8 10
Reaction time (min) Reaction time (min)

Fig. 3 Kinetic patterns of phenol reactions with DPPH. From Xie and Schaich (2014), used with permission. Examples
for each group are shown. Antioxidants showing similar reaction patterns: Group 1 (instantaneous initial absorbance drop)
n-propyl gallate, pyrogallol, and ascorbic acid; Group 2 (rapid initial absorbance drop, then reaction continues more
slowly) catechol, 3-methylcatechol, -tocopherol, caffeic acid, gallic acid, quercetin, epicatechin; Group 3 (moderate,
delayed initial reaction) hydroquinone, protocatechuic acid, rosmarinic acid, Trolox, ferulic acid, chlorogenic acid; Group 4
(absorbance drop very slow and almost linear over time) glutathione, resorcinol, and vanillic acid.

reacting rapidly (dominant electron transfer) are ascorbic acid particularly evident in variability of DPPH reactions with solvent.
and simple phenols with no ring adducts; reactions slow with Methanol, the solvent most commonly used for the DPPH assay,
addition of acid groups or other side chains to aromatic rings, strongly binds hydrogen atoms and inhibits HAT processes
and there are some inductive effects of ring adducts within (Barclay et al., 1999; Foti et al., 2004; Hogg, Lohmann, & Russell,
phenol classes.
Effects of steric hindrance to DPPH are exhibited quite dis-
tinctively in plots of initial rates as a function of antioxidant
1
concentration (Fig. 4) (Xie & Schaich, 2014). Similar to ABTS+, Pyrogallol
Initial rate, nmol DPPH/sec

small compounds with fast initial rates (Group 1, e.g. pyrogal-


lol) show a linear increase at low concentrations, but the linear 0.8
Catechol
reaction range shrinks and saturation concentrations de-
crease with addition of bulky ring adducts and multiple rings.
0.6
Molecules with complex structures more readily get in the way
of each other and impede access to DPPH at low concentra-
tions and they strongly block reaction at high concentrations. 0.4
These results show that single antioxidant concentrations are Hydroquinone
clearly inadequate to quantitate and compare antioxidant re-
0.2
activity with DPPH, that phenol concentrations of extracts must
be known for accurate comparisons, and that the patterns of Resorcinol
antioxidant and extract responses over a reasonable phenol 0
concentration range must be determined to understand what 0 0.2 0.4 0.6 0.8 1
is happening in the reactions, especially when phenol struc- [AOX], mM
tures are different or unknown.
DPPH reactions are highly sensitive to reaction environ- Fig. 4 Effects of phenol concentrations on rates of phenol
ment, i.e. water and solvent (even more than ABTS+), pH, reactions with DPPH. Only samples from each group are
oxygen, light exposure (Xie & Schaich, 2014). The presence of shown. Full details for all tested compounds are available
both electron and hydrogen atom transfer mechanisms is in Xie and Schaich (2014).
Journal of Functional Foods 18 (2015) 782796 789

1961). However, water disrupts the binding and facilitates H mechanisms. In contrast, both initial reaction rate and final
atom transfer, so when it is added to the reaction medium, any stoichiometry are poorly correlated with molecular structure
test compounds with H atom transfer capabilities increase their and chemical characteristics, including number of phenolic
reaction rates. Similarly, electron transfer is pH-dependent, in- OH groups and redox potential (Xie & Schaich, 2014). These
creasing in rate with pH and degree of ionization, while HAT observations raise serious questions about using the DPPH
is pH-independent. The dominant mechanism of a test com- assay to rank antioxidant efficacy of foods and extracts.
