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31 (2001) 293–316
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Abstract
This study examines and evaluates, by using emergy analysis, the use of environmental
resources for wastewater treatment in a Swedish town. Emergy analysis was applied, while it
facilitates the comparison of resource use of substantially different kind. In the emergy
analysis, all resources are assessed on the basis of the amount of direct and indirect solar
energy required in their generation. The study also includes an evaluation of the amount of
emergy associated with the production of wastewater. On the basis of our analysis, we
suggest that the large amount of emergy that wastewater contains are in proportion to the
amount of resources employed for wastewater treatment and the extensive effects on
surrounding ecosystems of discharge of untreated wastewater. The use of local renewable
natural resources in Swedish municipal wastewater treatment systems is negligible compared
with the use of purchased inputs, processed largely with the support of fossil energy. A
drastic shift of this order would demand that extensive land areas surrounding human
settlements be (indirectly or directly) devoted to wastewater treatment. These areas are not
accessible today. Our analysis also indicates that resource requirements from the economy in
the production of electricity by the digestion of sewage sludge is about two times the total
resource use for generation of the average mix of electricity used in the town. We, therefore,
conclude that if the only reason to digest the sludge were to produce electricity, it would be
more resource-efficient to purchase the electricity on the Swedish distribution net. Accord-
ingly, there is no resource economy in producing biomass to digest just to increase the energy
production at the wastewater treatment plant. © 2001 Elsevier Science B.V. All rights
reserved.
0921-3449/01/$ - see front matter © 2001 Elsevier Science B.V. All rights reserved.
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294 J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316
1. Introduction
Furthermore, the analyses are reluctant and arbitrary while dealing with trade-offs
between resources of substantially different kind.
Analyses that do not regard human labour, environmental work and quality
differences between different natural resources, scarcely deal with environmental
impacts at substantially different places and times, or with the trade-off between
them. Such studies are, therefore, not sufficient to rely on when discussing ecolog-
ical sustainability on larger time and spatial scales.
In emergy analysis, all environmental work that sustains a specific system can be
quantified (Odum, 1996). Different resources are measured on a common basis,
which takes into account the differences in their time and territorial demand.
Qualities generated in both the ecological and the economic system are considered.
The evaluation of natural resources, labour and service in an emergy analysis is
donor based-calculated from the work by nature for a particular generation, and is,
therefore, contrary to an economic analysis, which is based on utility values (e.g.
the receivers’ ‘willingness-to-pay’). The method is founded on principles for organ-
isation and optimisation of self-organising systems, developed out of theories in
ecosystem ecology (Odum, 1994).
In this paper, an emergy analysis is carried out of the wastewater generation and
of the wastewater treatment in a town with about 9500 inhabitants in the southern
part of Sweden. Furthermore, the resource use efficiency in electricity production
by digestion of sewage sludge at the wastewater treatment plant is evaluated.
We also discuss the need for structural changes to reduce the use of external
resources for the treatment of wastewater. These changes imply a decentralisation
of the food support system as well as the system for treatment of wastewater.
Fig. 2. Overview diagram of the urban area of Surahammar. The indications a, b and c represent flows
contributing to emergy in household wastewater. WWT, wastewater treatment; Dep., deposit.
298 J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316
Emergy is a measurement of the amount of direct and indirect energy of one kind
that has been used to generate a resource. Solar emergy is measured in units of
solar emjoules (sej) and is the product of the solar transformity (from now on only
referred to as emergy and transformity) and the available energy in the resource.
The transformity is the solar energy used to make 1 J of a resource. Emergy may
also be evaluated per mass. For a more comprehensive description of the method
of analysis, see Odum (1994, 1996).
