PROFORMA FOR APPROVAL OF PROJECT SYNOPSIS

(ACADEMIC YEAR 2017-2018)

1. Name of student : Pandurang Gtte

2. Roll No : 2016012

3. Title of project : Study of dematerialisation of securities

4. Specialization : Finance

5. Name of guide : Prof. Suraj Wadhwa

6. Student’s Signature & Date :

7. Guide’s Signature & Date :

 FOR OFFICE USE ONLY

SYNOPSIS GUIDE

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Date :

Comments/suggestions for reformulation of the project (if any):

 DEMATERILISATION OF SECURITIES
Chapter: 1 - Introduction:

FINANCE:
Finance is the process of conversion of accumulated funds to productive usage.
Finance helps to direct the flow of economic & facilitate in the firm's smooth operations.
According to HOWARD AND OPTIONS Finance is defined as "the administration area of set
of administrative functions in an organization which has to do with the management of
flow of cash so that the organization will have the means 2 carry out its objectives as
satisfactory as possible and at the same time meet the obligations as they become due".

FINANCIAL SYSTEMS:

It is a set of markets and institutions to facilitate the exchange of assets and risks.
Indian financial system comprises of three parts viz., FINANCIAL INSTITUTIONS or
INTERMEDIARIES, FINANCIAL MARKETS, FINANCIAL INSTRUMENTS. Financial
Intermediaries, provide funds by pooling the funds from investors. They are the commercial
banks, mutual funds, insurance companies, provident funds, factors &non banking financial
institutions etc...Financial instruments, through which the firm can raise funds from public
or institutions. Some of them are equity shares, preferential shares, bonds, commercial
papers, certificate of deposits etc...
FINANCIAL MARKETS:
Financial markets consist of two parts.
1) Capital market
2) Money market

Money market is a market for dealing in monetary assets of short-term nature for
meeting the temporary cash requirements. Capital market is a market for long-term funds.
Capital market has two
segments.
1) Primary market (New Issues Market)
2) Secondary market

The New Issue Market deals in new securities i.e. Securities, which are not previously offered to
the investors. The primary market does not have any organizational setup and is recognized
only by the specialist institutional services that it renders to the lenders and borrowers of capital
funds.
The secondary market deals in old/existing securities, which were granted in stock
exchange listing. Stock exchanges provide liquidity to investments. It has a physical existence
and a geographical area.

 Need of the Study

To know in detail about dematerilisatiom depository system.it helps to know

comprehensive study has been carried out to evaluate the performance of the
depositories and depository participant.

To know understand the depository system in our country. study about the problem and
solutions of depository system. Some other studies also emphasis in carried in
depositories.
 Chapter: 2 – Problem Statement

The capital market was a marginal institution in the financial market for almost three
decades after India's independence. However, until late eighties the common man kept away
from capital markets.

Not many companies accessed the capital market and, thus, the quantum of funds
mobilized through the market was meager. A major problem, however, continued to plague
the market. The Indian markets were literally weighed down by the need to deal with shares in
the paper form.

There were problems galore with handling documents -- fake and stolen shares, fake
signatures and signature mismatches, duplication and mutilation of shares, transfer problems etc.
The trading volumes were small due to small investing population.
Chapter: 3 – Literature Review

1. This section cover the literature review of literature of some of the important
studies,research paper, various national as well as international journal ,published
articles in various official standard books and referring to various websites on the
internet on different aspects of system.

2. Depository websites.

3. BSE,NSE Websites.
Chapter: 4 - Research Methodology

a. Hypothesis

HO = Dematerialisation is a boon to the financial markets.

H1 = Dematerialisation also has some problems due to which the progress of financial
market in india.

b. Rationale

The scope of the project is limited to the depository participant services through depositors.
The study is based on both the primary and the secondary sources of data.
The source of primary data is from the unstructured interview of the officials in the
company.

 The secondary data is collected from the websites:

c .Research Objective

1. To know the mechanism in the Demat

2. To study the activities in Primary Market and Secondary Market in the context of
dematerialisation
3. To study the activities of Depository Participants
4. To study the process of Settlement
5. To study the process of DEMAT
6. To know the advantages of the DEMAT
7. To know the services provided by the Depository Participant
 d. Scope of the Study

1. The scope of the study is confined to the process of dematerialization of securities and its
advantages.

2. The scope of the project is limited to the depository participant services through depositories.

e. Limitations of the Study

By not considering the entire types of securities and participant's implications relating to the
pattern of trading may have been missed in the study.
Chapter: 5 – Data Collection

a. Primary data

Primary data will be collected by online survey.

b. Secondary Data

1. Newspapers (ET Wealth)

2. Websites

c. Sample Size

Study involves sample size of 100 respondents.

 Chapter: 6 – Tentative Scheme of Chapterization

Chapter EXECUTIVE SUMMARY

Page No.
No. (Introduction, objectives, conclusions of the project)
SECTION I
INTRODUCTION

1.1 Introduction to Topic

1.2 Objectives of the Study
1.3 Research Methodology
1.3.1 Literature Review
1.3.2 Research Design and Hypothesis
1.3.3 Period of Study
1.4 Sampling
1.4.1 Sampling Plan
1.4.2 Sampling Technique
1.4.3 Sample Size
1.5 Data
1.5.1 Type of Data
1.5.2 Data Sources
1.5.3 Method of Data Collection
1.6 Tools and Techniques of Analysis
1.6.1 Graphical Analysis
1.6.2 Statistical Analysis
1.7 Scope and Limitations of the Study
1.8 Direction for Future studies
SECTION II
FUNDAMENTAL CONCEPTS RELATED TO THE
TOPIC
2.1 Meanings and Definitions
2.2 Historical perspective of the topic
2.3 Regulatory Aspects
2.4 Any other matters
SECTION III
DATA ANALYSIS AND INTERPRETATIONS*
3.1 Method of Data Collection in detail the process followed
3.2 Method of Data compilation, tabulation and graphical
presentations
SECTION IV
CONCULSIONS AND SUGGESSTION
4.1 Summary Findings*
4.2 Conclusions*
4.3 Suggestions*
 Chapter: 7 – Bibliography

 www.googlesearch.com

 www.nationalstockexchange.com

 www.moneycontrol.com