pound can thus be assessed by reacting it with DPPH in
methanol and in 50% methanol in which the aqueous phase
is buffered to a range of pH from acid to strongly alkaline (Xie 2.2.2. Summary and recommendations DPPH assay
& Schaich, 2014). Reaction rates of compounds that are HAT- Like ABTS+, DPPH is a poor model for radical quenching in vivo
dominant (e.g. glutathione) increase markedly in 50% water but and in foods because it is nitrogen-centered and the radical
not with pH. In contrast, SET-dominant compounds such as site is highly hindered. Questions must be raised regarding use
hydroquinone will react extremely fast in methanol, show small of DPPH in antioxidant screening and quantitation of radical
change in 50% water, then increase markedly with pH of the quenching in extracts of natural materials for the following
water phase. The strength of SET processes for individual an- reasons (Xie & Schaich, 2014):
tioxidants can thus be evaluated by plotting DPPH initial
reaction rates as a function of pH. High slopes indicate domi- 1. The main reaction for fast reactors is complete in <10 s. Long
nant electron transfer (Xie & Schaich, 2014). reaction times to allow for full reaction merely count the
DPPH reactions also vary with dissolved oxygen in the re- phenolic groups, overestimate polyphenols and underes-
action mixtures (Xie & Schaich, 2014). Compounds that timate small phenols, and are irrelevant to fast radical
autoxidize, e.g. ascorbic acid (with metal catalysts) and some reactions in situ.
phenols, reduce oxygen to O2 which then enters the reac- 2. Recording initial fast reaction rates accurately requires use
tion mix: of fast mixing techniques such as dispensing plate readers
and continuous or stopped flow mixers. Normal hand mixing
Ascorbic acid ( AH2 )
O2
O2 + AH O2
can miss much of the early reaction.
H2O2 2 HO
AH + O2 O2 3. Rate calculations are not straightforward because the re-
(10)
sponse curves lack linear regions, change with antioxidant
O2 reacts instantaneously with ABTS+, leading to aberrantly concentration and reaction conditions, and do not exhibit
high antioxidant activity, while it reacts poorly with DPPH, re- a constant reaction order.
sulting in aberrantly low antioxidant reactivity because 4. DPPH reaction rates are more closely related to steric ac-
oxidation of phenols to less reactive quinones or unreactive cessibility than chemical characteristics of test antioxidants.
products competitively removes them from the reaction and 5. DPPH reacts by mixed SET and HAT mechanisms, the pro-
reduces detected reactivity. Thus, a good working rule of thumb portion of which changes with the antioxidant.
to eliminate potential artifacts is to sparge all solutions with 6. DPPH reaction mechanisms and quantitative responses are
argon before running the DPPH and ABTS+ reactions. altered by many environmental factors.
An additional issue with DPPH assays is what happens in 7. Reaction of antioxidant mixtures with DPPH is less than the
mixtures of compounds. Given problems with steric inacces- total reactivity of individual components, suggesting that
sibility of the DPPH radical site, do DPPH reactions accurately radical quenching by mixed extracts is actually depressed
reflect radical quenching capabilities of mixtures of antioxi- in the DPPH assay. The assay thus may greatly underesti-
dants, such as would be found in fruit and vegetable extracts? mate potential radical quenching in cells or foods. Steric
Can they detect synergisms that have been reported from in interferences do not account for all antagonisms or syner-
vivo feeding studies, or do multiple compounds in mixtures in- gisms in the assay.
terfere with each other in reaching the DPPH radical? Studies
in our laboratory show that reaction of phenol mixtures with All these factors invalidate the chemical accuracy of this
DPPH is nearly always less than the sum of individual phenol assay and its ability to predict which antioxidants will be active
components because steric factors control the reactions (G. Wu in real situations. We thus recommend that the DPPH assay
and K.M. Schaich, unpublished data). The response shifts with no longer be used to compare activity of antioxidants with
the proportion of components and balance between HAT and different or unknown structures, especially as occurs in ex-
SET, synergisms and antagonisms are difficult to detect, and tracts of natural materials. At the same time, although there
ascorbic acid, when present, dominates reactions. This is a criti- is still much to be elucidated about the fundamental chem-
cal limitation when comparing mixtures of compounds in istry of this reaction, we feel the DPPH assay may be usefully
extracts and infusions. redirected to gain information about active quenching mecha-
Finally, for any quantitative assay to be valid, reactivity must nisms of antioxidants being tested.
be directly related to chemical properties of the test com- Such redirection requires a nearly total revamping of the
pounds, and the reaction mechanism must be constant. assay. Fast mixing methods must be used to capture early re-
Unfortunately, our results suggest that neither of these re- actions. Reactions must be recorded continuously from the point
quirements can be met in the DPPH assay. Steric accessibility of mixing to determine initial reaction rate and shape of re-
to the DPPH radical site is the overall most important driver action response curves. Kinetics (rate constants) of initial fast
of reaction rate, with secondary contributions from balance response (mixing to point of diversion from linear, usually a
between electron and hydrogen atom transfer quenching few seconds to about thirty seconds) must be calculated.