Transformities from other studies were used when possible (Table 1). When no
transformities were available, new values were calculated. The reliability of the
transformities used is crucial to the quality of the analysis. When transformities
from other studies were used in this study, the context may have differed from that
for which they were calculated, and for a few transformities, it was impossible to
avoid double counting with regard to service. A sensitivity analysis regarding
J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316 299
Table 1
Transformities or emergy per mass used in the study
a
Average for electricity used in the town. Calculation based on 2/3 hydroelectricity and 1/3 nuclear
power (D. Lundin, Vattenfall, Ramnäs, personal communication, 1997), using 8.0E+04 sej J−1 for
Swedish hydroelectricity (Odum, 1996) and 2.0E+05 sej J−1 (estimated world mean for electricity
Odum, 1996) as a reasonable estimate for the part deriving from nuclear power.
b
The full calculation is available from the authors.
transformities for the largest emergy inputs verified that this did not affect the main
conclusions of the study.
In the emergy accounting total emergy needed for a production is assigned to all
by-products of that production, on the ground that they are all needed to generate
the desired outcome (Odum, 1996). Accordingly, in the case of the wastewater, all
emergy required to generate the water used in households, the food eaten and the
resources used for transport, processing and food storage was assigned to the
wastewater. However, corrections have to be made to avoid double counting of
emergy when different flows, originating from the same source, are again converg-
ing. Sun, wind and rain originate from the annual emergy input to earth, therefore,
in the present analyses only rain, which gives the greatest emergy contribution, has
been included in the total (Footnote 3, Table 3).
To account for emergy in purchased goods, both the emergy input from the
environment to generate the raw material and the emergy in human service to make
the raw material usable in the economic system were calculated. Emergy in service
was calculated from a ratio of the average emergy flow per unit money flow for
Sweden (2.15E + 11 sej SEK − 1 Lagerberg et al., 1999). This ratio relates the human
economy to its biophysical basis and is an estimation of the natural resources need
indirectly to generate the human services that each unit of money buys (Odum,
1996).
300 J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316
3. Results
The emergy in the wastewater leaving households in the urban area of Suraham-
mar was calculated as 6.0E +19 sej (Footnote 5, Table 2) and the corresponding
transformity as 3.8E +06 sej J − 1. This is more than one order of magnitude larger
than the total emergy used to treat the water (Tables 2 and 3).
Table 2
Emergy analysis of household wastewater
Footnotea Item Raw (unit per Emergy per unit Solar emergy
year) sej J−1 or SEK E+15 sej per year
Raw material
1 Groundwater 1.04E+13 J 4.10E+04 424
2 Swedish food 23 000
consumption pattern
Ser6ice
3 Production of drinking 1.10E+07 SEK 2.15E+11 2362
water
4 Swedish food 34 000
consumption pattern
5 Total in wastewater 1.59E+13 J 3.76E+06 59 790
Total energy in 1.6E+13 J
wastewater
Total emergy assigned 6.0E+19 sej
to wastewater
Transformity of 3.8E+06 sej J−1
wastewater
a
Footnotes to Table 2 in Appendix A.
J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316 301
Table 3
Emergy analysis of wastewater treatment
a
Footnotes to Table 3 in Appendix A.
b
Excluded from total to avoid double counting.
input of emergy through raw resources (17%). Concrete, which accounted for
depreciation of basins and pipes and materials used for maintenance, was the
second largest (10%).
302 J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316
Fig. 3. Aggregated diagram of emergy contribution from different sources to Surahammar wastewater
treatment system. Service used for manufacturing of raw materials is included in the figures for the
material flows. Adm., administration.
The analysis also showed that emergy due to construction and maintenance of
buildings, pipes and machinery accounted for 38% of the emergy (Fig. 3). If emergy
in interest was furthermore added, this figure raised to 56%. The rest was due to the
operation of the plant. The emergy input from local environmental resources such
as sun, wind and rain was 0.03% (Footnote 1–3, Table 3).
When the total emergy used in the entire treatment system was split to reveal
emergy used in the different parts of the system, the wastepipe system was found to
cause about 26% of all emergy use, the treatment of the water 60%, digestion of
sludge and production of electricity 11% and storing and spreading the digested
sludge 3% (Fig. 4).