790 Journal of Functional Foods 18 (2015) 782796

When initial fast absorbance drop is absent, rates should be (Fig. 5A). To convert these unitless areas into chemically-
calculated from the slope of the first thirty seconds of re- meaningful values then requires that AUCs from test samples
sponse curves. Reaction rates must be calculated over a range be compared to AUCs from Trolox standards, and results are
of antioxidant concentrations, then plotted versus concentra- reported as Trolox equivalents. This practice, however, does not
tion to calculate second order rate constants and determine measure rates and it can underestimate fast reactors.
concentration effects on reactivity. For comparability between
laboratories, standard protocols for calculating rates and first 2.3.1. Advantages of the ORAC assay
and second order rate constants must be adopted. Currently, The ORAC assay offers several advantages over ABTS+ and DPPH
nearly every study that reports kinetics uses a different pro- assays. It uses peroxyl radicals that are better models of an-
cedure. Antioxidant reactions with DPPH must be tested in tioxidant reactions with oxidizing lipids and reactive oxygen
different solvents and pHs over a range of antioxidant or phenol species (ROS) in foods and in vivo, and it provides continuous
concentrations to determine dominant radical quenching generation of radicals on a realistic time scale (more like actual
mechanisms. Extracts, juices, infusions, etc. should be nor- reactions in situ). The completely hydrogen atom transfer radical
malized to identical phenol and ascorbic acid concentrations quenching mechanism presents a contrast and comparison to
before assays. Finally, DPPH blanks must always be sub- electron transfer in ABTS+ and DPPH assays. The assay can be
tracted from test samples. This step seems to be ignored in adapted to detect both hydrophilic and hydrophobic antioxi-
many current research reports. dants generally or specifically by altering the radical source,
solvent, and target molecule, and has been routinely automated.
2.3. ORAC oxygen radical absorbance capacity
2.3.2. Limitations of the ORAC assay
The ORAC assay originally developed by Glazer and Ghiselli Nonetheless, the complexity of the ORAC reaction means there
(Ghiselli, Serafini, Maiani, Azzini, & Ferro-Luzzi, 1995; Glazer, are many points to cause difficulties for researchers using this
1990) was refined and applied to extensive analyses of hun- assay. The issues outlined below pose significant limitations
dreds of foods by Prior and colleagues in U.S. Dept Agriculture and problems for ORAC and can compromise the accuracy and
research laboratories (Cao, Sofic, & Prior, 1996; Huang, use of this assay. The purpose in raising these issues is not to
Ou, Hampsch-Woodill, Flanagan, & Prior, 2002; Ou, argue that one set of concentrations is correct or optimum, but
Hampsch-Woodill, & Prior, 2001; Prior et al., 2003; Wu et al., to call attention to problems in the assay and the critical need
2004) and commercialized by Brunswick Laboratories (Wareham, for more systematic investigations of all ORAC reaction con-
MA, USA). Perhaps most widely recognized of all the antioxi- ditions. More detailed studies of the chemistry are essential
dant assays, the reaction is simple in concept but complex in to ensure optimization, understand the reactions better for
practice. Radicals are generated by heating an azide com- general use, and guide decisions about standardization of pro-
pound. The azide decomposes, eliminating nitrogen gas and tocols. More details may be found in Apak et al. (2013).
leaving behind two carbon-centered radicals, R (Rxn 11). In the Very careful control of ORAC reaction temperature is critical! Con-
presence of oxygen, R are converted almost instantaneously sistent generation of radicals in the azide reaction requires
to reactive peroxyl radicals, ROO (Rxn 11) which can either accurate and reproducible temperature control to ensure timely
attack target molecules that have color or fluorescence (Rxn. and complete azide decomposition. The temperature required
12) or react with antioxidants (Rxns. 13,14). depends on the azide used, e.g. for AAPH (2,2-azobis-2-
amidinopropane dihydrochloride), it is 37 C. When required
R N = N-R
Heat
N2 + 2 R
O2
ROO
(11) temperatures are not reached, reactions are slow and incom-
plete, and results are poorly reproducible. Even more problematic,
slow reaction can be misinterpreted as increased radical scav-
ROO + target ROOH + oxidized target (product ) (12) enging, leading to an overestimation of antioxidant activity.
Never assume that a reaction temperature is achieved just because
ROO + AH ROOH + A (13) it is set on an instrument. Temperatures must be measured. The most
accurate control is obtained by reactions in single cells in heated
ROO + A ROO-A (14) holding blocks and fluorescence sample blocks but this elimi-
nates rapid throughput. Obtaining required temperatures with
Competition between reaction of targets and antioxidants plate readers is difficult. Plastic plates (e.g. 96 wells) are good
with the ROO forms the basis of the assay. Fluorescein, the insulators, so temperatures of most ovens must be set at some
most common target in current use, is intensely fluorescent higher point to ensure that azide decomposition tempera-
in its native form. When attacked by peroxyl radicals, the fluo- ture in the wells is reached. We tested a number of different
rescence is lost. An antioxidant slows the loss of fluorescence plate readers and found that each unit had to be evaluated in-
by quenching the peroxyl radicals via hydrogen atom trans- dependently to determine the required set temperature. We also
fer (Rxn 13) or radical addition (Rxn 14) (Prior, Wu, & Schaich, found that plate readers in which the oven and optical reader
2005). The reaction is followed by recording fluorescence over were separate gave highly irreproducible results across the plate
time (Prior et al., 2005). Results are calculated as the total area and from plate to plate because the temperature varied too
under the reaction curves (AUC) for each antioxidant sample much as the plate was moved back and forth between oven
minus the reaction blank area (no antioxidant) to account for and reader. Most accurate, stable, and consistent tempera-
increased induction period (lag time) and total extent of in- tures are obtained in plate readers that are heated from above
hibition, including secondary reactions, induced by antioxidants and below the plate, not from the sides, and the optical system
Journal of Functional Foods 18 (2015) 782796 791

Fig. 5 Standard ORAC response curves and some aberrations that compromise accuracy of results. (A) Standard ORAC
reaction curves showing area under curve used to quantitate reactions. Fluorescence quenching at high fluorescein
concentrations can be seen in temporary increases in fluorescence immediately after mixing with antioxidants (B) and in
maintenance of fluorescence levels even after dilution (C). Non-radical antioxidant interactions with fluorescein can prevent
fluorescence decay (D). Samples must be diluted until reactions run in reasonable time. Dilution required for each extract
must be determined independently. (E) Effects of non-radical antioxidant interactions with fluorescein can be seen in ORAC
values (area under curve) that increase as antioxidant concentrations decrease. Fluorescein and azide concentrations are
different from D. (E) Overlap of fluorescein and antioxidant fluorescence spectra can dissipate fluorescence in absence of
azide. Fluoresceinantioxidant extract mixture has same reagent concentrations as for individual spectra. Possibility of
multiple effects means that each antioxidant effect must be tested independently with fluorescein alone. Y-axis was
fluorescence intensity in counts per second for AE; Absorbance or fluorescence units in F. All graphs: K.M. Schaich,
unpublished data.

rotates over the plates to take a reading. In this configura- intensity is so intense, only nM or lower concentrations are
tion, the plates never move and the temperature is maintained needed to follow the reaction. However, the reaction is diffu-
more accurately. sion controlled. At typical nM concentrations, fluorescein
Very careful control of oxygen is critical! Full and reproducible molecules are greatly scattered in the medium. At the same
oxygenation is required for the azide reaction to efficiently gen- time, the peroxyl radicals generated from the azide are very
erate radicals. However, solubility of oxygen declines as short-lived and must encounter a fluorescein molecule before
temperature increases, so oxygen becomes depleted when decaying. Thus, very high concentrations of peroxyl radicals
solutions are pre-warmed before runs, during thermal equili- are needed to surround the fluorescein and ensure efficient re-
bration in ovens, and when reaction must be heated over long action. Prior and colleagues investigated azide levels up to 2000
times due to strong antioxidant inhibition. Variations in han- greater than fluorescein concentrations (Prior et al., 2003) yet
dling and heating times between samples cause considerable adopted 1.6 mol AAPH and 7.5 nmols fluorescein per reac-
variability in dissolved pO2, hence inconsistent results. With tion in their standard procedure (Wu, 2005). We find that azide
insufficient oxygen, reactions are slow, variable, and do not run concentrations in their higher range provide more consistent
to completion. In our laboratory, most robust reactions and most reactions and are necessary to keep reaction times for con-
reproducible results are obtained when all solutions are sparged trols at about twenty minutes.