Fig. 4. Emergy inflow to different parts of the wastewater treatment system, as a percentage of total
yearly emergy inflow, and emergy in structure, based on depreciation costs, as a percentage of total
depreciation per year.
J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316 303
Table 4
Emergy analysis of electricity production by digestion of sewage sludge
Footnotea Item Raw (unit per Emergy per unit Solar emergy
year) sej J−1, kg or SEK E+15 sej per year
Purchased inputs
1 Oil 6.43E+11 J 6.60E+04 42.4
2 Electricity 3.65E+10 J 1.19E+05 4.3
3 Iron 3.76E+06 g 2.65E+09 10.0
4 Machinery 1.40E+05 g 4.10E+09 0.6
5 Concrete 1.41E+07 g 7.34E+08 10.3
6 Copper 2.50E+04 g 6.80E+10 1.7
7 Insulation 5.10E+04 g 1.84E+09 0.1
8 Bricks 1.05E+06 g 2.52E+09 2.6
9 Paved surfaces 1.16E+06 g 4.74E+08 0.5
10 Service 2.98E+05 SEK 2.15E+11 64.0
11 Human labour 7.32E+04 SEK 2.15E+11 15.7
12 Total in electricity 4.86E+11 J 3.14E+05 152
Total energy in 4.9E+11 J
electricity
Total emergy assigned 1.5E+19 sej
to electricity
Emergy used per unit 3.1E+05 sej J−1
electricity
a
Footnotes to Table 4 in Appendix A.
The emergy use for the digestion and electricity generation was 3.1E + 05 sej J − 1
(Table 4). The main inputs were service in purchased inputs, depreciation and
maintenance (42%) and oil for the heating of the sludge (28%).
4. Discussion
small emergy costs, but over long periods of time, with low concentrations of
nutrients and with fluctuating efficiency in treatment. It would, however, be
interesting to compare our results with future analysis of other waste recycling
systems in society, where high requirements on efficiency and reliability were
necessary, as in the present study.
In our analysis, we have only considered wastewater as a by-product of the
outcomes from emergy use in food and water production. However, wastewater
also contains emergy from other sources such as chemicals used by households and
industries, and compounds from building materials washed out by collected rainwa-
ter. One might argue that wastewater is a by-product of the quality of modern
society and must carry all the emergy used in the society. This could be calculated
as the per capita emergy use in the region1 times the population in Surahammar. If
this calculation is made, the emergy in wastewater would be 3.9E + 20 sej, which is
nearly one order of magnitude larger than in our analysis, and the transformity
would be 2.4E + 07 sej J − 1.
High transformity may, according to Odum (1991, 1994, 1996) indicate a high
potential impact. Genoni (1997), Genoni and Montague (1995) found a correlation
between transformity of substances and the transformity for the tropic level in
which they bioaccumulate and they suggest a relationship between the transformity
of a substance and the way it behaves in biological systems. It is obvious that
untreated wastewater discharged into a lake or a sea has a strong effect, and, if the
ecosystem that receives the emergy is not organised to efficiently use the new
resource, the structure and the function of the system will change so that it can do
so. One interesting question for further research is, therefore, to what extent, and
under what circumstances, the effect on surrounding ecosystems of discharge of
untreated wastewater could be predicted by the amount of emergy associated with
this flow.
1
Calculation based on the Swedish average of 40.7E+ 15 sej per capita (Lagerberg et al., 1999). The
average income in the region in relation to the Swedish average, indicated that this figure was a
reasonable approximation of the per capita emergy use in the region.