thoroughly with oxygen just before mixing in both manual and Imbalance in reagent proportions e.g. fluorescein too high
plate reader testing. (leading to quenching) and azide too low (leading to insuffi-
Very careful control of reagent concentrations is critical! Abso- cient ROO for rapid reaction) results in very slow reactions that
lute and relative concentrations of azide, fluorescein, and do not always go to completion. We find consistent reactions
samples control the reaction. Because fluorescein emission running to completion in about 15 minutes for controls when
792 Journal of Functional Foods 18 (2015) 782796

half Priors fluorescein concentration (1.9 nM) and 210 times the area under the curve leads to differences and inaccura-
his AAPH concentration (1.6 M) are used. High fluorescein con- cies imposed by timing of data recording and equations used
centrations are a problem because extensive H bonding between for integration. One equation proposed for calculating the AUCs
the phenol groups and pi stacking of the rings decrease net fluo- integrates successive slices of the curve determined by inter-
rescence, a process called self-quenching (Schauenstein, val sampling time when point values are recorded (Cao, Alessio,
Schauenstein, & Wick, 1978). When fluorescence quenching & Cutler, 1993) or a selected time interval when absorbance
occurs, emissions do not diminish with dilution they stay the is recorded continuously:
same or even increase, as can be seen as a rise at the begin-
ning of some reaction curves when consumption of fluorescein AUC = ( 0.5 + f 5 f 4 + f 6 f 4 + f 7 f 4 + + fi f 4) CT (15)
in reaction releases fluorescence quenching (Fig. 5B) or when
emission intensity does not decrease with dilution (Fig. 5C). Delay where fi = fluorescence reading at cycle i (i.e. f4 = initial fluo-
in fluorescence decay leads to loss of resolution between samples rescence reading at cycle 4), and CT = cycle time in minutes.
and overestimation of antioxidant action. We find fluores- It is easy to see from this equation that the time interval
cence quenching at the 1.9 nM fluorescein concentrations matters. The smaller the time interval in data recording, the
recommended in USDA and Brunswick Labs protocols (Prior et al., more closely the calculated AUC approaches actual area, or con-
2003; Wu, 2005); using half this fluorescein concentration or less versely, the longer the sampling interval, the more the
eliminates the initial fluorescence increases and speeds reactions. calculated AUC underestimates actual area. Variations in cal-
Sample concentrations are no less important. When working culation method contribute to inconsistent quantitative results
with isolated compounds or Trolox standards, the recom- between laboratories.
mended M solutions can be prepared with certainty. However, Converting AUC to Trolox equivalents (ORAC units) is a
phenol identity and concentrations in extracts from foods and source of additional vagaries and inconsistencies. Early methods
natural materials are seldom measured before analysis. Most recommended the following equation for calculating ORAC units
commonly, a single standard aliquot (e.g. 20 l) of extract is (Ou et al., 2001):
analyzed without standardization to phenol or ascorbic acid
content and without testing a range of dilutions. This prac-
ORAC units =
( AUCsample AUCblank ) M Trolox Msample (16)
tice can lead to distorted if not outright incorrect results, due (AUCTrolox AUCblank )
in part to varying concentration response patterns with dif-
ferent antioxidants as well as to non-radical interactions with
fluorescein. Phenolic, quinone, and aromatic rings in the fluo- This equation includes a factor (circled in equation) for nor-
rescein structure provide multiple sites and modes for non- malizing to a known Trolox standard concentration (usually
radical associations that block normal reactions with 1 mM) that takes the place of a standard curve. Unfortu-
antioxidants. Polyphenol binding may block reactive OH nately, phenol concentrations in extract samples are seldom
groups and stabilize fluorescein during reaction. Such inter- determined before analyses, and the equation is often applied
actions between antioxidants and fluorescein mostly increase without sample normalization, or with just comparison to 1 mM
apparent radical quenching activity, as can be seen in excep- Trolox. This practice can lead to huge errors in ORAC values.