J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316 305
economic analysis and solutions that increase the cost efficiency are likely to reduce
the use of external resources, which, according to the former argument, derive from
resource use in the generation of service, and hence, the emergy efficiency will also
be improved. Changes in direct use of local environmental resources at the plant
may only result in marginal improvements in emergy efficiency, while changes in
the surrounding society will have substantially larger effects on the resource use at
the local plant. One way to improve the use of emergy as a tool for evaluation of
resource use in human-dominated systems might be to trace all resource use back
to its source, instead of using emergy per unit of money flow as a denominator of
an average resource use in service. This is a most circumstantial method, and in
many cases, it may not even be possible. It could though be appropriate to calculate
different emergy to unit money flow for different kinds of services.
Conventional Swedish wastewater treatment plants are associated with large
buildings and heavy materials. The results of our analysis are in accordance with
this, but they are of course sensitive to the estimated lifetimes of machinery and
buildings. If the lifetime is halved, which means 25 and 10 years for buildings and
machinery, respectively, the emergy input to construction and maintenance will
increase from about 40 to 50%. Emergy input to construction plus maintenance and
to operation would then be equally large. This result diverges from the result of an
LCA, of an equivalent Swedish wastewater treatment plant, which indicated that
the environmental impact from the construction of the plant was considerably less
(8% of total energy use and 18% of emission of nitrous gases) than that from the
operation, when lifetimes similar to those in our study were used (Tillman et al.,
1996).
The difference between the two studies is due to the fact that assessment of the
environmental work required for generation of resources (converted to solar
energy) is the basis for the evaluation of resource use in the emergy analysis, while
in LCA this work is not at all included. In a case like the present, while emergy
input due to the use of local renewable resource is negligible, total emergy use may
also be considered an indicator of the environmental impact caused by the process.
In LCA, the environmental impact is instead measured by, for instance, support
energy use and amounts of different kinds of emissions.
There are efforts to decrease the use of electricity in wastewater treatment in
Surahammar and as the use of electricity causes one of the largest separate inputs
of emergy to the system, it may be worth devoting time and effort to a reduction
in the electricity used. A reduction of 50% would reduce the total emergy use for
wastewater treatment by about 10%.
4.3. Electricity from digestion of sewage sludge
Together with efforts to diminish energy use, there have been several attempts at
Swedish wastewater treatment plants to find a use for the energy in biogas
produced by digestion of sewage sludge. Many of the wastewater treatment plants,
which, like that in Surahammar, were constructed during the 1960s have surplus
digester capacity and are also interested in adding more biomass to the digester to
increase the energy production.
306 J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316
When analysing and comparing the emergy use for electricity generation in
Surahammar, we did not include the generation of sewage sludge, as it would take
place irrespective of whether electricity is produced or not and it would be senseless
to produce sewage sludge just to generate electricity. If other biomass, produced for
the purpose of digestion, had been used, the emergy use in its generation would, of
course, have been included.
Comparing different transformities for different processes that generate similar
outputs is a way to evaluate the efficiency in the production. The process with the
lowest transformity requires least emergy. However, there is a thermodynamical
limit, which sets the definitive lower boundary for each kind of process (Odum,
1996). In biological and technical systems, this boundary will probably never be
reached, because it requires that all reactions would take place under ideal
conditions.
Odum (1996) has estimated the mean emergy use for the generation of one unit
of electricity (transformity) in the world to about 1.7E + 05 sej J − 1. For Swedish
hydroelectricity, the transformity is calculated to 8.0E + 04 sej J − 1 (Odum, 1996),
which makes it a comparatively efficient way to produce electricity. Moreover, in
hydroelectricity, the large direct environmental work originating from kinetic
energy in flowing rivers and streams, in addition to small efforts from the economy
to generate the electricity, brings about a large contribution to the economy. This
kind of evaluation is of course sensitive to how and to what extent the analysis
includes impacts on the local environment caused by the power plant.
Being aware of the inconsistency of calculating emergy use for the electricity
generated by digestion of sewage sludge without including the emergy in the sludge,
an emergy use of 3.1E + 05 sej J − 1 generated electricity indicates a comparatively
low efficiency. This electricity production is not competitive compared with the
average mix of electricity used in the town of Surahammar (2/3 hydroelectricity and
1/3 nuclear power). The generation of electricity by digestion of sewage sludge
required about two times the emergy use for the generation of the average mix of
electricity in the town (Table 1).
The electricity generation from sewage sludge could not carry the resource use
required for the digestion. However, it might be reasonable to consider the biogas
as free, with the motivation that it is caused by the need to sanitise the sludge and,
therefore, only the resource use for the generation of the electricity from the biogas
produced should be included. In this case, the required emergy for the electricity
generation would be only about 20% of the requirements for the average electricity
used in the town.
The efficiency in the use of external resources for electricity generation at the
plant can be improved to some extent by a more continuous operation of the
digestion and more efficient use of the water from the cooling of the gas engine
than was observed in the present study. The conclusion of our analysis is, however,
that if the only reason to digest the sludge were to produce electricity, it would be
more resource-efficient to purchase the electricity on the Swedish distribution net.
In a similar study Ødegaard (1995) states, on the basis of energy analysis and
LCA, that biogas production from sewage sludge digestion is an important energy
J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316 307
source and suggests that ‘processes that maximise biogas production should, …, be
favoured’. The result of our study contradicts to this, in that it indicates that there
is no resource economy in producing biomass only for the reason of generating
biogas in this kind of plant. Accordingly, the digestion of sewage sludge has instead
to be motivated by its value as a way to sanitise the sludge, which has to be
compared with sanitation methods, in which local renewable environmental work,
with lower transformity, is employed.
The management of wastewater in our study demanded a lot of energy and other
resources, but the use of local renewable resources, such as sun, wind, rain, local
biomass production etc., was practically non-existent. There is a contradictory
relationship between the need for external inputs and the demand on the local
environment. Knight (1995) states that the change from wastewater treatment
systems that rely on technological energies to systems that rely on natural energies
results in ‘systems being land intensive rather than energy intensive’. There is a
reciprocity between the amount of resources used in the concentration of nutrients
(the food support system) and the resources that have to be spent on the dispersion
(the wastewater treatment system) and these resources could either be drawn from
local sources by the expropriation of large areas of land (or less land for longer
periods of time) or by the use of much high technology and large amounts of
external inputs (which could be perceived as areas expropriated from other places
or from other time periods). To decrease the use of external resources, a reorgani-
sation of human settlements and the landscape around them would be necessary, so
that sufficient areas of land for wastewater treatment would be available where
people live. It would also require changing our lifestyle so that we could obtain
better control over the input side of the system in order to be able to decrease
control over the output side, the wastewater treatment.
5. Conclusions
A striking conclusion from our analysis is that there is a large amount of emergy
associated with the flow of wastewater. In that perspective, the great amount of
resources and technology that have been invested by society for its treatment might
be reasonable and to reduce the use of external inputs and rely on local ecosystem
processes (in wetlands) would demand an extensive amount of land.
Furthermore, the contribution to the economy from the electricity produced by
digestion of sewage sludge at the wastewater treatment could not motivate the
digestion of sewage sludge and there are no reasons to produce biomass with the
purpose of producing electricity by digestion in this type of plant. The emergy
analysis indicates that the resource use efficiency in this form of electricity genera-
tion is substantially less than the efficiency in generation of the average mix of
electricity used in the town.
308 J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316
Acknowledgements
We especially wish to thank Peter Jernberg, Inge Carlsson, Eva Myrin and Bengt
Wittur, Kommunateknik A.B., Surahammar, for their great interest and support,
which made this study possible, and for their patience with all our intricate questions.
Thanks also to colleagues in the research program on ‘Resource Efficient Agricultural
and Horticultural Systems’ at the Swedish University of Agricultural Sciences, for
valuable comments on earlier drafts and M.T. Brown, University of Florida, for
constructive criticism of the manuscript.
Footnotes to Table 2.