tionally long reaction times and implausibly high ORAC values Taking problems of ORAC normalization one step further,
(Fig. 5D) or higher ORAC values with more dilute antioxi- the practice of reporting ORAC units as micromolar equiva-
dants (Fig. 5E). Alternatively, if antioxidant and fluorescein lents of Trolox generates very large numbers which give the
excitation or emission manifolds overlap, fluorescein erroneous impression that extracts of foods and other natural
antioxidant binding can either stabilize or reduce fluorescence materials have components that are more reactive than to-
emissions (Fig. 5F). Interaction interferences must be tested copherols by many orders of magnitude. In fact, ORAC values
for using appropriate blanks with extracts plus fluorescein of 1,000,000 micromolar equivalents are needed to provide the
(no azide) and analyzing overlaps of fluorescein and phenol same protection as 1 M -tocopherol. Thus, care needs to be
excitation and emission manifolds in fluorescence spectra. taken so that expression of ORAC values do not psychologi-
Thus, considering all these concentration effects, as with cally or actually overestimate antioxidant action.
the ABTS+ and DPPH assays, it is necessary to assay a range Perhaps the greatest problem in calculating ORAC values
of antioxidant or extract concentrations to determine linear is what to do with extracts and edible materials. Calculations
response ranges or concentration ranges for valid measure- are straightforward for solutions of pure phenols where con-
ments, and also the cross-over concentration at which anti- centrations are known, but phenol concentrations in extracts
oxidants may become pro-oxidant. To eliminate non-radical are seldom known or measured. What normalization base
interferences, extracts should be diluted to a concentration that should be used in these conditions mmol Trolox equiva-
gives complete reaction in less than one hour. Longer times lents per ml extract? L of extract? Liter of starting material (e.g.
increase complicating side reactions and likelihood that the fruit juice)? g or kg fresh wt? g or kg dried extract? mol phenol?
system will become oxygen limited. Furthermore, the occur- per 100 g? per serving? unspecified? All of these bases are in
rence of very long reaction times without substantial fluorescein common use, and the variable units and normalization bases
decay often signals extract interactions with the fluorescein. for expressing ORAC values lead to considerable confusion, un-
Variations in calculation methods as well as reporting and certainty, and obfuscation of results as researchers and
use of results lead to huge inconsistencies in ORAC values re- marketers alike try to enlarge the numbers to amplify psy-
ported by different laboratories and on internet websites. This chological response to results. So which reporting basis is
is perhaps the greatest problem with ORAC. Simply calculating preferable?
Journal of Functional Foods 18 (2015) 782796 793

It cannot be overstressed that ORAC units must be speci- had much higher antioxidant power than fruits and veg-
fied and reported on a common and reasonable basis for useful etables. However, with further consideration several factors that
comparisons. Reporting without normalization to a concen- strongly distort interpretation of the ORAC values immedi-
tration standard and without units, as has occurred often in ately become apparent. First is moisture content when the
reports on the internet, is meaningless and often reflects intent comparison basis is weight. The spices listed are dry, but the
to deceive or over-exaggerate results. However, even in valid foods have moisture contents of typically 90% or greater, which
research, determining a basis that is reasonable for practical markedly dilute the antioxidants. The second issue is, what
understanding and still not misleading is not straightfor- does 100 g mean in terms of how much of a food is normally
ward. Compare the ORAC values presented in Table 1, for consumed? 100 g cinnamon, for example, is about 1 cup, a
example, where ORAC values were determined for 100 g of ma- volume very far from consumable. In contrast, 100 g straw-
terial. ORAC values varied by several orders of magnitude, and berries is only half a normal serving, and a medium-size apple
taking the numbers at face value might lead one to think spices is about 145 g rather than 100 g. Thus, for the two fruits, and
indeed most foods in the list, normalizing to 100 g underes-
timates to variable degrees the antioxidant potential that would
actually be consumed. Reporting on a fresh weight basis that
Table 1 ORAC values for foods, selected to illustrate ignores moisture contents distorts and underreports antioxi-
effects of food moisture content and serving size on dant potential even more. This example demonstrates that
numerical values reported.