1 Solar insolation
Total roof area 1839 m2
Paved surfaces 2900 m2
Storage, digested sludge 4000 m2
Annual insolation (K. Andersson, 3.10E+06 J m−2
SMHI, personal communication, 1995)
Total insulation (total area) (annual insula-
tion) (1839+2900+4000 m2)
(3.10E+06 J m−2)= 1.81E+
10 J
310 J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316
2 Wind
Energy in wind, E 5.11E+06 J m−2
Equations used for calculations (Mon- E= 365
1 (~u(z)t) ~= z (u*)
2
6 Iron in buildings
Sheet-iron in walls and roofs (total covered area) (weight of
sheet (thickness; 1.25 mm))
(5.19E+03 m2) (1.00E+04 g
m−2)= 5.19E+07 g
Steel in gas storage 3.90E+07 g
Iron beams for walls and roofs
g iron per m2 wall area 6.10E+03 g m−2 (calculated
from floor in mechanical
treatment)
g iron per m2 roof area 9.70E+03 g m−2 (total wall
area) ( g iron per m2)+(total
roof area) (g iron per m2);
(1.66E+03 m2) (6.10E+03 g
m−2)+(1.38E+03 m2)
(9.70E+03 g m−2)= 2.35E+
07 g
Reinforcement in concrete
g iron per m3 concrete 3.10E+04 g m−3 (calculated
from floor in mechanical
treatment)= 3.90E+04 g m−3
(calculation from concrete cul-
vert)= 7.90E+04 g m−3 (cal-
culation from concrete wall of
digester) (m3 concrete) (g iron
per m3) (1.09E+03 m3)
(3.10E+04 g m−3)+(7.00E+
01 m3) (3.90E+04 g m−3)+
(1.45E+02 m3) (7.90E+04 g
m−3)= 4.78E+07 g
Total amount of iron (total amount of iron)/(esti-
mated life length) (1.62E+08
g)/(50 year)= 3.24E+06 g
7 Insulation material
Total amount of insulation 4.64E+02 m3 (total amount
of insulation) (density)/(esti-
mated life length); (4.64E+02
m3) (3.50E+04 g m−3)/(50
year)= 3.25E+05 g
8 Concrete
Concrete area in basin buildings in rela- 2.1 m2 total area per m2 floor
tion to floor area area (calculation from me-
chanical treatment)
312 J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316
16 Machinery
Iron in scrapers 1.00E+06 g
Cleaning grating 1.00E+06 g
Containers 7.34E+05 g
Floor grating 3.38E+06 g
54 pumps 3.70E+06 g
Air machine 7.00E+05 g
Stirrer 9.73E+05 g
Gas engine 1.45E+06 g
Heat exchanger 2.50E+05 g
Total amount of iron in machinery in (total weight) (estimated life
plant length) (1.32E+07 g)/(20
year)= 6.59E+05 g
Machinery for sludge spreading 4.86E+05 g per year (weight
of tractor 5 ton, wagon 3.5
ton, total use 470 and 60 h
per year, respectively, life
length 15 years)
Total amount of machinery 1.15E+06 g
17 Chemicals
Total amount of ferrous sulphuric acid 3.20E+08 g
Ferrous (Fe2+) content 2.40E+07 g (product infor-
mation, Surahammars bruk
AB)
Sulphuric acid content 2.88E+07 g (product infor-
mation, Surahammars bruk
AB)
This chemical is a by-product of ironworks. Only the content of iron is
considered as this is used for the precipitation of phosphorus
18 Iron in maintenance 5.92E+06 g (3% of iron in
buildings, machinery and
pipes)
19 Concrete in maintenance 1.17E+08 g (3% of concrete
in pipes)
20 Asphalt in maintenance 2.07E+07 g (3% of sludge
storage and paved surf.)
21 Service in electricity 2.83E+05 SEK
22 Service in oil 9.60E+04 SEK
23 Service in depreciation of buildings and 1.17E+06 SEK
machinery
314 J. Björklund et al. / Resources, Conser6ation and Recycling 31 (2001) 293–316
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