ORAC values cannot be accepted as just numbers for com-
Serving ORAC parison, but must be expressed on bases that are meaningful
sizea (mol
to consumption and include normalization to dry solids.
TE/100 g)b
In addition, to ascertain whether an extract has higher
Spices phenol content or higher phenol activity, normalization at least
Cloves, ground 1 cup 290,283
to total phenols should be included.
Sumac, bran, raw 312,400
One further limitation in using and interpreting ORAC
Cinnamon, ground 0.8 cup 131,420
Sorghum, bran, hi-tannin 240,000 values is understanding what they mean chemically, physi-
Oregano, dried 2 cups ologically, or nutritionally. Chemically, although phenols are
Acai berry, freeze-dried 102,700 assumed to be the key reactants, correlations of phenol con-
Turmeric, ground 0.7 cup 127,068 tents to ORAC values have not been established and there is
Sorghum, bran, black 100,800 little to no other documentation of the compounds respon-
Sumac, grain, raw 86,800
sible for extract response in ORAC assays. Since some phenols
Cocoa, dry powder, 1.2 cup 55,653
unsweetened
have known toxicity (Bermdez-Saldaa, Escuder-Gilabert,
Cumin seed 50,372 Medina-Hernndez, Villanueva-Camaas, & Sagrado, 2007;
Maqui berry, 75,000 Hansch, McKarns, Smith, & Doolittle, 2000; Moridani, Siraki,
concentrated powder & OBrien, 2003; Selassie, DeSoyza, Rosario, Gao, & Hansch,
Parsley, dried 4 cups 73,670 1998), especially at higher concentrations, using such a blind
Sorghum, bran, red 71,000
assay to make recommendations or decisions about best foods
Basil, dried 3 cups 61,063
to eat is dangerous. Physiologically, lack of substantive docu-
Foods
Aronia black chokeberry 100 g 16,062 mentation of radical quenching by phenols in vivo has led to
Small red bean 1/2 c. dried beans (112 g) 8606 removal of the ORAC Values of Foods list from the USDA website,
Wild blueberry 1 cup (145 g) 9621 as noted in the Introduction (USDA, 2010).
Red kidney bean 1/2 c. dried beans 8606 Nutritionally, ORAC values are very confusing. At one point,
Pinto bean 1/2 cup 8033 the USDA recommended that 30005000 ORAC units be con-
Blueberry 1 cup berries (145 g) 4669
sumed per day for health. 5000 ORAC units can be obtained from
Cranberry 1 cup berries (120 g) 9090
one Granny Smith apple or one ounce of pecans, but few people
Artichoke hearts 1 cup, cooked 6552
Blackberry 1 cup berries (145 g) 5905 would consider that either of these food quantities contains suf-
Prune 1/2 cup (75 g) 8059 ficient antioxidant levels for health. Taking a different approach,
Raspberry 1 cup (123 g) 5065 for ORAC expressed as moles Trolox equivalent, 5000 ORAC units
Strawberry 1 cup (200 g) 4302 5 mmol Vit E = 2153 mg. If it is assumed that tocopherol re-
Red Delicious apple 1 apple (154 g, medium) 4275 action with fluorescein is comparable to that of Trolox, 5000 ORAC
Granny Smith apple 1 apple (154 g, medium) 3898
units is equivalent to about 3230 IU of tocopherol daily. Com-
Pecan 1 oz. 17,940
Sweet cherry 1 cup (140 g) 3747
pared to the 30 IU Toc needed to prevent deficiency and the 400 IU
Black plum 1 plum (78 g) 7581 maximum recommended supplement level, 5000 ORAC units
Russet potato 1, cooked (148 g) 1680 totally absorbed could be a potentially dangerous overdose.
Black bean 1/2 cup dried beans 8040
Plum 1 plum (78 g) 6100 2.3.3. Summary and recommendations ORAC assay
Gala apple 1 apple (154 g, medium) 2828
The ORAC assay provides a means of evaluating ability of an
a
Serving sizes for spices and herbs is the approximate volume for antioxidant to quench radicals by hydrogen atom transfer in-
100 g, to provide perspective. Weights taken from Aqua-Calc (2015). dependently of electron transfer. It also provides a means of
Cups are U.S. volumes.
b
testing reactivity with a number of different types of radicals,
(Haytowitz & Bhagwat, 2010).
e.g. by changing initiators (Ou et al., 2002). Nevertheless, the
794 Journal of Functional Foods 18 (2015) 782796

radical reactions employed in the ORAC assay are complex, even exhibit excellent antioxidant activity; that within classes of an-
with non-azide initiators, they require rigid control over re- tioxidants, the number and position of phenolic OH groups
action conditions to ensure reproducible and accurate results, affect antioxidant efficacy, and that non-phenol antioxidant
and they are subject to numerous complications and limita- structures are poorly detected in most existing antioxidant
tions that can compromise use of this assay. assays. Twenty five years of antioxidant screening have NOT
We recognize that assays such as ORAC provide impor- resolved issues of assay chemistry, standardization, and re-
tant tools for preliminary evaluation and screening of porting; provided significant insight into chemical mechanisms
antioxidants. However, ORAC values have been used more as and factors controlling antioxidant action; clearly connected
political and marketing tools than as chemical tools. Despite in vitro assay chemistry to in vivo actions; established rate con-
the extensive use of ORAC assays to analyze a very wide range stants for reaction of antioxidants with radicals that are relevant
of materials and current focus on standardizing this assay as in foods and biological tissues; shown how antioxidants with
an official method, many glitches remain in the way the assay negligible absorption exert systemic effects; or addressed
is handled. ORAC reaction chemistry is not well enough defined counter issues of (poly)phenol toxicity.
in either reaction progress or connection to specific molecu- The early need to merely identify which natural materials
lar properties to warrant standardization of any existing had strong antioxidant efficacy has been replaced by the need
protocols. Key problem areas in chemistry include: to elucidate accurately how natural antioxidants act. The re-
action patterns discussed in this paper demonstrate the
Fluorescein needs to be replaced with a target that has no chemical inaccuracies of three common in vitro antioxidant
side reactions and does not interact with itself or phenols assays and argue for redirecting their orientation and empha-
by non-radical mechanisms. sis. ABTS+, DPPH, and ORAC assays conducted with more
Detailed investigations of the effects of absolute and rela- detailed and revised protocols can still be useful for reveal-
tive reagent concentrations on reaction rates and extent are ing dominant quenching mechanisms. However, for quantitative
urgently needed before standardization. antioxidant analysis of natural materials, these assays should
Non-radical target self-associations and interactions with be replaced with new antioxidant assays, including lipid oxi-
phenols in the absence of radicals are insufficiently docu- dation assays, with clearly identifiable reaction mechanisms,
mented and may contribute to erroneously high ORAC fully tested reaction conditions, and kinetic as well as stoi-
values. chiometric analyses.
Alternate methods for following reactions that will clearly Finally, it is essential that all assays used to investigate an-
determine kinetics as well as stoichiometry need to be tioxidant efficacy emphasize fundamental chemistry rather
developed. than easy or rapid analysis in order to elucidate radical quench-
To provide chemical logic relating ORAC reactivity to phenol ing mechanisms for different classes of phenols, determine rate
structures, structural features that control reactivity of an- constants and specificity for reactions of antioxidants with dif-
tioxidants with fluorescein or other target molecules must ferent radicals (will require rapid-mix techniques), identify
be identified and ORAC values need to be connected di- synergisms and antagonisms among classes of antioxidant
rectly to levels and types of antioxidants in extracts rather compounds, and then learn how to exploit this information
than analyzing extracts blindly. for more effective application of natural antioxidants in medical
therapies and food stabilization.
Critical problems exist also with use and applications of
ORAC values. Although correlations between ORAC values of
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